Dear Editor, We have addressed the reviewers’ comments and revised the manuscript accordingly within the time period stated. Reviewer 1 was very supportive of the paper and recommended publication and asked if we would address their questions, which we have done. The questions are mostly clarifications which we have provided and we believe it has helped with making the paper clearer. Reviewer 2 raised more challenging points. The reviewer required three modifications in order to support publication. 1) state the new work relative to the papers cited by the reviewer, 2) address shattering by looking at the sensitivity to small particles in the modeling and 3) should perform 3D simulations. We have addressed all three points. We have revised the manuscript with respect to the papers the reviewer mentioned (and performed another search to identify any additional papers), 2) we provided justification that ice particle shattering did not affect our results, and 3) we have redone all the simulations in 3D and updated the analysis and text in the manuscript. We hope that you find the responses and manuscript alterations to your satisfaction and look forward to your response. With regards, Huiyi Yang, Steven Dobbie, Paul Connolly Reviewer 1: The introductory comments in the review were: This work provides a study of cirrus cloud optical property and its radiative impact on single column large eddy simulation models. Cirrus cloud is one of the unsolved issue for energy budget on the atmosphere-ocean system. In this work, the optical properties of cirrus cloud are calculated based on different ice crystal habits. This provides a potential useful parameterization for modeler to handle the cirrus cloud correctly in the climate model. The study shows that the different ice crystal habits and the vertical structure can strongly affect the radiative flux. The difference in flux can be up to tens W/m2 by different assumption of ice crystal habits. This result is new to the atmospheric radiation community. I therefore recommend publishing this paper. I hope the authors can address following questions. 1. In the last part of the introduction, better to emphasize the significance of this work, pointing out the new results of the ice cloud optical properties calculated in this work. Done. The last part of the introduction has been updated to better emphasize the significance of the work. 2. Page 3 line 17 (P3 l17), better point the ‘averaged’ means grid average, i.e the two-dimensional average, also 4176 should 4176L. This value is the average ice concentration from the EMERALD1 EM09 flight and so represents an average during the flight of the aircraft. I have clarified this in the text. 3. P3 l53, better put the reference for Fu-liou model, since it appears at the first time. Done. Text updated. 4. Figure 1, the information for habit types is not clear, should use color bars? Also better to give a brief explanation for sph, col, ... Done. We have updated the plots showing the distributions for each habit as well as the total distribution. 5. P4 l30, only using 2D because the computational expensive of 3D. The LES model should not be very expensive in computing. I think one reason for the authors to choose 2D is that 3D input data from EMERALD1 is less reliable or not complete for use. If this is true, please mention it. Done. We have redone all the model simulations to be 3D and updated the plots and analysis in the manuscript. 6. P4 l55, this paragraph is not very clear to me. Do the authors mean that they continuously change ice water path and the ice habits during the running process of LEM? The manuscript has been updated with a clear explanation. 7. P5 l15, Baran and Yang’s compilation is used to calculate the optical properties of different ice habit. I just wonder what kind method is used in this compilation, T matrix, geometric optics approximation, ..? Could the authors add a sentence of explanation. Text needs adding Calculation of the single-scattering properties for the long-wave region is based on the T-matrix method and the Complex Angular Momentum Approximation (CAM). The paper by Havemann and Baran (2001) describes the implementation of the T-matrix method to the hexagonal column. Ref Havemann, S., and A. J. Baran, “Extension of T-matrix to scattering of electromagnetic plane waves by non-axisymmetric dielectric particles: application to hexagonal ice cylinders”, J. Quant. Spectroscop. Radiat. Trans, 70, 139-158, 2001 8. P5 l9 left column, COLAGG, I saw in Fig. 4 it is written as COL&AGG, and inP8 it is written as AGGCOL. I think they are all the same, but why it is writtenin different ways. We have corrected this in the manuscript. 9. P6, Eq.