CORPORATE LEADERSHIP COUNCIL JULY 2003 www.corporateleadershipcouncil.com Fact Brief Leadership Training for Experienced Supervisors in the Government Profiled Institution Industry Employees Budget 10,000-50,000 $10billion-$50billion 2,000-10,000 $500M - $2 billion C 100,000-250,000 $10billion-$50billion D 2,000-10,000 $500M - $2 billion A B Government Agency Key Questions: How are leadership training programs structured? What content is included in such programs? What are the delivery methods for leadership content? Issue Overview: Increased Focus on Leadership Training Table of Contents Executive Summary 2 Structure & Content 3 Supervisor Participation 8 Delivery 10 Research Methodology 15 Three-quarters of the government’s top executives will be eligible for retirement by 2005, but many agencies will not be prepared to replace them when they leave, according to a 2000 report prepared by the General Accounting Office. Aging baby boomers—those born between 1946 and 1964—who now hold key management positions in agencies will drain vast amounts of expertise from government when they retire across the next five years. Agency officials must prepare for a substantial exodus of senior leaders by developing leadership training for experienced supervisors, who may soon be called to fill the upper ranks. Since birth rates in the late 1960s and 1970s were relatively low compared with baby boomer rates—14.8 births per 1,000 people in 1973, compared with 25.3 in 1954—there is a smaller pool of younger talent available to succeed GS-level retirees. Government agencies are implementing leadership development training programs for experienced supervisors to build competent leadership bench strength at all levels of the organization. This brief examines profiled organizations’ leadership development programs for experienced managers to learn how these organizations are responding to the potential gap in governmental leaders. The brief examines in detail program structure, content, and methods of delivery. Catalog No.: CLC113OWXU 2003 Corporate Executive Board This project was researched and written to fulfill the specific research request of a single member of the Corporate Leadership Council and as a result may not satisfy the information needs of other members. In its short-answer research, the Corporate Leadership Council refrains from endorsing or recommending a particular product, service or program in any respect. Sources are contacted at random within the parameters set by the requesting member, and the resulting sample is rarely of statistically significant size. That said, it is the goal of the Corporate Leadership Council to provide a balanced review of the study topic within the parameters of this project. The Corporate Leadership Council encourages members who have additional questions about this topic to assign short-answer research projects of their own design. LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 PAGE 2 EXECUTIVE SUMMARY This brief details the structure, content, delivery methods, and means of evaluating leadership training for experienced supervisors at four government agencies. The following summary provides an overview of key findings related to leadership training at government agencies. Structure and Content Supervisor Participation Delivery LEVEL-SPECIFIC LEADERSHIP TRAINING MANDATORY AND OPTIONAL TRAINING TRAINING DELIVERY MEDIUMS Profiled organizations develop leadership training explicitly designed to meet the training requirements of experienced supervisors. Profiled organizations use various program structures, ranging from highly structured programs to more informal structures. All profiled organizations offer mandatory leadership training complemented by optional courses. Mandatory training programs at profiled organizations are: Classroom based Delivered in a central locale Usually 2-5 days in duration GENERAL LEADERSHIP TRAINING Profiled organizations develop a caché of leadership training options available to all supervisors. Leadership developmental opportunities include: Rotational Programs Shadow Programs Mentor Programs Optional training at profiled organizations includes the following elements: ATTENDANCE TRAINING CONTENT All profiled organization cover basic leadership and management topics such as: Emotional Intelligence (EI) Situational Leadership Performance Management Communication 360-degree Assessments EVALUATION METHODS Profiled companies use metrics to accurately gauge and calculate the effectiveness and efficiency of implemented models. Evaluation methods used include: Computer-based Self-paced Desktop accessible Shorter in duration Just-in-time learning Profiled organizations institute mandatory training to alleviate the pressure and stress of having to request for time away from the office. Profiled organizations report that mandatory sessions are well attended. Profiled organizations also increase participation in optional training through the following methods: Fostering a culture of development Highlighting business-related Incentives (e.g., promotional opportunities, exposure to senior leadership) Participant Feedback 360-degree Assessments Course Evaluations Kirkpatrick Levels 2003 Corporate Executive Board Profiled organizations use blended training delivery: Classroom learning Self-paced learning Computer-based learning Each medium provides specific advantages which combined, ensure that employees are taught in an effective manner that is tailored to their development needs. TRAINING DELIVERY STRATEGIES Profiled organizations use the following training strategies as opportunities for leadership training: Rotational programs Shadow programs Mentoring LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Structure & Attendance Content & Delivery PAGE 3 Evaluation Formalized Leadership Program Structure Spotlight On: Syncrude’s Leadership Training1 Challenge: Syncrude Canada Limited faced a