Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com Tips to the MBE/WBE Certification Process We are pleased that you are interested in pursuing certification with the Oregon Office of Minority, Women and Emerging Small Business (OMWESB). This office is Oregon’s certifying agency for small businesses interested in participating in targeted contracting opportunities with the public sector. Following are some tips that will assist us in the review process: Know which type of certification program you are applying for: Minority Business Enterprise (MBE)—is a program regulated by state eligibility requirements in OAR 123-200 and applies to ethnic minority-owned businesses (owned by males or females) that seek contracting opportunities with city, county, state and private industry in Oregon. Woman Business Enterprise (WBE)—is a program regulated by state eligibility requirements in OAR 123-200 and applies to businesses owned by women who wish to seek contracting opportunities with city, county, state and private industry in Oregon. Fill out all questions on the application. If something does not apply, include “NA” for your response. The qualifying minority or woman owner(s) must sign the application. Include copies of all requested documentation with your application. If your firm is a Sole Proprietorship, Partnership, Limited Liability Company or Corporation, refer to pages 4-7 of the application package to locate the list of documentation to submit with your completed application. Incomplete applications may be denied. Apply for certification in the areas of work in which the qualifying individual(s) have experience/education and that the company has the resources/licensing necessary to conduct business in Oregon. Select the appropriate NAICS code(s) description from the enclosed list of codes that apply. Business/individual licenses or registrations must be current in Oregon. When a certification specialist calls or emails you to schedule an on-site visit at the business location or conduct a telephone interview, make yourself available at your earliest convenience. Certification specialists may need to request additional information to support eligibility. Be sure to fax or email the information prior to the deadline included on the correspondence. Failure to provide the requested information or to contact the certification specialist to request an extension prior to the deadline will result in denial of your application. Faxed or emailed applications will not be accepted. When certified, your business information will appear in the online directory of certified firms on the OMWESB Web site. If you have any questions about eligibility or the application process, please contact OMWESB at 503–986–0075 or send an email to omwesb.web@state.or.us. 440–2868 (12/12/COM) 1 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com Minority/Women Business Enterprise (MBE/WBE) Certification Requirements Business Oregon, Office of Minority, Women and Emerging Small Business (OMWESB) is responsible for the certification of all Minority (MBE) and Women Business Enterprises (WBE) in Oregon. State law (ORS 200) authorizes this program. To be certified, you must complete and return the enclosed application form and the required documentation specific to your legal structure. Your application will be assigned and reviewed according to the date it was received. A certification specialist will contact you to schedule an interview. If your business is certified, you will receive a letter of confirmation. We require recertification every three years after the initial certification. Once certified, your business will appear in our online directory of certified businesses. To qualify as a MBE or WBE, all of the following criteria must be met: • The business must be at least 51 percent owned by one or more ethnic minorities or women. • The minority or women business owners must have managerial and operational control over all aspects of the business, as defined by OAR 445–050–0030(9) a–k (included on Page 4 of this packet). • The minority or women owners must have made a contribution of capital and expertise to the business commensurate with their ownership interest. • This must be a small business whose average annual gross receipts for the previous three fiscal tax years (for itself and its affiliates) do not exceed the size standards as set by the North American Industrial Classification System (NAICS) and the amounts shown for the following categories (size standards subject to change): —General contractor ..................................................................................................................... $33,500,000 —Specialty contractor ................................................................................................................... $14,000,000 —Engineering and surveying businesses ...................................................................................... $14,000,000 —Non-construction businesses ..................................................................... Refer to NAICS codes. Web site • To qualify, the majority owner or owners must be citizens of the United States or lawfully admitted permanent residents and must meet criteria below: Any individual in the following groups, members of which are rebuttably presumed to be socially and economically disadvantaged: (i) “Black Americans,” which includes persons having origins in any of the Black racial groups of Africa (ii) “Hispanic Americans,” which includes persons of Mexican, Puerto Rican, Cuban, Dominican, Central or South American, or other Spanish or Portuguese culture or origin, regardless of race (iii) “Native Americans,” which includes persons who are American Indians, Eskimos, Aleuts or Native Hawaiians (iv) “Asian-Pacific Americans,” which includes persons with origins in Japan, China, Taiwan, Korea, Burma (Myanmar), Vietnam, Laos, Cambodia (Kampuchea), Thailand, Malaysia, Indonesia, the Philippines, Brunei, Samoa, Guam, the U.S. Trust Territories of the Pacific Islands (Republic of Palau), the Commonwealth of the Northern Marianas Islands, Macao, Fiji, Tonga, Kirbati, Tuvalu, Nauru, Federated States of Micronesia or Hong Kong (v) “Subcontinent Asian Americans,” which includes persons with origins in India, Pakistan, Bangladesh, Bhutan, the Maldives Islands, Nepal or Sri Lanka (vi) Women, regardless of ethnicity or (vii) Any additional groups whose members are designated as socially and economically disadvantaged by the Small Business Administration (SBA), at such time as the SBA designation becomes effective (viii) Any individual on a case-by-case basis 440–2868 (12/12/COM) 2 of 19 The