Water, Sanitation and Urbanisation Dominique Senn, seecon gmbh Water, Sanitation and Urbanisation 1 Find this presentation and more on www.sswm.info Copyright & Disclaimer Copy it, adapt it, use it – but acknowledge the source! Copyright Included in the SSWM Toolbox are materials from various organisations and sources. Those materials are open source. Following the opensource concept for capacity building and non-profit use, copying and adapting is allowed provided proper acknowledgement of the source is made (see below). The publication of these materials in the SSWM Toolbox does not alter any existing copyrights. Material published in the SSWM Toolbox for the first time follows the same open-source concept, with all rights remaining with the original authors or producing organisations. To view an official copy of the Creative Commons Attribution Works http://creativecommons.org/licenses/by/3.0. This agreement officially states that: 3.0 Unported License we build upon, visit You are free to: • Share - to copy, distribute and transmit this document • Remix - to adapt this document. We would appreciate receiving a copy of any changes that you have made to improve this document. Under the following conditions: • Attribution: You must always give the original authors or publishing agencies credit for the document or picture you are using. Disclaimer The contents of the SSWM Toolbox reflect the opinions of the respective authors and not necessarily the official opinion of the funding or supporting partner organisations. Depending on the initial situations and respective local circumstances, there is no guarantee that single measures described in the toolbox will make the local water and sanitation system more sustainable. The main aim of the SSWM Toolbox is to be a reference tool to provide ideas for improving the local water and sanitation situation in a sustainable manner. Results depend largely on the respective situation and the implementation and combination of the measures described. An in-depth analysis of respective advantages and disadvantages and the suitability of the measure is necessary in every single case. We do not assume any responsibility for and make no warranty with respect to the results that may be obtained from the use of the information provided. Water, Sanitation and Urbanisation Find this presentation and more on www.sswm.info Contents 1. Urbanisation 2. Conventional Urban Water Cycle: Characteristics 3. Water Supply and Sanitation in Slum Settlements 4. Consequences of Lacking Water and Sanitation 5. The Way Forward: Urban SSWM 6. References Water, Sanitation and Urbanisation 3 Find this presentation and more on www.sswm.info 1. Urbanisation Urbanisation... ...is one of the most important demographic trends of our time. In 2008, the number of people living in urban centres worldwide has for the first time surpassed the number of people living in rural areas. It is estimated that by 2050, the percentage of urban population will reach nearly 70% (BIRCH et al. 2012). Graphic source: UN-DESA (2010) and UN-DESA (2011) Water, Sanitation and Urbanisation 4 Find this presentation and more on www.sswm.info 1. Urbanisation Four drivers of urbanisation: 1. Natural demographic growth of urban populations 2. Absorption of rural settlements located at the edges of expanding cities 3. Transformation of rural towns into urban centres 4. Migratory movements from rural areas to cities. Urban growth in Manila, Philippines. Source: http://www.earthzine.org/2011/07/20/remotesensing-%E2%80%93-an-effective-data-source-forurban-monitoring/ [Accessed: 19.12.2013] Water, Sanitation and Urbanisation 5 Find this presentation and more on www.sswm.info 1. Urbanisation Main challenges of water and sanitation in the urban context For developed countries: - High operation and maintenance costs and decay of existing infrastructure For developing countries: - Adequate water and sanitation service provision and coverage rates Water, Sanitation and Urbanisation 6 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Major differences between the natural water cycle and the conventional urban water cycle. Source: http://waterbydesign.com.au/whatiswsud/ [Accessed: 19.12.2013] Water, Sanitation and Urbanisation 7 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Disruption of the natural water cycle The conventional urban water cycle is characterised by a linear infrastructure that transports clean water into and wastewater out of urban neighbourhoods. Source: www.sgiquarterly.org/feature2008Jly-8.html [Accessed: 19.12.2013] Due to a high percentage of sealed soil and thus impervious surfaces, evapotranspiration and groundwater recharge are reduced and low quality surface runoff is increased. Utilities are often left to deal with extremely large volumes of water, especially during wet weather (CORCORAN et al. 2010). Graphic source: http://www.chaucer.ac.uk/ctsshared/Geography/GCS E%20Geography/Paper%201%20GCSE%20Revision/Revis e%20Water%20on%20Earth/Water%20L3%20Floods/Wat er-Cycle%20Urban.jpg [Accessed: 19.12.2013] Water, Sanitation and Urbanisation 8 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Pollution of water sources (1/2) It is estimated that more than 90% of sewage in the developing world is discharged