PLANNING FOR SUSTAINABLE CHANGE Start Early and Think Beyond ‘Go-Live’ PANEL OUTLINE Making a Case for Change Cassie Frazer, Canada Health Infoway Making Early Plans Ian Hodder, Centre for Health Information, Newfoundland & Labrador Making Change Stick Knut Rodne, OntarioMD MAKING A CASE FOR CHANGE Creating awareness eHEALTH CHANGE MANAGEMENT IS: “…a strategic and systematic approach that supports people and their organizations in the successful transition and adoption of electronic health solutions. The outcomes of effective eHealth change management activities include solution adoption by users and the realization of benefits.” Pan-Canadian Change Management Network March 1, 2011 4 THE CHANGE MANAGEMENT ICEBERG • • 85% of our time = 15% of the change 15% of our time = 85% of the change Bottom line: 70 % Failure 5 5 UNIQUE INDUSTRY, UNIQUE CHALLENGES eHealth presents unique CM challenges: • • • • • Complex healthcare delivery structures Organizational change resistance and fatigue Emerging technologies Health industry regulations Strong, disparate professional cultures Successful health IT implementations dedicate between 1015%1 and upwards of 30% of project budget towards CM activities.2 1 Petouhoff, N., Chandler, T., Montag-Schultz, B. (2006). The business impact of change management: What is the common denominator for high project ROI's? Graziadio School of Business and Management, Pepperdine University. [Electronic document] 2 Laflamme, F., Pletraszek, W., Rajadhyax, N. (2010). Reforming hospitals with IT investments. Mckinsey on Business Technology. Number 20, Summer 2010: 27-33. 6 THE VALUE OF CHANGE MANAGEMENT “Change Management, done well, done badly, or not done at all, will have a lasting impact on the sustainability of an organization.” - Les Harrison, CEO, Yellowknife Health and Social Services Authority, GNWT 7 A LOOK AT THE NUMBERS ROI of good change management • Effective CM strategies support average 143% ROI vs. 35% ROI with poor/non-existent CM.1 • With execution of CM activities:2 • 96% of projects achieve project management objectives • 95% of projects achieve IT management objectives 1 Consequences of poor change management • Cross industry studies suggest that with poor or non-existent CM: • “84% of projects do not hit their targets; • 18% average over run on budgets; • 23% average over run on schedule; and • 7% do not achieve scope/ functionality.”3 • “70% of health IT projects fail or do not provide end-user satisfaction.”4 Laclair, J., Pao, R. (2002). Helping employees embrace change. Managing change is the responsibility of everyone in the corporation—from senior managers on down. McKinsey Quarterly. November 2002 (4), 17 – 20. 2 Coplan, S. Redefining health IT project success, Journal of Healthcare Information Management (HIMSS), Spring 2012, vol. 26, no 2. 3 Sauer, C., Cuthbertson, C. (2003). The State of IT Project Management in the UK 2002-2003. University of Oxford, England. 8 4 Anderson M. Six levels of healthcare IT.Davidson PL ed. Healthcare Information Systems, Auerbach Publications, Boca Raton (2000), pp. 97–108 CHANGE MANAGEMENT ENABLES REALIZATION OF BENEFITS 9 WHAT IS REQUIRED? Effective governance & leadership investment Comprehensive stakeholder engagement Workflow analysis & integration Consistent communications Training & education Ongoing monitoring & evaluation htt ps : / / w w w. i nfo way - i nfo ro u te. ca /i n d ex . p h p /p ro g re s s - i n - ca n a d a /ma n a g i n g - ch a n g e 10 “You can’t have a successful project without organizational CM. It is as important as good project management. All of the elements of CM including training, communications are an integral part of a major initiative. You can’t implement without it. You will manage the change or the change will manage you.” Roger Girard Chief Information Officer, Manitoba eHealth 11 THANK YOU Cassie Frazer, Benefits Realization Leader – cfrazer@infoway-inforoute.ca 12 MAKING EARLY PLANS Telepathology & HEALTHe NL, Newfoundland & Labrador eHealth experience CONSIDERATIONS & QUESTIONS, TELEPATHOLOGY Early readiness planning, strategies, activities, outcomes: Pre RFP, requirements validation Potential implementation & adoption learning's Readiness report and Project Steering Committee decision needs Early clinical governance, RFP site visit evaluations Early clinical governance