RDC1 RESEARCH DEGREES SUB-COMMITTEE APPLICATION TO REGISTER FOR A RESEARCH DEGREE Submitted by the Faculty of........................................................................................................ (This form should be typewritten) Applicants and their supervisors should consult the University's Regulations for the award of Research Degrees before completing this form. Copies may be obtained from the University’s website or the Research Degrees Administrator. Name of Candidate Research Award (delete as appropriate) MPhil MPhil with possible transfer to PhD PhD (PhD on the basis of Published Work - apply on form RDC17) Mode of Study (full time or part time) Title of the Research Project Home Address Correspondence Address (if different) Daytime Tel No Email address Date of enrolment on award Start date requested for research degree registration purposes. The Research Degrees Sub-Committee will approve up to six months back-dating from the date of receipt of the application. Requests for longer back-dating must be accompanied by a report of progress already achieved and justification for retrospective registration, supported by your supervisory team. Expected average weekly commitment to the research programme (in hours) Expected submission date for the thesis (Please refer to the University Regulations for minimum and maximum 2013 Research Degrees 1 RDC1 registration periods) Intellectual Property Rights Are there any IPR implications for this research project? If yes, please detail how they have been, or will be, addressed. Source of Financial Support Give particulars of any studentship or other award held in connection with the proposed research programme Details of Higher Education qualifications gained Institution attended, dates, award, classification, etc. If Masters award included a dissertation research project provide title and word length. Training and experience (include details of activities undertaken [with dates] relevant to this application and any research or other relevant conference papers, articles, books etc which have been published) Will your programme of research be largely conducted at the University? Collaborating Establishment If appropriate, give full address. Attach: A letter of support. A statement of contingency measures. RESEARCH TRAINING AND RELATED STUDIES Please give details below of when you completed, or when you expect to complete the University Postgraduate Certificate in Research Methods course. Also provide details of any additional research training and how this has prepared, or will prepare you for the research project. If you believe your previous education and experience would permit you to claim a full exemption from the PgCRM, you must complete the Exemption Form (available from your Faculty research degrees administrators) and attach it to this RDC1. (Partial exemptions are handled through the PgCRM learning contract.) 2013 Research Degrees 2 RDC1 FACILITIES AVAILABLE FOR THE INVESTIGATION (including funding and location). Please indicate the facilities/resources available for the research project, and any additional facilities/resources that the Faculty or University is required to provide. Please indicate the proportion of time to be spent working at the University and any Collaborating Establishment. If it is proposed that part of your programme of work will take place outside Staffordshire University, please specify the facilities/resources available to you at the partner or collaborating establishment. NB: In the case of any collaborative work the RDC1 must be accompanied by a letter confirming the collaboration and the availability of facilities/resources in support of the project. In addition, the student and his supervisors must give details of contingency measures to deal with possible changes of the collaboration which could have a detrimental impact on the research programme (for example if the Collaborating Establishment ceases operating, decides to withdraw its support, changes its project requirements, etc). The statement of contingency measures must show that successful completion of the programme is not coupled tightly to the collaboration. ETHICS For the purposes of ethical approval you must as a minimum complete the Fast Track Form (available from the University Academic Ethics web page). The Fast Track form acts as a filter and once completed you will be able to identify whether you should complete a full University ethics form for your Faculty Ethics Committee or an Independent Peer Review form for the University IPR Panel. If you are applying to an external body such as the NHS, Social Care or the Ministry of Justice, you will need to complete the IPR form. If you are completing the full University Ethics Form of applying for ethical approval externally subsequent to the submission of your RDC1 you must notify the Faculty Research Degrees Administrator when you have received your final approval. I/We confirm that ethical implications concerned with the proposed research programme have been considered by the Candidate and the Supervision Team and where appropriate, a full application to an Ethics Committee (eg Faculty, University, NHS) has or will be made when the complete details of the research programme are known: Ethical approval (delete as necessary): Not Applicable (append the completed Fast Track form) Applicable - approved - provide details of application(s) and outcomes(s) and append documents Applicable - to be approved - provide details Signatures: Candidate: ………………………………… Date: … ………….. Principal Supervisor: ……………………………… Date: ……………... RISK ASSESSMENT SUMMARY 2013 Research Degrees 3 RDC1 In completing this section the supervision team should consult the guidance available on the University’s Health & Safety website: http://www.staffs.ac.uk/support_depts/healthandsafety/index.jsp. In particular the University’s Health and Safety Policy identifies the responsibilities of academic staff. Supervisors should note that this responsibility cannot be discharged by relying upon the research student’s perceived competence. Supervision teams will find in addition to information on laboratory and studio-based risks this website contains important health and safety guidance likely to be of relevant to most subject areas e.g. on lone working, field work and working overseas. The Principal Supervisor should identify areas of work in the following risk categories: A = Those where work may not be undertaken without direct supervision; B = Those where work may not be started without the supervisor's advice and approval; C = Activities which can only be undertaken unsupervised after appropriate training. D = Those with risks (other than categories A & B) where extra care must be observed, but where it is considered that this student is already adequately trained and competent in the procedures involved; E = Those where the risks are insignificant and carry no special supervision considerations. The nature of the risks should be defined, e.g. lone working, toxicity, explosion, fieldwork risks (e.g. risks from respondents, travelling risks), high-voltage, lasers, flammability etc. Instructions and advice should