OU Medical Center Medical Staff Rules and Regulations October 19, 2006 MEDICAL STAFF RULES AND REGULATIONS OU MEDICAL CENTER Revised October 19, 2006 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 TABLE OF CONTENTS Page A. GENERAL ...........................................................................................................................1 B. PERFORMANCE IMPROVEMENT ..................................................................................2 C. ADMISSION AND DISCHARGE ......................................................................................2 D. EMERGENCY SERVICES .................................................................................................3 E. MEDICAL RECORDS AND ORDERS .............................................................................6 F. GENERAL CONDUCT OF CARE ...................................................................................10 G. SURGICAL CARE ............................................................................................................11 H. OBSTETRICAL AND NEWBORN CARE ......................................................................14 I. NON-PHYSICIANS ..........................................................................................................15 J. AUTOPSIES ......................................................................................................................16 K. CONTINUING MEDICAL EDUCATION .......................................................................16 L. MEDICAL DIRECTORS ..................................................................................................17 M. PEER REVIEW AND CONFIDENTIALITY...................................................................17 N. IMPAIRED PRACTITIONERS ........................................................................................18 O. ADVANCE DIRECTIVES................................................................................................19 P. DNR ORDERS ..................................................................................................................19 Q. SENTINEL EVENTS ........................................................................................................19 R. COMMITTEES..................................................................................................................20 i OU Medical Center Medical Staff Rules and Regulations October 19, 2006 OU MEDICAL CENTER MEDICAL STAFF RULES AND REGULATIONS A. GENERAL 1. This document sets forth the Rules and Regulations of the Medical Staff and is subject to the provisions of the Medical Staff Bylaws. The terms defined in the Medical Staff Bylaws shall have the same meanings herein. 2. These Rules and Regulations may be adopted, amended, revised, modified, restated and repealed in the manner set forth in the Medical Staff Bylaws. 3. Various Hospital policies address a number of matters affecting procedures, practice restrictions or limitations, protocols, quality of care, admission and discharge, performance improvement, emergency services, medical records, medical orders, operating room and surgical matters, allied health professionals, pediatric patients and their care, disaster plans and procedures, medical research, advance directives and a number of other issues and matters affecting Medical Staff members, care of patients and Hospital personnel. These policies supplement the Rules and Regulations. Information about such policies will be made available to the Medical Staff upon request. 4. A Clinical Service may develop rules and policies applicable to the Clinical Service. Such rules and policies must be consistent with these Rules and Regulations. In the event of a conflict between the Clinical Service rules and policies and these Rules and Regulations, these Rules and Regulations will control. The rules and policies of Clinical Services will be applicable on a Hospital-wide basis and are subject to the approval of the Medical Executive Committee. 5. These Rules and Regulations address many of the functions and responsibilities of “attending physicians.” A member of the House Staff may perform such functions or responsibilities on behalf of the attending physician to a degree determined to be appropriate by a member of the Medical Staff who regularly supervises and monitors the care provided by the member of the House Staff and in accordance with Hospital policy, Medical Staff policy, the Medical Staff Bylaws, legal requirements and accreditation standards. 6. It is the intent that these Rules and Regulations will comply with all requirements of law, including hospital licensure laws, laws governing the practice and scope of practice of physicians and other licensed professionals, conditions of participation in Medicare, Medicaid and other federal and state benefits programs, and the Social Security Act, as well as applicable accreditation standards. 7. Each member of the Medical Staff is part of the organized health care arrangement with the Hospital as defined in 45 C.F.R. Parts 160 and 164 (HIPAA Privacy Regulations) as a clinically-integrated care setting in which individuals typically receive healthcare from more than one healthcare provider. This arrangement allows the Hospital to share information with the practitioner and the practitioner’s practice for purposes of treatment, payment and health care OU Medical Center Medical Staff Rules and Regulations October 19, 2006 operations. The patient will receive a Notice of Privacy Practices in Admissions, which will include information about the organized health care arrangement with the Medical Staff. B. PERFORMANCE IMPROVEMENT/PATIENT SAFETY 1. The Medical Staff, through the Medical Executive Committee and Medical Staff officers shall set expectations, develop plans, and implement procedures to assess and improve the quality of the Hospital’s governance, management, clinical, and support processes. The Medical Staff, through the Clinical Services, shall (a) undertake education concerning the approach and methods of performance improvement and patient safety activities; (b) set priorities for organization-wide performance improvement activities that are designed to improve patient safety and outcomes; (c) in conjunction with Administration, allocate adequate resources for assessment and improvement of the Hospital’s governance, managerial, clinical, and support processes through the assignment of personnel, as needed, to participate in performance improvement activities; the provision of adequate time for personnel to participate in performance improvement activities; and information systems and appropriate data management processes to facilitate the collection, management, and analysis of data needed for performance improvement; (d) assure that personnel are trained in assessing and improving the processes that contribute to improved patient outcomes; (e) individually and jointly develop and participate in mechanisms to foster communication among individuals and among components of the organization, and to coordinate internal activities; and (f) analyze and evaluate the effectiveness of their contributions to improving organizational performance. 2. The Medical Staff shall participate in performance improvement and patient safety activities as provided in the Hospital’s performance improvement plan. C. ADMISSION AND DISCHARGE 1. Patients may be admitted and discharged only on order of the attending practitioner. The Hospital will not be obligated to accept patients for which facilities for proper care are not available. Patients should not be admitted as a matter of convenience while only undergoing tests or therapy that could be obtained on an outpatient basis. 2. The Hospital will permit the admission of patients in the following order of priority when there is a shortage of available beds: (a) emergency and (b) elective. 