(5), what is useful for _βext/sca? could the authors give a simple explanation. Done. This has been clarified in the text. 10. As a climate modeler, I am very interested in the calculation results shown in P56. I have a few questions about them. a) what kind distribution was assumedfor n(L)? is that from Fig. 1, please write it clearly. b) from (6-9), I can not findwhat is variable that the ice cloud optical properties depend on. As we know theprevious parameterization is dependent on De or Dg. If I understand it correctly,the calculations here are all based on Fig. 1 for mixing of different habits. Writeit clearly. c) is it possible to provide a parameterization pertaining the habit segregated size distribution, which can be generally used in climate models. At least,the related discussion should be provided. In this work, to calculate the optical properties of the cirrus layers we do not assume a size distribution, as we directly use the observed size distribution from the EMERALD1 EM09 observations. We believe the reviewer expects the optical properties to be in a parameterized format and this is why they are seeking the variable dependence of De or Dg. We have not derived a parameterization in this work. The optical properties are derived specifically for the observations of EMERALD1 EM09 only. To clarify, we have renamed the section 4.2 as “Calculation of optical properties specific for the EMERALD1 observations” Also, we have included in the text that our optical properties are specific to EMERALD1 and do not constitute a parameterization. This appears in the manuscript at the end of the optics calculations, just after the band averaging equations. 11. P7, is Table 11 necessary? It is not essential and so Table II has been removed. 12 P9 Fig. 6, not clear to what is time 1.5 and 2 hours. Do the authors mean that difference in flux after 1.5 sec run? Please write it clearly. I just wonder why don’t compare a steady sate case, just the pure radiation calculation for different ice cloud input. Then the readers can have more clear picture for the radiative impact of habit segregated size distribution. In the original manuscript the two times (1.5 and 2 hrs) where chosen to be around the peak in IWP. We have updated these analysis times to be 120 min and 165 min. The time of 120 min is when the model run ice concentration is equal to the average ice concentration from the observations for the whole of flight duration of EM09 and the second time of 165 min is chosen because the ice concentration from the model agrees with the average ice concentration from the observations during the flight segment in which the four layer vertical structure was observed. We trust this makes the choice of times completely justified and have updated the manuscript. Reviewer 2: The introductory comments in the review were: This study looks at the sensitivity of radiative fluxes to microphysical assumptions based on a Cirrus observations study. Changes are made to ice crystal habit and ice crystal size distribution in 2D model simulations. The authors claim that this is the first study to assess the importance of vertical structure, size distributions and habit. The paper by Liu et al. (Liu, Hui-Chun, Pao K. Wang, Robert E. Schlesinger, 2003: A Numerical Study of Cirrus Clouds. Part II: Effects of Ambient Temperature, Stability, Radiation, Ice Microphysics, and Microdynamics on Cirrus Evolution. J. Atmos. Sci., 60, 1097–1119. doi: 10.1175/1520-0469(2003)060<1097:ANSOCC>2.0.CO;2 ) looked at the effect of changing crystal habit and vertical structure. There are also many papers by P. Yang looking at similar effects (e.g. Sensitivity of cirrus bidirectional reflectance to vertical inhomogeneity of ice crystal habits and size distributions for two ModerateResolution Imaging Spectroradiometer (MODIS) bands Author(s): Yang P, Gao BC, Baum BA, et al. Source: JOURNAL OF GEOPHYSICAL RESEARCH-ATMOSPHERES Volume: 106 Issue: D15 Pages: 17267-17291 Published: AUG 16 2001 ) Unfortunately, recent findings about the effects of shattering of ice crystals on the instruments used to measure them mean that doubt is cast on many of the measurements. This is especially true where small particles are important as they are for this paper and when using the CPI that has a small inlet. It is now the responsibility of the authors to make a case for why their observations are useable. The issues are i) does this paper offer new insights that were not dealt with by other authors such as Wang and Yang? ii) Would using observations not affected by shattering change the sensitivity significantly. The reviewer 2 states three required modifications. Required modifications: 1. Review previous work and decide if new insight is being offered. 2. Test sensitivity when fewer small particles are contained in the ice crystal size distribution (e.g. following Mitchell 2008, GRL). This could be done by applying a function to ramp down the concentrations by a large factor for sizes smaller than 200 microns, for example. When the concentrations of small particles are reduced are the sensitivities seen in the 7 cases still as large, or are they diminished? 3. 3D simulations need to be carried out. It has to be demonstrated for this case that the results obtained for 2d are the same as 3d. The text talks about how it is important to spin up the correct turbulence. There are numerous studies that show that cloud structure developed from 2d simulations is inferior to that developed from 3d. This would require a minimum of a control and one of the experiments to be simulated in 3d and show that the radiative profiles are the same for 3d and 2d cases. We have addressed all three of these below as well as the minor other points. 