directly into rivers, lakes, and coastal waters without treatment of any kind (LUETHI et al. 2009). Graphic Source: LUETHI et al. 2009 Water, Sanitation and Urbanisation 9 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Pollution of water sources (2/2) In low- and middle-income countries, leaking on-site sanitation facilities and the absence of sewerage pipes that dispose of the wastewater, result in large volumes of local wastewater soaking into the soil, and eventually seeping into aquifers and polluting groundwater (GROENWALL et al. 2010). Graphic source: GTZ Water, Sanitation and Urbanisation 10 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Depletion of groundwater sources The use of groundwater is a common feature of many urban areas. More than half of the world’s megacities depend on groundwater. Chicago has been using groundwater since at least 1864 and groundwater has been the sole source of drinking water for about 8.2 million people in the Great Lakes watershed. This long-term pumping has lowered groundwater levels by as much as 900 feet. Source: http://ga.water.usgs.gov/edu/gwdepletion.html [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 11 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics Broken nutrient cycles and impoverished soils The “end-of-pipe” paradigm discourages recovery and reuse so that nutrients are lost to water bodies. This can cause algal blooms and a depletion of oxygen in receiving water bodies (HOWE et al. 2011). At the same time, as soils lose their nutrients to receiving water bodies, more and more fertiliser needs to be applied. Algal bloom in China, caused by pollution from agriculture and industry. Source: http://www.theguardian.com/environment/2013 /jul/04/china-algal-bloom-yellow-sea-green [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 12 Find this presentation and more on www.sswm.info 2. Conventional Urban Water Cycle: Characteristics High water demand The concentration of a great quantity of population and activities on a small area involve the need of a great amount of good quality water. In many cities, per capita water consumption is on the rise. At the same time, water is often wasted if users have little financial incentive to use it sparingly. Cost-intensive infrastructure for water supply and wastewater collection Centralised networks are very cost-intensive in terms of construction, operation and maintenance. If the networks are not sufficiently maintained, leakages lead to a loss of valuable resources, unreliable or irregular water supply and low revenue collection for the utilities. Many large cities suffer from chronic water shortages due to overexploitation of raw water resources, and to losses of water, which sometimes reach up to 60% of the volume of water supplied (UNESCO et al. 2004). Water, Sanitation and Urbanisation 13 Find this presentation and more on www.sswm.info 3. Water Supply and Sanitation in Slum Settlements Slum settlements In a large number of the world’s poorest countries, the proportion of urban poor is increasing faster than the overall rate of urban population growth. In some African and Asian countries, more than 90% of the population live in slums. Proportion of each country’s urban population living in slums. Source: http://filipspagnoli.wordpress.com/stats-onhuman-rights/statistics-on-poverty/statistics-onpoverty-urbanization-and-slums/ [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 14 Find this presentation and more on www.sswm.info 3. Water Supply and Sanitation in Slum Settlements Characteristics of slum settlements and implications for water and sanitation management - Slums (also called peri-urban areas) are informal settlements, unguided by urban planning. Irregular layout and spontaneous construction make the subsequent expansion of networks into densely populated areas very difficult. - High population density complicates the construction of water, sanitation and treatment facilities or network expansions. - Low tenure security makes the provision of water and sanitation services through investments in large infrastructure extremely difficult. - Slums are characterised by high poverty rates. People are often not able to pay for network expansion and improved service delivery. - The relative distance to existing networks makes network expansion very costly. Water, Sanitation and Urbanisation 15 Find this presentation and more on www.sswm.info 3. Water Supply and Sanitation in Slum Settlements Water supply and sanitation Urban slums generally lack improved water supply and sanitation facilities. Households with water (left) and sewerage (right) connection in sub-Saharan African Cities. Water, Sanitation and Urbanisation Source: WUP & WSP (2003). 