Local Air Quality Management Guidance: Low Emission Zones February 2009 Contents 1 Introduction 1.1 1.5 1.6 Background and objectives of the guidance Definitions Economic rationale for LEZ Schemes 2 Options for LEZ uptake schemes 2.1 2.2 2.3 2.5 2.6 2.9 2.11 Scheme design Legal basis for implementation Traffic Regulation Orders Planning conditions Vehicle emissions standards Management of permitted vehicles Vehicle detection 3 Developing a Low Emission Zone 3.1 3.6 Emissions assessment Costs assessment 4 Worked example 4.2 4.8 4.10 4.12 Do minimum or baseline case Estimated effect of varying the emission standard to be achieved Estimated effect of varying the implementation year Conclusions 5 Examples of LEZ schemes 6 Conclusions 1 Introduction Background and objectives of the guidance 1.1. This guidance is principally for local authorities in Scotland to assist in carrying out their LAQM duties under Part IV of the Environment Act 1995. It should be read in conjunction with the Scottish policy guidance PG(S)(09) and the UK wide technical guidance TG(09). 1.2 The guidance provides information on: establishing Low Emissions Zones (LEZs); practical issues that have arisen in cases where LEZs have been introduced; evaluating costs and benefits of options in either cost-effectiveness or cost-benefit analyses; and examples of existing or planned schemes. 1.3 The guidance is advisory. Local authorities that have declared Air Quality Management Areas (AQMAs) must have regard to the guidance when developing their air quality action plans. However, the guidance is also recommended to other local authorities that are considering implementing measures to improve local air quality. 1.4 The guidance should be considered in conjunction with the revised policy PG(S)(09) and technical TG(09) guidance, existing UK Government guidance (the Green Book) and Transport Scotland’s Scottish Transport Appraisal Guidance (STAG). Further advice can be obtained by contacting the Local Authority Air Quality Action Plan Helpdesk (0870 190 6050 or lasupport@aeat.co.uk) Definitions 1.5 A Low Emission Zone (LEZ) is a geographically defined area where the most polluting vehicles are restricted, deterred or discouraged from access and use. LEZs have been successfully implemented and run for a number of years in various places, for example Sweden, Japan, the Netherlands and, in the UK, London. The impact can be similar to an acceleration of fleet turnover, thereby reducing emissions sooner than would otherwise have happened. This guidance considers enforceable restrictions of traffic and parking on public roads, and planning conditions to control vehicle use and parking at private development sites as a basis for setting up an LEZ. Economic rationale for LEZ schemes 1.6 The economic rationale for LEZ schemes is linked to the external costs of operating polluting vehicles, which place costs on society as a whole through adverse health impacts and damage to ecosystems and the wider environment. The separation of private transport benefits and public impacts means that individuals are likely to consume goods or services in a way that is not socially optimal, unless there is an intervention. Schemes described in this guidance document seek to provide additional incentive in order to make progress towards air quality objectives by reducing the external costs of transport. 1.7 LEZ schemes are focused on replacing the use of high emitting vehicles with lower emitting ones. The main impacts of such schemes are likely to be: Reduced emissions and improved air quality, hence contributing to environmental, health and economic objectives; Reduced consumer transport costs from using more efficient modes of transport; and Higher vehicle replacement costs, but overall improved fuel efficiency. 1.8 The ex ante appraisal of the London LEZ scheme suggested that progress towards air quality objectives would be cost effective. As a result, three LEZ policy scenarios were appraised during the 2007 revision of the Air Quality Strategy to consider the wider application of such schemes. One scenario assumed that LEZ schemes were implemented in seven large urban areas in the UK, with a minimum Euro III standard introduced in 2010. 1.9 Benefits were estimated for the period 2010-2017. Emissions saved in 2010 were estimated at 150 tonnes PM10 and 461 tonnes NOx, diminishing to zero by 2017. This was calculated to produce modest health benefits with a present value of £5-7 million. The calculation did not take account of benefits that may accrue outside of the LEZ zones. Scheme costs were estimated as a present value of £9 million and costs to operators at £10 million, although with high uncertainty for the latter. Schemes were assumed to be enforced via fixed and mobile camera techniques. This guidance provides information on lower cost options for implementing LEZ schemes. 