Youth Music’s Open Programme Applicant Guidance Revised March 2011 This guidance has been written to help you complete your application to Youth Music’s Open Programme. Please read it before you start your application. If you have any special requirements relating to any of our Open Programme documents, please contact us on 020 7902 1060. Contents About Youth Music ..................................................................................................................2 About Youth Music’s Open Programme ..............................................................................4 Open Programme Goals and Objectives............................................................................5 Are you eligible? ......................................................................................................................6 Open Programme project requirements .............................................................................7 What costs do we fund? ........................................................................................................8 Exclusions ..................................................................................................................................8 What are the chances of success? ......................................................................................9 The Open Programme grant process – how to apply and what happens to your application .............................................................................................................................10 What information do you need to provide with your application? ...............................10 Additional information ......................................................................................................11 Project budget guidelines ....................................................................................................12 When to apply .......................................................................................................................13 Support available to help your application ......................................................................14 Regional Executive Officers (REOs) .................................................................................14 Glossary of terms ................................................................................................................14 Application form and hot tips ..........................................................................................15 Example project budget ..................................................................................................15 Top tips for a good application .......................................................................................15 How to use our online application form .........................................................................15 MusicLeader and the Music Education Code of Practice..............................................15 The Open Programme buddy scheme ..............................................................................16 The number of applications you can make - advice for repeat applicants ................17 The assessment process ........................................................................................................19 Unsuccessful applications ....................................................................................................19 What happens if you are offered a grant? .......................................................................21 Successful applicants - what happens if you need to make changes to your project? ..................................................................................................................................................22 Who to contact at Youth Music ..........................................................................................23 Data Protection and Freedom of Information Acts .........................................................24 Youth Music’s official complaints procedure ....................................................................25 1 About Youth Music Youth Music - National catalyst for development and change Unleashing the power of music Youth Music aims to improve access to high quality music-making activities for children and young people. We will continue to evaluate, learn from and share the experiences of those working with children and young people. This will enable us to identify broad national challenges that need to be addressed, to develop and disseminate good practice, and to allocate funding where it will have the most impact. Who do we aim to support? We believe that all children and young people should have access to high quality music-making activities. We strive to raise funds to cover as much music-making activity as possible, but will target our resources on the following: Early years – children between the ages of 0-5 Children and young people in challenging circumstances Children and young people showing musical talent or potential Providing opportunities for children and young people in challenging circumstances continues to be at the heart of all of our work. Therefore, when working in early years' settings or with children and young people showing musical talent or potential, we aim to ensure those in the most challenging circumstances receive focused attention. Our approach . . . how we work: listening to the voice of children, young people and communities learning from experience to ensure that our advocacy work and the development of innovative practical approaches to music making have a sound evidence base making the case for participation in high quality music making as a powerful force in the development of young lives and a means of effecting social change, working with others to address current challenges focusing our programme development activity on particular areas of concern, collaborating with others and forming partnerships to build national, regional and local programmes, initiatives or infrastructures as required developing resources, disseminating good practice, providing practical support to ensure maximum impact, and celebrating success raising funds and