File - Airport Ground Transportation Association

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ACRP

Airport Cooperative Research Program

Project 03-18:

Operational and Business Continuity Planning for

Prolonged Airport Disruptions

AGTA Meeting

Round II Workshop – 3:00 PM

Michael J. Corby, CISSP, CCP, PMP

Principal Investigator

September 14, 2010

Agenda

Traditional Business Continuity Planning

Specifics of ACRP 03-18

Project Team Structure and Current Activities

Scope of Included Operations

Research Plan

Targeted Deliverables

Wrap-up

2

Traditional Business Continuity Planning Process

APPROACH

Project

Management

Business

Impact

Analysis

Gap Analysis &

Strategy

Plan

Development

& Integration

Testing &

Maintenance

ACTIONS

Establish steering committee

Identify roles and responsibilities

Develop project plan

Customize status reporting tools

Prepare kickoff presentation

Conduct BIA interviews/ workshops

Distribute and complete BIA questionnaires

Review BIAs and conduct follow-up interviews

Identify and document resource requirements based on BIAs

Conduct gap analysis

Prepare strategy options presentation

Conduct Manual

Workaround and

Data Restoration workshop

Complete

Business

Relocation Plan

Prepare plan model with completed BCP

Plan and conduct structured walkthrough/ tabletop exercise

Prepare maintenance and testing procedures

RESULTS

Kickoff

Presentation

BIA

Questionnaire

Periodic Status

Reports

BIA Workshops

Business

Requirements

Summary

Gap Analysis and

Strategy Options presentation

Strategy

Development workshop

Business

Relocation Plans

Manual workarounds

Data restoration plans

Walkthrough testing

Maintenance and testing procedures

3

ACRP 03-18 Background

ACRP is authorized by Congress and funded as part of the annual FAA appropriation process.

Project 3-18 is a fifteen month project to:

– survey, research, review and analyze the current practice of business and operational continuity at US airports of all kinds (approach, status, strengths, weaknesses, successes, failures),

– create a best practices Guidebook, Interactive Tool, and

Critical Path Flowchart for use by ALL types of airports, and

– outreach and presentations to the industry to help promote understanding, adoption and use.

4

Background

Research project, not a commercial project

Very precise project management and reporting process

– Program Officer – Theresia “Sia” Schatz

– Project Panel comprised of airport industry experts

 we deal with each of their issues, comments, input monthly

– Monthly formal written reports:

Cover letter

- Complete accounting of work completed

- Outline of work to be done next month

- Any problems encountered, recommended fixes (or statement of none)

5

Role Summaries

Principal Investigator

Drives substance of data collection, analysis, document review

Interfaces with BCP standards, guidance bodies

Speaks at targeted events

Hands-on BCP work – airport facing

Heavy documentation

Drives approach and content of deliverables

Senior Business Continuity Planners

– Owns the BCAP process execution – business-facing

– Owns the pro forma BCP implementations

Speaks at targeted events

Heavy documentation

Core contributors of content for deliverables

Technical Writer

Technical project management and ProjectManager.com

Schedule coordination

Direct reporting – format

6

Critical Project Focus

Business and operational continuity for prolonged airport disruptions

Effects of disruptions, NOT their causes (so NOT emergency management or crisis management or safety/security oriented)

Scope is

– horizontal - across the entire airport operation, from the municipalities, counties and authorities <and private companies> that own/operate airports, including offsite systems in play vertical – addressing all airport-sited, airport-affected, airportproximate organizations that can be affected by prolonged disruptions and are in the “airport economic footprint”

Car rental, restaurants, hotels, extra-modal transportation, Hudson

News, TSA, General Aviation commercial ops (FBO’s, SASO’s) and non-commercial ops (corporate flight departments), FAA, and all landside and airside operations of all kinds

Deliverables must be highly practical, useable, applicable, and implementable by non-BCP personnel

7

Types of Airports

Airport Types

Primary

– Large Hub

Medium Hub

Small Hub

– Non-hub

Non-primary commercial

 Cargo

Reliever

General Aviation

FBOs and Other Entities

Airside Entities, for example:

– Fuel

Maintenance

Airlines Operations

Groundside Entities, for example:

Security

Baggage Handling

Ticketing

Government Entities

TSA

FAA

CBP

ICE

Military Air Operations

8

Partial In-Scope Operations List

Airport Administration – General

Manager

Airport Facility Maintenance

Air Traffic Control

Commercial Establishments of all types – restaurants, news/books, car rental operations, and all airside third party operators

Emergency Services (Law

Enforcement, Security, Fire,

Medical, ARFF, Office of

Emergency Management)

General Aviation – commercial entities, operators, businesses

(FBO’s, SASO’s) and noncommercial entities like corporate flight departments

FAA Facility Management

FAA Facility Maintenance

Facility Engineering

Finance/Administration

Legal

Organization and Procedures

 Other Modal Departments (Sea,

Road, Rail)

 Personnel

Planning

Properties and Development

Public Relations

9

Partial In-Scope Operations List

Landside Operations

Access Management

Air Traffic Control

Baggage

Cargo, Mail

Concessionaires

Curbside Management

Ground handlers

Ground Transportation

Leasing companies

Local authorities and municipalities

Meteorology

Parking lots and parking technology

Passenger processing (ticketing, security, screening)

Passenger services

Public transportation

Roads

Suppliers

Utilities

Waste Management

Airside Operations

Aircraft Operators

Aircraft maintenance

Baggage

Catering/duty free

Cleaning

Customs/Immigration

De-icing

Fuel supplies and fueling

Gates

Ground Support Equipment

Noise monitoring

Push back/Towing

Runways, Taxiways, Ramps

Sanitary services

Waste Management

Wildlife Control

10

Research Plan

Ongoing Project Management and Reporting

Stage 1 – Research &

Document Review

Task 1

Review & analyze available standards, guidelines, industry and extraindustry best practices, literature, case studies, and plans.