1.10 In the Air Quality Strategy analysis the costs outweigh the benefits. However, a Euro III standard would produce more benefits if it had been implemented in 2008, as in the London scheme. For schemes implemented from 2010 onwards, local authorities should thus consider more stringent Euro standards. The second phase of the London scheme will do this in order to achieve air quality benefits in future years. In such cases the benefits are more likely to match or exceed the costs. 2 Options for LEZ schemes Scheme design 2.1 The starting point for the design of any LEZ scheme should be the scheme objectives i.e. the targeted replacement of older vehicles. Having established the objectives and identified potential locations for the zone, local authorities should also consider: Legal basis; Enforcement powers and penalties; Vehicle emission standards; Management of permitted vehicles; and Vehicle detection. Legal basis for implementation 2.2 There are two main routes to setting up an LEZ with traffic or parking controls based on vehicle emission criteria: Traffic Regulation Orders (TROs) for enforceable restrictions on the public highway; and Planning conditions for development sites and private land. Traffic Regulation Orders 2.3 There are several types of enforceable restrictions that can be employed by local highway authorities under current legislation. The general basis for these is the Traffic Regulation Order (TRO). TROs are commonly introduced to manage traffic flow at specific locations, to define on street parking conditions, or as part of a broader traffic management scheme. For example, TROs can be used to restrict access to a given area for certain types or weight of vehicle during specific time periods. More information on TROs is provided in the policy guidance PG(S)(09) and the guidance note on encouraging uptake of low emissions vehicles. 2.4 Advertising the TRO for an LEZ is an essential part of the scheme setup, and guidance is provided in the relevant regulations about this and the statutory consultees for any TRO. If a major LEZ is to be established then local authorities should seek their own legal advice on the matter of advertising to vehicle owners in other EU member states. Some European cities have used their membership of the European LEZ Network (www.lowemissionzones.eu) to advertise their information on vehicle emission standards. Planning conditions 2.5 Planning conditions can be used to secure environmental benefits in new developments. Further information can be found in the revised policy guidance PG(S)(09). Vehicle emission standards 2.6 The approach for defining LEV standards on which to base enforceable restrictions (on the public highway or at development sites) could be determined in one or a combination of ways. The following criteria are relevant to schemes which target local pollutants: Euro standards; Age of vehicle/ year of first registration (year of first registration can be taken as a proxy for Euro standard in almost all cases); A particular fuel/technology combination; and/or Engine size (as a proxy for fuel consumption, and hence CO 2 output). 2.7 Existing LEZs most commonly use Euro standards as the basis of their schemes. Often, there are supplementary criteria to allow some exemption or time extensions for retrofitting emission abatement technology. Age as a proxy for Euro standard is also a common criterion. Further information on Euro standards can be found in the guidance note on encouraging uptake of low emission vehicles. 2.8 Retrofit technologies can assist vehicle owners who do not want, or cannot afford, to buy a newer vehicle to comply with a scheme. For vehicles with long lifetimes and high usage, such as buses, this can be more cost effective than replacing the vehicle. Management of permitted vehicles 2.9 In a large scheme covering a number of vehicle types, management will probably require the creation of a database with links to the DVLA, as for the London LEZ. For smaller schemes, affecting relatively few vehicles or one focused on local fleets, a basic permit management and verification system may be sufficient. Access control schemes in Cambridge and Bath are examples. 2.10 Management of permitted vehicles in a scheme based on a development site should be more straightforward compared to public roads. Through traffic is not usual and all vehicles are destined for privately controlled parking. The costs of administering any scheme would be expected to be borne by the developer, or ongoing management company set up by the developer or development occupiers. Vehicle detection 2.11 Identification of a vehicle that complies with scheme criteria could be via a paper permit, windscreen sticker or the Vehicle Registration Mark (VRM) on the number plate, or by self identification using a transponder or smart card. Detection of a vehicle for subsequent identification of emission status could be carried out by a variety of methods. 