Oregon Administrative Rules Business Oregon, Office of Minority, Women and Emerging Small Business 123-200-0030 (11/15/11) Minority/Woman Business Enterprise (MBE/WBE) Certification Procedures Eligibility Standards for Minority and Women Business Enterprises To be eligible as a Minority or Woman Business Enterprise, a business must meet the following criteria. The OMWESB may perform on-site investigations to verify any of the requirements of this rule. (1) The business must be a Small Business. The average annual gross receipts for a firm and its affiliates for the previous three fiscal years must not exceed the amounts established under SBA's NAICS codes. (2) The business must be Controlled by one or more Qualifying Individual(s). The Qualifying Individual(s) must establish Minority Group or gender status by identification, US citizenship, birth certificate, driver's license, state identification cards, naturalization documents, military discharge papers, visa, passport, etc., or evaluation for social and economic disadvantage. (3) The business must be Owned by one or more Minority or women owners. (4) The one or more Qualifying Individual(s) must have made a contribution of assets to the business. (5) The business must be Independent. (6) The business must be in existence, operational and in business for profit. (7) The business must be properly licensed, and if required, legally registered in the state. (8) The business must have or lease (where leasing is a normal industry practice and the lease does not involve a relationship with a prime contractor or other party that compromises the independence of the firm) sufficient machinery, equipment and employees to operate. In making this determination the OMWESB shall compare the operations of the MBE/WBE to a non-MBE/WBE operation in the same or similar business. (9) The Qualifying Individual(s) must have training and/or experience in the primary field(s) of operation. Examples of construction related activities, including but not limited to: (a) Currently holds or has previously held the essential individual license in the field in which this firm operates, e.g. electrical supervisor, journeyman plumber, civil engineer, landscaper; (b) Has ability to read and interpreted blueprints and specifications; (c) Has independently done take offs; (d) Has independently prepared estimates and bids; (e) Goes on site and determines if the work is proceeding in accordance with the plans; (f) Answers technical questions from subordinates; (g) Resolves field problems; (h) Supervises field operations.; Examples of professional related activities, including but not limited to; (i) Has a college degree in the field of expertise; (j) Has years of experience and/or training in the primary field of expertise; (k) Has experience in project management in the primary field of expertise. Stat. Auth.: ORS 200.005 & 200.055 Stats. Implemented: ORS 200.005 & 200.055 Hist.: OBDD 17-2010, f. 4-30-10, cert. ef. 5-110 The official copy of an Oregon Administrative Rule is contained in the Administrative Order filed at the Archives Division, 800 Summer St. NE, Salem, Oregon 97310. Any discrepancies with the published version are satisfied in favor of the Administrative Order. The Oregon Administrative Rules and the Oregon Bulletin are copyrighted by the Oregon Secretary of State. Terms and Conditions of Use [Complete text found at http://arcweb.sos.state.or.us/pages/rules/oars_400/oar_445/445_050.html] 440–2868 (12/12/COM) 3 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com MBE/WBE Sole Proprietorship Checklist For your convenience, use this checklist and submit these items with your signed application for certification with the Office of Minority, Women and Emerging Small Business. Incomplete applications will delay the certification process. Individual federal tax returns for the past three years, Form 1040, all schedules. For a newly established business, submit available tax information. Work history, including current duties within this business, for owner and the key employees. Please include education, experience and training, with dates related to the primary line of work. Rental/lease agreements for office space and equipment related to the business. Proof of ethnicity/gender (copy of birth certificate, passport, driver license (both sides) or tribal enrollment documents). Company profile (brochure or flyer), including a brief description of the business’s products or services. Current licenses necessary to conduct your business. Examples: contractor license (construction, landscaping, electrical, plumbing), ODOT motor carrier authority, city business license (if required). Assumed business name registration. If not registered, do so at the Oregon Secretary of State Web site: http://www.filinginoregon.com/pages/forms/business/abn_new_reg_online.htm. Equipment list for office and field. Make sure the owner signs the application. Applicants are evaluated on the basis of documentation submitted to OMWESB for review. Any changes anticipated in the ownership or control of the business or in the documentation submitted in the application for certification must be fully disclosed at the time of application. 440–2868 (12/12/COM) 4 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com MBE/WBE Partnership Checklist For your convenience, use this checklist and submit these items with your signed application for certification with the Office of Minority, Women and Emerging Small Business. Incomplete applications will delay the certification process. Federal partnership tax returns for the past three years, Form 1065, all schedules. For a newly established business, submit available tax information. Work history, including current duties within this business, for each owner and the key employees. Please include education, experience and training, with dates related to the primary line of work. Rental/lease agreements for office space and equipment related to the business. Proof of ethnicity/gender (copy of birth certificate, passport, driver license (both sides) or tribal enrollment documents). Company profile, including a brief description of the business’s products or services. Examples: brochure or flyer. Current licenses necessary to conduct your business. Examples: contractor license (construction, landscaping, electrical, plumbing), ODOT motor carrier authority, city business license (if required). Partnership agreement, including buy-out rights and profit-sharing agreement (signed and dated). Assumed business name registration. If not registered, do so at the Oregon Secretary of State Web site: http://www.filinginoregon.com/pages/forms/business/abn_new_reg_online.htm. Equipment list for field and office. Make sure the application is signed by the majority owner. Applicants are evaluated on the basis of documentation submitted to OMWESB for review. Any changes anticipated in the ownership or control of the business or in the documentation submitted in the application for certification must be fully disclosed at the time of application. 