1. Review previous work and decide if new insight is being offered. The reviewer has identified two papers that published work on the importance of vertical structure, size distributions and habit. The two papers were Liu et al 2003 and Yang et al 2001. We have included these papers in the discussion of the introduction and clearly delineate our work from theirs. Liu et al 2003 had a small final section in their paper focusing on habit effects on the development of cirrus. Their work is valuable as an idealised assessment of the bounding effects of switching whole-cloud habits from one habit type to another. Our paper is distinct from their paper by assessing the habit effect on the radiative fluxes based on using actual observed habit mixtures. Furthermore, we consider vertical structure of habits and size distributions which that paper does not address. The second paper is Yang et al 2001. This was an oversight on our part as their paper does have some similar material with regard to observed vertical structure however with an emphasis on informing bi-directional satellite remote sensing retrievals. Our paper has significant differences with Yang et al 2001 in that a) our paper addresses fluxes and both at TOA and the surface (our focus on fluxes makes the work more attractive to the broader audience such as weather and climate modelers), whereas their paper has a focus on TOA radiances; b) their research is based on a case with a significantly larger Deff, and we illustrate a strong sensitivity of cloud evolution to smaller sizes; c) our study has a sensitivity analysis that illustrates the effects of making progressively more and more simplified assumptions which gives modelers a good idea about the importance of, for instance, treating vertical structure compared to habit changes and more simplified common assumptions, and other differences such as d) our cloud is at a significantly different temperature and e) we address both solar and infrared effects on the radiative and cloud evolution. We have revised the paper, especially the introduction, clearly stating our contributions in the context of these other works. Also, we have removed our claim to be the first study to assess the importance of vertical structure, size distributions and habit. 2. Test sensitivity when fewer small particles are contained in the ice crystal size distribution (e.g. following Mitchell 2008, GRL). This could be done by applying a function to ramp down the concentrations by a large factor for sizes smaller than 200 microns, for example. When the concentrations of small particles are reduced are the sensitivities seen in the 7 cases still as large, or are they diminished? We understand that the reviewer is requesting this sensitivity because of a concern that about shattering of ice into smaller ice particles at the probe inlet during the observations. This led to the stated issue: “ii) Would using observations not affected by shattering change the sensitivity significantly”. We have clarified in the manuscript that the ice crystal observations were not significantly affected by shattering. We base this on two points. First, there is very good agreement in ice crystal number concentrations between the two probes (CPI and FSSP). This fact alone is evidence for lack of shattering since the response of both probes to ice smashing on the inlet would have to be the same: highly unlikely. Second, the CPI can tell you how many particles there were per image so we plotted a histogram of that. It is clear that almost all images have only one particle in them, but few have two and even fewer have 3. We can compare this to a Poisson distribution to assess the randomness of the particles. If randomness is observed then it points to shattering not being important as this would produce some bias in arrival times. The parameter for the Poisson distribution was calculated from the mean number of particles per image. The mean concentration for that period was 280 L^-1 and the sample volume of the CPI is ~2.3e-3.^2 (see Connolly et al 2007 in JTECH). Therefore, the mean number of particles per image is 0.035 (which is the lambda parameter for the Poisson distribution). Plotting a poisson distribution on top of the CPI histogram reveals they are almost the same. Included in the plot is a curve for Lamda=0.70 just to illustrate how sensitive it is. There could be a very small amount of shattering occurring since the number of frames with 3 particles in it (orders of magnitude less than frames with 1 or 2 particles) is slightly more than that expected by randomness, but this is very slight. The histogram is attached and discussion are now included in the manuscript. 3. 3D simulations need to be carried out... We have ported the model to a faster computer and performed all the model simulations in 3D. All of the plots, analysis, and text are updated in the revised manuscript. The 3D results show slightly stronger effects. The reviewers ‘other points’ are addressed below: Key: page,column,line 2,2,3. SID-3. Some more information and references are needed here. Are the observations from similar cases? There is limited literature and we are unsure if the conditions that give rise to roughness are present in our case. We are rather using roughness to illustrate a comparison of the relative importance of vertical structure, habits, and size distributions. We have clarified this point in the manuscript. 