The State University of New York At Potsdam PARENTAL INVOLVEMENT IN CHILDREN’S EDUCATION By Ashley Ann Wanke A Thesis Submitted to the Faculty of Education In Partial Fulfillment of the Requirements for the Degree Masters in education Potsdam, New York 14 – January, 2008 This thesis entitled Parental Involvement in Children’s Education By Ashley Ann Wanke Has been approved for the Department of Education _________________________________ Advisor ______________ Date _________________________________ Department Chair ______________ Date _________________________________ Director of Graduate Admissions ______________ Date The final copy of the above mentioned thesis has been examined by the signatories and found to meet acceptable standards for scholarly work in the discipline in both form and content. 2 PERMISSION TO COPY I grant The State University of New York College at Potsdam the non-exclusive right to use this work for the University’s own purposes and to make single copies of the work available to the public on a not-for-profit basis if copies are not otherwise available. _____________Ashley Ann Wanke___________ ____01-14-2008____ Date 3 Abstract Parent involvement has been shown to be an important variable that positively influences children’s education. In spite of this, many parents do not appear to be getting involved in their children’s education. This lack of involvement may have a negative impact on student performance in and out of the classroom and ultimately effect their continuing educational development and success. Teachers need to play a major role in connecting classrooms, homes, and schools. 4 CHAPTER ONE Problem Statement According to the research of Epstein (2001) children learn and develop through three overlapping “spheres of influence:” family, school, and community. Students who have support from their parents at home show better performance at school, while students lacking support are struggling. Getting parents involved in the education of their children appears to be a crucial factor for the continuing educational development and success of children in school. Although numerous research studies have been done concerning this issue in education, additional research is indicated. Purpose Statement The purpose of this research project is to gather more information on parental involvement in education. In doing so, the researcher hopes to learn and grow from the information gathered by this study. By doing this research study, information concerning teachers and their own practices in the classroom will be obtained. This information will enable the teachers/researchers to observe the dynamics of their own classroom, while investigating how to develop parental involvement in their students’ education. Encouraging parents to get more involved by helping their children learn at home, will also benefit the larger school community. By the end of this study, we hope to “enhance the lives of children as well as the lives of professionals” (Mills, 2007, p. 10). Research Question The following research question will guide the study: How can parents be involved in their child’s education? 5 Rationale Parental involvement may be an essential factor in the development of the foundation in children’s education. In spite of this, many parents do not appear to be getting involved in their children’s education. This lack of involvement may have a negative impact on student performance in and out of the classroom and ultimately effect their continuing educational development and success. Teachers need to play a major role in connecting to the larger school community. This study will gather information about effective parental involvement strategies and then use this information to develop an action plan to utilize these strategies in classrooms, homes, and schools. Definitions of Terms 1. Parental involvement- Parents help children meet the satisfactory level of academic standards by interacting and being parts of their education. This can be observed when parents assist with homework, when parents motivate and encourage their children, when parents participate in school functions and when parents interactively communicate with teachers. 2. Larger school community- includes interaction among students, teachers, and parents 3. Developmental education- the academic and personal growth through teaching to improve children’s skills in order to be successful 4. Student performance- what students achieve at school based on their behavior and academics 6 5. Active involvement- being involved with children in ways that include face to face interactions such as tutoring, working on homework with children, and reading with children 6. Passive involvement- being involved with children in inactive ways such as providing a proper environment, providing school supplies for the child, and making sure the child attends school Assumptions The following assumptions were made concerning teachers’ views of parental involvement: 1. Teachers believe that students should be educated at home as well as at school. 2. Teachers need additional information on parental involvement. 3. Teachers believe that different home environments effect parental involvement. 4. Teachers believe that other educators will find this study important. 5. Teachers want to achieve their full potential as well as the potential of their students. 6. Teachers need and want feedback about their performance as professionals. 7. Working together enriches professional development. 8. All teachers want to improve. Limitations The study will be limited by the following limitations: 1. The research is limited by the personal bias of the researchers. 2. Time will be limited to three months as this is a requirement for a college course. 3. Researchers in this study are not yet permanently certified as teachers. 7 4. The knowledge, skills, and abilities of the researcher are limited. Delimitations This study will be further defined by the following delimitations: 1. Research will only focus on parents, teachers, administrators, and students affiliated with K through 6th grade. 2. This research will only draw from teachers and administrators in the Massena Central School District. 3. Research will only focus on two schools in Northern New York State. 8 CHAPTER TWO Problem Statement Parent involvement has been shown to be an important variable that positively influences children’s education. More and more schools are observing the importance of parental involvement and are encouraging families to become more involved. Due to this recent trend, it has become essential to understand what is meant by parent involvement and in what ways it has an influence on children’s education. This review of the literature will examine parental involvement from the following perspectives: effective forms of parental involvement, positive effects of parental involvement, barriers, parents, parental involvement programs, and common characteristics of parental involvement programs. Effective forms of Parental Involvement An effective form of involvement is presented by Epstein’s model. Epstein (2001) discusses how children learn and develop through three overlapping “spheres of influence:” family, school, and community. These three spheres must form partnerships to best meet the needs of the child. Epstein defines six types of involvement based on the relationships between the family, school, and community: parenting (skills), communicating, volunteering, learning at home, decision making, and collaborating with the community. Epstein emphasizes that all of these six types of involvement need to be included to have successful partnerships. Another effective form of involvement presented by Hoover-Dempsey and Sandler (1995) includes out of school or home-based partnerships as well as school-based 9 activities with parents and children. They discuss that when parents get involved (going to school events, helping with homework) children’s schooling is benefited. Benefits include knowledge, skills, and confidence. Harvard Family Research Project (HFRP) (2006) believes that children must have a range of learning environments around them, or complementary learning. Such learning environments include family, early childhood programs, schools, out-of-school time programs and activities, libraries, museums, and other community-based institutions. HFRP believes that complementary learning will provide a linking of consistent learning and development. This linkage is similar to that of Epstein’s (2001) spheres of influence. HFRP linking of community and Epstein’s spheres of influence are similar that they each incorporate community, school and family so that they all effect one another. In Cotton’s (2001) book, The Schooling Practices That Matter Most, there