2.12 Manual methods usually involve enforcement personnel visually checking vehicles travelling within or parked within the scheme area for identification marks (VRM and/or a permit/sticker). In existing LEZs in Europe, checks generally focus on older looking vehicles and might use a mixture of manual recording and possibly photography. Some post checking against a database of compliant vehicles is usually necessary. 2.13 Digital cameras and ANPR (automatic number plate recognition) record passing number plates and use optical character recognition (OCR) for matching against a vehicle database. A network of cameras can be installed on the key routes in and out of the LEZ and possibly at key junctions within the zone if it is large. ANPR cameras are able to capture 90%+ of passing number plates and are used in the London Congestion Charge Scheme (CCS) and for the London LEZ. In the London CCS, images are kept for checking of vehicles whose details are not in the database of vehicles for which a charge has been paid or registered as exempt. Mobile ANPR cameras can also be used to monitor key junctions and/or hotspots. 2.14 Dedicated Short Range Communication (DSRC) tags and beacons are more suitable for schemes with relatively few and/or predetermined users. Tags or proximity smartcards are commonly issued to vehicle owners for accessing private car parks, or can be scanned through a windscreen, and can also be used to trigger bollards which control access on public roads. 2.15 The benefits of manual detection methods are lower capital costs and some flexibility over future operating costs if enforcement levels can be reduced. Manual enforcement is suitable for parking schemes, whether on street parking or development sites. A drawback of manual enforcement is the limit on the number and speed of vehicles that can be checked. However, evidence from existing schemes shows this approach should not be ruled out. 2.16 The benefits of automated enforcement systems are that high speed and volume flows of vehicles can be detected and recorded, and that every vehicle can be checked. Drawbacks can include the relative inflexibility of fixed camera systems once they are installed, and the upfront capital costs. 2.17 There will be additional options for identification and detection of vehicles entering development sites, depending on the layout and approach for managing traffic and parking. Such sites generally have a limited number of entry and exit points, and are able to use manual or automatic barriers at these and at entrances to car parks. The road network tends to discourage through movement, and access by non residents or visitors. These factors enable greater opportunity for checks on vehicles. Parking permit and management systems provide opportunities for further identification and detection, to verify against a permitted vehicle database. 3 Developing a Low Emission Zone Emissions assessment 3.1 Local authorities are advised to use a staged process when assessing the potential emissions and air quality impacts of a scheme. The initial stage should be a screening assessment, the purpose of which is to quickly assess the potential benefits of a scheme. At a basic level, LEV schemes are intended to replace older vehicles with ones with more stringent emissions standards and are thus aiming for a reduction in unit emissions. 3.2 A screening assessment could proceed as follows: Define a zone inside which a LEV scheme might operate and identify those vehicle types that the scheme would seek to regulate; Assemble from transport models or otherwise estimate the annual activity (veh km) of those vehicle types within the zone. One way of estimating activity is to multiply traffic volumes by link length and then to sum over all links in the zone; Define a year in which the scheme may start; Use the emissions factor toolkit for vehicle emissions (www.airquality.co.uk/archive/laqm/tools.php?tool=emission) to obtain the year and vehicle type specific emission factors for NOx and PM10 (g/veh km); Multiply activity by emission factor to estimate the baseline emissions; and Recalculate the product of the activity and the emission factors to estimate the annual emissions with the scheme in operation. The difference from the baseline is the potential emissions benefit of the scheme. 