Submit

Amplified

Research

Plan.

Task 2

Develop & submit a multi-point data collection plan across representative airport types, sizes, ownership, mission, security category and

EM/Rescue index.

Stage 2 – Implementation Stage 3 - Development

Task 3

Implement the data collection plan through focus groups at industry conferences, personal interviews, online surveys and via a custom designed data collection tool.

Task 4

Prepare and submit an interim report identifying current practices, including a draft outline of the

Guidebook with a framework, templates findings and recommendations.

Task 5

Through standard BIA process, develop guidelines for restoration of operations in all areas of airport and contiguous operations that have economic impact.

Task 6

Develop and submit a comprehensive critical path framework, risk matrix, response templates and a business continuity plan development too based on best practices and relevant standards.

Stage 4 - Completion

Task 7

Prepare the draft

Guidebook with detailed recovery priorities based on a critical impact framework.

Task 8

Submit the completed

Guidebook, interactive business continuity planning tool, final report and documentation.

We are here

11

Document Review

Aviation

AGTA (ground transportation), ACI-NA (airport owner/operators),

AAAE (airport executives), NBAA (national business aviation association),

AFFRWG (aircraft rescue firefighting working group), ALEAN (airport law enforcement agencies network), ALPA (airline pilots association), IAASP

(international association of airport and seaport police), NATCA (national air traffic controllers association), CAP (Civil Air patrol), ICAO (international civil aviation organization)

Government

– FAA, TSA, NTSB, Immigration & Customs Enforcement, HLS

(PS-

Prep), US Air Force, CBP, CFR’s

BCP Credentialing Bodies

– DRII, BCI

Risk Management – Willis Aviation Practice, Key Airport Underwriters

Consulting Firms – Professional Services Firms with Aviation, Airport,

Aerospace Practices/Clients

Standards Bodies

– ISO, NFPA, BSI, ANSI, ASIS, NIST…..

Airports – Branson, Buffalo, Denver, LaGuardia, JFK……

Credentialing letter from TRB for enhanced access?

12

Data Collection Plan

Document, standards, guidance review, analysis and documentation.

BCAP style Q&A (paper to database, Bold Systems tool…..IF we get credible access to email lists) re: a) knowledge, capacity and practice; b) “strategic BIA”

– Attendance at key industry conferences:

AGTA, ACI-NA, AAAE, Hub Operations, Facilities

Management, Regional's, Leasing Policies/Minimum

Standards, Gen’l Aviation Issues, Small Airports, Airport Law

Workshop, Essentials of Airport Business Management,

National Airports, Airports and Car Rental Workshop, Parking and Landside Management Workshop, Airport Concessions,

Airport Economic Forum….may add vertical industry group conferences (e.g. airport lessees) via sponsored focus group, session, presentation

GoToMeetings/GoToWebinars sponsored by industry groups

One-on-One interviews with representative airport executives

Use of “airport” team members to gain trusted access

13

Data Collection Plan

Meetings with key governmental agencies in DC (HLS, FAA, TSA,

NTSB, etc.), Industry associations (AGTA, ACI-NA, AAAE, NBAA)

Meetings with key verticals –

General Aviation organizations

Car rentals

Hotels

– i.e. Hertz and Avis

– i.e. Marriot, Sheraton

Retailers – i.e. Hudson News, PGA, McDonalds

Airlines – i.e. Continental, Delta

Meetings with key labor:

Pilots

Flight attendants

Airline workers

Baggage handlers

– ATC

14

Data Collection Plan

3-5 Pro Forma BCP Implementations at representative airport types

15

Sample Deliverables

Project Plan Project Organizational Chart

Crisis Management Team (CMT)

Mark Baydarian , Lee Raynor

Business Continuity

Manager/Leader (Lee

Raynor)

Bold names are primary respondents

Crisis Management Team

Information Technology ( Robert MacTaggart; Tim Flick)

Human Resources ( Mark Fogel , Kim Shepard)

Finance ( Mark Baydarian; Michael Dang)

Legal ( Don Richenthal , Meir Blonder)

Security ( Diana Alexander; Fred Schaefer)

Corporate Communications ( Joe Zaccaria; Pam Winikoff)

Logistics ( Hank Franzone; Phil Clouden)

Manufacturing ( Ed Plaia , Hakki Tansi)

Customer Service ( Dianne Corso ; Randi Gilday)

El Paso

Primary Recovery Team Leader

Alternate Recovery Team Leader

Spanish Springs

Primary Recovery Team Leader

Alternate Recovery Team Leader:

Recovery Organization

Executive Dashboards

BIA Questionnaire BIA Summary Reports Dependency Mapping

16

Sample Deliverables

Recovery Strategy Options

Summary

High-Level Cost Estimate BR and DR Roadmaps

Manual Workaround

Procedures

Incident Management Model Plan Documents

17

Sample Deliverables

Tabletop Scenario Maintenance Checklist Maintenance Dashboard

18

Interactive Tool

19

Wrap-up

Questions?

Comments?

Volunteers?

20

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