targeting funding to areas of particular need, specifically to children and young people that would otherwise not get the chance to benefit from the power of music making 2 What are the current challenges that need to be addressed for children and young people? We want to: unleash the power of music making to help tackle social, economic and cultural deprivation ensure that children and young people are engaged in long term musicmaking activity, and that this is recognised as a key tool in supporting learning and development, both musically and more generally explore and create effective ways of enabling children and young people to progress and deepen their engagement in their music making beyond first access, including moving between primary and secondary education and at other crucial transition points facilitate the general learning and development of children and young people not currently in mainstream education by engaging them in high quality music-music making activities re-engage children and young people who are not fully participating in mainstream education, using music-making activities as an effective catalyst for personal development and a means of helping them reach their full potential broaden the horizons of children and young people by supporting music-led activities which explore different genres and styles, embracing musical and cultural diversity encourage musical talent and nurture potential What ways of working do we believe will have the greatest impact? building and supporting progression routes so that children and young people have clear paths to develop their musical skills within their chosen genre collaborative working and the development of innovative cross sector partnerships which result in more co-ordinated and complementary approaches, including linking in-school and out-of-school activity working across art forms and ensuring alignment with curricula where appropriate investing in workforce development to ensure that music leaders are skilled to deliver high quality music experiences using technology creatively both in communicating with young people and in music-making itself listening to, respecting and taking account of the views of children and young people giving children and young people the tools and power to shape their own musical journeys 3 About Youth Music’s Open Programme Youth Music’s Open Programme provides grants of between £5,000 and £30,000. It aims to increase the number of children and young people with access to high quality, sustainable music making activities across England. Our Open Programme targets nearly £2m annually of Youth Music’s funding towards projects that support our goals of: Early Years – advancing the learning and development of all children in their early years (0-5) by aiming to ensure universal access to high quality music making in England Challenging Circumstances* – improving the life chances of children and young people in the most challenging circumstances by supporting them to achieve their full potential through engagement and progression in music making Encouraging Talent and Potential – realising the musical talent and potential of children and young people by ensuring opportunity for all to develop their talent regardless of background or chosen genre Workforce Development – enabling the highest quality music making by developing a diverse, highly skilled and inspirational workforce We expect Open Programme projects to focus on one of our goals of either Early Years, Challenging Circumstances or Encouraging Talent and Potential. We fund workforce development within these goal areas rather than by itself. We are keen to fund projects which clearly progress the musical skills of children and young people and provide them with pathways for further progression. We are also interested in projects which are particularly distinctive or innovative in their approach. *What are ‘Challenging Circumstances’? Children and young people in challenging circumstances are those who are marginalised by society, vulnerable, often hard to reach, and who have the fewest opportunities. Examples could include young people who are carers, young parents, looked after children and young people, those at risk of offending or young offenders, children and young people with disabilities or long-term ill health. This is not an exhaustive list by any means and we would ask that you make clear to us the case for how the children and young people you are proposing to work with are in particularly challenging circumstances. 4 Open Programme Goals and Objectives Early Years If your project focuses on Early Years, you must deliver both of the following objectives to be considered for a grant: 1. To encourage a culture of high quality music making activities in Early Years settings 2. To support Early Years practitioners to deliver high quality Early Years music making Challenging Circumstances If your project focuses on Challenging Circumstances, you must deliver at least one of the following objectives to be considered for a grant: 1. To deliver high quality music making activity in place(s) of disadvantage where provision is patchy or low 2. To deliver high quality music making activity which supports mainstream education in meeting the needs of children and young people in challenging circumstances 3. To deliver high quality music making activity which facilitates learning and development for children and young people who are out of mainstream education or who are NEET (not in education, employment or training) Encouraging Talent and Potential If your project focuses on Encouraging Talent and Potential, you must deliver at least one of the following objectives to be considered for a grant: 1. To deliver high quality music making activity to develop the musical talent and potential of children and young people and provide links to further opportunities for progression 2. To deliver high quality music making activity to develop innovative ways to ensure that children and young people can progress to musical excellence in genres where there is little or no support 3. To deliver high quality music making activity to support and develop the musical talent and potential of children and young people who would