NSERC A Many Splendored Agency

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Yukon Research, Innovation and

Commercialization Conference

Rick Warner

NSERC Pacific

January 23, 2012

Agenda – NSERC - A Many

Splendored Agency

Overview of NSERC

Colleges and Community Innovation

Program

University: Industry programs

Industrial Scholarships and Fellowships

NSERC Value Proposition

Questions

Vision, Mission and Goals

NSERC helps make Canada a country of discoverers and innovators for the benefit of all Canadians.

NSERC achieves this by investing in people, discovery and innovation in partnerships with industry through programs that support post-secondary research in the natural sciences and engineering on the basis of national, peer-reviewed competitions.

Lead the advancement of knowledge in science and engineering, and ensure that Canadian scientists and engineers are leaders and key players in a global knowledge community .

Inspire new generations of students to pursue careers in science and engineering, and provide them with the means to develop their full potential.

People

Connect and apply the strength of the academic research system to addressing the opportunities and challenges of building prosperity for Canada.

Demonstrate NSERC ’s accountability and how the results of its investments in Canadian research and training benefit Canadians.

Increase visibility of Canadian research.

Accountability

NSERC:

Implementing the Federal S&T Strategy

Innovation

Entrepreneurial Advantage

Translate knowledge into wealth, wellness and well-being

Discovery

Knowledge Advantage

Build on research strengths, generate new ideas

NSERC

>1,800 company partners

29,500 students

11,800 professors

People

People Advantage

Attract, retain and grow base of knowledge workers.

NSERC Multi Year Budget

1200

1000

800

600

400

200

0

2001-02

84% Growth

2004-05 2007-08 2010-11

People Discovery Innovation Administration

NSERC Investments 2010-11

Total: $1.08 billion

4%

28%

30%

People

Discovery

Innovation

Admin.

38%

Strategic Partnerships

Program (39.9%)

RPP Budget 2011-2012

($282.1M)*

Industry-Driven Collaborative R&D

Program (39.2%)

College and Community

Innovation Program (11.4%)

*Does not include Networks of Centres of Excellence

Commercialization

Program (2.5%)

Training in Industry

Program (7%)

The Five Major Programs in RPP

Strategic

Partnership

Program

Strategic Project

Grants (SPG)

Collaborative Health

Research Projects

(CHRP)

Auto. Partnership

Canada (APC)

Strategic Network

Grants (SNG)

Universities

Industry-Driven

Collaborative

R&D Program

Partnership

Workshops (PWP)

Interaction Grants

(IG)

Engage Grants (EG)

Collaborative

Research and

Development (CRD)

Commercialization

Program

Training in

Industry

Program

Idea to Innovation (I2I) Industrial Undergrad

Student Awards (i-

USRA)

Centres of Excellence for Commercialization

& research (CECR)

Industrial R&D

Internships (IRDI)

Industrial

Postgraduate

Scholarships (IPS)

Industrial R&D

Fellowships (IRDF)

Colleges

Colleges and

Community

Innovation

Program (CCI)

Applied Research and Development

(ARD) Grants

Applied Research

Tools and

Instruments (ARTI)

Grants

Innovation

Enhancement (IE)

Technology Access

Centres (TAC)

Network of Centres of

Excellence (NCE)

Industrial Research

Chairs (IRC)

Business-Lead

Network of Centres of

Excellence (BL-NCE)

College-University

Idea to Innovation

(CU-I2I)

Industrial Research

Chairs for Colleges

(IRCC)

Tri-Council Program

The CCI Program is managed by NSERC in collaboration with the Canadian Institutes of Health Research (CIHR) and Social

Sciences and Humanities Research Council of Canada

(SSHRC).

CCI program is open to proposals across the spectrum of natural and social sciences, engineering, humanities and/or health

College Growth

Pre-2007 2007 2008 2009 2010 2011 (As of

Dec)

81

CCI-Eligible Colleges

Eligible Colleges that have received at least one CCI

Grant

13

6

21

6

36

8

52

30

67

48 56

ACCC report indicates that:

(i)

(ii)

3,795 companies participated in applied research projects at Canadian colleges in 2009-10. This represents a sevenfold increase over 2005-06; and private sector investment in Canada’s colleges increased tenfold over the last four years from $4 million to $45 million in 2009-10.

Polytechnics Canada report indicates that between 2008-09 and 2009-10:

(i) active applied research projects during the year increased by 39%; and

(ii) faculty/staff engaged in applied research increased by 34%.

