Product Profile on Small Fan Units Ian McNicol, Sustainability Victoria On behalf of the E3 Committee A joint initiative of Australian, State and Territory and New Zealand Governments. What we’ll cover 1. Overview of Product Profile • Discussion Points 2. Where to From Here 2 1. Overview of Small Fan Product Profile • Scope of Product Profile • Market characteristics • Energy consumption, energy efficiency improvement and GHG emissions • Policy options • Standards • Regulatory considerations 3 Scope of the Product Profile • Scope of Product Profile is motor-driven fan units with input power 5 to <125 W • ‘Fan unit’ = fan and motor combination • also includes integral fan-motor assemblies which are constructed such that it is not possible to separate the fan blade from the motor without losing the function of the fan 4 Applications of Small Fans • Some small fan units are a stand-alone product: fans for human comfort cooling extractor and extractor/heater combination fans • Some small fan units are embedded in appliances: computers refrigerators freezers room heaters with a fan clothes dryers hair dryers dishwashers room air conditioners ovens microwaves rangehoods 5 Discussion Points – Scope of Small Fans 1 Input power range 5 to <125W – is this appropriate? 2 Input power versus output power for defining the scope for small fan units? 3 Efficiency of fan-motor assembly (fan unit) versus efficiency of fan as a stand-alone item. What should we focus on? 4 Should the scope cover all fan units in this size range or should it exclude some types of fan units? 5 Additional applications of small fan units not listed in the Profile? 6 Feedback on terminology used when discussing small fan unit 6 Types of Motors Driving Small Fans Motor Type Motor Characteristics Shaded-pole, single-phase Common motor, cheap to purchase and reliable but very inefficient – 5 to 70 Watt output. Are type of AC single-phase induction motor. Has a low starting torque so best used for fans that are easy to start. External rotor fan assembly: single & three phase Another common type of motor used with small fans. Version of AC induction motor where rotor rotates around the stator. Rotor is integrated into the fan blade. Has improved efficiency. Permanent split capacitor Mainly used in residential aircons and household appliances. Usually more efficient than same size shaded pole motors, but often operate below full load. Electronically commutated Synchronous electric motor which uses permanent magnets which rotate around a static armature. Require speed controllers and these are often integrated into small units. High efficiency, low noise and long life. Universal Commonly used in hand tools, hair dryers, and vacuum cleaners. High starting torque, generally run at high speed and are noisy. Have short life and best suited to intermittent uses. Discussion points – Types of Motors 8 Proportions of small fan units driven by each type of motor? 9 Market for small fan motors, broken down by application? 10 Cost differences between types of small fan motors? 8 Fan Power and Efficiency Table 1: Typical shaft efficiency ranges for fan motor types, single phase power Output Capacity Range (Watts) Efficiency (%)* Shaded-pole (SP) 5 to 70 20% to 30% Electronically commutated (EC): small 5 to 70 60% to 70% Permanent split capacitor (PSC) 3 to 100 40% to 60% Electronically commutated (EC): medium 70 to 770 90% to 95% External rotor (ER) 70 to 770 40% to 60% Universal motor 5 to 2000 60% to 70% Fan Motor Type *Shaft power efficiency rating without blade Discussion point: 11 Typical energy efficiency and expected life-time of small fan units driven by particular motors? 9 Market Characteristics – Est. Sales (Table 2) Appliance Est. Annual Sales Motor Type Typical Motor Input Power (W) No of Fans Est Fan Sales Clothes dryer 51,640 Split Phase Induction 313 1 May be out of scope Res. Fan Heater 85,000 Shaded Pole 30 1 85,000 184,075 Shaded Pole 6 1 184,075 10,540 Shaded Pole / PSC 30 2 21,080 Res. Fridge / Freezer Commercial Refrigerated Disp. Cabinet Room Refrig. A/C - cond 5,000 Split phase / PSC / EC 84 1 5,000 Room Refrig. A/C - evap 5,000 Split phase / PSC / EC 40 1 5,000 197 1 Some may be out of scope Cooling fans 100,412 Dishwasher 75,235 Computer 500,000 Total* * Where we have data. Excludes gas room heaters, extractor fans, rangehoods, oven, microwave, hair dryers 300,155 Estimated Stock of