Pharmacotherapy for Aggressive Behaviors in Persons with ASD: John A. Tsiouris, M.D. Consulting Psychiatrist, IBR/Jervis Clinic Clinical Associate Professor of Psychiatry SUNY Downstate Medical Center Autism Spectrum Disorder Autistic Disorder Asperger’s Disorder PDD, NOS Spectrum of Deficits/Abilities Relatedness (moderate-to-severe impairment) Communication (none-to-very good) Sameness/Stereotypies (severe-tomild) IQ (low-to-high) – 75% have an IQ < 70 ASD is associated with: Fragile X syndrome PKU Congenital Rubella Down syndrome X-related MR Neurofibromatosis Intractable Epilepsy ASD is associated with: (cont.’d) Encephalitis, meningitis Perinatal factors (anoxia) Prematurity, multiple births Medications, toxins, chemicals, etc. ASD is associated with: (cont.’d) Parental age (old father) Personality of parents (math/computer scientists, chemists, engineers, interior decorators, actors, etc.) Mood and Anxiety disorder of parents Schizophrenia and paranoid or schizoid/schizotypal personality of parents Etiology of Autism Genetic Studies: 12 to 15 genes implicated Many candidate genes; few answers Other explanatory theories Neural synchrony vs disconnection syndrome (Geschwind & Levitt 2007; Uhlbaas & Singer 2007) Preschool Intervention Programs (Based on Brain Plasticity) Structured teaching: TEACCH Applied Behavior Analysis (ABA) Discrete Trial Training (DTT) Developmental Approaches (childdirected) Aggressive Behaviors Verbal aggression against self Physical aggression against self (SIB) Verbal aggression against others Physical aggression against others Physical aggression toward objects (destructive) Prevalence of Challenging Behaviors in Persons with ID Point Prevalence: 15% (Holden & Gitlesen 2006) 12-month Prevalence: 52% (Crocker et al. 2006) Prevalence of Aggressive Behaviors 30% of children and adolescents with ASD exhibit severe irritability which leads to aggression against objects, others, and/or self. (Levacalier, 2006) Incidence of Aggression Toward Others Among Consumers with ASD Makes loud noises, shouts, screams at others Makes threatening gestures, swings at people, grabs at clothes Strikes, kicks, pushes, pulls others' hair (no injury to them) Attacks others, causing mild to moderate physical injury Yells mild personal insults Curses viciously, foul language, moderate threats to others Threatens violence to others, requests help controlling self Attacks others, causing severe physical injury 0 0.00 10 0.10 20 0.20 30 0.30 Mean Percentage 0.40 40 0.50 50 Incidence of Aggression Toward Self Among Consumers with ASD Shows anger with self: loud noises, screaming, moaning, whining Picks / scratches skin, hits self, pulls hair (no or minor injury only) Bangs head, hits objects, throws self on floor/objects (no serious injury) Small cuts or bruises, minor burns as a result of self-injury Mild personal insults to self Curses angrily at self, talks more negatively about self Mutilates self, cuts, bites, internal injury, fracture, loses consciousness, loses teeth Threatens violence to self 0.00 0 0.10 10 0.20 20 Mean Percentage 0.30 30 0.40 40 Incidence of Aggression Toward Objects Among Consumers with ASD Slams door, scatters clothing, makes mess in anger Throws objects down, kicks furniture, tries to tear clothes, marks wall Breaks objects / smashes windows / rips clothes in anger Sets fires, throws objects dangerously in anger 0 0.00 10 0.10 20 0.20 Mean Percentage 30 0.30 Behavior Modification for Aggressive Behaviors Published cases of successful treatment with behavior modification after a good applied behavior analysis (ABA) confirm the impact of early faulty (or only adaptive) learned patterns and the influence of the environment in maintaining such behaviors (Gardner, Carr, Mace, Foxx, and others) Behavior Modification in Practice Lack of generalization in certain cases Lack of good