3. With the exception of emergency admissions, the Hospital will not admit patients until the practitioner has provided a provisional diagnosis or valid reason for admission. In emergency cases, the emergency physician must record the diagnosis or reasons as soon as possible. A copy of the Emergency Department record shall accompany the patient to the nursing unit. 4. Practitioners must be able to justify emergency admissions based on criteria developed by the Medical Staff. The history and physical must provide a clear justification of the patient’s admission on an emergency basis, and the attending practitioner must record all findings on the patient’s medical record as soon as possible after admission. 687291877 2 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 5. Practitioners may not admit a patient under another practitioner’s name in an effort to avoid responsibility for care of the patient or to circumvent policies regarding suspension of privileges due to failure to complete medical records. 6. The Hospital will give a patient admitted on an emergency basis the opportunity to select a member of the Active or Provisional Staff as attending physician for the patient while in the Hospital. Where the patient does not make a selection or where the selected physician does not assume responsibility for care of the patient for some reason, the on call physician shall serve as the patient’s attending physician. 7. Practitioners shall make admissions and discharges to special care units in accordance with established criteria. The unit medical director must approve any exceptions. 8. Patients may leave the Hospital on pass privileges only on order of the attending practitioner. The practitioner should specify in the order the period of time the patient may be out of the Hospital. Generally, the time period should not be more than six hours. 9. The attending practitioner may discharge a patient from the Hospital by entering a discharge order. If a patient leaves the Hospital against the advice of the attending practitioner or without proper discharge, Hospital staff shall take appropriate steps to have the patient sign out AMA and shall make a notation in the patient’s medical record. 10. When a patient dies in the Hospital, the attending physician or his or her physician designee must pronounce the death within a reasonable time. The attending physician must complete and sign the death certificate. The attending physician may delegate the responsibility for completing and signing a death certificate to a member of the House Staff. The Hospital will not release the body until a physician has made and signed an entry of the death in the orders of the medical record. Policies with respect to the release of dead bodies shall conform to local law and Medical Examiner requirements. 11. Practitioners must comply with the Hospital’s utilization management plan, including the appropriateness and medical necessity of admissions, continued stay, support services, and discharge planning. 12. Practitioners and staff shall take proper safety precautions with respect to patients who are known to be suffering from drug abuse, alcoholism and mental health problems. D. EMERGENCY SERVICES 1. The Clinical Service Chief of Emergency Services shall have the overall responsibility for emergency care. At least one emergency physician shall be in the Hospital and immediately available to provide emergency patient care 24 hours per day, seven days per week. 2. Members of the Medical Staff must accept responsibility for emergency care in accordance with Medical Staff and Emergency Department policies and procedures, including call schedules. All Active Staff members and others, as determined by an individual Clinical 687291877 3 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 Service and approved by the Medical Executive Committee, are required to be on at least one call schedule as appropriate to meet patient care needs. 3. The Hospital will maintain in the Emergency Department a physician call list designating Medical Staff members on duty or on call for primary care coverage and specialty care coverage. The Hospital shall maintain the list for a period of five years. If a physician on call is not available to accept the care of the patient, the Emergency Department physician will continue down the rotation until he or she reaches the next on call physician. Once a physician has accepted care of the patient, it becomes the physician’s responsibility to provide such inpatient and follow-up care as is required, and he or she must make an appropriate disposition of the case. 4. Each member of the Medical Staff shall identify and make arrangements with other members of the Medical Staff to provide coverage for him or her. 5. The emergency physician shall arrange for an interpretation of X-rays by a radiologist, EKG’s by a physician with clinical privileges to interpret EKG’s, and a comparison of initial and final interpretations. In cases where an X-ray interpretation of the radiologist is different from that initially made by the emergency physician, the radiologist shall notify the emergency physician and/or the patient’s private physician as soon as possible and shall arrange to make copies of his or her report available to the emergency physician and the patient’s private physician. In cases where the EKG interpretation is different from that initially made by the ordering physician and suggests an acute life-threatening situation, the EKG physician shall notify the ordering physician as soon as possible. 6. With the exception of medication approved by the Medical Executive Committee, practitioners shall not administer general anesthesia in the emergency treatment area. 7. If, in the judgment of the emergency physician, a patient needs to be admitted to the Hospital as an inpatient, either for observation or for further treatment, the patient’s practitioner or the on call practitioner shall admit the patient. Patients recommended for inpatient admission will be promptly admitted to an inpatient bed on the appropriate service unless the attending physician from that service personally evaluates the patient and arranges for an alternate disposition which is agreed upon by both the emergency physician and attending physician. If in the judgment of the emergency physician the patient’s condition requires immediate attention, the emergency physician shall continue to accept responsibility for the patient until the assigned practitioner assumes responsibility for the patient by coming to the Hospital and caring for the patient. The assigned practitioner shall come to the Hospital as promptly as possible if requested by the emergency physician. 8. In an emergency case in which it appears that the patient will have to be admitted to the Hospital, the practitioner shall, when possible, first contact the Emergency Department and the admitting office or, if the admitting office is closed, the nursing service supervisor to ascertain the availability of beds. 9. The admitting physician is responsible for seeing the patient in a timely manner and providing care for the patient in the Hospital. This responsibility includes writing admission orders for the patient. If the admitting physician chooses to delegate the task of writing 687291877 4 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 admission orders to a House Staff physician or the emergency physician, the admitting physician nonetheless remains responsible for the content of those orders and the care of the patient. 10. The Clinical Service Chief of Emergency Services shall arrange for calls to the patient’s private practitioner in accordance with Emergency Department policies and procedures. 11. The Hospital shall keep and maintain in the Emergency Department a record or log listing every person who presents himself or is brought to the Emergency Department for treatment or care. The record shall include a notation concerning treatment or transfer. The Hospital shall keep and maintain in the Emergency Department an appropriate medical record for every patient receiving emergency service. The Hospital shall include such record in the patient’s previous inpatient medical record, if one exists. The Emergency Department medical record shall include: adequate patient identification; information concerning the time of the patient’s arrival and method of transportation; pertinent history of the injury or illness, including details relative to first aid or emergency care given to the patient prior to arrival at the Hospital; history of allergies; description of significant clinical, laboratory, X-ray and EKG findings; diagnosis, including condition of patient; treatment given and plans for management; condition of the patient on discharge or transfer; and final disposition, including instructions given to the patient and the patient’s family relative to necessary follow-up care. 12. The emergency physician or private physician in attendance shall sign the patient’s emergency medical record and will responsible for its clinical accuracy. 