16 Find this presentation and more on www.sswm.info 3. Water Supply and Sanitation in Slum Settlements Peri-urban water supply In order to cover their needs with regard to water supply, the periurban poor often depend on a variety and combination of means. Typical water market situation in African cities. Source: WUP & WSP (2003). Water, Sanitation and Urbanisation 17 Find this presentation and more on www.sswm.info 3. Water Supply and Sanitation in Slum Settlements Sanitation Pit latrines are common sanitation facilities in urban slums. But in many cases even such basic means are lacking and people are forced to practice open defecation or dispose of their excreta in plastic bags which they throw on the roofs or at the street (“flying toilets”). Children disposing of a “flying toilet” in a slum in Kenya. Source: http://practicalaction.org/blog/where-we-work/kenya/flying-toilets-what-they-are-and-how-to-get-rid-ofthem/ [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 18 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Pollution of water sources Pit latrines are often constructed close to groundwater sources. During heavy rains, the latrines tend to get flooded, and polluted water seeps through the soil. Groundwater pollution Water, Sanitation and Urbanisation The impervious and unvegetated ground of slum areas has little or no retention during heavy rains. Human and animal wastes are flushed into surface water systems. Pollution of urban water supplies, rivers and productive coastal waters. 19 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Health Approximately 80% of all diseases and 25% of all deaths in developing countries are caused by polluted water and insufficient water supply, sanitation and hygiene (LUETHI et al. 2009). This situation is particularly accentuated in urban slums. Graphic Source: http://www.eenet.org.uk/resources/eenet_newsletter/news14/page12.php/ [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 20 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Poverty A lack of adequate water and sanitation solutions perpetuates poverty, because: - Adults who are ill themselves or who need to take care of their children are less productive. - Health costs induced by the lack of adequate water, sanitation and hygiene practices can consume a large part of the poor household’s income. - The time spent to fetch water cannot be invested into incomegenerating activities. Water, Sanitation and Urbanisation 21 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Education and gender - The increased risk of contracting water-borne diseases as the primary handlers of contaminated water… - The serious challenge to reproductive health presented by a lack of clean water and hygiene services… - The responsibility of providing care to children and other family members suffering from illness… … continue to exclude many women and girls from educational opportunities. Water, Sanitation and Urbanisation 22 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Dignity and security Due to the lack of adequate sanitation facilities, many people living in urban slums are forced to defecate in the open. In order to preserve their dignity, they often try to defecate in the open under cover of darkness. This poses an important security risk, particularly for women and girls. This risk is also given if water needs to be fetched during the night. Open defecation poses serious security and health risks, particularly for women and girls. Source: http://www.colorsmagazine.com/stories/magazine/82/story/toilets-of-the-world [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 23 Find this presentation and more on www.sswm.info 4. Consequences of Lacking Water and Sanitation Economic costs Illnesses, high rates of mortality and reduced productivity because of poor water and sanitation solutions induce large economic costs. Annual losses due to poor sanitation – the example of Kenya. Source: http://www.worldbank .org/content/dam/Wor ldbank/Feature%20Stor y/SDN/Water/infograp hic-sanitation-esi900x4140.jpg [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 24 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM What is Urban SSWM Urban Sustainable Sanitation and Water Management (Urban SSWM) is an integrated approach, which aims at designing and managing the urban water system in a holistic manner. Source: http://www.urbanwater.info/Areas/About/WaterSensitive-Urban-Design.aspx [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 25 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Decentralisation Decentralised water supply and wastewater treatment systems offer increased opportunities for local stakeholder participation in planning and decision-making, and for reutilisation of the resource at the local level. Illustration of locality mapping - a participatory approach to provide a visual representation of information in a particular geographical context concerning the water and sanitation problematic in a village in South India. Source: KROPAC (2004) Water, Sanitation and Urbanisation 26 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Engagement of the private sector Particularly in developing countries, public service providers are often unable to keep up with urban population growth as they face a double challenge of maintaining the existing and often deteriorated networks and of extending the services to the rapidly growing settlements at the peripheries of the cities. Through the engagement of the private sector, service delivery can be improved. Water, Sanitation and Urbanisation 27 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Creation of Revenue Opportunities For example: - Small-scale service provision for construction of appropriate system components - Collection, transport, storage and processing/recovery