ABA Poor behavior modification plans Lack of implementation of plans Has to be applied after medical and psychiatric disorders, if present, have been treated Challenging Behaviors Aggressive Behaviors are: Normal for the chronological or mental age or the environment Adaptive/Maladaptive Reactive, defensive, impulsive, affective Proactive, offensive, planned, premeditated Have a survival value for the actor Challenging Behaviors Aggressive Behaviors have different functions at different ages, times and environments Avoiding tasks/demands/places Satisfying wishes and needs Getting attention, sense of security Communicating needs Retaining isolation Establishing dominance Defending a territory Challenging Behaviors Aggressive Behaviors are associated with: Medical/Neurological Problems Psychiatric Disorders Personality Disorders Response to Environment Phenotypes Genotypes (Caspi et al. 2003, 2003) (temperament, family genetic make-up, learning patterns) % of Consumers with ASD for Psychiatric Disorders (N = 427) Psychiatric disorders (%) in ASD, Down’s, Fragile X, CP Other Medical Diagnoses Constipation? Seizures? Dental problems? Stomach acid reflux? Sleeping problems? Walking problem? Walking problem? Heart problem? Ear infections? Kidney problems? Other medical problems? 0 0 0.1 10 0.2 20 0.3 Mean Percentage 30 0.4 40 0.5 50 Most Effective Interventions Staff training in behavior management Medication Behavior Modification Changing the environment One-to-one supervision 0 0 0.2 20 0.4 Mean 40 Percentage 0.6 60 Proportion of ASD and other Consumers Receiving Medication for Challenging Behaviors ASD Non-ASD Total (N = 405) (N = 3647) (N = 4052) Receiving medication 50.1% 31.1% 33.0% No medication 69.9% 67.0% 49.9% Proportion of ASD and other Consumers Receiving Medication for Psychiatric Disorder ASD Non-ASD Total (N = 410) (N = 3653) (N = 4063) Receiving medication 69.8% 51.5% 53.3% No medication 48.5% 46.7% 30.2% Medication Tried for Autism or Challenging Behaviors of Persons with ASD Psychotropics Barbiturates Antianxiety Stimulants Antipsychotics (typical – atypical) Antidepressants (different types) Mood stabilizers (anticonvulsants) Lithium Others Alpha2 adrenergic agonists (Clonidine) Beta-blockers Opioid receptor blockers (Naltrexone) Anti-dementia drugs (Donepezil; Memantine) ECT Oxytocin, D-cycloserine B6, B12, L-carnosine secretion, Dimethylglycine (DMG), Secretin Different herbs, etc. Use of Antipsychotics in Persons with ID Antipsychotics are estimated to be 30% of all psychotropics prescribed for persons with ID (Rinck, 1998) 56 % are prescribed for persons with ASD (Robertson et al., 2000) Up to 70% of all psychotropics prescribed in NYS for adults with ID are antipsychotics (Tsiouris, et al., unpublished survey data) Psychotropics in Children with ASD 50% of children with ASD receive psychotropics 16.5% receive antipsychotics (Aman et al., 2005) More than 30% of psychotropics are anti-psychotics (Mandell et al., 2008 Rates of Psychiatric Disorders in Persons with I.D.* Psychotic disorders Affective Disorders Anxiety Disorders Organic Disorders Pica Other disorders each 4.4% 6.6% 3.8% 2.2% 2.0% 0.4 – 1.5% OCD, substance abuse, ADHD and personality disorders *Clinical Diagnosis Cooper, et.al. 2007 Prevalence of Psychotic Disorders in Persons with ID Estimated to be 3% (1.5- 5%) (Deb 2001; Cooper et al., 2007) Psychosis as the only diagnosis, 7% Psychosis with other diagnosis, 18% (Tsiouris et al., unpublished survey data) Why such a discrepancy? Antipsychotics are used for control of aggressive behaviors and other challenging behaviors In persons with ID And in persons without ID, but with Dementia Traumatic brain injury Personality disorders Abraham Maslow Once Said: “When the only tool you have is a hammer, you tend to treat everything as if it were a nail.” Antipsychotics used Because: We