are signs that the most effective forms of parental involvement are those where parents’ work directly with their children. Programs that show the most effective results include tutoring, working on homework with children, and reading with children. These active forms of parental involvement have had a greater impact on achievement than passive forms of involvement. Passive forms of parental involvement have still been shown to improve children’s achievement, so they are better than no parental involvement at all. The book expresses another effect of parental involvement is shown when the parent intervenes at an early age. The earlier in a child’s life that the parents become involved, the greater the effects will be on the child’s educational process. The effectiveness of this approach has been shown through various childhood education 10 programs such as Head Start. According to studies done by Reutzel and Cooter (1996) positive effects on parental involvement were shown to increase when choices were provided to the parents. The schools that offered a variety of ways for parents to get involved had an increased effect on student achievement. Giving parents various methods or activities to involve them in their children’s lives, increased the willingness and ability of parental involvement. This increase in parental involvement has shown a consistent, positive relationship in students’ achievement and development in school. Positive Effects of Parental Involvement Research has indicated that parental involvement improves components of children’s education such as daily attendance, cognitive and social skills or achievement, behavior and attitude, confidence, and motivation (e.g. Cotton & Wikelund, 2001; Epstein, 2001; ITS, 2004, Sheldon, 2003). Positive Effects on Attendance Many studies of students at all grade levels show that students with high attendance rates are less likely to drop out of school and are more likely to achieve at high levels and graduate from high school on time. In other words, students learn more and are more successful if they have good attendance. With attendance being so crucial and such an important issue in education, it has become a major objective for schools. In 1996-97, the National Network of Partnership Schools invited various schools to investigative a “Focus on Results” study. The aim was to learn whether and which family and community involvement activities affect student attendance. Twelve elementary schools were examined for this study. Each school was noted for their prior level of 11 attendance then several family involvement activities were put into place. They resulted in significantly increased rates of daily attendance, reduced chronic absenteeism, or both. This investigative study proposes that schools can improve or uphold good attendance by executing family and community involvement activities (Epstein, 2001). Positive Effects on Behavior and Attitudes In Cotton’s (2001) book there was information on The National Network of Partnership Schools conducted another “Focus on Results” study to learn whether school, family, and community partnerships improve student behavior and attitudes at school. There were two rounds of data collection involving forty-seven schools. The schools were from a variety of locations including urban, suburban, and rural areas. Seventy three percent of the schools were elementary and 27% were middle and or high school. Before the partnership program was put into place, information was collected from the schools. The quality of their partnership programs, their use of family and community involvement practices, and also occurrences of student discipline actions were examined in depth. After great analysis from one year to the next with improved quality of their partnership programs, the study demonstrated lower levels of students involved in school discipline actions. More specifically, the schools that improved their partnership programs had fewer students who were sent to the principal, received detention, and who received in-school suspensions. This research and findings recommend that larger school relationships help improve students’ behavior in school. Positive Effects on Cognitive and Social Skills or Achievement 12 Many studies highlight the point: parent participation in education is very closely related to student achievement. A Stanford study found that using parents as tutors brought significant and immediate changes in children's I.Q. scores. Other research projects found that community involvement correlated strongly with school wide achievement and that all forms of parent involvement helped student achievement. The Home and School Institute (1985) concluded that parent tutoring brought considerable improvements to a broad array of students. Barriers Socioeconomic status Socioeconomic status has been recognized as an influential factor concerning parental involvement. “The Coleman (1966) report, which stated that the best predictor of student achievement is the socioeconomic status of the parents, led to a flurry of investigations on student achievement” (Bulach, et al., 1995) Muller(1991), in Schneider and Coleman, (1993) stated that several researchers have found that parent qualities typically associated with socioeconomic status are positively related to parental involvement. For example, Lareau (1987) found that upper middle class parents were typically engaged in school activities and influential in school decision, while working class parents took on a more supportive role with respect to their involvement with their children’s school. As a result of his personal experiences, reading, and research, Motsinger (1990) asserted that “the developers of Teacher Expectation Student Achievement (TESA) workshops found that teachers do tend to give high achieving students more attention than those who lag behind” (p.5). Underachieving children feel disliked by the instructor. 13 Parents then feel, “it is because we are poor (p.5).” and resentment grows. According to Brantliner and Guskin (1987), some low income parents feel schools discourage their involvement and view them as the problem, and they believe that stereotypes of poor parents as inadequate care givers and uninterested in their children’s education persist among educators. Although low income families may feel unneeded or unable to be involved with their children’s school, Henderson (1988) states that children of low income families benefit the most when parents are involved in the schools and parents do not have to be well educated to make a difference. Cultural background The cultural background affects the relationship between home and school. As cited in Rudnitski (1992), Litwak and Meyer (1974) found that “parents from racial, ethnic and cultural minorities, especially those of low socioeconomic status, tend to feel less affinity for the school than those in the mainstream middle class” (p.15). This shows that schools in the United States have different values than those of the family as well as inability to communicate with culturally diverse families effectively. Also in Rudnitski (1992), Liontos (1991) writes that Low income, culturally different parents have traditionally been marginalized through an inability to communicate with schools and through the inflexibility of the school as an institution. This tradition has fostered the feelings of inadequacy, failure, and poor self-worth which are cited as reasons for low participation of parents from marginalized groups (p.15). 