Emerging Small Business (ESB) Tier 1 Certification Requirements
Business Oregon, Office of Minority, Women & Emerging Small Business (OMWESB) administers the
Emerging Small Business certification program in Oregon as authorized by State law (ORS 200.005).
To apply for certification, you must complete and mail this application form and the required documentation
specific to your legal structure. We will assign and review your application according to the date received.
If your business qualifies, you will receive a confirmation letter. Once certified, your business will appear in our
online directory of certified businesses. You must submit an Annual “No-Change” Statement (form 440–4632)
and a copy of your business’s federal tax return every year on the anniversary of your certification. You also will
be required to submit a renewal application every three years after the initial certification.
Businesses that are either a subsidiary or parent company do not qualify for the ESB program.
Emerging Small Business (ESB) Tier 1 Certification Requirements

Must be an Oregon business with its principal place of business located in Oregon and supported by the
business’s federal tax returns;

Must be a small business, for which the average annual gross receipts for the previous three tax years do
not exceed $1,889,735.05 for construction or $755,894.01 for non-construction firms;

Must have 19 or less employees;

Must be an independent business; and

Must be properly licensed and legally registered in the state of Oregon.
Businesses qualifying for Tier 1 may only do so for a period of six years. Firms exceeding the limitations or in
the ESB program for longer than six years will automatically graduate to Tier 2 status.
Emerging Small Business (ESB) Tier 2 Certification Requirements

Must be an Oregon business with its principal place of business located in Oregon and supported by the
business’s federal tax returns;

Must be a small business, for which the average annual gross receipts for the previous three tax years do
not exceed $3,779,470.12 for construction or $1,259,823.37 for non-construction firms;

Must have 29 or less employees;

Must be an independent business; and

Must be properly licensed and legally registered in the state of Oregon.
Businesses qualifying for Tier 2 may only do so for a period of six years. Firms exceeding the limitations or in
the ESB program for longer than 12 years, will automatically graduate from the program.
Businesses participating in the ESB program may be eligible to apply for an additional year of certification. To
be considered for the one–year extension, the business must provide compelling information (i.e., bid
opportunities were not available for the goods/services provided by the business) that it was unable to receive
benefit from the program during the initial 12 years of participation.
Businesses that want to bid on Sheltered Market Program projects should retain copies of their
applications. For more information on these projects, please call the city of Portland 503–823–6855 or
503–823–5701.
440–3089 (01/15/COM)
Page 1 of 15
For your convenience, use the following document checklist to gather the documentation needed when
submitting the signed application for certification. Incomplete applications will delay the certification process.
Checklist
Business federal tax returns for the past three years;
A company profile, including a brief description of the product(s) or service(s) provided;
Partnerships—A copy of your partnership agreement
Limited Liability Corporations—A copy of your Operating Agreement
Corporations—Copies of your Articles of Incorporation, signed stock certificates (both sides) and
meeting minutes;
Copies of all current licenses necessary to conduct your business (e.g., Construction Contractor’s Board
license, Landscaping Contractor’s Board license, electrical, plumbing, welding, engineering, ODOT
motor carrier authority, city business license (if required), DEQ license, etc.);
Please note: In order to qualify, the owner of the firm and applicant must hold the proper license(s).
Active business name registration with the Secretary of State, if applicable; and
Application signed by an owner.
OMWESB evaluates applications based on documentation submitted for review. You must fully disclose, at
the time of application, any changes anticipated in the ownership or control of the business or in the
documentation submitted in the application for certification.
440–3089 (01/15/COM)
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OREGON BUSINESS DEVELOPMENT DEPARTMENT
DIVISION 200
Excerpts from the Oregon Administrative Rules filed through June 15, 2010
Emerging Small Business (ESB) Certification Procedures
123-200-1600
Eligibility Standards
(1) The ESB program is race and gender neutral. To be eligible for certification as an ESB, a business must
meet the following criteria:
(a) A firm must be in existence, operational, and in business for a profit.
(b) Have its principal place of business located in the State or Oregon as determined by the address used to
file federal income taxes. If the business uses a P.O. Box, the OMWESB may require additional
documentation to verify location.
(c) Have average, annual gross receipts over the last three years not exceeding $1,760,494.99 for tier one
construction firms and $704,197.99 for non-construction firms; and $3,520,990.00 for tier two construction
firms and $1,173,663.33 for non-construction firms.
(d) The business must operate independently. A parent company, subsidiary, or affiliate is not eligible for
ESB certification if the combined size of the business exceeds the monetary limits set in the ESB program.
(e) Be properly licensed and legally registered with the Secretary of State in the State of Oregon: (i.e.
registered as a domestic corporation, limited liability corporation, partnership, or assumed business name,
etc.).
(f) If state or local law requires a person to have a particular license or other credential in order to own
and/or control a certain type of firm, then the MBE, WBE, and/or ESB certified persons who own and
control a firm of that type must possess the required license or credential.
(g) If state or local law requires a person to have a particular license or other credential in order to own
and/or control a certain type of firm, then the ESB certified persons who own and control a firm of that type
must possess the required license or credential.
(h) The owner(s) must work a minimum of 20 hours per week for the business.
(i) The business must have 19 or fewer full-time employees to qualify to tier one or have 29 or fewer fulltime employees to qualify to tier two. A full-time employee is calculated as follows:
(A) Hours worked by all employees (part-time, seasonal, or full-time) shall be converted into equivalent
hours; dividing the total hours worked by 2080.
(B) The owners of the business shall not be considered in the calculation of the equivalent employees.
(C) The period of calculation shall be the same as the business’ tax year.
Stat Auth.: ORS 200.055
Stats. Implemeted: ORS 200.055
Hist:
123-200-1700
Application Form and Procedure
(1) The OMWESB will utilize ORS 200.170 to review a business’ eligibility for certification as an ESB.