double-edged imperative to build the leadership capability of its workforce: an unprecedented corporate growth trajectory and the impending attrition of a significant portion of its current leadership cadre. Solution: Syncrude developed the Leadership Basics Workshop, an internal course of foundational leadership skills and awareness training for all first- and second-level leaders. The participant population comprises approximately 400 first- and secondlevel leaders and managers, who may be newly hired, newly promoted, or tenured leaders. The Leadership Basics Workshop includes face-to-face training sessions at local facilities, plus interim individual assessment exercises, all conducted over a period of two months. Following the Workshop, participants engage in ongoing individual leadership development and planning. The structure of the program is as follows: Event 1—Orientation, half-day session Event 2—Learning about Self, one and a half-day session Event 3—Learning and Application, 5 day session Event 4—Targeted Development and Planning Organizations must consider many factors when designing leadership training for experienced supervisors. Some organizations offer minimal mandatory training combined with experiential learning opportunities (e.g., job rotations), while other organizations offer highly structured mandatory training in tandem with multiple optional opportunities. Many organizations tailor leadership training to supervisor 1 level. At profiled organizations, leadership training structures vary in degree of formality, type of offerings, and level of individualization to meet development styles and needs: Highly Specific Leadership Training Less Formal Leadership Training • Organization A, Organization C, and Organization D offer leadership training that is specific to supervisor level customized according to individual learning styles and skill gaps. • At Organization B, a caché of leadership strategies is available to all supervisors. Each engagement is tailored to individual leadership goals. Organization A developed a formally structured leadership training program for all levels of leadership. Three separate leadership courses, 40 hours in length, are offered to managers according to GS level, as detailed below: CASE IN POINT—LEVEL-SPECIFIC LEADERSHIP TRAINING PROGRAM Leadership training at Organization A is offered through the Leadership and Management Institute and is organized into three levels, which correlate with GS grades. Each level consists of a one-week (40 hour) course which covers basic leadership and management topics at varying degrees of complexity: Basic GS 13 Intermediate GS 14 Advanced GS 15 Program elements: Mandatory leadership training: • • One week classroom course conducted separately from orientation and new manager programs. Course is offered approximately 80 times per year to accommodate volume of participants. Optional leadership training: • 1-2 day courses on various leadership topics are open for experienced managers; attendance is voluntary. Program delivery: Centralized: • Due to the decentralized nature of the workforce, training is offered at a central locale frequently across the year. This facilitates the experiential learning environment that best suits leadership development training at Organization A. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Structure & Content Supervisor Participation PAGE 4 Delivery Formalized Leadership Program Structure (Continued) Delivering leadership training in multiple formats can enhance self-driven leadership development by allowing supervisors to select training methods most applicable to their developmental needs. Organization C’s leadership training program focuses on providing an array of learning tools to cater to the diverse learning preferences of experienced supervisors. Additionally, e-learning initiatives and an online knowledge management portal work 2 well with Organization C’s dispersed workforce: CASE IN POINT—ADAPTABLE LEADERSHIP TRAINING PROGRAM Spotlight On: NCR’s Virtual Corporate University2 NCR developed a virtual university that utilizes online technology to make training content available on-demand on a global basis. NCRU also acts as a portal for online learning management tools that NCR provides to foster self-driven development. Learning 9 management tools include: Curriculum Mapping—identifies sequences of learning activities that are appropriate to individual development needs. MyNCRU—personalized homepage for the NCRU Web site, presenting information tailored to the learning interests of the individual employee. Personal Learning News— a monthly e-mail newsletter emphasizing tailored learning news and information to employees. The Center for Leadership at Organization C also organizes leadership training program by level of leadership. While the format and delivery of training is continuous across level, the actual course work and development opportunities are adapted not only to supervisor level, but to individual development preferences. Primary leadership training outlined below: First Line Primary Advanced Command Executive The individual assigned the leadership roles and responsibilities for planning and executing divisional functions; to include the professional and personal growth of those personnel assigned within that division. Program elements: Mandatory leadership training: • • • A 3-5 day residential Capstone program is required prior to assuming the position of primary leader. The Capstone is considered a certification event. All supervisors complete a self-assessment from which an individualized learning plan is formulated. The learning plan is mandatory, but the developmental activities are tailored to specific needs and preferred methods of delivery. Optional leadership training: Supervisors are encouraged to use the following opportunities to supplement leadership training: What is an IDP? Individual development plans (IDPs) target specific skill gaps and detail methods used for attaining developmental goals. • • • • Online courses offered through the knowledge portal and are desktop accessible Case studies in small groups developed through internal subject matter experts or external vendors, such as Harvard Business School Mentor relationships with superiors Facilitated chat rooms offered through the knowledge portal and are desktop accessible Program delivery: Blended: • • • Residential programs are offered in centralized locales tied to predominant workforce concentration areas Supervisors have access to online courses through the organization’s knowledge portal Training through external vendors is optional should the supervisor receive funding 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Structure & Content Supervisor Participation PAGE 5 Delivery Informal Leadership Program Structure Spotlight On: MTA’s Job Rotation Programs3 Challenge: The Metropolitan Transportation Authority (MTA) needed to develop an effective method to deliver critical leadership training to experienced managers. Solution: New York City-based Metropolitan Transportation Authority (MTA) created The Future Managers Program (FMP) to develop managerial candidates across all five of its agencies. The groundwork for the program was based on evaluating other organization’s managerial internship programs. The program combines management training sessions with a demanding job rotation. Also, the classroom brings together employees from the five different MTA agencies in order to create a sense of interelatedness and to encourage exchange of information. Each of the five agencies’ technical advisers design a job rotation schedule. In the case of four of the agencies, specific slots are kept in mind for their FMP members from the beginning of their training, so rotations are tailored to meet the needs of each future manager. Leadership training at Organization B includes a minimal amount of mandatory leadership training activities, combined with a caché of optional development activities and opportunities that supervisors can opt into at will. All experienced supervisors particpate in standardized mandatory training, while the optional training strategies are highly customized to fit individualized skill gaps and needs. Organization B’s leadership training 3 program structure is detailed below: CASE IN POINT—GENERAL LEADERSHIP TRAINING PROGRAM Leadership training at Organization B consists of sixteen total hours of mandatory training, including three supervisor meetings, one annual one-day offsite, and three online courses. While mandatory training is minimal and fairly generic, optional training includes a rotational program and a shadow program that are highly customized to the developmental needs of each supervisor. Mandatory Elements Supervisor Meetings Annual offsite Online courses Optional Elements Rotational Program Shadow Program Program elements: Mandatory leadership training: Successful Rotation Programs “The rotation program has been very successful; quite a number of participants choose to stay in their new positions.” • • • Supervisor meetings—three per year, hosted by senior leadership. Annual off site—one day in length, introduced by senior leadership. Online courses—4-5 total hours, to be completed across the course of a year. Optional leadership training: • • Rotational program—one year job rotation with the option to stay in new position. Shadow program—one week shadow session in a number of areas. Program delivery: —Organization Development Specialist, Organization B Blended: • Supervisor meetings are held at a centralized locale as is the off site, but rotational and shadow programs occur across the organization in every office. Computer-based training is desktop accessible. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Participation Structure & Content PAGE 6 Delivery Training Content Competency based leadership development: Organization C developed leadership training content based on five categories of core leadership competencies: √ √ √ √ √ Working with People Leading Change Resource Stewardship Leading People Accomplishing Mission Leadership content for experienced supervisors should aim to provide a strong foundation of key leadership skills. Organizations should identify core competencies that enable leaders to effectively lead their teams, and should develop content around these capabilities. Organization C identified five core competency areas around which all of their leadership training content is developed: Accomplishing Mission Responsibility, Authority, & Accountability Decisiveness/ Risk Management Problem Solving Technical Credibility Leading Change Creativity & Innovation External Awareness Flexibility Service Motivation Strategic Thinking Vision Resource Stewardship Financial Management Leveraging Technology Human Resource Management Leading People Developing People Conflict Management Leveraging Diversity Professionalism Team Building Combat/Crisis Leadership Working with People Influence/negotiating Oral Communication Partnering Political Awareness Written Communication All profiled organizations address basic leadership topics such as emotional intelligence, situational leadership, performance management, communication, and 360 assessments. Outlined below are sample topics of online and skills based learning at Organzation D: CASE IN POINT—ONLINE LEADERSHIP COURSES & LEARNING LABS AT ORGANIZATION D Overview Organization D is increasingly using e-learning to deliver leadership development. Content for computer based courses was developed in collaboration with Human Technology. There are seven core computer based courses that are approximately 2-3 hours each in length and are desktop accessible. Computer-based learning is complemented by “learning labs”, which are classroom based courses three days in length and focus on interpersonal skills and