14 It is proven in this research that these traditions of ineffective communication and cultural differences are the factors that prevent parents from becoming involved in their children’s education. Language A language barrier happens when a lack of English proficiency prevents communication between immigrant families and the school system. Ascher’s (1988) work discussed the language barrier that affects Asian/Pacific American parents. Since English is not the native language of this group, parents think their language skills are so poor that they cannot be useful as participants in assisting their child in school. “Involving parents from any background is no easy task and in light of cultural and language differences, linguistic minority parents present a special challenge” (Constantino, et al., 1995, p.19). In a study by Zelazo (1995) it was found that more English than Spanish speaking parents are involved at the school site as volunteers and in attending school meetings. “Parents whose English proficiency is limited may find it difficult or intimidating to communicate with school staff or to help in school activities without bilingual support in the school or community” (Violand-Sanchez, 1993, p.20). Lack of language skills became an intimidating factor when parents and schools could not communicate effectively. Parent literacy Students cannot expect parental support in their home schooling when their parents are not literate. As stated by Liu (1996), “Students’ academic performance at school is closely related to the family literacy environment and their parents’ educational levels” (p.20). Children need families that can provide literacy rich environments that 15 often foster readers in the school (Edwards, 1995). Unfortunately, not all students can have literacy rich environment at home because many parents did not receive an adequate education and therefore are unable to provide academic support for their children. This issue is severe with many parents whose English proficiency and education level is low (Liu, 1996). Parents who dropped out of school needed to support the family or care for siblings. Limited schooling impaired parental help on homework beyond the primary level. A compound problem exists when the dominant language in the home conflicts with assignments in English (Finders and Lewis, 1994). If parents are not literate, they cannot assist their children with school work at home. Family structure These days, the changing structure of the family affects parental involvement and student achievement. According to Lee (1991) the structure of the American family has undergone significant changes over the past thirty years, and as a result of this, it is clear that many children experience multiple family compositions resulting from the transitory nature of the modern family. Students who have complete families may have problems that effect parental involvement, but according to Motsinger (1990), “having two parents will give a student a 200% better chance at success in school.” This does not mean that students who do not have two parents cannot succeed, but they have a more difficult time or have to struggle harder to succeed. Working parents I found that working parents can still participate in parental involvement programs, but it is harder than those who do not have a job. Unfortunately, many parents hold down two or three jobs in order to cope with economic realities, and quite frequently 16 work schedules prevent these parents from attending meetings and other events at the school (Onikama, 1998). According to King(1990), “in the United States, more than half of the women with children under six years of age are in the labor force” (Onikama, 1998, p.21). How can educators effectively involve working parents in children’s education, especially in families where both parents are working, is a major issue today. As stated by Onikama (1998), working class parents want their children to do well, but tend to give educational responsibility to the teacher. Teacher attitudes Teacher attitudes can be one of the barriers in parental involvement. According to the State of Iowa Department of Education (1996), “School staff interest may vary in terms of commitment to family involvement, and may generate mixed messages to parents” (Onikama, 1998, p.2). Many schools believe that classroom learning is best left to the professors. They also argue that involving parents is a time consuming “luxury” that places yet another burden on already overworked teachers and principals (Henderson, 1988). These worries make parents feel that the teachers don’t want them around, which drops off the level of parental involvement. Parents When discussing parental involvement, the most commonly appearing-word will be “parents”. Before introducing parental participation strategies, it is necessary to define the meaning of “parents”. As Lockette (1999) mentions, “When we use the term ‘parents’ involvement, we need to remember that ‘parent’ can also mean other adults who play an important role in a child’s life” (p.1). Lunts (2003) includes parents, guardians, stepparents, siblings, members of extended family, and any other adults who might carry 17 the primary responsibilities for a child’s health, development and education into the meaning of “parents”. In the article by Bal and Goc (1999), they indicate that: Numerous methods to increase parent involvement have been suggested. Such strategies include increasing communication between teacher and parents, involving parents with limited English proficiency, providing information regarding how parents can enhance learning at home, and encouraging parental academic engagement at home (p. 17). In spite of this fact, many teachers still show their concerns about the lack of parental involvement at schools and its negative effects on students’ academic performances on grades. Parents are also dissatisfied that they are not well informed about their students’ behaviors or test grades conducted in the classroom and admit that they are not actively involved in these school activities and it affects on their own students’ performance. Knowing about the most state-of-the-art strategies of parental involvement and taking them into practical actions are essential not only for parents and their students but also for everybody who is involved in education such as teachers, educators, practitioners, and community. Parental Involvement Programs Preschool Programs Rioux and Berla (1993) indicate in their book, Innovations in Parent and Family Involvement, that: In the nearly thirty years since Head Start’s beginnings, the unparalleled establishment and expansion of new programs for 18 very young children underscores how much it has become fixed in the public mind that young children – all young children – must have the services and support they need if they are to develop fully (p. 11). Different kinds of preschool programs are created and developed: “Head Start”, “Parents as Teachers”, “Even Start Program”, “Family Education Program”, and “Home Instruction Program for Preschool Youngsters”. Major components for these programs are “Home Visit”, “Parent Classes including GED”, “Family enrichment activities” and “Early Childhood Education”. Each program has slightly different goals and systems based on its community’s needs and the level of living conditions, but there are two common goals for the preschool programs. One of the most popular and well-known program is the Head Start. Rioux and Berla (1993) mentions in the book that “The goals of the Head Start Program are to provide comprehensive educational services for preschool-age children and their families and to improve the nutrition and physical and mental health of the children and their families” (p.17). Besides focusing on children’s education and development, another common characteristic of the preschool programs is that “Parenting” and “Employability”. In the “Even Start Program”, it well explains about “Parenting” as below: Once a week, an Even Start Family Mentor visits the home in order to assist the parents in learning how to provide educational experiences for their preschool-age children. The visit begins with a general conversation about what is going on in the home with the family. A story is read by the 19 mentor or parents to the children. Language lessons are designed for the educational needs of each family (p.34). Through the “GED Program”, “ESL (English as a Second Language), and “Plan Now Families”, parents are able to receive various sources of help depending on their needs. The book indicates that “Volunteers trained by the Larimer County Adult Literacy Coalition conduct classes to prepare parents who have not graduated from high school for the GED test.” Hispanic families get ESL classes and the schools have a chance to help parents who are working in low-income jobs look for a better job after completing necessary job trainings. In spite of these advantages, most programs are suffering from the lack of budget and participation from the majority of the low-income families. “Lack of transportation”, “limited media opportunities” are prevalent barriers for these programs. Programs in Elementary schools The elementary schools are the place where the most active parent-teacher involvements take place. Rioux and Berla (1993) say that “It is hoped that the training for more parent involvement at the elementary school level will carry over into middle school and high school where parent participation tends to decline” (p. 81). Parents as Educational Partners, Parent Institute for Quality Education, and Parents, Teachers & Children Working Together are the part of those examples and Parent Coordinator, Parent Meeting, and Parent Volunteers are played roles as one of the major components” (p. 62 - 65). One of the successful programs is the Family-School Meetings and the book puts different types of problems by indicating the positive effect of the program as: 20 The Family-School Workshops are also considered an effective way of