informed project implementation approach; Clinical Working Group development (formalized terms of reference) Revised CM plans, recognizing adoption targets, barriers, solutions CONSIDERATIONS & QUESTIONS, HEALTHe NL Early Clinical governance needs, planning to implementation phases Stakeholder engagement, early & often, Regional Health Authorities, acute care services, end users Monthly Clinical Working Group (CWG) meetings: Alignment & validation of requirements, pre-design Engagement on Education & Training design Production environment testing, pre-pilot, go-live CWG engagement, post go-live strategies & activities; conferences, Regional Health Authorities, community clinician adoption CONSIDERATIONS & QUESTIONS, HEALTHe NL Results of early project governance, focus on Implementation & Adoption: Mandate “ The Telepathology Implementation Leads Team (TILT) will provide advice and support to the Telepathology Project Team regarding the implementation of the provincial Telepathology network for Newfoundland and Labrador. In addition, team members will act as leads for their respective RHAs Telepathology Implementation” M e m b e rs hip Ideally, one (1) representative for each of the following areas, from each RHA will be identified by the key contacts/leads in each RHA, based on roles and expertise to take part on the team: Information Technology Technologist/Histotechnologist Pathologist Laboratory Managers Change Management 16 CONSIDERATIONS & QUESTIONS, HEALTHe NL Results of early project governance, focus on Implementation & Adoption: Responsibilities Team members will be asked to provide input and take part in activities from the following areas: Stakeholder Communication and Engagement Education and Training Implementation planning Solution User Acceptance Testing Adoption support and reinforcement 17 IN SUMMARY 1. A strategic, tactical, relevant change plan 2. Early defined change scope, integrated with project scope 3. Early defined clinical governance 4. Operational plan that includes: Ongoing monitoring & evaluation strategies for benefits realization Ongoing Clinical governance needs for benefits realization MAKING CHANGE STICK Secure Adoption & Continuous Learning FUNDED EMR ADOPTION SINCE 2005 Adoption by Community Primary Care Physicians and Specialists Actuals & Targets to March 31, 2014 12,000 11,200 9,950 10,000 9,690 8,810 8,225 Actual Adoption 8,000 6,459 # Physicians on EMR 6,000 7,475 6,710 Planned Adoption 7,070 1,000 Primary Care 765 1,700 310 CHCs/AHACs eHealth Ontario 4,009 4,700 1,700 1,181 4,000 3,000 1,845 2,000 572 985 1,155 860 1,759 490 413 2006/7 2007/8 2008/9 2009/10 2,475 2,100 2,620 375 2,975 500 341 1,264 Dec 31, 2012 490 572 2005/6 3,519 519 2010/11 2011/12 2012/13 2013/14 Community Specialists THE CHANGING ENVIRONMENT OF ADOPTION 12,000 11,200 9,950 10,000 9,690 Upgrades & Switches Actual Adoption 8,810 65% 8,225 Family physicians 1,000 Primary Care 8,000 6,459 New eHealth apps: (OLIS, HRM) # Physicians on EMR 6,000 Planned Adoption 7,475 6,710 7,070 765 1,700 310 85% CHCs/AHACs eHealth Ontario EMR 4,009 Maturity assessments 4,700 1,700 1,181 4,000 3,000 1,845 2,000 572 985 1,155 860 1,759 490 413 2006/7 2007/8 2008/9 2,975 2,475 New 2,100 2,620 375 341 500 enrollments 1,264 490 572 2005/6 3,519 Users Existing 519 Previous Programs Enrolled 2009/10 physicians 2010/11 Dec 31, 2012 New 2011/122012 2012/13 2014 2013/14 Applicants Community Specialists #1: SUPPORT TO NEW EMR ADOPTERS: FROM PAPER TO ELECTRONIC RECORDS Change management strategies used to support sustained change: Available Change Management and Peer Leader Support 1. Make sure that practice is ready to take on the transformation - Readiness assessment 2. Stake out EMR vision & goals 3. Spend time on identifying needs of practice, functional requirements and understand how the change will impact workflow 4. Training, training, training The foundation for a successful and sustained change is created up front.. #2: AFTER “GO-LIVE”: EMR MATURITY ASSESSMENT Looking at the result of the 1. Most change initiatives will EMR Progress Assessment experience a drop in efficiency after EMR go-live: EMR Progress Review, Assessment results and productivity before starting to realize the benefits that justified the change in the first place 2. Initiate follow-up and review immediately following go-live 