440–2868 (12/12/COM) 5 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com MBE/WBE Corporation Checklist For your convenience, use this checklist and submit these items with your signed application for certification with the Office of Minority, Women and Emerging Small Business. Incomplete applications will delay the certification process. Corporate federal tax returns for the past three years, Form 1120 or 1120s, all schedules. For a newly established business, submit available tax information. Work history, including current duties within this business, for each owner and the key employees. Please include education, experience and training (with dates) related to the primary line of work. Rental/lease agreements for office space and equipment related to the business. Proof of ethnicity/gender (copy of birth certificate, passport, driver license (both sides) or tribal enrollment documents). Company profile, including a brief description of the corporation’s products or services. Examples: brochure or flyer. Current licenses necessary to conduct your business. Examples: contractor license (construction, landscaping, electrical, plumbing), ODOT motor carrier authority, city business license (if required). Copies of the articles of incorporation filed with the Oregon Secretary of State: http://filinginoregon.com/pages/forms/business/dbc.html. Stock certificates issued (copy both sides, not specimen certificate). Equipment list for field and office. Make sure the application is signed by the majority owner. Applicants are evaluated on the basis of documentation submitted to OMWESB for review. Any changes anticipated in the ownership or control of the business or in the documentation submitted in the application for certification must be fully disclosed at the time of application. 440–2868 (12/12/COM) 6 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com MBE/WBE Limited Liability Company (LLC) Checklist For your convenience, use this checklist and submit these items with your signed application for certification with the Office of Minority, Women and Emerging Small Business. Incomplete applications will delay the certification process. Individual or partnership Federal tax returns for the past three years, all schedules. For a newly established business, submit available tax information. Work history, including current duties within this business, for each owner and the key employees. Please include education, experience and training related to the primary line of work (with dates). Rental/lease agreements for office space and equipment related to the business. Proof of ethnicity/gender (copy of birth certificate, passport, driver license (both sides) or tribal enrollment documents). Company profile, including a brief description of the company’s products or services. Examples: brochure or flyer. Current licenses necessary to conduct your business. Examples: contractor license (construction, landscaping, electrical, plumbing), ODOT motor carrier authority, city business license (if required). Copies of the articles of organization filed with the Oregon Secretary of State: http://filinginoregon.com/pages/forms/business/dllc.html. Equipment list for field and office. Make sure the application is signed by the majority owner. Applicants are evaluated on the basis of documentation submitted to OMWESB for review. Any changes anticipated in the ownership or control of the business or in the documentation submitted in the application for certification must be fully disclosed at the time of application. 440–2868 (12/12/COM) 7 of 19 440–2868 (12/12/COM) 8 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com For office use only: Certification no.: Application for Minority/Women Business Enterprise Certification (MBE/WBE) Business is applying for: Minority Business Enterprise (MBE) and/or Women Business Enterprise (WBE) 1. Legal Name of firm: Any ABN/DBA used: Street address: City: County: State: ZIP : State: ZIP : Mailing address (if different): City: Phone: - - Fax: E-mail: - - Web site (if applicable): Owner’s full name: Title: Please list other business names previously used: Federal Employer Identification Number (FEIN): Oregon Business Identification Number (BIN): 2. Have you been certified by other DBE/MBE/WBE programs? Yes No If “yes,” please list all agencies and include proof of certification: Has this business or any of its owners ever been denied certification or decertified? Yes No If yes, by which agency: Date of denial: / Date of decertification: / / / 3. Attach a signed ESB Attachment Application (Form 440-2920) to also be considered for Emerging Small Business (ESB) Certification with the MBE/WBE documentation. The ESB program is for Oregon-based businesses only. 4. Legal structure: Sole proprietorship Partnership Limited liability co. (LLC) Corporation Date you acquired majority ownership: / / Date business established: / / 440–2868 (12/12/COM) S Corp. 9 of 19 5. Is the applicant’s business a subsidiary or division of another business? 6. Yes No Capabilities: Please refer to the attached North American Industry Classification System (NAICS) code list. In the first and second columns, list any NAICS code numbers and the NAICS descriptions that apply to your business. Under “Business capability,” clearly identify the products or services in which the qualifying individual(s) have the experience/training and that the company has the resources/licensing necessary to conduct business in Oregon. (See example in first row.) Enter your primary line of work on the first line after the example line. NAICS code no. Example 238320 NAICS description Business capability Painting and Wall Covering Contractors Commercial painting, interior only; wallpaper hanging, texture application Primary: 7. Personal contribution: MBE/WBE eligibility requires a real and substantial personal contribution of capital, tangible personal assets or expertise by the minority or woman owner(s) to acquire or start-up a business. In the table below, include the dollar amount invested and/or the dollar value of equipment contributed by the majority owner(s) to start or buy this business. Attach a separate page to explain, if necessary. Include copies of proof of personal contribution (cancelled check, personal bank statement, CD). Name/position Money Equipment Other-explain $ $ $ $ $ $ $ $ $ 8. Do you own office space equipment, field equipment, or vehicles used in the business? Yes No If “yes,” please include copy of equipment list and estimated value. 