(2) A firm wishing to apply for certification in the ESB program shall complete the application provided by the
OMWESB.
(3) The completed application, together with all required supporting documentation, shall be submitted to the
Office of Minority, Women and Emerging Small Business at 775 Summer Street NE, Suite 200, Salem, OR
97301. Incomplete applications will not be processed until the applicant provides all information.
440–3089 (01/15/COM)
Page 3 of 15
(4) The OMWESB will conduct a review and take action on completed applications as promptly as resources
permit. The order of priority for processing applications shall be the date the OMWESB receives the completed
application with all supporting documentation. Incomplete applications will not be processed.
(5) The OMWESB shall make a determination based on the eligibility standards included in this division and
the applicable laws of the State of Oregon. As part of its investigation, the OMWESB may require owners to
provide information in addition to that requested on the application. The applicant has the burden of proving he
or she is eligible for certification and meets all the requirements of the program. If the OMWESB certifies the
firm, the agency will send a confirmation letter and certificate.
(6) The applicable emerging small business size standard for each applicant set out in ORS 123-200-1600 shall
be determined by the business’ primary area of work.
(7) Registration of the business with the Construction Contractors Board and/or Landscape Contractors Board
will establish a firm as a construction firm. A construction-related trucking business will also be considered a
construction firm for the purposes of this program.
Stat. Auth.: ORS 200.055
Stats. Implemented: ORS 200.055, ORS 200.170
Hist.:
123-200-1800
Certification Review
(1) Certification as an ESB is valid for three years from the date of certification.
(2) An annual “no-change” statement will be sent to the firm approximately 30 days prior to the one-year and
two-year anniversaries of the certification date. The completed affidavit, along with federal tax information for
the previous year and documentation of any changes, must be submitted prior to the anniversary date or the firm
will be decertified.
(3) The ESB shall notify the OMWESB within 30 days of any changes, which may affect its continued
eligibility in the program. Failure to notify the OMWESB may result in denial or decertification.
(4) A certification review notice and application shall be sent to certified firms 60 days prior to expiration of
current certification. The firm shall promptly return the completed application along with any requested
documentation (i.e. evidence of change in ownership, federal tax returns for the last year, etc.). Continued
certification is not automatic. The applicant must demonstrate that his or her business still meets the criteria set
out in OAR 123-200-1600 through 123-200-1700.
(5) The OMWESB staff shall review the signed application to determine the firm’s continued eligibility. The
OMWESB may also request additional information to verify the firm’s continued eligibility.
(6) Failure to return the completed review application by the expiration date shall result in decertification.
(7) Firms may only be certified as an ESB for a maximum of 12 consecutive years from the original certificate
date. If a firm provides compelling information showing, in the judgment of the Oregon Business Development
Department, that it has not been afforded an opportunity to bid on ESB projects during the 12 years of
eligibility, the OMWESB will extend the certification of the firm for one additional year. A firm may receive
the extension only once.
Stat Auth.: ORS 200.055
Stats. Implemented: ORS 200.055
Hist:
440–3089 (01/15/COM)
Page 4 of 15
123-200-1900
Denial and Decertification of Firms
(1) This rule applies only to the denial and decertification of a firm’s ESB status under Oregon law. The
OMWESB may deny certification of decertify a firm at any time if the agency determines that the firm no
longer meets eligibility standards set out in OAR 123-200-1600. The procedure is as follows:
(a) In the case of denial of initial certification, the firm will be notified in writing of the denial and the
reasons therefore.
(b) In the case of decertification, the OMWESB shall issue a Notice of Intent to Decertify the firm 21 days
prior to the date of decertification, and indicate the specific reasons for the decision.
(c) In the event of a denial or decertification, the applicant or certified firm has 21 calendar days from the
date of notice in which to submit a written appeal to the manager of the OMWESB. Following the review of
the applicant’s written appeal, the manager of OMWESB will issue a decision.
(d) If the applicant or certified firm does not agree with the manager’s decision, he or she may request a
contested case hearing. Contested case hearings will be conducted in accordance with ORS 183.310 to
183.550. Following the contested case hearing, the Hearings Officer will forward a proposed order to the
manager of the OMWESB for issuance of a final order.
(e) If the applicant or certified firm files an appeal in writing or requests a contested case hearing, the
OMWESB will stay the denial or decertification pending the issuance of the final order. If the applicant or
certified firm does not submit a written appeal or request for a contested case hearing to the OMWESB
within the 21-day period, the denial or decertification shall be final.
(2) An individual may withdraw his or her application or certification if he or she no longer wishes to
participate in the program. The individual must complete a notarized withdrawal form provided by the
OMWESB.
(3) Any business denied initial certification would be ineligible to reapply for a period of 12 months.
(4) OMWESB decisions regarding MBE/WBE firms are final.
Stat. Auth.: ORS 200.055
Stats. Implemented: ORS 200.055, ORS 183.310 to 183.550
Hist.:
The official copy of an Oregon Administrative Rule is contained in the Administrative Order filed at the
Archives Division, 800 Summer St. NE, Salem, Oregon 97301. Any discrepancies with the published version
are satisfied in favor of the Administrative Order. The Oregon Administrative Rules and the Oregon Bulletin
are copyrighted by the Oregon Secretary of State. Terms and Conditions of Use
<Complete text found at http://arcweb.sos.state.or.us/rules/OARS_400/OAR_445/445_050.html >
440–3089 (01/15/COM)
Page 5 of 15
Business Oregon
Office of Minority, Women and Emerging Small Business
775 Summer St. NE, Suite 200, Salem, OR 97301-1280
Phone: 503–986–0075, Fax: 503–581–5115
www.oregon4biz.com
For office use only:
Certification no.:
Tier 1:
Tier 2:
Application for Certification of Emerging Small Business (ESB)
1. Legal Name of firm:
ABN/DBA used:
Street address:
City:
Mailing address (if different):
City:
Phone:
- E-mail:
Owner’s full name:
Please list other business name(s) previously used:
State:
ZIP:
State:
Fax:
ZIP:
-
-
Title:
Federal employer identification number (FEIN):
Oregon business identification number (BIN):
2. Has your company been certified as an emerging small business?
Yes
No
If “yes,” please list all agencies and include proof of certification:
Has this business or any of its owners ever been denied certification or decertified?