3,1,4. Cloud 'particle' size distributions 3,1,19. Mean mass-, number-, areaweighted size? We have updated 3,1,4 with “cloud particle size distributions”. We have clarified the determination of the mean particle size. It is the directly observed mean projected size by the CPI. 3,1,18-19. Very high concentrations of 0.5-5 per cubic centimetre.Possible at homogeneous freezing altitudes, but less likely at warmer temperatures. See arguments above regarding shattering. Yes, we find that the dominant nucleation is homogeneous in the simulations and this is stated in the paper. As stated above the 3,1,41. Both CPI and FSSP suffer from the effects of shattering. We believe they didn't in this cloud. See arguments above. 4,1,30-33. But 2d simulations do not capture structures developed from 3d turbulence. Is the Yang 2009 study is of a different case? If it is then the exercise to compare 3d and 2d needs to be repeated. All simulations have been replaced by 3D runs. All of the plots, analysis, and text are updated in the revised manuscript. See Above. 4,1,43. Realistic turbulence. If this is important then 3d simulations are required. All simulations have been replaced by 3D runs. All of the plots, analysis, and text are updated in the revised manuscript. See Above. 4,2,25. This case is a tropical case. The reviewer is perhaps thinking of EMERALD2. EMERALD 2 is a tropical case whereas EMERALD 1 is mid-latitude case. 5,2,36-60. Are these relations for columns or aggregates? What is used for the other habit? Update this with the relations or references. 8,2,10-12. Some references are needed here to support this statement. The statement is refined and references provided. With the complex growth mechanism of ice crystals in the atmosphere, that depend strongly on temp and humidity as well as fall speeds of a particle, perfect hexagonal symmetric particle shapes may be the exception rather than the rule. Macke, A, J. Mueller, and E. Raschke, Jas 53, no 19, 2813-2825. There have been several studies looking at the implications of roughness (e.g. Yang and Liou, 1998; Sun et al., 2004; Yang et al 2008). “The unexpectedly low value of the asymmetry parameter would then have far-reaching consequences for the magnitude of cirrus cloud radiative forcing. This area clearly deserves further study.” Ulanowski Z., Hesse E., Kaye P. H., and Baran A. J., 2006, Light scattering by complex iceanalogue crystals., J. Quant. Spectrosc. Radiat. Transfer, V100, P382392. Recent in situ cloud data from the SID-3 probe is shown which is consistent with ice particles with rough surfaces being dominant. Ulanowski Z, Kaye P.H., Hirst E., and Greenaway R.S., 2010, Light scattering by ice particles in the Earth’s atmosphere and related laboratory measurements, Electromagnetic and Light Scattering XII Conference, Finland. Ping Yang, George W. Kattawar, Gang Hong, Patrick Minnis, and Yongxiang Hu Uncertainties Associated With the Surface Texture of Ice Particles in Satellite-Based Retrieval of Cirrus Clouds—Part I: Single-Scattering Properties of Ice Crystals With Surface Roughness IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 46, NO. 7, JULY 2008 W. B. Sun, N. Loeb, G. Videen, and Q. Fu, “Examination of surface roughness on light scattering by long ice columns by use of a two dimensional finite-difference time-domain algorithm,” Appl. Opt., vol. 43, no. 9, pp. 1957–1964, Mar. 2004. P. Yang and K. N. Liou, “Single-scattering properties of complex ice crystals in terrestrial atmosphere,” Contrib. Atmos. Phys., vol. 71, no. 2, pp. 223–248, 1998. Ice particles are believed have Roughness of ice particles has been studied by Ans. Three references have been added to support the statement. Ref 1: Yang P., Kattawar W.K., Hong G., Minnis P., and Hu Y.X., 2008, Uncertainties Associated With the Surface Texture of Ice Particles in Satellite-Based Retrieval of Cirrus CloudsPart I: Single-Scattering Properties of Ice Crystals With Surface Roughness, IEEE Trans. Geosci. Remote Sens., V46, NO. 7, P1940-1947. Ref 2: Ulanowski Z., Hesse E., Kaye P. H., and Baran A. J., 2006, Light scattering by complex ice-analogue crystals., J. Quant. Spectrosc. Radiat. Transfer, V100, P382-392. Ref 3: Ulanowski Z, Kaye P.H., Hirst E., and Greenaway R.S., 2010, Light scattering by ice particles in the Earth’s atmosphere and related laboratory measurements, Electromagnetic and Light Scattering XII Conference, Finland. 8,2,36. a 4 hour simulation time needs to mentioned earlier in the paper (section 3). Done. “The total model simulation time is 4 hours.” has added in section 3 in the paragraph when the model setup is discussed. 8,2,56 - General - what if more layers were used than 4. What number is required to begin to converge the results? Interpolating to more layers is possible but not our intention without reliable observed ascending profiles through the cloud.