10

Universities and Colleges in Pacific

Region

Universities

• BC Institute of Technology

• The University of BC

• University of the Fraser Valley

• University of Northern BC

• Royal Roads University

Simon Fraser University

• Thompson Rivers University

• Trinity Western University

• Vancouver Island University

• University of Victoria

Colleges

• Camosun College

• College of New Caledonia

• College of the Rockies

• Douglas College

• Emily Carr University Justice

Institute of BC

• Kwantlen Polytechnic University

• Langara College

• North Island College

• Okanagan College

• Selkirk College

• Yukon College

Colleges and NSERC

NSERC views the colleges as:

 Closely linked with industry locally and regionally

 Playing an important and growing role in advancing innovation

 Having a unique role distinct from that of universities

NSERC’s goal:

 Assist the colleges in advancing innovation (existing programs and new mechanisms)

CCI – Suite of Grants

College and

Community

Innovation program

(CCI)

Innovation

Enhancement

Grants (IE)

(Entry-Level and Five-

Year)

Applied

Research and

Development

(ARD)

Grants

Applied

Research

Tools and

Instrument

(ARTI)

Grants

Technology

Access

Centre (TAC)

Grants

(pilot)

Industrial

Research

Chairs for

Colleges

(IRCC)

Grants

College

University

Idea to

Innovation

(CU-I2I)

Grants

Objectives of CCI

Increase innovation at the community and/or regional level by enabling Canadian colleges to strengthen their capacity to work with local companies, particularly SMEs

Support applied research and collaborations that facilitate commercialization, as well as technology transfer, adaptation and adoption of new technologies

Who are eligible partners?

 Businesses, colleges, hospitals, public utilities, associations and government agencies

 Universities, and other organizations, as collaborators

Who is eligible to apply?

 College employees, preferably an administrator or a manager who has experience in managing grants

What Do Companies Typically

Need?

SMEs

• Quick and easy cash and financing

Short term projects to solve specific problems

• HQP for expertise but limited resources to train students

• Access to specialized equipment/facilities

Access that is:

‘Fast and easy’

Large Firms

• Have more $ for R&D but spend less as proportion of other investments

• HQP important (recruitment)

• What’s on the horizon?

• Med/long term projects

Access to:

Future, talent, world-class

Innovation Enhancement Grant (IE)

 Entry-Level IE Grants (funding of up to $100,000 per year for two years)

 Five-Year IE Grants ($2-3M – base funding of up to $500,000 per year for the first three years and up to $400,000 for years

4 and 5)

 Anticipated Impacts :

• Encourage colleges and industry partnerships

• Professors and Students participating in applied R&D activities on real industry problems

• Increase applied research capacity and TT activities

• New technologies and processes adopted by local companies and other organizations

Applied Research and Development Grant

(ARD)

 provide Canadian companies access to the knowledge, expertise and capabilities available at colleges

 support well-defined applied research and development projects undertaken by college researchers with their private-sector partners

 No deadline

 Project duration: 6 months to 3 years

Applied Research and Development Grant

(ARD)

Three levels:

1. Up to $25K (six months)

• Requires a new relationship, in kind contribution (no cash)

• internal review, 4-6 week turnaround

2. Up to $75K per year (up to 3 years)

• Private sector partner(s) contribute 1/3 of project costs in cash and/or in-kind

• External peer review

3. $75K to $150K per year (up to 3 years)

• Private sector partner(s) contribute ½ of project costs in cash and/or in-kind (match NSERC’s contribution)

• External peer review and committee review

Applied Research and Development Grant

(ARD)

Selection criteria:

Technical merit

Applied research competence

Potential for innovation impact

Private-sector support

Contribution to the training of HQP

Benefit to Canada

ARD update as of January 10, 2012

21

ARD update as of January 10, 2012

ARD grants per region

60

50

40

30

20

10

0

Prairies Atlantic Ontario BC Quebec

Not awarded

Awarded

Under review

22

Other CCI Grants

Applied Research Tools and Instrument grants (ARTI)

 support the purchase of research equipment and installations to foster and enhance the ability of colleges to undertake applied research, innovation and training in collaboration with local companies ($7,000 to $150,000)

Technology Access Centre grants (TAC)

 enhance the ability of companies, particularly SMEs, to become more productive and innovative by enabling them to readily access college expertise, technology and equipment.

This access to college capabilities is intended to enhance the productivity, competitiveness and innovation of the participating SMEs (pilot in progress)

Other CCI Grants (cont’d)

Industrial Research Chairs (IRCC)

IRCC supports applied research leaders and the development of business-focused applied research programs at colleges (5 year terms, $100,000 - $200,000 per year)

College - University Idea to Innovation (CU-I2I)

 develop and strengthen research links between colleges, universities and businesses to accelerate the development of existing company technologies and promote their commercialization (3 year grants, up to $250,000)

IRCC Update

 Launched program on October 5, 2011

 Application deadline was November 30, 2011

 IRCC budget is ring-fenced (if funds are not used specifically for

IRCC, they must be returned to TB)

 Received 45 IRCC applications

 Can award up to 18 Chairs in 2011-12, the remainder will be allocated through competition(s) in 2012-13

 No further competitions planned until 2016-17

25

IRCC Applications by Region

26

CU-I2I Update

 Technology pull objectives (name causing confusion)

 Possible University draw -> no cash requirements

 Launched program on November 15, 2011

 No application deadline. Apply at anytime.

