1 Topic 4 – Before-After Studies CEE 763 CEE 763 Fall 2011 2 BEFORE-AFTER STUDIES Experiment Controlled environment e.g.: Physics, animal science Observational Study Cross-Section (e.g., stop vs. yield) Before-After* Ezra Hauer, “Observational Before-After Studies in Road Safety”, ISBN 0-08-043053-8 CEE 763 Fall 2011 2 3 WHAT IS THE QUESTION Treatment – a measure implemented at a site for the purpose of achieving safety improvement. The effectiveness of a treatment is the change in safety performance measures purely due to the treatment. It is measured by the difference between “what would have been the safety of the site in the ‘after’ period had treatment not been applied” and “what the safety of the site in the ‘after’ period was”. CEE 763 Fall 2011 3 4 AN EXAMPLE R.I.D.E. (Reduce Impaired Driving Everywhere) Program CEE 763 Fall 2011 4 5 Expected # of Accidents/ year FREQUENCY OR RATE? C Without Rumble Strip B A With Rumble Strip AADT What conclusions would you make by using rate or frequency? CEE 763 Fall 2011 5 6 TARGET ACCIDENTS Target accidents – Those accidents the occurrence of which can be materially affected by the treatment. Case 1 – R.I.D.E: An enforcement program in Toronto to reduce alcoholrelated injury accidents Target accidents: alcohol-impaired accidents or total accidents? CEE 763 Fall 2011 6 7 TARGET ACCIDENTS (continued) Case 2 – Sound-wall effect The study was to look at whether the construction of sound-walls increased crashes or not. Target accidents: run-off-the-road accidents or total accidents? CEE 763 Fall 2011 7 8 TARGET ACCIDENTS (continued) Case 3 – Right-turn-on-red policy The study was to look at whether allowing vehicles to make right turns on red increased crashes or not. Target accidents: accidents that involve at least one right-turn vehicle or total accidents? CEE 763 Fall 2011 8 9 RIGHT-TURN-ON-RED CASE Case 3 – Right-turn-on-red policy Target Comparison* Before 167 3566 After 313 6121 *Comparison accidents are those that do not involve any right-turn vehicles Right-turn Other* Total Before 2192 28656 30848 After 2808 26344 29152 *Other accidents are those that do not involve any right-turn vehicles CEE 763 Fall 2011 9 10 PREDICTION AND ESTIMATION Prediction – to estimate what would have been the safety of the entity in the ‘after’ period had treatment not been applied. Many ways to predict. Estimation – to estimate what the safety of the treated entry in the ‘after’ period was. CEE 763 Fall 2011 10 11 PREDICTION One-year before (173) Three-year before average (184) Regression (165) Comparison group (160) CEE 763 Fall 2011 11 12 FOUR-STEP PROCESS FOR A B-A STUDY Step 1 – Estimate λ and predict π λ is the expected number of target accidents in the ‘after’ period π is what the expected number of target accidents in an ‘after’ period would have been had it not been treated Step 2 – Estimate VAR{λ} and VAR{π} Step 3 – Estimate δ and θ δ is reduction in the expected number of accidents; θ is safety index of effectiveness /[1 VAR { } / 2 ] Step 4 – Estimate VAR{δ} and VAR{θ} CEE 763 Fall 2011 12 13 EQUATIONS 2 /[1 VAR{ } / ] VAR{ } VAR{ } VAR{} VAR{ } 2[VAR{} / 2 VAR{ } / 2 ] /[1 VAR{ } / 2 ]2 CEE 763 Fall 2011 13 14 EXAMPLE NAÏVE BEFORE-AFTER STUDY Consider a Naïve B-A study with 173 accidents in the ‘before’ year and 144 accidents in the ‘after’ year. Determine the effectiveness of the treatment. CEE 763 Fall 2011 14 15 COMPARISON GROUP (C-G) B-A STUDY Comparison group – a group of sites that did not receive the treatment Assumptions Factors affecting safety have changed from “before” to “after” in the same manner for the treatment group and the comparison group These factors influence both groups in the same way Whatever happened to the subject group (except for the treatment itself) happened exactly the same way to the comparison group CEE 763 Fall 2011 15 16 EXAMPLE Where R.I.D.E. was implemented, alcohol-related crash was changed from 173 (before) to 144 (after). Where R.I.D.E. was NOT implemented, alcoholrelated crash was changed from 225 (before) to 195 (after). What would be the crash in the after period had R.I.D.E. not been implemented? CEE 763 Fall 2011 16 17 C-G METHOD Treatment Group Comparison Group Before K M After L N N rC M CEE 763 rT K rC rT rC rT Odds ratio rC K Fall 2011 17 18 EQUATIONS L rT rC VAR{ } L N M rC K VAR { } 2 [ 1 1 1 VAR { }] K M N /[1 VAR { } / 2 ] VAR{ } VAR{ } VAR{} VAR{ } 2[VAR{} / 2 VAR{ } / 2 ] /[1 VAR{ } / 2 ]2 CEE 763 Fall 2011 18 19 EXAMPLE The table shows the accident counts for the R.I.D.E. program at both treatment sites and comparison sites. Treatment Group Comparison Group Before K=173 M=897 After L=144 N=870 CEE 763 VAR{ } 0.0055 Fall 2011 19 20 THE EB METHOD E{ k / K } E( k ) ( 1 )K EB estimate of the expected number of ‘after’ accidents had the treatment not been implemented. s.d. (1 ) E{k / K} 1 VAR{ k } 1 Y E{ k } Y is the ratio between ‘before’ period and ‘after’ period E{ k } E{ K } K If not giving, use the actual counts K (‘before’ period) to estimate population mean, E{k} VAR{ k } VAR{ K } E{ k } s 2 K VAR{ k } Y 2 [ s 2 K ] CEE 763 s2 is sample variance for the ‘before’ period Variance if ‘before’ has multiple years Fall 2011 20 21 EXAMPLE Accidents recorded at 5 intersections over a twoyear period are shown in the table. What is the weighting factor, α for the EB method? CEE 763 Site Accident 1 0 2 3 3 2 4 0 5 1 Fall 2011 21 22 EQUATIONS L VAR{ } L E{ k / K ] VAR{ } ( 1 ) E{ k / K } /[1 VAR { } / 2 ] VAR{ } VAR{ } VAR{} VAR{ } 2[VAR{} / 2 VAR{ } / 2 ] /[1 VAR{ } / 2 ]2 CEE 763 Fall 2011 22 23 EXAMPLE Using the EB method to conduct the B-A study based on the information in the table. 1 Site 2 Before 3 After 4 K 5 L 1 71-73 75-77 14 6 2 73-75 77-79 16 3 3 71-73 75-77 18 6 4 71-73 75-77 28 7 5 71-73 75-77 15 3 6 72-74 76-78 28 1 7 75-76 78-79 4 0 8 71-73 75-77 11 3 9 75-76 78-79 6 2 10 72-74 76-78 6 2 CEE 763 8 9 6 7 E{k} - reference sites S2 Acc/yr K(acc/er yr) L (acc/ yr) [acc/yr]2 4.67 2.00 2.00 0.00 0.092 0.151 0.091 0.146 0.091 0.153 0.093 0.145 10 VAR{k} [acc/yr]2 11 α 12 E{k/K} 0.06 0.34 3.10 0.05 0.47 1.10 Fall 2011 23