3.3 This simple approach to assessing LEV schemes does not address potentially important effects such as the redistribution of traffic and the contribution to emissions from congested conditions. Intermediate or detailed assessments will address these issues more fully. For an intermediate assessment local authorities should refer to the revised technical guidance TG(09) and the guidance document on economic principles for assessment of local air quality schemes. These provide background information on developing a detailed baseline emission inventory and available tools for estimating the emission impacts of transport measures. An inventory should be sufficiently detailed to allow the impacts of a range of potential policies to be assessed, accounting for: The impacts of national policies such as Euro standards for vehicle emissions; The impacts of local transport policy on traffic growth and other actions to which the local authority is already committed including transport policies and new developments; Road transport activity potentially disaggregated by zone and vehicle type, allowing the effects of policies that reduce activity, move its location or switch from one transport mode to another; The contribution from stationary traffic, allowing policies that reduce congestion; and Fleet numbers and ages for key vehicle types, allowing the effects of policies to promote the uptake of newer vehicles. 3.4 Potential sources of data from which to develop emission inventories include road transport models, which can provide average speed and annual average daily flow data disaggregated by road link and usually split between light and heavy duty vehicles. More detailed surveys have been used to disaggregate HDV types between buses and heavy goods vehicles. Furthermore, some traffic models also provide link specific data on the daily average time that traffic is stationary at junctions and the average length of these queues. These data are necessary to estimate the potential contribution from congestion. Also of use is the emissions factor toolkit allows calculation of road traffic exhaust emissions for different vehicle categories and splits, at various speeds, and on different road types, besides calculating emission factors in future years. 3.5 In the case of specific and relatively small fleets (such as the local authority’s own fleet or commercially operating bus fleets) it is recommended that a specific fleet inventory is developed. A key reason for this is that the distribution of vehicle ages within these fleets can typically vary quite significantly from the national average age distribution. For example, the local bus fleet may be significantly older or younger than the national average. For better accuracy it is therefore recommended to list the age and abatement equipment of each vehicle. Air quality assessments use monitoring, dispersion modelling and GIS data to assess where the air quality objectives are exceeded and whether there is relevant exposure at these locations. The methods to be used in these assessments are provided in detail in the revised technical guidance TG(09). Costs assessment 3.6 Basic information on costs assessment can be found in the guidance note on encouraging uptake of low emissions vehicles. More detailed information on cost effectiveness and cost benefit analysis is in the guidance note on economic principles. 4 Worked example Introduction 4.1 The following worked example illustrates how this guidance may operate in practice. It assumes an LEZ is implemented to regulate HGV emissions via replacement of existing vehicles with new ones. The example illustrates the effect of varying the emission standard with and year by which the HGVs must comply. Do minimum or baseline case 4.2 This policy affects HGVs only. The first step is to collate information on: Number of vehicles potentially affected; Their age (i.e. when first registered) and whether they already have abatement equipment fitted; and Planned replacement rates (i.e. how long each is expected to remain in service). 4.3 HGVs and their activity is mainly unregulated by local authorities. Unlike buses there are potentially many different operators and vehicles involved, so it is unlikely that fully comprehensive and accurate data will be readily available. It will therefore be necessary to rely on the predictions in the Air Quality Archive, using the vehicle emissions factor toolkit: http://www.airquality.co.uk/archive/laqm/tools.php?tool=emission or NAEI web pages to obtain the year and vehicle type specific emission factors for NO x and PM10 (g/veh km). These emission factors take account of the weighted contribution of different Euro standard vehicles to the average emission factor based on UK data covering vehicle replacement rates. The following two tables illustrate this approach. Proportionate breakdown of national HGV fleet by Euro standard Vehicle Standard 2007 2008 2009 2010 2011 2012 2013 2014 2015 Rigid HGV Rigid HGV Rigid HGV Rigid HGV Rigid HGV Rigid HGV Pre-Euro I Euro I 0.004 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.054 