(NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 1 Page: 1 of 6 SECTION 1 TITLE PAGE AND CERTIFICATES QUALITY CONTROL MANUAL FOR THE FOLLOWING CONSTRUCTION ACTIVITIES IN ACCORDANCE WITH THE ASME CODE AND ALBERTA SAFETY CODES ACT AND REGULATIONS: ASME SECTION VIII, DIVISION 1 & 2 PRESSURE VESSELS, SECTION I POWER BOILERS, B31.1 BOILER EXTERNAL PIPING, SECTION IV HEATING BOILERS, ASSEMBLY OF SECTION I POWER BOILERS, BY (NAME OF COMPANY) AT (PHYSICAL ADDRESS) AND FIELD SIDE CONTROLLED FROM THIS LOCATION AND REPAIR/ALTERATION OF IN-SERVICE METALLIC POWER BOILERS, HEATING BOILERS, BOILER EXTERNAL PIPING, AND PRESSURE VESSELS IN ACCORDANCE WITH THE NATIONAL BOARD INSPECTION CODE AND ALBERTA SAFETY CODES ACT AND REGULATIONS AT (PHYSICAL ADDRESS) AND FIELD SITES CONTROLLED FROM THIS LOCATION AND FOR THE FOLLOWING ACTIVITIES IN ACCORDANCE WITH THE ALBERTA SAFETY CODES ACT AND REGULATIONS AND REFERENCED STANDARDS: REPAIR AND ALTERATION OF EXISTING POWER BOILERS, HEATING BOILERS, BOILER EXTERNAL PIPING, AND PRESSURE VESSELS PERFORMANCE QUALIFICATION TESTING OF PRESSURE WELDERS CONSTRUCTION OF MINIATURE PRESSURE VESSELS CONSTRUCTION, REPAIR AND ALTERATION OF CATEGORY “A”, “E”, “H” PRESSURE FITTINGS AT (PHYSICAL ADDRESS) AND CONSTRUCTION, REPAIR AND ALTERATION OF PRESSURE PIPING TO ASME B31.1, B31.3, B31.5, AND B31.9, INCLUDING INDIRECT FIRED HEATER COILS TO B31.3, STEAM PIPELINES TO CSA Z662, CONSTRUCTION, REPAIR, ALTERATION AND ASSEMBLY OF ASME SECTION I, API 530 AND ASME B31.3 DIRECT FIRED HEATERS AT (PHYSICAL ADDRESS) AND AT FIELD SITES CONTROLLED FROM THE ABOVE LOCATION 22nd Edition Rev.0 Note: the red text above can either be added or deleted depending on the individual scopes of work as per AB-29 AQP REGISTRATION #: “Controlled” MANUAL NUMBER: ASSIGNED TO: {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 1 Page: 2 of 6 EXHIBIT 1.1 ALBERTA QUALITY CONTROL PROGRAM CERTIFICATE OF AUTHORIZATION Note: Due to procedural requirements of the Alberta Quality Control Systems Certification Program, Quality Control Manuals are no longer stamped "accepted", by ABSA. It is therefore required that exhibits of the Certificates of Authorization for construction and Welder testing activities be exhibited within the Manual(s). A photocopy reduction of the certificate should be placed under the exhibit title, and this paragraph deleted. {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 EXHIBIT 1.2 Revision Date: Sept. 01, 2021 ALBERTA PRESSURE WELDERS CERTIFICATE OF AUTHORIZATION {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements Section: 1 QUALIFICATION Page: 3 of 6 PROGRAM (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 1 EXHIBIT1.3 ASME CERTIFICATE OF AUTHORIZATION {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements Page: 4 of 6 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 1 EXHIBIT1.4 NB “R” CERTIFICATE OF AUTHORIZATION {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements Page: 5 of 6 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 1 EXHIBIT1.5 NB CERTIFICATE OF AUTHORIZATION {ABSA: D1180819.DOC .2 }QCM-PV-ASME Requirements Page: 6 of 6 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Section: 2 Revision Date: Sept. 01, 2021 Page: 1 of 2 SECTION 2 TABLE OF CONTENTS 22nd Edition PAGE OF SECTION REVISION DATE(MM/DD/YY) SECTION 1 TITLE PAGE AND CERTIFICATES 1 EXHIBIT 1.1 ALBERTA QUALITY CONTROL PROGRAM ......................................................2 CERTIFICATE OF AUTHORIZATION .....................................................................................2 EXHIBIT 1.2 ALBERTA PRESSURE WELDERS QUALIFICATION PROGRAM .....................3 CERTIFICATE OF AUTHORIZATION .....................................................................................3 EXHIBIT 1.3 ASME CERTIFICATE OF AUTHORIZATION ......................................................4 EXHIBIT 1.4 NB “R” CERTIFICATE OF AUTHORIZATION .....................................................5 EXHIBIT 1.5 NB CERTIFICATE OF AUTHORIZATION 6 0 0 0 0 0 0 0 0 09/01/21 08/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 SECTION 2 TABLE OF CONTENTS 1 0 09/01/21 SECTION 3 SCOPE OF WORK 1 0 09/01/21 SECTION 4 STATEMENT OF AUTHORITY 1 0 09/01/21 SECTION 5 ORGANIZATION CHART 1 0 09/01/21 SECTION 6 DEFINITIONS 1 0 09/01/21 SECTION 7 MANUAL CONTROL 1 0 0 09/01/21 09/01/21 0 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 09/01/21 09/01/21 09/01/21 0 0 09/01/21 09/01/21 0 0 09/01/21 09/01/21 0 09/01/21 EXHIBIT 7.1 DOCUMENT TRANSMITTAL ..............................................................................3 SECTION 8 DRAWINGS, DESIGN CALCULATIONS AND SPECIFICATIONS 1 EXHIBIT 8.1 DESIGN CALCULATION INDEX AND REVISION CONTROL SHEET ................6 EXHIBIT 8.2 DRAWING INDEX ...............................................................................................7 EXHIBT 8.3 ENGINEERING ACTIVITIES DESSIGNATION……………………… ……………9 EXHIBIT 8.4 USER'S DESIGN REQUIREMENTS FORM 10 SECTION 9 MATERIAL CONTROL 1 EXHIBIT 9.1 PURCHASE ORDER ..........................................................................................7 EXHIBIT 9.2 PURCHASE REQUIREMENTS BY PRODUCT FORM........................................8 EXHIBIT 9.3 COLOUR AND NUMBER CODE .........................................................................9 EXHIBIT 9.4 MATERIAL RECEIVING REPORT ......................................................................10 EXHIBIT 9.5 TRAVEL SHEET (FRONT) ..................................................................................11 EXHIBIT 9.6 TRAVEL SHEET (BACK) ....................................................................................12 SECTION 10 EXAMINATION & INSPECTION PROGRAM 1 EXHIBIT 10.1 SAMPLE NAMEPLATE .....................................................................................5 EXHIBIT 10.2 SAMPLE NAMEPLATE (DIVISION 2)...................................................................6 EXHIBIT 10.3 SAMPLE NAMEPLATE (POWER BOILER) ......................................................7 EXHIBIT 10.4 SAMPLE NAMEPLATE (HEATING BOILER) ....................................................8 SECTION 11 WELDING CONTROL 1 EXHIBIT 11.1 WPS INDEX & ESSENTIAL VARIABLE SUMMARY .........................................7 EXHIBIT 11.2 WELDERS LOG................................................................................................8 EXHIBIT 11.3 CONTINUITY LOG ............................................................................................9 EXHIBIT 11.4 WELDING ACTIVITIES DESIGNATION ...........................................................10 SECTION 12 NONCONFORMITIES 1 EXHIBIT 12.1 NONCONFORMITY REPORT ..........................................................................3 EXHIBIT 12.2 HOLD TAG ........................................................................................................4 SECTION 13 NON-DESTRUCTIVE EXAMINATIONS 1 EXHIBIT 13.1 CERTIFYING STATEMENT AND APPOINTMENT LETTER .............................4 SECTION 14 HEAT TREATMENT 1 EXHIBIT 14.1 HEAT TREATMENT INSTRUCTIONS ..............................................................2 SECTION 15 CALIBRATION OF MEASUREMENT AND TEST EQUIPMENT {ABSA: D1180819.DOC .2 } 1 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Section: 2 Revision Date: Sept. 01, 2021 EXHIBIT 15.1 EQUIPMENT CALIBRATION LOG ....................................................................3 Page: 2 of 2 0 09/01/21 1 0 09/01/21 EXHIBIT 16.1 GUIDELINES FOR THE PREPARATION OF A PNEUMATIC TESTING PROCEDURE...................................................................................................3 0 09/01/21 SECTION 16 PRESSURE TESTS SECTION 17 RECORD RETENTION 1 0 09/01/21 SECTION 18 AUTHORIZED INSPECTOR 1 0 09/01/21 SECTION 19 CERTIFICATION 1 0 09/01/21 SECTION 20 REPAIR AND ALTERATION OF PRESSURE VESSELS 1 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 0 0 0 0 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 09/01/21 0 0 0 09/01/21 09/01/21 09/01/21 EXHIBIT 20.1 REPAIR/ALTERATION INSPECTION CHECKLIST ..........................................12 EXHIBIT 20.2 SAMPLE NAMEPLATE FOR REPAIR/ALTERATION .......................................13 EXHIBIT 20.3 SAMPLE NAMEPLATE FOR REPAIR/ALTERATION “R” STAMP ONLY...............14 SECTION 21 PRESSURE PIPING 1 EXHIBIT 21.1 PRESSURE PIPING SPECIFICATION SHEET.................................................13 EXHIBIT 21.2 PRESSURE PIPING EXAMINATION CHECKLIST ...........................................14 EXHIBIT 21.3 PRESSURE PIPING EXAMINATION GUIDE ....................................................15 EXHIBIT 21.4 PRESSURE TEST EXAMINATION GUIDE .......................................................16 EXHIBIT 21.5 SAMPLE – PIPE THREAD ASSEMBLY DIMENSIONAL REQUIREMENTS.......17 EXHIBIT 21.6 VISUAL INSPECTION PROCEDURE VT-1, REVISION 0 ....................................18 SECTION 22 CONSTRUCTION OF MINIATURE VESSELS AND FITTINGS 1 EXHIBIT 22.1 MINIATURE PRESSURE VESSEL- PRESSURE VOLUME LIMITS ..................5 EXHIBIT 22.2 CERTIFIED INDIVIDUAL REQUIREMENTS .....................................................6 SECTION 23 STANDARD PNEUMATIC TEST PROCEDURE 1 0 09/01/21 SECTION 24 CONSTRUCTION OF INDIRECT FIRED HEATER COILS 1 0 0 0 09/01/21 09/01/21 09/01/21 EXHIBIT 24.1 INDIRECT FIRED HEATER COIL TRAVEL SHEET ..........................................3 EXHIBIT 24.2 HEATER COIL SAMPLE NAMEPLATE .............................................................4 SECTION 25 CONSTRUCTION OF STEAM PIPELINES TO CSA Z662 1 0 09/01/21 SECTION 26 CONSTRUCTION OF DIRECT FIRED HEATERS 1 0 0 0 09/01/21 09/01/21 09/01/21 EXHIBIT 26.1 DIRECT FIRED HEATER COIL TRAVEL SHEET..............................................3 EXHIBIT 26.2 HEATER COIL SAMPLE NAMEPLATE .............................................................4 SECTION 27 FIELD CONSTRUCTION OF BOILERS AND PRESSURE VESSELS 1 0 09/01/21 SECTION 28 WELDER PERFORMANCE QUALIFICATION 1 0 09/01/21 EXHIBIT 28.1 WELDER PERFORMANCE QUALIFICATION EXAMINATION AND TEST PROCEDURE.........................................................................................4 EXHIBIT 28.2 WELDER PERFORMANCE QUALIFICATION CARD .......................................5 EXHIBIT 28.3 SAMPLE MACHINE OPERATOR PERFORMANCE QUALIFICATION CARD 6 0 0 0 09/01/21 09/01/21 09/01/21 _____________________________ Authorized Inspector & Repair Inspector Acceptance {ABSA: D1180819.DOC .2 } ______________________________ Quality Control Manager Approval (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 3 Page: 1 of 2 SECTION 3 SCOPE OF WORK 3.1 This Quality Control Manual accurately describes the procedures used by (Name of Company) in constructing ASME Code items with the Certification Mark and appropriate Designator in accordance with ASME Code Section VIII Division 1 & 2 (Class 1 & 2) Pressure Vessels, Section I Power Boilers, Section IV Heating Boilers, B31.1 Boiler External Piping, and the Alberta Safety Codes Act and Regulations, at shop and field sites controlled from the shop location which is (Physical Address) (Certification Mark May Be Applied) Note: the red text can either be added or deleted depending on the individual scopes of work as per the AB-29. 3.2 Repairs and alterations to existing metallic Power Boilers, Heating Boilers, Boiler External Piping, and Pressure Vessels in accordance with the latest Edition of The National Board Inspection Code, Alberta Safety Codes Act and Regulations, and Insofar as possible, to the Section and Edition of the ASME Code most applicable to the work planned (Section I, Section IV, Section VIII Division 1 & 2, or B31.1) at shop and field sites controlled from the shop location which is (Physical Address) (NB R Stamp May Be Applied) Note: the above red text can be added if applying for National Board R stamp. 3.3 Construction, assembly, repair and alteration of Direct Fired Heaters in accordance with ASME Section I, API 530 and B31.3, and Indirect Fired Heater Coils in accordance with ASME B31.3, and the Alberta Safety Codes Act and Regulations, at shop and field sites controlled from the shop location which is (Physical Address). (Certification Mark Shall Not Be Applied). Note: the above red text can either be added or deleted depending on the individual scopes of work as per the AB-29. 3.4 Pressure Welders performance qualification testing scope, includes issuance of performance qualification cards pursuant to the Alberta Safety Codes Act and the Pressure Welders Regulations at shop and field sites controlled from the shop location which is (Physical Address). Note: the above red text can either be added or deleted when applying for welder test program for shop or field. 3.5 Construction, repair or alteration of pressure piping under this Quality Control System shall conform to the scope and all requirements of ASME B31.1, B31.3, B31.5, and B31.9 Code Sections, CSA Z662, CSA B51, as applicable, and the Alberta Safety Codes Act and Regulations. Within these limitations pressure piping of any size, thickness and material allowed by the Codes shall be constructed by welding, provided the requisite Welding Procedure Specifications are qualified and registered with ABSA. Mechanically assembled [non-welded, threaded] pressure piping which is constructed, repaired or altered under this Quality Control System shall conform to the scope, and all requirements of ASME B31.1, B31.3, 31.5, and B31.9, CSA Z662 Codes, and the Alberta Safety Codes Act and Regulations. (Certification Mark Shall Not Be Applied) Note: the red text can either be added or deleted depending on the individual scopes of work as per the AB-29. 3.6 Pressure piping work under this Quality Control System may also include repairs, alteration and replacement of piping systems, including the Boiler External Piping, that are under the jurisdiction of the Alberta Safety Codes Act and Regulations at both the shop and field sites controlled from the shop location which is (Physical Address). (Certification Mark Shall Not Be Applied) 3.7 Miniature pressure vessel construction and the manufacture, repair and alteration of category “A”, “E” and “H” pressure fittings under this Quality Control System shall be in accordance with the requirements of the Alberta Safety Codes Act and Regulations and the CSA B51 Boiler, Pressure {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 3 Page: 2 of 2 Vessel and Pressure Piping Code at shop location and field sites controlled from the shop location which is (Physical Address). (Certification Mark Shall Not Be Applied) Note: the red text covers additional scopes of work depending on the individual application, AB29. This information should be reviewed to determine if it is applicable and can either be added or deleted. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 4 Page: 1 of 2 SECTION 4 STATEMENT OF AUTHORITY NOTE: THIS STATEMENT PREFERABLY ON COMPANY LETTERHEAD This Quality Control Manual accurately describes the Quality Control System that is employed by (Name of Company) to ensure that: a) Pressure Vessels are constructed in accordance with the ASME Code Section VIII, Division 1 & 2 (Class 1 & 2) and the Alberta Safety Codes Act and Regulations. b) Power Boilers, BEP, and Heating Boilers are constructed and assembled in accordance with the ASME Code Section I, Section IV, B31.1, and the Alberta Safety Codes Act and Regulations. Note: the red text can either be added or deleted depending on the individual scopes of work as per the AB-29. c) Repairs and/or alterations to existing metallic Power Boilers, Heating Boilers and Pressure Vessels are performed in accordance with the latest mandatory Edition of The National Board Inspection Code, Alberta Safety Codes Act and Regulations and Insofar as possible to the Section and Edition of the ASME Code most applicable to the work planned (Code Section I, IV, or Sections VIII Division 1 & 2). Note: the above red text can either be added or deleted if applying for National Board R stamp. d) Repairs and/or alterations to existing metallic Power Boilers, Heating Boilers, Pressure Vessels, are performed in accordance with the Alberta Safety Codes Act and Regulations and, insofar as possible, with ASME Code Sections VIII, Division 1 & 2, Section I, Section IV. e) Construction and repair/alteration of Direct Fired Heaters and Indirect Fired Heaters Coils are performed in accordance with the Alberta Safety Codes Act and Regulations and, insofar as possible, with ASME Code Section I or API 530 and B31.3, or B31.3. Note: the above red text can either be added or deleted if not applying for National Board R stamp. f) Welders/Welding Operator performance qualification tests are conducted in accordance with the Alberta Pressure Welders Regulations, and ASME Code Section IX. g) Power piping, process piping systems, refrigeration piping and building services piping, Steam Pipelines, including Boiler External Piping which is included in this Quality Control System, are constructed, repaired, altered or replaced in compliance with B31.1, B31.3, B31.5, B31.9, or CSA Z662 Code as applicable, Customer Specifications, and the Alberta Safety Codes Act and Regulations. Note: the red text can either be added or deleted depending on the individual scopes of work as per the AB-29. g) Miniature pressure vessel construction and category “A”, “E” and “H” pressure fittings construction and repair and/or alteration are in accordance with the Alberta Safety Codes Act, Regulations, and CSA B51 Code. The Quality Control Manager is hereby assigned the authority to administer and implement the Quality Control System described in this Quality Control Manual. He has sufficient and welldefined responsibility along with the authority and the organizational freedom to identify, initiate, {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 4 Page: 2 of 2 recommend and provide solutions to quality control problems and to preclude the use, installation or further processing of nonconforming items until their correction is verified and Code compliance is assured. A Certified Individual (CI) has been qualified and certified, and is responsible for the Alberta Safety Codes Act compliance of Miniature Pressure Vessels [use ASME Code compliance for Certification Mark holder with a “UM” Designator] This Quality Control System has the full support and endorsement of management, who will ensure resources, including trained and qualified personnel, are provided to effectively implement the system. Any person assigned a responsibility within this Quality Control Manual may delegate the performance of the activity to another person; however the responsibility remains with the individual as assigned by this Quality Control Manual. Whenever responsibilities are assigned within this Quality Control Manual to a department, the department manager shall ultimately be responsible. Any quality control problem, which cannot be resolved by the Quality Control Manager, shall be brought to my attention for resolution without compromising the Code and this Quality Control System. Note: the red text covers other scopes of work depending on the scope of the AB-29. This information should be reviewed to determine if it is applicable and can either be added or deleted. Signature Name Title Date {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 5 SECTION 5 ORGANIZATION CHART (NAME OF COMPANY) ORGANIZATION CHART NOTE: MORE THAN ONE POSITION MAY BE HELD BY ONE PERSON {ABSA: D1180819.DOC .2 } Page: 1 of 1 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 1 of 5 SECTION 6 DEFINITIONS Note: the red text covers other scopes of work depending on the individual application. This information should be reviewed to determine if it is applicable and can either be added or deleted. 6.1 Alberta Boilers Safety Association (ABSA) ABSA is the regulatory organization delegated by the Province of Alberta to provide pressure equipment safety services under the Alberta Safety Codes Act, and act as the sole Jurisdiction/Regulatory Authority as defined in the CSA B51 Code and as the Authorized Inspection Agency accredited by ASME. 6.2 Acceptance or Approval or Authorization or Certification Acceptance or Approval or Authorization or Certification shall be indicated by written signature and written date. When electronic signatures are employed, controls and safeguards shall be followed as per Section 19 of this manual to ensure the integrity of the certification, authorization, and approval. 6.3 Alberta Safety Codes Act The Alberta Safety Codes Act; Statutes of Alberta, Chapter S-1 as it applies for pressure equipment and the following regulations adopted by the Alberta Safety Codes Act, and any amendments to these regulations: Pressure Equipment Safety Regulation Administrative Items Regulation Pressure Equipment Exemption Order Pressure Welders Regulation 6.4 Alteration Any change in the item described on the original Manufacturer's Data Report that requires a change of design calculations or otherwise affects the pressure containing capability of the pressure-retaining item. Non-physical changes such as an increase in the maximum allowable working pressure (internal or external), increase in design temperature, or a reduction in minimum temperature of a pressureretaining item shall be considered an alteration. 6.5 Authorized Inspector (AI) An inspector, regularly employed by the ASME accredited Authorized Inspection Agency, who has a valid National Board Authorized Inspector (AI) Commission and is qualified by written examination in accordance with the ASME QAI-1 and National Board NB-263 RCI-1 Standards. The ABSA Authorized Inspector is also a Safety Codes Officer (pressure equipment) appointed to administer the Alberta Safety Codes Act, and is responsible for Alberta certified repairs or alterations documented on an AB-40 data report 6.6 Boiler External Piping (BEP) Piping as defined in ASME Code B31.1, paragraph 100.1.2, is subject to mandatory inspection by the Authorized Inspector, as defined in ASME Code Section I. 6.7 CRN Canadian Registration Number; registration number allotted by the regulatory authority to designs and specifications when accepted and registered. 6.8 CSA B51 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 2 of 5 Canadian Standards Association, latest mandatory Edition of B51 Boiler, Pressure Vessel and Pressure Piping Code. 6.9 CSA Z662 Canadian Standards Association; latest mandatory Edition of Z662 Oil and Gas Pipeline Systems. 6.10 Certifying Engineer The Certifying Engineer, who is designated by the Engineering Manager, is a professional engineer registered with at least of one province of Canada or state of the Unites States. They are obligated to follow their registration permit to perform engineering and have demonstrated the competencies in the design activities in accordance with ASME Code Section VIII. Div. 1 & 2. The professional development and continuing education required by the Code are maintained and evaluated to ensure that the Certifying Engineer retains the skills and competencies to perform the activities described in the Code, Regulations, and personnel qualification procedure. 6.11 Certified Individual (CI) An employee of (Name of Company) that is qualified and certified by (Name of Company) in accordance with Exhibit 22.2 of this Manual and the Alberta requirements, that coincide with ASME requirements, to perform the duties of a CI as specified by the ASME Code. The CI is responsible for Safety Codes Act compliance when the AI is not involved. 6.12 Code American Society of Mechanical Engineers (ASME), latest mandatory Edition (at time of contract acceptance) of the ASME Boiler and Pressure Vessel Code and referenced standards: a) b) c) d) e) f) g) h) i) Section VIII Division 1, Rules for Construction of Pressure Vessels. Section VIII Division 2, Alternative Rules for Construction of Pressure Vessels Section I, Rules for Construction of Power Boilers. Section IV, Rules for Construction of Heating Boilers. B31.1, Power Piping. B31.3, Process Piping. B31.5, Refrigeration Piping and Heat Transfer Components B31.9, Building Services Piping Sections and Standards referenced by the construction Code. 6.13 Construction Drawing A drawing that has been created from a new or existing design drawing that is or is in the process of being registered and accepted with the applicable Canadian Jurisdiction. This drawing will be used for the purposes of fabrication. 6.14 Design Drawing A drawing that is or is in the process of being registered with the applicable Canadian Jurisdiction and has been stamped by the applicable Jurisdiction. This drawing is used to facilitate the creation of a construction drawing. 6.15 Designer The Designer, who is designated by Engineering Manager, is an individual or registered engineer who has required training, education, experiences in specific areas and works under the supervision of the Engineering Manager, Certifying Engineer or Engineer. They are obligated to follow the personnel qualification procedure, and have demonstrated competencies of design activities in {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 3 of 5 accordance with ASME Code Section VIII. Div. 1 & 2. The continuing education is maintained and evaluated to ensure that the Designer retains the skills and competencies to perform the activities described in the personnel qualification procedure. 6.16 Drawings The term drawings, when not defined as design or construction in this Quality Control Manual will be considered both types, Design and Construction Drawings. 6.17 Engineer The Engineer, who is designated by Engineering Manager, and takes complete responsibility for design work. They are obligated to follow the registration permit to perform the engineering, and have demonstrated competencies in the design activities in accordance with ASME Code Section VIII. Div. 1 & 2. The professional development and continuing educations required by the Code and registered body are maintained and evaluated to ensure that the Engineer retains the skills and competencies to perform the activities described in the Code, Regulations, and personnel qualification procedure. 6.18 Expansible Fluid Expansible fluid means; a) a vapour or gaseous fluid, or b) a liquid under pressure and at a temperature at which the liquid changes to a gas or vapour when the pressure is reduced to atmospheric pressure or when the temperature is increased to ambient temperature.+ 6.19 Fitting or Pressure Fitting Fitting means a valve, gauge, regulating or controlling device, flange, pipe fitting or any other appurtenance that is attached to, or forms part of, a boiler, pressure vessel, fired heater pressure coil, thermal liquid heating system or pressure piping system. 6.20 He (or His or Him) Within this written Quality Control System and its implementation “He” refers to the position within the organization and not necessarily the gender of the individual in the position. 6.21 Job File A file which contains all of the records documenting quality control activities for the item constructed. This file shall be assigned a unique number to identify the job. 6.22 Jurisdiction As applicable to this Quality Control System a Jurisdiction is a governmental entity with the power, right or authority (or an organization delegated this authority by government) to interpret and enforce law, rules or ordinances pertaining to boilers, pressure vessels or other pressure retaining items. 6.23 Material Test Report (MTR) The MTR is a document or record in which the results of tests, examinations, repairs, or treatments required by the material specification to be reported, are recorded, including those of any supplementary requirements or other requirements stated in the order for the material. 6.24 Manufacturer’s Design Report (MDR) The Manufacturer’s Design Report (MDR) is prepared and reviewed by the individual or individuals from the Manufacturer who is/are responsible for the structural and pressure-retaining integrity of {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 4 of 5 the vessel or part as established by conformance with the requirements of the rules of ASME Section VIII, Division 2 and the requirements in the User’s Design Specification. It includes items addressed in paragraph 2.3, sub-paragraph 2.3.3.1 of ASME Section VIII, Division 2. 6.25 Pressure Piping System (Under the Jurisdiction of the Safety Codes Act) Pressure Piping System means pipes, tubes, conduits, fittings, gaskets, bolting and other components that make up a system for the conveyance of an expansible fluid under pressure and may also control the flow of that fluid. The Pressure Equipment Safety Regulation does not apply to a Pressure Piping System that is fully vented or operating with one or more pressure relief devices with set pressure not exceeding 15 psi (103 kPa) and sized so that the operating pressure cannot exceed 15 psi (103 kPa). The Safety Codes Act and Pressure Equipment Safety Regulation (PESR) do not apply to pressure piping under the jurisdiction of the Alberta Oil and Gas Conservation Act and Regulations or the Alberta Pipeline Act and Regulation [see Alberta Energy Regulator (AER) document “Directive 077 Pipelines- Requirements and Reference Tools”, for interpreting Jurisdictional Relationships for Pipeline, Pressure Equipment, and Pressure Piping]. There is also a partial exemption from some requirements of the PESR for pressure piping meeting the requirements of PESR paragraph 4(2). 6.26 Pressure Vessel Means a vessel used for containing, storing, distributing, processing or otherwise handling an expansible fluid under pressure. 6.27 Procedure Qualification Record (PQR) The document that records what occurred during the welding of a test coupon and the results of testing of the coupon. A Procedure Qualification Record is used to support one or more Welding Procedure Specifications. With the exception of that allowed by ASME Code Section IX paragraph QW-200.2(c), revisions to Procedure Qualification Records are not permitted without re-qualification of the PQR. All changes to a PQR require recertification (including date) by the Manufacturer. 6.28 Quality Control Manager (QCM) An employee of (Name of Company) designated by the President to have the responsibility and authority to maintain this Quality Control System, and the organizational freedom to recognize quality control problems, initiate, recommend and provide solutions to those problems. 6.29 Quality Control Inspector (QCI) An employee of (Name of Company) designated by the Quality Control Manager to perform the quality control duties as specified in this Quality Control Manual. The Quality Control Inspector reports directly to the Quality Control Manager on any quality related matter. 6.30 Repair (In Service Equipment) The work is necessary to restore a pressure-retaining item to a safe and satisfactory operating condition. 6.31 Repair Inspector (RI) An inspector, who holds an active National Board Authorized Inspector Commission and/or InService Commission, and R endorsement, shall perform all National Board R stamped repairs and alterations. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 5 of 5 6.32 Repair Inspector Supervisor (RIS) A Repair Inspector Supervisor, who holds an active National Board Authorized Inspector Commission and/or In- Service Commission, and R endorsement, and is designated as a Repair Inspector Supervisor by their employer. 6.33 Person in Responsible Charge The Person in Responsible Charge, who is designated by Engineering Manager (or in the case of designation of the Engineering Manager as the Person in Responsible Charge, designation shall be completed by the individual who has signed the Statement of Authority in this Quality Control Manual), is a Certifying Engineer, Engineer, or Designer to engage in design activities, and has the knowledge of the construction Code and this Quality Control System, and takes complete responsibility for engineering activities to ensure the design meets the User’s Design Requirements Code and, Alberta Safety Code Act and Regulations.. 6.34 SNT-TC-1A Recommended Practice No. SNT-TC-1A: Personnel Qualification and Certification in Nondestructive Testing. The American Society for Non-destructive Testing Inc. ASME Section V latest accepted Edition, or the Code of Construction accepted Edition. 6.35 Designated Agent The designated agent is an organization who is designated by the Owner or User and responsible for specifying design requirements in accordance with ASME Code Section VIII Div. 1 & 2, and purchases the pressure vessel for its own use or as an agent for the Owner or User. 6.36 User User is an organization that purchases the finished pressure vessel for its own use or as an agent for the Owner. 6.37 User’s Design Specification (UDS) The User’s Design Specification shall contain sufficient detail to provide a complete basis for design and construction in accordance with paragraph 2.2.2 of ASME Section VIII, Division 2. It is the User responsibility to specify, or cause to be specified, the effective Code Edition to be used for construction. 6.38 User’s Design Requirements The User’s Design Requirements shall contain sufficient detail to establish the design requirements for pressure vessel considering factors associated with the normal operation, such other conditions as start-up and shutdown, and abnormal condition which may become a governing design consideration in accordance with paragraph U-2(a) of ASME Section VIII, Division 1. 6.39 Welder Within this Quality Control Manual [unless specifically differentiated as Welding Operator(s), Tack Welder(s)], Welder(s) shall be understood to include an individual who performs manual or semiautomatic welding and an individual who operates machine or automatic welding equipment. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 6 Page: 6 of 5 6.40 Welding Examiner An employee of (Name of Company) designated by the Quality Control Manager (or in the case of designation of the QCM as Welding Examiner, designation by the individual who has signed the Statement of Authority in this Quality Control Manual) to perform the duties as defined in this Quality Control Manual. The Welding Examiner reports directly to the Quality Control Manager. The Welding Examiner must hold a Welding Examiner Certificate of Competency issued pursuant to the Alberta Pressure Welders Regulation and/or have qualifications that have been accepted by ABSA, as a Welding Examiner. 6.41 Welding Examiner in Training An employee of (Name of Company) designated by the Welding Examiner (or in the case of designation of the QCM as Welding Examiner, designation by the individual who has signed the Statement of Authority in this Quality Control Manual) to perform the duties as defined in this Quality Control Manual. The Welding Examiner-in-Training reports directly to the Welding Examiner. The Welding Examiner in Training must hold a Welding Examiner in Training Certificate of Competency issued pursuant to the Alberta Pressure Welders Regulation and/or have qualifications that have been accepted by ABSA, as a Welding Examiner-in-Training. 6.42 Welding Procedure Specification (WPS) The document that describes in detail all of the variables which are essential, supplementary essential when required, and non-essential to the welding process as specified by the ASME Code to provide direction to the Welder or Welding Operator for making production welds in accordance with Code requirements. The WPS shall also reference the supporting Procedure Qualification Records. The WPS may be revised if there is a change in a non-essential variable. Any change to an essential or supplementary essential variable when required requires re-qualification of the WPS (i.e., new or additional PQRs to support the change in essential or supplementary essential variables). {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 7 Page: 1 of 3 SECTION 7 MANUAL CONTROL 7.1 The purpose of this section is to describe the Quality Control System for preparing, revising, approving and controlling the distribution of this Quality Control Manual. 7.2 The QCM is responsible for the control and implementation of this Quality Control System. His duties include: a) Reviewing the Quality Control Manual and Quality Control System coincident with the issue of any Code Edition and revising the Quality Control Manual and/or Quality Control System as necessary to incorporate any required revisions and implementing any revisions within 6 months of the issue date of the new Edition. The review of Code Edition for revisions which may affect the Quality Control Manual or Quality Control System shall be documented by initials and date on the first page of the “summary of changes”, for each Code Section Edition reviewed. Reviewing the Code Errata at regular basis when they have been issued and adding them into applicable Code Sections. If electronic Codes and Errata are used this review shall be documented by letter and made available to the AI. b) Approving all proposed Quality Control Manual revisions and ensuring that all revisions have been accepted by the AI prior to implementation. QCM approval and AI acceptance shall be indicated by signature and date at the bottom of the Table of Contents (Section 2 of this Quality Control Manual). The Table of Contents will indicate the Quality Control Manual edition number and the section revision number and revision date for each section and exhibit. The Title Page and Certificates and Table of Contents will be revised each time one or more sections or exhibits are revised. c) Maintaining a list of controlled Quality Control Manual holders, showing assigned Quality Control Manual number and revision status. “Controlled” shall be indicated on the Title Page of each controlled Quality Control Manual. d) Inserting revised sections in all controlled in-house Quality Control Manuals and destroying obsolete sections, and distributing new manual editions and revisions to outside organizations, using the Document Transmittal (Exhibit 7.1). 7.3 This Quality Control Manual shall have revision control and page control. Each page of the Quality Control Manual shall indicate the section revision number, section revision date, section number, page number, and number of pages within the section. 7.4 The revision number is comprised of the Quality Control Manual edition number preceding a decimal point and the section revision number following the decimal point. Revision indication begins at 1.0 for the first edition initial issue. The portion of revision indication following the decimal point will increase by one for each additional revision. 7.5 Revisions shall be by complete section including exhibits within the section. When this Quality Control Manual is revised in its entirety, it shall be issued as a new edition with all sections and exhibits at revision level zero. Edition number will be increased by one for each new edition. 7.6 A Quality Control Manual may be issued as a new edition in conjunction with the triennial ASME joint review or at any other time, at the option of the QCM. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 7.7 Section: 7 Page: 2 of 3 All revisions to Quality Control Manual text, after initial issue of any edition, shall be in bold italic print. In addition, the revised paragraph revision level (i.e., without indication of the edition) will be identified within a text box placed adjacent to the paragraph numbering (i.e., below or to the left of paragraph number). Revisions to the Table of Contents shall be in bold italic print but no text box will be used to mark revision level. The latest revised area of any exhibit shall be enclosed in a grey cloud shape. Rev. 1 7.8 Revision Date: Sept. 01, 2021 As an illustration of text revision marking, the word example in this paragraph is marked as having been revised and the paragraph is marked as revision level 1. As an illustration of exhibit revision marking, the last word in this sentence is clouded. The exhibit cloud marking will be used on exhibits within this Quality Control Manual to indicate the revision, but this marking will not appear on the documents in everyday use. Uncontrolled Quality Control Manuals may be issued to outside organizations for information only, and shall not be used within (Name of Company). "Uncontrolled" shall be prominently indicated on the Title Page of these Quality Control Manuals. Note: ELECTRONIC QUALITY CONTROL MANUALS if used, below is a sample of how the electronic copies are addressed. Controlled copies will be based on each Manufacturer’s procedures. 7.9 Electronic Quality Control Manuals are available for reference on (Name of Company) digital document database system and shall be kept up to date. Notification of Quality Control Manual updates shall be communicated to (Name of Company) employees that have access to the digital document database and the organization who distributed with the electronic manual. Electronic Quality Control Manuals shall be clearly identified as an “UNCONTROLLED COPY” when the Quality Control Manual is printed with the use of a digital watermark or printing. APPLICABLE DOCUMENTS/FORMS Document Transmittal, Exhibit 7.1 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 7 Page: 3 of 3 EXHIBIT 7.1 DOCUMENT TRANSMITTAL (NAME OF COMPANY) DOCUMENT TRANSMITTAL TO: THE FOLLOWING DOCUMENTS ARE ENCLOSED: Drawing/Document Title Revision No. INSTRUCTIONS: PLEASE DESTROY ALL PREVIOUS ISSUES/REVISIONS AND RETURN SIGNED CONFIRMATION OF RECEIPT BY FAX TO _________ AT: (403) _________ OR EMAIL: _____________________ WITHIN _________ DAYS. I confirm the receipt of listed documents: Name and Signature {ABSA: D1180819.DOC .2 } Date (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 1 of 11 SECTION 8 DRAWINGS, DESIGN CALCULATIONS AND SPECIFICATIONS 8.1 8.2 Note: the red text covers other scopes of work depending on the individual AB-29 application. This information should be reviewed to determine if it is applicable and can either be added or deleted. The purpose of this section is to describe the Quality Control System for the preparation, review, approval, distribution and retrieval of drawings, design calculations, specifications and instructions. Engineering Activities and Responsibilities 8.2.1 Engineering Manager shall designate the Person in Responsible Charge, Certifying Engineers, Engineers, or Designers within the (Company Name) or by subcontracted services every ( frequency shall be determined by the Manufacturer ) years, which is documented using the Engineering Activities Designation (Exhibit 8.3). 8.2.2 The Engineering Manager is responsible to develop the personnel qualification procedure (XXX Rev. 0) and maintain objective evidence of the qualifications, education, experience, training, and/or examinations of the designated individuals. 8.2.3 The Certifying Engineers, Engineers, or Designers shall perform the design activities in accordance with (Company name) procedure and ensure the design meets the ASME Code Section VIII Div. 1 or 2, User’s Design Requirements or Specification, Alberta Safety Code Act and Regulations. 8.2.4 The Person in Responsible Charge is responsible for all design work performed by (company name) and/or design work performed by others. 8.2.5 A User’s Design Requirements Form (Exhibit 8.4) shall be provided when UG-22(c), (e), (f), (g), (h) or (i) are considered in the design.. The User’s Design Requirements form shall be maintained in the engineering file and shall be made available to the AI as his request. 8.3 8.2.5.1 The Person in Responsible Charge and the Individuals engaged in design activity while under the responsible charge shall be qualified in accordance with the company’s personal qualification procedure (XXX Rev. 0) for the following: 8.2.5.2 have knowledge of the design requirements of the ASME Section VIII. Div.1 & Div.2; 8.2.5.3 have knowledge of (name of Company) Quality Control Program, Quality Control Manual and the personnel qualification procedure; 8.2.5.4 have training commensurate with the scope, complexity, criticality, or special nature of the design activities. The Person in Responsible Charge is responsible for the following: a) Reviewing the User’s Design Requirements or User’s Design Specifications to ensure that the item can be designed in accordance with the ASME Code and has an adequate basis for construction. Additionally, they shall determine the units of measurement (i.e., U. S. Customary or Metric). {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 2 of 11 b) Assigning a job number that will appear on all engineering, procurement, and construction documentation pertaining to the job. c) Preparing design calculations including all applicable UG-22, or PG-22, or paragraph 4.1.5.3 loadings and design/construction drawings in accordance with the ASME Code Section VIII, Division 1, or Section I, or ASME Section VIII, Division 2. d) Verifying that design and construction drawings contain the following information (as applicable to the Code of construction); (1) Drawing title, job no and/or serial number, CRN, (2) Drawing number, revision number and details of revisions, date, (3) Dimensions in consistent units of measurement, with tolerance where applicable, (4) Bill of Materials with material specifications in consistent units of measurement, (5) Maximum Allowable Working Pressure (MAWP) at coincident maximum design temperature, Maximum Allowable Working Pressure (External) (if external pressure is considered within the design) and Minimum Design Metal Temperature (MDMT) at MAWP, (6) Code Edition year, and indication of any Code Cases used, (7) Corrosion allowance and indication of special service, when designated (e.g., Lethal Service), (8) NDE requirements, (9) Heat treatment and/or post heat treatment requirements, (10) Welding Procedure Specifications for each weld, (11) Weld details including dimensions for each weld, (12) Hydrostatic test pressure and/or test medium and test temperature if applicable (13) Impact test requirements or exemptions from impact testing, and (14) Volume or heating surface areas if applicable. (15) Maximum designed steaming capacity of the boiler (16) Notes identifying additional requirements And, as an option, depending upon actual shop procedures: (17) The “calculation identifying number” and revision level that is applicable to the revision level of the construction drawing. e) Reviewing design and construction drawings and design calculations to ensure there is an adequate basis for construction and approving these documents, including any client supplied documents. If these documents are customer supplied or if their preparation is subcontracted to an engineering firm, the review and approval and document control requirements shall be identical to in-house documents. f) Ensuring computer design programs comply with the applicable Code Edition. Prior to their use on Code items and whenever the computer programs are changed or a new version is issued, the program verification must be completed in accordance with procedure XXXX to ensure that prepared calculations or analysis are in compliance and accurate. If a design program does not change as a result of a new Code Edition requirement, the program results shall be re-verified as current within 6 months of the issue date of the new Code Edition or prior to use. Copies of verifications shall be made available to the QCM and AI at his request. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 3 of 11 g) Ensuring that suitable safeguards (passwords, log in requirements) are in place to prevent tampering with the computer design programs and that the computer programs are identified by name and version or level. h) Ensuring that the design and the use of any Code Cases or Interpretations that are incorporated in the design are accepted by the Jurisdiction where the pressure vessel is to be installed. 8.4 Design drawings, specifications, and calculations are submitted in duplicate to ABSA or the applicable Jurisdiction for registration. The Design Registration Application (AB-31) will accompany the design drawings and calculations for submission to ABSA. When design drawings are revised and the revisions affect the design, the revised drawings and calculations will be re-submitted to ABSA or the applicable Jurisdiction. 8.5 Prior to reissuing construction drawings for previously designed pressure vessels or issuing new construction drawings based upon an existing design drawing, the Person in Responsible Charge will review, and revise as necessary, the design drawings and design calculations to ensure compliance with the latest mandatory Code Edition. This review and approval shall be documented by initial and date on the drawings and design calculations. 8.6 A description of revisions to all drawings will be recorded in the revision block and all revised items will be identified with a triangle, containing the revision number, adjacent to the revised item. Revisions will be approved by the initials and date of the Person in Responsible Charge in the revision block. Revised drawings will be distributed and issued in the same manner as the original issue. 8.7 The Design Calculation Index and Revision Control Sheet (Exhibit 8.1) will be used to document the contents of calculation packages for each job, calculation revisions, and the review and approval of drawing revisions against calculations. This document will be the first page of each calculation package. Calculations shall consider all loadings on applicable material for each pressure item. Calculations shall have page control and revision control. Each page of the calculations shall identify the job number, revision number, and page number. Revisions will be approved by the signature and date of the Person in Responsible Charge. Revised calculations will be distributed and issued in the same manner as the original issue. 8.6 8.8 Or, as an option, depending upon actual shop procedures: Calculations shall have page control and revision control. Each page of the calculations shall identify the job number, revision number, page number and total pages. The construction drawing will document the review and approval of drawing revisions against calculation revisions. The original issue and all revisions to calculations will be approved by the initials and date of the Person in Responsible Charge on the first page of the calculations. Revised calculations will be distributed and issued in the same manner as the original issue. The Person in Responsible Charge is responsible for the maintenance of a Drawing Index (Exhibit 8.2), detailing the drawing number, revision number, drawing title, date issued, the number of copies issued and specifying to whom the drawings are issued. "ISSUED FOR CONSTRUCTION" will be stamped on all drawings used for construction, followed by the signature and date of the person releasing the drawings to the shop. All controlled documents distributed to outside organizations will be distributed and controlled by using a Document Transmittal (Exhibit 7.1). {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 4 of 11 8.9 Apart from the drawings issued to the QCM which he is responsible for, the control of drawings and documents in the shop is the responsibility of the Shop Manager. He will issue the latest revisions and recall and destroy all superseded documents, except as described in the following paragraph. One copy of each superseded drawing or document, marked "VOID", shall be kept for reference by the QCM in the job file. 8.10 If it is necessary for information purposes to retain superseded drawings on the shop floor, the Shop Manager shall ensure any previous revision is marked with “NOT LATEST REVISION”. 8.11 The QCM is responsible for assigning the serial numbers for each job. He will maintain a separate file for each item, containing design calculations, drawings, specifications and all other documents specified by this Quality Control Manual. 8.12 The QCM will ensure that the latest mandatory Edition of the ASME Code, CSA B51 Code and Alberta Safety Codes Act and Regulations are available to shop, field personnel, and the AI. 8.13 For the forced-flow steam generator with no fixed steam and waterline, the QCM shall ensure the Owner provides or cause to be provided a boiler pressure system design diagram, certified by a registered Professional Engineer experienced in the mechanical design of power plants as per ASME Section I PG-16.2 8.14 Manufacturers using Part PA of Section I for Power Boilers that are to be installed and operated in Alberta must also meet the provisions of IB17-011. 8.15 Requirements for pressure vessels constructed to ASME Section VIII, Division 2 include: a) Class 1 Vessel i. a vessel that is designed using the allowable stress from Section II, Part D, Subpart 1, Table 2A or Table 2B; ii. The User’s Design Specification shall be certified by an individual or individuals meeting the requirements described in Annex 2–A when the User provides the data required by 2.2.3.1 (f) (1) and 2.2.3.1 (f) (2) to perform a fatigue analyses. b) Class 2 Vessel i. a vessel that is designed using the allowable stress from Section II, Part D, Subpart 1, Table 5A or Table 5B ii. A design–by-analysis in accordance with Part 5 of ASME Section VIII.2 may be used to establish the design thickness and/or configuration in lieu of the design-by-rules in Part 4 of ASME Section VIII.2 for any geometry or loading conditions. iii. The User’s Design Specification shall be certified by in accordance with Annex 2–A. c) It is the responsibility of the User or an Agent acting on behalf of the User to provide a Certified User’s Design Specification for each pressure vessel to be constructed in accordance with ASME Section VIII. Division 2. The User’s Design Specification shall contain sufficient detail to provide a complete basis for design and construction in accordance with ASME Section VIII. Division 2. It is the User’s responsibility to specify, or cause to be specified, the effective Code Edition to be used for construction. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 5 of 11 d) The UDS is to include items addressed in Paragraph 2.2, subparagraph 2.2.3.1 of ASME Section VIII Division 2, and certified by registered Professional Engineer per Annex 2-A, shall be submitted for design registration. e) The Manufacturers Design Report (MDR) is prepared and reviewed by the Person in Responsible Charge and is to include items addressed in paragraph 2.3, sub-paragraph 2.3.3.1 of ASME Section VIII, Div. 2 and shall be certified by a registered Professional Engineer other than the engineer that signed UDS per Annex 2-B. The MDR shall be submitted with for design registration. f) Any revisions to the User’s Design Specification shall be provided by the User or the Agent acting on behalf of the User and any revisions to the Manufacturer Design Report or drawings shall be provided by the Manufacturer. These revisions must be reconciled by the Certifying Engineer. g) Drawing shall contain detailed NDE, impact testing, and any additional mechanical testing required. h) The Manufacturer shall notify the AI of the progress of all work associated with the design, fabrication, inspection and examination, and testing of the pressure vessel. In addition the Manufacturer shall notify the AI reasonably in advance when any required test or inspections are to be performed. i) The Person in Responsible Charge is responsible for the structural and pressure retaining integrity of the vessel or part as established by conformance to ASME Section VIII Division 2 and the requirements in the User’s Design Specification. j) ASME Section VIII Division 2 vessels that are to be installed and operated in Alberta must also meet the provisions of VA17-004 (IB17-012). Note: Two somewhat different methods of providing document control for calculations and verifying that the calculations remain applicable to the current construction drawing are described in this section of the sample Quality Control Manual. This does not preclude the use of any other system or methods that will meet Code requirements. If the option of documenting the applicable calculation identifying number and revision level on the construction drawing is used, then Exhibit 8.1 is not necessary. The written Quality Control System must adequately describe the methods and practices that are implemented by a manufacturer in order to meet all Code requirements. Note: Red text to be added if Section I and/or Section VIII Division 2 are/is part of the scope of work as per AB-29. APPLICABLE DOCUMENTS/FORMS Document Transmittal, Exhibit 7.1 Design Calculation Index and Revision Control Sheet, Exhibit 8.1 Drawing Index, Exhibit 8.2 Engineering Activities Designation, Exhibit 8.3 User’s Design Requirements Form, Exhibit 8.4 ABSA/Alberta Government (Municipal Affairs) Forms Design Registration Application, AB-31 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 6 of 11 EXHIBIT 8.1 DESIGN CALCULATION INDEX AND REVISION CONTROL SHEET Job Number: Calculation Number and Package Revision Level: Code Edition: DESIGN CALCULATIONS INDEX Applicable Calculation Description Yes No Primary Membrane Stress Calcs. (Computer Design Pgm.) Lifting Lug Calculations Pages Rev. Level Saddle Calculations Skirt Calculations Other UG-22 or PG-22, Para. 4.1.5.3 Specified Loadings (a) Internal/external design pressure (b) weight of the vessel and contents under operating or test cond. (c) superimposed static reactions from the weight of attached equip., such as motors , machinery, other vessels , piping, linings, insulation (d) the attachment of (1) internals (2) vessel supports, such as lugs rings, skirts, saddles and legs (e) cyclic and dynamic reactions due to press. or thermal variations, or from equipment mounted on a vessel and mechanical loadings (f) wind, snow, and seismic reactions, where required (g) impact reactions such as those due to fluid shock (h) temperature gradients and differential thermal expansion (i) abnormal pressures, such as those caused by deflagration (j) test pressure and coincident static head acting during the test Vessel Impact Testing Exemption Summary DESIGN CALCULATIONS REVISION CONTROL AND APPROVAL 1Drawing Number & Revision Level 1 Calculation Package Revision Level Revised Calculations. Required Approval Date Whenever new drawings are issued that pertain to the calculation package, or whenever drawings are revised, the current calculations shall be verified and approved as applicable or revised as necessary and approved. {ABSA: D1180819.DOC .2 } Rev. No. 0 Drawing Number STD-02-001-1 Separator Drawing Title 02-05-15 Date Issued 2 2 1 1 2 Copies To ABSA Job Number: Copies To Copies To Copies To Copies To QCM Shop Mgr. Purch. Mgr. Eng. File DRAWING INDEX - Copies To : (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 {ABSA: D1180819.DOC .2 } Revision Date: Sept. 01, 2021 Section: 8 EXHIBIT 8.2 DRAWING INDEX SAMPLE Page: 7 of 11 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 8 of 11 EXHIBIT 8.3 ENGINEERING ACTIVITIES DESIGNATION ENGINEERING ACTIVITIES DESIGNATION Organizational responsibilities of designated personnel per ASME Section VIII DIV.1, U-2 (a) & APPENDIX 47 Name: Title: _______________________________ The named individual is qualified and is assigned as:: Person in Responsible Charge Certifying Engineer Engineer Designer. On behalf of (Name of Company), the named individual is also authorized to Exercise control of design works performed by others. Supervise engineering activities. Approve design drawing and calculation. Verify the computer design programs Qualifications: 1. Certifications (documented by the certificates) Person in Responsible Charge Certifying Engineer Engineer Designer Registered Professional Engineer in (province) of Canada; Registered Professional Engineer in ( state ) of the United States; International Register of Professional Engineer by ( country ) of authorized member of IPEA Registered Professional Engineer by ( country ) of authorized member of APEC Registered Professional Engineer by ( country ) of authorized member of FEANI 2. Education (documented by the certificates) Person in Responsible Charge Certifying Engineer Engineer Designer have 4 yr. of full time study or higher education with a degree from an accredited university or college in engineering, science, or technology; {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 9 of 11 have 2 yr. of study or higher education with a complete accredited engineering technician or associated degree; 3. Experience (documented by a letter) Person in Responsible Charge Certifying Engineer Engineer Designer have (4 ) yr. or more experience in the design of pressure vessels; have (10) yr. or more experience in the design of pressure vessels 4. Training and/or Examinations (documented by the training records, examination results) Person in Responsible Charge Certifying Engineer Engineer Designer Training and/or examination on design requirement of ASME Section VIII. Div. 1 & 2 Training and/or examination on (Company name ) Quality Control System and Quality Control Manual Training on computer design program (such as PV Elite-2021, Compress 2020 built 8100, Code Calc,2020, etc.) 5. Additional qualifications (documented by letter) Person in Responsible Charge Certifying Engineer Engineer Designer ( 2 ) yr. or more of experience performing on numerical analysis training course or instruction on numerical analysis of computer design program; ( 2 ) yr. Elastic stress analysis and/or Elastic-plastic stress analysis of fatigue assessments; ( 2 ) yr. or more of experience preforming (seismic reactions, designing quick-actuating closures, or design by other Code or standard ); The named individual has met the qualification requirements as indicated above to perform the design activities and approve engineering documents. Certified by Name of Company {ABSA: D1180819.DOC .2 } Title Date (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 8 Page: 10 of 11 EXHIBIT 8.4 USER’S DESIGN REQUIREMENTS FORM {ABSA: D1180819.DOC .2 } {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 1 of 12 SECTION 9 MATERIAL CONTROL Note: the red text covers other scopes of work depending on the individual AB-29 application. This information should be reviewed to determine if it is applicable and can either be added or deleted. 9.1 The purpose of this section is to describe the Quality Control System for controlling the procurement, receiving, identification and to ensure only the intended Code material is used and that materials are in compliance with the Code, CSA B51, Alberta Regulations, and design specifications. 9.2 The Purchasing Manager is responsible for the procurement of all material. The Purchasing Agent will prepare a Purchase Order (Exhibit 9.1) from the approved drawing Bill of Material list. The Purchase Order and/or attachments shall include the following requirements in consistent units of measurement (as applicable to the product ordered); a) The Purchase Order number and the job number (unless the material is ordered for stock), b) The material ASME specification number (or other specification allowed by the Code of construction), the material grade, schedule or thickness, dimensions, and the ASME construction Code and Section II Edition, to which the material must comply, c) A request for MTR’s for shells, heads, nozzle reinforcing pads and other pressure retaining plate material, and pipe material used for vessel shells or reinforcing pads, d) A request for applicable Code required documentation, such as Manufacturer’s Partial Data Reports, Certificates of Compliance, NDE reports and RT films for all material stamped with the Certification Mark and standard welded parts supplied by a sub-contractor, e) A request that formed items meets the certification requirements and is certified as required by ASME Code Section VIII, Division 1 paragraph UG-79, UG-80, UG-81, Section VIII Division 2 paragraph 6.1.2.3, or Section I PG-19, as applicable, and their referenced paragraphs, f) A requirement that all Code required material markings must be accurately transferred to formed material (e.g., shells, heads, reinforcing pads, manway nozzle necks, etc.) or if a coded marking system is used to maintain traceability to the original identification markings required or is marked in accordance with Section VIII, Division 1 paragraph UG-11, Section VIII Division 2 paragraph 6.1.1.2, or Section I paragraph PG-11, as applicable, and the MTR. The coded marking system used must have prior acceptance by the (Name of Company) QCM and the AI, g) Instructions that a Welding Procedure Specification qualified to ASME Code Section IX must be used for all tack welds, and the WPS must be reviewed and accepted by the QCM, h) Heat treatment or hot forming requirements and any chemical or mechanical testing required when thermal treatments are performed, such as normalizing or fine grain practice, etc. i) NDE requirements, j) A statement that all fitting designs must be registered with ABSA or the applicable Jurisdiction, as required, k) The SFA specification and AWS classification (and/or other requirements as qualified by the applicable Welding Procedure Specification) on all Purchase Orders for welding consumables, and l) Other job specifications. 9.3 The Purchase Order shall be approved by the Purchasing Manager and/or the QCM before issue. One copy of the Purchase Order with attachments will be issued to the vendor, one copy will be {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 2 of 12 kept in the purchasing file, and one copy will be sent to the Receiver for receiving and then will be sent to the QCM for inclusion in the job file. When Code materials are ordered an attachment to the Purchase Order, titled Purchase Requirements by Product Form (Exhibit 9.2), shall be used to convey mandatory requirements. 9.4 Prior to placing an order with a supplier of formed material (e.g., shells, heads, reinforcing pads, manway nozzle necks, etc.) the QCM shall determine if the supplier uses a coded marking system to maintain traceability to the original identification markings required and the MTR. If the supplier uses a coded marking system, the QCM shall require that a written description of the coded marking system be provided for his review and acceptance. The formed material supplier’s marking system shall also be acceptable to the AI, and shall be retained on file by the QCM. 9.5 Material substitutions must be approved by the Person in Responsible Charge, the QCM or as per pre-approved material substitution procedure and accepted by the AI. If necessary the revised calculations and construction drawings will be prepared and issued in accordance with this Quality Control Manual. When acceptable to the AI, changes may be indicated on existing drawing with signature & approval of Engineering Manager and QCM shown. 