practical applications of knowledge covered in computer based training. Sample topics covered at Organization D are outlined below: Course Descriptions Interpersonal Skills for Leaders—Increases the supervisor’s ability to respond to others with sensitivity and to exchange information and ideas in ways that promote mutual understanding, respect, and effective decision making. Reaching Agreement—Increases the supervisor’s ability to provide opportunities, guidance, and feedback to help employees enhance their competence and commitment for accomplishing the job and mission of the corporation. Coaching for Supervisors—Increases the supervisor’s ability to provide opportunities, guidance, and feedback to help employees enhance their competence and commitment for accomplishing the job and mission of the corporation. Corrective Actions: Conduct & Performance—Assists supervisors in managing employee conduct and performance problems through a progressive disciplinary process. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 7 Delivery Evaluation Challenges Spotlight On: Air Canada’s 360 4 Degree Assessment Challenge: Air Canada needed to enhance the strategic relevancy and the validity of its performance, talent, and succession management processes. Solution: Air Canada’ introduced a ‘360-Degree Leadership Skills Feedback Process’, an annual leadership competency assessment tool that incorporates self, downward, upward and peer reviews, indicating the relative importance of key leadership behaviours in each of the business’ functions, along with training and development opportunities. The new feedback process drives talent development and has established objectivity and consistency in leadership development. Air Canada tracks year-on-year leadership performance to assess process effectiveness and leadership training needs. Interviewed individuals at profiled organizations discussed the challenges of finding tangible, quantifiable measures for leadership development throughout the organization. All profiled organizations use common evaluation methods such as 4 course evaluations and feedback, as well as relying on the Kirkpatrick scale: √ Organization A is considering measuring rates of attrition due to dissatisfaction with management at some point in the future. Organization C is hoping to initiate ongoing individual assessments to assess the effect of training on job performance. √ Detailed below are commonly used evaluation methods at profiled organizations: Figure 1: Evaluation Methods Method A B C D Participant Feedback √ √ √ √ 360 Assessment √ √ √ √ Course Evaluation √ √ √ √ √ √ √ Kirkpatrick Levels Evaluation Methods Literature cites a number of methods that companies can use to measure the 5,6,7 return-on-investment (ROI) of training and development activities: • • • • Difficulty of Leadership Development Program Evaluation Interviewed individuals at profiled organizations noted that leadership development is inherently difficult to quantity. Additionally, most profiled organizations’ programs are relatively new. As such, there is not much data with which to accurately evaluate program success. Performance data—Used to compare the costs of performance before and after data. To understand the impact of training, a company must determine what the level of performance was before the training program and test participants’ skills upon completion of the program. Estimates by trainees and managers—Trainees and managers discuss the actual performance improvements that have taken place since training, agree on the dollar value of the improvement, and then project the total value over the coming year. Action plans—Employees create an action plan that describes what they will learn in a training course. Two or three months after completion of the course, employees re-visit their plan and discuss it with managers and then place a dollar value on the costs and benefits of the course. Cost/benefit analysis via accounting—Companies account for costs in the following categories: course development time, equipment, use of facilities, instructional materials, lost productivity, salary of instructors, and travel expenses. Profiled organizations evaluate leadership training based on a four-level evaluation model developed by Donald Kirkpatrick in the late 1950s. Components of each of the 8,9 four levels of evaluation are outlined below. • • • • Level One: Reaction—Measures trainees’ satisfaction with aspects of the training program including topic, speaker, schedule, etc. Level Two: Learning—Measures the knowledge trainees acquire during the program, including skills improved, attitudes changed, etc. Level Three: Behavior—Measures the extent to which participants change their behavior on the job as a result of the knowledge they acquire during training. Level Four: Results—Measures the results of training programs, including higher productivity, improved quality, increased sales, larger profits, reduced turnover and reduced cost. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 PAGE 8 Supervisor Participation Structure & Content Delivery Mandatory and Optional Training Mandatory Training Relieves Stress “Students love that [leadership training] is mandatory because it relives the pressure and stress of having to ask for a week away from the office.” —Manager of Leadership and Management, Organization A Encouraging participation within experienced supervisor ranks is difficult, especially for courses lasting a full day or longer. Primarily concerned with people management, experienced supervisors are hard-pressed to find time to commit to out-of-the-office training. A common solution to ensure that managers are receiving the leadership training they need is to offer mandatory training, complemented by optional offerings. All profiled organizations incorporate optional and mandatory training into their leadership programs for experienced supervisors. Required or