Date of denial:
3. Legal structure:
Yes
No
Date of decertification:
Sole proprietorship
Partnership
Limited Liability Co. (LLC)
Corp.
Date you acquired ownership:
Date established:
4. Capabilities: Please refer to the attached North American Industry Classification System (NAICS) code list. In the
first and second columns, list any NAICS code numbers and the NAICS descriptions that apply to your business.
Under “Business capability,” clearly identify the products or services in which the qualifying individual has
expertise and control. (See example in first row.)
Enter your primary line of work on the first line after the example line.
NAICS code no.
Example
238320
NAICS description
Business capability
Painting and Wall Covering Contractors
Commercial painting, interior only;
wallpaper hanging, texture application
Primary:
440–3089 (01/15/COM)
Page 6 of 15
5. Is your business currently DBE/MBE/WBE certified with the state of Oregon?
Yes
No
If previously certified, what name did you use for the business?
6. Gross receipts for the business:
Submit the past three years’ federal tax returns for the business or those filed since the business has been in
operation, if that is less than three years.
State the ending date of business’s fiscal year: (month)
(year)
If your business has been in operation for less than one year, please provide the total gross receipts from
start of business to date of this application:
Total gross receipts: $
From: (month/year)
To: (month/year)
7. Ownership. List all individuals who have an ownership interest in this business.
Race or ethnic
origin*
Name
Gender*
F
M
F
M
F
M
F
M
F
M
Years of
ownership
Ownership/
voting
percent
Hours
worked
weekly
*Optional. This information is for statistical purposes only and will not affect your certification. Examples of
ethnicity: Black American, Hispanic American, Native American, Asian-Pacific American, Subcontinent-Asian
American and Caucasian.
8. Is your business a subsidiary or parent company belonging to a group of businesses that are owned and controlled
by the same individuals?
Yes
No
If “yes,” please explain:
9. If license or permit requires you to provide product or service, list below and include a copy. (e.g., city business
license, contractor’s license, engineer/architect license, etc.)
Name of qualifying individual
Type of license/permit
License/permit no.
Expires
10. Has your business been bonded?
Yes
No
If “yes,” list your most recent bonding limit: $
11. List major customers or projects of the business for the past two years (list most recent first). If new business, list
previous business references:
Customer/contract
440–3089 (01/15/COM)
Phone
Contact person
Type of project
Contract amount
Year
Page 7 of 15
12. List the total number of work hours for ALL permanent, temporary and part-time employees for the last fiscal year.
Do not include the hours worked by the owners of the company.
Total hours worked by temporary employees:
Total hours worked by part-time employees:
Total hours worked by permanent employees:
TOTAL:
13. Note: Questions 13 and 14 are optional. This information is for statistical purposes only and will not affect your
certification. Specify the ethnicity and gender of your employees and provide a total within each category.
Ethnicity
No. of males
No. of females
Caucasian
Black American
Hispanic American
Native American
Asian-Pacific American
Subcontinent-Asian American
Other:
14. Where did you learn about this certification?
15.
Internet
State or local agency referral
A certified business
Other:
Bid opportunity document
The Oregon State Procurement Office is the host of the Oregon Procurement Information Network (ORPIN) and all
newly certified businesses are automatically registered as vendors on their system. Businesses; however, must
contact ORPIN to complete their registration. Businesses can bid on contracts for government projects and
services without certification from us. The Procurement Office help desk phone number is 503–378–4642 and
their Web site address is http://procurement.oregon.gov/.
If your company is already signed up, what is your ORPIN number?
440–3089 (01/15/COM)
Page 8 of 15
Business Oregon
Office of Minority, Women and Emerging Small Business
775 Summer St. NE, Suite 200, Salem, OR 97301-1280
Phone: 503–986–0075, Fax: 503–581–5115
www.oregon4biz.com
CERTIFICATION OF ACCURACY AND TRUTHFULNESS
Emerging Small Business (ESB) Application
The undersigned applicant and business owner hereby certifies that the information contained in the foregoing Application
for Certification as an Emerging Small Business (ESB) and all supporting documents and materials are true and accurate,
and that I and the business for which I am seeking ESB certification meet the relevant standards and requirements of ORS
200.005 et. seq. and the Oregon Administrative Rules, Chapter 445, Division 50. I have been provided copies of the
relevant statutes and administrative rules as part of the ESB certification process.
My signature below also constitutes my acknowledgement that in the event any of the information contained in my ESB
application is determined to be inaccurate or misleading by the Office of Minority, Women and Emerging Small Business
(OMWESB), ESB certification may be denied, or in the case of a certification review, that the ESB certification may be
revoked.
DATED this
day of
, 20
.
Signature of applicant/owner
Title
Printed name of applicant/owner
Name of business
200.065 Fraudulent conduct prohibited; sanctions. (1) It shall be unlawful for any person fraudulently to obtain or
retain or attempt to obtain or retain or to aid another person fraudulently to obtain or retain or attempt to obtain or retain
certification as a disadvantaged, minority, women or emerging small business enterprise.
(2) It shall be unlawful knowingly to make a false claim that any person is qualified for certification or is certified under
ORS 200.055 for the purpose of gaining a contract or subcontract or other benefit.
