complementary solutions for lawson s3

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Complementary
Solutions
for Lawson S3
MONITORING AND AUDITING
FOR LAWSON S3
N o ve m be r 2 0 1 3
P re s e nte d by D an Ki n s ey
Complementary
Solutions
for Lawson S3
AGENDA
o KINSEY OVERVIEW
o SOLUTIONS
o ACTIVITY MONITOR
o TRANSACTION AUDITING
o LIVE DEMO
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
O U R BAC KG RO U N D
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Founded in 1983 by Dan and Brad Kinsey, Kinsey has provided software
sales, implementation, support and development for over 30 years.
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Infor-Lawson reseller and implementation partner since 1997
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Infor-Lawson Certified Systems Integration Partner
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Infor-Lawson Complementary Software Partner
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Infor-Lawson’s “Go to” Reseller/Implementer for Public Sector
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Provided product and services to over 120 Lawson customers
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2 time Partner of the Year
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
Transaction Auditing
LS9 Reporting
LAUA Security
Reporting
LS9 Auditing
LAUA Security
Auditing
LS9 Segregation of
Duties (SoD)
LAUA Segregation of
Duties (SoD)
Activity Monitor
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
A C T I V I T Y M O N I T O R (Listener)
Purpose: Monitors all user activity in Lawson S3 applications for audit
control and performance measuring.
Target Audience: Internal & External Auditors, Security administrators,
Department managers.
Technology: Utilizes WebSphere in real-time to update activity in
MySQL, MSSQL or Oracle.
Reporting: Browser UI for creating and viewing reports; Excel pivot
tables; Security Dashboard for metadata.
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
A C T I V I T Y M O N I T O R (Listener)
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR
Real Time Continuous User Activity Monitoring
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Portal Activity
Smart Office Activity
MS Add-in Activity
First/Last Screen Used
Total Screens Used
Total Transactions Processed
Screen Usage Detail
Screen Access Restrictions
Multiple Reporting Methods
Transaction Auditing Optional Interface
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR
Use MS Excel to view all summary activity by
user-form, by user-system code or to create
performance graphs.
Drill on any cell to see the detail.
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR
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Real-Time Portal, Smart Office, MS Add-in Monitoring
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Current and Historical Activity
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Reports Delivered through your Browser or Microsoft Excel
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Includes User, Form, Function Code, Date, Time, Form Keys
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Optional Restriction Scheduling
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Optional Interface to Transaction Auditing Data
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING
Purpose: Transaction auditing provides the ability to track who has changed
or viewed any information in Lawson’s S3 applications and indentify the user
and data affected.
Target Audience: Internal & External Auditors, Security administrators,
Department managers
Technology: Utilizes WebSphere in real-time to update activity in MySQL,
MSSQL or Oracle.
Reporting: Browser UI for creating and viewing reports; HTML output;
exportable to MS Excel or PDF
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING - SETUP
Audit Definitions
o Product Line
o User Name
o Screen Name
o Function Code
o IP Address
o Time Range
o Retention Policies
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
TRANSACTION AUDITING - SETUP
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
TRANSACTION AUDITING - REPORTING
Audit Data
o Product Line
o User ID associated with the transaction
o Origination System IP address
o Product Line
o Screen name
o Function Code
o Reason Code
o Transaction Date
o Transaction Keys
o Field Names
o Field Values (Before & After)
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
TRANSACTION AUDITING – REPORT CRITERIA
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING – REPORTING
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
T R A N S A C T I O N A U D I T I N G – H R / PAY R O L L E X A M P L E S
Employees and managers can enter education and certification information in to Self
Service but there is no audit. The HR staff needs to verify that the employee really
received the education, skill, etc.
Forms to audit:
PA20.1
PA21.1
PA22.1
Education
Competencies
Certification
Provide the ability to audit changes made to time records that come in from a
workforce management system such as Kronos or Workbrain. This would include an
deletions to time records.
Forms to audit:
PR35.1
Time Entry
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING – FINANCE EXAMPLES
In GL when setting up the company there is an option to allow JE’s to be Unposted
and Unreleased prior to closing the month. If you do this there is no evidence the JE
ever existed.
Forms to audit
GL45.1 provides the option to Unpost & Unrelease
GL40.1 provides the option to delete the entry
Along the same lines you can open a closed GL period for back posting which also has
no audit trail.
Forms to audit
GL10.1
GL10.2
Company
Backposting Control
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING – FINANCE EXAMPLES
In Cash Ledger there are no audits for any cash transaction entry which can include
Deposits, Transfers and Bank Transactions including Payment Entry. This lets you
enter a payee without having a vendor to create a check.
Forms to audit
CB10
CB15
CB20
CB55
Deposits
Transfers
Bank Transactions
Payment Entry
Also in Cash Book would be Bank Transaction Adjustments which is used to reconcile
payments, set them as void, stop payment, etc.
Form to audit
CB80
Bank Transaction Adjustment
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
TRANSACTION AUDITING – CONTROL EXAMPLES
Transactions for a specific group of users (i.e. Internal Lawson Support Group)
All Lawson set-up forms
Time based transactions
Transaction originating from a specific IP Address
Healthcare
Patient’s name is on a requisition
Employees are also patients
C O M P L E M E N TA R Y S O L U T I O N S F O R L A W S O N S 3
MONITORING AND AUDITING LAWSON S3
ACTIVITY MONITOR vs. TRANSACTION AUDITING
Feature
User ID
IP Address
Date/Time
Product Line
Application
Form ID
Function Code
Keys
Report Writer
MS Excel Output
Manager Restrictions
Field Level Data
Before and After Changes
Report Scheduling
Licensing Restrictions
AM
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
No
No
TA
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Complementary
Solutions
for Lawson S3
DEMO
link
Complementary
Solutions
for Lawson S3
WEBCAST PROMOTION
E nte r in to a Pro o f o f C o n c e pt a g re e me nt p rio r to M a rc h 1 ,
2 0 1 4 an d rec eive a n o - ob ligat ion 3 0 d ay t rial version .
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Non-Production Environment (DEV/TEST)
Product will be billed upon acceptance of trial
Requires 2 days of remote installation services to be billed upon acceptance of trial
Requires a virtual server to be provided by customer
Available for Portal and Microsoft Add -in transactions
Promotion not available for hosted applications
Trial period must begin no later than July 1, 2014
Complementary
Solutions
for Lawson S3
C O N TA C T
Guy Henson
Kinsey & Kinsey, Inc
26. N Park Boulevard
Glen Ellyn, Illinois 60137
630-858-4866
[email protected]
Visit us at: www.kinsey.com
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