otherwise not have the opportunity Workforce Development We encourage applications from projects that will deliver one or more of our Workforce Development objectives. However, we cannot fund Workforce Development by itself. The workforce development objectives we would like you to meet are: 1. To facilitate the sharing of good practice and the transfer of skills and knowledge in music leadership 2. To support the development of young music leaders, particularly those in challenging circumstances 5 We understand that not all projects will fit neatly into one goal. You may decide that your project will also meet some objectives listed under one or more of the other goals. In that case, you may also select other objectives as appropriate. For example, your project is working with children aged 0-5 and supporting Early Years practitioners to deliver high quality music making activities (Early Years). But you are also working in a place of disadvantage where provision is patchy or low (Challenging Circumstances). In this case you should select: Early Years Objectives 1 and 2 and Challenging Circumstances Objective 1. This would show us that your main focus is on Early Years, but that you will also deliver one of the Challenging Circumstances objectives. We want to fund projects that deliver the main objectives well, to a high standard and with a clear focus on quality. More is not necessarily better. If you are successful in your application we will ask you to report on your objectives, so it is important that they are an accurate representation of the work of your project. In addition to meeting the Open Programme goal objectives, our application form will ask about your overall aim and your intended outcomes. View our outcomes guide. Are you eligible? We can accept applications for between £5,000 and £30,000 from: Companies limited by guarantee Registered charities Local authorities (in partnership with at least one external organisation) Schools (in partnership with at least one other school) or universities Sure Start/Children’s Centres Government/public bodies (for example a PCT or Youth Offending Institution) Registered community interest companies Voluntary and community organisations (including registered and unregistered charities, co-operatives, friendly societies, industrial and provident societies, and unincorporated associations) We cannot accept applications from companies limited by shares or limited liability partnerships. To be eligible to apply, you must: Be a not-for-profit organisation Have been legally constituted for more than one year Have at least one year’s set of accounts, that demonstrate that your organisation has provided activities to its user groups for at least one year Be based in England Have a child protection policy and equal opportunities policy 6 Have employers and public liability insurance to run your project We expect all organisations in receipt of Youth Music funding to ensure that their organisation is fit for purpose, including adherence to the legal requirements of the Charity Commission and Companies House (where relevant). We also expect all organisations to have good governance practices in place. Governing boards should be composed of persons who are informed and active in overseeing a charity’s operations and finances. Successful governing boards include individuals who not only are knowledgeable and engaged, but selected with the organization’s needs in mind (e.g. accounting, finance, compensation, and ethics). It is Youth Music’s opinion that irrespective of size, a governing board should include independent members and should not be dominated by employees or others who are not, by their very nature, independent individuals because of family or business relationships. Open Programme project requirements Your project will need to: Run for between 6 and 24 months. NB if you are applying to the June funding round (closing date 27th June), your project must run for between 6 and 18 months Provide structured, regular music-making activities that ensure children and young people can progress their musical skills. This activity must be based in England. As a guide, we expect around 80 per cent of the project activity to be focussed on music-making Work with children and young people who are 0-18 years old (or up to 25 if they have special educational needs (SEN), disabilities, or are in detention) Involve the children and young people you work with in the decision making Provide activity outside school hours (up to 25 per cent can be within school hours for recruitment etc., but this must be justified in your answer). This does not apply to projects working with children and young people in their Early Years, with special educational needs (SEN), disabilities, in pupil referral units (PRUs) or in detention Raise at least 10 per cent of the amount they are requesting from Youth Music in match funding from non-Lottery sources (at least 5 per cent must be cash match funding). Cash match funding refers to money raised from an alternative source, such as another funder or through earned income from your project. In kind match funding relates to goods or services that have been donated to help run your project (i.e. not a physical cash contribution) Work with at least one other partner (if you are a school, one partner must be another school. If you are a Local Authority Department, one partner must be external to the Council) Provide performance (live or recorded) and/or sharing opportunities Have at least one paid trainee Involve at least two members of staff in addition to the trainee (e.g. one person employed as a music leader and another person delivering the 7 project management or one project manager/music leader and an additional music leader), unless you can justify why this may be unrealistic or not possible for your organisation. This is to avoid projects being overly reliant on one member of staff What costs do we fund? We will fund costs associated with your project delivery including: Promoting your activities to children and young people Actively encouraging children and young people to have a voice and say in all aspects of the project Structured volunteering opportunities for young people (up to the age of 