Axis
Expect More
Business Risk

2010 Axis Risk Consulting. All rights reserved.
Process Risk
1
TM
Technology Risk
An exciting career
opportunity …

2010 Axis Risk Consulting. All rights reserved.
The Governance landscape today …
Key Challenges/Expectations
•
Complex business dynamics- multi
geography/delivery modes; dynamic control
environment
•
Higher corporate governance standards in
force; severe non-compliance implications
•
Current Trends
•
Severe resource crunch – Internal audit staff
pulled into SOx compliance
•
High employee churn in in-house internal
audit/SOx resources
Higher stock valuations for companies with
better governance processes
•
High costs of outsourcing (largely to Big 4
firms)
•
Spiraling cost of compliance
•
•
High dependence on IT systems for
transaction processing and reporting
Internal controls operated by off-shored
transaction processing companies (captive
and 3rd party)
•
Audit committee/senior management need
for greater data/control assurance
•
Ineffective use of automated / IT controls
•
No single tool to manage documentation &
intelligence automated control testing
•
Sox / IA activities not integrated
Need for Integrated and Lower Cost Governance Solutions

2010 Axis Risk Consulting. All rights reserved.
3
Axis Risk Consulting – Who are we?
•
Axis is a specialist Risk and Compliance firm
•
We are a 100% subsidiary of Genpact (NYSE : G) – nothing to do
with Axis Bank!
•
We have a unique business model of serving clients globally using
an India based delivery model – probably the only team in India with
the scale and quality of resources
•
We serve ~75+ International and large Indian Corporate Clients; we
pride ourselves in truly being a Global Indian!
•
While we are Independent (and our clients love us for that), we have
a Big 4 DNA, as our leadership is ex-Big 4 with combined 120+
years of professional services experience
•
•
We are a close knit team of ~175 professionals, post graduates with
CA and MBA degrees; several with specialized certifications such
as CIA, CISA, CFE
We also have a specialist 30+ member ITRM team with a mix of
CAs, MBAs and Engineers who have IT certifications
10
Partners /
Directors
20
Sr. Managers/
Managers
65
Asst Managers /
Senior Consultants
80
Consultants / Analysts
The Axis team
CA
39%
2%
10%
MBA
39%
5%
IT, CIA, CISA,
CFE,
5%
Mix of post graduate staff

2010 Axis Risk Consulting. All rights reserved.
4
A little bit about our parent -- Genpact
A UNIQUE UPBRINGING
•
•
•
•
•
Spun off from GE as an independent company in 2005
Listed on NYSE in 2007 (Symbol: G)
Successful secondary public offering in March 2010
Strong growth with revenues growing at 22% CAGR since 2006
Diversified revenue base excluding GE growing at 100%+ CAGR
since 2004
• Strong balance sheet and cash flows, including approximately
$430MM of cash and cash equivalents
1997
GENPACT TODAY
• Best in the World at Business Process and Technology Management
• Projected revenues of $1.4bn in 2010; Market cap of $3.5bn
• Over 3,000 processes managed for 400+ clients, representing 40+
industries across 13 countries
• 43,000+ employees, across 39 delivery centers in 13 countries, 25+
languages covered
2005
2009

2010 Axis Risk Consulting. All rights reserved.
5
Our Vision
“To be the
Premier Risk Consulting Organisation,
Operating to Best-in-Class Quality Standards,
Serving Clients Globally”

2010 Axis Risk Consulting. All rights reserved.
2007
Axis
6
Expect More
TM
We have a strong people centric culture

Great Work Mix
• Job rotation / enrichment / multi-tasking
• Balanced staffing allocations;
mix on on-site and off-shore
projects
• Encourage specialization in
chosen field – industry or solution
Reward and Recognition
• Formalized performance
evaluation process
• Recognizing employees for
performance – Cheers!,
CEO Award
Combine ‘Fun’ with learning
• Bond as a Group
• Team Building Off-site
• Regular fun events to bring
people together
Career Skills Development
• Training based on employee specific
needs
• Skill development – technical & soft skills
• Active mentoring / career
management support through
a group structure
2010 Axis Risk Consulting. All rights reserved.
7
Team with experience of servicing clients across the Globe
Sweden
Lithuania
Russia*
Ireland Belgium Hungary
UK Netherlands Romania*
France Germany
Japan
Spain Italy Greece
Mongolia*
S. Korea
Saudi Kazakhstan
China
Arabia`
UAE India
Egypt
Canada
USA
Mexico
Columbia
Peru
Chile
Nigeria*
Brazil*
2010 Axis Risk Consulting. All rights reserved.
Indonesia*
Mauritius
South Africa
* Offshore Audits

Kenya*
Singapore
8
Australia
Global Indians ….. us all!