0.033 0.015 0.006 0.000 0.000 0.000 0.000 0.000 Euro II 0.294 0.237 0.187 0.138 0.098 0.066 0.035 0.016 0.006 Euro III 0.510 0.474 0.428 0.392 0.332 0.274 0.219 0.170 0.123 Euro IV 0.137 0.230 0.232 0.207 0.195 0.189 0.170 0.146 0.119 Euro V 0.000 0.027 0.137 0.257 0.375 0.471 0.575 0.667 0.751 Artic HGV Artic HGV Artic HGV Artic HGV Artic HGV Artic HGV Total Pre-Euro I Euro I 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 0.002 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.027 0.018 0.009 0.003 0.000 0.000 0.000 0.000 0.000 Euro II 0.210 0.149 0.101 0.069 0.051 0.035 0.021 0.010 0.003 Euro III 0.587 0.518 0.441 0.360 0.274 0.201 0.143 0.098 0.067 Euro IV 0.175 0.280 0.274 0.253 0.226 0.195 0.160 0.126 0.093 Euro V 0.000 0.035 0.175 0.316 0.449 0.569 0.675 0.765 0.837 Total 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 Baseline HGV emission factors (g/km) at 30kph based on national fleet trends 2007 2008 2009 2010 5.388 5.000 4.527 4.097 NOx Rigid HGV NOx 11.77 10.79 9.55 8.47 Artic HGV PM10 0.142 0.121 0.105 0.091 Rigid HGV PM10 0.38 0.32 0.27 0.22 Artic HGV 2011 3.702 2012 3.386 2013 3.073 2014 2.821 2015 2.612 7.57 6.80 6.16 5.62 5.23 0.078 0.068 0.058 0.050 0.044 0.19 0.16 0.13 0.11 0.10 4.4 This example takes a simplified view that an average speed of 30kph is representative of urban HGV activity. Detailed analysis should include consideration of emissions associated with congestion and other relevant factors. It is also necessary to collate estimates of the total annual vehicle kilometres travelled by these vehicles. These data are most likely to be held in local datasets such as local authority traffic models. If the policy will only be enforced in a specific zone, the total annual vehicle kilometres travelled by HGVs in that zone should be estimated. This can be done by multiplying the total link length on the implicated routes by the annual traffic flow. Baseline HGV activity data (million veh.km) Rigid HGV Artic HGV 2007 44.13 2008 43.69 2009 43.25 2010 42.81 2011 43.01 22.29 22.88 23.48 24.08 24.45 2012 43.20 2013 43.40 2014 43.60 2015 43.79 24.83 25.20 25.58 25.95 4.5 Emission rates and activity data are multiplied to estimate the baseline HGV emissions. Estimated baseline HGV emissions (tonnes) in the LEZ 2007 2008 2009 2010 2011 2012 2013 2014 2015 255.2 233.6 209.0 186.7 168.1 153.4 138.6 126.7 116.9 262.33 246.84 224.29 203.92 185.03 168.92 155.15 143.85 135.69 517.49 480.44 433.32 390.64 353.17 322.29 293.73 270.54 252.55 7.1 6.0 5.1 4.4 3.7 3.2 2.7 2.3 2.0 8.43 7.34 6.29 5.37 4.56 3.89 3.34 2.91 2.62 15.55 13.35 11.40 9.76 8.29 7.09 6.05 5.23 4.63 NOx - Rigid HGV NOx - Artic HGV NOx total PM10 Rigid HGV PM10 Artic HGV PM10 total Estimated effect of varying the emission standard to be achieved 4.8 The baseline HGV fleet can be analysed for realistic options for setting future emission standards. Between 2008 and 2011 the majority of vehicles are of Euro III standard or better. Therefore the objective of an LEZ during this period may be for all vehicles to achieve this standard. From 2011 onwards the contribution of Euro III vehicles is in decline, thus an LEZ scheme should take this into account. 4.9 From 2008 onwards Euro V standard vehicles are increasingly available. Theoretically it would be possible for a fleet operator to buy vehicles second- hand if they are compliant with whatever euro standard is selected as the criteria for a scheme, but this example assumes that replacement is always to a new vehicle. The tables below illustrate the changes to the baseline HGV fleet and emissions that would occur if the fleet had by 2010 to achieve a: Euro III standard (requires all pre-Euro III vehicles to be replaced); Euro IV standard (requires all pre-Euro IV vehicles to be replaced); and Euro V standard (requires all pre-Euro V vehicles to be replaced). The tables include a calculation of the difference in annual emissions relative to the base case. Euro III standard Rigid HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 2007 2008 2009 2010 2011 2012 2013 2014 2015 0.29 0.51 0.14 0.00 1.00 0.03 0.24 0.47 0.23 0.03 1.00 0.02 0.19 0.43 0.23 0.14 1.00 0.00 0.00 0.39 0.21 0.40 1.00 0.00 0.00 0.33 0.19 0.47 1.00 0.00 0.00 0.27 0.19 0.54 1.00 0.00 0.00 0.22 0.17 0.61 1.00 0.00 0.00 0.17 0.15 0.68 1.00 0.00 0.00 0.12 0.12 0.76 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 5.78 5.35 4.83 3.59 3.39 3.20 3.00 2.82 2.63 0.16 0.14 0.12 0.08 0.07 0.06 0.06 0.05 0.04 NOx PM10 Artic HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 255.16 7.12 2007 233.60 6.02 2008 209.04 5.12 2009 153.56 3.27 2010 145.60 2.98 2011 138.22 2.70 2012 130.38 2.43 2013 122.91 2.20 2014 115.36 1.96 2015 0.027 0.210 0.587 0.175 0.000 1.00 0.018 0.149 0.518 0.280 0.035 1.00 0.009 0.101 0.441 0.274 0.175 1.00 0.000 0.000 0.360 0.253 