13. A copy of the Emergency Department medical record shall accompany patients that are admitted as inpatients or who are transferred to another facility in accordance with Emergency Department policies. 14. The Clinical Service Chief of Emergency Services shall provide for monthly patient care evaluation concerning the quality and appropriateness patient care. 15. The Hospital will provide an appropriate medical screening examination for individuals who present themselves to the Emergency Department requesting an examination or treatment to determine whether an emergency medical condition exists or to ascertain if the patient is in active labor. A physician, will perform the emergency medical screening examination. A registered nurse in an OB Urgent Care/Labor and Delivery setting can assess the patient and report the findings to the physician. A physician will be responsible for making a final determination about whether an emergency medical condition exists. If the physician determines that the patient does not have an emergency medical condition or is not in active labor, then the patient will be treated until stabilized, or the patient may be transferred to another hospital. The Hospital may not transfer any patient who is not stabilized or who is in active labor, except: (a) where the patient requests a transfer, and (b) where a physician signs a certification which states that the physician has weighed the reasonable risks and benefits to the patient, and the medical benefits reasonably expected at the receiving hospital would be greater than the risks to the patient from transfer. The transfer must in any event be appropriate. The Emergency Department may not postpone a medical screening, further treatment, or medical examination in order to determine or ask about the individual’s method of payment or insurance status. The Clinical Service Chief of Emergency Services shall establish, maintain and enforce policies relating to appropriate medical screening examinations, patient transfers, physician 687291877 5 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 certifications, and other matters to comply with the emergency transfer provisions of the Emergency Medical Treatment and Active Labor Act. 16. Emergency physicians shall not refuse to accept patient transfers from other hospital emergency departments if the transfer is medically appropriate and Hospital staff and facilities are available to provide care for the patient. 17. The Clinical Service Chief of Emergency Services shall coordinate emergency procedures with the Hospital’s disaster plan, especially as they pertain to the care of mass casualties. E. MEDICAL RECORDS AND ORDERS 1. The attending practitioner will be responsible for the preparation of a complete and legible medical record for each patient. Its contents shall be pertinent and current for the patient and include sufficient information to justify the diagnosis and warrant the treatment. A medical record is considered delinquent if it has not been completed within 30 days of discharge or date of service rendered. Corrective action will be taken against practitioners with delinquent medical records, as provided in the Medical Staff Bylaws and as outlined in the Medical Executive Committee policy. 2. A complete admission history and physical examination on each patient must be written, electronically entered or dictated and in the medical record within 24 hours of admission. The report should include all of the pertinent findings resulting from an assessment of all systems of the body. A complete history and physical includes: reasons for admission/chief complaint, history of present illness including pain, pertinent past medical history, social history, family history, review of systems, pertinent physical examination findings, pertinent laboratory and x-ray findings, provisional diagnosis, current medications, and allergies. Negative findings for a system may be indicated in the record of the physical examination by the lack of an entry for that system. The omission of an entry signifies the system was examined and no significant findings were noted or that no examination of the system was performed. Specific abnormal or pertinent negative findings of the examination of the affected or symptomatic body area(s) must be denounced. If a complete history has been recorded and a physical examination performed within 30 days prior to the patient’s admission to the Hospital, a reasonably durable, legible copy of such reports may be used in the patient’s Hospital medical record in lieu of the admission history and report of the physical examination, provided the reports were recorded by a member of the Medical Staff. In such incidences, this requires an updated medical record entry documenting an examination for any changes in patient’s condition when the medical history and physical examination are completed within 30 days before admission. If, upon examination, the licensed practitioner finds no change in the patient’s condition since the history and physical was completed, he/she may indicate in the patient’s medical record that the history and physical was reviewed, the patient was examined, and “no change” has occurred in the patient’s condition since the history and physical was completed. A readmission note will be sufficient if the patient is readmitted within 30 days of discharge for the same condition 3. If at the time of admission a complete history and physical examination has been dictated but not written, a practitioner’s admission note must be written or electronically entered 687291877 6 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 that includes, but is not limited to, the following: reasons for admission, pertinent medical history, pertinent physical examination findings, pertinent laboratory and x-ray findings, current medications, allergies, a statement that the history and physical examination was dictated (or, if not dictated, the reasons and time for completion) and all other requirements as defined by the Oklahoma State Hospital licensure laws. 4. Pertinent progress notes sufficient to permit continuity of care and transferability shall be recorded at the time of observation. Whenever possible, each of the patient’s clinical problems should be clearly identified in the progress notes and correlated with specific orders, as well as results of tests and treatment. 5. All clinical entries and summaries in the patient’s medical record shall be accurately dated, timed, signed/electronically signed, and authenticated. 6. The practitioner responsible for prescribing, ordering, providing or evaluating the service furnished shall accurately and promptly date, time and authenticate all clinical entries and summaries in the patient’s medical records, except under limited circumstances when the practitioner is not available. In such cases, the person covering for the practitioner or a member of the practitioner’s group may authenticate the entry, and such an authentication indicates that the covering physician or practitioner assumes responsibility for his colleague’s order and verifies that the order is complete, accurate, appropriate and final. 7. Certain Symbols, abbreviations and dose designations are not to be used as identified and approved for non-use by the Medical Executive Committee. 