2010 Axis Risk Consulting. All rights reserved.
9
…. And here is What we Do
•
Internal Audit
& Audit
Analytics
•
•
•
•
•
SOx Advisory
•
•
•
Full scope – operational & financial
Augmentation, co-sourcing and outsourcing delivery models
Risk based remote site audits
Design & execution of data analytic
scripts (ACL)
Transaction
Support
Service
Process doc – Flowcharts & RCMs
Test of Design Effectiveness
Test of Operating Effectiveness
Remediation support and Re-testing
Project management & interface with
external auditors
Enterprise
Risk
Management
•
•
•
•
•
•
•
•
Regulatory
Compliance
•
•
Evaluate compliance with statutory
requirements
FCPA
Escheatment
Controllership
Support
Services
•
•
•
•
•
IT Assurance,
incl IT SOx
•
•
•
•
Business
Process
Improvement

•
•
•
ITGC & Interface controls testing
Gap Remediation support
ERP & Application Controls
documentation & design assessment
Data Migration Controls
Segregation of Duties
•
Fraud Risk
Services
•
•
Develop and define business processes
and policies
Revenue risk management
Process awareness / change
management
Cost management solutions
2010 Axis Risk Consulting. All rights reserved.
•
Ethics and
Responsible
Business
Practice
10
•
•
•
Acquisition diligence
Vendor diligence
Business Planning and modeling
Identify key business risks
Assess risk mitigation strategies /
processes
Develop risk remediation processes
Develop Control Self Assessment (CSA)
strategy / framework, questionnaires
Monitor remediation status
Designing and establishing Control
Practice and Procedures
Vendor / Contract Audits
Investigations
Review / Design of Fraud Management
Systems
Recreating accounting fraud
Ombudsman
Design and implement Ethics Code
Review design / implementation of Ethic
Codes
Develop / maintain whistleblower
hotlines
Wide Range and Depth of our Experience
Internal Audit & Process SOx Advisory, Documentation
Risk Consulting
& Testing

2010 Axis Risk Consulting. All rights reserved.
Enterprise Risk
Management
11
ITRM &
IT Sox
So why Axis? What’s in it for me?


Leadership team from Big 4 -- professional working environment; opportunity
to work closely with leading professionals in the risk consulting space

Opportunity to work with a small and growing Team -- faster growth
opportunity, more challenges and visibility

Flat organisation -- greater access to Top Management

Greater Ownership -- we entrust all our people with client service responsibility
which fosters faster learning ; Participate in an entrepreneurial and niche
business and simultaneously enjoy the benefits of a large organization

90 degree learning curve – continuous improvement through internal and
external training programs ; Extensive professional training and certifications

Dynamic work – front end client facing role; changes from project to project;
work does not get routine or monotonous

E@W - Unique opportunity to ‘Learn while you Earn’ ; State-of-the-art courses
from reputed institutes ; Specialist and expert faculty conducting the programs ;
Convenience of learning at classrooms; Educational loan facility ; Study
material from the Institutes ; Fee reimbursement schemes

Opportunity to work on international projects -- and we don't have any
bonds or service agreements
2010 Axis Risk Consulting. All rights reserved.
12
Career Growth …. Meritocratic & Experience based
Executive Director
Associate Director
Senior Manager
Career Development Process
Encourages ….
Manager
Assistant Manager
Senior Consultant
Consultant / Associate Consultant
Senior Analyst / Analyst

2010 Axis Risk Consulting. All rights reserved.
13

Young People - BIG Jobs

Performance Driven Growth

Additionally, we offer opportunities to
move within Axis - Genpact (Example
Consulting to Insurance to Training or
Quality)
What do we look for in our people …
Professionals with a Passion for
Excellence
Professional Qualification
Desire to learn
Strong communication skills
Commitment to the
organisation
Professionals with a
‘Customer is King’ mindset
Innovativeness /
Maverick
High on Energy
Willing to explore
the world with us
Team Player
14
Helping you to fast track your transition to Corporate life
Professional


Holistic Growth
 Time Management
Transition from College
to Corporate world.
 Structured thinking /
Effective Planning
Team work / Project
management