dealing with problems individual students may be having. At the beginning, there was opposition from both teachers and parents to having students present at the meetings. Both groups were accustomed to talking about the child’s problems without his/her presence. As parents and teachers see the positive outcomes of this process, as they see that the child’ problem is alleviated, they become supportive of the process” (Rioux and Berla, 1993, p.88). One of the distinguished features of the Elementary Programs is that Parents’ roles are emphasized in many aspects. As briefly mentioned in the book, Parent Coordinator is mainly “One of the supports for the parents: orienting new parents to the school, assisting parents with a concern or complaint to resolve the situation, and placing all volunteers” (Rioux and Berla, 1993, p.96). Parents are also encouraged to be involved in making decisions or organizing and monitoring school systems though the chances of various workshops and committees. Committees include “Fund Raising, Hiring, Curriculum, Program Evaluation, Building and Grounds, Bilingual, School Literary Magazine, Arts Collaborative, and Race and Class” (Rioux and Berla, 1993, p. 94). Another aspect of elementary programs is to focus on immigrants and parents who did not get proper education to help their children’s works with the proficiency level of English. For example, the Families Together program in Oakland, California provides many programs for immigrants and refugees. They support them with ESL Classes, Primary Language and Literacy Support, and special services such as translation, providing interpreters between families and schools, and referrals for legal help and 21 social and mental health services. The last aspect of parent involvement programs is that the more parents are involved, the better performance students show at schools and the better relationships between teachers and parents. In FOCUS -Focusing our community and uniting for success in Wapato, WA, outcomes and evaluations are made by saying that: Changes in teachers’ attitudes and behavior have been noticed. Staff members are more cordial – they assist, welcome, or smile at parents who are in the school. The bilingual teachers who do the presentation in Spanish at the FOCUS meetings have developed some very good relationships with the Hispanic parents (Rioux and Berla, 1993, p.152). In one of Rioux and Berla’s research programs, Sterne Brunson School Development Program, he/she says that: Teachers’ attitudes are changing toward more acceptance of parents’ strengths and weaknesses. Many teachers go to their students’ homes to find out why a child is not in school. Parents feel more at ease in the school; they no longer feel inferior to the teachers, who are open and responsive to them. Parents attend and speak at school board meetings more frequently than in the past. Improvement in students test scores and in social behavior has bee evident partly as a result of this program (p. 128). However, still many programs experience insufficient funds, so most of them depend on replying on funds from local businesses and organizations. PTA – National Standards for Parent/Family Involvement Programs 22 According to the PTA (Patent-Teacher Association) website (www.pta.org), they introduce themselves as the “Best Resource for the Parents” as below: As the largest volunteer child advocacy association in the nation, National Parent Teacher Association (PTA) reminds our country of its obligations to children and provides parents and families with a powerful voice to speak on behalf of every child while providing the best tools for parents to help their children be successful students (The National PTA www.pta.org. (n.d) Retrieved from http://www.pta.org/about_pta.html). The PTA provides nine diverse programs to the schools and parents through the national-wide, state-wide or local associations and organizations as below: 1) PTA Goes to Work - provides youths with chances of experiencing “valuable resources for employment, training, and career information”. 2) Building Successful Partnerships – is one of the PTA’s parent involvement programs and its purpose is to provide schools and parents with updated information about child’s development and education. The trained presenters deliver speeches or presentations around the nation throughout the year and since 2000, over 800 presenters completed this program though the PTA. 3) Parent Involvement Schools of Excellence Certification – is a program for schools to be certified in parent involvement programs “based on the National Standards for Parent/Family Involvement programs”. If other schools are interested in benchmarking this program, it is helpful for them to use these outcomes to enhance their programs. 23 4) Reflections – PTA’s Official website explains about “Reflections” that: The annual arts program allows more than 700,000 children and youth to express themselves through musical composition, photography, visual arts, and literature. For many school districts with limited funding, this program provides great value to the students and school community at no cost to the district” (http://www.pta.org/local_leadership_subprogram_1116958614281.html). 5) Phoebe Apperson Hearst-National PTA excellence in Education – the purpose of this program is to encourage local PTAs to award its efforts and ongoing contributions in parent-teacher involvement programs. 6) Back-To-School – offers students and parents to be familiar with changes in school systems and be ready for the next school academic year. 7) After School – enriches students to make-up their academic weaknesses or overcome difficulties through resources and extra helps from teachers and educators. 8) Teacher Appreciation Week – is for encouraging teachers who are the main resource for students’ success and for having a chance of appreciating their efforts and contributions in every spring. 9) School/Community Workshops – covers various topics such as bullying, drug abuse, child’s nutrition and prevention of school violence to help parents and communities be aware of its dangers and solutions. The National PTA programs are made based on “The National Standards for 24 Parent/Family Involvement Programs”. Six standards are 1) Communicating, 2) Parenting, 3) Student Learning, 4) Volunteering, 5) Decision Making and Advocacy, and 6) Collaborating with Community. Lockett (1999) summarizes these six standards as below: 1) Communicating – Lockette (1999) mentions in her article that “Communication between home and school is regular, two-way, and meaningful. Communication is the foundation of a solid partnership. When people communicate effectively, positive relationships develop and greater progress can be made”. Communication occurs between “parents and teachers”, “parents and school administrators”, and “parents and community” through conferences, workshops, and “Back-to-School Night” (p. 4). 2) Parenting – in Lunt’s article, She (2003) gives very clear definition of parenting by saying that: This category includes the basic responsibilities of families – such as providing housing, health care, nutrition, clothing, and safety, and creating home conditions that support children’s learning (e.g., purchasing necessary books and other school supply, providing a place to study, etc.). Parenting also implies that parents are warm and responsive to their children, communicate with them and support their development (p. 2). 3) Student Learning – “Many parents want to help their children with homework and school projects, but they just don’t know what is most helpful or appropriate” (Lockett, 1999, p. 4). Therefore, teachers and schools help parents know how to 25 “foster learning at home”, “monitor homework and progress”, and “give feedback to teachers” (p. 4). 4) Volunteering – volunteering can be the most effective and convenient way for parents to be involved in school participation. Many schools and teachers want parents to be actively involved with school events and this is more stressed in the elementary school levels. In the book, Innovations in Parent and Family Involvement, Rioux and Berla (1993) indicates that: In the addition to traditional activities such as providing support services for various school events, tutoring, and assisting in the classroom, parents are actively involved in decision making, serving on school committees, and being consulted regularly on all aspects of school governance (p. 70). 