0.39 1.00 0.000 0.000 0.274 0.226 0.50 1.00 0.000 0.000 0.201 0.195 0.60 1.00 0.000 0.000 0.143 0.160 0.70 1.00 0.000 0.000 0.098 0.126 0.78 1.00 0.000 0.000 0.067 0.093 0.84 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 11.77 10.79 9.55 7.63 6.98 6.41 5.91 5.51 5.19 0.38 0.32 0.27 0.19 0.16 0.14 0.12 0.11 0.10 NOx PM10 Emissions (tonnes) 262.33 8.43 246.84 7.34 224.29 6.29 183.73 4.55 170.72 3.98 159.12 3.49 149.04 3.10 140.87 2.79 134.74 2.58 Total NOx Total PM10 Difference from Baseline (tonnes) Total NOx 517.49 15.55 480.44 13.35 433.32 11.40 337.29 7.82 316.32 6.97 297.34 6.19 279.41 5.53 263.78 4.99 250.10 4.55 0.00 0.00 0.00 53.35 36.85 24.95 14.32 6.76 2.44 0.05 Total PM10 0.00 0.00 0.00 1.93 1.32 0.89 0.52 0.24 0.09 Euro IV standard Rigid HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 2007 2008 2009 2010 2011 2012 2013 2014 2015 0.05 0.29 0.51 0.14 0.00 1.00 0.03 0.24 0.47 0.23 0.03 1.00 0.02 0.19 0.43 0.23 0.14 1.00 0.00 0.00 0.00 0.21 0.79 1.00 0.00 0.00 0.00 0.19 0.81 1.00 0.00 0.00 0.00 0.19 0.81 1.00 0.00 0.00 0.00 0.17 0.83 1.00 0.00 0.00 0.00 0.15 0.85 1.00 0.00 0.00 0.00 0.12 0.88 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 5.78 5.35 4.83 2.40 2.38 2.37 2.34 2.30 2.26 0.16 0.14 0.12 0.03 0.03 0.03 0.03 0.03 0.03 NOx PM10 Artic HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 255.16 7.12 2007 233.60 6.02 2008 209.04 5.12 2009 102.58 1.30 2010 102.22 1.30 2011 102.30 1.31 2012 101.50 1.32 2013 100.34 1.32 2014 98.96 1.33 2015 0.027 0.210 0.587 0.175 0.000 1.00 0.018 0.149 0.518 0.280 0.035 1.00 0.009 0.101 0.441 0.274 0.175 1.00 0.000 0.000 0.000 0.253 0.75 1.00 0.000 0.000 0.000 0.226 0.77 1.00 0.000 0.000 0.000 0.195 0.80 1.00 0.000 0.000 0.000 0.160 0.84 1.00 0.000 0.000 0.000 0.126 0.87 1.00 0.000 0.000 0.000 0.093 0.91 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 11.77 10.79 9.55 5.29 5.20 5.10 4.98 4.87 4.76 0.38 0.32 0.27 0.08 0.08 0.08 0.08 0.08 0.08 NOx PM10 Emissions (tonnes) 262.33 8.43 246.84 7.34 224.29 6.29 127.36 1.90 127.09 1.93 126.57 1.96 125.50 1.99 124.49 2.02 123.45 2.05 Total NOx Total PM10 Difference from Baseline (tonnes) Total NOx Total PM10 517.49 15.55 480.44 13.35 433.32 11.40 229.93 3.20 229.31 3.24 228.87 3.27 227.00 3.31 224.83 3.35 222.41 3.38 0.00 0.00 0.00 0.00 0.00 0.00 160.70 6.56 123.87 5.05 93.43 3.81 66.73 2.74 45.71 1.89 30.14 1.25 2007 2008 2009 2010 2011 2012 2013 2014 2015 0.05 0.29 0.51 0.14 0.00 0.03 0.24 0.47 0.23 0.03 0.02 0.19 0.43 0.23 0.14 0.00 0.00 0.00 0.00 1.00 0.00 0.00 0.00 0.00 1.00 0.00 0.00 0.00 0.00 1.00 0.00 0.00 0.00 0.00 1.00 0.00 0.00 0.00 0.00 1.00 0.00 0.00 0.00 0.00 1.00 Euro V standard Rigid HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 5.78 5.35 4.83 2.07 2.07 2.07 2.07 2.07 2.07 0.16 0.14 0.12 0.03 0.03 0.03 0.03 0.03 0.03 NOx PM10 Artic HGVs Euro I Euro II Euro III Euro IV Euro V Total Emission rate 255.16 7.12 2007 233.60 6.02 2008 209.04 5.12 2009 88.79 1.30 2010 89.20 1.30 2011 89.59 1.31 2012 90.01 1.32 2013 90.42 1.32 2014 90.82 1.33 2015 0.027 0.210 0.587 0.175 0.000 1.00 0.018 0.149 0.518 0.280 0.035 1.00 0.009 0.101 0.441 0.274 0.175 1.00 0.000 0.000 0.000 0.000 1.00 1.00 0.000 0.000 0.000 0.000 1.00 1.00 0.000 0.000 0.000 0.000 1.00 1.00 0.000 0.000 0.000 0.000 1.00 1.00 0.000 0.000 0.000 0.000 1.00 1.00 0.000 0.000 0.000 0.000 1.00 1.00 NOx (g/km) PM (mg/km) Emissions (tonnes) 11.77 10.79 9.55 4.45 4.45 4.45 4.45 4.45 4.45 0.38 0.32 0.27 0.08 0.08 0.08 0.08 0.08 0.08 NOx PM10 Emissions (tonnes) 262.33 8.43 246.84 7.34 224.29 6.29 107.06 1.90 108.70 1.93 110.39 1.96 112.03 1.99 113.72 2.02 115.37 2.05 Total NOx Total PM10 Difference from Baseline (tonnes) Total NOx Total PM10 517.49 15.55 480.44 13.35 433.32 11.40 195.84 3.20 197.90 3.24 199.98 3.27 202.04 3.31 204.15 3.35 206.19 3.38 0.00 0.00 0.00 0.00 0.00 0.00 194.80 6.56 155.27 5.05 122.31 3.81 91.69 2.74 66.39 1.89 46.36 1.25 Estimated effect of varying the implementation year 4.10 The baseline HGV data can be analysed to set the year by which standards should be achieved. In this example it is assumed that the emission standard to be achieved is Euro III (i.e. all pre-Euro III vehicles are replaced.) From the tables it can be seen that the 2010 compliance date will affect around 15% of rigid HGV and 7% of articulated vehicles, the 2012 date would affect 7% of rigid HGV and 3.5% of articulated vehicles, whereas the 2015 date will affect only <1% of rigid HGV and <1% of articulated vehicles due to the predicted natural replacement rate of vehicles over this period. It thus follows that compliance with the 2012 and 2015 dates would cost operators less but would also have a lesser effect. This illustrates the important point that setting an early compliance date will achieve more local air quality and emission benefits but usually at higher costs. 