440–3089 (10314/COM)
Page 9 of 15
North American Industry Classification System (NAICS) Codes
Please select the code number that most closely identifies your type of business from the following condensed list. Write
the code number in the space provided on your form. Note: This document contains a partial list of NAICS codes. For a
complete list of NAICS codes, please visit http://www.sba.gov/size/indextableofsize.html.
Agriculture, Forestry, Fishing and Hunting
111000
112000
113000
114000
115000
Crop Production
Animal Production
Forestry and Logging
Fishing, Hunting and Trapping*
Support Activities for Agriculture and Forestry
Mining
211000
212000
213000
Oil and Gas Extraction
Mining (except Oil and Gas)
Support Activities for Mining
Utilities*
221110
221120
221310
Hydroelectric, Fossil Fuel, Nuclear and Other Electric
Power Generation
Electric Power Transmission, Control and Distribution
Water Supply and Irrigation Systems*
Construction*
236115
236116
236117
236118
236210
236220
237110
237120
237130
237210
237310
237990
237990
238110
238120
238130
238140
238150
238160
238170
238190
238210
238220
238290
238310
238320
238330
238340
238350
238390
238910
238990
238990
Manufacturing
Construction of Buildings
New Single-Family Housing Construction (except
Operative Builders)
New Multifamily Housing Construction (except Operative
Builders)
New Housing Operative Builders
Residential Remodelers
Industrial Building Construction
Commercial and Institutional Building Construction
Heavy and Civil Engineering Construction
Water and Sewer Line and Related Structures
Construction
Oil and Gas Pipeline and Related Structures
Construction
Power and Communication Line and Related Structures
Construction
Land Subdivision
Highway, Street, and Bridge Construction
Other Heavy and Civil Engineering Construction
Dredging and Surface Cleanup Activities
Specialty Trade Contractors
Poured Concrete Foundation and Structure Contractors
Structural Steel and Precast Concrete Contractors
Framing Contractors
Masonry Contractors
Glass and Glazing Contractors
Roofing Contractors
Siding Contractors
Other Foundation, Structure, and Building Exterior
Contractors
Electrical Contractors
Plumbing, Heating, and Air-Conditioning Contractors
Other Building Equipment Contractors
Drywall and Insulation Contractors
Painting and Wall Covering Contractors
Flooring Contractors
Tile and Terrazzo Contractors
Finish Carpentry Contractors
Other Building Finishing Contractors
Site Preparation Contractors
All Other Specialty Trade Contractors
Building and Property Specialty Trade Services
315211
315212
315220
315230
315299
315999
316211
316213
316214
316219
Food Manufacturing
Beverage and Tobacco Product Manufacturing
Textile Mills
Textile Product Mills
Apparel Manufacturing
Men’s and Boys’ Cut and Sew Apparel Contractors
Women’s, Girls’, and Infants’ Cut and Sew Apparel
Contractors
Men’s and Boys’ Cut and Sew Apparel Manufacturing
Women’s and Girls’ Cut and Sew Apparel Manufacturing
All Other Cut and Sew Apparel Manufacturing
Other Apparel Accessories and Other Apparel
Manufacturing
Leather and Allied Product Manufacturing
Rubber and Plastics Footwear Manufacturing
Men’s Footwear (except Athletic) Manufacturing
Women’s Footwear (except Athletic) Manufacturing
Other Footwear Manufacturing
Wood Product Manufacturing
Paper Manufacturing
323110
323111
323112
323113
323114
323115
323116
323117
323118
323119
323121
323122
324121
324122
326211
326212
326220
326291
326299
332116
332322
332323
332710
332721
332996
333120
333311
Printing and Related Support Activities
Commercial Lithographic Printing
Commercial Gravure Printing
Commercial Flexographic Printing
Commercial Screen Printing
Quick Printing
Digital Printing
Manifold Business Forms Printing
Books Printing
Blankbook, Loose-leaf Binder and Device Manufacturing
Other Commercial Printing
Tradebinding and Related Work
Prepress Services
Petroleum and Coal Products Manufacturing
Asphalt Paving Mixture and Block Manufacturing
Asphalt Shingle and Coating Materials Manufacturing
Chemical Manufacturing
Plastics and Rubber Products Manufacturing
Tire Manufacturing (except Retreading)
Tire Retreading
Rubber and Plastics Hoses and Belting Manufacturing
Rubber Product Manufacturing for Mechanical Use
All Other Rubber Product Manufacturing
Nonmetallic Mineral Product Manufacturing
Primary Metal Manufacturing
Fabricated Metal Product Manufacturing
Metal Stamping
Sheet Metal Work Manufacturing
Ornamental and Architectural Metal Work Manufacturing
Machine Shops
Precision Turned Product Manufacturing
Fabricated Pipe and Pipe Fitting Manufacturing
Machinery Manufacturing
Construction Machinery Manufacturing
Automatic Vending Machine Manufacturing
Office Machinery Manufacturing
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)
Heating Equipment (except Warm Air Furnaces)
Manufacturing
Air-Conditioning and Warm Air Heating Equipment and
333415
Commercial and Industrial Refrigeration Equipment
Manufacturing
Special Die and Tool, Die Set, Jig and Fixture
333514
Manufacturing
Mechanical Power Transmission Equipment
333613
Manufacturing
Other Engine Equipment Manufacturing
333618
Pump and Pumping Equipment Manufacturing
333911
Elevator and Moving Stairway Manufacturing
333921
Conveyor and Conveying Equipment Manufacturing
333922
Overhead Traveling Crane, Hoist and Monorail System
333923
Manufacturing
Industrial Truck, Tractor, Trailer and Stacker Machinery
333924
Manufacturing
Computer and Electronic Product Manufacturing
Electronic Computer Manufacturing
334111
Computer Storage Device Manufacturing
334112
Computer Terminal Manufacturing