8. The following persons may make entries in medical records of Hospital patients: members of the Medical Staff, Allied Health Professionals, medical residents and fellows, nursing personnel, physician’s assistants, pharmacists, radiology technicians, dietitians, physical therapists, respiratory therapists, occupational therapists, speech therapists, social workers, case managers, and pastoral care staff. Medical students under the supervision of an attending physician or member of the House Staff may make entries in medical records; provided, any entries, including orders entered by a medical student, will not be valid until appropriately countersigned by the attending physician or a member of the House Staff. The Medical Executive Committee may authorize other persons or classes of persons to make such entries. 9. Orders for treatment and medications must be in writing or electronically entered, and signed by the practitioner or Allied Health Professional, privileged to write orders, attending the patient. A member of the Medical Staff, an advance practice nurse with prescriptive authority or a physician’s assistant may write or enter orders electronically and give verbal orders to authorized nursing personnel, pharmacist (for medication), respiratory therapist technicians (for respiratory therapy), radiology technicians (for orders specific to radiology), dietitians (for dietary orders only), registered physical therapists, registered speech therapists or registered occupational therapists (for physical, speech and occupational therapy orders only), social workers (for discharge planning activities) or medical technologists (for orders specific to lab work). The history and physicals, operative notes and discharge summaries of a physician assistant and advance registered nurse practitioner must be co-signed by the attending practitioner. The orders of a physician assistant must be co-signed by the physician within 24 hours. Advanced registered nurse practitioners progress notes and orders are not required to be 687291877 7 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 co-signed. For patient safety, verbal orders should be given only in emergent situations to meet the care needs of the patient when it is impossible or impractical for the ordering physician sto write the order or enter it into a computer without delaying treatment. Verbal orders are not to be used for the convenience of the ordering practitioner. Verbal orders must be counter-signed, timed and dated by the ordering Medical Staff member or member of the House Staff or Physician Assistant or Nurse Practitioner authorized to write such orders as soon as possible to assure verification by the ordering Medical Staff member. “As soon as possible” means the earlier of the following: The next time the prescribing practitioner provides care to the patient, assesses the patient, or documents information in the patient’s medical record, The prescribing practitioner signs or initials the verbal order within time frames consistent with Federal and State law or regulation and hospital policy, or Within 48 hours of when the order was given In some instances, the ordering physician may be unable to authenticate his or her verbal order (e.g., the ordering physician gives a verbal order which is written or transcribed, and then is “offduty” for the weekend or an extended period of time). In such cases, it is acceptable for a covering physician to co-sign the verbal order of the ordering physician. The signature indicates that the covering physician assumes responsibility for his/her colleague’s order as being complete, accurate and final. However, an Allied Health Professional, such as a physician assistant or nurse practitioner, may not “co-sign” a physician’s verbal order or otherwise authenticate a medical record entry for the physician who gave the verbal order. 10. Standing orders can be used in highly emergent situations. Highly emergent situations are those situations when it is important to implement the orders as soon as possible due to sudden changes that place the patient in a life and death situation, without being able to first consult the physician. Standing orders must be approved for use in the hospital by the medical staff and board of trustees. Periodically, the physician or appropriate committee shall review and revise, as necessary, standing orders. 11. Electronic Hospital Order Sets will be developed from approved pre-printed orders and/or may submit orders sets to the ePOM coordinator. These order sets will be available for all Providers to use and should be service specific. They will require review and approval from the submitting services or physician, Pharmacy and in some cases the ePOM Physician Steering Group or the Pre-Printed Order Committee. Clinical Services are to review their order sets periodically and submit any changes as necessary. Attendings and residents will be able to electronically save order sets as a “favorite” in ePOM. 12. Automatic stop orders shall be in force for those categories of drugs or specific drugs that have been approved by the Medical Executive Committee. The following shall apply to medication automatic stop orders: (a) open-ended orders (those not stating a specific period of time or a specific number of doses) for medications will be automatically stopped after 30 days, unless re-ordered by the practitioner; (b) notification of the stop order will be placed conspicuously on the record at least two days prior to expiration; (c) all orders will reviewed by the medical staff when a patient undergoes surgery (exception – local anesthesia) or transfers 687291877 8 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 into or out of the critical care areas (e.g. ICU, CCU, NICU) or Labor and Delivery. Orders written to “resume previous orders” cannot be honored. 13. Verbal restraint orders and DNR orders must be signed by the physician within 24 hours after giving the verbal order. 14. When the history and physical examination are not recorded on the patient medical record before surgical/high risk procedures or any potentially hazardous diagnostic procedure, the procedure shall be canceled, unless the attending physician states in writing that such delay would be detrimental to the patient. 15. Written consent of the patient, or parent/legal guardian in the case of a minor, is required for release of medical information to persons not otherwise authorized to receive such information in accordance with HIPAA Privacy Regulations and state law. No one other than authorized persons shall have access to or information from the medical records without the written permission of the patient, in which case the written permission shall be attached to the record. 16. Records may be removed from the Hospital’s jurisdiction and safekeeping only in accordance with a court order, subpoena or statute. All records, including x-rays, are the property of the Hospital and shall not otherwise be taken or removed from the Hospital without the permission of the CEO, the Chief Medical Officer or a Medical Director. 17. A patient may be discharged only on order of the attending practitioner or a member of the Medical Staff acting on the practitioner’s behalf. The attending practitioner shall be responsible for completing the medical record, which shall include the practitioner’s final diagnoses and signature. 18. The attending practitioner shall complete the medical record at the time of the patient’s discharge, including progress notes, final diagnosis and discharge summary. Where this is not possible because final laboratory or other essential reports have not been received at the time of discharge, the medical record will be available in the Medical Records Department. If the practitioner cannot dictate the discharge summary at the time of discharge, he or she shall write a final progress note in the medical record, including a final diagnosis. 19. The attending practitioner shall write, enter electronically or dictate a discharge summary for any patient hospitalized over 48 hours. The medical record should provide a justification for the diagnosis or the treatment and the end results. The summary should include the condition of the patient on discharge and follow-up plans. The attending practitioner should sign the summary. 