9. Where is equipment stored? 10. Do you lease office equipment, field equipment, or vehicles used in the business? Yes No If “yes,” please include copy of signed lease agreements. 11. Does your business share any resources (employees/personnel, office space or facilities, equipment, storage space, financing) with any other business or individual: Yes No If “yes,” identify company and the resources shared and explain: 440–2868 (12/12/COM) 10 of 19 12. Ownership: List all individuals who have an ownership interest in this business. Race or ethnic origin* Name Years Ownership/ Hours Gender of voting worked ownership percent weekly Lawfully admitted permanent resident U.S. citizen F M Yes No Yes No F M Yes No Yes No F M Yes No Yes No *Examples of ethnicity: Black American, Hispanic American, Native American, Asian-Pacific American, Subcontinent-Asian American and Caucasian. 13. Corporations: List officers and directors Name Director Title Race or ethnic origin Gender Yes No F M Yes No F M Yes No F M Years Hours with worked corporation weekly 14. Limited Liability Companies: List managers and members Name 15. Title Manager Member Race or ethnic origin Gender Yes No Yes No F M Yes No Yes No F M Yes No Yes No F M Years Hours with worked corporation weekly Management and control of the business. Identify by name, race or ethnic origin, gender and title all individuals (owners and non-owners) who are responsible for the day-to-day operation and policy decisionmaking, including those with primary responsibility: Responsibility Name Title Race or ethnic origin Gender Financial decisions F M Estimating F M Marketing/sales F M Personnel decisions F M Purchasing equipment F M Field supervision F M Signatory on major documents F M 16. Annual salary Do you have a spouse/domestic partner? Yes No List your spouse/domestic partner’s involvement in this business: 440–2868 (12/12/COM) 11 of 19 17. If license or permit is required to provide a product or service, list below and attach a copy (e.g., city business license, contractor’s license, engineer/architect license, etc.) Name of qualifying individual Type of license/permit License/permit number Expiration date 18. Please list major customers or projects of the business for the past two years (list most recent first). If new business, list current bids submitted or contracts awarded for minority/woman business owner: Contract Customer/contract Phone Contact person Work performed Year amount (*) (*) Indicate whether you were: (P) prime contractor, (J) joint venture, (SUB) subcontractor. 19. Number of employees for the business, including owners: full-time part-time 20. Do you have 50% or more ownership in any other business? Yes No If yes, list other businesses in which you or any other owners have ownership and percent of ownership Business name Full-time Part-time # employees: # employees: # employees: Include copies of the previous three years of Federal tax returns and all schedules, for each business listed above. 21. The Oregon State Procurement Office hosts the Oregon Procurement Information Network (ORPIN) and all newly certified businesses are automatically registered as vendors on their system. Businesses can bid on contracts for government projects and services without certification from us. The Procurement Office help desk phone number is 503–378–4642 and the Web address is http://procurement.oregon.gov/ If your company is already signed up, what is your ORPIN number? 440–2868 (12/12/COM) 12 of 19 Business Oregon Office of Minority, Women and Emerging Small Business 775 Summer St. NE, Suite 200, Salem, OR 97301-1280 Phone: 503–986–0075, Fax: 503–581–5115 www.oregon4biz.com STATEMENT OF ACCURACY AND TRUTHFULNESS as a Minority Business Enterprise (MBE) and/or Woman Business Enterprise (WBE) The undersigned applicant and business owner hereby requests that the business enterprise identified below be considered for certification as a Minority and/or Woman Business Enterprise (MBE/WBE) under the standards and requirements of ORS 200.005 et. seq. and the Oregon Administrative Rules, Chapter 445, Division 50. I have been provided copies of the relevant statutes and administrative rules as part of the certification process. My signature below also constitutes my acknowledgement that in the event any of the information contained in this application is determined to be inaccurate or misleading by the Office of Minority, Women and Emerging Small Business (OMWESB), MBE and/or WBE certification may be denied, or in the case of a certification review, that the certification may be revoked. DATED this day of , . Signature of applicant/owner Title Printed name of applicant/owner Name of business ORS 200.065 Fraudulent conduct prohibited; sanctions. (1) “It shall be unlawful for any person fraudulently to obtain or retain or attempt to obtain or retain or to aid another person fraudulently to obtain or retain or attempt to obtain or retain certification as a disadvantaged, minority, women or emerging small business enterprise. (2) It shall be unlawful knowingly to make a false claim that any person is qualified for certification or is certified under ORS 200.055 for the purpose of gaining a contract or subcontract or other benefit.” 440–2868 (12/12/COM) 13 of 19 NorthaAmerican Industry Classification System (NAICS) Codes Please select the code number that most closely identifies your type of business from the following condensed list. Write the code number in the space provided on your form. Note: This document contains a partial list of NAICS codes. For a complete list of NAICS codes, please visit http://www.sba.gov/size/indextableofsize.html. Agriculture, Forestry, Fishing and Hunting 111000 112000 113000 114000 115000 Crop Production Animal Production Forestry and Logging Fishing, Hunting and Trapping* Support Activities for Agriculture and Forestry Mining 211000 212000 213000 Oil and Gas Extraction Mining (except Oil and Gas) Support Activities for Mining Utilities* 221110 221120 221310 Hydroelectric, Fossil Fuel, Nuclear and Other Electric Power Generation Electric Power Transmission, Control and Distribution Water Supply and Irrigation Systems* Construction* 236115 236116 236117 236118 236210 236220 237110 237120 237130 237210 237310 237990 237990 238110 238120 238130 238140 238150 238160 238170 238190 238210 238220 238290 238310 238320 238330 238340 238350 238390 238910 238990 238990 Manufacturing Construction of Buildings New