9.6 Within (Name of Company) material identification shall be maintained in accordance with the construction Code and the following tables. Table 1 describes the identification methods and Table 2 describes the identification methods used for various materials: Table 1 Identification Method A Description of Identification Method Accurate transfer of all materials original identification markings required by ASME Section VIII, Division 1 paragraph UG-77(a), ASME Section VIII Division 2, paragraph 6.1.1.2 to a location where the markings will remain visible on the completed pressure vessel or Code item. B Accurate transfer of a coded marking [may include a supplier’s coded marking accepted in accordance with ASME Section VIII Division 1, paragraph UG-77(c), ASME Section VIII Division 2, paragraph 6.1.1.2 traceable to the materials original identification markings, to a location where the markings will remain visible on the completed vessel or item. When assigned by (Name of Company) this coded making shall be referred to as the Material Tracking Number. C Recording the original required material identification marking, or a coded marking traceable to the original required material identification marking, on a material tabulation (e.g., back of Travel Sheet) which assures identification of each piece of material during fabrication and subsequent identification in the completed pressure vessel or Code item. D Accurate transfer of a coded marking traceable to the original material specification, grade, type, and class if applicable, using the Colour and Number Code (Exhibit 9.3). Table 2 Part of Vessel or Code Item Identification Method Used Pressure-retaining plate material (including nozzle reinforcing pads of plate or pipe material, stiffening rings for external pressure and plate material used as swing-bolt lugs on closures) and pipe shells. (A or B) And C Nozzles of pipe material. {ABSA: D1180819.DOC .2 } (B and C) Or D (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 3 of 12 ASME B16.5 Pipe Flanges and Flanged Fittings, B16.11 Forged Fittings, B16.9 Buttwelding Fittings, forged nozzles (e.g., long welding necks), thread-o-lets and other Manufacturer’s standard pressure parts. (A or B) And C Non-pressure-retaining attachments (e.g., nameplate bracket, insulation clips and pressure vessel internals) for paragraph 3.2.2 of ASME Section VIII Div. 2 (A or B) And C Non-pressure-retaining attachments (e.g., nameplate bracket, insulation clips and pressure vessel internals) for material other than ASME Section VIII. Div. 2 D 9.7 On the completed pressure vessel or Code item the identification marking (method A, B and D) will be die stamped for carbon steel material one-quarter inch and over in thickness and for nonferrous materials one-half inches and over in thickness. For other material, or when die stamping is prohibited by Code or Customer requirements, marking will be by waterproof marker and the identification markings and their locations will be recorded on a copy of the construction drawing maintained in the job file. 9.8 The Receiver is responsible for receiving all material. His duties include: a) Checking all Code material received against the Purchase Order, bill of materials, packing slip and MTR, and examining the material for visible damage, correct quantity, dimensions, verifying the thickness and writing the verified thickness on the MTR, and confirming that the original identification markings for the material conforms to Code requirements. b) Accepting the material if it satisfies the Purchase Order requirements is marked in accordance with Code requirements and is not damaged. When the Receiver cannot determine if the material is acceptable, he shall segregate the material, and the QCI will determine if the material meets Code and Purchase Order requirements. Unacceptable material will be processed in accordance with Section 12 of this Quality Control Manual. c) After inspection and verification by the QCI as per 9.10(f) below, identifying acceptable material ordered for a specific job with the job number. d) After inspection and verification by the QCI as per 9.10(f) below, identifying acceptable material ordered for stock with the Purchase Order number. 9.9 When a coded marking (i.e., Material Tracking Number) that is assigned by (Name of Company) will be used for material identification, the Receiver will record the verified thickness and product form, diameter if applicable, quantity, a record of the materials original identification markings, supplier, P.O. number, job number and the next sequential Material Tracking Number to be used for material tracking on a Material Receiving Report (Exhibit 9.4). This Material Tracking Number will also be written on the MTR that represents the material, in the left-hand column next to the specific item description. The material shall then be marked with the Material Tracking Number. Pipe material will be marked with the Material Tracking Number at both ends and also colour coded, in accordance with the Colour and Number Code (Exhibit 9.3), with a stripe along its entire length. The coded marking method used shall be acceptable to the AI. 9.10 The QCI is responsible for verifying material acceptability and for the identification and traceability of all materials throughout the manufacture of Code items. His duties include: {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 4 of 12 a) Recording the material specification number, grade and the Code required material identification markings and verified thickness as listed, on the Travel Sheet (Exhibit 9.5 and 9.6) when the materials are examined prior to fabrication. The QCI shall confirm that the material identification markings match the MTR’s or Manufacturer’s Partial Data Reports and shall also ensure that all plate material used as a pressure retaining component and any other material used for vessel shells, heads, or nozzle reinforcing pads, remains traceable to the material properties, as described in a MTR. b) Examining all materials for the purpose of detecting imperfections that would affect the safety of the Code item and verifying that the material is as specified on the drawings and conforms to Code requirements. If material defects are detected, if the material is not in full conformance with Code requirements or if further material testing is required, then the material shall be identified as nonconforming and handled as described in Section 12 of this Quality Control Manual. c) Ensuring that, in addition to the material tabulation on the back of the Travel Sheet, Code required material identification markings are transferred before dividing any material so that each piece will be identified visibly on the completed vessel. d) Ensuring that, before cutting, all materials to be used for non-pressure-retaining vessel attachments (i.e., temporary and permanent attachments) are marked with either the Material Tracking Number or a coded marking that enables traceability to the material specification, and grade, type, and class if applicable. If attachments are too small for die stamping they shall either be colour coded or, be stored in a container marked with the required material marking prior to attachment. The coded marking used to maintain traceability to specification and grade is described in the Colour and Number Code (Exhibit 9.3). e) Examining, with templates when necessary, the pressure retaining parts to make certain they conform to the specified shapes within the permissible tolerances (e.g., verifying the dish and knuckle radii of formed heads). f) Verifying that the MTR’s include physical tests and chemical analysis and conform to ASME Code Section II requirements, same Edition as indicated on the construction drawing. If the MTR’s conform to ASME Code Section II, the QCI will stamp, indicate the Code Edition used for verification and then sign and date the MTR’s. g) Ensuring that when pipe material, which will have a Material Tracking Number at each end and is colour coded by a paint stripe over the full length, is fabricated as a nozzle; that the Material Tracking Number is marked on each nozzle. If it is not a Owner/User requirement to maintain traceability to the MTR, then a single digit marking in accordance with Exhibit 9.3 may be used in place of the Material Tracking Number on pipe nozzles to meet the minimum Code requirement of traceability to the specification and grade, however, when this is done the nozzle thickness verifications must be completed on the Code item and recorded on the Travel Sheet as there would be no traceability to the thickness verifications completed at receiving. h) Maintaining traceability to Code required identification markings for all pressure fittings used on a Code item. For product form such as couplings or thread-o-lets, if the original fitting manufacturer’s markings will be obscured by construction after the fitting is attached to the Code item, all of the original Code required identification markings will be recorded on the back of the Travel Sheet in the applicable row for the item (mark). The item will then be die stamped {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 5 of 12 with the item (mark) number corresponding to that recorded on the back of the Travel Sheet, in a location which will remain visible throughout construction. i) Ensuring that the Colour and Number Code detailed in Exhibit 9.3 are posted in the storage area and the shop. j) Ensuring that flanges and fittings are identified by job number and stored by the job when the material is assigned to a job. 9.11 Material from stock, customer supplied material, or excess material remaining from previous jobs may be issued for the construction of Code items providing that the intended material to be used is re-examined and MTR’s are verified by the QCI to the Code Edition as specified on the construction drawing, and the results of any other examinations or tests required by the Code or this section of the Quality Control Manual are acceptable. All other requirements of this Section of the Quality Control Manual shall also be applied to the material referenced by this paragraph. Note: Red Text below is for if adding ASME Section VIII Division 2 to scope of work ASME Section VIII, Division 2 Pressure Vessels 9.12 The QCM is responsible to ensure that an as built sketch or tabulation of materials is made that identifies each piece of material to a Material Test Report or if permitted a Certificate of Compliance. 9.13 The QCM shall ensure that all requirements of the material specifications and any special requirements of ASME Section VIII Division 2 Part 3 fulfilled by the material manufacturer have been complied with. 9.14 The carbon contents over than 0.35% is prohibited by welding. 9.15 All plate and forging materials 2”(50mm) and over in nominal thickness shall be examined ultrasonically. 9.16 All material substitutions are subject to approval of the User, Design Engineer, QCM, and AI. 9.17 All steel stamping shall be done using low stress die stamps only. 9.18 Conflicts with the material specification and supplemental requirements shall be noted and compliance with the supplemental requirements shall be certified. Formed items shall meet paragraph 6.1.2 of ASME Section VIII, Division 2. Thermal treatment shall be performed in accordance with 4.2 3.3, 3.10, and 3.11 of ASME Section VIII Division 2. The QCM certifies compliance with supplemental requirements for any of the treatments or examinations. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 APPLICABLE DOCUMENTS/FORMS Purchase Order, Exhibit 9.1 Purchase Requirements by Product Form, Exhibit 9.2 Colour and Number Code, Exhibit 9.3 Material Receiving Report, Exhibit 9.4 Travel Sheet (Front), Exhibit 9.5 Travel Sheet (Back), Exhibit 9.6 {ABSA: D1180819.DOC .2 } Section: 9 Page: 6 of 12 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Section: 9 Page: 7 of 12 Revision Date: Sept. 01, 2021 EXHIBIT 9.1 PURCHASE ORDER PURCHASE ORDER No. 67354 THIS NUMBER MUST APPEAR ON ALL INVOICES, PACKAGES, ETC. TO: XYZ SUPPLY CO. LTD. ADDRESS: 1234 - 50 STREET EDMONTON, ALBERTA T5G 1XP SHIP TO: DATE: (NAME OF COMPANY) REQUIRED BY: ADDRESS: 4321 - 75 STREET, EDMONTON FOR JOB: 02-05-15 02-001 PLEASE NOTIFY US IMMEDIATELY IF YOU ARE UNABLE TO SHIP THE COMPLETE ORDER BY THE DATE SPECIFIED QUANTITY PLEASE SUPPLY ITEMS LISTED BELOW PRICE 1 20 FT. Pipe, seamless SA-106-B Sch. X-STG. 24 NPS 2 2 Only Tee, Reducing SA-234 WPB Sch. X-STG. 24 X 24 X 12 NPS 3 2 Only Flange, RFWN SA-105N, Class 300, Sch. X-STG. Bore. 24 NPS 4 2 Only RF Blind Flange, SA-105N, Class 300, 24 NPS 5 2 Only 2:1 Semi-Ellipsoidal Head 24 inch O.D., 0.625 inch nom., 0.5 inch min., SA-516-70N 6 2 Only Threaded Full Coupling, SA-105N, Class 6000, 2 NPS AMOUNT SAMPLE TOTAL NOTES Mandatory Purchase Order requirements for materials are listed on the attached document titled “PURCHASE REQUIREMENTS BY PRODUCT FORM”. NO WELDED REPAIRS ARE PERMITTED ON ANY MATERIALS INCLUDED IN THE PURCHASE REQUIREMENTS BY PRODUCT FORM DOCUMENT. Other Requirements: DATE REQUIRED: PLEASE SEND 2 COPIES OF YOUR INVOICE TERMS: Q.C. MANAGER {ABSA: D1180819.DOC .2 } PURCHASING MANAGER (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 8 of 12 EXHIBIT 9.2 PURCHASE REQUIREMENTS BY PRODUCT FORM Note: the red text covers other scopes of work depending on the individual AB-29 application. This information should be reviewed to determine if it is applicable and can either be added or deleted. A – Rolled Plate (Shells, Rolled Plate, and Nozzle Reinforcing Pads) 1. Materials: SA-516-70 or SA-516-70N (Normalized) as specified on Purchase Order. 2. 30 degree outside bevel – no land. A/A. [Excluding Reinforcing Pads] 3. Longitudinal seam tack-welded using a Welding Procedure Specification that meets all of the requirements of, and is qualified to ASME Section IX; one-eighth inch welding gap - no land. If the Purchase Order specifies welding of the longitudinal seam then a Manufacturer’s Partial Data Report must be supplied for this item. 4. Must conform to ASME Section VIII, 1, paragraph UG-79, UG-80, or Section VIII.2 paragraph 6.1.2 and referenced paragraphs. 5. Must conform to ASME Section I, paragraph PG-19 or PG-80, and referenced paragraphs 6. All ASME Code required material markings must be accurately transferred to this item or, if a coded marking system is used to maintain traceability to the original identification Code markings and the material test report for formed items, the coded marking system used must be accepted prior to confirming this order. 7. Material test reports must be supplied for this item(s). 8. This item(s) must meet the ASME Section II, ______ Edition- material specification, and general specifications (SA-20) applicable to the product form. B – Formed Plate (Heads, Formed Plate and Nozzle Reinforcing Pads) 1. Material: SA-516-70 or SA-516-70N (Normalized) as specified on Purchase Order. 2. 2:1 Semi - Ellipsoidal, 2-inch Straight Flange. 3. 30 degree outside bevel - no land. [Excluding Reinforcing Pads] 4. Must conform to ASME Section VIII, Division 1, paragraph UG-79, and 81 or Section VIII Division 2 paragraph 6.1.2- and referenced paragraphs 5. Must conform to ASME Section I, paragraph PG-19, and PG- 81, and referenced paragraphs. 6. All ASME Code required material markings must be accurately transferred to this item or, if a coded marking system is used to maintain traceability to the original identification Code markings and the material test report for formed items, the coded marking system used must be accepted prior to confirming this order. 7. Material test reports must be supplied for this item(s). 8. This item(s) must meet the ASME Section II, ______ Edition- material specification, and general specifications (SA-20) applicable to the product form. 9. Cold formed Cold formed with no additional PWHT Hot formed C – Rolled Plate (Skirt Material and Rolled Plate Saddle Pads or Wear Plates) 1. Material: SA-516-70 or SA-516-70N (Normalized), or SA-36 as specified on Purchase Order. 2. 30 degree bevel - square cut ends. [Excluding Saddle Pads or Wear Plates] 3. Longitudinal seam tack-welded using a Welding Procedure Specification that meets all of the requirements of, and is qualified to ASME Section IX; one-eighth inch welding gap - no land. [Excluding Saddle Pads or Wear Plates] 4. All ASME Code required material markings must be accurately transferred to this item or, if a coded marking system is used to maintain traceability to the original identification Code markings and the material test report for formed items, the coded marking system used must be accepted prior to confirming this order. 5. Material test reports must be supplied for this item(s). 6. This item(s) must meet the ASME Section II, ______ Edition- material specification, and general specifications (SA-20 for SA-516 specification) applicable to the product form. D- Flat Plate (Flat-sided Shells/Heads, Nozzle Reinforcing Pads, ) 1. 2. 3. Materials: SA-36, SA/CSA G40.21-38W, 44W, or 50W, SA-516-70, or SA-516-70N (Normalized) as specified on Purchase Order. All ASME Code required material markings must be accurately transferred to this item or, if a coded marking system is used to maintain traceability to the original identification Code markings and the material test report for formed items, the coded marking system used must be accepted prior to confirming this order. Material test reports must be supplied for this item(s). This item(s) must meet the ASME Section II, ______ Edition- material specification, and general specifications (SA-20) applicable to the product form E – Pipe 1. 2. 3. 4. Material: SA-106-B seamless pipe or SA-333 Gr. 6 seamless pipe as specified on Purchase Order. Material test reports must be supplied for this item(s). For cut lengths all markings required by the material specification must be accurately transferred to this item. This item(s) must meet the ASME Section II, ______ Edition- material specification, and general specifications (SA-530) applicable to the product form. F - Flanges and Fittings 1. Material: SA-105, SA-105N Normalized to Supplementary Requirement S2 (SA-105N), SA-234-WPB, SA-350-LF2 CL1, or SA-420-WPL6 as specified on Purchase Order. 2. Fitting designs must be registered with ABSA for this item(s). Canadian Registration Number(s) must be available upon request. 3. Material Test Reports must be supplied for this item(s). 4. This item(s) must meet the ASME Section II, ______ Edition- material specifications, and general specifications applicable to the product form. 5. Unless otherwise specified all Pipe Flanges and Flanged Fittings shall be in accordance with ASME B16.5 ( ) 6. Unless otherwise specified all Factory-Made Wrought Steel Buttwelding Fittings shall be in accordance with ASME B16.9 latest 7. Unless otherwise specified all Forged Fittings, Socket-Welding and Threaded shall be in accordance with ASME B16.11 latest G– Welding Consumables All welding consumables must conform to the SFA specification and AWS classification listed on the Purchase Order. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 9 Page: 9 of 12 EXHIBIT 9.3 COLOUR AND NUMBER CODE Colour Code MATERIAL SA/A53 Grade B (ERW) SA/A53 Grade B (SMLS) SA/A106 Grade B SA/A 234 WPB SA/A 106 Grade C SA/A335 P11 SA/A335 P22 SA/A333 Grade 6 SA/A350LF2 CL1 Fittings, Flanges SA/A 420 WPL6 SA-36 CSA G40.21 38W CSA G40.21 44W CSA G40.21 50W COLOUR Red Yellow Light Blue Light Blue Sky Blue Violet Green Fluorescent Orange Fluorescent Orange Fluorescent Orange White Pink/Black Fluorescent Pink Pink/Green Other materials will have a colour stripe as determined by the QCM. Each length of pipe will have a continuous stripe of the designated colour. Number Code MATERIAL (pipe nozzles, and welded attachements) SA-105 SA-105N SA-106-B SA-53-B SA-333 Grade 6 SA-350 LF2 CL1 SA-516-70 SA-516-70N SA-36 CSA G40.21 38W CSA G40.21 44W CSA G40.21 50W CODE 5 5N 1 8 6 2 7 7N 3 3W 4W 5W Each piece will be die-stamped with the indicated letter or digit code. Note: Each manufacturer may select colours and codes as suitable. {ABSA: D1180819.DOC .2 } 0.75 INCH PLATE 0.75 INCH PLATE 0.237 INCH PIPE 0.154 INCH PIPE AAB AAC {ABSA: D1180819.DOC .2 } AAD AAE AAM AAL 21 FEET 39.6 FEET 96 X 48 INCH 96 X 48 INCH 120 X 680 INCH QUANTITY 1235 1236 1237 EDMONTON EXCHANGER CESSCO MADE IN ARGENTINA 40044 39.60 423S 5L0098 @ 09.00 A/SA 106 A53 API5L CSA VAN Z245.1 B/X 42PSL1/241/290 C1 S 4 ½ 0.237 4 SCH40 STD 10.79 2660PSI SIDERCA LEEUWEN PO45016481 CODE 691 HN 42052 [ONLY CODE REQUIRED MARKINGS NEED TO BE RECORDED. CODE REQUIRED MARKINGS ARE UNDERLINED] KAWASAKI 4-99 API 5LB/ASTM A106 B / ASTM A 53 B / ASME SA 106 B / ASME SA 53 B 3.65 S 2500 PSI 2.375 X STD X 21 FT B 2174-01 JAPAN [ONLY CODE REQUIRED MARKINGS NEED TO BE RECORDED. CODE REQUIRED MARKINGS ARE UNDERLINED] C-1234 E E SA-516-70 MT 01349-98576 1238 1234 LUKENS LUKENS SA-516-70 MT LTV 12345-67890 COMCO P.O. NUMBER specification for the product form] SUPPLIER RECORD OF ORIGINAL IDENTIFICATION CODE REQUIRED MARKINGS [Note: The markings required by the material specification are described in the material specification and the general 02-001 02-001 02-001 02-001 02-001 JOB NUMBER Checked by Revision Date: Sept. 01, 2021 AAK AAJ AAI AAH AAG NPS 2 NPS 4 - - - DIAMETER Revision Number: 22.0 AAF 1 INCH PLATE AAA MATERIAL VERIFIED TRACKING THICKNESS NUMBER / PRODUCT MATERIAL RECEIVING REPORT (NAME OF COMPANY) Quality Control Manual Section: 9 Page: 10 of 12 EXHIBIT 9.4 MATERIAL RECEIVING REPORT SAMPLE (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Section: 9 Page: 11 of 12 Revision Date: Sept. 01, 2021 EXHIBIT 9.5 TRAVEL SHEET (FRONT) DO NOT START CONSTRUCTION WITHOUT AI REVIEW TRAVEL SHEET REVISION NO.: AI REVIEW & ACCEPTANCE: REVIEW DATE: SERIAL NO.: JOB NO.: DRAWING NO.: Seq. VESSEL (or BOILER) TYPE: DWG. REVISION NO.: Item Comments Q.C.I. TRAVEL SHEET INITIATION BY: Date A.I R/I/W/H Points 1. Calculations in File R 2. Release of App’d Dwg. H 3. Materials Examined 4. Heat Numbers Recorded 5. MTRs Checked R 6. WPS(s) Checked R 7. Welder(s) Qualified R 8. Thicknesses Verified & Recorded 9. Shell(s) & Head(s) Fit-up Inspection 10. Nozzles & Fittings Fit-up Inspection 11. Nozzle Orientation 12. Nozzle & Flange Rating Checked 13. Impact Tests 14. Internals Checked 15. Final Internal Inspection 16. Weld / Crown Sizes Checked 17. Welder I.D. Checked 18. Final External Inspection W 19. Radiography R 20. UT or Other N.D.E. 21. Final Ext. Prior to PWHT 22. PWHT Chart Checked Shell Side Tube Side Date H R Shell Side Gauge # Tube Side Gauge # Side CRN# Temp.: H 24. CRN Drawing 25. User’s Design Requirements or Specifications R Manufa. Design Report Manuf. Data Report Completed & Verified R 28. Nameplate Stamping H 29 Nameplate Installation 27. Owner R 23. 26. Date: Date W Hydrostatic Test Medium: A.I. R H 30 The Authorized Inspector shall be presented with the Travel Sheet prior to construction so that he can designate additional inspection points and/or Hold Points. Any revisions shall be marked with a delta symbol with revision number and described at the bottom of this page. W/H Denotes an A.I. Witness/Hold Point {ABSA: D1180819.DOC .2 } I/R Denotes an A.I. Inspection/Review Point (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Section: 9 Page: 12 of 12 Revision Date: Sept. 01, 2021 EXHIBIT 9.6 TRAVEL SHEET (BACK) MATERIAL THICKNESS VERIFICATION AND IDENTIFICATION Description Verified Thickness Material Spec. & Grade Heat & Plate Identifier or I.D. Number WPS#/WELD I.D. / WELDER SYMBOLS / FIT-UP Weld I.D. WPS/ Welder Symbol Fit-Up Exam. Weld I.D. Shell #1 L– C– Shell #2 L– C– Shell #3 L– C– Shell #4 L– C– Shell #5 L– C– Shell #6 L– C– Head #1 C– Head #2 C– L– Boot #1 Shell Welder Symbol Fit-Up Exam. Verify Type 1 Joint C– C– Boot #1Head Consumable Heat Heat sees ATTACHMENT AND / OR NOZZLE MATERIAL THICKNESS VERIFICATION AND IDENTIFICATION Mark Mat. I.D. Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID Spec.-Grd. Thk./Rating Heat# or ID {ABSA: D1180819.DOC .2 } Neck Fitting Flange Repad or Attachment WPS# /WELDER SYMBOLS / FIT-UP Cat. B Cat. C Cat. D Pad OD (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 1 of 7 SECTION 10 EXAMINATION & INSPECTION PROGRAM Note: the red text is required when adding Section VIII Div. 2 or Section I Power Boilers to your scope as per the AB-29 10.1 The purpose of this section is to describe the Quality Control System for verifying that items are constructed in accordance with the Code, design specifications and this Quality Control Manual. 10.2 The QCM is responsible for the examination and inspection program. His duties include: a) Establishing a job file, which will be available to the AI during construction, to contain the drawings, design calculations, MTR’s, Certificates of Compliance, Travel Sheet, Heat Treatment Instructions and time-temperature charts, non-destructive examination reports, physical test reports, Nonconformity Reports, Hydrostatic Test Report, Manufacturer's Data Reports with attachments, and a nameplate stamping facsimile. b) Initiating a Travel Sheet (Exhibit 9.5 and 9.6) for each item and presenting it to the AI for his review, with drawings, specifications, and calculations, prior to the start of fabrication for the assignment of Inspection/Review points and Witness/Hold points. If the construction drawing is revised after initiation of the Travel Sheet, the QCM shall review and revise the Travel Sheet as required. The revised Travel Sheet shall be presented to the AI for acceptance. The obsolete Travel Sheet will document the last completed operation, reference the new Travel Sheet revision number, and be placed in the job file. c) Notifying the AI in advance of any Witness/Hold points. Work shall not proceed beyond an established Witness/Hold point until the AI has released the Witness/Hold point by initialling and dating the Travel Sheet. An Inspection/Review point shall be used to indicate an AI activity but that work may proceed beyond an Inspection/Review point without AI concurrence, but must be completed before signing the Manufacturers Data Report. d) Performing all examination and inspection functions specified on the front side of the Travel Sheet including internal inspection prior to closure, and initialling and dating each function when it is completed in its entirety. On the back side of the Travel Sheet the material tabulation details (i.e., verified thickness and material identification markings) and WPS number, Welders’ symbols for specific joints shall be recorded, and visual examinations of fit-up and for type-one-joint verification (i.e., for single-butt-welded joints that are required to be type one joints by the design) shall be documented by initial (without recording the date) to indicate completion or verification, and acceptance. 10.3 In addition to the duties specified in paragraph 10.2 above, the QCM will also ensure that: a) All applicable material is identified and marked as required by the Code and the material specification, and that the material remains traceable to the Code required identification markings throughout construction. b) The material used contains no visible defects and is as specified on the drawings. c) MTR’s are available for; (1) all plate material used for pressure retaining components, (2) any other material used for vessel shells, heads or nozzle reinforcing pads, and (3) for additional components as required by the customer. d) Alignment tolerances are maintained during construction. e) Welding conforms to weld requirements. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 2 of 7 f) Non-destructive examination is performed in accordance with Section 13 of this Quality Control Manual and the Code. g) Heat-treatment charts comply with instructions. h) The correct test pressure is applied. i) Removable parts are die-stamped with the item serial number. 10.4 The QCM shall prepare the Manufacturer’s Data Report when the Certification Mark with the U, U2 (Class 1 or Class 2), or S or H Designator is applied for pressure vessels and boilers, or the AB-25, AB-26 or AB-27 form when the Certification Mark will not be applied. 10.5 A parts Manufacturer that performs no design function shall state under the remarks section in a U-2 or U-2A, “User Specified Part, No Design Performed”. 10.6 Power boiler and parts or items on the boiler shall be stamped in accordance with PG-106 requirements. The Certification Mark and “S” Designator for Power Boiler shall be stamped in the presence of the AI. When the original stampings are so located on the completed (or assembled) boiler unit such they will not be readily visible from one place on the operating floor or platform, the QCM shall provide, in addition, a nameplate on which the stamping data is reproduced. 10.7 All entries on the Manufacturer’s Data Report and data for the nameplate shall be in units consistent with the fabrication drawings. The QCM will verify that the nameplate stamping information is complete and correct in the Sample Nameplate (Exhibit 10.1, 10.2, 10.3, 10.4) format. In accordance with CSA B51, clause 5.1.4, only whole numbers shall be used for specifying pressure and temperature ratings on nameplates. After the pressure test has been accepted, the QCM will certify the Manufacturer’s Data Report and then present it along with the job file and nameplate to the AI for acceptance and on the Manufacturer’s Data Report. 10.8 When the Code requirements for the pressure vessel or boiler have been met and the nameplate and Manufacturer’s Data Report are acceptable to the AI, and with his concurrence, the QCM will apply the ASME Certification Mark with applicable Designator to the nameplate or part as authorized by the AI. 10.9 The QCM is responsible for ensuring that the completed nameplate is installed on the correct vessel. Prior to installing the nameplate, the pressure vessel or boiler serial number on the nameplate will be verified as matching the serial number which is die stamped on the pressure vessel shell, boiler, or written in waterproof marker when die stamping is prohibited by Code or customer requirements. 10.10 The QCM is responsible for custody and control of the ASME Certification Mark and National Board NB and “R” stamps to prevent loss and unauthorized use. 10.11 The QCM will distribute the Manufacturer’s Data Report with all attachments to; a) the AI, b) the purchaser, user or his designated agent, c) the job file, and the Inspection Agency, State, Municipal or Provincial Authority at place of installation if it is other than Alberta. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 3 of 7 10.12 The QCM shall be responsible for the registration of Code items with the National Board of Boiler and Pressure Vessel Inspectors, when required by the client or the Jurisdiction at the location of installation. The QCM shall; a) be responsible for the control and issuance of National Board numbers and custody of The National Board stamp, b) assign National Board numbers in sequence, progressing upwards without skips or gaps of unused numbers or duplications, starting with the number 1, c) maintain a log book showing National Board Number, date issued, Manufacturer’s serial number, type of Code item, and date of transmittal of the Manufacturer’s Data Report to The National Board, and d) submit to the National Board, within 30 days of AI signing the Manufacturer’s Data Report, an original of all Manufacturers’ Data Reports for Code items requiring registration with The National Board. Note: Paragraph 10.12 to be included only when it is necessary to have the option of registering Code items with The National Board. It is also required that the nameplate exhibited in the Quality Control Manual illustrates the National Board Stamp in the required location, as a prefix for the National Board number. One nameplate version may be exhibited if marked with the required National Board marking as long as the note preceding the exhibit is on the page, otherwise two nameplate exhibits would be necessary (one with National Board marking and one without). To apply for authorization to register Code items please contact The National Board directly. You may obtain more information at www.nationalboard.org/ ASME SECTION VIII, DIVISION 2 10. 11 For ASME Section VIII Div. 2 all materials will be examined as applicable per paragraph 6.1.3. 10.12 All welding shall be subject to in-process examination by visual examination at fit-up stage and during back gouging. Weld seams that will be hidden in the final assembly configuration shall be visually examined for workmanship prior to final assembly. 10.13 Personnel performing visual examinations shall have vision, with correction if necessary, to read a Jaeger Type No. 2 Standard Chart and a distance of not less than 12 inch, and be cable of distinguishing and differentiating contrast between colours used. Compliance with this requirement shall be demonstrated annually. 10.14 The visual examination acceptance criteria are given in ASME Section VIII Division 2, Table 7.6. Unacceptable indications shall be removed or reduced by chipping or grinding or welding to an indication of acceptable size. The area shall be blended into the surrounding surface so as to avoid notches, crevices, or corners. 10.15 The nameplate stamping or directly stamping on the vessel using low stress type stamps shall be in accordance with Annex 2-F of ASME Section VIII Div. 2. The location of the nameplate shall be indicated in the remarks of the Manufacturer’s Date Report. APPLICABLE DOCUMENTS/FORMS Travel Sheet (Front), Exhibit 9.5 Travel Sheet (Back), Exhibit 9.6 Sample Nameplate, Exhibit 10.1 Sample Nameplate (Division 2), Exhibit 10.2 Sample Nameplate (Power Boiler), Exhibit 10.3 Sample Nameplate (Heating Boiler), Exhibit 10.4 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 ABSA/Alberta Government (Municipal Affairs) Forms Manufacturers Data Report for Pressure Vessels, AB-25 Manufacturers Data Report for All Type Boilers except Watertube, AB-26 Manufacturers Data Report for Watertube Boilers, AB-27 {ABSA: D1180819.DOC .2 } Section: 10 Page: 4 of 7 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 5 of 7 EXHIBIT 10.1 SAMPLE NAMEPLATE This space is reserved for stamping the National Board stamp and the National Board serial number, if required. Allow onehalf inch depth. This area shall remain completely blank unless the item is registered with The National Board. NATIONAL BOARD NO. DO NOT Pre-print any of this information. It is to be stamped by the Manufacturer as applicable. CERTIFIED BY XYZ WELDING CO. LTD. U MAWP _150_PSI AT______F RT-1 HT 1 MAWP -15 or FV PSI AT______F DO NOT Pre-print in this space. This information is an ASME mandatory requirement and MUST follow this layout in order to be accepted by ASME and The National Board. MAWP and MDMT, S/N and YEAR are abbreviations that are accepted by the ASME. MDMT ______F AT___________PSI SERIAL NO. ____________ CRN _________ Extra space for additional MDMT as, and if, necessary. YEAR BUILT _________ A space at least one-half inch by two and three-quarter inches must be available, in this location or at the bottom of the nameplate, to stamp the Alberta Registration Number. This optional space may be used by the Manufacturer for additional specifications or information, as required. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. 1 This area above, MAWP may be blank as the maximum allowable external working pressure is required only when specified as a design condition. Please also note that this area can be reported as FV, -15 or on the line above as indicated when External pressure is considered in the design. When external pressure is considered Section VIII Division 1 Appendix L has alternative marking requirements for nameplates. If only one set of markings is provided then the units shall be either U.S. customary units, or SI units. However one system shall be used consistently throughout all phases of construction. It is understood that providing the required information in both sets of units would not be prohibited, although the primary units marked would be the construction units. For reference see UG-115. The Code required markings shall be produced by casting, etching, embossing, debossing, stamping or engraving, except that the Certification Mark shall be stamped on the nameplate. The nameplate nominal thickness shall not be less than 0.020 inches. The characters shall be either indented or raised at least 0.004 inches (0.10 mm) and shall be legible and readable. The Code required markings shall be in characters not less than 5/32 inches (4 mm) high. This Exhibit must be an exact facsimile or copy of the nameplate to be used by the Manufacturer. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 6 of 7 EXHIBIT10.2 SAMPLE NAMEPLATE (Division 2) This space is reserved for stamping the National Board stamp and the National Board serial number, if required. Allow onehalf inch depth. This area shall remain completely blank unless the item is registered with The National Board. NATIONAL BOARD NO. DO NOT Pre-print any of this information. It is to be stamped by the Manufacturer as applicable. CERTIFIED BY XYZ WELDING CO. LTD. U2 MAWP _150_PSI AT______F Class 1 or 2 L DO NOT Pre-print in this space. This information is an ASME mandatory requirement and MUST follow this layout in order to be accepted by ASME and The National Board. MAWP and MDMT, S/N and YEAR are abbreviations that are accepted by the ASME. HT 1 MAWP __-15 or FV_ PSI AT______F MDMT ______F AT___________PSI Extra space for additional MDMT as, and if, necessary. SERIAL NO. ____________ YEAR BUILT _________ CODE EDITION YEAR____________ CRN _________ A space at least one-half inch by two and three-quarter inches must be available, in this location or at the bottom of the nameplate, to stamp the Alberta Registration Number. This optional space may be used by the Manufacturer for additional specifications or information, as required. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. 1 This area above, MAWP may be blank as the maximum allowable external working pressure is required only when specified as a design condition. Please also note that this area can be reported as FV, -15 or on the line above as indicated when External pressure is considered in the design. If only one set of markings is provided then the units shall be either U.S. customary units, or SI units. However one system shall be used consistently throughout all phases of construction. It is understood that providing the required information in both sets of units would not be prohibited, although the primary units marked would be the construction units. For reference see UG-115. The Code required markings shall be produced by casting, etching, embossing, debossing, stamping or engraving, except that the Certification Mark shall be stamped on the nameplate. The nameplate nominal thickness shall not be less than 0.020 inches. The characters shall be either indented or raised at least 0.004 inches (0.10 mm) and shall be legible and readable. The Code required markings shall be in characters not less than 5/32 inches (4 mm) high. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 7 of 7 EXHIBIT10.3 SAMPLE NAMEPLATE (POWER BOILER) This space is reserved for stamping the National Board stamp and the National Board serial number, if required. Allow onehalf inch depth. This area shall remain completely blank unless the item is registered with The National Board. NATIONAL BOARD NO. DO NOT Pre-print any of this information. It is to be stamped by the Manufacturer as applicable. “A” Can be substituted when boiler is assembled only as per PG-107 CERTIFIED BY XYZ WELDING CO. LTD. S MAWP ______________ PSI DO NOT Pre-print in this space. This information is an ASME mandatory requirement and MUST follow this layout in order to be accepted by ASME and The National Board. HEATING SURFACE _____________ MAXIMUM DESIGNED STEAMING CAPACITY ______________________________________ SERIAL NO. ____________ CRN _________ YEAR BUILT _________ A space at least one-half inch by two and three-quarter inches must be available, in this location or at the bottom of the nameplate, to stamp the Alberta Registration Number. This optional space may be used by the Manufacturer for additional specifications or information, as required. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. If only one set of markings is provided then the units shall be either U.S. customary units, or SI units. However one system shall be used consistently throughout all phases of construction. It is understood that providing the required information in both sets of units would not be prohibited, although the primary units marked would be the construction units. For reference see PG-106. The Code required markings shall be produced by casting, etching, embossing, debossing, stamping or engraving, except that the Certification Mark shall be stamped on the nameplate. The nameplate nominal thickness shall not be less than 0.020 inches. The characters shall be either indented or raised at least 0.004 inches (0.10 mm) and shall be legible and readable. The Code required markings shall be in characters not less than 5/32 inches (4 mm) high. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 10 Page: 8 of 7 EXHIBIT 10.4 SAMPLE NAMEPLATE (HEATING BOILER) This space is reserved for stamping the National Board stamp and the National Board serial number, if required. Allow onehalf inch depth. This area shall remain completely blank unless the item is registered with The National Board. NATIONAL BOARD NO. DO NOT Pre-print any of this information. It is to be stamped by the Manufacturer as applicable. “A” Can be substituted when boiler is assembled only as per PG-107 CERTIFIED BY XYZ WELDING CO. LTD. H MAWP, Water ______________ PSI Max. Water Temp. _____________F DO NOT Pre-print in this space. This information is an ASME mandatory requirement and MUST follow this layout in order to be accepted by ASME and The National Board. Heating Surface_____________ MAX. Relief Valve Capacity ______________________________________ SERIAL NO. ____________ CRN _________ YEAR BUILT _________ A space at least one-half inch by two and three-quarter inches must be available, in this location or at the bottom of the nameplate, to stamp the Alberta Registration Number. This optional space may be used by the Manufacturer for additional specifications or information, as required. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. If only one set of markings is provided then the units shall be either U.S. customary units, or SI units. However one system shall be used consistently throughout all phases of construction. It is understood that providing the required information in both sets of units would not be prohibited, although the primary units marked would be the construction units. For reference see PG-106. The Code required markings shall be produced by casting, etching, embossing, debossing, stamping or engraving, except that the Certification Mark shall be stamped on the nameplate. The nameplate nominal thickness shall not be less than 0.020 inches. The characters shall be either indented or raised at least 0.004 inches (0.10 mm) and shall be legible and readable. The Code required markings shall be in characters not less than 5/32 inches (4 mm) high. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 1 of 11 SECTION 11 WELDING CONTROL Note: the red text is required when adding Section VIII Division 2 or Section I Power Boilers to your scope as per AB-29 11.1 The purpose of this section is to describe the Quality Control System for controlling Welding Procedure Specifications, Welder Performance Qualifications, and welding operations to ensure compliance with ASME Code Section IX and the referencing construction Code. 11.2 Welding Supervisory Activities and Responsibilities 11.2.1 The President shall designate qualified individuals, using the “Welding Activities Designation” form (Exhibit 11.4) to perform the assigned supervisory activities. 11.2.2 The QCM shall maintain record of objective evidence of the education, experience, training, or examinations of the designated individuals as a qualification record of competency. 11.2.3 The qualifications by written examination for designated personnel include:: 11.2.3.1 Knowledge of the requirements for the qualification of welding procedure and welder/welding operators under ASME Code Section IX or, 11.2.3.2 Knowledge of (name of Company) quality control program and Quality Control Manual or, 11.2.3.3 Knowledge of the scope of work, supervisory and responsibility requirements or, 11.2.3.4 Examples of education, experience, or training, which may include, but are not limited to: 1) Education: Two (2) year or more degree of certificate in welding, metallurgy, or mechanical engineering; Journeyman Welder; 2) Experience: 2 years experience in applicable welding activities. 3 years quality control experience in pressure equipment industries; 5 years B welders in pressure equipment industries; certified ABSA Welding Examiner; CWB Level II or III Section IX welding inspector certification; AWS Section IX welding inspector certification 3) Training: Knowledge of requirements of ASME Section IX for qualifications of welding procedures and Welders; Knowledge of the (Company Name) Quality Control System; The training provided oversight the scope, complexity, or special nature of welding activities; {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 11.3 Revision Date: Sept. 01, 2021 Section: 11 Page: 2 of 11 The QCM is responsible for the control of all Welding Procedure Specifications. His duties include: a) Reviewing the job specifications, before the start of construction, to verify that the Welding Procedure Specifications required for the job have been qualified in accordance with ASME Code Section IX and any additional requirements of the construction Code. Welding Procedure Specifications shall also be registered with ABSA. b) Ensuring that the correct Welding Procedure Specification, for each weld joint, is shown on the construction drawing. A review of the Welding Procedure Specification assignments on the construction drawing is completed using the WPS Index & Essential Variable Summary (Exhibit 11.1) and the Welding Procedure Specifications. The applicable Travel Sheet examination point is initialled to document completion of this review and acceptance of WPS assignments. Exhibit 11.1 will also be used as an index for collections of Welding Procedure Specifications, and shall document and control the revision level of Welding Procedure Specifications that are used by (Name of Company). 11.4 The QCM who is designated in accordance with paragraph 11.2 above is responsible for developing and qualifying Welding Procedure Specifications. His duties include: a) Preparing the Welding Procedure Specification (WPS) on form QW-482 or equivalent, or delegating this function to a consultant. b) Supervising the welding of the test coupons by a Welder employed by (Name of Company) to ensure that it conforms to the Welding Procedure Specification. c) Monitoring and recording the test data and variables on the Procedure Qualification Record (PQR) on form QW-483 or equivalent. d) Subcontracting the testing of the coupons. e) Reviewing the results and certifying the Procedure Qualification Record. f) Submitting the Welding Procedure Specification and Procedure Qualification Record, with test results, to ABSA (in duplicate) for registration. 11.5 The Welding Examiner (the designated person in accordance with paragraph 11.2 above if the Welding Examiner does not exist with in the Quality Control System) is responsible for Welder performance qualification testing and maintaining of Welder Performance Qualification Records and Cards. His duties include: a) Supervising and witnessing the welding of test weldments, coordinating the preparation of test specimens or required non-destructive examination and mechanical testing, reviewing test results, preparing and certifying the Welder Qualification Record (QW-484 A/B or equivalent) for all performance tests of Welders that work on Code items, and issuing the Welders ID symbol. When a Welder leaves the employ of (Name of Company) their ID symbol shall not be re-issued for a period of at least 6 months. b) Maintaining a Welders Log (Exhibit 11.2) detailing, for each Welder, the processes and performance essential variables qualified for, date of expiry of performance qualification card, and Welder ID symbol assigned. 11.6 The Shop/Field Manager is responsible for instructing, assigning, removing, and supervising all Welders without involvement of any other organizations. His duties include: {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 3 of 11 a) Assigning welding tasks based on the qualifications and performance essential variables detailed on the Welders Log and Welder/Welding Operator Qualification Records, providing that qualifications in the process remain valid in accordance with the Continuity Log (Exhibit 11.3). Additionally the Shop/Field Manager shall verify that Welders have valid performance qualification cards for all essential variables, issued by ABSA or an accredited agency, before the start of work. b) Ensuring that Welding Procedure Specification requirements are followed and copies of the Welding Procedure Specifications are available to the Welders in the work areas and the AI. c) Visually examining all completed welds. d) Verifying the application of Welder’s ID symbols and ensuring that all completed welds are die stamped with the Welder's symbol at least once every three feet (1.0 meter) of weld, except as specified below for tack welds that will remain in place. When die stamping of the ID symbols is prohibited by Code or customer requirements, the Welder’s ID for each weld shall be recorded on a shop copy of the construction drawing and the QCI shall transfer this data to a copy of the construction drawing and/or the Travel Sheet that is retained in the QC job file. e) Ensuring that all tack welds are made using Welding Procedure Specifications qualified to ASME Code Section IX. When tack welds are made by a sub-contractor the WPS shall be reviewed by the QCM to verify compliance to Section IX. Alternatively, if the sub-contractor does not have a WPS qualified to ASME Section IX, (Name of Company) will provide the applicable WPS. Tack welds that will not be completely removed shall be made by Welders qualified in accordance with ASME Code Section IX and Section 21 of this Quality Control Manual, and the Welder identification shall be by writing the applicable Welder’s symbol adjacent to the tack weld with a paint marker. If tack welds are made by a subcontractor, they shall be completely removed. In addition, the areas shall be examined by magnetic particle or liquid penetrant methods in accordance with ASME Section VIII Div. 2, Part 7 Table 7.2. f) Verifying that tack welds which are not completely removed (e.g., tack welds attaching reinforcing pads and attachments) are properly prepared for incorporation into the final weld and examined visually for defects; if found defective they will be completely removed. There shall be evidence on file that all Welders have been instructed on the proper method to prepare their starting and stopping ends, and examine visually the tack welds prior to incorporation into the final weld. g) Ensuring that all weld repairs to materials are referred to the AI for acceptance prior to the repair, unless the method and extent of repair has been pre-accepted by the AI. Heat shall not be applied to vessel materials after welding to assist in straightening of the material (e.g., nozzles) without AI acceptance of the procedure that is prepared to direct this heat treatment. h) Ensuring that when notch-toughness is a consideration, all weld repairs to weld metal using a different Welding Procedure Specification than that used for the original weld are referred to the AI for his acceptance prior to commencing the repair. i) Ensuring that whenever construction requirements dictate a change from the approved construction drawing requirements (e.g., when clearance or access for welding require that a nozzle reinforcing pad be split and installed in two pieces), that the construction drawing is revised to indicate the joint detail and Welding Procedure Specifications that will be used. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 4 of 11 j) Updating the Continuity Log (Exhibit 11.3) by recording, within the specified interval, when each Welder or Welding Operator uses a welding process. The performance qualification of a Welder or Welding Operator shall be affected when one of the following conditions occurs: (1) When more than six (6) months has passed since that process was used. (2) Whenever, for a specific reason, the QCM, Welding Examiner or Shop/Field Manager may require his re-qualification. (3) Whenever there is a change in any of the Welder’s or Welding Operator’s performance qualification essential variables outside of the range of qualification documented on the Welders Log and Welder/Welding Operator Qualification Records. 11.7 The Shop/Field Manager is responsible for all welding consumables. His duties include: a) Initiating the procurement of welding consumables, verifying that through the Purchasing Manager, Purchase Orders for welding consumables specify the SFA specification and AWS classification, and/or other requirements as qualified by the applicable Welding Procedure Specifications. b) Verifying that welding consumables are identified with the correct SFA specification and AWS classification and/or other requirements at time of receipt, and marking acceptable material with a “check mark” made with a black marking pen (felt marker) to signify that the designated consumables are verified as acceptable for use. c) Ensuring that moisture sensitive welding consumables are placed in heated storage at temperatures that are in accordance with the consumable manufacturer’s specifications (typically between 200 degrees F and 300 degrees F), upon removal from sealed containers. d) Ensuring that the quantity of moisture sensitive welding consumables issued to Welders is limited to that which will be consumed within approximately 4 hours. Any moisture sensitive electrodes that have not been used after approximately four (4) hours, or are left over after the workday shall be stored in a specified location and shall not be used for Code work or discarded. e) Ensuring that submerged arc welding flux is stored in accordance with the manufacturer’s recommendations. Hoppers, and temporary storage containers if used, shall be labelled to indicate the type of flux they contain. 11.7 The AI shall have the right, at any time, to call for and witness tests of the Welding Procedure Specification and/or call for and witness the ability of any Welders to perform their tasks in accordance with the Code. Note: Paragraph 11.8 is allowed only when one organization has two or more companies/divisions/locations with Code Quality Control Systems. If paragraph 11.8 is used, the organization chart in Section 5 must show the interrelationship of Companies A and B. QG-106 explains the Code requirements for WPS and WPQR operational control. 11.8 For Welding Procedure Specifications and Welder Performance Qualification Records qualified by Company B, the following Code operational control requirements shall be satisfied: a) Welding Procedure Specifications that are properly qualified by Company B may be used, as submitted without deviation, by Company A after review and acceptance by the QCM to ensure that they comply with the construction Code and ASME Section IX. Procedure Qualification Records and all test documentation shall be part of the documents reviewed and {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 5 of 11 accepted by the QCM. If changes to essential variables are required, the Welding Procedure Specification shall be returned to Company B for re-qualification. If Company A desires they may re-qualify a new Welding Procedure Specification as specified in paragraph 11.3 of this Quality Control Manual. (1) (2) Company A assumes all responsibility for Code compliance when using Welding Procedure Specifications qualified by Company B, Authority granted under ASME Code, Section IX, paragraph QG-106.1(c). b) Welders qualified by Company B may be used by Company A if the following conditions are satisfied. (1) A copy of the Welder’s original performance qualification record is on file at Company A. (2) Company B will submit a copy of the Welder’s continuity record to Company A. (3) Re-qualification can be required by Company B or Company A. (4) The QCM shall review and accept the qualification records for Welders qualified by Company B before their use by Company A. (5) Company A assumes all responsibility for Code compliance for Welders qualified by Company B that are used by Company A. (6) Authority granted under ASME Code, Section IX, paragraph QG-106.2(g). Note: Paragraphs 11.9 and 11.10 are required when an organization has changed its name and wishes to use Welding Procedure Specifications and Welder Performance Qualification Records originally qualified under the previous name(s). 11.9 In some cases [New Name of Company] may elect to use Welding Procedure Specifications and Procedure Qualification Records originally qualified by [Previous Name(s) of Company]. In this event [New Name of Company] assumes full responsibility for the Welding Procedure Specifications and Procedure Qualification Records as follows: a) By revision of the Welding Procedure Specification reflecting the changed company name, which is supported by the original Procedure Qualification Record(s), in accordance with ASME Code, Section IX, paragraph QG-107. b) Or, by revision of the Welding Procedure Specification reflecting the changed company name, which is supported by new Procedure Qualification Records [editorially revised to reflect the changed company name as allowed by QW-200.2(c)] copied verbatim from the original Procedure Qualification Records and re-certified in accordance with ASME Code, Section IX, paragraph QW-200.2 (c). If a revised Procedure Qualification Record is made, the original Procedure Qualification Record shall be kept on file. 11.10 In some cases [New Name of Company] may elect to use Welder Qualification Records that were originally qualified by [Previous Name(s) of Company]. In this event [New Name of Company] assumes full responsibility for the Welder Qualifications documented within these records as follows: a) By marking [New Name of Company] above the Welder’s name on the Welder Qualification Record, in accordance with ASME Code, Section IX, paragraph QG-107. Note: Paragraph 11.11 is required when an organization wishes to engage the services of Welders or Welding Operators on a contract basis as described in UW-26(d) as opposed to obtaining their services as a direct employee. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 6 of 11 11.11 [Name of Company] may elect to engage individuals by contract or agreement for their services as Welders for the construction of Code items within the scope of this Quality Control System and the ASME Certificate of Authorization provided the requirements of section 11 and all of the following conditions are met: a) All Code construction shall be the responsibility of [Name of Company]. b) All welding shall be performed in accordance with [Name of Company] Welding Procedure Specifications, in accordance with the requirements of ASME Section IX. Additionally, the QCM shall maintain complete and exclusive administrative and technical supervision of all Welders. c) All Welders shall be qualified by [Name of Company] in accordance with the requirements of this section and ASME Section IX and this Quality Control Manual. d) The QCM shall be responsible for Code compliance of all Code items, including application of the ASME Certification Mark and Designator and providing Manufacturer’s Data Report Forms properly executed and countersigned by the AI. Section VIII, Division 2 11.12 Any subcontracted welding to pressure retaining boundary materials shall only be made by subcontractors holding a valid U2 Certificate of Authorization. Any subcontracted welding completed by a U2 Certificate of Authorization permit holder shall be reported on the Manufacturer’s Data Report or Manufacturer’s Partial Data Report Form A-2. Note: The red text is when Section VIII Division 2 is part of the scope as per the AB-29. APPLICABLE DOCUMENTS/FORMS WPS Index & Essential Variable Summary, Exhibit 11.1 Welders Log, Exhibit 11.2 Continuity Log, Exhibit 11.3 Welding Activities Designation, Exhibit 11.4 ABSA/Alberta Government (Municipal Affairs) Forms Welder/Welding Operator Qualification Record, AB-76A/B {ABSA: D1180819.DOC .2 } Process & Weld Deposit Thickness SMAW / SAW 8.00” / 8.00” AW-1.5” Max For Sect. VIII GMAW / SMAW 0.138” / 8.00” AW-1.5” Max For Sect. VIII W.P.S. Identifier & Revision No. 1234 Revision 0 1235 Revision 1 PWHT Yes & No Yes & No Base Metal Thickness Range 0.062” to 8.00” 0.125” to 8.00” {ABSA: D1180819.DOC .2 } Yes -50 deg. F Yes -50 deg. F Impact Tested & Temp. P1 Grp. 1 & 2 P1 Grp. 1 & 2 “P” No. SMAW: E-7018-1 SAW: EM-14K-880M Flux GMAW: ER70S-2 - 75-25 Ar.-CO2 SMAW: All SAW: Flat & Horiz. GMAW: All SMAW: Flat & Horiz. SMAW: E-7018-1 WPS Consumables Position WPS INDEX & ESSENTIAL VARIABLE SUMMARY SAW: Single/Twin Wire Comments (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 SAMPLE Page: 7 of 11 EXHIBIT 11.1 WPS INDEX & ESSENTIAL VARIABLE SUMMARY {ABSA: D1180819.DOC .2 } W-1234 John Doe A P-1/P-11 P-1/P-11 P-1/P-11 P-1/P-11 P-1/P-11 P-4X P-1/P-11 P-4X SMAW Manual SMAW Manual GTAW Manual GTAW Manual SMAW Manual P-1/P-11 BASE METALS SMAW Manual GMAW S. Auto WELDERS SYMBOL PROCESS /METHOD NAME / FILE NUMBER 41 / 45 Required Optional Optional Required Required Optional Optional BACKING 2.875 0.75 1 2.875 1 1 1 MINIMUM OD (In) Unlimited 0.224 0.25 Unlimited 0.684 0.188 0.138 DEPOSIT THICKNESS (In) F, V All All Flat All All 0-45 Deg. POSITIONS Up Up Up N.A. Up Up Down N.A. N.A. N.A. N.A. None Optional N.A. N.A. N.A. N.A. Solid Solid N.A. INSERT N.A. UPHILL / CORED / DOWNHILL SOLID N.A. Required Optional N.A. N.A. N.A. Optional BACKING GAS N.A. DCSP DCSP N.A. N.A. N.A. N.A. N.A. N.A. N.A. N.A. N.A. N.A. SC 04-05-15 04-05-15 04-05-15 04-05-15 04-05-15 04-05-15 04-05-15 GTAW GMAW EXPIRY DATE CURRENT X-FER P.Q. CD. Revision Number: 22.0 41 / 45 6 4, 3, 2, 1 4, 3, 2, 1 3 6 FILLER METAL “F” NUMBER(S) WELDERS LOG (NAME OF COMPANY) Quality Control Manual Revision Date: Sept. 01, 2021 Section: 11 EXHIBIT 11.2 WELDERS LOG SAMPLE Page: 8 of 11 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 9 of 11 EXHIBIT 11.3 CONTINUITY LOG CONTINUITY LOG WELDERS NAME & FILE NUMBER John Doe SYMBOL 6 PROCESS /METHOD SMAW YEAR: JAN .FEB. MAR. √ √ √ APR. MAY JUN. √ √ √ JUL. AUG. SEPT. √ √ √ OCT. NOV. DEC. √ Note: There must be confirmation of welding process use (i.e., continuity) in every three-month period in order to ensure that a six-month gap in continuity has not occurred. {ABSA: D1180819.DOC .2 } √ √ (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 10 of 11 EXHIBIT 11.4 WELDING ACTIVITIES DESIGNATION WELDING ACTIVITIES DESIGNATION Organizational responsibilities of designated personnel per ASME Section IX, QG-106 Name: Title: _______________________________ The named individual is qualified and is assigned the responsibility to: supervise the welding of procedure qualification test coupons, supervise the welding of welder and welding operator qualification test coupons, On behalf of (Name of Company), the named individual is also authorized to certify welding procedure qualification records, certify welder and welding operator qualification test records. Qualifications: 1. Certification (documented by the certificates): Registered Professional Engineer in (province and province) of Canada; Certified ABSA Welding Examiner; CWB Level II or III Section IX welding inspector certification; AWS Section IX welding inspector certification 2. Education (documented by the certificates) Four (4) year of full time study or higher education with a degree from an accredited university or college in welding, engineering, science, or technology; Two (2) year or more degree of certificate in welding, metallurgy, or mechanical, engineering; Journeyman Welder; 3. Experience (documented by a letter) have ( 2) or more years experience in applicable welding activities. have (3) or more years quality control experience in pressure equipment industries; have (5) or more years B welders in pressure equipment industries; 4. Training (documented by training records): Knowledge of requirements of ASME Section IX for qualifications of welding procedures and Welders; {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 11 Page: 11 of 11 Knowledge of (Company name ) Quality Control System and Quality Control Manual and Procedure; Training provided oversight the scope, complexity, or special nature of welding activities; 5. Additional qualifications (documented by examination records) examinations of the ASME Section IX examinations of (company name) quality control system and quality control manual The named individual has met the qualification requirements as indicated above to supervise the welding of procedure qualification test coupons and/or to supervise the welding of welder and welding operator performance qualification test coupons. Certified by Name of Company {ABSA: D1180819.DOC .2 } Title Date (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 12 Page: 1 of 4 SECTION 12 NONCONFORMITIES Note: Add the red text when R stamp and/or Section VIII Div. 2 are part of the scope as per the AB-29. 12.1 The purpose of this section is to describe the Quality Control System for identifying, documenting, and resolving nonconformities found at receiving, during construction, examination, or testing. 12.2 Nonconformity is any condition, which does not comply with the applicable rules of the Code, this Quality Control Manual, Jurisdictional requirements and the NBIC when applicable or other specified requirements. Repairs to weld metal that are identified by planned quality control examinations and documented on another record shall be completed in full, in accordance with the Code, this Quality Control Manual, the original job specifications and the method pre-accepted by the AI, but need not be documented on a Nonconformity Report (Exhibit 12.1). 12.3 Any nonconforming material found will either be returned to the supplier, or segregated from acceptable material and tagged with a Hold Tag (Exhibit 12.2). If a decision is made to further test the material, or to repair the material or item, a repair procedure will be developed. This repair procedure shall be approved by the QCM and the method and extent of the repair must be accepted by the AI before the start of the repair, by signature and date on the Nonconformity Report disposition section. The QCM shall prepare additional examination functions on the Travel Sheet, when applicable. The Travel Sheet will be provided to the AI prior to execution of the repair to enable him to assign Inspection/Review and Witness/Hold points. 12.4 When nonconformity is found during construction a hold shall be placed on that portion of work affected, and the QCM shall be informed. The nonconforming item will be identified with a Hold Tag or by marking "HOLD DO NOT USE" on the Code item, when applicable. 12.5 The QCM will prepare a Nonconformity Report with details of the nonconformity, and a hold notation shall be made on the Travel Sheet listing the Nonconformity Report number. All proposed nonconformity dispositions shall have QCM approval. Additionally, all proposed dispositions that may affect the design shall be reviewed and approved by the Person in Responsible Charge. When design changes are required, revised design calculations and drawings will be prepared in accordance with Section 8 of this Quality Control Manual. After receiving the specified approvals, all Nonconformity Reports indicating design changes, repairs, re-work, material substitutions, or “use as is” dispositions shall be submitted to the AI for acceptance of the proposed disposition. The QCM shall revise the Travel Sheet as necessary and the AI shall be provided the opportunity to assign additional Inspection/Review and Witness/Hold points. 12.6 During any repair or re-work the QCM will ensure that the specified examinations are completed and the AI is notified in advance of any additional Inspection/Review and Witness/Hold points. 12.7 Hold tags shall only be removed by the QCI when the nonconformity has been resolved to the satisfaction of the QCM and he has indicated verification by signing off the Nonconformity Report (and Travel Sheet when applicable) and the AI has signed off acceptance on the Nonconformity Report. All Code items are considered nonconforming until all NCR’s are closed. 