25) Monitoring and evaluation A project manager Music leaders Visiting musicians Trainees Support workers Continuing professional development needs of your project staff Musical instruments and equipment Performance costs Core costs necessary for the delivery of your project (up to a maximum of 15 per cent of the project costs) The cost of producing resources to support the delivery and on-going legacy of your project, so long as the resource doesn’t duplicate something that already exists (if you are successful in your grant application and have requested money for resources, we will ask you for further information about your proposed resource as a special condition of your grant) Accreditation costs for qualifications undertaken by children and young people, project staff and volunteers Exclusions There are a number of costs and activities that we will not fund. This includes, but is not limited to: Applications from individuals Applications from companies limited by shares, limited liability partnerships or any other for-profit organisations Activities or organisations outside of England Work that is normally covered by local education authorities or the Music Standards Fund Activities that promote political or religious beliefs Projects that start more than 3 months after the date we confirm our grant Activities that take place before we confirm our grant (3 months from the closing date) Activities and practitioners of art forms other than music (e.g. visual arts and dance) Costs incurred in making your application 8 Land, building, refurbishment, landscaping or property costs Contingency costs Reserves Loans or interest payments VAT costs that can be recovered Applications with match funding that is less than 10 per cent of the grant amount you are requesting from Youth Music Applications with match funding from other Lottery funds Organisations that hold a current Youth Music Action Zone, MusicLeader, National Youth Music Organisation or Powerplay grant are not eligible to apply to the Open Programme. What are the chances of success? Youth Music’s Open Programme is heavily oversubscribed. In 2009/10, we funded just over one-third of the applications we received. However, the number of applications submitted is ever-increasing, and in the first funding round of 2010/11, we funded less than one-third of applications received. There are many good projects that we would like to fund, but are unable to. Whilst we hope this information will not deter you from applying to Youth Music, we are aware of the work involved in making an application, and want you to have realistic expectations of your chances of success. 9 The Open Programme grant process – how to apply and what happens to your application 1. Read the applicant guidance - check that you are eligible to apply, that your project meets one of our goal areas and that we can fund what you want to do. Also look at the application questions and corresponding ‘hot tips’ to give you an idea of the kinds of things we are looking for in a good project. 2. Contact your Regional Executive Officer for advice on your application. 3. Start your online application. Pass the eligibility questionnaire and you will be able to access the online application form. Complete the form and upload your supporting information. 4. Submit your application form prior to the deadline date. 5. The Open Programme team will pre-assess your application, to ensure that you are eligible to apply and that the project meets the Open Programme eligibility and project requirements as detailed above. 6. If you are eligible and the project meets the requirements, your application will be forwarded to one of our external assessors. 7. The completed assessment is returned to the Open Programme team for moderation. Meanwhile, our Regional Executive Officers provide comments on your application. 8. The assessment of your application, together with the comments from our Regional Executive Officers, are forwarded to the grants assessment panel. 9. The grants panel meet to decide which applications to fund. 10. You will be notified of the outcome of your application - this will be around 12-14 weeks from the closing date. What information do you need to provide with your application? In order to make an application, you must complete and send us the following information: 1. Application form (completed electronically – click here to start an application. Applications can be saved and returned to at a later stage by going to the account log in page and clicking ‘I am a returning applicant’. Click here to download a hard copy of the application questions (for reference purposes only) 2. Project budget – download the project budget form. See also our example budget template. 3. Declaration form - download the declaration form 4. Equal opportunities form - download the equal opportunities form 5. Session details form – download the session details form. Tell us about the sessions you plan to offer, and demonstrate how these will progress the musical skills of the participants. 6. Letters of support from your formal partners, demonstrating that they agree to work with you on your project and outlining their role in the partnership (see the ‘hot tips’ for question 5.2; also section 9 of the application form). 7. Your most recent accounts, unless you are a statutory organisation. These 10 should not be more than 18 months old. If your accounts you send are more than 18 months old, you should also supply draft accounts which provide a more recent update. The level of detail required from your accounts varies according to the annual income of your organisation. a. If your annual income is more than £250,000, we would expect to receive externally audited accounts. This is likely to be a document with a detailed Trustee report and notes to accounts. b. If your income is between £10,000 - £250,000, we would expect to receive accounts that have been reviewed by an appropriately qualified person (this is not deemed an audit). We would expect them to be similar to the accounts produced by a large organisation, but a slimmed-down version. c. If your annual income is less than £10,000, we would expect a document that highlights income and expenditure and any balance sheet items. Please note that this does not supersede any legislation or independent legal advice you have received about the appropriate accounts for your organisation. 