include the method of work and the safeguards (e.g. personal safety training; access to panic buttons and mobile phones) to be used. The person who is to supervise A and B risks should be identified Nature and Method of Work Signatures: Hazards/Risks Safeguards/ Training Requirements Candidate: ………………………………… Category Assigne d Date: … ………….. Principal Supervisor: ……………………………… Date: ……………... PROPOSED PLAN OF WORK 2013 Research Degrees 4 RDC1 You must submit a proposed plan of work with this application. It must include details on the following sections: 1. Aims of the investigation 2. Objectives of the project 3. Context of the investigation 4. Theoretical basis 5. Methods of investigation 6. Timescale 7. Expected outcome or outcomes 8. References 9. Bibliography Plan of work guidelines: PLEASE INCLUDE A 400 WORD (MAXIMUM) SYNPOSIS OF THE RESEACH PROJECT FOR THE LAY READER 1. FOR THE PLAN OF WORK: A maximum of 2,500 words should be used. A student may use fewer words if they choose to do so, but may not use more. 2. Use Arial font - size 11 3. Footnotes should be used to provide a reference / citation for the reader. A short and brief explanation (if one is required of a particular point) may be included, but should be used only where necessary and not to circumvent the word limit. 4. The references / bibliography required are not included in the word limit of 2,500 words permitted, but should not exceed three pages and should adhere to the Arial font – size 11 stipulation. 5. The time-line for the project is not included in the word-limit. 6. Tables and diagrams are not included in word limits but should be used only to explain and enhance as necessary and not as an attempt to circumvent the limit. SUPERVISION OF THE PROGRAMME OF WORK 2013 Research Degrees 5 RDC1 INTERNAL SUPERVISORS - a Supervisors CV proforma must be submitted for each supervisor (available from the Research Awards Administrator). Other forms of C.V. will NOT be accepted. Name of Principal Supervisor Department and Faculty Email address Area(s) of subject expertise Number of registered research degree candidates currently supervised Number of candidates previously supervised to successful completion Undertaken the University’s Research Supervisors Training Module, and actively researching MPhil PhD MPhil PhD YES / NO / IN PROGRESS (If yes, date of successful completion) Name of Supervisor Department and Faculty Email address Area(s) of subject expertise Number of registered research degree candidates currently supervised Number of candidates previously supervised to successful completion Undertaken the University’s Research Supervisors Training Module, and actively researching MPhil PhD MPhil PhD YES / NO / IN PROGRESS (If yes, date of successful completion) Name of Supervisor Department and Faculty Email address Area(s) of subject expertise Number of registered research degree candidates currently supervised Number of candidates previously supervised to successful completion Undertaken the University’s Research Supervisors Training Module, and actively researching MPhil PhD MPhil PhD YES / NO / IN PROGRESS (If yes, date of successful completion) EXTERNAL SUPERVISOR/ADVISER (if appropriate) 2013 Research Degrees 6 RDC1 If the bulk of the programme of research is to be conducted outside Staffordshire University, candidates must have a supervisor based at the institution or body at which the research will be carried out. Please include details of External Supervisors/Advisers below - a Supervisors CV proforma must be submitted for each supervisor/adviser (available from the Research Awards Administrator). Other forms of C.V. will NOT be accepted. -------------------SUPERVISORS WHO ARE ALSO RESEARCH STUDENTS Are any of the proposed supervisors simultaneously registered as research students in their own right? YES/NO If yes, please name them below: CONFIDENTIALITY (Period approved will normally not exceed two years from the date of the oral examination) Is permission sought for the thesis to be kept confidential? YES/NO If yes, written justification must accompany the application. STATEMENT BY THE APPLICANT On the basis of the proposals given in this application, I wish to apply for registration for the degree of: (delete appropriate) MPhil MPhil with transfer possibility to PhD Direct PhD I confirm that all the information given is correct. I understand that, except with the specific permission of the Research Degrees Committee, I may not, during the period of my registration, be a candidate for another research award. I understand that, except with the specific permission of the Research Degrees Committee, I must write and defend my thesis in English. Signed: ....................................................................... Date: ...................................................... 2013 Research Degrees 7 RDC1 RECOMMENDATION BY THE SUPERVISORS We support this application and believe that the applicant has the potential to successfully complete the programme of work proposed within the University’s maximum registration period. We recommend that the applicant be registered as a candidate for a research degree. We confirm also that in the case of any supervisor who is also a student in their own right, there is no conflict of interest between their own research and the proposed research of this student. Signed: ....................................................................... Date: ...................................................... Signed: ....................................................................... Date: ...................................................... Signed: ....................................................................... Date: ...................................................... FACULTY SUPPORT I support this application and confirm the Faculty will ensure the specified resources (on page 3) are made available for the planned duration of the project. Signed: ............................................. Print Name: ………………………… (Faculty Associate Dean – Scholarship, Enterprise and Research) Date: ................... APPROVAL OF APPLICATION FOR REGISTRATION OF MPHIL or MPHIL WITH POSSIBLE TRANSFER TO PHD The Faculty Research Degrees Committee has approved the application for the award of: MPhil - Registration effective from: - Registration effective from: or MPhil with possible transfer to PhD Signed: ................................................ Print Name: ………………………… (Chair: Faculty Research Degrees Committee) 2013 Research Degrees Date: ................... 8 RDC1 APPROVAL OF APPLICATION FOR REGISTRATION OF DIRECT PHD The faculty supports the registration for direct PhD – please attach faculty rapporteur reports. Signed: .................................................. Print Name: ………………………… (Chair: Faculty Research Degrees Committee) Date: ................... The University's Research Degrees Sub-Committee has approved the application for the award of : PhD - Registration effective from: Signed: ................................................. Print Name: ………………………… (Chair: University’s Research Degrees Sub-Committee) 2013 Research Degrees Date: ................... 9