by ACRC (Anti-Corruption & Civil Rights Commission, Republic of Korea) 1. Concept and Background Lord Kelvin (British physicist) Concept of Integrity Assessment An innovative initiative to encourage public institutions to engage in voluntary efforts to prevent corruption by regularly assessing and disclosing the integrity levels at public institutions 1 1. Concept and Background Background Integrity Assessment Initiative Solutions Introduce scientific Implement preventive measures assessment model for corruption-causing factors Promote citizens’ rights to know and participation Problems Reactive approach based on crackdown and punishment Limits of conventional corruption assessment models Growing public awareness about corruption issues Efficiency Accuracy Transparency Values 2 2. Objectives and Features Objectives Understand trends in corruption levels of public organizations Identify corruption-prone areas in the public sector and root causes of corruption Encourage public institutions to engage in voluntary anti-corruption efforts Provide basic data for devising government-wide anti-corruption strategies 3 2. Objectives and Features Features ? Areas to be assessed Individual organizations and their specific tasks Persons to be surveyed First-hand service users and internal staff of public organizations Survey questions Personal perception of corruption & actual experience with corrupt practices (offering of money, gifts, entertainment or favors) 4 2. Objectives and Features Features ++ A Data sources Assessment results Phone or online surveys & statistics on the public officials punished for corrupt acts Disclosed to relevant organizations and the media 5 3. History of development 1999-2001 2002 2007 2008 2012 2013 Developed, Officially Introduced Revamped the Conducted To conduct tested & improved the integrity assessment model internal integrity assessment methods assessment the 11th model (to the assessment current system) (627 organizations, 2,507 lines of work, about 240,000 people) the 12th assessment (653 organizations, 2,628 lines of work, about 240,000 people) conducted the 1st assessment (71 organizations, 348 lines of work, about 30,000 people) 6 4. Assessment Model Structure Integrity Assessment Model (2013) External integrity Internal integrity (Deducted) How transparently and accountably public officials carry out duties without committing corruption Levels of corruption in managerial activities, institutional practices and organizational culture Policy customer evaluation Levels of corruption in the processes of determining and executing policies Cases of Corruption Statistics on employees punished for their corruption or corruption cases reported in media 7 5. Effectiveness Provide accurate information on the current status of corruption Reliable data is collected by surveying some 240,000 people Provide an effective tool to encourage voluntary anti-corruption efforts Analysis of corruption-prone areas in each public organization Raise public awareness about corruption in the public sector Results are disclosed though the media to raise the issue of corruption 8 5. Effectiveness Low integrity, no promotion Gyeonggi provincial governments trying hard to enhance integrity scores Local governments to take drastic measures to come out on the bottom in the Integrity Index 9 6. Achievements Integrity levels have continued to improve in the public sector Integrity Index and rate of offering money, gifts and entertainment to public officials 8.38 8.68 8.77 8.89 8.20 8.51 8.44 8.43 7.71 7.86 7.86 6.43 Comprehensive Integrity (points) 4.1 Offering entertainment (%) 3.5 Offering money / gifts (%) Offering money / gifts / entertainment (%) 1.5 2002 2003 2004 0.9 2005 0.7 2006 0.5 2007 0.6 0.3 0.5 0.4 0.5 0.29 0.5 0.3 0.4 0.3 0.4 0.25 2011 2012 2013 2008 2009 2010 *Time series interrupted in 2012 due to modification of the model 10 7. International Recognition & Technical Assistance Winner of 2012 UN Public Service Awards in the category of Preventing & Combating Corruption at the UN Headquarters in New York on June 25, 2012. 11 Contact Information Mr. Dong Hyun Kim Deputy Director, Anti-Corruption Survey & Evaluation Division Anti-Corruption and Civil Rights Commission Republic of Korea Tel: 82-2-360-6548 Fax: 82-2-360-3547 E-mail: kimdhyun@korea.kr