STREHGTHENING HUMAN RESOURCE MANAGEMENT OF CIVIL SERVICE Annual Report 2014 ***** Background The Department of Personnel and Training (DoPT) has been implementing a project on ‘Strengthening Human Resource Management of Civil Service (SHRM)’ with UNDP support. The Project’s Five Year Outputs include: • Implementation of reforms in human resource management and capacity building of civil services in line with the recommendations of 2nd Administrative Reforms Commission (ARC) supported • Improved Performance Management & Accountability of the Civil Service • Capacities of LBSNAA, National Centre for Good Governance (NCGG) and state Administrative Training Institutes (ATIs) strengthened in delivering programmes on governance, leadership, anticorruption and other emerging areas Project Information at a glance Project Budget Original for 2013-17 (as signed in 2013) Total Budget: US$1.65 Million UNDP Allocation: US$1.5 million Govt. Contribution: US$150,000 (parallel funding) Revised Budget (proposed for 2013-17) Total Budget: US$ 2,266,455 UNDP Allocation: US$1.5 million Govt. Contribution: US$150,000 (parallel funding) DSS: US$ 616,455 for year 2015 Duration: 2013 – 2017 Budget for 2014- USD 293,000 Expenditure in 2014- USD 315,850 Implementing Partner: Department of Personnel and Training, Government of India Other Partner(s): 1. Lal Bahadur Shastri National Academy of Administration (LBSNAA) 2. National Centre for Good Governance (NCGG) 3. State Administrative Training Institutes (ATIs) Geographical focus: Government of India and State ATIs including UNDAF states 1 Project Activities in 2014 Activities under Output 1: Shift towards competency based Human Resource Management of civil services supported 1.1 Support piloting of competency-based HRM at two Departments of Government of India and one Civil Services Cadre: Under this activity Competency Dictionary for Civil Services was developed in the year 2013 including 25 generic competencies for the Civil Service. An Implementation toolkit which is a step-by-step guide on how Departments/Organisations can apply the Competency Dictionary for HRM Functions was also created and published Further to the above, in 2014, competency mapping was done on a pilot basis for Department of Personnel and Training; Ministry of Corporate Affairs (MCA) three field offices – Regional Directors, Registrar of Companies and Office Liquidators; and the Central Secretariat Services Cadre 1.2 Exposure visit for National Centre for Good Governance (NCGG): KDI Korea, ANZSOG Australia An exposure visit was proposed to be organised for NCGG, keeping in mind the importance given by government to good governance by setting up NCGG as an apex think tank of the country in guiding and implementing good Governance reforms; it was felt that exposure to international institutes leading in research and analytical studies is essential for various stakeholders to fully understand and appreciate the concept. The exposure visit aimed to provide an opportunity to learn from institutes in different countries who are helping their governments realize their reform agenda and who are working towards the overall goal of transforming governance making it more people centric and working as vehicles of change management. This activity was dropped and could not be completed in 2014. Activities under Output 2: Capacities of LBSNAA, NIAR, State ATIs and other Government Training Institutions strengthened 2.1 Development and Piloting of Training Module on Leadership for IAS Foundation and Mid- Career Programme at National Centre for Leadership Development and Competency Assessment (NCLDCA/LBSNAA) For the purpose of leadership development, Leadership Development Center—rechristened as National Center for Leadership Development and Competency Assessment (NCLDCA)—was 2 established in Lal Bahadur Shastri National Academy of Administration (LBSNAA). Realizing the need for focused leadership development programs for officers in different career stages, it was decided that three leadership development modules will be delivered at different phases of the training programme at LBSNAA. In 2013, a National Pool of 29 Leadership Trainers was created and trained on Basic Leadership Skills for Foundation Course at LBSNAA with the first Capacity Building Workshop being conducted between February - August 2013. First Basic Leadership Skills (BLS) module facilitated at LBSNAA in September 2013: FC 88th batch. Further to this activity in 2014, work was carried out by Centre for Creative Leadership (CCL) on the Mezannine Leadership Skills (MLS) Programme. The first MLS program was facilitated by the national pool of leadership trainers to the participants of Phase III Mid-Career Training Programme (MCTP) in September 2014 and an abbreviated version of the same has been offered to Phase IV MCTP in August 2014. 