8. CVs of your proposed music leaders 9. A copy of your governing document, unless you are a registered charity, company or statutory organisation. Please note: we do not accept incomplete applications. We must receive the application form AND all the supporting documentation on or before the closing date. If any of your supporting information is missing, your application will be withdrawn. If you have any special requirements relating to our Open Programme application form and guidance, please contact us on 020 7902 1060. Additional information We accept paper copies of your additional information, but only if these are not available electronically. If you need to send these to us, please clearly label them with the name of your organisation, the main contact's name and a contact phone number. You can post the information to: The Open Programme Youth Music One America Street London SE1 0NE Alternatively, you can fax it, clearly labelled, to: 020 7902 1061 Documents sent by post or fax must be received by us on or before the closing date. 11 Project budget guidelines We ask that you complete and send us a project budget with your application. Download the project budget form and full guidance. We have also developed an example project budget to help you write your budget. In addition to the exclusions above, the main regulations are as follows: Projects cannot spend more than 15 per cent of the Youth Music grant on core costs Projects cannot spend more than 10 per cent of the Youth Music grant on capital purchases (this allowance increases to 25 per cent for music technology projects We define music technology projects as those projects that use computer technology software as the main vehicle for the production of music, rather than vocal or instrumental projects) Projects must raise at least 10 per cent of the Youth Music grant amount through match funding, with a minimum of 5 per cent cash The equivalent of at least 5 per cent of your Youth Music grant must be spent on Continuing Professional Development (CPD) – this can be paid for either from your Youth Music grant, or from your match funding 12 When to apply You can apply at any time, but the closing dates for the 2010/2011 grant rounds are: Closing date for applications 10 December 2010 10 March 2011 27th June 2011 We will notified you of the outcome by: End March 2011 By mid June 2011 End of September 2011 We recommend you take these closing dates and our processing times into account when planning your project. Allow plenty of time to put your application together – some applicants take up to six months to develop their project. Try to submit your application well in advance of the closing date, especially if you need to send us any documents by post. Incomplete applications (i.e. those missing any of the required supporting information) will be withdrawn. If your application is complete but reaches us after the closing date, it will be carried over to the next funding round. This is to help us ensure that all applications are considered fairly and equally. We will notify you within two weeks of the closing date if your application is not eligible or is not complete. There is no published closing date beyond June 2011 as Youth Music is currently undertaking a review of its funding model. The purpose of the review is to ensure we are delivering the best possible service and value for those we fund, those that fund us and, most importantly, the children and young people we aim to serve. Through this review, we aim to produce a forward-thinking funding model that facilitates efficient and flexible grant giving. We also want to ensure that Youth Music and our partners make a significant contribution to the Government’s proposed National Plan for Music Education. 13 Support available to help your application Regional Executive Officers (REOs) Youth Music has a team of Regional Executive Officers (REOs) who work in each region in England. REOs can offer support and advice to help you develop your application. We strongly advise that you contact your Regional Executive Officer before you put in your application. Your REO can support you in the following ways: Advise you on potential partners that will extend the scope of the activity and legacy or your project Assist you in developing your project so that it meets our goals and regional strategies Assist you through the application process Point you in the direction of other support in your locality Some of our REOs hold Open Programme surgeries throughout the year, the dates of which will vary between regions. Our REOs work for Youth Music on a part-time basis and spend much of their time out 'in the field'. If you try and contact one of them, an immediate response will not always be possible, so please allow enough time in your planning for correspondence to take place. We strongly recommend that you contact your REO by email to discuss your application, as soon as you decide to make an application. We recommend that you contact them at least one month prior to the closing date, but preferably before. We cannot guarantee the level of support they will be able to give if you contact them after this date. The reason why we ask you to contact REOs well in advance of the closing date is two-fold: Our REOs only work on a part-time basis, and are very busy in the run up to the Open Programme closing date. If you contact them at an early stage, they will be able to offer a higher level of support By knowing which organisations are likely to submit bids at an early stage, our REOs are able to offer the most constructive and helpful advice. For example, if there are three potential applicants working in close proximity, all hoping to run similar kinds of music activities and projects, it would make sense to work together on an application rather than go it alone – or at least to develop some kind of partnership arrangement. However, if REOs only become aware of this a short time before the closing date, it is too late to develop any meaningful partnerships between the applicants. Glossary of terms Don’t know your ‘outcome’ from your ‘objective’? Confused by the difference between ‘capital’ and ‘revenue’ funding? Then check out our glossary of terms. 