12.8 A copy of the Nonconformity Reports will be kept in the job file, and a separate Nonconformity Report file will be maintained by the QCM. The QCM will review all Nonconformity Reports periodically (i.e. annually) and initiate corrective action as required to prevent recurrence. 12.9 Rejected Code items will be removed from the work area. Section VIII, Division 2 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 12 Page: 2 of 4 12.10 When Section VIII Division 2 is part of scope of work; the QCM will ensure that any nonconformity that affects the UDS will be reconciled by the Certifying Engineer and the User. APPLICABLE DOCUMENTS/FORMS Nonconformity Report, Exhibit 12.1 Hold Tag, Exhibit 12.2 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 12 Page: 3 EXHIBIT 12.1 NONCONFORMITY REPORT NCR # NONCONFORMITY REPORT JOB NUMBER: DESCRIPTION OF NON-CONFORMANCE: SIGNATURE OF ORIGINATOR: DATE: PROPOSED DISPOSITION: PERSON IN RESPONSIBLE CHARGE APPROVAL: DATE: QCM APPROVAL: DATE: AUTHORIZED INSPECTOR ACCEPTANCE: DATE: NON-CONFORMANCE RECTIFIED: QCM VERIFICATION: DATE: AUTHORIZED INSPECTORS ACCEPTANCE: DATE: {ABSA: D1180819.DOC .2 } 01 of 4 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 EXHIBIT 12.2 HOLD TAG HOLD DO NOT USE SIGNATURE: DATE: JOB NO: THIS ITEM OR PART IS NOT TO BE USED FOR THE REASONS LISTED ON THE NONCONFORMITY REPORT: NON-CONFORMITY REPORT NO.: WHEN THE NON-CONFORMITY HAS BEEN RESOLVED IN ACCORDANCE WITH SECTION 12 OF THE QUALITY CONTROL MANUAL, THIS TAG MAY ONLY BE REMOVED BY THE QUALITY CONTROL DEPARTMENT. HOLD TAG COLOUR - RED {ABSA: D1180819.DOC .2 } Section: 12 Page: 4 of 4 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 13 Page: 1 of 4 SECTION 13 NON-DESTRUCTIVE EXAMINATIONS Note: The red text is to be added when Section I and Section VIII Division 2 is part of the scope as per the AB-29. 13.1 The purpose of this section is to describe the controls used to ensure that non-destructive examinations are completed in accordance with the construction Code and ASME Code Section V as referenced by the applicable construction Code, CSA B51 Code and Alberta Regulations. 13.2 The QCM is responsible for the control of non-destructive examination (NDE), and appointing all NDE subcontractors. His duties include: a) Reviewing and accepting the subcontractor’s personnel qualifications and certifications, calibrations, Written Practice, and NDE procedures that are approved by the Level III Examiner, for compliance with the Code and the latest mandatory construction Code accepted Edition of SNT-TC-1A and ASME Section V Mandatory Appendix II and III. The QCM shall accept the qualifications, certifications, calibrations, Written Practice and NDE procedures for use at (Name of Company). He shall also ensure that these are available to the AI, at his request. b) Verifying that NDE personnel have been qualified and certified in accordance with their employer’s Written Practice, and appointing the NDE subcontractor’s SNT-TC-1A Level III Examiner to act on behalf of (Name of Company) as their Level III Examiner. The Certifying Statement and Appointment Letter (Exhibit 13.1), to be kept on file, documents this certification and appointment. There shall be evidence available that the Level III Examiner has accepted the appointment. c) Ensuring, on an ongoing basis, that personnel certifications and vision examination records are current and in accordance with their employers Written Practice, for all subcontracted personnel performing NDE. d) Ensuring that, when magnetic particle examinations (MT) or liquid penetrant examinations (PT) are performed by (Name of Company), that Examiners are qualified and certified by the QCM in accordance with Appendix 6 or 8 (as applicable) of ASME Code Section VIII, Division 1. The MT and PT examinations shall be performed in accordance with written procedures certified by the QCM to be in accordance with ASME Code Section V, T-150. Note: If there is no NDE performed in-house, paragraph (d) should be deleted. e) Ensuring that all subcontracted NDE is performed under the supervision of a Level II or Level III Examiner in accordance with their written procedure. f) Ensuring that all subcontracted NDE interpretation is performed by a Level II or Level III Examiner. g) Ensuring that, when (Name of Company) performs MT and/or PT, the Examiners are certified by the QCM, that their vision examination records are up to date and that the MT and/or PT procedures are demonstrated to the satisfaction of the AI prior to first use and re-qualified whenever essential variables are changed. Note: If there is no NDE performed in-house, paragraph (g) should be deleted {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 13 Page: 2 of 4 h) Ensuring, and certifying on the Certifying Statement and Appointment Letter, that all NDE procedures for Code required ultrasonic examination (UT), MT and PT are demonstrated to the satisfaction of the AI prior to use. Any change in NDE procedure essential variables shall require re-qualification of the procedure and demonstration to the satisfaction of the AI prior to the use of the revised procedure. 13.3 The QCI is responsible for liaison with the NDE subcontractor. His duties include: a) Reviewing the qualifications of the NDE Examiners for conformance to this Quality Control System. b) Notifying the AI to select the required RT spot location in advance. If the AI has been notified in advance and cannot be present or otherwise makes the selection the QCI shall select the location of the examination. c) Notifying the Examiners of NDE requirements. d) Identifying the welds to be examined. e) Maintaining traceability of NDE reports to their locations on the Code item either by marking the weld ID and orientation on the Code item or, by recording the necessary information on a copy of the construction drawing and/or the Travel Sheet that will be retained in the job file. f) Reviewing all radiographic film and reports to confirm that the film identification, density, sensitivity with a calibrated density strip or densitometer and the documentation of examination and interpretation are in accordance with Code requirements. - If acceptable the radiographic reports shall be accepted by signature and date. The radiographic film and reports shall be made available to the AI for review and acceptance. g) Reviewing and accepting by signature and date, all reports for MT, PT and UT examinations and making these records available to the AI for review and acceptance. h) Filing all NDE reports and forwarding these to the QCM when the job is completed. 13.4 The AI can require demonstration by NDE personnel of an NDE examination or procedure for cause. 13.5 Visual examinations performed on Boiler External Piping shall be performed by certified personnel who are qualified in accordance with Visual Inspection Procedure VT-1 (Exhibit 21.6). Personnel performing visual examinations shall be capable of reading standard J-1 letters on standard Jaeger test type charts for near vision. 13.6 13.7 Section VIII, Division 2 Visual examinations performed on ASME Section VIII Div.2 Pressure Vessels shall be in accordance with ASME Section VIII Div.2, 7.5.2.1. Personnel performing visual examinations shall be capable of reading standard J-2 letters on standard Jaeger test type charts for near vision and be capable of distinguishing and differentiating contrast between colors used which must be demonstrated annually. The AI has the right to require proof of the NDE Examiner’s ability to perform and interpret the examinations specified. The AI may witness non-destructive examinations at his discretion. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 13.8 Revision Date: Sept. 01, 2021 Page: 3 of 4 If a fatigue analysis is required for a part of a vessel, all internal and external surfaces of the pressure boundary and attachment welds for that part shall be examined by the wet magnetic particle or liquid penetrant method after the hydrostatic test. The acceptance criteria shall be per 7.5.6 or 7.5.7 of ASME Section VIII. Div. 2. APPLICABLE DOCUMENTS/FORMS Section: 13 Certifying Statement and Appointment Letter, Exhibit 13.1 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 13 Page: 4 of 4 EXHIBIT 13.1 CERTIFYING STATEMENT AND APPOINTMENT LETTER PLEASE NOTE: THIS CERTIFYING STATEMENT MUST BE ON MANUFACTURERS LETTERHEAD CERTIFYING STATEMENT I have reviewed the: Written Practice: (Edition Number and or Revision Number of Written Practice) NDE Procedures: (Method and Edition Number and or Revision Number of Procedures) and personnel certification records and vision examination records of all Examiners that will perform NDE at (Name Of Company). For: (Name and Address of NDE Company) It is my opinion that the specified NDE procedures are in accordance with ASME Section V requirements as referenced by the applicable construction Code and that the Written Practice complies in all respects with the requirements of the ASME Section V accepted mandatory Edition of SNT-TC-1A, and ASME Section V, Article 1, Mandatory Appendix II and III if applicable. Based upon my review of the above referenced documents I hereby certify that personnel performing and evaluating NDE have been qualified and certified in accordance with their employers Written Practice and that the demonstration of procedure(s) to the satisfaction of the AI, as required by the ASME Code, Section V, paragraph T-150, has been completed as specified within the (Name Of Company) written Quality Control System. Therefore: are hereby appointed to perform: (Name of NDE Company) (RT, UT, PT, MT, ET, VT, and/or LT) for: (Name of Manufacturer) APPOINTMENT OF LEVEL III EXAMINER (Name of Level III Examiner) is by this statement appointed to act as the Level III Examiner on behalf of: in the following methods: (Name of Manufacturer) (Signature of QCM) (RT, UT, PT, MT, ET, VT, and/or LT) (Date) (Appointment Expiry Date) LEVEL III EXAMINER ACCEPTANCE OF APPOINTMENT I hereby accept the appointment as indicated above. {ABSA: D1180819.DOC .2 } (Signature of Level III Examiner) (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 14 Page: 1 of 2 SECTION 14 HEAT TREATMENT 14.1 The purpose of this section is to describe controls that will be used to ensure that heat treatment is performed in accordance with the Code and job specifications. 14.2 Heat treatment of Code items will be subcontracted. The QCM will review and accept the subcontractor's facilities, approve the subcontractor's written procedures, and ensure that instrumentation such as time and temperature recorder used to document the heat treatment process is properly calibrated. The acceptance and approval of facilities and procedures shall be documented on a copy of the subcontractor’s procedures that are maintained on file. 14.3 The QCM will provide Heat Treatment Instructions (Exhibit 14.1) to the subcontractor specifying holding time, holding temperature, heating rate, cooling rate, and any special instructions regarding the placement/attachment and removal of calibrated thermocouples to ensure Code requirements are met. 14.4 The QCI will ensure that all items sent out for heat treatment are properly identified using a heat resistant marker or by die stamping. 14.5 The QCI will notify the subcontractor when the item is ready for heat treatment and will verify the procedures used by the subcontractor. 14.6 After completion of heat treatment, the QCI will visually examine the item for proper identification and any damage, and shall review all time-temperature charts for legibility and compliance with written instructions. The time-temperature charts and Heat Treatment Instructions will be identified with the (Name of Company) job number, and shall be signed and dated by the subcontractor's representative. The QCI shall sign and date the time-temperature chart once it has been verified as complying with the Heat Treatment Instructions and shall initial and date the Travel Sheet to document acceptance of the heat treatment operation. 14.7 The QCI will file the Heat Treatment Instructions and time-temperature charts in the Code item job file, which will be made available to the AI for review. APPLICABLE DOCUMENTS/FORMS Heat Treatment Instructions, Exhibit 14.1 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 14 Page: 2 of 2 EXHIBIT 14.1 HEAT TREATMENT INSTRUCTIONS HEAT TREATMENT INSTRUCTIONS JOB NO.: CUSTOMER: COMPONENT DESCRIPTION: DWG. NO. AND LINE NO. DIAMETER TYPE OF HEAT TREATMENT: 1. 2. MATERIAL LENGTH WEIGHT PRESSURE VESSEL STRESS RELIEF P-No. 1 HEATING Temperature to be raised from F ( C) to ________F (_____C) at a maximum rate of __________F (__________C) per hour. NOTE: THIS VALUE MUST NEVER EXCEED F ( C) PER HOUR. [Calculated rate = in inches] 3. THICKNESS DATE: degrees F/hr. ( degrees C/hr.) Divided by the maximum metal thickness of the shell or head material HOLDING Temperature to be held at a minimum of ________F (________C) for ____________ minutes. [Holding time to be determined by Table UCS-56 for Nominal Thickness as specified in UW-40(f) or other construction Code ] 4. 5. COOLING 6. (________C) per hour. NOTE: THIS VALUE MUST NEVER EXCEED Temperature to be lowered from ______F (_____C) to [Calculated rate = degrees F/hr. ( head material in inches] From F ( F ( C) at a maximum rate of _______F F ( C) PER HOUR. degrees C/hr.) Divided by the maximum metal thickness of the shell or C) items may be cooled in still air. Additional requirements: Job number and description required on heat treatment charts along with the operator’s signature & date. Reporting of thermocouple attachment method and location, and verification of furnace thermocouple calibration is required. A sufficient number of thermocouples shall be located to control and maintain uniform distribution of temperature on all vessels and parts. Thermocouples shall be directly attached to the item or provision shall be made for thermocouple placement at bottom, centre and top of the furnace charge in accordance with the ASME Code. During the heating or cooling period, there shall not be a greater variation in temperature throughout the portion of the vessel being heated or cooled than 250F (140C) within any 15 ft. (4.6 m) interval of length. An adequate number of thermocouples must be used to ensure this Code requirement is met. This limitation is also applicable to the temperature variations between the different thicknesses of various vessel components. During the holding period, there shall not be a greater difference than 150F (83C) between the highest and lowest temperature throughout the portion of the vessel being heat treated, except where the range is further limited by these instructions. If Capacitor Discharge welding is used to attach thermocouples an ASME Code Section IX Welding Procedure Specification is required (WPS qualification is not required), and the energy output must be limited to 125 Watt-Seconds. No other welding is permitted on vessels or parts. [0.5 X Capacitance in farads X Voltage2 = W-Sec.] The method of thermocouple removal shall not damage the heat treated item. For tube-to-tubesheet welds, when postweld heat treatment is performed with no other components, the heating and cooling rate above 800°F (425°C) shall not exceed 250°F/hr (140°C/h) regardless of thickness. Quality Control Inspector Signature: Thermocouple Attachment Method: Date: Location(s): Furnace Number: Furnace Operator Signature: {ABSA: D1180819.DOC .2 } Date: (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 15 Page: 1 of 3 SECTION 15 CALIBRATION OF MEASUREMENT AND TEST EQUIPMENT Note: Red text is to be added when Section VIII Division 2 is part of the scope as per AB-29. 15.1 The purpose of this section is to describe the control and calibration of examination, measurement and test equipment to ensure Code compliance. 15.2 The QCM is responsible for the control of measurement and test equipment. His duties include: a) Ensuring that all gauges, recorders, welding machines and other instruments used for Code required measurements or examinations are identified with a serial number or identification number, and calibration expiry date. The serial or identification number shall be permanently marked on the equipment. b) Maintaining records and reviewing reports pertaining to measuring and test equipment which will include a list of all measurement and test equipment for Code use, and an Equipment Calibration Log (Exhibit 15.1) and calibration reports for each item. Calibrations and verifications shall be performed against calibrated equipment. Records and reports are reviewed by the QCM and shall be made available to the AI. c) Examining equipment that has not been used since a calibration and if appropriate advancing the calibration expiry date, as recorded on the item and the Equipment Calibration Log, by the calibration interval, from the date of first use. d) The densitometer should be calibrated every 3 months and density strip shall be verified every year after it has been opened. e) Verifying the calibration of a subcontractors mechanical and impact test equipment before contracting to have such testing performed. 15.3 The maximum interval between pressure measuring device calibrations shall be twelve months. All other equipment used for Code required measurement or inspection shall be calibrated at intervals as recommended by the manufacturer or as established by the QCM. 15.4 The maximum interval between pressure measuring device calibrations shall be six months for ASME Section VIII, Division 2 items or at any time there is a reason to believe that they are in error. 15.5 Pressure Gauges shall be calibrated against a standard dead weight tester or a calibrated master gauge that has a calibration record traceable to a national standard. Pressure gauges shall be recalibrated at any time if there is reason to believe they are in error. 15.6 Digital reading gauges having a wider range of pressure may be used provided the readings give the same or a greater degree of accuracy than obtained with dial pressure gauges. The test pressure shall be within the calibrated range of the digital gauges. 15.7 The QCI is responsible for the use of the test equipment. His duties include: a) Examining the equipment for visible damage and calibration status before use. b) Recording the date of first use of calibrated equipment, on the Equipment Calibration Log. c) Ensuring that the range of pressure gauges is double the intended maximum test pressure but in no case shall the range be less than 1.5 times nor more than 4 times the test pressure. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 15 Page: 2 of 3 d) Returning all equipment to the storage area after use. e) Identifying any equipment that requires repair or calibration. 15.8 Code items that are inspected or tested with measurement and test equipment found to be out of calibration shall be handled as a nonconformity in accordance with Section 12 of this Quality Control Manual. If the Code item has been shipped, the User or his designated agent shall be notified. Note: Whenever there is more than one dimensional measuring device used there must be a method of maintaining traceability to the device used to make the measurement in order to satisfy paragraph 15.8 requirements. In accordance with paragraph 16.2(h) pressure gauge numbers are recorded on the Pressure Test Report. APPLICABLE DOCUMENTS/FORMS Equipment Calibration Log, Exhibit 15.1 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 15 Page: 3 of 3 EXHIBIT 15.1 EQUIPMENT CALIBRATION LOG EQUIPMENT CALIBRATION LOG EQUIPMENT DESCRIPTION: IDENTIFICATION NO.: Calibration Date CALIBRATION INTERVAL: Calibration Record Verified Calibration Requirements and Instructions: {ABSA: D1180819.DOC .2 } Date of First Use Calibration Expiry Date (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 16 Page: 1 of 4 SECTION 16 PRESSURE TESTS Note: The red text is to be added when Section I and Section VIII Div. 2 are part of the scope as per the AB-29. 16.1 The purpose of this section is to describe the controls used for conducting pressure tests in accordance with the Code. 16.2 The QCM is responsible for the implementation of this Quality Control System in accordance with the following procedure: a) All hydrostatic tests performed in the shop will be undertaken with a maximum regard to personnel safety. All unauthorized personnel will stay clear of the area where the test is being performed. b) The QCI and AI will witness the hydrostatic test. c) Air will be vented from the item as it is filled. d) For Section VIII, Division 1 and 2 items; the metal temperature shall be greater than 32 degrees F (0 degrees C), but not less than 30 degrees F (17 degrees C) above the Minimum Design Metal Temperature; however, the metal temperature need not exceed 120 degrees F (50 degrees C). e) The pressure will be increased gradually to the hydrostatic test pressure as stated on the approved construction drawing and held; (1) for a minimum of 15 minutes for an item without nozzle reinforcing pads or, (2) for a minimum of 60 minutes when the item has nozzle reinforcing pads. f) Following the application of the hydrostatic test pressure an inspection shall be made of all joints and connections. This inspection shall be made at a pressure not less than that required by the applicable construction Code. The pressure will be held for the time required for the AI to complete the inspection. g) Two pressure gauges will be used. One pressure gauge will be mounted directly (i.e., without intervening valves) on the item being tested, in accordance with the construction Code requirements. This gauge shall have a range about double the maximum test pressure but in no case shall the range is less than 1.5 times and not more than 4 times the test pressure. Digital reading pressure gauges having a wider range of pressure may be used, provided the readings give the same or greater degree of accuracy as obtained with dial pressure gauges. degree h) Results of all pressure tests, including a record of pressure gauges (i.e., gauge numbers) used, shall be documented on Exhibit 16.2 Pressure Test Report. 16.3 If a pneumatic test is required, a pneumatic test procedure will be submitted to the ABSA Design Survey Section for acceptance prior to use. Coincident with the acceptance of a specific pneumatic test procedure, all non-destructive examinations related to pneumatic testing that are required by the construction Code (e.g., UW-50) shall be performed. Guidelines for the preparation of a pneumatic testing procedure are provided in Exhibit 16.1. Pneumatic test is not permitted for ASME Section I Power Boilers. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 16 Page: 2 of 4 ASME Section VIII, Division 2 16.4 Except as noted for vessels of specific construction identified in paragraph 8.1.3 of ASME Section VIII Division 2, the minimum hydrostatic test pressure shall be computed from equation (8.1) as specified in 8.2.1 of ASME Section VIII Division 2. The ratio ϒST/S in equation 8.1 shall be obtained from Table 4.1.3 for the applicable test medium and class: PT = ϒST/S .MAWP (ST/S) (8.1) a) The ratio ST/S shall be the lowest ratio for the pressure-boundary materials, excluding bolting materials, of which the vessel is constructed. b) The test pressure as indicated on the construction drawing is the pressure to be applied at the top of the vessel during the test. This pressure plus hydrostatic head is used in the applicable design equations to check the vessel under test conditions, see Part 4, paragraph 4.1.6.2.a of ASME Section VIII Division 2. c) The test pressure shall not be applied until the vessel and the test fluid are at about the same temperature. d) Following the reduction of the test pressure to the level indicted in paragraph 8.2.4.(c).of ASME Section VIII Division 2, a visual examination for leakage shall be made by the inspector of all joints and connections and of all regions of high stress such as knuckles of formed heads, cone to cylinder junctions, regions around openings, and thickness transitions. 16.5 For Section I Power Boiler and BEP, the water temperature shall be greater than 70 degrees F (20 degrees C), however, the metal temperature shall not exceed 120 degrees F (50 degrees C). APPLICABLE DOCUMENTS/FORMS Guidelines for the Preparation of a Pneumatic Testing Procedure, Exhibit 16.1 Pressure Test Report, Exhibit 16.2 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 16 Page: 3 of 4 EXHIBIT 16.1 GUIDELINES FOR THE PREPARATION OF A PNEUMATIC TESTING PROCEDURE Due to the large energy storage in compressed gas and hence the potential hazard of a sudden release of this energy, pneumatic testing should be avoided if at all possible. The testing procedure must be submitted to ABSA for acceptance before any testing can be carried out. The testing procedure must be accompanied by detailed justifications as to why a standard hydrostatic test is not feasible. In addition to strict adherence to the respective Code sections (e.g., ASME Code Section VIII, Div. 1, paragraph UG-100, or ASME Code B31.3, paragraph 345.5), the testing procedure should contain, as a minimum, the following information: a) Lists of all personnel within the testing area and designated personnel in charge of testing. b) Test boundaries of the pressure system with specified maximum pressure X volume (PV) limits, including listings of piping and/or equipment to be included in the test. c) Test site preparations and related precautions undertaken including removal of unauthorized personnel, isolation of test site, etc. d) Test media, pressure source and pressure and temperature ranges of testing. e) Provision of Pressure Relief Valves, which must be sized to handle the maximum output of the pressure source to avoid excessive testing pressure. f) Material specification involved in the test. For materials whose resistance to brittle fracture at low temperature has not been enhanced, a test temperature above 60 degrees F (16 degrees C) may be considered in reducing the risk of brittle fracture during pneumatic testing. g) Exposure of all joints including weld joints, threaded/flanged connections, etc. All post-weld heat treatment shall be completed. Should a piping system be tested, all equipment and pressure vessels shall be disconnected from the piping or isolated by blinds or other means. h) Method of testing with details of pressure steps, holding time inspection methods, etc. i) Precautions taken to prevent gas expansion temperature drop and thermal stresses due to temperature gradients. j) Reference should be made to the Canadian Registration Numbers (CRN) of the system/vessels to be tested. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 16 Page: 4 of 4 EXHIBIT 16.2 PRESSURE TEST REPORT PRESSURE TEST REPORT EQUIPMENT DESCRIPTION: __________________________ JOB NUMBER HYDROTEST________PNEUMATICTEST_______HYDRO-PNEUMATIC_________ SERIAL NO.__________________ SHELL SIDE HYDROSTATIC TEST PRESSURE ____________________PSI / KPA TUBESIDE HYDROSTATIC TEST PRESSURE ____________________PSI / KPA LINE NO._____________________ CONSTRUCTION DRAWING NUMBER ________________________REV NO_____ VESSEL POSITION___________________________ TEST FLUID________________TEST TEMP__________________ GAUGE IDENTIFICATION CALIBRATION DATE GAUGE RANGE GAUGE PRESSURE GAUGE # 1 GAUGE # 2 CHART RECORDER # 1 MANUFACTURER______________________________________________________ MANUFACTURERS’ REPRESENTATIVE ________________________DATE_________________ OWNERS INSPECTOR ___________________________DATE____________________________ AUTHORIZED INSPECTOR________________________DATE____________________________ AUTHORIZED INSPECTION AGENCY___________________________________________ {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 17 Page: 1 of 2 SECTION 17 RECORD RETENTION Note: The red text is to be added if Section I and/or Section VIII Div. 2 is part of the scope as per AB-29. 17.1 The purpose of this section is to describe the records that will be maintained by (Name of Company). 17.2 The QCM will ensure that the following records, as applicable to the Code item, are maintained in the job file for a minimum of five years; a) Drawings and design calculations, including the User’s Design Requirement and any applicable proof test reports b) Material Test Reports (MTRS), and/or material certifications c) Process Control Sheet (e.g., Travel Sheets, etc.) d) Heat Treatment records and test results. e) Post weld Heat Treatment instructions sheet and heat treatment time-temperature charts. f) NDE Interpretation reports g) Physical test reports (e.g., mechanical or toughness tests) h) Nonconformity Reports and Dispositions i) Manufacturer's Data Report with attachments j) Manufacturer’s Partial Data Reports k) Pressure Parts documents and certifications l) A nameplate stamping facsimile m) Repair Procedures and records not as defined in paragraph 12.2 of this Quality Control Manual n) Pressure Test Report o) Transfer Forms 17.3 Radiographic images shall be maintained by the QCM until the Manufacturer’s Data Report is signed by the AI, and then the images may be disposed of. Radiographic images for Section I items and BEP must be kept for the stated period of 5 years. 17.4 Records documenting Welder/Welding Operator performance qualification for each welder who welded on the vessel and the continuity of those qualifications shall be maintained by the QCM for as long as the qualifications remain valid and for a minimum of five years after the qualifications have expired or the Welder/Welding Operator has left the employ of (Name of Company). 17.5 Welding Procedure Specifications as recorded on the construction drawing and Procedure Qualification Records, shall be maintained by the QCM for a minimum of five years. 17.6 All the above records shall be made available to the Authorized Inspector Supervisor and review teams designated by ASME. 17.7 The QCM is responsible for ensuring the maintenance of a job file for each ASME Section VIII Division 2 Code item, the following records and documentation are applicable to each file: a) b) c) d) User’s Design Specification Manufacturer’s Design Report Manufacturer's Data Report with attachments Manufacturer's Construction Records and Manufacturer’s Partial Data Report 1) {ABSA: D1180819.DOC .2 } Tabulated list of all material used for fabrication with Materials (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 17 Page: 2 of 2 Certifications and Material Test Reports, and a record of any repairs to pressure retaining material that require a radiographic examination by the rules of ASME Section VIII. Div. 2. The record of the repairs shall include the location of the repair, examination results, and the repair procedures. 2) Fabrication information including all heat treatment requirements, forming and rolling procedure when prepared, an inspection and test plan identifying all inspection points required by the user, and signed inspection reports. 3) List of any subcontracted services or parts, if applicable. 4) Welding Procedure Specifications and Procedure Qualification Records, weld map and Welder or Welding Operator Performance Qualification Records for each welder who welded on the vessel. 5) Pressure parts documentation and certifications. 6) Record of all heat treatments including post weld heat treatment (these records may be either the actual heat treatment charts or a certified summary description of heat treatment time and temperature). 7) Results of production test plates, if applicable. 8) NDE procedures, records of procedure demonstrations, and records of personnel certifications. 9) All reports stating the results of inspection, non-destructive examinations and testing, radiographic exanimation, ultrasonic exanimation, magnetic particle examination, liquid dye penetrant examination, and hardness tests. 10) All non-conformance reports including resolution and a detailed description of any repairs including repair procedures, a sketch, photo, or drawing indicating the location and size of the repaired area. 11) Charts or other records of required hydrostatic, pneumatic, or other tests. Test logs shall include the test date, testing fluid, duration of the test, temperature of the test fluid, and test pressure. 12) Dimensional drawings of the as-built condition. e) (Name of Company) shall maintain a complete set of radiographs until the signing of the Manufacturer’s Data Report, and furnish upon request to the user and, upon request to the Authorized Inspector. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 18 Page: 1 of 1 SECTION 18 AUTHORIZED INSPECTOR 18.1 The purpose of this section is to describe the provisions made within this Quality Control System to allow the Authorized Inspector, the Authorized Inspector Supervisor, to perform their duties in accordance with the Code, ASME QAI-1, NB RCI-1, and the Alberta Safety Codes Act. 18.2 The QCM is responsible for liaison with the Authorized Inspector who is an employee of the ASME accredited Authorized Inspection Agency, which is ABSA. ABSA is the AIA of Record for (Name of Company), and is responsible for inspection services for the scope of work identified on (Name of Company’s) ASME Certificate of Authorization. 18.3 (Name of Company) shall arrange for the Authorized Inspector and Authorized Inspector Supervisor to have free access to all drawings, calculations, specifications, procedures, process sheets, repair procedures, Proof Test Reports, records, test results, and any other documents as necessary for the to perform his duties in accordance with the construction Code at all plants as are concerned with the supply or manufacture of materials for Code items, when so requested. The and the shall be permitted free access, at all times while work on Code items is being performed, to all parts of the facility (including subcontractors) that concern the construction of Code items and to all documentation related to the construction of Code item. 18.4 A controlled copy of this Quality Control Manual will be available at the shop and at any field sites, for the use of the. 18.5 (Name of Company) shall establish and maintain an inspection agreement with an ASME accredited Authorized Inspection Agency and notify ASME whenever the agreement is changed or cancelled. 