5) School Decision Making and Advocacy - Lockett (1999) emphasizes the important of parents participation in decision-making and support for school governance by saying that: Parents should be partners in collaborative decision-making processes on all issues affecting students – from school curriculum and course selection, to discipline policies and overall school reform goals. The most important factor in effective decision making is building a foundation of trust and respect between educators and parents (p. 5). For example, Advocate Training Program offers a chance for parents to know about proper ways to understand school policies and how to advocate school systems and disciplines. 26 6) Collaborating with Community - Lockett (1999) says that “Community resources are used to strengthen schools, family, and student learning” (p. 6). However, many parents do not know how to efficiently use these sources; schools should provide opportunities for them through workshops or fairs. Inviting businessmen or seniors who are skillful in certain areas or taking students to the real job field and giving experiences of work are good examples of collaborating with community. Connecting Family and School by Using Telecommunication Technologies Lunts (2003) insists that “Web technology has much more potential to establish better family-school interactions” (p. 7). Since internet is getting the most convenient and best way to communicate and interact with others, modern schools cannot avoid adopting this technologies and try to create more effective ways to reach out parents and communities. According to Lunts’ article (2003), “Hot lines and help-lines, Automated calling systems, Voice mail and voice messaging systems (VMS), E-mail, and Cable channels and teleconferencing” (p. 3) are these examples. These technologies have many advantages. First, technology can be more convenient than other traditional ways, such as Home Visits and Parent Conferences to involve parents in school. Internet or e-mails are common ways to communicate and parents are also familiar with the use of these technologies. It does not require much effort to use technology, therefore, even busy parents can easily participate in school surveys or on-line conferences. Secondly, these technologies are easy to operate, so most parents, including seniors, are able to use these systems easily. Schools first should instruct directions and instructions to parents, but once these systems are set up, teachers 27 and parents can freely communicate without the usual concerns about scheduling. This efficiency helps both schools and parents save expenses as well as time in the long term and help develop a better relationship between schools and parents. Bauch (n.d) indicates that “Among the advantages of VMS is that they are able to provide almost universal (available to most families) and frequent communication between schools and families, two ideal qualities of family-school connections” (p. 3). However, in spite of the fact that schools and parents are well aware of its efficiency and necessity of using modern technologies, still many concerns remain. First, the first disadvantages (with the exception of teleconferencing technology), is that telecommunication technologies cannot support the richness of face-to-face interaction (Bauch, 2000). Limited languages can be a problem in most international cities. If a classroom is extremely multicultural, a teacher may not be able to provide messages in all languages spoken by families (McAfee, 1997). Expenses are a big barrier for most school districts. Even though e-mails and internet are prevalent, installing and maintaining these systems or databases need a lot of costs. Moreover, in case of the online conferencing or cable channels, as Lunts (2003) indicates, this type of communication is not widespread. Common Characteristics As common characteristics of parental involvement programs, Rioux and Berla (1993) come up with ideas such as Charismatic Leader, External Model, and Funding. Especially, in case of a leader, Rioux and Berla (1993) say that “These charismatic leaders energize others and form staffs who want to be trained, work hard, and serve families” (p. 330). Secondly, “developing parents’ educational, employment, language, 28 and social skills” (Rioux and Berla, 1993, p. 333) should be emphasized. Rioux and Berla give us a clear example by saying that: The child’s view of himself/herself is greatly influenced by the things that are going well or poorly in his home. If his parents are unemployed, underemployed, poorly educated, and socially isolated, the self-esteem, motivation, and optimism of the student about school and the future are affected (Rioux and Berla, 1993, p.333). Most programs emphasize the importance of early childhood by believing that “quality efforts at an early age will yield the largest gains in the future” (p. 334). Therefore, many programs are designed to focus on improving interactions between young children and their parents. Educating parents and involving them in the schools are one of the common characteristics of parental involvement programs. Besides providing ESL classes or GED classes who need further education, teaching parents about the qualities of being good parents and helping them to be more involved at schools are very important factors of having successful programs. It also implies the parents’ more active participations in governing schools, rather than school-dominant decision making processes. Summary Many researchers have identified effective parental involvement programs: Epstein (2001) defines six types of involvement that are effective forms of connecting the larger school community: parenting (skills), communicating, volunteering, learning at home, decision making, and collaborating with the community. HooverDempsey and Sandler (1995) include out of school or home-based partnerships as well as 29 school-based activities with parents and children. Harvard Family Research Project (HFRP) believes that effective parental involvement includes children having a range of learning environments around them, or complementary learning. Cotton’s (2001) book, The Schooling Practices That Matter Most, suggest the direct help from parents is a major benefit over passive learning. The research reviewed for this study has indicated that parental involvement improves components of children’s education such as daily attendance, cognitive and social skills or achievement, behavior and attitude, confidence, and motivation. Many studies have been conducted that illustrate this information such as a study done by Reutzel and Cooter (1996) and “Focus on Results” done by the National Network of Partnership Schools (1996). As barriers that block parental involvement, there are several aspects of obstacles: the socioeconomic status has been recognized as an influential factor concerning parental involvement. The cultural background also affects the relationship between home and school. As cited in Rudnitski (1992), Litwak and Meyer (1974) found that “parents from racial, ethnic and cultural minorities, especially those of low socioeconomic status, tend to feel less affinity for the school than those in the mainstream middle class” (p.15). Parents’ lack of English proficiency prevents communication between immigrant families and the school system. Parents’ academic level affects students’ school performance and family structure like working parents play a role as struggles that today’s parental involvement has. Besides parents’ problems, teacher inactive attitude also drop off the level of parental involvement. 30 Understanding parental involvement can reach further to the broad range of parents and teachers. They are not only restricted in biological parents and home-room teachers, but also a group of people involved in a child’s education and development can be understood in parent-teachers involvement programs. Parental involvement programs are getting developed in more productive and parents’ friendly ways. Still programs mainly focus on the child’s early education, but many different approaches are used to reach up to middle, high school, and even districtwide communities. Many schools are trying to put efforts in developing relationships between parents and schools by using electronic methods such as e-mails, voice mail systems, and on-line conferences. Most parent involvement programs have common characteristics such as enthusiastic leaders, educating and involving parents in the schools with necessary support for them, and paying attention to the early age children. It still has a long way to go, but as many scholars indicate, the more the schools have parents involved, the better children we have in the future. 