20. The attending practitioner shall write, enter electronically or dictate a discharge note for any patient hospitalized for less than 48 hours. The note should include the condition of the patient on discharge, medications, diet, activity, instructions given to the patient, and follow-up plans. 687291877 9 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 21. In any case of readmission of a patient, all previous records shall be available for the use of the attending practitioner. This will apply whether the patient is attended by the same practitioner or by another practitioner. 22. The Hospital shall not permanently file a medical record until the responsible practitioner completes it or the Chief Medical Officer or Medical Executive Committee orders that it be filed. 23. All practitioners and Allied Health Professionals who access protected health information (as defined in the HIPAA Privacy Regulations) maintained by the Hospital, in either paper or electronic format, shall treat information as confidential. The Medical Executive Committee shall recommend disciplinary action against any practitioner or Allied Health Professional who breaches this confidentiality requirement in accordance with standards established by the appropriate Hospital committees. Such disciplinary action may include termination of Medical Staff membership and clinical privileges. F. GENERAL CONDUCT OF CARE 1. Every patient admitted to the Hospital or the patient’s duly authorized representative shall sign a general consent form at the time of admission. The admitting office shall notify the attending practitioner if for any reason the patient has not furnished a signed consent form. 2. The practitioner performing the procedure or providing treatment will be responsible for obtaining the patient’s informed consent. In accordance with Hospital policy, an Allied Health Professional may obtain a patient’s informed consent for procedures or care that they provide within their scope of practice. When consent is not obtainable, the reason shall be entered in the patient’s medical record. The medical record shall contain the signed informed consent form of the patient. 3. A physician member of the Medical Staff will be responsible for coordination and management of a patient’s general medical condition. The attending practitioner will be responsible for the treatment and the prompt completion and accuracy of the medical record, for necessary special instructions, and for transmitting reports of the condition of the patient, if appropriate, to any referring practitioner. Whenever these responsibilities are transferred to another practitioner, a note covering the transfer of responsibility shall be entered on the order sheet of the medical record. A progress note summarizing the patient’s condition and treatment shall be made, and the practitioner transferring responsibility shall personally notify the other practitioner to ensure the acceptance of that responsibility is clearly understood. 4. A history and physical examination may be performed in whole or in part by a physician, a non-physician practitioner who is granted the appropriate clinical privileges, a member of the House Staff under the direction and supervision of a member of the Medical Staff, and an Allied Health Professional who is authorized by the Hospital to do so. Allied Health Professionals who are granted specified services to perform history and physical examinations include individuals who may practice independently under state law and individuals who are required by state law to practice under the supervision of a physician or other practitioner. 687291877 10 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 5. The attending physician shall see patients in an intensive care unit every 24 hours. The attending physician shall make an entry in the progress notes of the patient’s medical record. 6. Each member of the Medical Staff shall name another member of the Medical Staff as an alternate to be called to attend his or her patients in an emergency when the Medical Staff member is not available or until the Medical Staff member can be present. In the case of an emergency when the appointee cannot be reached or is unavailable, the designated alternate physician shall be called. In case the alternate is not available, the Emergency Department physician, the CEO, the Chief Medical Officer, or the Chief of Staff will have the authority to call the on call practitioner or any other member of the Medical Staff to attend the patient. 7. The Medical Staff, through the Medical Executive Committee, shall determine the circumstances under which a consultation is required. 8. Patients who are emotionally ill, who become emotionally ill while in the Hospital, or who suffer the results of alcoholism or drug abuse shall be referred to the appropriate mental health professional or program. 9. There shall be no smoking in the Hospital in accordance with policies established by the Hospital. 10. Practitioners shall utilize and follow procedures developed by the Centers for Disease Control relating to “standard precautions” in patient care. 11. The Pharmacy and Therapeutics Committee is responsible for preventing, monitoring and reporting medication errors. 12. Medical Staff members shall report to Hospital Administration any and all noted accidents or injuries resulting from the use of medical devices or equipment. Any noted equipment defects, malfunctions or failures shall be reported to Hospital Administration for maintenance, repair or other action. 13. Medical Staff members shall report to Medical Staff officers, the CEO, the Chief Medical Officer or the Medical Directors questionable medical practices of other practitioners, Allied Health Professionals, nursing personnel, or other personnel in the Hospital. 14. The Hospital will not transfer a patient within the Hospital without the approval of the attending practitioner. 15. The acquisition of investigational devices used as implants in clinical research shall be coordinated through the Hospital’s Materials Management Department in order for the devices to be identified at the point of entry into the Hospital. No investigational devices may be implanted without the appropriate acquisition through the Hospital’s Materials Management Department. G. SURGICAL CARE 1. This section of the rules shall apply to the care of patients in the operating room. Medical Staff members shall comply with the rules and policies relating to surgical care and use 687291877 11 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 of operating rooms that are established by the Operating Room Committee, and shall comply with Hospital policy when caring for patients undergoing diagnostic or therapeutic procedures. 2. Except in emergencies, a history and physical examination, the pre-operative diagnosis, appropriate consents, required laboratory and radiology reports, and consultations, when requested, must be recorded on the patient’s medical record prior to any surgical procedure. In the case of an emergency, where any or all of the above entries have not been made in the medical record, the operating surgeon shall state in writing that a delay would be detrimental to the patient (and shall make a comprehensive note in the medical record indicating the patient’s condition prior to induction of anesthesia and the start of surgery) and that the patient’s condition is deemed to be satisfactory for the planned surgery. In all other cases the responsible nurse shall notify the operating surgeon, preferably no later than the night before surgery is scheduled, that entries are not complete and preparation for surgery including premedication shall not be performed until proper entries are recorded in the patient’s medical record. If this delay causes a change to be made in the surgery schedule, the surgery shall be rescheduled to the next available time. 3. All patients admitted to surgery for operative or other procedures must be assessed by a qualified registered nurse with surgical experience to ensure that a plan of care is developed appropriate to the patient’s specific needs and the severity level of the patient’s disease, condition, impairment or disability. The plan of care developed by the surgical nursing staff must be consistent with the physician’s plan of care documented in the patient’s medical record. The patient must be reassessed for modifications or changes in the intraoperative and postoperative plan of care. 4. An appropriate selection of medications shall be readily available in the operating room. 5. The patient shall be transported to and from the operating room by gurney or bed, with both side rails of the gurney or bed in the up position. 