Single-Family Housing Construction (except Operative Builders) New Multifamily Housing Construction (except Operative Builders) New Housing Operative Builders Residential Remodelers Industrial Building Construction Commercial and Institutional Building Construction Heavy and Civil Engineering Construction Water and Sewer Line and Related Structures Construction Oil and Gas Pipeline and Related Structures Construction Power and Communication Line and Related Structures Construction Land Subdivision Highway, Street, and Bridge Construction Other Heavy and Civil Engineering Construction Dredging and Surface Cleanup Activities Specialty Trade Contractors Poured Concrete Foundation and Structure Contractors Structural Steel and Precast Concrete Contractors Framing Contractors Masonry Contractors Glass and Glazing Contractors Roofing Contractors Siding Contractors Other Foundation, Structure, and Building Exterior Contractors Electrical Contractors Plumbing, Heating, and Air-Conditioning Contractors Other Building Equipment Contractors Drywall and Insulation Contractors Painting and Wall Covering Contractors Flooring Contractors Tile and Terrazzo Contractors Finish Carpentry Contractors Other Building Finishing Contractors Site Preparation Contractors All Other Specialty Trade Contractors Building and Property Specialty Trade Services 315211 315212 315220 315230 315299 315999 316211 316213 316214 316219 323110 323111 323112 323113 323114 323115 323116 323117 323118 323119 323121 323122 324121 324122 326211 326212 326220 326291 326299 332116 332322 332323 332710 332721 332996 333120 333311 Food Manufacturing Beverage and Tobacco Product Manufacturing Textile Mills Textile Product Mills Apparel Manufacturing Men’s and Boys’ Cut and Sew Apparel Contractors Women’s, Girls’, and Infants’ Cut and Sew Apparel Contractors Men’s and Boys’ Cut and Sew Apparel Manufacturing Women’s and Girls’ Cut and Sew Apparel Manufacturing All Other Cut and Sew Apparel Manufacturing Other Apparel Accessories and Other Apparel Manufacturing Leather and Allied Product Manufacturing Rubber and Plastics Footwear Manufacturing Men’s Footwear (except Athletic) Manufacturing Women’s Footwear (except Athletic) Manufacturing Other Footwear Manufacturing Wood Product Manufacturing Paper Manufacturing Printing and Related Support Activities Commercial Lithographic Printing Commercial Gravure Printing Commercial Flexographic Printing Commercial Screen Printing Quick Printing Digital Printing Manifold Business Forms Printing Books Printing Blankbook, Loose-leaf Binder and Device Manufacturing Other Commercial Printing Tradebinding and Related Work Prepress Services Petroleum and Coal Products Manufacturing Asphalt Paving Mixture and Block Manufacturing Asphalt Shingle and Coating Materials Manufacturing Chemical Manufacturing Plastics and Rubber Products Manufacturing Tire Manufacturing (except Retreading) Tire Retreading Rubber and Plastics Hoses and Belting Manufacturing Rubber Product Manufacturing for Mechanical Use All Other Rubber Product Manufacturing Nonmetallic Mineral Product Manufacturing Primary Metal Manufacturing Fabricated Metal Product Manufacturing Metal Stamping Sheet Metal Work Manufacturing Ornamental and Architectural Metal Work Manufacturing Machine Shops Precision Turned Product Manufacturing Fabricated Pipe and Pipe Fitting Manufacturing Machinery Manufacturing Construction Machinery Manufacturing Automatic Vending Machine Manufacturing *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED) Heating Equipment (except Warm Air Furnaces) 336999 All Other Transportation Equipment Manufacturing Manufacturing Furniture and Related Product Manufacturing Air-Conditioning and Warm Air Heating Equipment and 333415 337127 Institutional Furniture Manufacturing Commercial and Industrial Refrigeration Equipment 337211 Wood Office Furniture Manufacturing Manufacturing Special Die and Tool, Die Set, Jig and Fixture 337214 Office Furniture (Except Wood) Manufacturing 333514 Manufacturing 337215 Showcase, Partition, Shelving, and Locker Manufacturing Mechanical Power Transmission Equipment 333613 337920 Blind and Shade Manufacturing Manufacturing Miscellaneous Manufacturing 333618 Other Engine Equipment Manufacturing 339111 Laboratory Apparatus and Furniture Manufacturing 333911 Pump and Pumping Equipment Manufacturing 339950 Sign Manufacturing 333921 Elevator and Moving Stairway Manufacturing 339991 Gasket, Packing, and Sealing Device Manufacturing 333922 Conveyor and Conveying Equipment Manufacturing Overhead Traveling Crane, Hoist and Monorail System 333923 Wholesale Trade Manufacturing Merchant Wholesalers, Durable Goods Industrial Truck, Tractor, Trailer and Stacker Machinery 333924 Automobile and Other Motor Vehicle Merchant 423110 Manufacturing Wholesalers Computer and Electronic Product Manufacturing Motor Vehicle Supplies and New Parts Merchant 423120 334111 Electronic Computer Manufacturing Wholeslrs 334112 Computer Storage Device Manufacturing 423130 Tire and Tube Merchant Wholesalers 334113 Computer Terminal Manufacturing 423140 Motor Vehicle Parts (Used) Merchant Wholesalers 334119 Other Computer Peripheral Equipment Manufacturing 423210 Furniture Merchant Wholesalers 334210 Telephone Apparatus Manufacturing Lumber, Plywood, Millwork, and Wood Panel Merchant 423310 Radicand Television Broadcasting and Wireless 334220 Wholesalers Communications Equipment Manufacturing Brick, Stone, and Related Construction Material 423320 334290 Merchant Wholesalers Other Communications Equipment Manufacturing Roofing, Siding, and Insulation Material Merchant 423330 334310 Audio and Video Equipment Manufacturing Wholeslrs 334417 Electronic Connector Manufacturing 423390 Other Construction Material Merchant Wholesalers 334418 Printed Circuit Assembly (Electronic Assembly) Mfg Photographic Equipment and Supplies Merchant 423410 334419 Other Electronic Component Manufacturing Wholesalers Search, Detection, Navigation, Guidance, Aeronautical, 334511 423420 Office Equipment Merchant Wholesalers and Nautical System and Instrument Manufacturing Computer and Computer Peripheral Equipment and 423430 Automatic Environmental Control Manufacturing for 334512 Software Merchant Wholesalers Residential, Commercial and Appliance Use 423440 Other Commercial Equipment Merchant Wholesalers Instruments and Related Products Manufacturing for 334513 Medical, Dental, and Hospital Equipment and Supplies Measuring, Displaying, and Controlling Industrial Process 423450 Merchant Wholesalers Variables Other Professional Equipment and Supplies Merchant Totalizing Fluid Meter and Counting Device 423490 334514 Wholesalers Manufacturing Metal Service Centers