31 CHAPTER THREE Problem Statement According to the research of Epstein (2001) children learn and develop through three overlapping “spheres of influence:” family, school, and community. Students who have support from their parents at home show better performance at school, while students lacking support are struggling. Getting parents involved in the education of their children appears to be a crucial factor for the continuing educational development and success of children in school. Although numerous research studies have been done concerning this issue in education, additional research is indicated. Purpose Statement The purpose of this research project is to gather more information on parental involvement in education. In doing so, the researcher hope to learn and grow from the information gathered by this study. By doing this researcher study, information concerning teachers and their own practices in the classroom will be obtained. This information will enable the teachers/researchers to observe the dynamics of their own classroom, while investigating how to develop parental involvement in their students’ education. Encouraging parents to get more involved by helping their children learn at home, will also benefit the larger school community. By the end of this study, I hope to “enhance the lives of children as well as the lives of professionals” (Mills, 2007, p. 10). Research Question The following research question will guide the study: 32 How can parents be involved in their child’s education? Participants For the purpose of this study, the participants will be administrators and elementary education teachers in grades K, 3rd, and 5th. The participants will be both males and females from schools in Northern New York State and will only draw from Madison and Nightengale Elementary Schools in the Massena Central District. This district is in a rural area consisting mostly of dairy farmers or Alcoa/GM workers. Criteria for selection of participants Participants will be selected based on the following criteria: 1. The teachers will have knowledge and skills in the elementary educational field in a Northern NY State public school. 2. The principals will have knowledge and skills in the elementary administration field in a Northern NY State public school. 3. Ultimately, willingness to participate in this study will be the determining factor. Methodology This study will use Teacher Action Research methodology as defined by Mills (2003). Mills defines Action Research as: Any systematic inquiry conducted by teacher researchers, principals, school counselors, or other stakeholders in the teaching/learning environment to gather information about how their particular schools operate, how they teach, and how well their students learn. This information is gathered with the goals of gaining insight, developing reflective practice, effecting positive changes in the school environment (and on educational practices in general), and improving 33 student outcomes and the lives of those involved. Action research is done by teachers for themselves; it is not imposed on them by someone else (p. 5). Rationale for the methodology Mill’s Action Research takes on a four step process: 1. Identify an area of focus 2. Collect data 3. Analyze and interpret data 4. Develop an action plan (p. 5) Action research is the research design of choice for many educational researchers for the following reasons: Every teacher has the desire to learn and improve, action research provides growth opportunities, it develops and encourages teachers to be continuous learners, and helps them learn from their experiences. Action research “enhances the lives of children as well as the lives of professionals” (Mills, 2007, p. 10). Procedure used for data gathering and analysis Researcher will use the following means of data collection: Enquiring- This is data collected from asking questions. This will be done using questionnaires with teachers and administrators. These will be done at the end of the 2006-2007 academic year and into the summer of 2007. The questionnaires will consist of 5 in-depth questions focusing on the following categories; how parents are involved, how parents could be further involved, effective and failed strategies to involve parents, and personal beliefs. 34 Timeline The timeline for this study will be conducted in four phases. Phase I Develop a problem statement, purpose, question, rationale, assumptions, definitions of terms, limitations, and delimitations. Phase II Review the literature as it relates to 3 areas of parental involvement: Positive effects, barriers, and strategies. Phase III Collection and analysis of data. Phase IV Evaluate completed data and develop an action plan. Look for trends that emerge among the various forms of data. Data management procedures The Researcher will collect data by: • Distributing questionnaires to teachers • Distributing questionnaires to administrators • Combine, organize, and examine data collected from the questionnaires Data analysis The two forms of analysis that will be used are inductive analysis and constant comparative analysis. Inductive analysis: Sorting and analyzing data into categories and themes 35 Constant comparatives: Comparing the data across all data sources and looking for similarities and dissimilarities Trustworthiness and credibility of analysis Credibility, transferability, dependability, and confirmability will be used to ensure trustworthiness. Credibility-researcher is able to get rid of distortions and explain complexities by acquiring various responses from teachers and administrators Transferability-the research is based on context bound Dependability-researcher uses overlap methods to secure the stability of the data Confirmability-the research is objective by cross-checking to find comparisons with other data Data management and validity It is important in any research project to maintain the integrity, reliability, and trustworthiness of the study. In this study the following procedures were utilized to ensure the integrity, reliability, and trustworthiness. 1. Triangulation- This study uses multiple sources of data to cross-check the data. This eliminates relying on any single source of data. 2. Peer review- A peer review was done to help reflect my own interpretations and situations during this process. 3. Member check- Member checks were performed to test this research with its participants. 36 4. Duration of data collection- The data collection for this study will take place over multiple months. Role of researcher The researcher is the researcher instrument and will be limited by personal bias. The role of the researcher for this study is to collect and analyze data associated with administrators and teachers of grades K, 3rd, and 5th. The researcher will then develop an action plan using reliability, trustworthiness, and credibility. Reliability The reliability of this research refers to consistency. This research will be consistent in that the data will be measured over the time specified and that the data measures what I want it to. Triangulation assures the reliability in qualitative studies. Triangulation means that data is collected from multiple sources with a minimum requirement of at least three. This research will have five different sources of data which will ensure reliability. Confounding issues Confounding issues of this research refers to anything that occurred unexpectedly that impacted the study in some way. The confounding issues that could not have been planned for are as follows: Obtaining a letter of approval from the superintendent- I mailed the superintendent a copy of the informed consent and a letter explaining the study. I asked for his approval to continue with the research study. After a few weeks and still no reply, I sent an email attaching a copy of the informed consent and a letter explaining the study asking for his approval. After about a week, I stopped into 37 his office and spoke with his secretary, leaving the same information with her that was mailed and emailed previously. Again, I waited a few weeks without a response. I stopped into the office on various occasions to check on the status of the approval letter without any luck. Finally, months after the initial letter was sent, the superintendent approved my research study. Lack of teachers in school- Approval from the superintendent pushed the study farther into the summer than anticipated. By this time, teachers were no longer in school to meet with them. Delay of teacher responses- Approval from the superintendent pushed the study farther into the summer than anticipated. I was not able to meet with teachers in school so I resorted to emailing them the consent form and questionnaire. Many teachers who responded apologized for their delay in getting back to me, explaining that they do not check their school email every day during the summer or that they were gone on vacation. Emailing issues- A couple of the teachers who responded did not attach the questionnaire properly. I emailed the teachers back explaining that I did not receive their questionnaire as an attachment. Luckily, one teacher resent the email and I was able to gain access to their questionnaire but unfortunately, another teacher never sent the questionnaire again. Confusion due to timing- Since my email was sent during the summer one teacher thought the study was to take place the following year, not the year that just finished. 