Surgical management of localized renal cell carcinoma - UpToDate INTRODUCTION — Renal cell carcinomas (RCCs), which originate within the renal cortex, are responsible for 80 to 85 percent of all primary renal neoplasms. Transitional cell carcinomas of the renal pelvis are the next most common (approximately 8 percent). Other parenchymal epithelial tumors, such as oncocytomas, collecting duct tumors, and renal sarcomas, occur infrequently. Nephroblastoma or Wilms' tumor is common in children (5 to 6 percent of all primary renal tumors). The role of surgery in the management of localized RCC will be reviewed here. The use of thermal ablation (radiofrequency ablation [RFA] and cryoablation) as definitive therapy is discussed separately, as is the use of surgery in patients with metastatic RCC. (See "Radiofrequency ablation and cryoablation for renal cell carcinoma" and "Role of surgery in patients with metastatic renal cell carcinoma".) GENERAL CONSIDERATIONS — A presumptive diagnosis of RCC generally is made based upon the finding of a solid renal mass on imaging studies. This tentative diagnosis requires histologic confirmation, which can be obtained by either biopsy or surgical resection. (See "Evaluation of a solid renal mass".) The optimal approach to management strategy is determined by the stage of disease, while taking into account the patient's overall medical condition and renal function [1]. (See 'Renal function' below.) Stage I and II disease — For patients in whom preoperative staging indicates that the tumor is either stage I or stage II (table 1), surgery is usually curative. Surgical resection, with either a radical nephrectomy or a partial nephrectomy, is the standard of care for patients with a T1 (≤7 cm) lesion [2]. Other nephronsparing approaches (radiofrequency ablation [RFA], cryoablation) or active surveillance may be acceptable alternatives to radical nephrectomy for carefully selected patients. Patients with T2 (>7 cm) primary lesions are generally managed with radical nephrectomy. (See 'Radical nephrectomy' below and 'Nephron-sparing approaches' below and 'Active surveillance' below.) Factors that are important in determining whether a partial or radical nephrectomy is preferred include the location of the tumor within the kidney, whether multiple tumors exist, and the presence of either a solitary kidney or a concurrent disorder associated with multiple RCCs (eg, von Hippel-Lindau disease). In addition, particular attention should be paid to the underlying renal function and the risk of chronic kidney disease. (See 'Renal function' below.) Stage III disease — Radical nephrectomy is the preferred approach for patients with stage III disease (table 1). Stage III disease includes patients with tumor invasion into the adrenal gland or perinephric tissues (but not extending beyond Gerota's fascia), those with enlarged abdominal lymph nodes, and those with invasion of the renal vein and/or inferior vena cava (IVC). Specific surgical considerations for patients with stage III disease include: Among those with radiologic evidence of abdominal lymph node involvement, a standard radical nephrectomy should be considered, since many nodes initially suspected of harboring tumor radiologically are enlarged only because of reactive inflammation [1]. (See 'Lymph node dissection' below.) Involvement of the renal vein and/or IVC does not preclude a successful surgical resection. (See 'Cavoatrial tumor involvement' below.) Stage IV disease — Patients with stage IV RCC are defined as those with large tumors extending beyond Gerota's fascia, obvious evidence of extensive disease in regional lymph nodes, and/or distant metastases (table 1). Nephrectomy may be indicated for palliation of local symptoms or in advance of systemic immunotherapy, or when tumor extends into an adjacent organ (T4) without other evidence of metastatic spread [3]. Surgical resection of metastases may also be indicated in selected situations. (See "Role of surgery in patients with metastatic renal cell carcinoma".) Renal function — Prior to surgery, the glomerular filtration rate should be estimated from a stable serum creatinine concentration using the Modification in Diet and Renal Disease (MDRD) equation (calculator 1). Patients with impaired renal function may be candidates for partial nephrectomy or an alternative nephron-sparing approach [4,5]. (See "Assessment of kidney function: Serum creatinine; BUN; and GFR", section on 'Estimation equations' and 'Nephronsparing approaches' below.) Partial versus radical nephrectomy — The impact of partial versus radical nephrectomy on subsequent renal function was evaluated in a retrospective cohort study of 662 patients with small (<4 cm) solitary cortical lesions, an apparently healthy contralateral kidney, and a serum creatinine less than 1.4 mg/dL (124 micromol/L) [4]. Prior to surgery, 24 percent of