don’t have any other tools? We see all of them as having psychotic disorders (as in the past)? We don’t know any better? We prescribe what is indicated, placed in the formulary and being promoted? Psychiatric Diagnoses in Persons with I.D. Past: Mental Retardation with behavior problems Childhood Psychoses (children) Schizophrenia (adults) Antipsychotics used for Aggressive Behavior 1950 – 1990 ChlorpromazineThioridazine Mesoridazine Thiothixene Perphenazine Fluphenazine and Haloperidol (the dominant one) 1990 – Present ClozapineOlanzapine QuetiapineAripiprazole Ziprasidone and Risperidone (the dominant one) Antipsychotics Are they anti-aggressive drugs? No Antipsychotics (dopamine2 receptor blockers have not proved to act as antiaggressive drugs) deAlmeida et al 2002; Goedhard et al 2006 Do they have many side effects? Yes Dopamine and Serotonin Receptors in ASD There is no clear evidence of abnormality in the dopamine neurotransmission in ASD (review by Posey et al., 2008) 1/3 of children with ASD have increased serotonin levels in whole blood. (Schain & Freedman, 1961) Acute depletion of serotonin by tryptophan revealed exacerbation of stereotypic and selfinjurious behaviors (McDougle et al., 1996) Haloperidol (Haldol) (A Dopamine receptor blocker) Decreases: irritability, agitation, stereotypies, and aggressive behaviors Produces: sedation, acute dystonic reactions, akathisia, extrapyramidal syndrome, tardive dyskinesia, and withdrawal dyskinesias (Cohen et al., 1980; Anderson et al., 1984; Campbell et al., 1997; Shea et al., 2004) Atypical Antipsychotics (Approved by FDA for treatment of irritability associated with ASD) Risperidone (Risperdal; Antagonist of dopamine (D2) and serotonin (5-HT2A receptors). Aripiprazole (Abilify; partial agonist of D2 and 5-HT1A receptors and antagonist of 5-HT2A receptor) Atypical Antipsychotics (Used but not approved by the FDA) Olanzapine (Zyprexa) Quetiapine (Seroquel) Ziprasidone (Geodon) * All of these are D2 Clozapine (Clozaril) and 5-HT2A receptor Paliperidone (Invega) antagonists Iloperidone (Fanapt) Asenapine (Saphris) Risperidone Has anti-aggressive properties in animal models (developmentally immature Syrian hamsters) treated at puberty with low doses of cocaine-hydrochloride Decreased aggression intensity but not initiation by 65% to 75% (in above animals) through blockage of D2 receptors and 5-HT 2A receptors Ricci et al 2007 (company sponsored study) Receptors (cont.) Activation of 5-HT2A receptors increases aggressive behavior SaKave et al 2002 Activation of 5-HT2C receptors reduce impulsivity Krakowski et al 2004 Receptors (cont.’d) Activation of D2 receptors increases anxiety, social fearfulness and defensive aggression Sweidan et al 1991 Gendreau et al 2000 Receptors relevant to aggressive behavior 5-HT (1B) receptor subtypes and other 5-HT subtypes (1A & 2C) receptor GABA (A) receptor modulators (Olivier & Oorschot 2005) Atypical Antipsychotics, Common Side-Effects Weight gain metabolic syndrome hyperlipidemia/diabetes II Sedation Hyperprolactinemia (increased prolactin) EPS, Dystonic reactions, Akathisia Tardive and Withdrawal Dyskinesias Seizures (lowering of seizure threshold) Side-Effects Depend On: Their main effects on target receptors Blockage, activation, or compensatory changes of other receptors (Histamine, α1 and α2 adrenergic and acetylcholine receptors) Past Treatments Pain: Opioids Fever: cold baths, blood-letting, aspirin, and others Severe mental illness: asylum, sedatives, cold baths, etc. Current Treatments Some of previous But doctors are searching and treating the causes of pain or fever. Psychiatrists make diagnoses and treat mental illness with FDA-approved psychotropics for treatment of certain psychiatric disorders Are any Changes in the Treatment of Aggression Forthcoming? Yes: In dementia, TBI, Personality Disorder No: In