334113
Other Computer Peripheral Equipment Manufacturing
334119
Telephone Apparatus Manufacturing
334210
Radicand Television Broadcasting and Wireless
334220
Communications Equipment Manufacturing
Other Communications Equipment Manufacturing
334290
Audio and Video Equipment Manufacturing
334310
Electronic Connector Manufacturing
334417
Printed Circuit Assembly (Electronic Assembly) Mfg
334418
Other Electronic Component Manufacturing
334419
Search, Detection, Navigation, Guidance, Aeronautical,
334511
and Nautical System and Instrument Manufacturing
Automatic Environmental Control Manufacturing for
334512
Residential, Commercial and Appliance Use
Instruments and Related Products Manufacturing for
334513
Measuring, Displaying, and Controlling Industrial Process
Variables
Totalizing Fluid Meter and Counting Device
334514
Manufacturing
Watch, Clock, and Part Manufacturing
334518
Other Measuring and Controlling Device Manufacturing
334519
Software Reproducing
334611
Prerecorded Compact Disc (except Software), Tape, and
334612
Record Reproducing
Magnetic and Optical Recording Media Manufacturing
334613
Electrical Equipment, Appliance and Component Manufacturing
Transportation Equipment Manufacturing
Light Truck and Utility Vehicle Manufacturing
336112
Heavy Duty Truck Manufacturing
336120
Motor Vehicle Body Manufacturing
336211
Truck Trailer Manufacturing
336212
Carburetor, Piston, Piston Ring and Valve Manufacturing
336311
Gasoline Engine and Engine Parts Manufacturing
336312
Vehicular Lighting Equipment Manufacturing
336321
Other Motor Vehicle Electrical and Electronic Equipment
336322
Manufacturing
Motor Vehicle Steering and Suspension Components
336330
(except Spring) Manufacturing
Motor Vehicle Brake System Manufacturing
336340
Motor Vehicle Transmission and Power Train Parts
336350
Manufacturing
Motor Vehicle Seating and Interior Trim Manufacturing
336360
Motor Vehicle Metal Stamping
336370
Motor Vehicle Air-Conditioning Manufacturing
336391
All Other Motor Vehicle Parts Manufacturing
336399
Aircraft Manufacturing
336411
Railroad Rolling Stock Manufacturing
336510
Ship Building and Repairing
336611
336991
Motorcycle, Bicycle and Parts Manufacturing
333414
336999
337127
337211
337214
337215
337920
339111
339950
339991
All Other Transportation Equipment Manufacturing
Furniture and Related Product Manufacturing
Institutional Furniture Manufacturing
Wood Office Furniture Manufacturing
Office Furniture (Except Wood) Manufacturing
Showcase, Partition, Shelving, and Locker Manufacturing
Blind and Shade Manufacturing
Miscellaneous Manufacturing
Laboratory Apparatus and Furniture Manufacturing
Sign Manufacturing
Gasket, Packing, and Sealing Device Manufacturing
Wholesale Trade
423110
423120
423130
423140
423210
423310
423320
423330
423390
423410
423420
423430
423440
423450
423490
423510
423610
423620
423690
423710
423720
423730
423740
423810
423820
423830
423840
423850
423860
423930
423940
Merchant Wholesalers, Durable Goods
Automobile and Other Motor Vehicle Merchant
Wholesalers
Motor Vehicle Supplies and New Parts Merchant
Wholeslrs
Tire and Tube Merchant Wholesalers
Motor Vehicle Parts (Used) Merchant Wholesalers
Furniture Merchant Wholesalers
Lumber, Plywood, Millwork, and Wood Panel Merchant
Wholesalers
Brick, Stone, and Related Construction Material
Merchant Wholesalers
Roofing, Siding, and Insulation Material Merchant
Wholeslrs
Other Construction Material Merchant Wholesalers
Photographic Equipment and Supplies Merchant
Wholesalers
Office Equipment Merchant Wholesalers
Computer and Computer Peripheral Equipment and
Software Merchant Wholesalers
Other Commercial Equipment Merchant Wholesalers
Medical, Dental, and Hospital Equipment and Supplies
Merchant Wholesalers
Other Professional Equipment and Supplies Merchant
Wholesalers
Metal Service Centers and Other Metal Merchant
Wholeslrs
Electrical Apparatus and Equipment, Wiring Supplies,
and Related Equipment Merchant Wholesalers
Electrical and Electronic Appliance, Television, and
Radio Set Merchant Wholesalers
Other Electronic Parts and Equipment Merchant
Wholesalers
Hardware Merchant Wholesalers
Plumbing and Heating Equipment and Supplies
(Hydronics) Merchant Wholesalers
Warm Air Heating and Air-Conditioning Equipment and
Supplies Merchant Wholesalers
Refrigeration Equipment and Supplies Merchant
Wholesalers
Construction and Mining (except Oil Well) Machinery and
Equipment Merchant Wholesalers
Farm and Garden Machinery and Equipment Merchant
Wholesalers
Industrial Machinery and Equipment Merchant
Wholesalers
Industrial Supplies Merchant Wholesalers
Service Establishment Equipment and Supplies
Merchant Wholesalers
Transportation Equipment and Supplies (except Motor
Vehicle) Merchant Wholesalers
Recyclable Material Merchant Wholesalers
Other Miscellaneous Durable Goods Merchant
Wholesalers
Merchant Wholesalers, Nondurable Goods
Printing and Writing Paper Merchant Wholesalers
Stationary and Office Supplies Merchant Wholesalers
Industrial and Personal Service Paper Merchant
424110
424120
424130
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)
424210
424310
424320
424330
424340
424410
424420
424490
424610
424690
424710
424720
424920
424930
424940
424950
424990
425000
425110
425120
Wholesalers
Drugs and Druggists’ Sundries Merchant Wholesalers
Piece Goods, Notions, and Other Dry Goods Merchant
Wholesalers
Men’s and Boys’ Clothing and Furnishings Merchant
Wholesalers
Women’s, Children’s, and Infants’ Clothing and
Accessories Merchant Wholesalers
Footwear Merchant Wholesalers
General Line Grocery Merchant Wholesalers
Packaged Frozen Food Merchant Wholesalers