2.2 Research team at National Centre for Leadership Development and Competency Assessment (NCLDCA/LBSNAA) A Research team was brought on board including a Leadership Development Consultant and Senior Research Analyst to support activities of NC-LDCA. Work was done on the vision, mission, structure and strategy of National Center for Leadership Development & Competency Assessment. A report on Vision, Mission, Strategy, Outline Structure and 5 year roadmap for LDC including capacity assessment of LBSNAA was prepared. Six case studies were developed on leadership topics to be used by LBSNAA. A Report on “Leadership Development in Indian Civil Services” has been developed and submitted to NC-LDCA. Also a database of research articles and knowledge products was developed and submitted to LBSNAA. A consolidated report was submitted by Senior Research Analyst covering sections on: Review of leadership concepts Competency based approach to leadership development A review of leadership competencies in civil services Comparative analysis of leadership development practices in civil services of select countries (including an examination of the leadership inputs delivered as a part of LBSNAA’s curricula) Identification of gaps in the current state of leadership development for IAS officers Recommendations (including vision, mission, structure, and strategy for NCLDCA) for leadership development of IAS officers 3 2.3 Development and Piloting of Module on Governance for IAS Mid-Career training programme at LBSNAA Indian School of Business (Mohali) was contracted to work on the Governance Module for LBSNAA. The mandate of ISB was to create modules on Governance for three different training levels Phase II, III and IV. Work was done on the Phase II module and the same was submitted and revised based on LBSNAA comments and feedback. LBSNAA was not particularly satisfied with the work done by ISB and were not happy with the quality of the deliverable. The contract was ultimately terminated following submission of Final Phase II module by ISB Mohali. 2.4 Identification of priority areas for capacity-building of State ATIs and develop and agree strategy and action plan Dr. Sharad Singh was contracted for a six month period to take forward this activity. The mandate was to provide Technical assistance and capacity development of select State Administrative Training Institutes (ATIs) in identifying the priority areas and developing their strategy and action road map for strengthening of the respective institutions; to support DoPT in the implementation of National Training Policy-2012; and Developing methodology for analyzing and utilizing the data that would be available in the Annual Performance Appraisal Reports (APAR) for identification of training needs. It was decided that the Project would undertake the initiative of strengthening of ATIs through developing their capacity for strategic planning. The initiative aimed at developing the internal capacity of the ATIs in analyzing, planning, designing and implementing organization wide interventions in structure and processes. It was decided to invite the willingness of ATIs to participate in the initiative. Participating ATIs were advised to form a cross functional Strategic Planning Teams (SPTs) for undertaking the work of strategic planning. Workshop on Strategic Training for members of SPTs of the 8 ATIs was organized during the period 57 March 2014 at ATI Mysore. Further to this a presentation on Strategic Planning was made at the Conference of Heads of ATIs at LBSNAA on 9th of May 2014. Interest was shown from 5 more ATIs to get technical assistance under this activity. . An Intensive Training cum Workshop on Strategic Planning for these ATIs was organized at ATI Hyderabad on 30 June-3 July 2014. In all training cum workshop on Strategic Planning was done for 12 ATIs. Assam and Punjab have submitted their Strategic Plan. A Report on Strengthening of State ATIs was submitted. Report on Methodology for Analyzing and Utilizing Data Gathered from APAR for Training Need Assessment of Officers of CSS Cadre was prepared and submitted. The same has been shared with the concerned authorities (CS Division and ISTM). 4 Activities under Output 3: Innovative training tools and methodologies developed and piloted 3.1 Assess the quality of the foreign training programmes offered to civil servants under DFFT scheme of the Government of India For this activity Kanchan Mukherjee from IIM Bengaluru was contracted. during 2014 in Jharkhand and Chhattisgarh. Work was done on the development of a methodology for reviewing the long-term and short-term courses/programs offered under the Domestic Funding of Foreign Training (DFFT) scheme. The key objective of the project was to develop a “robust, transparent and sophisticated” methodology for evaluating short term and long term courses under the DFFT scheme. This evaluation was to incorporate diverse institutional and program aspects like faculty, teaching methodology, course credit, contact hours, course content, etc. The technical approach adopted after due consideration of alternative methodologies involved the Analytic Hierarchy Process (AHP) based on Multi Criteria Decision Making (MCDM) which is very well suited for DFFT context. A final report on DFFT Program Evaluation as well as a Draft tool-kit and methodology was submitted along with the software version of the tool-kit. The software was further tested and validated. 3.2 Support establishment of Learning Resource Centre (LRC) at GoI to promote research and adaptation of emerging training tools and techniques LRC was established at ISTM building. Hiring process was completed for three positions - Director, Research Associate and Executive Assistant and the team started functioning from July 2014. 5