6. The patient shall be informed as to the potential risks and benefits of the proposed procedure and type of sedation or anesthesia to be administered, including possibility of blood/blood components transfusion, as appropriate to the planned procedure. Written, signed, informed procedural consent for the surgery shall be obtained by the physician prior to the procedure, except in those situations in which the patient’s life is in jeopardy and the patient’s signature cannot be obtained due to the condition of the patient. In emergencies involving a minor or unconscious patient in which consent for surgery cannot be immediately obtained from parents, guardian or next of kin, the circumstances should be fully explained on the patient’s medical record. A consultation in such instances may be desirable before the operative procedure is undertaken, if time permits. 7. Patients who are admitted to the Hospital for surgery shall have a documented physical examination by a doctor of medicine or osteopathy no more than 30 days prior to admission or 24 hours after admission. The history and physical must be completed and documented before the surgery or procedure takes place, even if that surgery or procedure occurs less than 24 hours after admission. Proper notes shall be made in the progress notes as to the findings. The operating surgeon shall be responsible for such physical examinations having been 687291877 12 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 completed prior to surgery. Patients admitted only for oral maxillofacial surgery by an oral surgeon who has been granted privileges by the Medical Staff shall have a physical examination and medical history done no more than 30 days before or 24 hours after admission. An updated medical record entry is required for documenting an examination of any changes in patient’s condition when the medical history and physical examination are completed within 30 days or less before surgery. 8. It shall be the responsibility of nursing service to check the patient’s records for completeness before surgery. A patient’s medical record shall be deemed complete when the history and physical, any indicated diagnostic tests, and a preoperative diagnosis are recorded in the medical record. If these are not present, the surgery shall be canceled unless the operating surgeon states in writing that such delay would constitute a hazard to the patient. 9. Only qualified and appropriately credentialed personnel may provide moderate or deep sedation and anesthesia. 10. The anesthesiologist or a person authorized to administer anesthesia or sedation/analgesia to the patient is responsible for performing a pre-sedation or pre-anesthesia assessment no more than 48 hours prior to beginning moderate or deep sedation or anesthesia induction. This assessment is to determine that the patient is an appropriate candidate to undergo the planned sedation or anesthesia and for writing a pre-sedation or pre-anesthetic note in the medical record prior to the patient’s transfer to the operating area and before pre-operative medication has been administered. This note shall indicate a choice of sedation or anesthesia, the surgical or obstetrical procedure anticipated, and the patient’s prior anesthetic history. The anesthesiologist or anesthesia provider is responsible for writing a post-anesthetic note within 48 hours after the patient has completed post-anesthesia recovery care which includes at least a description of the presence or absence of anesthesia-related complications. Each sedation or anesthesia entry shall be dated, timed, signed and authenticated by the responsible practitioner. 11. The anesthesiologist or a person authorized to administer anesthesia to the patient shall monitor the patient’s physiological status during sedation or anesthesia to ensure appropriate physiological support. The type of monitoring will depend upon the patient’s preprocedure status, sedation or anesthesia choice, and complexity of the procedure. 12. The anesthesiologist or a person authorized to administer anesthesia to the patient shall maintain a complete anesthesia record which includes evidence of pre-anesthetic evaluation and post-anesthetic follow-up of the patient’s condition within 48 hours after surgery. 13. A qualified registered nurse shall assess the patient’s post-procedure status on admission to and discharge from the post-sedation and post-anesthesia recovery area, and shall discharge a patient from the post-sedation and post-anesthesia recovery area only upon an order of the attending practitioner. 14. The operating surgeon shall ensure that all tissues removed during surgery, except those specifically exempted by the Medical Executive Committee, shall be sent to the Hospital pathologist, who shall make such examination, as necessary to arrive at a pathological diagnosis. The pathologist’s report shall be made a part of the patient’s medical record. Each specimen shall be accompanied by necessary information including the preoperative diagnosis, description 687291877 13 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 of tissue and brief pertinent clinical data which the surgeon will complete or cause to be completed. 15. Operative reports shall include a detailed account of the findings at surgery, as well as the details of the surgical technique. Operative reports shall be written, electronically entered or dictated immediately following surgery when possible, and in any event within 24 hours postsurgery for all surgical patients, and the report shall be promptly signed by the surgeon and made a part of the patient’s current medical record. If an operative report is not entered in the medical record immediately after surgery, a handwritten progress note shall be entered immediately, which will include the procedure performed and description of the procedure; the name(s) of the practitioners and assistants; findings; estimated blood loss; specimens removed; and post operative diagnosis. 16. Review of outside pathology cases is required for patients for whom additional definitive or major treatment, such as radical surgical resections or staging procedures, radiation therapy, chemotherapy, or other combined multimodality therapy is planned based on outside pathologic diagnosis. The attending practitioner will be responsible for notifying the Hospital pathologist about such material and to indicate the laboratory from which it may be obtained. H. OBSTETRICAL AND NEWBORN CARE 1. The Hospital obstetrical record shall include a prenatal record, if available. A complete admission history and physical examination on obstetrical patients shall be written or dictated with 24 hours of admission or within 30 days prior to admission. An obstetrical medical record shall also have a prenatal history and discharge summary. The prenatal record may be a legible copy of the attending physician’s office record transferred to the Hospital, shall be up-todate, and shall include findings since the time of the last visit. 2. Informed consent for the delivery shall be obtained on the patient’s arrival to labor area. 3. Patients having Caesarean sections shall have an updated history and physical examination. A progress note on important or new physical findings since the patient’s last physical examination shall suffice. 4. The OB and newborn attending practitioner should dictate or complete an appropriate delivery note immediately following the delivery. 5. A practitioner may interrupt a pregnancy as permitted by law following the guidelines of the most current issue of the “Standards for Obstetric-Gynecologic Services” published by the American College of Obstetricians and Gynecologists. 