14 Application form and hot tips Download a hard copy of the application form that details all of the application questions and our ‘hot tips’ for your answers. Example project budget If you’re not sure how our budget template works, what costs to include, or what level of detail we require, then download our example project budget. Top tips for a good application This form tells you all the basics that we’re looking for in a good funding application. Unfortunately it can’t guarantee success, but it should help you to improve your application. Download our top tips. How to use our online application form Visit the Open Programme downloads section of our funding website for advice on how to access and navigate the online application form. MusicLeader and the Music Education Code of Practice It is a requirement of all Open Programme projects that at least 5 per cent of the Youth Music grant should be spent on Continuing Professional Development (CPD). CPD refers to activities undertaken to support people to build their skills, knowledge and experience to help them in their professional lives. It can include training courses, seminars, skills-sharing and shadowing opportunities. MusicLeader is well placed to support the CPD planning of your project, as the support service dedicated to the professional development of UK music leaders. Regional Networks are located around the country and provide: Information, advice and guidance Training and networking opportunities Online resources Youth Music would like all project managers and music practitioners to become members of MusicLeader. For additional support in developing your workforce development strategy and accessing professional development opportunities we recommend that you contact your nearest MusicLeader Regional Network. Youth Music is a proud supporter of the Music Education Code of Practice, a best practice framework designed by the profession for the profession. It is a useful tool that will help you to ensure that your music leaders aim towards providing a quality service. We recommend that you encourage your music leaders to sign up to the Music Education Code of Practice. Should you have any questions about the Code or wish to find out more about training opportunities that may help your music leaders achieve the principles set out in the Code, contact your nearest MusicLeader Regional Network. 15 The Open Programme buddy scheme A report written by Sound Sense in 2003 stated that “Youth music-making could be better supported if the wide range of formal and informal music education providers shared opportunities for training and continuing professional development (CPD)”. The report recommends that the sector adopts a pluralistic approach: “a way of threading together all learning experiences and ensuring they have validity and acceptance” Youth Music’s Open Programme funds around 200 active projects at any one time. We work with a wide variety of organisations, from community music organisations to nurseries to music services to youth clubs. Amongst the organisations that run Open Programme projects, there is a vast amount of experience and expertise. The Open Programme runs an optional buddy scheme for successful applicants. If you opt into this scheme, we will match you with a fellow Open Programme project, so that you can swap ideas, approaches, contacts and knowledge. This scheme is non-compulsory, and your choice to opt in or out will not inform the assessment of your application. Your buddy relationship can develop in any way that you and your buddy see fit. As well as supportive and problem-solving phone calls and emails, Youth Music envisages some travelling/exchange of music leaders and/or managers and/or trainees between the two projects to share their practice. You might even want the process to culminate in a trip for all staff to see the other project in action. The buddy scheme is your oyster! While we will endeavour to match you with an organisation that fulfils the areas you identify for receiving support, we cannot guarantee the particulars of your buddy project. Youth Music cannot guarantee any learning outcomes from your participation in the buddy scheme. Please approach the buddy scheme with an open mind. This is a new approach to CPD for your project staff. If you want to include expenses for your involvement in the buddy scheme (such as travel to your buddy’s location) as part of your application budget to Youth Music, these must make up no more than 2 per cent of your total grant amount. They can count towards your 5 per cent minimum CPD requirement. If you would like to become part of this scheme, please tell us on the application form. There is space to tell us both what you could offer and what you are looking for in a buddy. 16 The number of applications you can make - advice for repeat applicants If your organisation has previously received a grant from Youth Music and is considering another application please read the following guidelines carefully before completing your application. You can only hold one Open Programme grant at any one time. This is because Youth Music wants to distribute the money available as widely as possible. There may be certain exceptional circumstances where we allow organisations to apply for more than one grant. In such cases, the request to make a repeat application must be approved by both the Regional Executive Officer and Youth Music’s Open Programme team. If you would like to make a request for an additional grant, please contact your Regional Executive Officer in the first instance. If you have received funding from Youth Music before, your application must meet at least two of our repeat applicant criteria. All applicants must meet repeat applicant criteria 1: 1. Your project will be working with new or additional groups of children and young people from those involved in your previous Youth Music project. In addition, it must also meet at least one of the following criteria: 2. Your project activities will help children and young people to significantly improve their music-making skills and expand the types of music making they have started. 