and Other Metal Merchant 423510 334518 Watch, Clock, and Part Manufacturing Wholeslrs 334519 Other Measuring and Controlling Device Manufacturing Electrical Apparatus and Equipment, Wiring Supplies, 423610 334611 Software Reproducing and Related Equipment Merchant Wholesalers Prerecorded Compact Disc (except Software), Tape, and 334612 Electrical and Electronic Appliance, Television, and 423620 Record Reproducing Radio Set Merchant Wholesalers 334613 Magnetic and Optical Recording Media Manufacturing Other Electronic Parts and Equipment Merchant 423690 Electrical Equipment, Appliance and Component Manufacturing Wholesalers 423710 Transportation Equipment Manufacturing Hardware Merchant Wholesalers Plumbing and Heating Equipment and Supplies 423720 336112 Light Truck and Utility Vehicle Manufacturing (Hydronics) Merchant Wholesalers 336120 Heavy Duty Truck Manufacturing Warm Air Heating and Air-Conditioning Equipment and 423730 336211 Motor Vehicle Body Manufacturing Supplies Merchant Wholesalers 336212 Truck Trailer Manufacturing Refrigeration Equipment and Supplies Merchant 423740 336311 Wholesalers Carburetor, Piston, Piston Ring and Valve Manufacturing Construction and Mining (except Oil Well) Machinery and 423810 336312 Gasoline Engine and Engine Parts Manufacturing Equipment Merchant Wholesalers 336321 Vehicular Lighting Equipment Manufacturing Farm and Garden Machinery and Equipment Merchant 423820 Other Motor Vehicle Electrical and Electronic Equipment 336322 Wholesalers Manufacturing Industrial Machinery and Equipment Merchant 423830 Motor Vehicle Steering and Suspension Components 336330 Wholesalers (except Spring) Manufacturing 423840 Industrial Supplies Merchant Wholesalers 336340 Motor Vehicle Brake System Manufacturing Service Establishment Equipment and Supplies 423850 Motor Vehicle Transmission and Power Train Parts 336350 Merchant Wholesalers Manufacturing Transportation Equipment and Supplies (except Motor 423860 336360 Motor Vehicle Seating and Interior Trim Manufacturing Vehicle) Merchant Wholesalers 336370 Motor Vehicle Metal Stamping 423930 Recyclable Material Merchant Wholesalers 336391 Motor Vehicle Air-Conditioning Manufacturing Other Miscellaneous Durable Goods Merchant 423940 336399 All Other Motor Vehicle Parts Manufacturing Wholesalers Merchant Wholesalers, Nondurable Goods 336411 Aircraft Manufacturing 336510 424110 Railroad Rolling Stock Manufacturing Printing and Writing Paper Merchant Wholesalers 336611 424120 Ship Building and Repairing Stationary and Office Supplies Merchant Wholesalers 336991 Motorcycle, Bicycle and Parts Manufacturing *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED) 333414 424130 424210 424310 424320 424330 424340 424410 424420 424490 424610 424690 424710 424720 424920 424930 424940 424950 424990 425000 425110 425120 Industrial and Personal Service Paper Merchant Wholesalers Drugs and Druggists’ Sundries Merchant Wholesalers Piece Goods, Notions, and Other Dry Goods Merchant Wholesalers Men’s and Boys’ Clothing and Furnishings Merchant Wholesalers Women’s, Children’s, and Infants’ Clothing and Accessories Merchant Wholesalers Footwear Merchant Wholesalers General Line Grocery Merchant Wholesalers Packaged Frozen Food Merchant Wholesalers Other Grocery and Related Products Merchant Wholesalers Plastics Materials and Basic Forms and Shapes Merchant Wholesalers Other Chemical and Allied Products Merchant Wholesalers Petroleum Bulk Stations and Terminals Petroleum and Petroleum Products Merchant Wholesalers (except Bulk Stations and Terminals) Book, Periodical, and Newspaper Merchant Wholesalers Flower, Nursery Stock, and Florists’ Supplies Merchant Wholesalers Tobacco and Tobacco Product Merchant Wholesalers Paint, Varnish, and Supplies Merchant Wholesalers Other Miscellaneous Nondurable Goods Merchant Wholesalers Wholesale Electronic Markets and Agents and Brokers Business to Business Electronic Markets Wholesale Trade Agents and Brokers Retail Trade Motor Vehicle and Parts Dealers 441110 441120 441221 441222 441229 441229 441310 441320 New Car Dealers Used Car Dealers Motorcycle Dealers Boat Dealers All Other Motor Vehicle Dealers Aircraft Dealers, Retail Automotive Parts and Accessories Stores Tire Dealers Furniture and Home Furnishings Stores 442110 Furniture Stores 442210 Floor Covering Stores 442291 Window Treatment Stores 442299 All Other Home Furnishings Stores Electronics and Appliance Stores 443111 Household Appliance Stores 443112 Radio, Television and Other Electronics Stores 443120 Computer and Software Stores 443130 Camera and Photographic Supplies Stores Building Material and Garden Equipment and Supplies Dealers 444110 444120 444130 444190 444210 444220 448110 448120 448130 448140 Home Centers Paint and Wallpaper Stores Hardware Stores Other Building Material Dealers Outdoor Power Equipment Stores Nursery and Garden Centers Food and Beverage Stores Health and Personal Care Stores Gasoline Stations Clothing and Clothing Accessories Stores Men’s Clothing Stores Women’s Clothing Stores Children’s and Infants’ Clothing Stores Family Clothing Stores 448150 448190 448210 448320 451211 451212 453110 453210 453220 453310 454111 454112 454113 454210 454311 454312 454319 454390 Clothing Accessories Stores Other Clothing Stores Shoe Stores Luggage and Leather Goods Stores Sporting Good, Hobby, Book and Music Stores Book Stores News Dealers and Newsstands General Merchandise Store Miscellaneous Store Retailers Florists Office Supplies and Stationery Stores Gift, Novelty and Souvenir Stores Used Merchandise Stores Nonstore Retailers Electronic Shopping Electronic Auctions Mail-Order Houses Vending Machine Operators Heating Oil Dealers Liquefied Petroleum Gas (Bottled Gas) Dealers Other Fuel Dealers Other Direct Selling Establishments Transportation* 481111 481112 481211 481212 481219 484110 484121 484122 484210 484220 484230 485111 485112 485113 485119 485210 485310 485320 485410 485510 485991 485999 488111 488119 488190 488210 488310 488320 488390 488410 Air Transportation Scheduled Passenger Air Transportation Scheduled Freight Air Transportation Nonscheduled Chartered Passenger Air Transportation Nonscheduled Chartered Freight Air Transportation Other Nonscheduled Air Transportation Rail Transportation Water Transportation Truck Transportation General Freight Trucking, Local General Freight Trucking, Long-Distance, Truckload General Freight Trucking, Long-Distance, Less Than Truckload Used Household and Office Goods Moving Specialized Freight (except Used Goods) Trucking, Local Specialized Freight (except Used Goods) Trucking, Long-Distance Transit and Ground Passenger Transportation Mixed Mode Transit Systems Commuter