Other Grocery and Related Products Merchant
Wholesalers
Plastics Materials and Basic Forms and Shapes
Merchant Wholesalers
Other Chemical and Allied Products Merchant
Wholesalers
Petroleum Bulk Stations and Terminals
Petroleum and Petroleum Products Merchant
Wholesalers (except Bulk Stations and Terminals)
Book, Periodical, and Newspaper Merchant Wholesalers
Flower, Nursery Stock, and Florists’ Supplies Merchant
Wholesalers
Tobacco and Tobacco Product Merchant Wholesalers
Paint, Varnish, and Supplies Merchant Wholesalers
Other Miscellaneous Nondurable Goods Merchant
Wholesalers
Wholesale Electronic Markets and Agents and Brokers
Business to Business Electronic Markets
Wholesale Trade Agents and Brokers
Retail Trade
Motor Vehicle and Parts Dealers
441110
New Car Dealers
441120
Used Car Dealers
441221
Motorcycle Dealers
441222
Boat Dealers
441229
All Other Motor Vehicle Dealers
441229
Aircraft Dealers, Retail
441310
Automotive Parts and Accessories Stores
441320
Tire Dealers
Furniture and Home Furnishings Stores
442110
Furniture Stores
442210
Floor Covering Stores
442291
Window Treatment Stores
442299
All Other Home Furnishings Stores
Electronics and Appliance Stores
443111
Household Appliance Stores
443112
Radio, Television and Other Electronics Stores
443120
Computer and Software Stores
443130
Camera and Photographic Supplies Stores
Building Material and Garden Equipment and Supplies Dealers
444110
Home Centers
444120
Paint and Wallpaper Stores
444130
Hardware Stores
444190
Other Building Material Dealers
444210
Outdoor Power Equipment Stores
444220
Nursery and Garden Centers
Food and Beverage Stores
Health and Personal Care Stores
Gasoline Stations
Clothing and Clothing Accessories Stores
448110
Men’s Clothing Stores
448120
Women’s Clothing Stores
448130
Children’s and Infants’ Clothing Stores
448140
Family Clothing Stores
448150
448190
448210
448320
451211
451212
453110
453210
453220
453310
454111
454112
454113
454210
454311
454312
454319
454390
Clothing Accessories Stores
Other Clothing Stores
Shoe Stores
Luggage and Leather Goods Stores
Sporting Good, Hobby, Book and Music Stores
Book Stores
News Dealers and Newsstands
General Merchandise Store
Miscellaneous Store Retailers
Florists
Office Supplies and Stationery Stores
Gift, Novelty and Souvenir Stores
Used Merchandise Stores
Nonstore Retailers
Electronic Shopping
Electronic Auctions
Mail-Order Houses
Vending Machine Operators
Heating Oil Dealers
Liquefied Petroleum Gas (Bottled Gas) Dealers
Other Fuel Dealers
Other Direct Selling Establishments
Transportation*
481111
481112
481211
481212
481219
484110
484121
484122
484210
484220
484230
485111
485112
485113
485119
485210
485310
485320
485410
485510
485991
485999
488111
488119
488190
488210
488310
488320
488390
488410
Air Transportation
Scheduled Passenger Air Transportation
Scheduled Freight Air Transportation
Nonscheduled Chartered Passenger Air Transportation
Nonscheduled Chartered Freight Air Transportation
Other Nonscheduled Air Transportation
Rail Transportation
Water Transportation
Truck Transportation
General Freight Trucking, Local
General Freight Trucking, Long-Distance, Truckload
General Freight Trucking, Long-Distance, Less Than
Truckload
Used Household and Office Goods Moving
Specialized Freight (except Used Goods) Trucking, Local
Specialized Freight (except Used Goods) Trucking,
Long-Distance
Transit and Ground Passenger Transportation
Mixed Mode Transit Systems
Commuter Rail Systems
Bus and Motor Vehicle Transit Systems
Other Urban Transit Systems
Interurban and Rural Bus Transportation
Taxi Service
Limousine Service
School and Employee Bus Transportation
Charter Bus Industry
Special Needs Transportation
All Other Transit and Ground Passenger Transportation
Pipeline Transportation
Scenic and Sightseeing Transportation
Support Activities for Transportation
Air Traffic Control
Other Airport Operations
Other Support Activities for Air Transportation
Support Activities for Rail Transportation
Port and Harbor Operations
Marine Cargo Handling
Other Support Activities for Water Transportation
Motor Vehicle Towing
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)
488490
488510
488991
488999
492110
492210
493110
493120
493190
Other Support Activities for Road Transportation
Freight Transportation Arrangement
Packing and Crating
All Other Support Activities for Transportation
Postal Service
Couriers and Messengers
Couriers
Local Messengers and Local Delivery
Warehousing and Storage
General Warehousing and Storage
Refrigerated Warehousing and Storage
Other Warehousing and Storage
Information*
511110
511120
511130
511140
511199
511210
512110
512191
512199
512210
512220
512240
512290
515111
515112
515120
515210
516110
517110
517211
517212
517310
517410
517510
517910
518111
518112
518210
519110
519120
519190
Publishing Industries (except Internet)
Newspaper Publishers
Periodical Publishers
Book Publishers
Directory and Mailing List Publishers
All Other Publishers
Software Publishers
Motion Picture and Video Production
Teleproduction and Other Postproduction Services
Other Motion Picture and Video Industries
Record Production
Integrated Record Production/Distribution
Sound Recording Studios
Other Sound Recording Industries
Broadcasting (except Internet)
Radio Networks*
Radio Stations*
Television Broadcasting*
Cable and Other Subscription Programming
Internet Publishing and Broadcasting
Internet Publishing and Broadcasting
Telecommunications
Wired Telecommunications Carriers
Paging
Cellular and Other Wireless Telecommunications
Telecommunications Resellers
Satellite Telecommunications
Cable and Other Program Distribution