patients had an estimated GFR between 45 and 59 mL/min per 1.73 m2 and 2 percent had an estimated GFR between 30 and 44 mL/min per 1.73 m2. Three years after surgery, patients undergoing partial nephrectomy had a significantly lower likelihood of having a glomerular filtration rate below 45 mL/min per 1.73 m2 than those undergoing radical nephrectomy (5 versus 36 percent). Preservation of renal function may be associated with improved survival. This was suggested in a retrospective single institution study of 1004 patients managed with either partial or radical nephrectomy for localized primary renal cell carcinoma between 4 and 7 cm [6]. In this nonrandomized study, the five-year cancer-specific survival rate was at least equivalent for partial nephrectomy after correcting for T stage and nuclear grade. However, loss of renal function with radical nephrectomy was associated with a significantly increased risk of cardiac death and a decrease in overall survival (five-year overall survival 78 versus 85 percent for patients treated with radical and partial nephrectomy, respectively). Solitary kidney — In patients with a solitary kidney, ablative techniques may be especially useful for preservation of renal function. This was illustrated in a retrospective series of 89 patients with 98 tumors in a solitary kidney, in which decline in glomerular filtration rate was significantly less in those treated with radiofrequency ablation compared with those managed with open partial nephrectomy (10 versus 25 percent at 12 months) [7]. A possible mechanism is avoidance of cold ischemia during surgery. RADICAL NEPHRECTOMY — Radical nephrectomy consists of ligation of the renal artery and vein, and excision of the kidney, Gerota's fascia, and ipsilateral adrenal gland. This became the procedure of choice in the 1960s when a study reported a superior five-year survival rate compared with simple nephrectomy (66 versus 48 percent, respectively) [8]. As with other urologic malignancies, hospitals and surgeons doing a higher volume of nephrectomies have lower mortality rates than those with lower volumes [9]. Several surgical approaches are available for the satisfactory performance of radical nephrectomy. The thoracoabdominal approach offers the ability to palpate the ipsilateral lung cavity and mediastinum, and to resect a solitary pulmonary metastasis [8,10,11]. An extrapleural supracostal incision or an anterior transabdominal incision may also be performed. Independent of the surgical approach, early ligation of the vascular pedicle is important to prevent tumor dissemination at surgery. Laparoscopic nephrectomy — Laparoscopic nephrectomy represents a reasonable alternative to open radical nephrectomy for T1 and T2 RCCs <10 cm [12-15]. Although technically demanding, the oncologic outcome appears to be equivalent to open nephrectomy in series with long-term outcome. Seeding at the operative sites has been described only rarely [16]. Intact specimen removal is preferred to piecemeal removal [17]. Management of the adrenal gland — The need for prophylactic ipsilateral adrenalectomy is controversial. Involvement of the ipsilateral adrenal gland is uncommon (5 percent or less) [18-20]. Adrenal gland involvement is usually due to direct extension from a large upper pole lesion; adrenal involvement in association with extraadrenal metastases is also seen. Although some series suggest that a negative staging CT scan effectively excludes adrenal involvement by tumor [19], others report a false negative rate as high as 23 percent [20]. Adrenalectomy is typically reserved for patients with large (>4 cm) upper pole lesions, non-organ confined tumor stage (T3 or greater), or solitary ipsilateral adrenal metastases identified by preoperative imaging studies (table 1). Lymph node dissection No suspected nodal metastases — The use of routine extended lymphadenectomy in conjunction with radical nephrectomy is controversial when there is no preoperative evidence of lymph node involvement. The rationale for this approach is that lymphadenectomy adds little morbidity, allows better evaluation of the extent of disease, decreases local recurrence rates, and potentially improves survival [21-27]. A randomized phase 3 trial conducted by the European Organization for Research and Treatment of Cancer (EORTC 30881) randomly assigned 772 patients to radical nephrectomy alone or with lymph node dissection [28]. At a median follow-up of over 12 years, there were no differences in overall survival or deaths due to cancer in the two treatment arms. However, only 4 percent of patients assigned to lymph node dissection had positive nodes, probably due to earlier diagnosis and more effective preoperative evaluation. As a result, the study included a large proportion of patients in whom lymph node dissection may not have been indicated and was significantly underpowered to