4.11 The 2010 implementation date would deliver several years of benefits relative to the base case, whereas the 2012 case would deliver fewer benefits and for a shorter period. As time passes the gap between the base case and the Euro III standard decreases due to natural replacement of older vehicles. By 2015 the benefits due to the Euro III standard is very small. Conclusions 4.12 In terms of emissions and air quality benefits the main points to be considered for any vehicle replacement policy are: to set an appropriate emission standard to achieve an outcome where there are local emissions reductions relative to the base case. The higher the Euro standard the bigger the potential reductions; to set an appropriate implementation year to achieve an outcome where there are local emissions reductions relative to the base case; earlier is better; to consider setting further Euro standards and implementation years (i.e. subsequent phases of emission reduction) otherwise the benefits of the policies will be eroded over time by natural vehicle replacement rates; and the emission standards and implementation years have to be balanced against costs, but also the level of action required to achieve the air quality objectives. 5 Examples of LEZ schemes 5.1 Traffic control schemes are common in UK towns and cities. Some schemes in the UK have either been designed to include emission criteria or have been considered for such a modification, and can be viewed as small scale examples of LEZs. 5.2 Examples of larger LEZs are shown in the following table: Scheme Basis Area Vehicles Standards (retrofit/incentives) Enforcement Sweden Environmental Zone Traffic restriction City centres or key districts HDV (HGV and bus) HGV: age limit of 6 years. Allowance for trucks between 6 and 8 years old if retrofitted for PM Manual enforcement by Police. Scheme applies to foreign vehicles Greenwich Peninsula Planning Condition 190 acres of development site All vehicles Various, depending on land-use and vehicle type. Based on Euro standards Bath - PAS Traffic restriction 1 key route through centre Priority/access for bus and taxi, plus a few permitted Goods Vehicles Free access to bus and taxi. Supermarket delivery vehicles must be of latest Euro standard Non compliance will be a breach of planning control Manual, by Police. Vehicles without transponders cannot trigger green light to pass through access point Milan EcoPass Charge City centre All vehicles Charge related to level of PM emissions. Cleanest diesel and petrol vehicles gain free entry 43 entrance points with CCTV and ANPR cameras. Penalty is 75€ to 275€ depending vehicle size London - LEZ Charge Greater London HDV (HGV, Coach etc), with heavy vans to be added later From 4th Feb. 2008, a standard of Euro 3 for particulate matter (PM) for lorries over 12 tonnes Gross Vehicle Weight (GVW), and buses and coaches over 5 tonnes GVW. • From July 2008, a standard of Euro 3 Large network of ANPR cameras. Penalty for noncompliance and nonpayment is £500/£1000 depending on vehicle size Mgt of permitted vehicles Sticker permits denote compliant vehicles. Retrofit for PM possible for narrow age band To be confirmed. Retrofitting of HDV possible for PM Comments Bus, taxi, permitted Goods Vehicle apply for transponders. Simple addition of environmental criteria to ensure high standards from nonpublic transport vehicles. Enforcement depends on police support Reduces congestion and emissions. Revenue can be used to improve transport. Complex scheme rules with variety of passes Daily and multiday/annual passes can be purchased. Cost based on Euro standards. Alternative fuels and retrofit for PM possible Compliant vehicles selfregistered via number plate and DVLA records. Nonstandard cases and retrofit vehicles required to register Age based system is relatively simple Management and operation is responsibility of developer Phased approach to ensure tightening emission standards Netherlands LEZ (Milieuzone) Traffic restriction Central city areas HGV German LEZ (Umweltzone) Traffic restriction Central city areas All vehicles for PM for lorries between 3.5 and 12 tonnes, buses and coaches • From Oct. 2010, a standard of Euro 3 for PM for larger vans and minibuses • From January 2012, a standard of Euro 4 for PM for lorries over 3.5 tonnes GVW, buses and coaches over 5 tonnes GVW. • Min standard of Euro 2 and 3 plus particulate filter or Euro 4 will be in force up until 1 Jan. 2010 • Between 1 Jan. 2010 and 1 July 2013 the minimum standard will be less than 8 years or Euro 3 plus PM filter; • After 1 July 2013 the minimum standard is Euro 4 Vehicle owners required to purchase stickers (20 €) stating environmental standard. Each LEZ signs which is minimum sticker/standard required for access. Standards tougher for diesel vehicles vehicle. Daily charge (£200) for vehicles who do not comply. Retrofit for PM possible. Manual, plus some (increasing number of) ANPR camera. Penalty is 150€ Retrofit for PM possible Phased approach to ensure tightening emission standards Manual enforcement. 