38 Presentation of data Background information: This is data collected from asking questions. Questionnaires were done by three teachers, one each from grades K, 3rd, and 5th and by two administrators. These questionnaires were completed at the end of the 2006-2007 academic year and into the summer of 2007. The questionnaires consist of 5 in-depth questions focusing on the following categories; how parents are involved, how parents could be further involved, effective and failed strategies to involve parents, and personal beliefs. Questionnaire results: See Appendix A Analysis After reviewing the questionnaires, it seems that the teachers and administrators have an extensive list of sixteen different effective strategies that they have implemented. This shows that they are trying, through various means, to include parents in their child’s education both at school and home. Many of the strategies are common such as sending notes home while other strategies are unique such as invitations created by the student. On the other hand, the teachers and administrators also addressed strategies that have failed. This list is not very extensive, with only four indicated. If sixteen strategies have been effective and only four ineffective it seems as though parental involvement should be fairly high. From reading the questionnaires, this is not the case. Question #2 provided an extensive list of ways parents could be more involved. This leads me to 39 believe that teachers and administrators may lack in self evaluation. Sometimes it is easier to see or recognize the positives. Summary The evaluation of the questionnaires focused on five main elements: how parents are involved, how parents could be more involved, effective strategies, ineffective strategies, and personal beliefs as to why parents are not involved. The questionnaire addressed theoretically-supported issues because I wanted to know if, in reality, participants had similar beliefs and effectiveness in influencing the involvement of parents. I used open-ended questions to provide rich, qualitative information about these issues. The questionnaire was used as a tool for me to gather information. With participants being asked to evaluate specific involvement strategies based on the effectiveness of each, I hope that it helps them to modify, and if necessary, replace with an effective alternative. 40 CHAPTER 4 Problem of the Study Getting parents involved in the education of their children appears to be a crucial factor for the continuing educational development and success of children in school. Teacher invitations are a powerful way to gain parent participation in their children’s learning. Although most schools are required to involve parents, teachers often lack critical knowledge and skills necessary to building effective partnerships with parents. Although numerous research studies have been done concerning this issue in education, an additional study is indicated. Purpose of the Study The purpose of this study is to gather more information on parental involvement in education. In doing so, the researcher hopes to learn and grow from the information gathered by this study. By doing this research study, information concerning teachers and their own practices in the classroom will be obtained. This information will enable the teachers/researcher to observe the dynamics of their own classroom, while investigating how to develop parental involvement in their students’ education. Encouraging parents to get more involved by helping their children learn at home, will also benefit the larger school community. By the end of this study, I hope to “enhance the lives of children as well as the lives of professionals” (Mills, 2007, p. 10). Research Question The following research question will guide the study: 41 How can parents be involved in their child’s education? Summary of the Study The sample of participants included 5 volunteers consisting of three classroom teachers and two principals. The surveys were designed to gather information on: 1) ways that parents are involved, 2) ways that parents could be further involved, 3) effective strategies used to involve parents, 4) ineffective strategies used to involve parents, and 5) personal beliefs concerning why parents are not involved. Inductive analysis of data revealed major themes correlating with these five survey questions. Constant comparatives of data revealed similarities and dissimilarities including: 1) commonly used involvement strategies (talking with parents during car duty or in the morning, sending home weekly/monthly newsletters, holding conferences), 2) training topics (activities to promote parental support of student academic development at home, best ways to communicate with parents), and 3) beliefs about parents and students (some parents might not know how to help their children academically, students who receive extra practice at home make greater gains than those who don’t). Data Management procedure The Researcher collected data by: • Distributing questionnaires to teachers: -in the Massena Central School District -in grades K, 3rd, and 5th -at Madison and Nightengale Elementary • Distributing questionnaires to administrators -in the Massena Central School District 42 -at Madison and Nightengale Elementary • Combine, organize, and examine data collected from the questionnaires -see data analysis below Data Analysis The two forms of analysis that were used are inductive analysis and constant comparative analysis. Inductive analysis: Sorting and analyzing data into categories and themes such as: -ways that parents are involved -ways parents could be further involved -effective strategies used to involve parents -ineffective strategies used to involve parents -personal beliefs Constant comparatives: Comparing the data across all data sources and looking for similarities and dissimilarities such as: -commonly used involvement strategies (talking with parents during car duty/ in the morning, sending home weekly/monthly newsletters, conferences) -training topics (activities to promote parental support of student academic development at home, best ways to communicate with parents) -beliefs about parents and students (some parents may not know how to help their child academically, students who receive extra practice at home make greater gains than those who don’t) 43 Discussion of the Research Question The following research question helped to guide the study: How can parents be involved in their child’s education? For many years research has shown a positive relationship between parental involvement in children’s education and children’s academic, behavioral, social, and emotional outcomes. With these various benefits of family involvement, it is important to understand why parents are or are not involved and how educators and communities can encourage and support parents’ productive involvement in their children’s education. The questionnaire helped me study this research question that has lead to various findings and future instructional practices. Discussion of the Findings Parental involvement varies greatly from family to family due to many different reasons. From the questionnaires I was able to assess various forms of involvement or lack of. I have found many similarities and dissimilarities. Most teachers who stated that they send home information on reading/math skills found a correlation with homework being completed. This shows that many parents want and need information on what their children are learning so they can better help them. I also noticed many common uses of involvement strategies such as talking with parents, sending home weekly/monthly newsletters, and holding conferences. These are usually mandatory strategies that parents face at every grade level. Something more needs to be done to make the parents feel special or appreciated. Many questionnaires stated that parents weren’t involved because they are not knowledgeable on how to help their children. Although when teachers held tutoring or 44 workshops, parents did not attend. From a parent’s perspective, going to a workshop about interacting with their children regarding learning may make them feel ignorant. Teachers must find a way to make workshop or tutoring parent friendly and not degrading. Implications for Future Instructional Practices (Curriculum Development) My study sparked many great instructional practices and beliefs concerning parental