mandatory training is usually a day in length or longer, and is often classroom-based. Optional training offerings are easily accessible and focus on just-in-time learning. Detailed below are the optional and mandatory offerings at profiled organizations: Figure 2: Mandatory and Optional Leadership Training Organization Mandatory and Optional Training at Profiled Organizations Mandatory training at profiled organizations includes the following characteristics: √ √ √ √ 2-5 days in length Delivered centrally Classroom-based Interactive Self-paced E-learning Off-the-shelf One week residential program, 40 hours of total training, offered at the Leadership and Management Institute 1-2 day courses offered at the Leadership and Management Institute Annual off-site hosted by senior leadership. Usually in lecture format 3 supervisor meetings per annum, hosted by senior leadership 4-5 computer-based courses Rotational program Shadowing program Computer-based learning Training offered by external vendors Computer based learning Optional courses Mentoring B C D Optional A Optional training at profiled organizations is often: √ √ √ Mandatory Capstone programs: 3-10 day residential program. Classroom structure, activity based Individualized Learning Plans Core program, classroom-based, required within first six months on the job Computer-based learning Skills workshops Logistics At profiled organizations, classroom components of leadership training are offered in centralized locales, often at corporate universities or institutes. The frequency and duration of optional training is contingent upon the type of training that the supervisor chooses to attend. Mandatory training at profiled organizations however, is comprised of sessions with set duration and frequency in any given year as outlined below: Figure 3: Duration of Mandatory Leadership Training Organization Duration Frequency Location A 5 days Once per leadership level The Leadership Institute B Sixteen hours Annually Off-site location C 3-10 days Once per leadership level Center for Leadership and 28 geographically dispersed training sites D 2-3 days Once per leadership level Corporate University 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 9 Delivery Encouraging Participation in Optional Training Experienced supervisors are often unwilling to attend training, as this results in a drop in their team’s productivity. Profiled organizations use mandatory training to impart necessary skills to supervisors while relieving the stress of having to request time away from the office. None of the profiled organizations offered monetary incentives to encourage participation in optional training. Rather, profiled organizations focus on fostering cultures of development as well as highlight developmental incentives. Fostering a Culture of Development at Profiled Organizations Fostering a Culture of Development All profiled organizations highlight the importance of senior executive involvement in creating a culture that values leadership development. All profiled organizations strive to communicate the importance of leadership development through fostering a culture of development. A key to success in creating this cutlture is the involvement and support of senior leaders. Figure 4: Fostering a Culture of Development at Profiled Companies Organization Examples of Senior Executive Involvement A At Organization A, the Secretary of the Department is very involved in leadership development programs. The Secretary orchestrated the move to initiating mandatory training, and has clearly articulated the importance of leadership training. B At Organization B, the executive team is intimately involved in leadership training. The executive team not only leads day-long leadership training offsites, but also is involved in the selection of candidates for job rotations and shadowing programs. C At Organization C, the executive team initiated “Excellence through Commitment to Education and Training” (EXCEL), a program aimed to improve knowledge delivery. D Organization D has just shifted to a corporate university structure, a move strongly supported by the executive leadership. One senior leader is a dean of the university. Highlighting Developmental Incentives Profiled organizations note that the offer of leadership training is often incentive enough as it provides business-related incentives. Supervisors participating in leadership training are often exposed to senior level thought and interaction to which they do not normally have acces. Business-related incentives of leadership training at profiled organizations are detailed below: • Senior Level Interaction—Through the shadowing program, supervisor meetings, and offsites at Organization B, supervisors are able to interact with the senior leadership bench. • Requirement for Promotion—Leadership training is mandatory for promotion at Organization C, thus, participating in and completing a capstone course may lead to a promotion. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 10 Delivery Training Delivery Methods Web-Based Training Strengthens Classroom 11 Training E-learning does not replace instructor-led learning, but can provide a powerful supplement which maximizes the classroom experience. For example, one of the most frustrating aspects of classroom training is the differing skill and expertise level among learners. A pre-class e-learning supplement can cover the basics, providing a common base of knowledge and reserving instructor time for higher-level, interactive activities. Likewise, learners can use e-learning modules to augment and sustain their learning after completion of a classroom-based experience. The various methods used by organizations include classroom training, self-study, and computer-based training. Organizations should evaluate training delivery methods to determine the medium of delivery that is best suited to their employees, and ensures that