Motors – Non-Domestic Refrigeration Fans (Aust 2008) Motor Type Estimate from MEA, 2009 Estimate from AREMA, 2009 Installed stock Installed stock % of Total % of Total Shaded-pole, single phase 2,446,200 37% 2,500,000 82% External rotor, single phase 2,002,300 30% 350,000 11% External rotor, three-phase* 2,190,880 33% 200,000 7% Total 6,639,380 100% 3,050,000 100% * External rotor, 3-phase likely to be larger than 125 W input, so would be outside the scope of small fans. Around 67% of non-domestic refrigeration fan-units are likely to have an input power < 125 W. Discussion points – Market Profile 12 New Zealand market characteristics and trends for small fan units – existing stock – annual sales – industry sector breakdowns 13 Estimated sales and stock numbers for: – Small fan units imported for integration into products, or as replacement parts – Small fan units imported as components already integrated into appliances – Small fan units manufactured within New Zealand 14 Main countries for importing small fan units 12 Barriers to Energy Efficiency Improvement • Split incentives - the fan unit is often chosen by the appliance designer/manufacturer yet the energy bill is paid by the end- user. • Information failures - the end-consumer is unlikely to take account of the energy efficiency of small fan units. • Bounded rationality - incomplete consideration of the costs and benefits of efficient small fan unit technologies Discussion point: 15 Market failures affecting uptake of high efficiency small fan units? Estimated Energy Use of Small Fans Appliance Est. Annual Sales Est. Annual Operation (Hrs/Yr) Est. Unit Energy Use (kWh/Yr) Est Total Energy Use (MWh/Yr) Clothes dryer 51,640 156 48.8 May be out of scope Res. Fan Heater 85,000 1,120 33.6 2,856 184,075 8,736 52.9 9,738 10,540 8,736 529.5 5,581 Room Refrig. A/C - cond 5,000 1,400 117.6 588 Room Refrig. A/C - evap 5,000 1,400 56.0 280 Cooling fans 100,412 1,400 275.8 Some may be out of scope Dishwasher 75,235 Res. Fridge / Freezer Refrigerated Disp. Cabinet Computer 500,000 Total* * Where we have data. Excludes gas room heaters, extractor fans, rangehoods, oven, microwave, hair dryers Note that this is est. energy use of new stock sold each year. 19,043 Est. Energy Use of Motors – Non-Domestic Refrigeration Fans (Aust 2008) Fan Motor Type Est. Installed Stock Est. Energy Use (GWh/Yr) % of Energy Use Shaded-pole, single phase 2,446,200 385 9% External rotor, single phase 2,002,300 2,185 50% External rotor, three-phase 2,190,880 1,790 41% Total 6,639,380 4,360 100% * External rotor, 3-phase likely to be larger than 125 W input, so would be outside the scope of small fans. Around 67% of non-domestic refrigeration fan-units are likely to have an input power < 125 W. Discussion points – Energy Consumption Greenhouse Emissions 16 Energy use and greenhouse gas emissions from existing stock of small fan units, including: - typical power consumption and annual operating hours of small fan units 16 Opportunities to Improve Efficiency • Efficiency improvements for small fan units from improvements to: – Fan motor – Motor – fan coupling – Fan • The different types of motors used to drive small fans have different efficiency characteristics Existing Motor Type Output (W) Efficiency New Motor Type (1-ph) Efficiency Av. Energy Saving Shaded-pole 5 – 70 20 – 30% Elec commutated 60 – 70% 58% 70 - 770 40 – 60% Elec commutated 90 – 95% 44% External Rotor Discussion Points – Efficiency Opportunity 17 What opportunities for improving energy efficiency of small fan units? 18 International Situation • US Energy Star certification – Ventilating fans (2001) – Ceiling fans (2002) • European Union – EuP Lot 30 study which includes small motors has just started – Have been considering regulating ventilation hoods Possible Policy Options • Mandatory minimum energy performance standards (MEPS) • High efficiency performance standards (HEPS) • Ban the least efficient types of motors that drive small fan units • Labelling or certification schemes • Training and education • Codes of best practice, benchmarking programs 20 Discussion Points – Policy Options 19 Suitability of different policy measures to achieve improvements in energy efficiency of small fan units: - potential for savings in economic costs, energy, and greenhouse gas emissions 21 Standards – Test Method • ISO 5801 sets out methods for determining performance of industrial fans of all sizes and types, except those designed for air circulation (ceiling and table fans). – It may be possible to apply this method to products in the 5 to <125 W size range. – There is an Energy Star specification for ceiling fans - this suggests a test method exists for these products. 