3. Important to push forward, make corrections/ adjustments, address questions/concerns …it takes time to gain familiarity, confidence and speed with a new EMR… #3: …AND BEYOND: CONTINUOUS IMPROVEMENT & LEARNING Continued support to EMR users through Maturity Model, CM and Peer Leader Program: 1. Review the results with the entire group 2. Identify priority key measures for improvement 3. Explore Root Causes 4. Developing Action Plan 5. Implement improvements 6. Evaluate the progress EMR Progress Review, Assessment results ...focus on “continuous improvement” and make it a part of the practice culture. SO, WHAT HAVE WE LEARNED ABOUT SUSTAINABLE CHANGE? #1: You need to plan to achieve sustainable change and continuous improvement #2: Even the best plans and intentions can fail if not managed/championed/sponsored properly #3: No change or improvement initiative will magically happen by itself – only continued focus and determination will make it successful #4: Evaluate the effectiveness of the change process THANK YOU! knut.rodne@ontariomd.com Knut Rodne QUESTIONS? Planning for Sustainable Change? Start Early and Think Beyond ‘Go-Live’ 27 REFERENCE SLIDES EMERGING FOCUS – CLINICAL GOVERNANCE Challenges • HIT may create new or compound existing clinical risks. • If there is a perception that the new system may create risks, confidence in the system may fall. • Governance bodies may lack clinical governance representation or fail to make links with existing clinical governance structures. • Where clinical risks arise across the continuum of care there may be a lack of clarity as to who is responsible and what action should be taken. Management strategies • • • • Establish robust clinical governance structures and processes, ensuring they are integrated into the project’s overall governance. Ensure that there are links between the project’s governance and the existing clinical governance structures Be proactive in the monitoring of clinical risks and respond promptly where risks are identified. Formalise risk monitoring systems and escalation strategies. Include the examination of the likelihood for the generation of new clinical risks as a routine part of the system design and testing phase. Excerpt taken directly from: NEHTA. Making Sense of eHealth Collaboration - A Guide to Getting Started. 2012. Pg 29. http://www.nehta.gov.au/component/docman/doc_download/1605-making-sense-of-ehealth-collaboration-a-guide-to-getting-started A FEW QUESTIONS TO CONSIDER IN PLANNING, IMPLEMENTATION, ADOPTION & BEYOND National Change Management Framework Elements Considerations Governance & Leadership • • • • Stakeholder Engagement • How will stakeholders provide feedback on the solution? Whose feedback will be sought? How will this occur? • How will they access technical, operational, clinical support? • How will stakeholders be involved in enhancements or modifications? • Who will be involved in the sustaining Operational Team? Communications • How will stakeholders be kept informed about upcoming release changes? • How will their feedback reported? • How will they be kept informed? Workflow Analysis & Integration • How will workflow be affected by future enhancements? • How will stakeholders be involved in understanding these impacts? • What education and training will be provided? Education & Training • Who will continue to participate as clinical champions / super-users? • What training will be offered for new users? With new release cycles? Refresher training? • How will this be communicated? Monitoring & Evaluation • • • • Who “owns” the program after go-live? Who will make decisions? Who will be accountable for continuously reporting on the project? How will issues & risks be escalated and managed? What indicators will continuously be measured? Who will capture, analyze and report on the data? Who will ensure data and report integrity? How does the data get reported? How does it fit into organizational performance measurement? PAN-CANADIAN CHANGE MANAGEMENT NETWORK MISSION: The PCCMN collaborates to successfully communicate, educate and promote the value of using change management methodologies, approaches, and tools at every stage of ehealth solution implementation and adoption. VISION: To be recognized as a leading national Network for change management approaches and resources that support the