Other Telecommunications
Internet Service Providers, Web Search Portals,
and Data Processing Services
Internet Service Providers
Web Search Portals
Data Processing, Hosting, and Related Services
Other Information Services
News Syndicates
Libraries and Archives
All Other Information Services
523130
523140
523910
523920
523930
523991
523999
524113
524114
524126
524127
524128
524130
524210
524291
524292
524298
525110
525120
525190
525910
525920
525930
525990
Real Estate and Rental and Leasing*
531120
531130
531190
531210
531312
531320
531390
532111
532112
532120
532210
532299
532310
532411
532412
532420
532490
Finance and Insurance*
522220
522291
522292
522298
522310
522320
522390
523110
523120
Credit Intermediation and Related Activities
Sales Financing
Consumer Lending
Real Estate Credit
All Other Non-Depository Credit Intermediation
Mortgage and Nonmortgage Loan Brokers
Financial Transactions Processing, Reserve, and
Clearing House Activities
Other Activities Related to Credit Intermediation
Financial Investments and Related Activities
Investment Banking and Securities Dealing
Securities Brokerage
Commodity Contracts Dealing
Commodity Contracts Brokerage
Miscellaneous Intermediation
Portfolio Management
Investment Advice
Trust, Fiduciary and Custody Activities
Miscellaneous Financial Investment Activities
Insurance Carriers and Related Activities
Direct Life Insurance Carriers
Direct Health and Medical Insurance Carriers
Direct Property and Casualty Insurance Carriers
Direct Title Insurance Carriers
Other Direct Insurance (except Life, Health and Medical)
Carriers
Reinsurance Carriers
Insurance Agencies and Brokerages
Claims Adjusting
Third Party Administration of Insurance and Pension
Funds
All Other Insurance Related Activities
Funds, Trusts and Other Financial Vehicles
Pension Funds
Health and Welfare Funds
Other Insurance Funds
Open-End Investment Funds
Trusts, Estates, and Agency Accounts
Real Estate Investment Trusts
Other Financial Vehicles
533110
Real Estate
Lessors of Nonresidential Buildings (except
Miniwarehouses)
Lessors of Miniwarehouses and Self Storage Units
Lessors of Other Real Estate Property
Offices of Real Estate Agents and Brokers*
Nonresidential Property Managers
Offices of Real Estate Appraisers*
Other Activities Related to Real Estate
Rental and Leasing Services
Passenger Car Rental
Passenger Car Leasing
Truck, Utility Trailer, and RV (Recreational Vehicle)
Rental and Leasing
Consumer Electronics and Appliances Rental
All Other Consumer Goods Rental
General Rental Centers
Commercial Air, Rail, and Water Transportation
Equipment Rental and Leasing
Construction, Mining and Forestry Machinery and
Equipment Rental and Leasing
Office Machinery and Equipment Rental and Leasing
Other Commercial and Industrial Machinery and
Equipment Rental and Leasing
Lessors of Nonfinancial Intangible Assets (except
Copyrighted Works)
Professional, Scientific and Technical Services*
541110
541191
541199
541211
541213
541214
541219
541310
541320
Offices of Lawyers*
Title Abstract and Settlement Offices
All Other Legal Services
Offices of Certified Public Accountants*
Tax Preparation Services*
Payroll Services
Other Accounting Services
Architectural Services*
Landscape Architectural Services*
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)
541330
541340
541340
541350
541360
541370
541380
541410
541420
541430
541490
541511
541512
541513
541519
541611
541612
541613
541614
541618
541620
541690
541710
541720
541810
541820
541830
541840
541850
541860
541870
541890
541910
541922
541930
541990
Engineering Services*
Drafting Services
Map Drafting
Building Inspection Services
Geophysical Surveying and Mapping Services*
Surveying and Mapping (except Geophysical) Services*
Testing Laboratories
Interior Design Services
Industrial Design Services
Graphic Design Services
Other Specialized Design Services
Custom Computer Programming Services
Computer Systems Design Services
Computer Facilities Management Services
Other Computer Related Services
Administrative Management and General Management
Consulting Services
Human Resources and Executive Search Consulting
Services
Marketing Consulting Services
Process, Physical Distribution and Logistics Consulting
Services
Other Management Consulting Services
Environmental Consulting Services
Other Scientific and Technical Consulting Services
Research and Development in the Physical, Engineering,
and Life Sciences
Research and Development in the Social Sciences and
Humanities
Advertising Agencies
Public Relations Agencies
Media Buying Agencies
Media Representatives
Display Advertising
Direct Mail Advertising
Advertising Material Distribution Services
Other Services Related to Advertising
Marketing Research and Public Opinion Polling
Commercial Photography
Translation and Interpretation Services
All Other Professional, Scientific and Technical Services
Management of Companies and Enterprises
551111
551112
Offices of Bank Holding Companies
Offices of Other Holding Companies
Administrative and Support Services
561599
561611
561612
561613
561621
561622
561710
561720
561730
561740
561790
561910
561920
561990
562111
562112
562119
562211
562219
562910
562910
562920
562998
All Other Travel Arrangement and Reservation Services
Investigation Services
Security Guards and Patrol Services*
Armored Car Services
Security Systems Services (except Locksmiths)
Locksmiths
Exterminating and Pest Control Services*
Janitorial Services
Landscaping Services*
Carpet and Upholstery Cleaning Services
Other Services to Buildings and Dwellings
Packaging and Labeling Services
Convention and Trade Show Organizers