employees can pick up required skill sets in the least amount of time and at a minimal cost. The most complete and thorough method of training is through a blended approach, as it incorporates multiple delivery methods and the advantages 1011 of each method. Profiled organizations utilize blended training delivery. In such an approach, the advantages offered by each medium of training delivery are combined to ensure that employees are taught in an effective manner and are able to use skills learned on the job. The advantages of a training program that makes use of the various delivery methods are: • Delivery Optimization—E-learning delivers content and handles the learning management processes, process assessments and feedback tools. It also delivers robust simulations over the Web. The instructor-led sessions are used for content that requires touching people’s emotions, for practice and rehearsal, for discussions on the challenges participants will face implementing what they have learned on the job and for feedback between participants. • Maximum Flexibility—Learners benefit in situations in which more than one delivery method can successfully accomplish a learning objective because in this case learners can choose which method is best suited for them. For example, some people prefer content delivered in a discovery or experiential way. A blended approach to training provides options. • Variety—Learning approaches include assessments, online coaching and mentoring, self-paced Web delivered content, behavior modeling, simulations, full-motion video and online testing. CASE IN POINT—VIRTUAL LEARNING AT METLIFE Challenge—MetLife learned during the initial stages of implementation of its MLFS virtual classroom that not all training content was appropriate for online delivery. Solution—The training function found that the virtual classroom was more successful when used to reinforce subject matter in which participants had received some basic training and to prepare participants for an intensive classroom experience, i.e. MetLife uses a blended approach to training. Example—At MetLife sales, representatives who are advancing in their careers are nominated for a four-day classroom session on MetLife’s financial planning process and principles. However, newly minted planners who attended the class still struggled to produce the promised financial results. A survey revealed that participants felt that they required more long-term assistance and guidance. MLFS designed a series of virtual classes that supplemented and reinforced key points taught in the classroom. Analysis revealed a marked improvement in productivity and increased confidence in planners who used the online resources. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 11 Delivery Training Delivery Methods (Continued) Profiled organizations use multiple delivery methods for leadership training as 12 outlined below: Figure 5: Delivery Methods For Leadership Training Delivery Method Classroom A √ Computer-based B C D √ √ √ √ √ √ √ √ √ √ Self-Paced Rotational Programs √ Mentoring √ Shadow Programs √ Classroom Training Advantages of Classroom 12 Training • Broad proficiency gained in a short period of time • Learning process is focused on specific objectives • Employers consider completion of formal training as evidence of knowledge • Opportunity to meet and work with other professionals with similar goals • Instructor availability and responsiveness • Students learn at a scheduled pace • Interpersonal interaction Profiled organizations select classroom training in order to facilitate discussions, deliver lectures, and conduct role-plays and case studies. Classroom training at Organization A is used to impart interpersonal, interaction and coaching skills. At Organization C classroom training also includes small group sessions and confidence builders to train and motivate employees. Classroom training at Organization D is conducted in “learning labs” or skill based workshops. CASE IN POINT—CLASSROOM TRAINING AT ORGANIZATION A Challenge—The Leadership and Management Institute at Organization A supports a highly decentralized workforce. Leadership training is mandated by the Secretary of the Organization, and must be delivered to all experienced supervisors. Solution—Leadership training at Organization A is classroom based, as this is the preferred method to facilitate the experiential learning environment that best supports leadership skills and development, and enables the supervisors to interact and learn from their usually geographically distant peers. Logistics—HR assignment officers enroll managers in the mandatory training session as needed. Managers are often informed months in advance of the scheduled class, and are allotted a per diem account. The only preparation is that the participant must complete a 360-degree assessment prior to the class. Self-Paced Learning Profiled organizations utilize self-learning to supplement classroom and computerbased training as either preparatory material or to brush up on skills learned in the past. • Organization C provides employees with reading, reach-back tools, and a knowledge portal to peruse on their own time. • Organization D has a wealth of information on its Website that employees can access and read on their own time. These include coaching tools and short e-learning courses. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 12 Delivery Training Medium Computer-based Training Factors to consider when moving to technology13 based training • • • • Profiled organizations utilize computer-based training to impart knowledge and skills to their 13 employees. Size of target audience Technology infrastructure Receptivity of the audience to technology-based learning programs Whether the learning material is laden with classroom intensive case studies Significant ComputerBased Delivery Reliance on Classroom Delivery • • • • Both Organization C and Organization D are incorporating computer-based delivery into their core leadership training as a significant delivery method. Computer-based training and e-learning is knowledge based and is used as a reach back tool to provide supervisors with just-in-time information. Generally, Web-based training at Organization B is used as a self-paced training method on issues related to leadership that individuals choose to pursue. Organization A relies heavily on classroom delivery as the preferred method of delivery. CASE IN POINT—COMPUTER-BASED TRAINING AT ORGANIZATION C 14 Challenge—Organization C has a dispersed workforce and needs to provide these employees with distance learning. Also, there are occasionally too many employees that require training courses to allow for classroom learning. Solution—Organization C utilizes computer-based training tools to provide its dispersed employees with distance learning. The knowledge portal and individualized learning plans assist employees in selecting and completing tailored leadership training. Training Strategies Spotlight on: 16 Eli Lilly’s Rotation Programs Challenge: Eli Lilly needed to develop a strategy to enhance employee satisfaction. Solution: Eli Lilly and Company’s widely used rotation program is a strong point in the company’s recruitment of potential employees and employee satisfaction. The rotation program is coordinated by a planning committee, which includes three HR representatives. The committee meets monthly to coordinate job rotations and makes decisions regarding job rotations based on employee interest, staffing requirements, development needs ,and the existing openings. Staffing decisions are then made based on input from the individual’s supervisor, the hiring supervisor, and a HR representative. Rotational Programs In addition to the effectiveness of action-learning, rotation programs can break down organizational silos, increase employees’ flexibility, and allow individuals to gain a more thorough understanding of the organization through experience in a variety of 15 jobs. Additionally, interviews and research outline the following benefits: • • • Increased career satisfaction Increased commitment 16, Increased innovation • • • Increased motivation Reduced boredom Reduced stress CASE IN POINT—ROTATIONAL PROGRAM AT ORGANIZATION B Goal—To develop a variety of essential leadership skills and assist experienced supervisors in locating functions of interest within the organization. Program length—12 months. Details—Supervisors apply by sending in an application explaining their interest in the program, which is reviewed by the executive team and an HR representative. Senior exeuctives examine applicants and match candidates with positions. Supervisors have the option to stay in new position at the end of the rotation. Learning Self-Paced 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 Supervisor Structure & Content Participation PAGE 13 Delivery Training Strategies Shadow Programs Spotlight On: Federal Reserve’s Job 18 Shadow Program Challenge: The Federal Reserve Bank of Kansas City needed to provide current employees with a way to make informal career decisions. Solution: The Bank developed a job shadow program through department managers and its HR department. Employees at any level are encouraged to participate in the program to learn about a particular job and work processes by speaking with a department-designated person for a “short time.” The job shadowing process and subsequent activities are unique for each participant, as the program depends on employee interest, available positions, and operational needs. Shadow programs are an excellent method to develop new job skills in the workplace. Participants can learn more sophisticated skills in their own job category or learn completely new skills sets. Shadow programs give individuals insight into the daily challenges that face their colleagues, customers and staff, and require individuals to take on responsibilities of their peers. This experience allows individuals to better understand and relate to their colleagues. Shadow programs have a number of personal and business 1718, benefits: • • • • • • Develops coaching and mentoring skills Encourages lateral thinking and problem solving Gives a change of pace Helps clarify career development Improves internal communication Improves team working Organization B developed a leadership shadowing program for experienced supervisors. Individuals are invited to shadow a leader from the executive group in an effort to expose supervisors to senior leadership within the organization. The senior leadership team is involved in the application and selection process and coaches each participant for one week. Mentoring Profiled organizations use mentoring to support on-going leadership development after supervisors have completed mandatory training. Literature suggests that mentoring adds 19 value to companies and produces results which include: • • • Enhanced performance Improved multi-tasking Increased productivity Clear goals should be set prior to the development of a mentoring relationship. Examples 20 of what mentor-mentee relationships attempt to achieve include: • • • • • Provide insight into the goals of the organization and its development philosophy Coach activities that contribute to skill development Help the protégé plot a career path Provide feedback to protégés regarding work and decisions Discovery of individual strengths Organization C offers supervisors the option of working with a mentor or coach who will assist the supervisor in developing leadership skills. 