18.6 Whenever the AIA of Record (ABSA) cannot provide the required inspections, an additional AIA may be used to provide the required inspections. When an additional AIA is used, the following shall apply: a. (Name of Company) shall submit a request to ASME for the use of the additional AIA in lieu of the AIA of Record (ABSA). b. ASME may grant the use of the additional AIA when: 1. the AIA of Record (ABSA) confirms they are not able to perform the inspections, or 2. the item is supplied to a second party holding a valid ASME Certificate of Authorization and as part of the contract requirements requires the use of the second party’s AIA of Record. 18.7 At ASME’s discretion, ASME is permitted to audit the activities performed by (Name of Company) and the additional AIA, and may require the additional AIA to be present at a Review, at the expense of (Name of Company). {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 19 Page: 1 of 1 SECTION 19 CERTIFICATION 19.1 This Section defines controls used to safeguard the integrity of acceptances, approvals, authorizations, and certifications within the (Name of Company) organization when written signatures and ink stamps are required, as well as, when electronic signatures and electronic stamps are utilized on electronic documents, acceptances, approvals, authorizations, or certifications 19.2 Definitions a) Electronic Signatures - also known as e-signatures are the equivalent of a hand written signature that has been digitized into an electronic format. This can be used to confirm content, accept, approve, authorize or certify electronic documents, or a particular document. b) Electronic Documents - also known as e-documents are documents that have been scanned, created, converted, or modified into an electronic format including WORD, EXCEL, and PDF type documents. c) Electronic Stamps - also known as an e-stamp of an ink applied stamp that has been digitized into an electronic form. This can be used to confirm content, accept, approve, authorize or certify electronic documents, or a particular document. This also includes Electronic Dynamic Stamps. d) Electronic Dynamic Stamps - is the equivalent of an ink applied stamp with fillable fields digitized with electronically applied user input fields. These can be used to confirm content, accept, approve, authorize or certify electronic documents, or a particular document. 19.3 Written Signatures and Ink Stamps a) (Name of Company) employees with responsibilities for confirming content, accepting, approving, authorizing or the certification of a particular document where written signatures and written dates are required shall do so in permanent ink. b) (Name of Company) employees with responsibilities for confirming content, accepting, approving, authorizing or the certification of a particular document where ink stamps are required shall do so in permanent ink. c) Ink stamps shall be suitably stored and secured to prevent access by unauthorized individuals and must remain under the control of the individual assigned to the stamp (e.g., Professional Engineer's seals, etc.). 19.4 Control of Electronic Signatures and Stamps a) Documents that have been electronically signed or electronically stamped shall only be accessible to the authorized individual through password protected login to prevent miss-use or tampering of e-signatures and e-stamps. Document safeguards may also include converting documents in their native format to a secure PDF format by flattening documents or apply locks to prevent editing or modification of documents by unauthorized individuals. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 1 of 13 SECTION 20 REPAIR AND ALTERATION OF PRESSURE VESSELS 20.1 The purpose of this section is to describe the Quality Control System for controlling the repairs and alterations of pressure vessels. All other sections of the Quality Control Manual apply, except as modified below. Note: Following paragraphs 20.2 - 20.19 are to be used for companies not applying for NB R Stamp. The red text is to be added if ASME Section I or Section VIII Division 2 is part of the scope. 20.2 All repairs and alterations shall be in accordance with the Alberta Safety Codes Act and Regulations, the National Board Inspection Code, and insofar as possible, ASME Code Section VIII Division 1 or 2, or Section I. 20.3 The QCM will develop a written procedure for each proposed repair or alteration, which as a minimum identifies the following information; a) b) c) d) e) f) g) h) i) j) k) l) m) n) o) p) Vessel or boiler description, Year built, “A” number, CRN, Manufacturer, Owners name and Owners identification methods, Location of vessel or boiler, Detailed description of the repair/alteration methods, Weld details for each weld, Welding Procedure Specification number(s) for each weld, Material to be used by specification number, grade, size and thickness, NDE requirements, Heat treatment requirements, Pressure test requirements. Sketches/Drawings Any additional requirements NOTE: The Boilers and Pressure Vessels Repair and Alteration Report (AB-40) may be used to detail the repair/alteration procedure, if the repair or alteration procedure can be adequately described in the space available on this form. 20.4 The QCM shall obtain the Owner’s approval of the proposed repair or alteration procedure and the Repair Inspector’s acceptance of the proposed procedure before starting work. The Repair Inspector shall determine that the repair or alteration methods are acceptable. The Repair Inspector may require that the repair or alteration procedure be submitted to ABSA Design Survey for acceptance. The detailed procedure may be documented as one of the following: a) detailed drawings and calculations which clearly outlines the repair or alteration, b) engineering documents which are outlined in an Owner-User Integrity Management System that gives detail for the repair or alteration, or c) provide a completed AB-230 Form which clearly describes the scope of the repair or alteration. The AB-230 Form is required for documenting repair and alteration procedures when neither item a) nor b) above can be provided. It is at the discretion of the submitter to choose which of the listed documents above are applicable to document the repair or alteration procedure. The latest version of the AB-230 Form is posted on the ABSA website. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 2 of 13 20.5 When required, the Engineering Manager will prepare detailed design calculations and drawings which must be available to the Inspector in accordance with the applicable original Code of construction. The Engineering Manager will submit the Design Registration Application (AB-31), alteration procedure, design calculations, and drawings to the ABSA Design Survey Department for acceptance before starting work. If the boiler or vessel is still under warranty, the QCM will contact the Owner to obtain acceptance of the proposed work from the original Manufacturer. The QCM will ensure that copies of the latest repair/alteration procedure and instructions are provided to all personnel responsible for the repair/alteration. 20.6 Materials used in making repairs or alterations shall conform insofar as possible to the original Code of construction or construction standard or Code selected. Material for the repair/alteration shall be ordered and controlled in accordance with Section 9 of this Quality Control Manual. The Quality Control Manager is responsible for verifying identification of existing material from the original data, drawings, or pressure retaining item records’ and identification of material to be installed. If the existing material cannot be verified, a chemical analysis and a hardness test, as a minimum shall be performed, to verify its strength and weldability. 20.7 Examination and inspection will be in accordance with Section 10 of this Quality Control Manual. The QCM will develop a Repair/Alteration Inspection Checklist (Exhibit No. 20.1) for each repair or alteration, and present it to the Repair Inspector along with a job file that contains drawings, design calculations, MTR’s, Certificates of Compliance, Travel Sheet, Heat Treatment Instructions and time-temperature charts, non-destructive examination reports, physical test reports, Nonconformity Reports, Hydrostatic Test Report, Manufacturer's Data Reports with attachments prior to the start of the job so that he can indicate inspection requirements and Hold points. No Hold point shall be passed without the permission of the Repair Inspector. 20.8 If it becomes necessary to remove original stamping, the Repair Inspector shall, subject to the approval of the Jurisdiction, witness making of a facsimile of stamping, the obliteration of old stamping, and transfer of stamping to the new item. When stamping is on a nameplate, the Repair Inspector shall witness transfer of nameplate to the new location. 20.9 For Repairs or Alterations not required to be registered with the National Board, the following shall apply: a) Upon satisfactory completion of the Boilers and Pressure Vessels Repair and Alteration Report, the QCM will be responsible for preparation and certification of the Alberta Boilers and Pressure Vessel Repair/Alteration Report AB-40 Form and present it to the Repair Inspector for review and acceptance. b) One copy of the applicable Repair/Alteration form, together with attachments (Manufacturers Partial Data Report, etc.), shall be distributed to the Owner, one copy to the Repair Inspector, one copy to the Jurisdiction Authority. Also (Name of Company) shall retain a copy for a minimum 5 years. An identification plate (Exhibit 20.2) satisfactory to the Repair Inspector shall be attached to the vessel adjacent to the original nameplate for all alterations (optional for repairs, if requested by the Repair Inspector). 20.10 The QCI shall perform all necessary inspections at points indicated on the Repair/Alteration Inspection Checklist during the repair/alteration process. After examination, the function as indicated on the Repair/Alteration Inspection Checklist shall be initialled and dated by the QCI. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 3 of 13 20.11 The QCM shall ensure that registered Welding Procedure Specifications are qualified in accordance with the original Code of construction, or with ASME Section IX when this is not possible or practicable, for all welded repairs or alterations and a review of Welding Procedure Specification assignments is completed, with the documentation of this review provided on the Repair/Alteration Inspection Checklist. All welding shall be performed in accordance with Section 11 of this Quality Control Manual and the applicable Section of the ASME Code. Welding supervision and welding consumable control shall also be as described in Section 11 of this Quality Control Manual. Welding shall be performed in accordance with the requirements of the original Code of construction used for the pressure retaining item whenever possible. 20.12 Non-destructive examination shall be subjected to the same NDE as the original welds and are performed in accordance with Section 13 of this Quality Control Manual and the applicable Section of the ASME Code. 20.13 Heat treatment shall be performed in accordance with Section 14 of this Quality Control Manual and the applicable Section of the ASME Code. 20.14 The repaired or altered vessel shall be hydrostatically tested, in accordance with Section 16 of this Quality Control Manual and as indicated on the Boilers and Pressure Vessels Repair and Alteration Report, unless specifically exempted by the Repair Inspector. 20.15 Stamping of nameplates for repairs, alterations, re-rating and shall be per Sample Nameplate (Exhibit 20.2). 20.16 Upon satisfactory completion of the Boilers and Pressure Vessels Repair and Alteration Report, the QCM will certify the report and present it to the Repair Inspector for acceptance. When required by the ABSA Safety Codes Officer, an identification plate will be attached to the item adjacent to the original nameplate. 20.17 A Sample Nameplate for Repairs/Alteration (Exhibit 20.2) illustrates minimum stamping information. a) b) c) d) e) f) Repaired, Altered, or re-rated, Name of repair/alteration organization, Date of repair/alteration, Maximum Allowable Working Pressure and temperature, Minimum design metal temperature at specified pressure when applicable, Serial number or work order number of repair/alteration, Canadian Registration Number. 20.18 The QCM will assign a separate job number and file for each item of pressure equipment repaired or altered. The file will be maintained for a minimum of five years, and will contain the following information as applicable; a) b) c) d) e) f) g) Drawings, design calculations and repair or alteration procedure, P.O., Manufacturers Partial Data Reports, Material Test Reports (MTRS), Certificate of Compliance, Repair/Alteration Inspection Checklist, Heat Treatment Instructions sheet and heat treatment time-temperature charts, NDE reports, {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 4 of 13 h) Physical test reports (e.g., mechanical or toughness tests), i) Nonconformity Reports, j) The Boilers and Pressure Vessels Repair and Alteration Report AB-40 with Manufacturer’s Partial Data Reports attached, and k) Welding Procedure Specifications and Welder Performance Qualification Records. l) A nameplate stamping facsimile. 20.19 For repair or alteration of pressure vessels and boilers that are to be installed and operated in Alberta, the ABSA AB-513 document shall be followed. For repair or alteration of ASME Section VIII Division 2 pressure vessels that are to be installed and operated in Alberta, (name of the company) must hold a valid ASME Certification Mark with U2 Designator and also shall meet the provisions of VA17-004 (IB17-012). Note: Paragraphs 20.20 - 20.41 are for companies holding the NB “R” Stamp. The red text is to be added if ASME Section I or Section VIII Division 2 is part of the scope and application has been made to National Board and ASME. 20.20 All repairs and alterations shall be in accordance with the latest Edition of ANSI/NB-23 the National Board Inspection Code, Alberta Safety Codes Act and Regulations, when a “R” stamp is required and, insofar as possible the latest Edition and Errata of ASME Code Section VIII Division 1 or 2, or Section I, as applicable. Repairs performed shall be within the scope of the National Board Inspection Code and shall consist of but not be limited to removing and replacing heads, shells, internals, nozzles and all other repairs necessary to restore a boiler or pressure vessel to a safe operating condition. Routine repairs are not allowed. 20.21 When a repair which may be registered or an alteration which must be registered with the National Board, the “R” stamp is required to be applied to the appropriate National Board nameplate (Exhibit 20.3) all such work shall be in accordance with this Manual and Part 3 of NB-23 the National Board Inspection Code. The “R” stamp shall only be applied with the concurrence of the Inspector and is under the custody of the Quality Control Manager. The location of the nameplate shall be documented on Form R-1 or R-2. 20.22 The QCM will develop a written procedure for each proposed repair or alteration, which as a minimum identifies the following information; a) b) c) d) e) f) g) h) i) j) k) l) m) n) o) Vessel or boiler description, Year built, “A” number, CRN, Manufacturer Owners name and Owners identification methods, Location of vessel or boiler, Detailed description of the repair/alteration methods, Weld details for each weld, Welding Procedure Specification number(s) for each weld, Material to be used by specification number, grade, size and thickness, NDE requirements, Heat treatment requirements, and Pressure test requirements. Sketches/Drawings {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 5 of 13 p) Any additional requirements q) National Board number NOTE: The Boilers and Pressure Vessels Repair and Alteration Report (AB-40) may be used to detail the repair/alteration procedure, if the repair or alteration procedure can be adequately described in the space available on this form. 20.23 The QCM shall obtain the Owner’s approval of the proposed repair or alteration procedure and the Repair Inspector’s acceptance of the proposed procedure before starting work. The Repair Inspector shall determine that the repair or alteration methods are acceptable. The Repair Inspector may require that the repair or alteration procedure be submitted to ABSA Design Survey for acceptance. The detailed procedure may be documented as one of the following: a) detailed drawings and calculations which clearly outlines the repair or alteration, b) engineering documents which are outlined in an Owner-User Integrity Management System that gives detail for the repair or alteration, or c) provide a completed AB-230 Form which clearly describes the scope of the repair or alteration. The AB-230 Form is required for documenting repair and alteration procedures when neither item a) nor b) above can be provided. It is at the discretion of the submitter to choose which of the listed documents above are applicable to document the repair or alteration procedure. The latest version of the AB-230 Form is posted on the ABSA website 20.24 Acceptance Inspection – The Repair Inspector making the acceptance inspection shall be the same Repair Inspector employed by same AIA who authorized the repair or alteration where possible and practicable as per NBIC Part 3, 1.3.2 (a). 20.25 When required, the Engineering Manager will prepare detailed design calculations and drawings which must be available to the Repair Inspector in accordance with the applicable original Code of construction. The Engineering Manager will submit the Design Registration Application (AB-31), alteration procedure, design calculations, and drawings to the ABSA Design Survey Department for acceptance before starting work. If the boiler or vessel is still under warranty, the QCM will contact the owner to obtain acceptance of the proposed work from the original Manufacturer. When (Name of Company) performs repairs and alterations they shall establish the construction standard or Code used and control design information as per Section 8 of this Quality Control Manual. When a Manufacturer’s Data Report is unobtainable, agreements on the method of established design basis for the repair or alteration shall be obtained from the Inspector and the Jurisdiction, when required, as per NBIC Part 3, 3.2.4 (b). 20.26 The QCM will ensure that copies of the latest repair/alteration procedure and instructions are provided to all personnel responsible for the repair/alteration. 20.27 Materials used in making repairs or Alteration shall conform insofar as possible to the original Code of construction or construction standard or Code selected. Material for the repair/alteration shall be ordered and controlled in accordance with Section 9 of this Quality Control Manual. Carbon or Alloy steels having a carbon content of more than 0.35% shall not be welded unless permitted by the original Code of construction. The Quality Control Manager is responsible for the verifying identification of existing material from the original data, drawings, or pressure retaining item records’ and identification of material to be installed. If the existing material cannot be verified, a chemical analysis and a hardness test, as a minimum shall be performed, to verify its strength and weldability, as per NBIC Part 3, 3.2.1 a). {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 6 of 13 20.28 Replacement parts to be used in repairs and alterations that will be subject to internal or external pressure, shall meet the applicable requirements of the NBIC part 3, 3.2.2. 20.29 Examination and inspection will be in accordance with Section 10 of this Quality Control Manual. The QCM will develop a Repair/Alteration Inspection Checklist (Exhibit No. 20.1) for each repair or alteration, and present it to the Repair Inspector along with a job file that contains drawings, design calculations, MTR’s, Certificates of Compliance, Travel Sheet, Heat Treatment Instructions and time-temperature charts, non-destructive examination reports, physical test reports, Nonconformity Reports, Hydrostatic Test Report, Manufacturer's Data Reports with attachments prior to the start of the job so that he can indicate inspection requirements and Hold points. No Hold point shall be passed without the express permission of the Repair Inspector. 20.30 If it becomes necessary to remove original stamping, the Repair Inspector shall, subject to the approval of the Jurisdiction, witness making of a facsimile of stamping, the obliteration of old stamping, and transfer of stamping to the new item. When stamping is on a nameplate, the I Repair Inspector shall witness transfer of nameplate to the new location. Any nameplate relocated on the item shall be described on the applicable NBIC “R” Form. The re-stamping or replacement of a Code Certification Mark shall be performed only as permitted by the governing Code of construction. 20.31 For repair and alterations required to be registered with the National Board, the following shall apply: a) Upon satisfactory completion of the repair/alteration and hydrostatic test, the QCM shall be responsible for the preparation and certification of form R-1 or R-2, Report of Repairs or Alterations, and shall ensure its presentation to the Inspector for review and certification. For alterations, the design certification area of the R-2 form shall be certified by the QCM. b) One copy of the applicable Repair/Alteration form (R-1 or R-2), together with attachments, shall be distributed to each of the following: the AIA responsible for the in-service inspection of the item, the Owner or User, the Jurisdiction (if required). One copy shall also be forwarded to the National Board for registration (optionally for minor repairs). c) A copy of each Manufacturer’s Partial Data Report shall be attached to this report. d) A Repair/Alteration nameplate (Exhibit 20.3) shall be attached to the vessel adjacent the original nameplate. e) The identification plate shall be used for Repairs and Alterations. The “R” stamp shall only be applied with the concurrence of the Repair Inspector. The QCM shall have custody and control of the “R” stamp in the shop and field. f) The QCM shall maintain a single log documenting unique and sequencing numbered Form “R” Reports (e.g., R-1, R-2, R-3) that are registered with the National Board. Form R-1 for repairs may also be registered with the National Board if required by the Owner/User or Jurisdiction. The log book shall show National Board Number, date issued, Manufacturer’s serial number, type of Code item, date of the Repair Inspector sign off, and date transmittal of the Manufacturer’s Data Report to The National Board. 20.32 For Repairs or Alterations not required to be registered with the National Board, the following shall apply: {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 7 of 13 a) Upon satisfactory completion of the Boilers and Pressure Vessels Repair and Alteration Report, the QCM will be responsible for preparation and certification of the Alberta Boilers and Pressure Vessel Repair/Alteration Report Form and present it to the Repair Inspector for review and acceptance. b) One copy of the applicable Repair/Alteration form, together with attachments (Manufacturers Partial Data Report, etc.), shall be distributed to the Owner, one copy to the Repair Inspector, one copy to the Jurisdiction Authority. Also (name of company) shall retain a copy for a minimum 5 years. An identification plate (Exhibit 20.2) satisfactory to the Repair Inspector shall be attached to the vessel adjacent to the original nameplate for all Alterations (optional for repairs, if requested by the Repair Inspector). 20.33 The QCI shall perform all necessary inspections at points indicated on the Repair/Alteration Inspection checklist during the repair/alteration process. After examination, the function as indicated on the Repair/Alteration Inspection Checklist shall be initialled and dated by the QCI. 20.34 The QCM shall ensure that registered Welding Procedure Specifications are qualified in accordance with the original Code of construction, or with ASME Section IX when this is not possible or practicable, for all welded repairs or alterations and a review of Welding Procedure Specification assignments is completed, with the documentation of this review provided on the Repair/Alteration Inspection Checklist. All welding shall be performed in accordance with Section 11 of this Quality Control Manual and the applicable Section of the ASME Code. Welding supervision and welding consumable control shall also be as described in Section 11 of this Quality Control Manual. Welding shall be performed in accordance with the requirements of the original Code of construction used for the pressure retaining item whenever possible. a) One or more Standard Welding Procedure Specifications (SWPS) as shown in NBIC Part 3, Table 2.3 may be used for repairs or alterations as an alternative to one or more WPS documents qualified by (Name of Company), provided the (Name of Company) accepts by certification full responsibility for the application of the SWPS in conformance with the application as stated in the SWPS.. b) Welders and Welding Operators shall be qualified for the welding processes that are used. Such qualification shall be accordance with the original Code of construction, the construction standard, Code selected or ASME Section IX. 20.35 Non-destructive examination shall be subjected to the same NDE as the original welds and are performed in accordance with Section 13 of this Quality Control Manual and the applicable Section of the ASME Code except as follows: a) The exclusive use of Visual examination (VT) as an NDT method for repairs may be permitted as per NBIC Part 3, 4.4.1 (e). b) The exclusive use of visual Examination (VT) as the primary NDT method for alteration is prohibited as per NBIC Part 3, 4.4.2 (c) 20.36 Heat treatment shall be performed in accordance with Section 14 of this Quality Control Manual and the applicable Section of the ASME Code. When it is impracticable or detrimental to Post Weld Heat Treatment (PWHT) the entire item or band around the item, local PWHT may be performed on spherical or cylinder pressure vessel retaining items as per NBIC Part 3, 2.5.2 (b). Under certain conditions PWHT, in accordance with the original Code of construction, may be {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 8 of 13 inadvisable or impractical. In such instances, alternative welding methods following the requirements of NBIC Part 3, 2.5.3 may be used. 20.37 The repaired or altered vessel shall be hydrostatically tested, in accordance with Section 16 of this Quality Control Manual and NBIC Part 3, 4.4.1 (a), and as indicated on the Boilers and Pressure Vessels Repair and Alteration Report, unless specifically exempted by the Repair Inspector. a) The metal temperature for the pressure test shall be in accordance with the original Code of construction but not less than 60°F (16°C). During the close examination, the metal temperature shall not exceed 120 °F (50°C). The test pressure for repair and alteration shall not exceed the maximum test pressure of the original Code of construction. For thick walled pressure retaining items, it is recommended to seek technical guidance in establishing the notch toughness characteristics of the steel prior to the pressure test, as per NBIC Part 3, 4.4.1 (a) (3) for repairs and NBIC Part 3, 4.4.2 (a) (4) for alterations. Hold-time for the pressure test shall be a minimum 10 minutes prior to examination by the Repair Inspector. b) Where the test pressure will exceed 90% of the set pressure of the pressure relief device, the device shall be removed whenever possible, as per NBIC Part 3, 4.4.1 (a) (2) for repairs and NBIC Part3, 4.4.2 (a) (3) for alterations. c) Pneumatic testing may be conducted as per NBIC Part 3, 4.4.1 (b) for repairs and NBIC Part 3, 4.4.2 (b) for alterations. d) When an Initial Service Leak Test is permitted by the original Code of construction, such testing may also be used to verify the leak tightness integrity of repairs as per NBIC part 3, 4.4.1 (c). e) A vacuum test may be conducted. Vacuum test methods used shall be suitable to verify the leak tightness integrity of the repair as per NBIC Part 3, 4.4.1 (d) f) NDE may be permitted as an alternative to pressure testing as per NBIC part 3, 4.4.1 (e) for repairs, and NBIC part 3, 4.4.2 (c) for alterations. g) Testing methods used shall be suitable for providing meaningful results to verify the integrity of the repair or alteration. Any insulation, coatings, or coverings that may inhibit or compromise a meaningful test method shall be removed, to the extent identified by the Repair Inspector. 20.38 The stamping and nameplates for repairs, alterations, re-rating and parts shall meet the specific requirements of NBIC Part 3, 5.7.5 and Figures 5.7.5 a) thru 5.7.5 d) (Exhibit 20.3) with the use of the appropriate R-1, R-2 or R-3 form. 20.39 Upon satisfactory completion of the appropriate R-1, R-2 or R-3 form, the QCM will certify the report and present it to the Inspector for acceptance. When required by the Repair Inspector, an identification plate will be attached to the item adjacent to the original nameplate. 20.40 A Sample Nameplate for Repairs/Alteration (Exhibit 20.2 or 20.3) illustrates minimum stamping information. a) Repaired, Altered, or re-rated, {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 9 of 13 b) Name of repair/alteration organization, c) Date of repair/alteration, d) Maximum Allowable Working Pressure and temperature, e) Minimum design metal temperature at specified pressure when applicable, Serial number or work order number of repair/alteration, f) Canadian Registration Number. 20.41 The QCM will assign a separate job number and file for each item of pressure equipment repaired or altered. The file will be maintained for a minimum of five years, and will contain the following information as applicable; a) b) c) d) e) f) g) h) i) j) k) l) Drawings, design calculations and repair or alteration procedure, P.O., Manufacturers Partial Data Reports, Material Test Reports (MTRS), Certificate of Compliance, Repair/Alteration Inspection Checklist, Heat Treatment Instructions sheet and heat treatment time-temperature charts, NDE reports, Physical test reports (e.g., mechanical or toughness tests), Nonconformity Reports, R-1 or R-2 Report Form as applicable with Manufacturer’s Partial Data Reports attached A nameplate stamping facsimile. Welding Procedure Specifications and Welder Performance Qualification Records. ASME Section VIII, Div. 2 Vessel Repair/Alterations 20.42 Other Sections of this Manual shall apply except as modified below. 20.43 All repairs and alterations shall be in accordance with the requirements of the Alberta Safety Codes Act and in so far as possible ASME Section VIII, Division 2. 20.44 The User shall prepare, or cause to have prepared, a detailed plan covering the scope of the repair or alteration. 20.45 The repair or alteration plan shall be reviewed and certified by a Professional Engineer registered in one or more of the states in the U.S.A. or provinces of Canada, is experienced in pressure vessel design, and is knowledgeable in ASME Section VIII, Division 2 construction. The review and certification shall be such as to ensure the repair or alteration is compatible with the original User’s Design Specification and the Manufacturer’s Design Report. If the alteration is not compatible with the original User’s Design Specification, the User’s Design Specification shall be revised by the User and certified by a Professional Engineer registered in one or more of the states in the U.S.A. or provinces of Canada, is experienced in pressure vessel design, and is knowledgeable in ASME Section VIII, Division 2 construction. The Person in Responsible Charge shall prepare a supplemental Manufacturer’s Design Report to reconcile the new design parameters with the User’s Design Specification. The Manufacturer’s Design Report shall be certified by a Professional Engineer registered in one or more of the states in the U.S.A. or provinces of Canada, is experienced in pressure vessel design, and is knowledgeable in ASME Section VIII, Division 2 construction. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 10 of 13 20.46 The Person in Responsible Charge shall submit, in duplicate, all repairs or alterations to ABSA’s Design Survey section for review and acceptance prior to the start of any repair or alteration. 20.47 The QCM shall ensure that copies of the latest repair or alteration procedure, and instructions are provided to all personnel responsible for the repair or alteration. 20.48 Materials for the repair or alteration shall be ordered in accordance with Section 9 of this Manual. All purchase orders shall state that “All Materials are for Section VIII, Division 2 use”. 20.49 Examination and inspection will be in accordance within Section 10 of this Manual. The QCM will develop an examination and inspection report for each repair or alteration. 20.50 When required by the Repair Inspector, a repair or alteration nameplate will be attached to the vessel adjacent to the original with the following information: Name of repair/alteration organization Date of repair/alteration MAWP Internal & External Work order or job number ALD number 20.51 Non-destructive examination shall be performed according to Section 13 of this Manual. 