 No official applications yet. Some are in preparation.

 CU-I2I budget is ring-fenced (if funds are not used specifically for CU-I2I, they must be returned to TB)

 Can fund $1M in 2011-12, $2M in 2012-13, and $3M for subsequent years

27

The Five Major Programs in RPP

Strategic

Partnership

Program

Strategic Project

Grants (SPG)

Collaborative Health

Research Projects

(CHRP)

Auto. Partnership

Canada (APC)

Strategic Network

Grants (SNG)

Universities

Industry-Driven

Collaborative

R&D Program

Partnership

Workshops (PWP)

Interaction Grants

(IG)

Engage Grants (EG)

Collaborative

Research and

Development (CRD)

Commercialization

Program

Training in

Industry

Program

Idea to Innovation (I2I) Industrial Undergrad

Student Awards (i-

USRA)

Centres of Excellence for Commercialization

& research (CECR)

Industrial R&D

Internships (IRDI)

Industrial

Postgraduate

Scholarships (IPS)

Industrial R&D

Fellowships (IRDF)

Colleges

Colleges and

Community

Innovation

Program (CCI)

Applied Research and Development

(ARD) Grants

Applied Research

Tools and

Instruments (ARTI)

Grants

Innovation

Enhancement (IE)

Technology Access

Centres (TAC)

Network of Centres of

Excellence (NCE)

Industrial Research

Chairs (IRC)

Business-Lead

Network of Centres of

Excellence (BL-NCE)

College-University

Idea to Innovation

(CU-I2I)

Industrial Research

Chairs for Colleges

(IRCC)

Collaborative Research &

Development Grants (CRD)

Apply any time

Up to 5 years (most are 2-3 years)

Average grant about $50,000 (can be up to $1M)

Company contributes cash (at least half of NSERC)

Company’s internal capacity is key

85% success rate

Engage Grants Program

• New collaboration between company and researcher

• Up to $25,000 from NSERC

• No cash from company

• IP stays with company

• Straightforward application

• No deadline … 3-4 week turnaround to decision

• Objective is to foster a long-term collaboration

(though this may not be the outcome)

Industrial Scholarships and

Fellowships

Example – Undergraduate

Student Research Award –

Industrial

USRA-I - $4500 (NSERC)

- $1125 (Company, min)

- 16 week placement at company

- undergraduate bachelors student in science or engineering

Value proposition

NSERC provides a wide variety of programs that meet the varying needs of business, from short-term to long-term R&D projects. NSERC invests over

$300 annually million in funds to support more than

1,500 industry-academic R&D partnerships.

Value proposition

1) By cost-sharing with NSERC, Canadian businesses can fund relevant R&D for as little as

17 cents on the dollar when combined with tax credits for R&D investment.

CRD Tax Example

Industry Cash

Industry In-Kind

$ 25,000

British

Columbia

Investment

Tax Credit

Tax Credit

SR&ED Cheques back from credits

Net Cost to

Company

$ (2,500) $ (8,750) $ 11,250 $ 13,750

$ 25,000

NSERC CRD Cash $ 50,000

Project Value $ 100,000

$ (2,500) $ (8,750) $ 11,250 $ 13,750

$ 22,500 $ 27,500

Value proposition

2) Researchers who undertake applied research in partnership with companies are often at the forefront of their respective specialties often with recent state of the art equipment available.

Companies benefit from their insights and advances.

Value proposition

3) All major R&D funding proposals are reviewed by experts and this can help companies ascertain whether there may be any technical or feasibility concerns/issues.

Value proposition

4) Links to universities and colleges can be a plus for businesses seeking investment capital, especially from private sources.

Value proposition

5) NSERC's industrial scholarships and fellowships allow companies to hire, at substantial savings, the appropriate level of expertise for almost any

R&D task. From undergraduate students for short-term problem solving to postdoctoral fellows for longer term, and sometimes gamechanging research, these highly skilled people make important contributions to their employers.

Value proposition

6) Since 1997, the federal government and its partners have invested more than $4 billion in university and college research infrastructure and equipment.

Many of these well-equipped facilities are one-of-akind and would be too costly for any single company to set up and operate.

University and college technical staff are on hand to help companies maximize the use of these facilities.

Questions & Contacts

Jack Deyirmendjian

613-996-2145 jack.deyirmendjian@nserccrsng.gc.ca

Suzanne Liou (ARD)

613-996-5984

Suzanne.liou@nserccrsng.gc.ca

Marie Thibault (ARD, TAC, CU-I2I)

613-996-9402

Marie.thibault@nserc-crsng.gc.ca

Creed Millman (IE, ARTI)

613-996-4894 creed.millman@nserccrsng.gc.ca

Patrick St-Pierre (IE, IRCC)

613-944-7533

Patrick.St-Pierre@nserc-crsng.gc.ca

Rick Warner 604-666-8811 rick.warner

@nserc-crsng.gc.ca

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