International Biometric Society SIMULATION METHODS FOR POWER ANALYSIS TO PREDICT TAMOXIFEN TREATMENT RESPONSE FOR BREAST CANCER USING DIFFUSE OPTICAL SPECTROSCOPIC IMAGING (DOSI) Christine E. McLaren1, Wen-Pin Chen2, Thomas D. O’Sullivan3, Bruce J. Tromberg3 1Department of Epidemiology, University of California, Irvine, CA Family Comprehensive Cancer Center, University of California, Irvine Medical Center, Orange, CA 3Laser Microbeam and Medical Program, Beckman Laser Institute and Medical Clinic, University of California, Irvine, CA 2Chao Introduction. Women with high percent mammographic density have 4-6 fold increased cancer risk compared to women with lower density. There is also significant evidence that tamoxifen treatment is more effective at reducing breast cancer risk when accompanied by a reduction of breast density. Magnetic resonance imaging (MRI) is a safe and quantitative technique for measuring breast density and volume, but its high cost precludes MRI from widespread, frequent use in risk assessment, screening, or therapeutic monitoring. Diffuse optical spectroscopic imaging (DOSI) is a promising alternative that may be useful in monitoring changes in breast density. We describe a novel strategy for power and sample size determination motivated by our design of a study to compare the reduction from baseline in DOSI measures that may reflect changes in breast density in premenopausal women receiving tamoxifen. Because this will be the first study of DOSI in tamoxifen treatment, no preliminary information was available to provide critical estimates of expected changes from baseline in DOSI measures for treated and control groups. Thus, we developed a statistical simulation approach utilizing information from corresponding MRI breast density and DOSI measures obtained from our study of 12 volunteers about to begin neoadjuvant chemotherapy (O’Sullivan, et al., Breast Cancer Res 2013) and a separate investigation of MRI assessment of breast density in 16 women before and after treatment with tamoxifen (Chen, et al., Magn Reson Imaging 2011). Methods. Step 1: For each of three independent DOSI measures, water, deoxyhemoglobin (ctHHb), and lipid, separate linear regression models were formed with the DOSI measure at baseline as the outcome variable and MRI density at baseline as the predictor. There was a strong linear correlation between the three DOSI measures and MRI breast density prior to therapy (water, r=0.843, p<0.001; ctHHB, r=0.785, p=0.003; lipid, r=-0.707, p=0.010). Step 2: Based on the study of Chen and colleagues (2011), ten thousand pairs of simulated MRI breast density measurements were generated from a bivariate normal distribution with mean percent density (standard deviation) of 22.1% (2.6%) before tamoxifen treatment and 16.3% (3.3%) after treatment, with a correlation coefficient between pre- and post-treatment values of 0.9 (Fig. 1). Step 3: The regression models obtained in Step 1 were applied to the simulated pre- and post-treatment MRI values to obtain predicted mean DOSI values at baseline and after treatment and residual variance estimates. These parameter estimates were then used in a second simulation of a bivariate normal distribution with correlation coefficient of 0.9, to obtain 10,000 corresponding pairs of pre- and post-therapy DOSI values representing water, ctHHb, and lipid. Pre- and post-treatment differences between values for each DOSI measure were International Biometric Conference, Florence, ITALY, 6 – 11 July 2014 International Biometric Society calculated and used to inform power and sample size calculations for a two-sample t-test of the mean reduction from baseline in the tamoxifen-treated vs. control group with 80% power and significance level 0.05. Based on results of a study of mammographic density, we assumed that the reduction in DOSI measures in the control group would be half that of the tamoxifen-treated group (Cusick, et al, J Natl Cancer Inst 2011). Results. Expected mean changes in the treated group were 2.5%, 0.341µM, and -2.614% for water, ctHHB, and lipid respectively, compared to 1.25%, 0.171µM, and -1.307%. To demonstrate a mean reduction in the control group of half that of the treated group with common standard deviations of 1.733%, 0.273µM, and 1.330% respectively, required sample sizes per group are 32 subjects for water, 42 for ctHHb, and 18 for lipid. Using the largest required number of subjects and assuming as much as a 10% dropout we recommend a target sample size of 47 subjects per group. We conclude that simulation techniques can inform power and sample size calculations when important preliminary information is not available. International Biometric Conference, Florence, ITALY, 6 – 11 July 2014