Rail Systems Bus and Motor Vehicle Transit Systems Other Urban Transit Systems Interurban and Rural Bus Transportation Taxi Service Limousine Service School and Employee Bus Transportation Charter Bus Industry Special Needs Transportation All Other Transit and Ground Passenger Transportation Pipeline Transportation Scenic and Sightseeing Transportation Support Activities for Transportation Air Traffic Control Other Airport Operations Other Support Activities for Air Transportation Support Activities for Rail Transportation Port and Harbor Operations Marine Cargo Handling Other Support Activities for Water Transportation Motor Vehicle Towing *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED) 488490 488510 488991 488999 492110 492210 493110 493120 493190 Other Support Activities for Road Transportation Freight Transportation Arrangement Packing and Crating All Other Support Activities for Transportation Postal Service Couriers and Messengers Couriers Local Messengers and Local Delivery Warehousing and Storage General Warehousing and Storage Refrigerated Warehousing and Storage Other Warehousing and Storage Information* 511110 511120 511130 511140 511199 511210 512110 512191 512199 512210 512220 512240 512290 515111 515112 515120 515210 516110 517110 517211 517212 517310 517410 517510 517910 518111 518112 518210 519110 519120 519190 Publishing Industries (except Internet) Newspaper Publishers Periodical Publishers Book Publishers Directory and Mailing List Publishers All Other Publishers Software Publishers Motion Picture and Video Production Teleproduction and Other Postproduction Services Other Motion Picture and Video Industries Record Production Integrated Record Production/Distribution Sound Recording Studios Other Sound Recording Industries Broadcasting (except Internet) Radio Networks* Radio Stations* Television Broadcasting* Cable and Other Subscription Programming Internet Publishing and Broadcasting Internet Publishing and Broadcasting Telecommunications Wired Telecommunications Carriers Paging Cellular and Other Wireless Telecommunications Telecommunications Resellers Satellite Telecommunications Cable and Other Program Distribution Other Telecommunications Internet Service Providers, Web Search Portals, and Data Processing Services Internet Service Providers Web Search Portals Data Processing, Hosting, and Related Services Other Information Services News Syndicates Libraries and Archives All Other Information Services Finance and Insurance* 523130 523140 523910 523920 523930 523991 523999 Commodity Contracts Dealing Commodity Contracts Brokerage Miscellaneous Intermediation Portfolio Management Investment Advice Trust, Fiduciary and Custody Activities Miscellaneous Financial Investment Activities Insurance Carriers and Related Activities 524113 524114 524126 524127 524128 Direct Life Insurance Carriers Direct Health and Medical Insurance Carriers Direct Property and Casualty Insurance Carriers Direct Title Insurance Carriers Other Direct Insurance (except Life, Health and Medical) Carriers Reinsurance Carriers Insurance Agencies and Brokerages Claims Adjusting Third Party Administration of Insurance and Pension Funds All Other Insurance Related Activities Funds, Trusts and Other Financial Vehicles 524130 524210 524291 524292 524298 525110 525120 525190 525910 525920 525930 525990 Pension Funds Health and Welfare Funds Other Insurance Funds Open-End Investment Funds Trusts, Estates, and Agency Accounts Real Estate Investment Trusts Other Financial Vehicles Real Estate and Rental and Leasing* 531120 531130 531190 531210 531312 531320 531390 532111 532112 532120 532210 532299 532310 532411 532412 532420 532490 Real Estate Lessors of Nonresidential Buildings (except Miniwarehouses) Lessors of Miniwarehouses and Self Storage Units Lessors of Other Real Estate Property Offices of Real Estate Agents and Brokers* Nonresidential Property Managers Offices of Real Estate Appraisers* Other Activities Related to Real Estate Rental and Leasing Services Passenger Car Rental Passenger Car Leasing Truck, Utility Trailer, and RV (Recreational Vehicle) Rental and Leasing Consumer Electronics and Appliances Rental All Other Consumer Goods Rental General Rental Centers Commercial Air, Rail, and Water Transportation Equipment Rental and Leasing Construction, Mining and Forestry Machinery and Equipment Rental and Leasing Office Machinery and Equipment Rental and Leasing Other Commercial and Industrial Machinery and Equipment Rental and Leasing Lessors of Nonfinancial Intangible Assets (except Copyrighted Works) 533110 Credit Intermediation and Related Activities 522220 Sales Financing Professional, Scientific and Technical 522291 Consumer Lending 541110 Offices of Lawyers* 522292 Real Estate Credit 541191 Title Abstract and Settlement Offices 522298 All Other Non-Depository Credit Intermediation 541199 All Other Legal Services 522310 Mortgage and Nonmortgage Loan Brokers 541211 Offices of Certified Public Accountants* Financial Transactions Processing, Reserve, and 522320 Clearing House Activities 541213 Tax Preparation Services* 522390 Other Activities Related to Credit Intermediation 541214 Payroll Services Financial Investments and Related Activities 541219 Other Accounting Services 523110 Investment Banking and Securities Dealing 541310 Architectural Services* 523120 Securities Brokerage 541320 Landscape Architectural Services* *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED) Services* 541330 541340 541340 541350 541360 541370 541380 541410 541420 541430 541490 541511 541512 541513 541519 541611 541612 541613 541614 541618 541620 541690 541710 541720 541810 541820 541830 541840 541850 541860 541870 541890 541910 541922 541930 541990 Engineering Services* Drafting Services Map Drafting Building Inspection Services Geophysical Surveying and Mapping Services* Surveying and Mapping (except Geophysical) Services* Testing Laboratories Interior Design Services Industrial Design Services Graphic Design Services Other Specialized Design Services Custom Computer Programming Services Computer Systems Design Services Computer Facilities Management Services Other Computer Related Services Administrative Management and General Management Consulting Services Human Resources and Executive Search Consulting Services Marketing Consulting Services Process, Physical Distribution and Logistics Consulting Services Other Management Consulting Services Environmental Consulting Services Other Scientific and Technical Consulting Services Research and Development in the Physical, Engineering, and Life Sciences Research and Development in the Social Sciences and Humanities Advertising Agencies Public Relations