demonstrate any benefit in those patients who would be most likely to benefit from lymphadenectomy [29]. A lymph node dissection may remain important for patients who are at increased risk of having lymph node involvement. We suggest performing a lymph node dissection limited to the renal hilum for patients who are undergoing radical nephrectomy in whom nodal metastases are not suspected. Suspected nodal metastases — Extended lymphadenectomy is indicated when nodal metastases are suspected on a preoperative CT scan and there is no evidence of distant metastases. In such patients, extended lymphadenectomy can be curative, and systemic treatment options are generally not curative for regional nodal disease. Cavoatrial tumor involvement — RCC is complicated by tumor thrombus involving the inferior vena cava (IVC) or right atrium in 5 to 10 percent of cases [30]. The extent of involvement is important for staging (table 1) and surgical planning (figure 1). Preoperative magnetic resonance imaging (MRI) is generally the best test to determine the presence and/or extent of cavoatrial thrombus [31,32]. Extension of tumor into the IVC does not necessarily preclude a favorable longterm outcome. Radical nephrectomy with thrombectomy can provide immediate palliation of symptoms and five-year survival rates up to 72 percent, if there are no nodal or distant metastases and tumor does not invade perinephric fat [33,34]. Patients with mobile tumor thrombus rather than tumor directly invading the IVC wall may have a better outcome after extraction of the thrombus (five year survival 69 versus 26 percent in one series) [35]. Simple thrombectomy may suffice for patients with thrombus extending below the major hepatic veins. For thrombi located above the major hepatic veins, cardiopulmonary bypass and hypothermic circulatory arrest may be required for complete resection [33,36,37]. Because of its greater morbidity, this approach should generally be reserved for patients without evidence of distant or nodal metastases. Five-year survival is dismal in patients with distant metastases, and thrombectomy should only be considered in these cases as part of a trial evaluating systemic therapy [38]. Limited evidence suggests that aggressive therapy (radical nephrectomy, thrombectomy, postoperative immunotherapy) may produce long-term survival in some patients with advanced disease [34,39]. A minimally invasive technique for thrombus removal above the hepatic veins has been described [40]. This may reduce perioperative morbidity and mortality, thereby expanding the utility of nephrectomy in this patient population [40]. Two potentially fatal complications of cavoatrial thrombus are thrombus migration and embolization [41]. Intraoperative transesophageal echocardiography may be useful to detect tumor thrombus migration [30]. Preoperative embolization is rare because the tumor thrombus tends to have a "capsule" and does not readily break off small pieces. IVC filters are generally avoided as they need to be placed above the renal veins and if they become blocked, can impair function of the remaining kidney. Heparin has been used in cases where embolization has occurred preoperatively. (See "Pulmonary tumor embolism".) Preoperative angioinfarction — Angioinfarction has been used to reduce vascularity and lower the risk of hemorrhage during nephrectomy with large, marginally resectable tumors [42]. The technique has also been used to control symptoms (bleeding, pain) in patients with unresectable or symptomatic metastatic disease [43]. Several techniques have been developed for embolizing the renal artery [44]. Most patients experience pain, fever, and nausea, which may last for several days following the procedure. Spontaneous regression of metastases is rare following sequential angioinfarction and nephrectomy; in addition, no survival benefit has been observed compared with patients undergoing nephrectomy alone [45,46]. Adjuvant therapy Immunotherapy — The ability of immunotherapy to induce responses in some patients with advanced RCCs has led to the evaluation of various immunotherapeutic strategies as an adjuvant following complete surgical resection. However, multiple randomized trials have not demonstrated a survival benefit in this setting with any form of immunotherapy. (See "Immunotherapy of renal cell carcinoma", section on 'Adjuvant immunotherapy'.) Molecularly targeted therapy — Progress in the treatment of advanced RCC using molecularly targeted agents has led to the initiation of clinical trials to test these approaches for patients at high risk following surgery. Although preliminary studies have demonstrated the feasibility of neoadjuvant treatment [47,48], the use of such agents is not indicated outside the context of a clinical trial. (See "Molecularly targeted therapy for advanced renal cell carcinoma".) NEPHRON-SPARING APPROACHES — Patients with RCCs, particularly those in whom the removal of large amounts of renal tissue would result in the significant loss of renal function, should be managed with nephron-sparing approaches when possible. Options for appropriately selected patients include partial nephrectomy, thermal ablation (radiofrequency ablation [RFA] and cryotherapy), and active surveillance. Partial nephrectomy Indications and outcomes — There are no randomized trials that compare partial nephrectomy with radical nephrectomy. Observational data indicate that the oncologic outcomes are similar to radical nephrectomy, at least for patients with T1 tumors (table 1) [49-53]. This was illustrated by the composite experience in 1454 patients from seven centers [49]. With a mean follow-up of over five years, there were no significant differences in local or distant recurrence rates with T1N0M0 tumors treated with either partial (n = 379) or radical (n = 1075) nephrectomy. Approximately 85 percent of the partial nephrectomies were performed for tumors ≤ 4 cm (ie, T1a), but results in this [49] and other series [51-53] support the use of partial nephrectomy in patients with T1b tumors. In contrast, the oncologic outcomes in patients with T2 or greater disease are uncertain, with some series reporting inferior outcomes [54,55], while one center has observed comparable outcomes in carefully selected patients [56]. Thus, partial nephrectomy has become the standard of care for patients with T1a (≤4 cm) primary tumors, and is an appropriate alternative for those with T1b (>4 to <7 cm) tumors when preserving renal function is an important consideration [2]. Factors that might lead to a particular consideration of partial rather than radical nephrectomy include the presence of bilateral tumors, a tumor in a solitary kidney, or the presence of compromised renal function [49,57]. If nephron-sparing surgery is attempted, intraoperative findings may preclude the completion of such surgery. Most urologists, for example, recommend converting the surgery to radical nephrectomy in cases with renal vein invasion or sarcomatoid histology on frozen section. Up to 15 percent of patients with papillary tumors and 8 percent of those with other histologic subtypes have multicentric tumors [58], which would not be detected with a partial nephrectomy and could lead to recurrent disease. However, reported rates of local recurrence are low (0 to 10 percent) in appropriately selected patients [49,54,57,59-64]. Complications of nephron-sparing surgery are similar to nephrectomy and include urinary fistulae, acute renal failure, the need for temporary or permanent dialysis, and bleeding (7, 6, 5, and 2 percent of cases, respectively, in one series) [59]. Positive surgical margins — The clinical significance of positive surgical margins is unclear, and positive margins do not necessarily imply an ominous prognosis [65,66]. Every effort should be made to ensure negative margins at the time of surgery, but an incidental finding on the final pathology specimen can be managed with careful surveillance [66]. The result of this conservative approach to a positive surgical margin is illustrated by a series of 1390 patients who underwent partial nephrectomy at one of two high volume institutions [66]. If margins were positive at frozen section, reresection or completion nephrectomy was undertaken. Overall, 77 patients (6 percent) had margins that were positive only on the final pathology examination and not by frozen section. These patients were managed with surveillance only. In this series, there was no difference in the five- and ten-year probabilities of local recurrence-free survival compared to those patients with negative margins (98 versus 97 and 91 versus 93 percent, respectively). There also was no difference in the incidence of distant metastases. Adrenalectomy — In most patients undergoing partial nephrectomy, concomitant adrenalectomy should be restricted to those with a suspicious lesion identified on preoperative imaging or to those in whom adrenal invasion is suspected based upon intraoperative findings. The limited role of adrenalectomy in conjunction with partial nephrectomy was illustrated by a series of 2065 patients undergoing partial nephrectomy at a single institution, in which concomitant adrenalectomy was performed in 48 cases (2 percent) [67]. Of these, one patient had RCC directly invading the adrenal, two patients had adrenal metastases, and three had other adrenal tumors. Benign lesions were found in 42 cases (87 percent). Small multiple and/or bilateral tumors — Although bilateral tumors are more common with inherited conditions (eg, von Hippel-Lindau disease, familial papillary RCC), between 1 and 4 percent of patients with apparently sporadic tumors also have bilateral RCCs [68]. For patients who have multiple and/or bilateral tumors, some clinicians advocate