3. Your project will reach new communities by expanding or changing the geographical area it serves. 4. Your project will provide significantly different types of music-making activities to provide new experiences for the same children. 5. Your project will offer greater responsibility or professional development to your trainee(s) or apprentice(s) or it will employ new ones. 6. Your project will collaborate with other groups or organisations in your area that you have not worked with before. You must also confirm in your application that: Your previous Youth Music project is finished, you have submitted the final report and received confirmation from us that the grant is closed. The legacy plans (also known as your ‘What Next?’ plans) for your previous Youth Music project have been implemented, or a suitable alternative sought with good reason. We would be unlikely to fund a project that looks like a continuation of a previous project. If you are using a similar project model to the previous Youth Music project, we would like to see how you have applied the learning to develop, expand or improve your offer. Please make this explicit in questions 8.4 and 8.5 of the application form. We will refer to your previous application and monitoring reports in our assessment of 17 your application and we will look at how efficiently the grant was administered by your organisation. We will also look at how your project fulfils the repeat applicant criteria in your application. Organisations that have already received a grant from Youth Music will not be given priority. Any new application is judged according to the objectives and criteria for the programme. 18 The assessment process Your application will be assessed by one of our independent assessors. They will score it against the criteria as set out in the hot tips of the application form, and identify key strengths and weaknesses. The assessor may ask you for more information to help their assessment of your application. The assessor writes a report and makes recommendations to the assessment panel, taking into account: How your project meets Youth Music’s Open Programme goals and objectives Whether the budget and match funding is appropriate and within the fund guidelines Your project outcomes, and whether these are likely to be achieved by your project plans The children and young people you will be working with, and how they will be involved in all aspects of the project The partners you are working with, and how your project fits with the work of other local organisations The legacy your project will leave behind Your monitoring and evaluation plans The quality of management and leadership for your project Your plans for your trainee(s) and young volunteers Your plans for the CPD (continuing professional development) of your project staff The overall value for money your project offers, taking into account the target participants and the project outcomes All assessment reports are moderated by the Open Programme team. This ensures that they are an accurate reflection of the original application. It also ensures consistency across the scoring and recommendations made by the different assessors. Assessment panel members receive copies of every assessment to read prior to the meeting. They also receive comments from our REOs about the strengths and weaknesses of the project in relation to regional priorities. During the panel meeting, the applications are discussed (sometimes at great length!), and decisions made accordingly. Where a decision cannot be reached through debate and discussion, it may go to a vote. Members of the panel with voting rights comprise Youth Music’s Chief Executive, Directors and Senior Managers. Unsuccessful applications Youth Music’s open access programmes have always been oversubscribed so inevitably, some applications are unsuccessful. All complete and eligible applications go through the same assessment process and they all go to the same 19 assessment panel. If your application is unsuccessful you will be notified in writing within 12-14 weeks of the closing date. Unsuccessful applicants are eligible to reapply, however, applicants must wait at least one funding round before resubmitting an application (i.e. they cannot apply at the next closing date). 20 What happens if you are offered a grant? Timescales on first payment Please note that successful projects do not usually receive their first payment until four to five months after the closing date. Please take this into account when planning your project start date. Offer pack If you are successful, we will email you to notify you of the outcome of your application. We will then send you an offer pack which includes: Your formal offer letter Your funding agreement Your payment schedule Guidance on monitoring and evaluation (see our interim and final report requirements) Guidance on our claims process Guidance on any special conditions you are required to complete (see below) You then need to return the information requested in the offer pack within eight weeks. Your first payment is contingent on the satisfactory receipt of these documents. Special conditions All Open Programme projects are required to provide specific information as part of the special conditions of your grant. These include standard special conditions plus any additional requirements that are specific to your project. As a minimum, we require the following within eight weeks of sending out your offer letter: A signed copy of your funding agreement Confirmation of bank details A copy of a bank statement or paying in slip for the account that we will be paying your grant into An authorised signatories form Confirmation of the partnership funding listed in your application, this may be from other funders, reserved funds or income generated through the project A timetable of sessions showing dates, venues, time and content A job description and training plan for your trainee Names and CVs of all your music leaders A copy of the volunteer role description and agreement Should certain areas need further clarification from your application form, Youth Music may ask you to submit additional documents. These