6. Before performing a procedure for termination of a pregnancy, the request will be approved by three (3) staff OB-GYN Physicians. 7. The Obstetrics and Gynecology Service shall review all mid-trimester termination cases on a regular basis, and at least quarterly. 687291877 14 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 8. A physical examination shall be recorded in the medical record of all newborns within 24 hours of delivery. I. NON-PHYSICIANS 1. Oral and Maxillofacial Surgery. A patient admitted for oral-maxillofacial surgery shall be the responsibility of the oral surgeon. An oral surgeon may admit patients for oralmaxillofacial surgery, if granted clinical privileges to do so. (a) The responsibilities of the oral surgeon shall include: (i) the medical history and physical examination to assess the medical, surgical and anesthetic risks of the proposed operative or other procedure(s); (ii) a pre-operative diagnosis; (iii) a complete operative report, describing the findings and techniques; in cases of extraction of teeth and fragments removed, all tissue including teeth and fragments shall be sent to the hospital pathologist for examination; (iv) progress notes; and (v) discharge summary. (b) In the event that the patient requires management of a medical condition, a physician member of the Medical Staff shall be responsible for the care and treatment related to the medical condition. 2. Dental Care. A patient admitted for dental care is a dual responsibility of the dentist and a physician member of the Medical Staff. (a) The responsibilities of the dentist shall include: (i) a detailed dental history justifying hospital admission; (ii) a detailed description of the examination of the oral cavity and a pre-operative diagnosis; (iii) a complete operative report, describing the findings and techniques; in cases of extraction of teeth and fragments removed, all tissue including teeth and fragments shall be sent to the hospital pathologist for examination; (iv) the dentist or oral surgeon is totally responsible for the oral or dental care; (v) progress notes as are pertinent to the oral condition; and (vi) discharge summary. (b) The responsibilities of the physician shall include: (i) admission and discharge of the patient; (ii) medical history pertinent to the patient’s general health; (iii) a physical examination to determine the patient’s condition prior to anesthesia and surgery; (iv) supervision of the patient’s general health status while hospitalized; and (v) availability during the performance of a surgical procedure. The physician is not responsible for any dental care. 3. Podiatric Care. A patient admitted for podiatric care is a dual responsibility of the podiatrist and a physician member of the Medical Staff. (a) The responsibilities of the podiatrist shall include: (i) co-admission of the patient; (ii) a detailed history justifying hospital admission; (iii) a detailed description of the examination of the feet and pre-operative diagnosis; (iv) a complete operative report, describing the findings and technique; all tissue removed shall be sent to the hospital pathologist for examination; (v) progress notes; (vi) the podiatrist is solely responsible for the care of the feet; and (vii) discharge summary or summary statement. 687291877 15 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 (b) The responsibilities of the physician shall include: (i) co-admission and discharge of the patient; (ii) medical history pertinent to the patient’s general health; (iii) a physical examination to determine the patient’s condition prior to anesthesia and surgery; (iv) supervision of the patient’s general health status while hospitalized; and (v) availability during the performance of a surgical procedure. The physician is not responsible for the podiatric care. 4. A health service psychologist with clinical privileges at the Hospital shall be subject to supervision by a physician. The physician shall be responsible for the medical evaluation and medical management of the patient. J. AUTOPSIES 1. The Medical Executive Committee, with the Hospital pathologists, shall develop and use criteria to identify deaths in which an autopsy should be performed. Members of the Medical Staff shall attempt to secure autopsies in all cases of unusual deaths, of medical-legal and educational interest, and consistent with state law. 2. An autopsy shall not be performed without the written consent of the responsible party and in compliance with state law. Autopsies shall be performed by the Hospital pathologist or by a physician to whom the Hospital pathologist delegates the duty. 3. The attending physician and member of the Medical Staff who had been involved in the care of a patient shall be notified by the Hospital pathologist when an autopsy is being performed. 4. Findings from autopsies shall be used as a source of clinical information in performance improvement activities. K. CONTINUING MEDICAL EDUCATION 1. All members of the Medical Staff are encouraged to participate in pertinent selfassessment programs and in basic cardiopulmonary resuscitation training. 2. Each practitioner or other person with clinical privileges shall be encouraged to participate in the Hospital’s continuing education programs and in other continuing education activities that relate to the privileges granted. 3. Continuing medical education programs will be based at least in part on the findings in the performance improvement program. 4. Emergency physicians shall maintain current certification in advanced cardiac life support or board certification by AOBEM or ABEM. 687291877 16 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 L. MEDICAL DIRECTORS 1. Hospital Administration in collaboration with the Medical Staff will designate a Medical Director for Adult Patient Services and a Medical Director for Pediatric Patient Services. In addition, Hospital Administration may identify Hospital services that provide direct patient care which have need for a medical director. 2. The medical direction of the service shall be provided by a physician who is a member of the Active Staff with special interest and knowledge in the diagnosis, treatment, and assessment of patients who require the services. Whenever possible, the physician shall be qualified by special training or experience in the management of acute and chronic problems related to the care provided by the service. 3. The physician serving as a Medical Director shall have the authority and responsibility for assuring that: (a) established policies are carried out; (b) overall direction in the provision of care in the inpatient and outpatient settings is provided; and (c) the quality, safety and appropriateness of patient care, treatment and services, are monitored and evaluated, and that appropriate actions based on findings are taken. 4. Medical Directors will report to Hospital Administration and the Medical Executive Committee with respect to policies, procedures and performance improvement activities. 5. A Medical Director must designate a qualified physician who is a member of the Active Staff to act in his or her absence. 6. M. Medical Directors shall be available to provide required consultations. PEER REVIEW AND CONFIDENTIALITY 1. Medical Staff records and the records relating to credentialing, peer review, utilization review, and performance improvement activities shall be considered confidential and subject to requirements of law. Confidentiality extends to records and minutes of Medical Staff committees. 2. Medical Staff records, including all records related to credentialing, peer review, and utilization management shall be maintained under the direction of the Chief Medical Officer, the Chief of Staff and the Medical Directors. The Hospital designates these individuals as the persons who have the authority and responsibility for evaluating all requests for access to peer review information. These individuals are referred to as the “Designated Medical Officials.” 