Appendix 1: MANDATE model global and conditional variables for sub-Saharan Africa (SSA)/India Variable Definition Value Live Births Number of live births in SSA/India, 2008 SSA: 31,996,058 India: 27,731,570 Stillbirth Rate Proportion of pregnancies not resulting in a birth SSA: 2.90% India: 2.20% Number of Pregnancies Number of pregnancies that result in a birth or stillbirth Proportion of births that are preterm Proportion Preterm Prenatal Care Location Delivery Location Intrapartum Event Incidence % Home % Clinic % Hospital Description United Nations population estimates accessed via Spectrum population projections (available at: http://futuresinstitute.org/spectrum.aspx; accessed September 20, 2010), assuming medium total fertility rate and medium life expectancy (United Nations. Department of Economic and Social Affairs 2013) Stillbirth rates are reported to be 2.9% in SSA and 2.2% in India (Lawn, Blencowe et al. 2011). Stillbirth defined as pregnancy losses at ≥1000 g birth weight or ≥ 28 weeks of gestation. Calculated value: live births + stillbirths SSA: 12.3% India: 13.3% Proportion of women who seek prenatal care in home, clinic or hospital setting Proportion of deliveries that occur in home, clinic or hospital setting SSA: 30% India: 10% SSA: 50% India: 35% SSA: 65% India: 40% SSA: 35% India: 25% SSA: 5% India: 50% SSA: 15% India: 40% Proportion of deliveries with an intrapartum event that could result in the need for resuscitation, neonatal encephalopathy, or SSA: 7.5% India: 7.0% SSA: 6.5% India: 5.1% SSA: 5.4% India: 3.1% Preterm rates are reported to be 12.3% in SSA and 13.3% in India (Lee, Katz et al. 2013). Preterm defined as babies born alive < 37 completed weeks. (UNICEF 2010); Maternal Neonatal Health Registry Data Book from Global Health Network (January 11, 2011), Table 9 (unpublished data) SSA: Mean value of most recent Demographic Health Survey (DHS) from 2000 to present for SSA reported (41 countries). UNICEF global database reports 47% institutional delivery (2007-2012) in SSA (http://www.childinfo.org/delivery_care.html). India: Institutional delivery has increased rapidly due to Janani Suraksha Yojana: 12.3% in 1992-3 (International Institute for Population Sciences (IIPS) and Macro International 1995); 23.5% in 2005-6 (International Institute for Population Sciences (IIPS) and Macro International 2007); 32.9% in 2007-8 (International Institute for Population Sciences (IIPS) 2010); and, more recently, 72.6% (Unicef 2009; Gupta, Pal et al. 2012). The overall proportion of neonates experiencing an intrapartum event is approximately 7.5% (5-10%) globally (Wiswell 2003; Lawn, Rudan et al. 2008; Lee, Cousens et al. 2011). Lower rates are reported in hospital settings (3-6%) compared to clinic settings, with home-based settings having the highest rates of intrapartum events (Deorari, Paul et al. 2001; Etuk and Etuk 2001; Dongol, Singh et al. intrapartum-related mortality IntrapartumRelated Injury - Incidence Proportion of neonates surviving an intrapartum-related event with intrapartum- related injury, including neonatal encephalopathy or multi-organ dysfunction IntrapartumRelated Events – Case Fatality Rate (CFR) IntrapartumRelated Injury - Case Fatality Rate SSA: 15% India: 15% Term: 12.0% Preterm: 18.0% Case fatality rate of untreated term and preterm intrapartumrelated injury, including neonatal encephalopathy and multi-organ dysfunction Term: 15% Preterm: 22.5% 2010; Ersdal, Mduma et al. 2011). MANDATE parameters are based on the expected decrease from the assumed incidence of 7.5% based on assumptions regarding the coverage of basic and comprehensive emergency obstetric care in each setting (Ameh, Msuya et al. 2012), which are assumed to reduce the incidence of intrapartum events by 40% and 80%, respectively (Lee, Cousens et al. 2011). E.g. We assume that in SSA, 33% of women in clinics are having BEmOC needs met (i.e. 7.5*.33*.4=1% reduction in incidence). Data regarding intrapartum-related injury in low income countries are sparse. In settings with high neonatal mortality, the median incidence of neonatal encephalopathy is 12.1 per 1,000 births (range 3.6, 26.5) (Lee, Kozuki et al. 2013). Assuming intrapartum-related events occur in approximately 7.5% of births and that neonatal encephalopathy is the most common intrapartum-related injury, this would result in approximately 15% of neonates with intrapartumrelated events having intrapartum-related injury, such as neonatal encephalopathy. Three quarters of neonates with intrapartum-related events were classified as mild, with a CFR of 4%; those with multi-organ injury or severe asphyxia have a CFR of nearly 40%, for a weighted average of 12% (Bang, Bang et al. 2005). We assume 1.5 times the CFR among preterm neonates with birth asphyxia based on a single study in Nepal (Lee, Mullany et al. 2011). All organs can be affected by intrapartum-related events; neonatal encephalopathy is the most widely studied and has the most severe outcomes. Case fatality rates for neonatal encephalopathy range from 12% in high income countries to 31% in low income countries (Lawn, Lee et al. 2009). 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