All Other Support Services
Waste Management and Remediation Services
Solid Waste Collection
Hazardous Waste Collection*
Other Waste Collection
Hazardous Waste Treatment and Disposal*
Other Nonhazardous Waste Treatment and Disposal
Remediation Services
Environmental Remediation Services
Materials Recovery Facilities
All Other Miscellaneous Waste Management Services
Educational Services
611410
611420
611430
611512
611513
611519
611630
611691
611692
611699
611710
Business and Secretarial Schools
Computer Training
Professional and Management Development Training
Flight Training
Apprenticeship Training
Other Technical and Trade Schools
Language Schools
Exam Preparation and Tutoring
Automobile Driving Schools
All Other Miscellaneous Schools and Instruction
Educational Support Services
Health Care and Social Assistance*
621110
621210
621310
621320
621330
Ambulatory Health Care Services
Offices of Physicians
Offices of Dentists
Offices of Chiropractors
Offices of Optometrists
Offices of Mental Health Practitioners (except
Physicians)
Offices of Physical, Occupational and Speech Therapists
and Audiologists
Offices of Podiatrists
Offices of All Other Miscellaneous Health Practitioners
Family Planning Centers
Outpatient Mental Health and Substance Abuse Centers
Kidney Dialysis Centers
Freestanding Ambulatory Surgical and Emergency
Centers
All Other Outpatient Care Centers
Medical Laboratories
Diagnostic Imaging Centers
Home Health Care Services
Ambulance Services
All Other Miscellaneous Ambulatory Health Care
Services
Administrative and Support Services
621340
561110
Office Administrative Services
561210
Facilities Support Services
621391
561210
Base Maintenance
621399
561310
Employment Placement Agencies
621410
561320
Temporary Help Services
621420
561330
Employee Leasing Services
621492
561410
Document Preparation Services
621493
561421
Telephone Answering Services
621498
561422
Telemarketing Bureaus
621511
561431
Private Mail Centers
621512
561439
Other Business Service Centers (including Copy Shops)
621610
561440
Collection Agencies
621910
561450
Credit Bureaus
621999
561491
Repossession Services
561492
Court Reporting and Stenotype Services
561499
All Other Business Support Services
Hospitals
561510
Travel Agencies
Nursing and Residential Care Facilities
561520
Tour Operators
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)
624110
624120
624190
624210
624221
624229
624230
624310
624410
Social Assistance
Child and Youth Services
Services for the Elderly and Persons with Disabilities
Other Individual and Family Services
Community Food Services
Temporary Shelters
Other Community Housing Services
Emergency and Other Relief Services
Vocational Rehabilitation Services
Child Day Care Services
Arts, Entertainment and Recreation
711000
712000
713000
Performing Arts, Spectator Sports and Related Industries
Museums, Historical Sites and Similar Institutions
Amusement, Gambling and Recreation Industries
Accommodation and Food Services*
722110
722211
722212
722213
722310
722320
722330
722410
Accommodation
Food Services and Drinking Places
Full-Service Restaurants
Limited-Service Restaurants
Cafeterias
Snack and Nonalcoholic Beverage Bars
Food Service Contractors
Caterers
Mobile Food Services
Drinking Places (Alcoholic Beverages)
Other Services
811111
811112
811113
811118
811121
811122
811191
811192
811198
811211
811212
811213
811219
Repair and Maintenance
General Automotive Repair
Automotive Exhaust System Repair
Automotive Transmission Repair
Other Automotive Mechanical and Electrical Repair and
Maintenance
Automotive Body, Paint and Interior Repair and
Maintenance
Automotive Glass Replacement Shops
Automotive Oil Change and Lubrication Shops
Car Washes
All Other Automotive Repair and Maintenance
Consumer Electronics Repair and Maintenance
Computer and Office Machine Repair and Maintenance
Communication Equipment Repair and Maintenance
Other Electronic and Precision Equipment Repair and
Maintenance
Commercial and Industrial Machinery and Equipment
(except Automotive and Electronic) Repair and
Maintenance
811411
Home and Garden Equipment Repair and Maintenance
811412
Appliance Repair and Maintenance
811420
Reupholstery and Furniture Repair
811430
Footwear and Leather Goods Repair
Personal and Laundry Services
Drycleaning and Laundry Services
812320
(except Coin-Operated)
812331
Linen Supply
812332
Industrial Launderers
812921
Photo Finishing Laboratories (except One-Hour)
812922
One-Hour Photo Finishing
812930
Parking Lots and Garages
Religious, Grantmaking, Civic, Professional and Similar Organizations
811310
The following internal codes are not NAICS codes, and are
to be used only by Airport Concessionaires
Airport Concessions
999000
Airport Concessionaire - Food and Beverage
999001
Airport Concessionaire - Book Stores
999002
Airport Concessionaire - Auto Rental
999003
Airport Concessionaire - Banks
999004
Airport Concessionaire - Hotels and Motels
999005
999007
Airport Concessionaire - Insurance Machines and
Counters
Airport Concessionaire - Gift, Novelty, and Souvenir
Shop
Airport Concessionaire - Newstands
999008
Airport Concessionaire - Shoe Shine Stands
999009
Airport Concessionaire - Barber Shops
999010
Airport Concessionaire - Automobile Parking
999011
Airport Concessionaire - Jewelry Store
999012
Airport Concessionaire - Advertising
999013
Airport Concessionaire - Luggage Cart
999014
Airport Concessionaire - Nail Salons
999015
Airport Concessionaire - Private Mail Centers
999006
*Note: Evidence of state or other licensing is required in order to be classified in this industry, if applicable.
440–3092 (11/08/COM-FED)