Agencies Media Buying Agencies Media Representatives Display Advertising Direct Mail Advertising Advertising Material Distribution Services Other Services Related to Advertising Marketing Research and Public Opinion Polling Commercial Photography Translation and Interpretation Services All Other Professional, Scientific and Technical Services 561510 561520 561599 561611 561612 561613 561621 561622 561710 561720 561730 561740 561790 561910 561920 561990 562111 562112 562119 562211 562219 562910 562910 562920 562998 Educational Services 611410 611420 611430 611512 611513 611519 611630 611691 611692 611699 611710 Offices of Bank Holding Companies Offices of Other Holding Companies Administrative and Support Services 561110 561210 561210 561310 561320 561330 561410 561421 561422 561431 561439 561440 561450 561491 561492 561499 Administrative and Support Services Office Administrative Services Facilities Support Services Base Maintenance Employment Placement Agencies Temporary Help Services Employee Leasing Services Document Preparation Services Telephone Answering Services Telemarketing Bureaus Private Mail Centers Other Business Service Centers (including Copy Shops) Collection Agencies Credit Bureaus Repossession Services Court Reporting and Stenotype Services All Other Business Support Services Business and Secretarial Schools Computer Training Professional and Management Development Training Flight Training Apprenticeship Training Other Technical and Trade Schools Language Schools Exam Preparation and Tutoring Automobile Driving Schools All Other Miscellaneous Schools and Instruction Educational Support Services Health Care and Social Assistance* Management of Companies and Enterprises 551111 551112 Travel Agencies Tour Operators All Other Travel Arrangement and Reservation Services Investigation Services Security Guards and Patrol Services* Armored Car Services Security Systems Services (except Locksmiths) Locksmiths Exterminating and Pest Control Services* Janitorial Services Landscaping Services* Carpet and Upholstery Cleaning Services Other Services to Buildings and Dwellings Packaging and Labeling Services Convention and Trade Show Organizers All Other Support Services Waste Management and Remediation Services Solid Waste Collection Hazardous Waste Collection* Other Waste Collection Hazardous Waste Treatment and Disposal* Other Nonhazardous Waste Treatment and Disposal Remediation Services Environmental Remediation Services Materials Recovery Facilities All Other Miscellaneous Waste Management Services 621110 621210 621310 621320 621330 621340 621391 621399 621410 621420 621492 621493 621498 621511 621512 621610 621910 621999 Ambulatory Health Care Services Offices of Physicians Offices of Dentists Offices of Chiropractors Offices of Optometrists Offices of Mental Health Practitioners (except Physicians) Offices of Physical, Occupational and Speech Therapists and Audiologists Offices of Podiatrists Offices of All Other Miscellaneous Health Practitioners Family Planning Centers Outpatient Mental Health and Substance Abuse Centers Kidney Dialysis Centers Freestanding Ambulatory Surgical and Emergency Centers All Other Outpatient Care Centers Medical Laboratories Diagnostic Imaging Centers Home Health Care Services Ambulance Services All Other Miscellaneous Ambulatory Health Care Services *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED) 624110 624120 624190 624210 624221 624229 624230 624310 624410 Hospitals Nursing and Residential Care Facilities Social Assistance Child and Youth Services Services for the Elderly and Persons with Disabilities Other Individual and Family Services Community Food Services Temporary Shelters Other Community Housing Services Emergency and Other Relief Services Vocational Rehabilitation Services Child Day Care Services Arts, Entertainment and Recreation 711000 712000 713000 Performing Arts, Spectator Sports and Related Industries Museums, Historical Sites and Similar Institutions Amusement, Gambling and Recreation Industries Other Electronic and Precision Equipment Repair and Maintenance Commercial and Industrial Machinery and Equipment 811310 (except Automotive and Electronic) Repair and Maintenance 811411 Home and Garden Equipment Repair and Maintenance 811412 Appliance Repair and Maintenance 811420 Reupholstery and Furniture Repair 811430 Footwear and Leather Goods Repair Personal and Laundry Services Drycleaning and Laundry Services 812320 (except Coin-Operated) 812331 Linen Supply 812332 Industrial Launderers 812921 Photo Finishing Laboratories (except One-Hour) 812922 One-Hour Photo Finishing 812930 Parking Lots and Garages Religious, Grantmaking, Civic, Professional and Similar Organizations 811219 Accommodation and Food Services* 722110 722211 722212 722213 722310 722320 722330 722410 Accommodation Food Services and Drinking Places Full-Service Restaurants Limited-Service Restaurants Cafeterias Snack and Nonalcoholic Beverage Bars Food Service Contractors Caterers Mobile Food Services Drinking Places (Alcoholic Beverages) Other Services 811111 811112 811113 811118 811121 811122 811191 811192 811198 811211 811212 811213 Repair and Maintenance General Automotive Repair Automotive Exhaust System Repair Automotive Transmission Repair Other Automotive Mechanical and Electrical Repair and Maintenance Automotive Body, Paint and Interior Repair and Maintenance Automotive Glass Replacement Shops Automotive Oil Change and Lubrication Shops Car Washes All Other Automotive Repair and Maintenance Consumer Electronics Repair and Maintenance Computer and Office Machine Repair and Maintenance Communication Equipment Repair and Maintenance The following internal codes are not NAICS codes, and are to be used only by Airport Concessionaires Airport Concessions 999000 Airport Concessionaire - Food and Beverage 999001 Airport Concessionaire - Book Stores 999002 Airport Concessionaire - Auto Rental 999003 Airport Concessionaire - Banks 999004 999005 Airport Concessionaire - Hotels and Motels Airport Concessionaire - Insurance Machines and Counters Airport Concessionaire - Gift, Novelty, and Souvenir Shop 999006 999007 Airport Concessionaire - Newstands 999008 Airport Concessionaire - Shoe Shine Stands 999009 Airport Concessionaire - Barber Shops 999010 Airport Concessionaire - Automobile Parking 999011 Airport Concessionaire - Jewelry Store 999012 Airport Concessionaire - Advertising 999013 Airport Concessionaire - Luggage Cart 999014 999015 Airport Concessionaire - Nail Salons Airport Concessionaire - Private Mail Centers *Note: Evidence of State or other licensing is required in order to be classified in this industry, if applicable. 440–3092 (11/08/COM-FED)