waiting until the largest lesion is greater than 3 cm before performing a partial nephrectomy in order to preserve renal parenchyma [69]. Allowing such tumors to grow beyond 3 cm before resection may be detrimental. This size criterion was derived from studies in patients with von Hippel-Lindau disease, in whom preservation of renal parenchyma is critically important because of the high likelihood of additional subsequent renal lesions. (See "Clinical features, diagnosis, and management of von Hippel-Lindau disease", section on 'Renal cell carcinomas'.) During nephron-sparing surgery, the kidney should be carefully examined to exclude a second malignancy. The importance of this approach was illustrated by a series of 112 patients with sporadic renal masses that included 25 with presumed simple cysts identified preoperatively by imaging [70]. Overall, a second lesion was identified and resected in 37 cases. Eight of the 37 second lesions (22 percent) were malignant, including 4 of the 25 (16 percent) with presumed benign cysts. The authors concluded that a partial nephrectomy was still appropriate therapy for these patients, based upon the small size of the additional malignant lesions and the favorable prognosis. Simple enucleation rather than partial nephrectomy has been used as a treatment for T1a RCC (table 1). This approach has been reported to yield comparable results in patients with small tumors, but experience is more limited than with other forms of partial nephrectomy [71]. Although enucleation is reasonable for selected lesions in some patients with von Hippel-Lindau disease, partial nephrectomy with a rim of normal renal parenchyma is preferable. In one series, more than 50 percent of patients with renal cell carcinoma who underwent enucleation ex vivo after radical nephrectomy still had residual carcinoma adjacent to the pseudocapsule [72]. Continued surveillance is required after partial nephrectomy, since patients are at risk for recurrence of the original lesion as well as additional tumors. However, the risk of developing metastatic disease appears to be relatively low as long as the patient is followed carefully. (See "Surveillance for metastatic disease after nephrectomy for renal cell carcinoma".) Bench dissection — The role of techniques such as "bench dissection" in patients with larger or centrally located tumors is unclear [57,73]. One study found that only 6 of 16 patients who underwent initially successful "bench surgery" and renal autotransplantation were eventually free of both malignancy and the need for dialysis [73]. In addition, in patients with tumors invading the adrenal gland or perinephric tissue, partial nephrectomy should be restricted to clinical studies since the incidence of multifocality may be as high as 50 percent. Laparoscopy — Laparoscopic techniques have been used to perform partial nephrectomy for both peripheral and central lesions and in patients with a solitary kidney [74-76]. Seven-year follow-up data suggest that this approach gives results that are comparable to open partial nephrectomy [74,75]. This procedure is technically difficult and should be restricted to physicians with extensive experience using this approach. In patients with a solitary kidney, an open approach may be preferred, because laparoscopic surgery has been associated with a longer warm ischemia time and a higher incidence of complications [77]. Superselective embolization of the tumor may reduce the risk of bleeding, thus facilitating a laparoscopic approach [78,79]. This approach is experimental. Positive margins have been identified in 2 to 3 percent of patients on the final pathology following laparoscopic partial nephrectomy [65,80]. The significance of this finding and whether or not additional treatment is required remains uncertain [65]. Thermal ablation techniques — Thermal ablation techniques, including radiofrequency ablation (RFA) and cryoablation, permit percutaneous tumor treatment without open surgical intervention. Both approaches are limited by the absence of pathologic confirmation of the diagnosis or the diagnostic accuracy possible with a small sample from a needle biopsy. A nondiagnostic biopsy at the time of ablation does not exclude the possibility of RCC [81], and careful followup is indicated [82]. There are no randomized trials comparing these approaches with surgery. RFA cryoablation are discussed separately. (See "Radiofrequency ablation and cryoablation for renal cell carcinoma".) Active surveillance — The development and widespread use of improved imaging modalities (MRI, CT) has led to an increased detection of smaller lesions. The natural history of these smaller solid renal masses can be quite variable. (See "Evaluation of a solid renal mass", section on 'Natural history'.) For individuals with small lesions and significant comorbidity or a short life expectancy, active