involvement. The use of the effective strategies will help build positive relations between home and school. Other suggestions for future instructional practices are: 1. Invite a guest or mystery reader to read a story 2. Create and use a website 3. Send thank you cards for any volunteering or help that a parent provides 4. Send a behavior folder home including positive and negative 5. Host a parent night before the school- wide open house is scheduled-provide food/drinks, introduce yourself, provide information about classroom policies, procedures, and contact information 6. Home visits 7. Send home a weekly or monthly newsletter with homework information, reminders, notes, etc. 8. Host a “Math Night” to provide parents an opportunity to ask questions- this is more parent friendly than calling it a workshop or tutoring 9. Send positive notes home with students- even problem kids have good points and educators need to find them and celebrate them 10. Invite parents to be the audience for students’ presentations of written reports 45 11. Student led conferences- parents are more apt to attend if their child is leading it 12. Provide activities for students to take home that engage parents and students in interactive, educational projects Research Recommendations I recommend that schools develop intense training sessions that take place over a course of about six months. With these training sessions, requirements such as the parent involvement log and the parent invitation log could be experimented with. Teachers would be able to share ideas and get a better feel for what is occurring in their classroom and school. Both qualitative and quantitative assessments should be used to evaluate the training session structure, content, and effects. Training sessions could be conducted for teachers, designed to develop a program that supports and enhances teachers’ ability to work effectively with parents. The training session could include: 1) time for teachers to share, discuss, and reflect on their behaviors regarding parental involvement, 2) introduction of a new or successful parental involvement strategy, and 3) development of a plan for implementing the strategy. Teachers could then record their own activities in a log book to review at a later session date. The content of the training session could include topics such as: -Why should I involve parents? What difference does it make? - Strategies for involving parents - Tips for partnership conferences - Parent and teacher discussions - Involving parents at home with homework and projects 46 A teacher invitation log is a method that could be used to assess the frequency and range of teachers’ invitations to involve parents. The log could be used as a measure of ones self to help teachers see how often and what forms of invitations they are using. This could open teachers’ eyes to strategies that are and are not working, as well as the number of invitations and the number of different types of invitations. A parental involvement log is another method that could help teachers measure the number and how often parents get involved. This would strictly measure involvement practices that are observable by the teacher, not parents’ home involvement. Examples could include returned phone calls or written messages by the parent. Using a class list to note every time a parent gets involved would show the teacher what areas parents are interacting with and what areas need more involvement. In order for teachers and administrators to increase parental involvement in their classrooms and schools, they must be knowledgeable on what is presently occurring. Sometimes involvement of parents is taking place and teachers overlook it. Other times, teachers may not be putting themselves out and inviting parents or they simply are not using successful involvement methods. I believe that training sessions, teacher invitation logs, and parental involvement logs are all methods that could enhance teachers’ ability to work with parents as well as increase parental involvement. Summary This study has gathered information on parental involvement in education helping me, the researcher, learn and grow. I was able to investigate teachers own practices in the classroom, analyze the data into themes and then look for similarities and dissimilarities. I used this information to develop future instructional practices, which may help build 47 positive relations between home and school. Of course it is easier said than done but teachers need to make an attempt and try some of the instructional practices that are suggested. Some suggestions, such as home visits, may not fit every teacher’s character or style. This is fine; there are many other practices that can be incorporated. Also, if an involvement strategy does not correlate with your style, try it anyway. Going outside of your equilibrium and feeling cognitive dissonance can sometimes open your mind to new avenues. I also provided research recommendations for the schools to try as a whole. The training sessions seem like a lot of work but it will be worth the effort if it inspires teachers to look at their own involvement strategies and enhance their ability to work effectively with parents. The more parents that are involved in their children’s school, the better children we have in the future. 48 Appendix A Questionnaire Results 1) How are parents involved in their children’s education in your school? -calling the teacher - fundraising events -looking for weekly letters to sign and return - correct all failed papers and get signed by parent -coming to the school to volunteer -chaperoning or attending parties/concerts/parades/festivals/assemblies -bringing in supplies or snacks -attending conferences -supervising and checking homework -attending curriculum night and PTA 2) How could parents be further involved in their children’s education? -asking the teacher for and doing activities at home - family bingo night (game for grades K-2) - classroom story time - hoops for facts (game for grades 3-4) -learning new methods for teaching math and literacy skills -helping with homework -responding to phone calls home - returning notes or forms - more attendance at PTA, conferences, open house, or registration 49 - “Three for Me”-a school-wide program asking parents to volunteer three hours to child’s school - Consistent form of discipline when homework is not done 3) Effective strategies that you have implemented in your classroom to increase parental involvement in children’s education. - have the student create and take home an individual invitation to our class - call the parent and personalize your invitation to them. Let them know how much you’re looking forward to meeting with them. - send home a letter at the beginning of the school year to welcome them - create and send home a classroom newsletter each week - send home “literacy bags” with books and a feedback - call each parent at least once a month with problem and positive feedback - provide parents with information about how and when to contact you - ask parents how they would like to be involved - provide easy two-way communication between the classroom and home - send a personal thank you note after an event attended by parents - talk to parents in the hallways at school - talk to parents during car duty - talk with parents during registration and open house - start a conversation with a parent with a positive comment about the child - establish positive relationships with parents at the beginning of the year - have parent-teacher conferences -invite parents to PTA meetings 50 4) Strategies that have failed to involve parents. - offering trainings and workshops for parents - sending home guided reading books - not acquiring positive parent-teacher relations - assuming parent has skills to be involved at level you are expecting 5) Beliefs as to why parents are not involved in their children’s education. - the parent is intimidated by the school setting due to low level of education and/or a poor socioeconomic background - the parent had bad experiences in school - the parent’s work schedule does not permit at-school participation - the parent doesn’t have transportation - the parent is busy with pace/stress of every day life - the parent doesn’t have a phone - the parent doesn’t know what to do at home with the child - the parent has limited skills or doesn’t feel competent - the parent doesn’t want to bother because she doesn’t really care about her child’s schooling - the parent’s participation isn’t mandatory - the parent thinks that it is the school’s responsibility to educate the child - the parent was never asked - the parent and teacher have not created a positive relationship 51 References Ascher, C. 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