successful adoption of ehealth solutions. ARE YOU EFFECTIVELY LEADING CHANGE? Consider these questions: What is your organization’s approach to change management? What leadership supports are in place to support effective CM? How do you measure and report on change? • Do you have a formal CM process in place across your organization? • Is CM facilitated at an enterprise or program level, or project by project? • Has CM been profiled within your organization as an expectation? • Is there evidence of CM on your organizational chart? • How have you communicated this internally? • How have you structured your team to support these beliefs? • Do you visibly demonstrate support for transformational change initiatives? • How do you deal with stakeholder resistance? • What indicators do you use to track progress? • How do you measure, analyze and mitigate risk? • How do you embed these findings into ongoing reporting and communications? 32 WHAT CAN YOU DO AS A LEADER? Governance & Leadership Stakeholder Engagement • • • • • • • Provide a means to communicate and validate issues and barriers and ensure proactive management of these items • Provide stakeholders with timely information and allow for interaction with change leadership and project team Engage in open & honest conversations Communications • Training & Education Monitoring & Evaluation Establish a clear, concise vision for the change initiative Create time-bound, measureable, specific goals to evaluate success Conduct a realistic evaluation of the internal climate to improve focus of leaders and team efforts on key challenges Improve visibility and focus for executive/sponsor support Increase accountability for change initiatives Improve and expedite the decision-making process • Equip stakeholders with the necessary training, information about new processes, technologies, and skills required in order to achieve success post-change • • • Evaluate the success of the change initiative against vision and goals Continually monitor performance Reinforce change messaging with stakeholders CHANGE MANAGEMENT PROMOTES: Speed of adoption – improved stakeholder engagement, improved ease of uptake Utilization – improved adoption rates Proficiency - i.e.., effective use & improved efficiency Avoidance of unnecessary costs – i.e.., due to resistance, need to re-plan, employee turnover etc. Improved access to information Benefits Realization 34 26 NATIONAL CM FRAMEWORK Information & perspectives garnered through CMWG activities resulted in creation of a National CM Framework, based on six core elements: 1. 2. 3. 4. 5. 6. Governance & Leadership Stakeholder Engagement Workflow Analysis & Integration Communications Training & Education Monitoring & Evaluation AVAILABLE CHANGE MANAGEMENT RESOURCES A Framework & Toolkit for Managing eHealth Change – People & Processes https://www.infoway-inforoute.ca/about-infoway/approach/managing-change Online Toolkit Repository • Sample of tools provided in CM Guide PLUS many more offerings English version: http://bit.ly/infoway-CM-toolkit French version: http://bit.ly/inforoute-outils-GC Join us on LinkedIN 36 PM & CM - WORKING TOGETHER Define Communicate Crystallize & document PM vs. CM roles • Project Objectives • Common Goals and Metrics for Success • Reporting Relationship • Roles and Activities • Responsibilities and Deliverables • PM shares information for communication • CM creates communication deliverables • PM determines training schedules • CM determines training approach • PM informs sponsors • CM coaches sponsors THREE PILLARS OF BENEFITS REALIZATION Know your objectives Identify and manage the critical success factors to get there Measure & iteratively improve Benefits Realization Objectives Critical Success Factors Measurement & Improvement 38 INFOWAY BENEFIT EVALUATION FRAMEWORK INCREASING FOCUS ON ADOPTION AND BENEFITS Common scope of IT projects System quality Information quality Service quality NET BENEFITS Use Clinical Adoption Quality Access User Satisfaction Productivity 40 MATURITY MODEL – STAGES OF EHR ADOPTION Adoption is a process, not an end state • • • • Clinical Transformation Fully integrated Advanced functionality Data drives quality improvement • Maximum Benefits • • • • Occasional use Not well integrated Low functionality Low measurement and analysis capability • Low-hanging benefits 41