22 Standards – Efficiency Levels • ISO 12759 sets out Fan Motor Efficiency Grade curves, which specify minimum required efficiency at “best efficiency point” and can be used as the basis for setting MEPS levels for fan units of input power 125 W to 500 kW. • Introducing MEPS for small fan units in NZ and Aus would require developing efficiency level classifications for products below 125 W input power. 23 Discussion Points - Standards 20 Appropriate efficiency levels for small fan units? 21 Testing facilities capable of ISO 5801, and appropriateness of this standard for small fans? 22 Other standards issues? 24 Regulatory Considerations • If regulatory action was deemed appropriate - a consultation Regulatory Impact Statement (RIS) for small fan units would be released for consultation. • MEPS regulations in the EU will be applied to the fan+motor combination. While this approach has some drawbacks, it would allow NZ and Aust. to align - and EU is a major source of fan imports. • It may be practical to introduce regulations for certain sectors (such as fan units used in non-domestic refrigeration) – although MEPS normally apply to generic equipment categories. 25 Regulatory Considerations Key challenges for regulating small fan units: 1. Most enter New Zealand as a part integrated into another product: - Potentially difficult to identify products which are subject to regulation, and to enforce compliance. 2. Many small fan units are components within a product that is already regulated for energy efficiency: - Regulatory options include regulating the small fan unit separately, or increasing the MEPS levels for the whole appliance to drive improvements in fan efficiency. 26 Discussion points – Regulatory Considerations 23 Regulations targeting the fan only vs regulating the fan-motor combination? 24 Voluntary/non-regulatory approaches to improve small fan unit efficiency, complimentary to, or in absence of, MEPS/HEPS 25 MEPS for small fan embedded inside larger appliances that already have MEPS? 26 Situations where the lower efficiency produces a useful byproduct such as heat? 27 Certain appliances incorporating small fans where regulations would not be effective at improving efficiency 28 Possibly consider domestic and industrial small fan units separately? 27 Discussion Points – Regulatory Considerations 29 Extra costs for manufacturers and users to measure the efficiencies of small fan blades and motors 30 Impact of regulations on different suppliers e.g. appliance manufacturer, fan blade manufacturer? 31 Impact of requiring more efficient small fan blades and motors on the appliance cost? Effect on product competition? 32 Compliance and enforcement issues of MEPS for small fan units 33 Categories of small fan unit applications that offer more potential for MEPS 2. Where to From Here? • Written submissions on Product Profile close Friday 6 July, 2012 – Feedback from industry stakeholders welcome – Feedback will be compiled and presented to E3 Committee – E3 Committee will decide whether or not to proceed to prepare a Regulatory Impact Statement to test feasibility, cost effectiveness, and benefit to society of implementing proposed policy options – May require some standards development work 29 Information We Need to Take Further • Better understanding of installed stock and sales – by main applications and type of fan-unit • Better understanding of the energy and efficiency characteristics of small fan-units – Av elec input and annual operating hourse – Av efficiency and spread of efficiencies – Typical lifetime of products • Whether there are market barriers and failures which lead to a less than optimal outcome • Opinions on the feasibility of regulating small fan units • Typical cost differential for installing more efficient fanunits in key applications Submissions • Please email submissions on the Product Profile with the subject line ‘Product Profile: Small Fan Units’ to: regs@eeca.govt.nz • Submissions close Friday 6 July, 2012. • Call to discuss – Bonn Maguire, DCCEE, Ph +61 2 6159-6875 – Ian McNicol, Sustainability Victoria, Ph +61 3 86268772 31