persons with ID & aggressive behaviors, in spite of many published guidelines and articles Neurobiological Variables Associated with Violence Hyperarousal, impulsivity, mood dysregulation, anxiety, insecurity, fear and poor cortical control of hypersensitive amygdala (the scanning system of the brain) are associated with aggressive behaviors (Siever 2008) Psychotic Disorders and Violence Persons who perceive threats (paranoid schizophrenia, delusional disorder, persecutory type, PTSD) can act aggressively in a reflexive way Fear→Arousal→Impulsivity→Aggression seen in: Intermittent Explosive Disorder Autistic Disorder Fragile X Syndrome Traumatic Brain Injury Post-traumatic Stress Disorder Attention Deficit Hyperactivity Disorder Borderline Personality Disorder Anxiety Disorder/Panic Disorder Manic State of Bipolar Disorder Depressed State (agitated) of Bipolar Dis. Delusions of Persecution Delusional Disorder/Schizophrenia, paranoid type Schizoid/Schizotypical Personality Disorder Treatment Suggestions Take time to observe and interact with the consumer Analyze his/her behavior Make a psychiatric diagnosis Treatment Suggestions “First – do no harm” (Hippocrates 400 B.C.) Everyone does not fit into the same mold Aggressive behaviors and the person exhibiting them are not the same nails Avoid using the paradigm of the “Procrustean Bed” Understanding and Treating Aggressive Behavior The Psychiatric Model In my experience, the driving forces for reflexive fight/flight or shutdown responses are associated with: Hyperarousal, conditioned fear, fear avoidance Insecurity and unmet needs Other Useful Models Early Life Victimization Model Restricted and Non-enriched Environment Model Traumatic Brain Injury Model Domestic Violence Model Genotype/Phenotype Model Premeditated Aggression Model Medications To: Treat the syndrome characteristics Fear, avoidance, anxiety, arousal Treat the psychiatric illness Treat the challenging behaviors Unfortunately we concentrate only on controlling tantrums and treatment of aggressive behaviors without differentiating the types of aggression, psychiatric disorders or personality Antidepressants for Aggressive and Self-Injurious Behaviors Aggressive behaviors improved in 50% of persons with ID. The most pronounced effect was in persons with an underlying anxiety disorder, including OCD. (Review of limited studies from Johanpal et al, 2007) Antidepressants for Aggressive and Self-Injurious Behaviors Anxiety, Depression, low IQ and female sex is associated with SIB and low degree of impulsivity/aggression. (Tsiouris et al., 2003; Cohen et al., 2009) Treat anxiety, depression and impulsivity with an SSRI as Citalopram (Celexa) Escitalopram (Lexapro) Fluoxetine (Prozac) Sertzaline (Zoloft) or Paroxetine (Paxil) (Varhoeven et al ,2001, Masies at 1997) Avoid tricyclics or medications with dual action on Serotonin and non-adrenergic receptors because they cause activation and increased anxiety. Tricyclics such as Despiramine, Nortriplytine, and SNRIs such as Venlafaxine (Effexor) as well as Duloxetine (Cymbalta) Rule out Psychotic Disorders and Bipolar disorders before using antidepressants. If the person has Bipolar I, avoid using antidepressants If the person has Bipolar II, use them together with a mood stabilizer. If anxiety and depression are controlled but impulsivity and aggressive behaviors persist, add a mood stabilizer and clonidine or a betablocker. Fluoxetine (Prozac) improved behavior, socialization, and language in children with ASD, whose parents were diagnosed with depression and mood disorders (DeLong et al., 1998) Clomipramine decreased SIB in persons with ID. (Lewis et al, 1996) Citalopram (Celexa) did not reduce stereotypies and repetitive behaviors in children with ASD (King et al., 2009) Lesson to Learn: stereotypies, need for sameness, and fixation on certain