2003 Corporate Executive Board LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 PAGE 14 THE RESEARCH PROCESS IN BRIEF Research Methodology The Corporate Leadership Council conducted a comprehensive search of published materials regarding leadership training for experienced supervisors in the government, drawn from previous Corporate Executive Board research, trade press journals, other research organizations and the Internet. Council staff then interviewed human resources professionals at four U.S. government organizations. These individuals discussed leadership training for experienced supervisors. This report represents the findings from these secondary and primary sources. 1. Project Aims 2. 3. 4. 5. 6. Guide to Figures Please describe the training structure for seasoned supervisors within the agency or department. a. How many days or weeks does the training last? b. Is this delivered centrally or decentrally? c. What logistics are involved for supervisors particpating in the training? Please provide an overview of the content included in leadership development and training for seasoned supervisors within the department. a. What topics are covered? b. Does this training differ from other training sessions? c. Does the content change depending on which level the supervisor is? d. Is this training mandatory? Why or why not? e. Does the organization utilize any incentives (monetary, developmental) to encourage supervisors to attend this training? How effective does the organization believe this training to be? a. What elements of the training are most effective? b. What elements are least effective? c. If one element of the training could be changed, what would that be and why? d. How did the organization collect this feedback? Does the organization currently use any metrics to gauge the overall success of its leadership development programs (including but not limited to supervisor leadership training)? a. What specific metrics are utilzed to gauge the success of leadership development programs? b. Are leaders across the organization improving in their leadership skills? How have these skills been improved by leadership development programs? How is this training delivered (e.g., classroom, online, blended)? a. How did the organization decide upon this delivery structure for this group? b. What courses are administered in the classroom? Why? c. What courses are administered online? Why? Does the organization utilize any vendors to deliver training? Which vendors? Figure 1: Figure 2: Figure 3: Figure 4: Figure 5: Evaluation Methods Mandatory and Optional Leadership Duration of Mandatory Leadership Training Fostering a Culture of Development at Profiled Organizations Delivery Methods for Leadership Training 2003 Corporate Executive Board Page 7 Page 8 Page 8 Page 9 Page 11 LEADERSHIP TRAINING FOR EXPERIENCED SUPERVISORS IN THE GOVERNMENT JULY 2003 PAGE 15 Professional Services Note The Corporate Leadership Council has worked to ensure the accuracy of the information it provides to its members. This project relies upon data obtained from many sources, however, and the Council cannot guarantee the accuracy of the information or its analysis in all cases. Further, the Council is not engaged in rendering legal, accounting or other professional services. Its projects should not be construed as professional advice on any particular set of facts or circumstances. Members requiring such services are advised to consult an appropriate professional. Neither Corporate Executive Board nor its programs is responsible for any claims or losses that may arise from any errors or omissions in their reports, whether caused by Corporate Executive Board or its sources. 1 Corporate Leadership Council, Syncrude: Enhancing Foundational Leadership Skills, Washington: Corporate Executive Board (May 2002). 2 Corporate Leadership Council, NCR's Personalized Online Learning System, Washington: Corporate Executive Board (October 2001). 3 Kate Walter, "MTA Travels Far with Its Future Managers Program," Workforce (Date Unknown). (Obtained through www.workforce.com ). [Accessed 11 July 2003]. 4 Corporate Leadership Council, Air Canada's 360 Degree Assessment, Washington: Corporate Executive Board (October 2001). 5 Scott Parry, “Measuring Training’s ROI,” Training and Development (May 1996). (Obtained through Factiva). 6 Jack Phillips, “The Search for Best Practices,” Training & Development (February 1996). (Obtained through Factiva). 7 Scott Cheney and Lisa Lucadamo, “Learning from the Best,” Training & Development (July 1997). 8 Corporate Leadership Council, “The ROI of Training,” Washington: Corporate Executive Board (October 1998). 9 Jack J. Phillips, “ROI: The Search for Best Practices,” Training & Development (February 1996). (Obtained through LEXIS-NEXIS, a division of Reed Elsevier Incorporated) 10 Jack Zenger and Curt Uehlein, "Why Blended Will Win," Training & Development (1 August 2001). (Obtained through Factiva). 11 Norma Rossi, "Learning at MetLife Goes Virtual," ASTD (Obtained through www.astd.org). [Accessed 11 July 2003]. 12 J.M. Lugalia, "Comparison of Training Models," ITU (October 2000). (Obtained through www.itu.int/ITU-D/hrd/publications). [Accessed 11 July 2003]. 13 Corporate Leadership Council, Training Structures and Delivery, Washington: Corporate Executive Board (July 2000). 14 Corporate Leadership Council, Training Structures and Delivery. 15 Michael A. Campion, "Study Clarifies Job-Rotation Benefits," Workforce (November 1996). (Obtained through www.workforce.com). [Accessed 11 July 2003]. 16 Corporate Leadership Council, Cross-Functional Assignments, Washington: Corporate Executive Board (July 2000). 17 Author Unknown, “Job Swapping on Learning at Work Day,” Campaign for Learning (Obtained through www.campaign-for-learning.org.uk ). [Accessed 5 July 2003]. 18 Dr. Wally, “Angry: Boss Is Too Friendly with Ex-Husband; In The Workplace,” Winston-Salem Journal (November 2001). (Obtained through Factiva). 19 Edward Sketch, “Mentoring and Coaching Help Employees Grow, HR Focus (1 September 2001). (Obtained from Factiva). 20 Mike Frost, “Beyond the Myths and Magic of Mentoring (revised),” HRMagazine (1 January 2002). (Obtained from Factiva). 2003 Corporate Executive Board