of products from sanitation systems (e.g. biogas, fertiliser, soil conditioner, irrigation water) - Resources management - Surveys, analyses, and impact evaluation (e.g. market surveys, institutional analysis, impact evaluation of previous sanitation strategies, and sustainability assessments) Water, Sanitation and Urbanisation 28 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Reuse Opportunities Urban SSWM (right), unlike the conventional urban water cycle (left), takes advantage of reuse options including the reuse of energy from wastewater through biogas, the reuse of wastewater and greywater for irrigation as well as the reuse of nutrients from human urine and excreta to recover nutrients and limited resources like phosphorus for agriculture. Source: HOWE et al. (2011) Water, Sanitation and Urbanisation 29 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Financial Sustainability If water supply and sanitation solutions are to be sustainable, they need to remain operative over time. This requires, among others, sufficiently high investments in the water sector and sound financial planning. The six key elements to financial sustainability of WASH services. Source: http://www.skat.ch/publications/prarticle.200509-29.5069774463/prarticle.2005-0929.1875579521/skatpublication.2012-1219.5550148854/image1 [Accessed: 05.01.2014] Water, Sanitation and Urbanisation 30 Find this presentation and more on www.sswm.info 5. The Way Forward: Urban SSWM Stakeholder Engagement Urban areas provide an ideal institutional structure for community engagement. Increased stakeholder engagement Better identification of challenges Demand-driven solutions More significant impact Better commitment and ownership Water, Sanitation and Urbanisation 31 Find this presentation and more on www.sswm.info 6. References (1/2) BIRCH, E.L.; MELEIS, A.; WACHTER, S. (2012): The Urban Water Transition. Why We Must Address the New Reality of Urbanization, Women, Water, and Sanitation in Sustainable Development. In: sWH20: The Journal of Gender and Water 1, 6-7. Philadelphia: The University of Pennsylvania. URL: http://wh2ojournal.com/past-issues/volume-1number-1-april-2012/ [Accessed: 19.12.2013] CHOCAT, B. (2002): Sustainable Management of Water in Cities. Valencia: Universidad Internacional Menendez Pelayo. URL: www.petus.eu.com/graphics/FRsusmanagecitiesBC.pdf [Accessed: 05.01.2014] CORCORAN, E. (Editor); NELLEMANN, C. (Editor); BAKER, E. (Editor); BOS, R. (Editor); OSBORN, D. (Editor); SAVELLI, H. (Editor) (2010): Sick Water? The central role of wastewater management in sustainable development. A Rapid Response Assessment. United Nations Environment Programme (UNEP), UN-HABITAT, GRID-Arendal. URL: http://www.grida.no/publications/rr/sickwater/ [Accessed: 05.01.2014] GROENWALL, J.; MULENGA, M.; MCGRANAHAN, G. (2010): Groundwater, self-supply and poor urban dwellers. A review with case studies from Bangalore and Lusaka. London: International Institute for Environment and Development (IIED). URL: http://pubs.iied.org/pdfs/10584IIED.pdf [Accessed: 05.01.2014] HOWE, C. A. (Editor); VAIRAVAMOORTHY, K. (Editor); STEEN, P. N. van der (Editor) (2011): Sustainable Water Management in the City of the Future. Findings from the SWITCH Project 2006-2011. Delft: UNESCO-IHE. URL: http://www.switchurbanwater.eu/outputs/results.php [Accessed: 05.01.2014] LUETHI, C.; MCCONVILLE, J.; NORSTROEM, A.; PANESAR, P.; INGLE, R.; SAYWELL, D.; SCHUETZE, T. (2009): Rethinking Sustainable Sanitation for the Urban Environment. Amsterdam/Delft: International Forum on Urbanism (IFoU). URL: http://www.susana.org/lang-en/library?view=ccbktypeitem&type=2&id=927 [Accessed: 05.01.2014] UN-DESA (2010): World Population Prospects. The 2010 Revision. New York: Population Division of the Department of Economic and Social Affairs of the United Nations Secretariat (UN-DESA). http://esa.un.org/unup/unup/index_panel1.html [Accessed: 19.09.2013]. Water, Sanitation and Urbanisation 32 Find this presentation and more on www.sswm.info 6. References (2/2) UN-DESA (2011): World Urbanization Prospects. The 2011 Revision. New York: Population Division of the Department of Economic and Social Affairs of the United Nations Secretariat (UN-DESA). http://esa.un.org/unup/unup/index_panel1.html [Accessed: 19.09.2013]. UNESCO (Editor); VEOLIA WATER (Editor); PS-EAU (Editor) (2004): Water, Sanitation and Sustainable Development. The Challenge of Cities in Developing Countries. Paris: The United Nations Educational, Scientific and Cultural Organization (UNESCO), Veolia Water and Progamme Solidarité-Eau (pS-Eau). URL: www.pseau.org/outils/ouvrages/veolia_eau_assainissement_developpement_durable_villes_pvd_en.pdf [Accessed: 05.01.2014] WUP (Editor); WSP (Editor) (2003): Better Water and Sanitation for the Urban Poor. Good Practice from Sub-Saharan Africa. Kenya: Water Utility Partnership (WUP) and The World Bank Water and Sanitation Program (WSP). URL: www.wsp.org/sites/wsp.org/files/publications/330200725049_afBetterWaterandSanitationForTheUrbanPoorGoodPrac ticeFromSSA.pdf [Accessed: 05.01.2013] Water, Sanitation and Urbanisation 33 “Linking up Sustainable Sanitation, Water Management & Agriculture” SSWM is an initiative supported by: Created by: Water, Sanitation and Urbanisation 34