items/topics are not compulsive behavior in persons with ASD. Beta-Blockers Propranolol, Pindolol, Nadolol alone or in combination with other psychotropics. These have been used for intermittent explosive disorder, impulse control disorder, PTSD, arousal, low frustration tolerance, or impulsivity which all lead to aggressive behaviors toward objects, others, and/or self. (Tsiouris et al., 2003) A2 adrenergic receptor agonists Clonidine and Quanfacine short and long acting, alone or in combination with other psychotropics. These have been used for aggressive behaviors and impulsivity in general or secondary to ADHD, plus nightmares secondary to PTSD (Agarwal et al, 2001, Santosh and Baird, 1999) Anxiolytic Effects or Specific Effects on Fear-Inducing Stimuli? Clonidine, Prazosin, Beta blockers, Dcycloserine, and mifepristone acting on different receptors can affect: Fearful memories consolidation Fearful memories retrieval and; Decrease fear response and avoidance Anxiolytic Effects or Specific Effects on Fear-Inducing Stimuli? (cont.’d) Oxytocin Facilitates social interaction/approaches Reduces stress response in the presence of support system (Heinrichset et al 2003) Reduces activation of the amygdala (Kirschatal et al 2005) PTSD Prevention: disruption of fear conditioning Mifepristone: alpha glucocorticoid receptor antagonist Propranolol and others: beta adrenergic blockers D-cycloserine: NMDA agonist/antagonist PTSD Symptoms control Alpha2 adrenergic receptor agonists (Clonidine) Alpha1adrenergic blockers (Prazosin) Lithium Carbonate Yes, use it in case of a diagnosable mood disorder, especially Bipolar I or Bipolar II, and mood dysregulation with or without aggressive behaviors. Observation suggests a high prevalence of Bipolar Disorder in persons with ASD. Lithium has anti-aggressive properties, especially in females (? With undiagnosed mood disorders) Anti-Convulsants Carbamazepine (Tegretol) Divalproex (Depakote) Lamotrigine (Lamictal) These are the most commonly used medications for mood disorders and anti-aggressive meds in the general population and persons with ASD and ID. Anti-Anxiety Medication SSRIs have been used, but at times produce activation (Racusin et al 1999) Buspirone (Buspar) is a 5- HT1A receptor agonist (open trials) Effective for anxiety and aggressive behaviors and SIB in 50% of cases (Ratey et al, 1989; King and Davanzo, 1996) Anti-Anxiety Medication Clonazepam (Klonopin) is well tolerated The following often produce disinhibition – use them only in case of panic attacks, if SSRIs are not tolerated, and for medical, dental appointments and before flying: Lorazepam (Ativan) Diazepam (Valium) Alprazolam (Xanax) (Kalachnick et al, 2002) Opioid Receptor Blocker Naltrexone (Revia) Effective in about 10% of persons with SIB. Used for self-laceration and when SIB appears as an addictive behavior, alone or in combinations with other psychotropics Preventing aggression Avoid postures, words or activities that increase insecurity in the consumers Avoid behaviors and attitudes with the goal to “control” or “break” the consumer Preventing aggression Use 1:1 to provide security for the consumer so he/she will not react with defensive aggression or self-injurious behavior to fear, insecurity and perceived threats (real or imagined) Other Suggestions Say NO if you think psychotropics are not the answer Learn more and explore ways to disseminate information regarding treatment of aggressive behaviors Other Suggestions Do not mistreat the person with ID trying to treat his/her aggressive and challenging behaviors with only antipsychotics (typical or atypical ones) Other Suggestions Encourage further basic research on aggressive behaviors in the ID population Discourage the promotion of certain antipsychotics as anti-aggressive drugs, if basic research does not support their antiaggressive properties