3. All requests to obtain or inspect peer review information shall be presented to the Designated Medical Officials. The request must be in writing and specify a proper purpose. The Designated Medical Officials shall carefully consider each request. The person requesting access to peer review information shall have the burden of proving that a proper purpose exists, 687291877 17 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 recognizing the importance and primary goal of preserving confidentiality of all peer review information. In reviewing the request, the Designated Medical Officials will consider: (a) the purpose of the request, (b) the position of person or persons who will be granted access to the information, (c) whether there are other ways to obtain the same or similar information, and (d) the safeguards in place to ensure that if the information is released, it will be kept confidential to the greatest extent possible. The Designated Medical Officials shall permit access only when absolutely necessary or required by law. Peer review documents shall not be removed from the Hospital without the express prior approval of a Designated Medical Official. 4. The Designated Medical Officials may release information contained in Medical Staff files in response to a proper request from another hospital or health care facility or institution. The request must include information that the practitioner is a member of the requesting facility’s medical staff, has been granted privileges at the requesting facility, or is an applicant for medical staff membership or clinical privileges at that facility, and must include an authorization for the release for such records signed by the practitioner involved. The information shall not be released until the Hospital receives a copy of a signed authorization and release from liability. The Hospital shall limit disclosure to the specific information requested. 5. The Designated Medical Officials shall review any subpoena for peer review information which is directed to the Hospital, a member of the Hospital’s medical staff or a Hospital employee. If a subpoena relates to a civil action involving a member of the Medical Staff, a Designated Medical Official shall notify the Medical Staff member of the subpoena, unless special circumstances indicate that notification may not be appropriate. N. IMPAIRED PRACTITIONERS 1. The Hospital shall provide mechanisms for the identification, intervention, and referral for treatment of a member of the Medical Staff, a licensed practitioner with clinical privileges or an Allied Health Practitioner who is permitted to provide specified services at the Hospital who may be impaired that is separate from the corrective action process set forth in these Bylaws. Practitioner impairment includes any physical, psychological, emotional or behavioral disorder that interferes with the practitioner’s ability to safely engage in professional activities, including inability to work cooperatively with others and disruptive behavior. 2. The Hospital shall develop appropriate policies for identification, referrals for diagnosis and treatment, investigations, consultations, confidentiality, coordination with licensing boards and agencies, rehabilitation, reinstatement, education about practitioner health, and reporting concerning impaired practitioners. 3. The Medical Staff shall develop policies relating to reinstatement of any impaired practitioner who has taken a leave of absence or whose clinical privileges have been suspended, voluntarily or involuntarily. Such policy shall include requirements relating to treatment, prognosis, continued impairment, monitoring, whether professional performance has been affected and other pertinent information or requirements. 687291877 18 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 O. ADVANCE DIRECTIVES 1. Members of the Staff shall comply with the requirements of state and federal law and Hospital policies concerning advance directives, health care proxies and withholding or withdrawal of life-sustaining treatment. 2. The Medical Staff shall establish an Ethics Committee for the purpose of providing consultation for Medical Staff members, Hospital personnel involved in patient care, patients and families of patients in difficult situations when further assistance may be needed to make, develop, review or update decisions on ethical issues in patient care. 3. The Medical Staff shall undertake efforts to educate Hospital personnel, members of the Medical Staff, patients, families of patients and the community about advance directives, health care proxies, and ethical issues affecting patient care. P. DNR ORDERS 1. Hospital patients will receive full resuscitative procedures in the event of unexpected cessation of cardiac or respiratory function to the extent provided in Hospital policies. 2. Only a physician may enter a Do Not Resuscitate (DNR) order. A DNR order may be entered only in compliance with state law and Hospital policy. 3. DNR orders must be in writing or electronic, and signed/electronically signed and dated by the attending physician. A DNR order entered by a resident must be co-signed by the attending physician (a second DNR order entered by the attending will act as a co-signature for electronic orders). The orders, along with documentation of the basis for the orders, shall be entered in the patient’s medical record. The order shall be updated at regular intervals based on the physician’s periodic reevaluation of the patient’s condition to determine whether continuation of the order remains medically justified. Q. SENTINEL EVENTS 1. A sentinel event is an event that has resulted in an unanticipated death or major permanent loss of function, not related to the patient’s illness or underlying condition. Sentinel events also include suicide of a patient, abduction of any patient, discharge of an infant to the wrong family, unanticipated death of a full-term infant, rape, hemolytic transfusion reaction involving administration of blood or blood products having major blood group incapabilities, surgery on the wrong patient or wrong body part, unintended retention of a foreign object in an individual after surgery or other procedure, severe hyperbilirubinemia, or excessive radiation overdose. 2. The Medical Staff, in conjunction with the Administration, will collect data to monitor and improve the performance of processes that may result in sentinel events. Such processes include: (a) medication use; (b) operative and other procedures that place patients at risk; (c) use of blood and blood components; (d) restraint use; (e) seclusion when part of care or services provided; and (f) care or services provided to high-risk populations. 687291877 19 OU Medical Center Medical Staff Rules and Regulations October 19, 2006 3. When a sentinel event occurs, a report shall be given to the CEO, the Chief Medical Officer, and the Chief of Staff, who will direct an investigation of the root cause of the sentinel event and implement a risk reduction plan. The physician will notify the patient and/or family when a significant adverse event occurs in patient care. 4. The CEO may report a sentinel event to the Joint Commission on Accreditation of Healthcare Organizations (“JCAHO”). 5. Any investigation and report regarding a sentinel event shall be conducted as part of a peer review process. R. COMMITTEES 1. The Medical Executive Committee shall designate the Medical Staff functions to be performed by each committee. 2. The operating committees of the Hospital are: (a) Peer Review Committee, (b) Medical Records Committee, (c) Infection Control Committee, (d) Ethics Committee, (e) Operating Room Committee, (f) Pharmacy and Therapeutics Committee, (g) Transfusion Committee, (h) Patient Care Committee, (i) Children’s Health Committee, (j) Special Care Committee, (k) Solid Organ Transplant Committee (l) Cancer Care Committee, (m) Joint Quality Review and (o) Credentialing Committee 3. In addition, the Chief of Staff shall appoint a Nominating Committee consisting of not less than five and no more than 15 members of the Active Staff, subject to the approval of the Medical Executive Committee. The Nominating Committee shall evaluate potential candidates for position as officers of the Medical Staff and shall make recommendations of nominees to the Medical Executive Committee.