Appraisal / Recognition

Knowledge Sharing /
Trainings

Client Interface
 Office Parties

Global exposure
 Company Offsite
Social
 Corporate Social
Responsibility
 Sports Events

2010 Axis Risk Consulting. All rights reserved.
Personal
15
 Effective
Communications
 Development of
leadership skills
 Efficient Decision
making
 Inculcates confidence
ED
Our commitment to your development and growth
Thought & Action
Leadership
Education at
Sr. Manager\ Associate Director
Manager
Sr. Consultant\ Asst. Manager
AC\ Consultant
Analyst
Work

• Accelerated Leadership, Business Leadership
Programs,
• Trainings by external faculty, Project Management,
Strategic
Thinking
• Foundations of leadership, 7 Habits of Highly Effective
People, Handling performance appraisals
• Functional Subject Matter trainings – internal and external
faculty, GENPACT Quality Tools ( Six Sigma and Lean )
• Executive Programs from IIM’s, CIA
People
Leadership
Client Relationships
Personal
Effectiveness
Execution
2010 Axis Risk Consulting. All rights reserved.
• Genpact Operations Leadership
Development (GOLD)
• 7 Habits of Highly Effective People, Communication
• Functional Subject Matter trainings
• Executive Programs from IIM’s, CIA
• Teamwork, Communication
• Functional Subject Matter trainings
• CIA
• Teamwork, Communication
• Functional Subject Matter trainings
• CIA Residential
Trainings
16
Trainings by
External Faculty
GENPACT
Quality Tools –
Six Sigma, Lean
Education@Work : opportunity to ‘Learn while you Earn’
Aim
To offer opportunities to further quality education to the employees while at work
 To enable employees to up skill and reach higher levels.
 To provide higher education at subsidized cost
 To build the internal talent pool
Offers Language Certification in French, German, Spanish, Chinese.

Management
US Certification
IIM Ahmadabad
PMP
Exclusive
Project Management Program
IIM Bangalore
Technology
Linux Admin
Destination Analytics
CPA
CCNA
Exclusive
Certified Public Accountant
Networking
Destination Software
XLRI
Mortgage Certification
Unix + SOLARIS
Human Resource Management
IMT Ghaziabad
Exclusive
CFA
IIM Indore
NMIMS Mumbai
Exclusive
IIM Calcutta

Career Development
2010 Axis Risk Consulting. All rights reserved.
17
ECLP
Our Offer to you ….
Role :
Analyst
Compensation : INR 200,000
+ DIP of INR 25000
+ Annual Performance Based Bonus
+ Sponsorship for Education @ work
But that’s not all!

2010 Axis Risk Consulting. All rights reserved.
18
Compensation and Benefits
Bonus
Education
@work
Rewards & Recognition
Travel around the globe
Continuous training for professional
& personal development
Life
Insurance
Medical
Insurance
Personal Accident
Insurance
Salary
We provide Best in Class compensation and benefits.
19
Our hiring process …
Profile
Shortlist
Written
assessment
Group
Discussion
Panel
Interview
Offer
* Please Note that from written assessment onwards will involve elimination.

2010 Axis Risk Consulting. All rights reserved.
20
w w w . a x i s i n d i a . c o .i n
This statement has been
developed
by
Axis
Risk
Consulting (‘Axis’) and will
remain its property, and as
such, the contents may not be
disclosed to any third party, nor
may any original concept
devised by Axis be used
commercially.
Thank You
contactus@axisindia.co.in
Mumbai
Gurgaon
Bangalore
New York
London
Sydney
Nishuvi, 3rd Floor
Dr Annie Besant Road
Worli, Mumbai – 400 018
India
+91-22 6155 1000
Site 22,
Sector 18 - Udyog Vihar,
Gurgaon – 122 015
India
+91-124 428 4600
Ground Floor, Building 2,
Salarpuria Softzone,
Outer Ring Road,
Bellandur, Varthur Hobli,
Bangalore - 560103,
India
+91-80-66131000
1251 Avenue of the
Americas
Suite 4100, New York,
New York 10020
+1 (804) 893-3349
Genpact UK Limited
64 Baker Street
London – W1U 7GB
+44 (207) 535 5400
Darling Park, Tower 2
201, Sussex Street
Sydney 2000, Australia
+61 (29) 006 1171


2010 Axis Risk Consulting. All rights reserved.
2010 Axis Risk Consulting. All rights reserved.
21