40 € fine plus 1 point in national traffic penalty register for German vehicles Stickers denote emission level of all relevant vehicles. Sticker must be show if vehicle to be driven in any LEZ. Certification system for retrofit vehicles. Retrofit for PM (cars and HGV) possible Flexible framework for cities to choose from emission standards. Includes cars and encourages PM retrofitting 6 Conclusions 6.1 A range of schemes can be developed by local authorities to directly influence the emission standards of vehicles, using traffic and parking restrictions and development control schemes. Schemes restricting traffic on public roads are closest to the general concept of an LEZ. 6.2 The London LEZ is a charge based scheme, with exemptions for the cleanest vehicles. Many of the functions and processes required for setting up and operating the scheme are the same, whether the basis is a restriction on a vehicle or a charge. Experience suggests that elements of the scheme design could be replicated elsewhere. 6.3 A range of current LEZs based on traffic restrictions show that key variables in schemes are: scheme size and land use; vehicle types; emission standards and pollutant types; management of permitted vehicles; and vehicle detection and enforcement methods. 6.4 Such LEZs tend to be found in city and town centres, where land use is dense, traffic is heavy and population exposure is high. There is the highest value in such areas from restricting, discouraging or deterring the use of more polluting vehicles. Source apportionment should be used to determine which vehicles and which pollutants are the most relevant to target. This should be considered as part of the scheme design, to determine the cost-effectiveness of various options. 6.5 From existing examples, the most common vehicles to target in a scheme with enforceable restrictions are HDVs (and bus fleets in particular) due to their cost-effectiveness, relative to schemes that would restrict other vehicle types. The most common air pollutant to target is PM. HDVs produce higher levels of emissions than lighter, smaller engined vehicles and the options for retrofitting are better developed and more cost effective for PM than for NOx. 6.6 A scheme that encompasses a greater variety of vehicles will generally be more costly to set up and administer, therefore in value for money terms it is more cost effective to target those vehicles with the highest overall emission contribution first (e.g. bus fleets with large urban centre activity), which is also where any grants or subsidies for retrofitting should be aimed. 6.7 Diesel vehicles tend to produce higher levels of PM emissions than the equivalent petrol vehicle, and reduction in PM emission generates significant levels of health benefits. 6.8 The worked example shows that schemes should aim to regulate emissions to a sufficiently high standard and early enough to produce benefits over and above the business as usual case. Between now and 2010-2012 a Euro III standard should be considered as the for LEZ schemes. From 20102012 onwards, higher standards should be considered. 6.9 Similar standards within a country are useful, but not essential to setting up and operating a LEZ. A common framework, with local authorities free to choose their own standard is a possible approach (used in Germany). A common set of standards across all vehicles, with authorities choosing which vehicles from the framework to include in their scheme and how to enforce it is another alternative. When choosing standards, co-operation between neighbouring authorities is advised. 6.10 The most effective methods of managing permitted vehicles (for traffic, parking or development control schemes) will be to use existing systems and sources of information as far as possible. Nevertheless, existing systems will probably not provide a complete solution and new systems and processes may be required. There may need to be some tradeoff between the optimum operation of a scheme (for emission reduction and cost) against ease of use and acceptance. 6.11 Given financial constraints, a scheme which has low operating costs will tend to be more attractive from a whole lifecycle viewpoint. However, this needs to be carefully balanced against the resulting level of compliance by users, or the purpose and value of the scheme is undermined. 6.12 Small areas, road networks with limited access points, and areas with existing traffic restrictions (e.g. pedestrian zones) can be used for LEZs at relatively low cost and may be the most cost effective areas to tackle first.