surveillance may be an appropriate alternative to immediate treatment [2]. The potential utility of active surveillance was illustrated by a single-institution retrospective series of 212 patients [83]. The median patient age was 71 years, and the median Charlson comorbidity index was 3 (table 2). The median tumor size and growth rate were 2.8 cm and 0.34 cm/year. At a median follow-up of three years, active surveillance had been terminated in 15 patients (7 percent), four of whom developed metastases and 11 required treatment. POSTTREATMENT SURVEILLANCE — The optimal surveillance strategy after potentially curative treatment for RCC has not been well studied. Follow-up should be based upon the most likely sites and timing of metastases. (See "Surveillance for metastatic disease after nephrectomy for renal cell carcinoma".) INFORMATION FOR PATIENTS — Educational materials on this topic are available for patients. (See "Patient information: Renal cell carcinoma (kidney cancer)".) We encourage you to print or e-mail this topic review, or to refer patients to our public web site, www.uptodate.com/patients, which includes this and other topics. SUMMARY AND RECOMMENDATIONS — Surgical resection remains the preferred approach for patients with stage I, II, or III renal cell carcinoma (RCC) (table 1). The choice of radical or partial nephrectomy is based upon multiple factors, including the stage and location of the tumor, whether multiple tumors exist, the presence of either a solitary kidney or a concurrent disorder associated with multiple RCCs (eg, von Hippel-Lindau disease), and underlying renal function [2]. Both open and laparoscopic approaches can be used for either radical or partial nephrectomy. (See 'General considerations' above.) For patients with stage I, II, or III RCC without comorbidity precluding resection, we recommend definitive therapy rather than active surveillance or a lesser approach (Grade 1A). Surgical resection is the standard approach for definitive therapy. This approach has been shown to offer a high-probability of long-term disease-free survival. There are insufficient long-term follow-up data from ablative procedures to establish the equivalence of these approaches. (See 'Stage I and II disease' above and 'Stage III disease' above.) - For patients with a T1a (≤4 cm) primary tumor, we suggest partial nephrectomy rather than radical nephrectomy (Grade 2C). This approach maximizes the preservation of renal parenchyma and thus decreases the risk of chronic kidney disease. Radical nephrectomy is an appropriate alternative when partial nephrectomy is not technically feasible. (See 'Stage I and II disease' above and 'Partial nephrectomy' above.) - For patients with a T1b (>4 and <7 cm) lesion, we suggest radical nephrectomy rather than partial nephrectomy (Grade 2C). Partial nephrectomy may be preferred when there is an increased risk of renal insufficiency. (See 'Stage I and II disease' above and 'Radical nephrectomy' above.) - For patients with large tumors and when there is evidence of invasion into the adrenal, renal vein, or perinephric fat, radical nephrectomy has been the most widely used approach and remains the preferred procedure. Involvement of the inferior vena cava with tumor is not a contraindication to radical nephrectomy. (See 'Radical nephrectomy' above.) - For patients undergoing radical nephrectomy but without preoperative evidence of lymph node involvement, we suggest limiting the surgery to resection of lymph nodes at the renal hilum (Grade 2C). (See 'No suspected nodal metastases' above.) - For patients with suspected involvement of abdominal lymph node involvement, we recommend a standard radical nephrectomy with retroperitoneal lymph node dissection rather than radical nephrectomy alone (Grade 1B). Many patients with suspected lymph node involvement may have only inflammation present in these nodes. Furthermore, lymph node dissection is curative in a significant number of these patients. (See 'Suspected nodal metastases' above.) For elderly patients and those with significant comorbidities that increase the risks of surgery, we suggest surgical resection rather than cryoablation or radiofrequency ablation (Grade 2C). - Cryotherapy and radiofrequency ablation are appropriate alternatives, depending upon the assessment of the overall patient's condition. However, the long-term risk of local recurrence has not been fully defined. (See 'General considerations' above and "Radiofrequency ablation and cryoablation for renal cell carcinoma".) - When the individual has a markedly decreased life expectancy or a very high risk of complications with active intervention, active surveillance may be an option for those with a small lesion. (See 'Active surveillance' above and "Evaluation of a solid renal mass", section on 'Natural history'.) 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