can include: Developed progression plan for participants Plan for disseminating findings from the project 21 More detailed monitoring and evaluation plans Clarification of uncertainties around elements of the budget And other information as highlighted by the external assessor or assessment panel It is your responsibility to send us the required information within the given deadlines and we will not chase for information. We process claims on a quarterly basis, so if you miss your claim deadline, you will have to wait until the following quarter. If you miss your deadline by more than six months and do not contact us to discuss your claim, we may close your grant without further notice. Successful applicants - what happens if you need to make changes to your project? We realise that things do not always run to plan, and that projects sometimes need to be adapted to ensure success. You may need to work with different partners, alter your budget, or change your workshop structure to accommodate the needs of the children and young people you have recruited. We are quite flexible regarding project changes, so long as they support achievement of the original project aims and objectives. However, we would prefer to be kept informed of any changes you plan to make. If you have some project underspend and know how you want to spend it, we ask you to email the Open Programme team with your proposal and a revised budget. Similarly, if there is something about your project structure you propose to change, please email us first. We prefer to know about any changes before you implement them, so we can check that they are eligible under our funding guidelines. 22 Who to contact at Youth Music Reception Telephone: 020 7902 1060 Email: reception@youthmusic.org.uk (Please write Open Programme in the subject heading) Youth Music’s receptionists are fully trained to help Open Programme applicants with: General enquiries Accessing and completing the Open Programme application form Directing you to the right member of Youth Music staff to help Youth Music’s REOs (Regional Executive Officers) Our REO contact details can be found on our website www.youthmusic.org.uk or by contacting reception on 020 7902 1060. They can help with: Advice on potential partners to extend the scope of the activity and legacy of your project Assistance in developing your project so that it meets its goals and objectives Assistance through the application process Pointing you in the direction of other support in your locality 23 Data Protection and Freedom of Information Acts Data Protection We will use the information you give us on the application form and supporting documents during assessment and for the life of any grant we award you to administer and analyse grants and for our own research. We may give copies of this information to individuals and organisations we consult when assessing applications; when monitoring grants and evaluating the way our funding programmes work; and when disseminating information to partners about our funded projects. These organisations may include accountants, external evaluators and other organisations or groups involved in delivering the project. We may also share information with other Lottery distributors, government departments and other organisations and individuals with a legitimate interest in Youth Music applications and grants, or for the prevention and detection of fraud. We may use the data you provide for our own research. We recognise the need to maintain the confidentiality of vulnerable groups and their details will not be made public in any way, except as required by law. We are fully registered under the Data Protection Act and no personal data (including images) will be shared with any other organisation without prior consent. In the case of our research, any personal details will also be made anonymous before sharing or publishing our findings. Freedom of Information The Freedom of Information Act 2000 gives members of the public the right to request any information that we hold. This includes information received from third parties, such as, although not limited to, grant applicants, grant holders, contractors and people making a complaint. If information is requested under the Freedom of Information Act we will release it, subject to exemptions, although we may consult with you first. If you think that information you are providing may be exempt from release, you should let us know when you apply. 24 Youth Music’s official complaints procedure Youth Music is committed to being open and accessible and welcomes all comments on its work and the services it provides. Suggestions as to how our services might be improved should be sent to the Chief Operating Officer. There may be occasions when you are unhappy about the service we provide. If you wish to make a complaint please follow the procedures below, bearing in mind that Youth Music is not able to consider complaints against a funding decision itself. Complaints If you are dissatisfied with the service we provide or the way that you have been dealt with please make an official complaint in writing to the Chief Operating Officer. Within five working days of receipt it will be investigated by the appropriate member of Youth Music’s Senior Management Team. You will receive a written response to the complaint within four weeks. If you are still not satisfied with the response to your official complaint, you may write to the Chief Executive. You may only write based on procedural grounds and not on the funding decision itself. This letter must be sent within one month of the response provided under the initial complaint and you will receive an immediate written acknowledgement from the Chief Executive. Within six weeks of receiving such a request, the relevant material will be considered by the Chief Executive together with the appropriate Director of Department, the Chair of Youth Music, a Trustee and an adviser who was not involved in the original application in any way Their conclusions and recommendations will then be submitted at the earliest opportunity to a Trustees meeting, whose decision will be final and will be communicated to the complainant within seven days of the Trustees meeting 25