20.52 Heat treatment shall be in accordance with Section 14 of this Manual. 20.53 The repaired or altered vessel shall be hydrostatically tested as indicated on the repair or alteration report unless specifically exempted by the Repair Inspector. 20.54 Upon satisfactory completion of the Boilers and Pressure Vessel Repair or Alteration Report, the QCM shall complete and certify the repair/alteration report (AB-40) and present it to the RI for his acceptance. 20.55 The QCM will create a job file for each vessel repaired or altered. The files will contain the following information, as applicable: a) b) c) d) e) f) g) h) i) j) k) Drawings Manufacture’s Design Report User Design Specifications Repair or alteration procedure Purchase order Material test reports NDE reports Heat treatment instructions and charts Travel Sheet Boilers and Pressure Vessel Repair or Alteration Report with attachments Nameplate stamping facsimile APPLICABLE DOCUMENTS/FORMS Repair/Alteration Inspection Checklist, Exhibit 20.1 Sample Nameplate for Repair/Alteration, Exhibit 20.2 Sample Nameplate for Repair/Alteration, “R” Stamp only Exhibit 20.3 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 ABSA/Alberta Government (Municipal Affairs) Forms Design Registration Application, AB-31 Boilers and Pressure Vessels Repair and Alteration Report, AB-40 {ABSA: D1180819.DOC .2 } Section: 20 Page: 11 of 13 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Page: 12 of 13 Section: 20 EXHIBIT 20.1 REPAIR/ALTERATION INSPECTION CHECKLIST Boiler/Vessel Title Manufacturer/Serial Number REPAIR INSPECTOR REVIEW: Alberta (A) No. REVIEW DATE: Indicate Sequence Numbers and Hold Points Which Are Applicable By * Seq. Operations 1 Repair/Alteration Procedure Accepted by Repair Inspector and Owner 2 Welding Procedure Specifications registered & WPS assignments correct Welders have valid Alberta P.Q. Card for work to be done 3 4 Cracks MT/PT check after removal 5a Materials to be used - checked against PO/Drawing 5b - material identified with correct SA/SB specifications and examined for defects 5c - material test reports checked against specifications Fit up - shell courses-flush patches-heads 6a 6b - tubesheet/shell - firetube 6c - nozzles and fittings 7 Radiographic Examination 8 Ultrasonic Examination/MT/PT 9 Internal Visual after welding 10 External Visual after welding 11 Heat Treatment 12 Hardness Tests 13 Hydrostatic Pressure Test 14 Alternative Test (Specify) 15 Alberta Repair/Alteration Form AB-40 or applicable R Form completed 16 Repair/Alteration Nameplate attached Hold Points Comments Owner Insp. MATERIAL USED IN REPAIR/ALTERATION Item Shell/Patches Heads/End Tubesheet Firetube Nozzles Fittings Flanges {ABSA: D1180819.DOC .2 } ABSA Repair Inspector Gauge No.’s OUTLINE SKETCH (Record Welders Symbols and Heat No.’s, Radiograph ID. No.’s) Attach separate sketch if required. Rep. Org. Mat.’l Spec Plate & Heads Heat & Plate# Thk. Sch. Rating (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 13 of 13 EXHIBIT 20.2 SAMPLE NAMEPLATE FOR REPAIR/ALTERATION NOTE: The following information must be shown, when a nameplate is required. This Exhibit must be an exact facsimile or copy of the nameplate to be used by the repair/alteration company. Altered1 by “Company Name” MAWP _________ psi 2 at _________ ° F 2 MAWP _________ kPa 2 at _________ ° C 2 MDMT _________ ° F 2 at _________ psi 2 MDMT _________ ° C 2 at _________ kPa 2 Date ___________ Job No. 6 ____________ CRN ___________ Tag No. 7 ____________ Original Manufacturer’s Name & Original Vessel Serial Number 7 Alteration, Re-Rate or Repair Nameplate Notes: 1. Identify here – “Altered” or “Re-Rated” or “Repaired”, as applicable. 2. Dual units are optional (check with vessel Owner). 3. Markings shall be produced by casting, etching, embossing, debossing, stamping or engraving and the characters must be either indented or raised at least 0.004” (0.10 mm). Letters and numbers must be at least 5/32" high. 4. Alteration/Re-Rate/Repair Nameplates shall be affixed adjacent to the original nameplate of the pressure vessel or boiler. 5. Repetition of other information that is on the original nameplate is strongly discouraged. 6. Job Number or Work Order Number is optional, but is good for tracking and retrieving the job file with alteration, re-rate or repair data. The original vessel serial number would not be used as the job number. 7. Vessel Tag Number may also be included (check with vessel Owner). Optionally, to maintain traceability to the original vessel in the event the alteration nameplate is dislodged, the original manufacturer’s company name and the original vessel serial number may be marked at the bottom of the alteration nameplate. Ref. CSA B51-19 Part 1, Clause 5.2 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 20 Page: 14 of 13 EXHIBIT20.3 SAMPLE NAMEPLATE FOR REPAIR/ALTERATION “R” Stamp only {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 1 of 25 SECTION 21 PRESSURE PIPING Note: the red text covers other scopes of work depending on the individual AB-29 application. This information should be reviewed to determine if it is applicable and can either be added or deleted. 21.1 The purpose of this section is to describe the Quality Control System for controlling the construction, repair, alteration or replacement of pressure piping systems. All other sections of this Quality Control Manual shall apply for pressure piping, except as modified below. 21.2 All pressure piping construction, repair, alteration or replacement shall be in accordance with the Safety Codes Act, and the ASME piping Codes B31.1, B31.3, B31.5, or B31.9 as applicable. ASME Code B31.1 Boiler External Piping is also within the scope of this Quality Control System. CONTRACT REVIEW 21.3 The QCM shall review the contract/order before acceptance, to ensure that requirements are adequately defined. When requirements are inadequately defined or there is no written contract/order, the QCM shall contact the client to ensure requirements are stated and agreed upon, and shall record the information in the job file. He will ensure that; a) the scope of work is defined, including the applicable ASME Code and service (for example ASME Code B31.3 service category), b) when drawings are provided by the Owner, that the Owner has approved the drawings for construction, c) when drawings are provided by the Owner, that the material list including ASTM/ASME material specification numbers, grades, schedules, classes and sizes (as applicable), is provided, d) the required Welding Procedure Specifications (Owners or contractors) are specified and qualified for the job. If Owners Welding Procedure Specifications are to be used it shall be on a per job basis and requires the written permission of the Owner, e) the degree and type of NDE, determination of lot sizes, and type of pressure test is defined, and responsibility for these requirements is assigned, f) the responsibility for quality control functions is defined, g) the responsibility for material procurement is defined, h) An Owners Inspector is provided by the Owner i) the responsibility for registering the drawings of pressure piping systems exceeding an aggregate internal volume of 500 litres (18 cubic feet) with ABSA has been assigned, and j) (Name of Company) has the capability to meet all contract/order requirements. 21.4 The QCM shall obtain written verification defining responsibility for the above activities from the Owner. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 21.5 Revision Date: Sept. 01, 2021 Section: 21 Page: 2 of 25 When part of the pressure piping involved in a contract is to be subcontracted, the QCM shall ensure that; a) the subcontractor has a valid Alberta Quality Program and Welding Procedure Specifications suitable for the scope of subcontract work, b) the contract review procedure is conducted with the subcontractor, c) the Owner and/or Owner’s Inspector is advised so that the necessary inspections can be conducted, and d) a certified Pressure Piping Construction and Test Data Report (form AB-83), for the subcontracted work, is received and incorporated into the records required by the contract and this Quality Control System. NOTE: The QCM shall make the Owner aware that under the Alberta Pressure Equipment Safety Regulation (PESR) paragraph 11(1), the Owner must have an Authorized Quality Control Program for the scope of work if the Owner assumes responsibility for Quality Control functions such as material receiving inspection, material traceability, Welder supervision and Welders records, control of N.D.E. on site, conducting pressure tests, and preparing quality control records. If the Owner does not have an Authorized Quality Control Program for any of these functions, the QCM shall make the Owner aware that all requirements of this Quality Control System must be met. The Owner should also be made aware that the design of a pressure piping system constructed for use in Alberta must be registered when the aggregate internal volume of the piping, that is not exempt from PESR requirements by PESR paragraph 4(2), exceeds 500 litres [see PESR paragraph 14(1)]. DRAWINGS, DESIGN CALCULATIONS AND SPECIFICATION CONTROL 21.6 Design drawings, calculations and specifications shall be prepared in accordance with the ASME Codes and the Alberta Safety Codes Act. These may be prepared by the Engineering Manager, Client/Owner or by a subcontracted engineering firm experienced in ASME pressure piping design. Spool drawings may also be prepared by (Name of Company) when others do not supply these. 21.7 The Engineering Manager is responsible for the following functions: a) Reviewing the customer’s specifications to ensure that the piping system can be designed and constructed in accordance with the ASME Code. b) Preparing design calculations and design drawings in accordance with the applicable ASME Code. c) Reviewing and approving the design drawings and design calculations by signature and date. d) Verifying that the design drawing contains the following information; (1) Material description including; material specification, grade, dimensions, schedule, type, and rating, {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 (2) (3) (4) (5) (6) (7) (8) Revision Date: Sept. 01, 2021 Section: 21 Page: 3 of 25 Design pressure and maximum/minimum design temperature of system, and if applicable, ASME Code B31.3 service category, Non-destructive examination and extent (i.e. random, 100%), Test pressure and medium, Heat treatment temperature and holding time if applicable, Construction details, supports, etc., Welding Procedure Specification information (e.g., WPS Numbers/electrode classification) and welding details for each weld, and Any additional job requirements. Spool Drawings e) Reviewing and approving for construction, any spool drawings prepared by (Name of Company) from Owner's design specifications and drawings. Drawing and Specification Distribution f) Maintaining a Drawing Index listing the drawing title, number and revision, copies issued and the name of the person to whom they were issued. 21.8 The Engineering Manager shall be responsible for verifying that the design drawings and specifications have been submitted in duplicate to the ABSA Design Survey department with the General Engineering Requirements for Design and Construction of Pressure Piping Systems form (AB-96) and a Design Registration Application form (AB-31) for systems that exceed 500 litres in aggregate internal volume of pressure piping that is not exempt from PESR requirements by PESR paragraph 4(2). If the design documents are to be submitted by the Owner, the Engineering Manager shall request written verification of design registration from the Owner (e.g., copy of the registered AB-96 form). For piping systems exempt from PESR requirements by PESR paragraph 4(2) or 500 litres or less in aggregate internal volume when not exempt, the submission of designs for registration is not mandatory; however, all pressure piping systems must comply with the requirements of the applicable Code of construction. All design drawings for pressure piping systems that exceed 500 litres in aggregate internal volume of pressure piping that is not exempt from PESR requirements by PESR paragraph 4(2) shall be stamped by a Registered Professional Engineer. 21.9 If the Owner has not prepared design specifications, and the piping system meets the following criteria; a) New piping systems when the aggregate internal volume of piping that is not exempt from PESR requirements by PESR paragraph 4(2) is 500 litres or less, or b) Repairs or alterations to existing piping systems, when the aggregate internal volume of piping that is not exempt from PESR requirements by PESR paragraph 4(2) is 500 litres or less, then the Engineering Manager shall prepare a Pressure Piping Specification Sheet (Exhibit 21.1) to fulfil the specification requirements of paragraphs 21.6 & 21.7. The Engineering Manager shall obtain approval of these specifications from the Owner before construction. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 4 of 25 21.10 The QCM is responsible for the control of all documents and drawings. His duties include: a) Releasing all drawings by stamping (or writing) "ISSUED FOR CONSTRUCTION" on the drawing, and initialling and dating each drawing. b) Obtaining written approval from the Owner before making any proposed changes. Job File c) Initiating a job file and ensuring that all design specifications, owner's material lists, P.O.'s etc. are kept in this file, and that each item is identified with the job number. Drawing and Specification Distribution d) Issuing drawings, specifications, Welding Procedure Specifications, P.O.'s material lists and applicable quality control forms to each QCI. e) Recalling and destroying all superseded documents. Alternatively, these may be marked "VOID" and kept in the job file. As Built Drawings f) Obtaining the Owner's approval for any revisions, and submitting the final "as built" drawing to the Owner along with all pertinent records. 21.11 The QCI shall be responsible for the handling of drawings, specifications and documents at job sites. His duties include: a) Maintaining job file(s) at site containing drawings, specifications, Welding Procedure Specifications, P.O.'s material lists and applicable quality control forms and documents. Issuing drawings and specifications to site personnel. Collecting and marking "VOID" or destroying all superseded documents. b) Forwarding the job file to the QCM when the job is completed. MATERIAL CONTROL 21.12 All material shall be controlled as per section 9 of this Quality Control Manual except as modified below. NOTE: All the material receiving, identification/verification and coding requirements defined in this section, and section 9, also apply to Owner supplied material. When the Owner supplies material, it shall be checked by the QCM/QCI upon receipt against the Owners material list. 21.13 Any proposed material substitutions must be approved in writing by the Owner and the designer of the pressure piping system. The AI must also accept material substitutions for Boiler External Piping. Revised drawings and specifications shall be prepared and issued in accordance with this Section of the Quality Control Manual. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 5 of 25 21.14 The QCI is responsible for the receiving and storage of material at site. His duties include: a) Checking all incoming material against the Purchase Order/Owner's material list, and packing slip for; (1) (2) (3) visible damage, correct dimensions, and correct material markings, specification and grade, size, schedule, rating, name of manufacturer or trademark, etc. as applicable. b) Checking MTR’s (Material Test Reports) against material markings and verifying that all material markings match those described on the MTR’s and confirming that the MTR’s are identified with the Purchase Order number; acceptance shall be indicated by initial and date on the MTR. c) Segregating and marking acceptable material in accordance with Section 9 and paragraph 21.17 of this Quality Control Manual. 21.15 When pressure vessels and skid package units form part of the pressure piping at field sites, the QCI will visually examine each pressure vessel and skid package upon arrival and will notify Owner's Inspector if damage is suspected. The ABSA Safety Codes Officer shall be notified when system has been completed to enable him to verify the pressure vessel installation. He shall also be informed immediately if any pressure vessel is damaged. 21.16 Any material/item that does not meet above requirements shall be considered nonconforming and shall be processed in accordance with Section 12 of this Quality Control Manual. 21.17 The QCI is responsible for identification and traceability of all material at the field site. He shall; a) ensure that the correct colour code is provided to site personnel, b) mark each acceptable pipe for its full length with a paint stripe using the colour coding shown on Exhibit No. 9.3. If required by the Owners specifications, an alternate colour code may be used or the material specification and grade shall be marked on each piece, and each cut off prior to the cut, c) verify that the above identification is maintained on each piece of pipe throughout construction, repair or alteration, d) ensure that piping spools received at the site are identified with the line number, spool number and job number, and that spool lists are supplied with each shipment. (a certified Pressure Piping Construction and Test Data Report [form AB-83] is required if spooling is subcontracted), e) verify that all material left at end of the project is fully identified and itemized on a material list, Material Transfers f) ensure that material shipped from another site is accompanied by a material list, and g) ensure that spooling to be installed at another site is identified with the spool number, job number and line number and that the spool list is sent with each shipment, {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 6 of 25 WELDING CONTROL 21.18 Welding activities and consumables shall be controlled in accordance with Section 11 of this Quality Control Manual and except as modified below. Welding tasks shall be assigned by the Shop/Field Manager based upon the qualifications documented on the Welders Log that is provided by the Welding Examiner. a) Tack welds that are used and/or left in place must be made by a qualified welder or welder with a Pressure Tack Welder Certificate of Competency. To qualify for a Pressure Tack Welder Certificate of Competency, the candidate must be either: i. a welding apprentice, or ii. apprentices in the boilermaker, steamfitter-pipefitter or structural steel and plate fitter trades to be eligible to take a Pressure Tack Welder Certificate of Competency examination on condition that: The candidate will provide a letter of certification by his or her employer that he/she has completed at least 40 hours of practical training in welding processes to be used in the skills test, and this 40 hours shall not include classroom lecture time. iii. A journeyman boilermaker, a journeyman steamfitter-pipefitter, a journeyman structural steel and plate fitter or a journeyman welder who has a journeyman trade certificate issued under the Apprenticeship and Industry Training Act. b) A Pressure Tack Welder Certificate of Competency holder is permitted to take any type of performance qualification test that conforms to the requirements of ASME Section IX as required by the governing construction Code and, once qualified, may weld within the limits of the qualified variables. However, the holder is limited to making welds that do not exceed the dimension limits stated on the certificate of competency. EXAMINATION AND INSPECTION SYSTEM 21.19 Under the piping Codes, inspection applies to functions performed by the Owner’s Inspector; and examination to functions done by (Name of Company). It is the Owner’s responsibility to provide Owner’s Inspector who shall inspect the piping to verify that all examination requirements have been completed in accordance with the Code and the Owner’s design specifications. Inspection by the Owner does not relieve (Name of Company) from the responsibility of performing all examinations required by the Code, Owner's specifications and this Quality Control System. 21.20 The QCM is responsible for the examination program. He shall; a) ensure that each individual assigned to perform quality control functions is competent and fully understands all applicable requirements referred to in this Quality Control Manual. Examinations are completed using Visual Inspection Procedure VT-1 (Exhibit 21.6). b) issue Quality Control Manuals, Owner's specifications, drawings, Welding Procedure Specifications, quality control forms, ABSA forms, material lists, Purchase Orders, calibration records, and all other required documents pertaining to the job to the QCI prior to start of work, c) review all completed records for compliance with the Code, Owner's specifications and this Quality Control System, and forward the Completion of Construction Declaration Form (AB-81) to ABSA prior to operation of the piping system, and {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 7 of 25 d) forward a certified Pressure Piping Construction and Test Data Report (AB-83) to the Owner with any additional records required by the contract. 21.21 The QCI is responsible for implementing the examination program at site. Under the direction of the QCM, he shall; a) initiate a job file, and maintain all applicable records detailed in paragraph 21.25 in this file, b) prior to starting fabrication, notify the Owner’s Inspector of the job and obtain inspection hold points, c) perform all the examinations required by the construction Code including visual as per the Visual Inspection Procedure VT-1. These examinations shall be documented on the Pressure Piping Examination Checklist (Exhibit 21.2). Additional examinations may be documented on back of the checklist when necessary. d) sign and date each function on the Pressure Piping Examination Checklist when all examinations have been satisfactorily completed, e) communicate with the Owner’s Inspector to arrange for inspection and sign off, when inspection hold points are reached, f) examine each system after completion and prior to test against design specifications and drawings using the Pressure Piping Examination Guide (Exhibit 21.3), g) prepare and certify the Pressure Piping Construction and Test Data Report (AB-83) for all spools and/or complete systems constructed by (Name of Company) and present the form to the Owner's Inspector for his certification. Prepare and sign the Completion of Construction Declaration Form (AB-81) for piping systems over 500 litres in aggregate internal volume constructed by (Name of Company), or sign the Pressure Piping Specification Sheet indicating completion for piping systems with an aggregate internal volume of 500 litres or less, h) verify that the "as built" drawings have been revised to incorporate all changes and that the changes have been approved by the Owner, and i) forward the Job File, drawings, reports and radiographs to the QCM. 21.22 When pressure vessels are installed at site, the QCI will ensure that: a) Each pressure vessel is installed in accordance with job specifications and Safety Codes Act and Regulations. b) The ABSA Safety Codes Officer is notified at start of construction to enable him to inspect the installation of each pressure vessel before start up. PRESSURE TESTS 21.23 The QCM is responsible for the implementation and control of this section. His duties include: a) Preparing the written test procedure for all pressure tests in accordance with the applicable Code, and job specifications. b) Ensuring that the test procedure is accepted by the Owner’s representative before the test. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 8 of 25 c) For pressure piping systems over 500 litres in aggregate internal volume, submitting all proposed pneumatic test procedures to the ABSA Design Survey department for acceptance before the test. d) For pressure piping systems equal to or less than 500 litres in aggregate internal volume, if pneumatic testing is required (as determined in accordance with the construction Code), ensuring that the pneumatic test procedure used is consistent with the ABSA standard procedure (Section 23 of this Manual) and that all safety precautions in the procedure are enforced. When the procedure described in Section 23 of this Manual is followed, acceptance by ABSA Design Survey department is not required. e) Distributing the test procedure to site personnel. 21.24 The QCI's Duties Include: a) Notifying the Owner's Inspector, reasonably in advance of any pressure test. b) Witnessing all pressure tests and verifying that the tests were performed in accordance with the approved procedures and job specifications. c) Examining the system before the test and after completion using the Pressure Test Examination Guide (Exhibit 21.3). d) Highlighting on the construction drawings, each section tested. RECORD RETENTION 21.25 The QCM will ensure that the following records are maintained in the engineering file, identified by job number, for a minimum of five years; a) Design specifications, b) Drawings, c) Pressure Piping Construction and Test Data Report, d) Material Test Reports (MTRS), e) NDE reports, f) Physical test reports (e.g., mechanical or toughness tests), g) Radiographic film interpretation sheets, h) Heat treatment records, i) Nonconformity Reports, j) Welders records and weld identification maps, k) Welding Procedure Specifications, l) Pressure test procedures and reports, m) Material lists, spool lists, Purchase Orders generated by (Name of Company), n) Copy of NDE Examiner certificates, and {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 9 of 25 o) As built drawings. ADDITIONAL REQUIREMENTS FOR MECHANICALLY ASSEMBLED PIPING DRAWINGS, DESIGN CALCULATIONS AND SPECIFICATION CONTROL 21.26 Threaded piping shall be designed and constructed within the specific service limitations of ASME Pressure Piping B31.1 and B31.3 Codes, as applicable. Repairs and alterations of threaded piping will be completed in accordance with the Alberta Safety Codes Act and Regulations and, insofar as possible, in accordance with the above Codes of construction. Threaded piping is specifically not permitted under the following service conditions: For ASME B31.1 Applications Wherever severe erosion, crevice corrosion, shock or vibration is expected to occur, and at temperatures over 925 degrees F. Outside of these exclusions nominal pipe size and thickness limitations govern. For ASME B31.5 Applications Threaded joints shall not be used for Group 2 or Class 3 refrigerants unless seal welded; Threaded joints larger than NPS 1 shall not be used for Group 2 or Class 3 refrigerants; Threaded joints larger than NPS 6 shall not be used for salt brines; For ASME B31.3 Applications Severe cyclic service conditions (except as permitted in par. 314.2). Threaded piping should be avoided wherever severe erosion, crevice corrosion, or cyclic loading may occur. For ASME B31.9 Applications Wherever severe erosion, crevice corrosion, shock or vibration is expected to occur, 21.27 In addition to the previous conditions, for ASME B31.3 applications, threaded piping shall be designed and constructed for normal fluid service and Category D fluid service only (fluid service categories are defined in ASME B31.3, paragraph 300.2). 21.28 The Engineering Manager is responsible for the design of mechanically assembled pressure piping systems in accordance with construction Code requirements and when applicable referencing the applicable mechanical assembly procedures on the construction drawing. Some specific duties related to mechanically assembled piping include: FOR B31.1 APPLICATIONS a) Ensuring that whenever threaded piping is utilized for B31.1 construction that as a minimum (in accordance with paragraph 114.3) standard weight pipe is used, and for steam service over 250 psi or water service over 100 psi and 220 degrees F the pipe shall be seamless having a minimum tensile strength of 48,000 psi and a weight at least equal to Schedule 80. Paragraph 114.2.1 also further limits the use of threaded joints in steam and hot water service to a specified maximum nominal pipe size, dependent upon the maximum pressure. b) Ensuring that when threaded piping is utilized in specific piping systems for various service conditions, that the service related requirements of paragraph 122 are met and that whenever threaded piping is utilized for toxic or flammable fluids or gases the pipe thickness is no less than extra strong, regardless of pressure. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 10 of 25 FOR B31.3 APPLICATIONS c) Verifying that threaded piping layout minimizes stress on joints and that special consideration is given for stresses due to thermal expansion. Additionally, the QCM shall confirm that there are provisions made to counteract forces that would tend to unscrew the joints. d) Ensuring that threaded flanges in which the pipe ends project through to serve as the gasket surface are used only for Category D fluid service. e) Verifying the following design requirements, for taper-threaded joints; (1) that the minimum thickness of male threaded components shall be in accordance with Table 314.2.1 and its’ notes as specified in ASME B31.3, (2) female threaded components shall be at least equivalent in strength and toughness to threaded components listed in Table 326.1 of ASME B31.3 and otherwise suitable for the service, and (3) couplings having straight threads may be used for Category D fluid service only, and only with threaded mating components. f) Ensuring that the design and assembly of tubing joints complies with ASME B31.3 paragraphs 315.1, 315.2 and 315.3 and 335.4. g) Ensuring that the design and assembly of flanged joints complies with ASME B31.3 paragraphs 312, 335.1 and 335.2. FOR B31.5 APPLICATIONS h) Verifying that threaded piping layout minimizes stress on joints and that special consideration is given for stresses due to thermal expansion. i) taper-threaded joints and straight threads should meet paragraph 514; (1) Pipe with a wall thickness less than ASME B36.10 Standard Weight or Schedule 40 up to NPS 6 and Schedule 30 in NPS 8, 10, 12 should not be thread. (2) that the wall thickness for refrigerant pipe sizes NPS 6 and smaller shall be no less than Schedule 40, and for liquid refrigerant in Groups A2, A#, B2, and B3, pipe size smaller than NPS 2 shall be not less than Schedule 80. j) Ensuring that the design and assembly of tubing joints complies with ASME B31.5 paragraphs 505.2. k) Ensuring that the design and assembly of flanged joints complies with ASME B31.5 paragraphs 508. FOR B31.9 APPLICATIONS l) Verifying that threaded piping layout minimizes stress on joints and that special consideration is given for stresses due to thermal expansion or contraction. . m) Threads on pipe and fitting shall be taper pipe threads in accordance with ASME B1.20.1 or other applicable standards listed in Table 926.1. Threads in wrought steel coupling NPS 2 and smaller may be straight pipe threads. (1) Metallic pipe with wall thickness less than standard wall in ASME B36.10M should not be thread, regardless of service.. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 11 of 25 (2) Plastic pipe with wall thickness less than that of Schedule 80 should not be threaded. (3) Polyethylene pipe and polybutylene pipe shall not be threaded. n) Ensuring that the threaded pipe complies with ASME B31.9 paragraphs 935.4. o) Ensuring that the threaded joints comply with ASME B31.9 paragraphs 936.6.4. EXAMINATION AND INSPECTION SYSTEM 21.29 The QCM shall ensure that the applicable (Name of Company) Threaded Piping Procedure is referenced on the construction drawing and that the referenced Threaded Piping Procedure specifies; a) fluid service or range of fluid services that the procedure is applicable to, applicable pipe materials, pipe sizes and minimum wall thicknesses to be used, b) pipe thread assembly dimensional requirements (e.g., the sample of dimensional requirements illustrated in Exhibit 21.5 may be appropriately modified to include within the threaded piping procedure), c) drill sizes for pipe taps, and d) type of pipe joint sealant to be used. BOILER EXTERNAL PIPING REQUIREMENTS 21.30 Boiler External Piping will be manufactured in accordance with all of the requirements this Quality Control Manual, CSA B51 and the ASME Code with the following additions and/or exceptions: a) Welded Boiler External Piping, over NPS 2 (DN 50), shall be stamped with the manufacturers or contractor’s name and serial number. The Certification Mark and Designator will also be added for Manufacturers with an ASME program that will use the P4-A form for reporting. When the Certification Mark and Designator will not be used an AB-83 will be used to report the Boiler External Piping. b) Such stamping shall be on the pipe, valve, or fitting adjacent to the welded joint farthest from the boiler. For piping operating at temperatures above 800°F (425°C) the Certification Mark may be stamped on a nameplate that is irremovably attached by welding, provided such welding is postweld heat treated, or on a circular metal band at least 1/4 in. (6 mm) thick. This band around the pipe shall be secured in such a manner as to prevent it from slipping off during handling and installation. c) Welded piping NPS 2 (DN 50) or less included within the scope of this Code shall be marked with identification acceptable to the Inspector and traceable to the required Data Report. Such marking shall be of a type that will remain visible until the piping has been installed. d) Initiating a Travel Sheet (Exhibit 21.2) for Boiler External Piping and presenting it to the AI, with drawings, specifications, and calculations, prior to the start of fabrication for the assignment of witness/review points and inspection/hold points. If the construction drawing is revised after initiation of the Travel Sheet, the QCM shall review and revise the Travel Sheet as required. The revised Travel Sheet shall be presented to the AI for acceptance. The obsolete Travel Sheet will document the last completed operation, reference the new Travel Sheet revision number, and be placed in the job file. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 12 of 25 e) Notifying the AI in advance of any witness/hold points. Work shall not proceed beyond an established Witness/Hold point until the AI has released the Witness/Hold point by initialling and dating the Travel Sheet. An Inspection/Review point shall be used to indicate a requirement for AI inspection but that work may proceed beyond an Inspection/Review point without AI concurrence. f) For Section I Boiler External Piping hydrostatic pressure test, the water temperature shall be greater than 70 degrees F (20 degrees C); however, the metal temperature shall not exceed 120 degrees F (50 degrees C). APPLICABLE DOCUMENTS/FORMS Pressure Piping Specification Sheet, Exhibit 21.1 Pressure Piping Examination Checklist, Exhibit 21.2 Pressure Piping Examination Guide, Exhibit 21.3 Pressure Test Examination Guide, Exhibit 21.4 Sample – Pipe Thread Assembly Dimensional Requirements, Exhibit 21.5 Visual Inspection Procedure VT-1 Exhibit 21.6 ABSA/Alberta Government (Municipal Affairs) Forms General Engineering Requirements for Design and Construction of Pressure Piping Systems, AB-96 Design Registration Application, AB-31 Pressure Piping Construction and Test Data Report, AB-83 Completion of Construction Declaration Form, AB-81 {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Page: 13 of 25 Section: 21 EXHIBIT 21.1 PRESSURE PIPING SPECIFICATION SHEET PRESSURE PIPING SPECIFICATION SHEET (For Construction/Repair/Alteration of Pressure Piping Systems Less Than or Equal to 500 Litres, Aggregate Internal Volume) Owner: Contractor : Plant Location: Item No. Line No. Material List Mat'l Spec. Description & Grade Design Pressure Design Temp. Min. / Max. AQP: Job #: Piping Sketch (Reference attached drawings if appropriate) Sch./ Rating Code Corr. ASME All. B31.1/B31.3 (use for recording RT No’s. & Welder Symbols) Service (e.g., Normal, Cat. D, M, K) Severe Cyclic Yes/No Test Pressure Test Medium (Note: Pneumatic tests must have prior acceptance from ABSA.) Welding Procedure Specification No’s: Numbers: Line MT / PT Radiography No. Extent % Extent % NDE Contractor: Hardness Testing Ultrasonic - Other NDE Description / Extent % Other Requirements Post Weld Heat Treatment Yes/N.A.: Post Weld Heat Treatment Time/Temp.: PWHT Contractor: Approved by Owner: Date: Approved by Contractor: Date: Comments: WORK COMPLETED AND ACCEPTED (AB-83 completed) Contractor Signature: {ABSA: D1180819.DOC .2 } Date: (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 14 of 25 EXHIBIT 21.2 PRESSURE PIPING EXAMINATION CHECKLIST PRESSURE PIPING EXAMINATION CHECKLIST JOB NUMBER: NO. FUNCTION Q.C. MAN. REF. 21.3,21.4 1 DRAWINGS: ABSA registration over 0.5 Cu. M. Approved by Owner. Approved for Construction (signed & dated). 2 ABSA Safety Codes Officer / AI and Owner's Inspector notified for initiation of the examination checklist. 3 Registered Welding Procedure Specifications, Q.C. Manual and Forms available at site, Job File started. 21.20 4 Welders qualified for WPS’s and have valid Performance Qualification cards. Welders Log completed. WPS reviewed with Welders. 11.4, 21.18 5 Material checked against P.O., drawings, and specifications. Identification confirmed. Colour coding applied. 21.12, 21.14 6 Sample of each Welder’s work examined, including root spacing, alignment, cleaning, joint preparation, preheat and electrode control. 11.5, 21.21 7 Nondestructive Examination completed. Reports and radiographs reviewed, signed by Level II or III, Radiograph I.D. detailed on drawings. 13.3, 13.5 8 Visual Examination of all completed welds as per visual inspection procedure. Welders I.D. stamped and recorded on drawings. 11.5, 21.21 9 Heat Treatment verified and recorded on drawings. 21.15, 21.21, 21.30(d) 14.6 10 Each system checked against specifications and drawings before test, using Exhibit 21.3 and Exhibit 21.4. 11 All deficiencies recorded and signed off by Q.C.I. and Owner's Inspector before test. 12 Pressure Test checked and correct temperature recorded and verified. Gauge calibration verified. Gauge #’s recorded. 13 System checked after test. Deficiencies recorded and corrected. (Exhibit 21.4) 14 Boiler External Piping identification stamping completed and verified. 21.30(a)(b)(c) 15 Construction data reports (AB-83, P-4A) prepared and signed by QCI and Owner’s Inspector. 21.21(g) 16 Declaration form (AB-81) submitted to ABSA 21.20(c) 17 As built drawings accepted by Owner. 21.21(h) {ABSA: D1180819.DOC .2 } 21.21, 21.23 21.23, 21.30(f) 21.23 SIGNATURE OR INITIAL AND DATE AI OWNER’S QCI BEP only INSPECTOR (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 15 of 25 EXHIBIT 21.3 PRESSURE PIPING EXAMINATION GUIDE PRESSURE PIPING EXAMINATION GUIDE EXAMINATION PRIOR TO PRESSURE TEST (PUNCHING) Q.C. INSP. 1. Pipe Material; schedule and specification correct. 2. Flanges; ratings, schedule and material specification correct. 3. Fittings; tees, return bends, reducers, couplings and weld-o-lets etc. Correct schedule and material specification. 4. Valves; identification – Manufacturer's name tag, etc., correct. 5. Valves; installed correctly, flow direction, accesses, rising stems free from obstructions, clearance for removal adequate. 6. Lubrication fittings, drains, etc., installed as required. 7. Bolts, Studs, Nuts; length and material correct. Studs at least flush with heads (max. Thread exposure beyond nut should be about 2 threads) 8. Gaskets are correct type, material, size, etc. 9. All welding satisfactory and traceable to Welder’s symbol. 10. Seal welding complete - all threads covered. 11. All attachment welds satisfactory. 12. All N.D.E., heat treatment complete, records filed. 13. Guide anchors and shoes required installed correctly. (High temp. lines) 14. Line supports adequate – supports to be checked against drawings. 15. Spring hangers - correct type, correct installation. 16. Lines have adequate allowance for expansion. 17. Bellows type expansion joints - correct type, pressure rating and correct installation. 18. Required cold spring applied. 19. Orifice runs have specified straight length of pipe - located correctly etc. 20. All deficiencies recorded on Punch List. Quality Control Inspector Signature: {ABSA: D1180819.DOC .2 } Date: (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 16 of 25 EXHIBIT 21.4 PRESSURE TEST EXAMINATION GUIDE PRESSURE TEST EXAMINATION GUIDE PRESSURE TEST PREPARATION Q.C. INSP. 1. All punch list items corrected. 2. Test blinds are of correct thickness. 3. All items which could be damaged by test isolated or removed (control valves, safety valves, instruments, expansion joints, etc.) 4. Equipment with internals (i.e. filters) that could be damaged is isolated as required. 5. Vents and drains correctly installed. 6. Open and Closed position of all valves verified. 7. Shipping bars in place – bellows. 8. Hanger stops in place. PRESSURE TEST COMPLETION Q.C. INSP. 1. All temporary blinds (blanks) removed. 2. Temporary gaskets changed for correct gaskets. 3. Temporary supports removed. 4. Shipping bars removed from bellows. 5. Spring hanger stops removed - cold setting checked. 6. Pressure Relief Valves – “UV” or “V” symbol as applicable and at correct set pressure and capacity installed. 7. Safety valve vents are correct size - adequately supported - drain holes and or weather hoods installed. 8. Screens for pumps and compressors installed (initial start-up and permanent screens). Quality Control Inspector Signature: {ABSA: D1180819.DOC .2 } Date: (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 17 of 25 EXHIBIT 21.5 SAMPLE – PIPE THREAD ASSEMBLY DIMENSIONAL REQUIREMENTS ASME STANDARD, B1.20.1 TAPER PIPE THREAD DIMENSIONS Because of the taper, a pipe can only screw into a fitting a certain distance before it jams, unlike threading a nut on a bolt. The standard specifies this distance, the effective thread (F). It also specifies another distance, the engagement, which is the distance the pipe can be screwed in by hand without much effort. For workers, instead of these distances, it may be more convenient to know how many threads (i.e., turns) to make by hand and how many with a wrench (e.g., provided in the two right columns in the table below). The table shows the distances and number of turns called for in the standard. A tolerance of plus or minus one turn is allowed. All dimensions are in inches except for columns specifying number of threads. NOMINAL PIPE SIZE (NPS) NUMBER OF THREADS PER INCH O. D. OF PIPE ”D” 1/8 1/4 3/8 1/2 3/4 1 1-1/4 1-1/2 2 2-1/2 3 3-1/2 4 27 18 18 14 14 11.5 11.5 11.5 11.5 8 8 8 8 .405 .540 .675 .840 1.050 1.315 1.660 1.900 2.375 2.875 3.500 4.000 4.500 MINOR DIA. LENGTH OF PITCH DIA. AT AT SMALL EFFECTIVE START OF EXT. END OF THREAD, THREAD “E” PIPE *1 EXTERNAL “F” 0.3339 0.4329 0.5676 0.7013 0.9105 1.1441 1.4876 1.7265 2.1995 2.6195 3.2406 3.7375 4.2344 .36351 .47739 .61201 .75843 .96768 1.21363 1.55713 1.79609 2.26902 2.71953 3.34062 3.83750 4.33438 .2639 .4018 .4078 .5337 .5457 .6828 .7068 .7235 .7565 1.1375 1.2000 1.2500 1.3000 Example Hand Engagement plus Wrench Makeup Lengths not necessarily equal to Length of Effective Thread LENGTH OF ENGAGEMENT TIGHTENED BY HAND WRENCH MAKEUP LENGTH 0.180 0.200 0.240 0.320 0.340 0.400 0.420 0.420 0.436 0.682 0.766 0.821 0.844 0.111 0.167 0.167 0.214 0.214 0.261 0.261 0.261 0.261 0.250 0.250 0.250 0.250 *1 Minor Diameter at Small End of Pipe - given as information for use in selecting tap drills. {ABSA: D1180819.DOC .2 } HAND WRENCH TIGHT MAKEUP THREADS THREADS 4.86 3.60 4.32 4.48 4.75 4.60 4.83 4.83 5.01 5.46 6.13 6.57 6.75 3 3 3 3 3 3 3 3 3 2 2 2 2 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 18 of 25 EXHIBIT 21.6 VISUAL INSPECTION PROCEDURE VT-1, Revision 0 1.0 Scope 1.1 This Visual Inspection Procedure is a method of non-destructive testing by using the visual inspection method. It is recognized that the effectiveness of any non-destructive testing program is limited by the capabilities of the procedure, the equipment available, and by the personnel who are responsible for performing the inspection in accordance with the procedure. This procedure focuses on types of configurations to be examined and base metal product forms that can be used but shall not be limited to; pipe, plate, forgings, structural steel shapes, forged fittings, butt weld fittings, valves, fit-up, weld finish, and weld size, etc. 1.2 Visual examination is the observation of pressure and non-pressure components either before, during of after manufacturing, assembly, erection, inspection or testing. Visual inspection is generally used to determine such things as, the surface condition and preparation of parts, alignment of mating surfaces, shapes of parts, evidence of leaking, inprocess welding, finished joints/welds, and ensuring fabrication and finished welds meet the applicable code requirements. 1.3 When required by the referencing Code Section, a personnel demonstration may be used to verify the ability of the examiner to apply the examination procedure. 1.4 Visual Inspection Report # VT-001 was used to document the demonstration of this procedure to ensure its adequacy. The demonstration verifies that an artificial imperfection (e. g., a fine line drawn with a 0.5 mm mechanical pencil, a fine line scribed (less than 0.8 mm) with a scriber, etc.) held at an angle not less than 30 degrees to the surface of a weld can be detected using the direct visual examination technique. The demonstration is done one time and is maintained on file by the Quality Control Manager. 2.0 Safety Requirements 2.1 All (Name of Company), and customer, safe work practices and procedures and any legislated safety acts and regulations must be followed. 2.1.1 When airborne particles are present: Wear safety glasses/goggles, 2.1.2 Electric shock: Electric short circuits can cause shock so ensure when using electric lighting the equipment has been checked for breaks, cuts, etc. 2.1.3 Falls: Examination is often carried out from ladders, scaffolding etc. proper safe practices must be followed and proper fall protection must be in place in all cases. 2.1.4 Environment: Identify hazards in the work area and take appropriate steps to eliminate or control them. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 19 of 25 3.0 Personnel Qualifications 3.1 Visual Inspection shall be conducted and reports signed by personnel qualified and certified in accordance with BPV Code, Section V, Article 1, T-120(e) or (f) for both ASME B31.1, Boiler External Piping (BEP) & B31.3 Process Piping. Examination personnel shall have an annual vision test to assure natural or corrected near vision acuity such that they are capable of reading standard J-1 letters on a standard jaeger test type charts for near vision. Examination personnel qualified to AWS QC1 may also be used for visual examinations of welds for B31.1 BEP. NOTE: This must be expanded in the QC manual describing in their written practice and how they qualify individuals for visual examination. 3.2 As an alternative to personnel certified as per 3.1 for visual examinations performed to ASME B31.1 Boiler External Piping (BEP), the following are minimum requirements: 3.2.1 Instruction in the fundamentals of visual inspection, 3.2.2. On the job training to familiarize personnel with the appearance and interpretation of indications of weld defects. The length of time for such training shall be sufficient to ensure adequate assimilation of the knowledge required, 3.2.3 An eye exam is required at least once per year to determine optical capability to perform visual inspections, 3.2.4 Upon completion of 3.2.1 & 3.2.2 personnel shall be given a written and performance examination by (name of company) to determine if personnel are qualified to perform the required examinations and interpret test results. NOTE: This must be explained further (type of examination, number of questions, pass mark, performance examination, etc.) 3.2.5 Each employee will be issued a certificate to document his experience, training, and eye exam, which when signed by the Quality Control Manager, ensures each employee meets the visual inspection procedure requirements when conducting examinations on BEP in accordance with B31.1. 4.0 Equipment 4.1 The following equipment can be used for visual examinations and shall be capable of viewing, magnifying, identifying, measuring, and recording observations in accordance with the applicable construction code but shall not be limited too: 4.1.1 The minimum light intensity shall be 100 fc (1076 lx). Verification of the following light sources either a 3 volt LED flashlight (batteries changed after 10 hours of use), or 100W trouble light has been demonstrated, documented, and is maintained on {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 4.1.2 4.1.3 4.1.4 4.1.5 4.2 Revision Date: Sept. 01, 2021 Section: 21 Page: 20 of 25 file verifying a minimum light intensity of 100 fc (1076 lx) measured on the examination surface at a distance of 24 in. (600 mm) with a calibrated light meter. High/low gauge, bridge cam gauge, fillet gauge, pit gauge Tape measure, scraper Magnifying lens, mirror Borescope, camera The following methods or tools can be used for surface preparation when conducting visual examinations. The methods or tools used ensure that visual examination can be conducted without impairment of weld slag, metal filings, dirt, debris, extraneous matter and shall be capable of viewing, magnifying, identifying, measuring, and recording observations in accordance with the applicable construction code. The following methods or tools can be used but shall not be limited too: 4.2.1 Wire brush/wire wheel 4.2.2 Chipping hammer 4.2.3 Grinder/sanding disk 4.2.4 Solvents 4.2.5 Sand Blasting 4.2.5 Power washing 5.0 Sequence of Examination 5.1 Visual examinations can be performed at many different stages thought the fabrication process. The sequence of examinations (Inspection Plan) will vary depending on the type of examination, personnel performing the examination, location of the examination, etc. and must be determined for each examination type. An examination sequence prior to welding could be: Establish Inspection plan Establish hold points if required Review fabrication drawings Check WPS and performance qualifications Verify materials including consumables Examine base material Examine fit-up and alignment of joints Examine completion of finished welds Evaluation and reporting 6.0 Direct/Remote/Translucent Visual Examination 6.1 Inspections shall be performed by either the direct or remote visual examination method as applicable. Visual examination is used to determine the surface condition of a part, material, preparation and alignment of mating surfaces, fit-up, shape, weld quality, weld {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 21 of 25 size, evidence of leaking and translucent laminate subsurface conditions. Surfaces being prepared for inspection shall include all areas of interest as well as 1” of the adjacent area of the part or weld. 6.2 All materials to be used in fabrication along with examinations of fit-up, completion of welding, weld size, and welder identification, shall be examined. 6.3 Parts, areas, welds or threads shall be cleaned to the degree that all dirt, paint, scale, weld spatter, grease, oil, slag or any other foreign debris is removed so as to allow for a complete visual inspection. 6.4 The minimum light intensity, natural or supplemental white source, shall be measured on the examination surface with a white light meter prior to examination or a verified light source shall be used. 6.4.1 Direct Visual Examination – When conducting direct visual examinations the eye shall be placed within 24 in. of the surface to be examined and at an angle not less than 30 deg. to the surface to be examined. Mirrors may be used to improve the angle of vision. 6.4.2 Remote Visual Examination – In some cases, remote visual examination may have to be substituted for direct examination. Remote visual examination may use visual aids such as mirrors, telescopes, borescopes, fiber optics, cameras, or other suitable instruments. Such systems shall have a resolution capability at least equivalent to that obtainable by direct visual observation. Remote visual aids shall be noted on the report. 6.4.3 Translucent Visual Examination – Is a supplement of direct visual examination. The method of translucent visual examination uses the aid of artificial lighting, which can be contained in an illuminator that produces directional lighting. The illuminator shall provide light of an intensity that will illuminate and diffuse the light evenly through the area or region under examination. The ambient lighting must be so arranged that there are no surface glares or reflections from the surface under examination and shall be less than the light applied through the area or region under examination. The artificial light source shall have sufficient intensity to permit “candling” any translucent laminate thickness variations. 7.0 Evaluation and Acceptance Criteria 7.1 All discontinuities found shall be evaluated in accordance with the applicable code or specification as dictated by the owner. Cracks are prohibited and shall be brought to the attention of the owner or owner representative immediately. Reference Fig. 1.0 – 5.0 for determining correct weld dimensions, examples of weld imperfections and acceptance criteria based on the applicable construction Code. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 22 of 25 7.2 This visual inspection procedure is mainly for the examination of pressure piping to ASME B31.1 Power Piping, Boiler External Piping (BEP), and B31.3 Process Piping. As other construction Codes do not reference requirements for visual inspection (Section I & Section VIII Division 1) this procedure can be used in conjunction with other construction Codes as a guide in assisting with visual examinations during fabrication. The construction Code in all cases will take precedence for acceptance criteria. 8.0 Reporting 8.1 A written report of the examination shall contain the following information: 8.1.1 8.1.2 8.1.3 8.1.4 8.1.5 8.1.6 8.2 Date of examination Procedure Identification and revision level Technique used Results of examination Examination personnel identity and referencing Code section when required. Identification of the part or component examined. The written report containing the above information, need not document each viewing or dimensional check. [A system on how each examination will be documented needs to be included in the quality system. In most cases a travel sheet will be used for the final examination approvals but each examination must be completed and recorded (Recorded on spool sheet by line number, etc.)] Fig 1.0 Minimum Welding Dimensions for Integrally Reinforced Fittings Nominal Thickness of branch Groove weld must be filled to the Manufacturer’s weld line (if applicable) Note (1) Cover fillet weld shall provide a smooth transition to the run pipe with an equal leg fillet at the longitudinal section to an equal leg fillet, unequal (oblique) leg fillet, or groove butt joint at the transverse section (depending on branch connection size). Lesser of 0.7Tb or 6 mm (1⁄4 in.) Tm= nominal thickness of the branch weld for integrally reinforced branch connection fittings either, as specified by the manufacturer of the branch connection fitting, the full depth of the resultant weld groove, after fit-up, if no manufacturers weld thickness is specified, as documented and specified in the engineering design in accordance with para. 300(c)(3), or calculated and .2 documented in accordance with the requirements of para. 304.7.2 of B31.3. {ABSA: D1180819.DOC } Groove weld must be filled to the Manufacturer’s weld line (if applicable) (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 23 of 25 Fig 2.0 Minimum Welding Dimensions for Socket Welded Components/Flanges and Butt Welding Imperfections. Socket Weld Fittings Socket Weld Flange. Xmin.= the lesser of 1.4T or the thickness of the hub s Examination of Fillet welds Fit-up should be verified as per the weld detail indicated on the construction drawing Ensure proper contour and a smooth transition between weld legs Ensure fillet legs are of equal size Ensure adequate penetration at the root of the weld Undercut (if identified) is within code requirements Acceptance criteria as per Fig. 3.0 for B31.3 Typical Fillet Weld Imperfections Determining Proper Fillet Weld Size Examination of Butt welds - Fig 3.0 Acceptance Criteria for Welds — {ABSA: D1180819.DOC .2 } Fit-up should be verified as per the weld detail indicated on the construction drawing Surface should be free from coarse ripples, groves, Visual and Radiographic Examination for ASME B31.3 overlaps and abrupt ridges and valleys Ensure groove is completely filled with penetration achieved. a smooth transition between weld legs Ensure fillet legs are of equal size Undercut (if identified) is within code requirements Acceptance criteria as per Fig. 3.0 for B31.3 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 24 of 25 GENERAL NOTES: (a) Weld imperfections are evaluated by one or more of the types of examination methods given, as specified in ASME B31.3 paras. 341.4.1, 341.4.2, 341.4.3, and M341.4, or by the engineering design. (b) “N/A” indicates the Code does not establish acceptance criteria or does not require evaluation of this kind of imperfection for this type of weld. (c) Check (✓) indicates examination method generally used for evaluating this kind of weld imperfection. (d) Ellipsis (. . .) indicates examination method not generally used for evaluating this kind of weld imperfection. NOTES: (1) Criteria given are for required examination. More stringent criteria may be specified in the engineering design. See also paras. 341.5 and 341.5.3. of B31.3. (2) Branch connection weld includes pressure containing welds in branches and fabricated laps. (3) Longitudinal groove weld includes straight and spiral (helical) seam. Criteria are not intended to apply to welds made in accordance with a standard listed in Table A-1 or Table 326.1. of B31.3. Alternative Leak Test requires examination of these welds; see para. 345.9. (4) Fillet weld includes socket and seal welds, and attachment welds for slip-on flanges, branch reinforcement, and supports. (5) These imperfections are evaluated only for welds ≤ 5 mm (3⁄16 in.) in nominal thickness. (6) Where two limiting values are separated by “and,” the lesser of the values determines acceptance. Where two sets of values are separated by “or,” the larger value is acceptable. T w is the nominal wall thickness of the thinner of two components joined by a butt weld. (7) For circumferential groove welded joints in pipe, tube, and headers made entirely without the addition of filler metal, external concavity shall not exceed the lesser of 1 mm (1⁄32 in.) or 10% of the joint nominal thickness. The contour of the concavity shall blend smoothly with the base metal. The total joint thickness, including any reinforcement, shall not be less than the minimum wall thickness, tm. (8) For groove welds, height is the lesser of the measurements made from the surfaces of the adjacent components; both reinforcement and internal protrusion are permitted in a weld. For fillet welds, height is measured from the theoretical throat, Fig. 2.0; internal protrusion does not apply. (9) For welds in aluminum alloy only, internal protrusion shall not exceed the following values: (a) 1.5 mm (1⁄16 in.) for thickness ≤ 2 mm (5⁄64 in.) (b) 2.5 mm (3⁄32 in.) for thickness > 2 mm and ≤ 6 mm (1⁄4 in.) For external reinforcement and for greater thicknesses, see the tabulation for symbol L. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 21 Page: 25 of 25 Fig. 4.0 Criterion Value Notes for Fig. 3.0 Fig.are 5.0unacceptable: ASME B31.1 Acceptance Standards The following indications (a) Cracks - external surface. (b) Undercut on the surface that is greater than 1/32 in. (1.0 mm) deep, or encroaches on the minimum required section thickness. (c) Undercut on the surface of longitudinal butt welds. (d) Weld reinforcement of Girth and Longitudinal Butt Welds greater than specified below: (e) Lack of fusion on surface. (f) Incomplete penetration (applies only when inside surface is readily accessible). (g) Any other linear indications greater than 3/16 in. (5.0 mm) long. (h) Surface porosity with rounded indications having dimensions greater than 3/16 in. (5.0 mm) or four or more rounded indications separated by 1/16 in. (2.0 mm) or less edge to edge in any direction. Rounded indications are indications that are circular or elliptical with their length less than three times their width. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 Page: 1 of 6 SECTION 22 CONSTRUCTION OF MINIATURE VESSELS AND FITTINGS 22.1 The purpose of this section is to describe the special procedures and controls for the construction and inspection of miniature vessels and registered category “A”, “E” and “H” pressure fittings in accordance with the Alberta Safety Codes Act and Regulations, and CSA B51. 22.2 Supplementary to the requirements of CSA B51, the following items will be submitted for design registration as pressure vessels in accordance with the regulations under the Alberta Safety Codes Act: a) c) e) 22.3 steam jacketed sterilizers, steam jacketed kettles, compressor bottles, b) d) f) autoclaves, air cooled heat exchanger headers, hairpin type heat exchangers. Pressure Vessels categorized by CSA B51 and the ASME Code [Section VIII, Division 1, paragraph U-1(j)] as Miniature Pressure Vessels will be manufactured in accordance with all of the requirements this Quality Control Manual, CSA B51 and the ASME Code with the following additions and/or exceptions: a) Any pressure vessel that is not provided with a quick-actuating or quick-opening closure, or required by the ASME Boiler and Pressure Vessel Code to be fully radiographed, and where the pressure vessel does not exceed the pressure-volume limits described in sub-paragraphs 1 through 3 below shall not be required to be inspected by the AI; (1) 5.0 cu. ft. (0.15 cu. m.) in capacity and 250 psi. (1725 kPa) design pressure, or (2) 3.0 cu. ft. (0.085 cu. m.) in capacity and 350 psi. (2415 kPa) design pressure, or (3) 1.5 cu. ft. (0.0425 cu. m.) in capacity and 600 psi. (4140 kPa) design pressure. (NOTE: Straight-line interpolation for intermediate volumes and design pressures is permitted, as illustrated in Exhibit 22.1.) b) The QCM has the responsibility of assuring that the quality control, the detailed examinations, and the tests required by this Quality Control Manual and by the Code are completed. Some of the Code specified responsibilities are summarized in Section VIII, Division 1, paragraph UG-90. c) The duties, responsibilities, activities and certification of the Certified Individual are described in the Certified Individual Requirements (Exhibit 22.2) document. d) The Travel Sheet (Exhibit 9.5 and 9.6) shall be initialled and dated by the QCI, as each examination function is completed. On the back side of the Travel Sheet the material tabulation details (i.e., verified thickness and material identification markings) and Welders’ symbols for specific joints shall be recorded, and fit-up visual examination records shall be initialled but not dated to indicate completion and acceptance. e) The QCM shall ensure that the correct hydrostatic test pressure is applied to the completed miniature pressure vessel as specified on the approved drawing. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 Page: 2 of 6 f) Each item registered as a miniature pressure vessel will be identified with a nameplate (Exhibit 10.1), or through direct stamping in compliance with ASME Code Section VIII, Division 1, paragraph UG-116 with the addition of the CRN number. The QCM shall ensure that all data on the nameplate or direct stamping is in accordance with the Manufacturer’s Data Report and the approved drawing. The ASME Certification Mark shall not be applied to these vessels. g) The QCM shall ensure that the correct nameplate is attached to the proper Miniature Pressure Vessel. Prior to installing the nameplate, the miniature pressure vessel serial number on the nameplate will be verified as matching the serial number which is die stamped on the Miniature Pressure Vessel shell or written in waterproof marker when die stamping is prohibited by Code or customer requirements. h) The QCM shall prepare and certify the CSA B51 Manufacturer’s Data Report for Miniature Pressure Vessels (AB-24) and all other documents pertaining to the completion of the vessel. i) Upon verification of compliance with all applicable Code requirements the Certified Individual shall sign the Manufacturer’s Data Report for Miniature Pressure Vessels Certificate of Compliance, prior to his release of control of the pressure vessel. j) The QCM will distribute the Manufacturer’s Data Report to; (1) the user or his designated agent, (2) the job file, and (3) the Jurisdiction where the Miniature Pressure Vessel will be installed. Note: For Miniature Pressure Vessels without AI inspection, manufacturers are advised to confirm acceptance of these vessels with the jurisdiction at the location of installation. Some Jurisdictions do not permit installation of Miniature Pressure Vessels without the ASME Certification Mark and designator. 22.4 Category “A”, “E” and “H” pressure fittings will be manufactured in accordance with the applicable standard, and this Quality Control System with the following additions and/or exceptions: a) The Engineering Manager will complete the Statutory Declaration (AB-41) for all items that qualify as pressure fittings, and submit this document in triplicate along with a Design Registration Application (AB-31) to ABSA Design Survey. Before the manufacture of pressure fittings for installation in other Jurisdictions, the applicable Jurisdiction should be contacted to determine requirements for design and construction. b) If the design is the property of the customer, then the Engineering Manager must obtain a copy of the registered Statutory Declaration for the item and confirm that it meets the specifications indicated. The Engineering Manager will confirm that a CRN has been issued in accordance with the requirements of CSA B51. c) ABSA Design Survey may require that unusual designs be proof tested in accordance with ASME Code Section VIII, Division 1, paragraph UG-101. The QCM shall arrange to have these tests witnessed by the AI. The test will be documented on a Proof Test Report, which will be signed by the QCM and AI attesting to the results of the testing. d) All pressure fitting design registrations expire 10 years after the issue date. Prior to starting construction of a pressure fitting the QCM shall verify that the CRN was issued or re-issued within 10 years. If the existing CRN is more than 10 years old the design shall be re-submitted. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 Page: 3 of 6 e) A Travel Sheet (Exhibit 9.5 and 9.6) shall be initiated for each fitting or concurrent batch of pressure fittings manufactured. The QCI is responsible to initiate the Travel Sheet and sign off all applicable inspection tasks as they are completed. f) In instances where a Category “H” Fitting Containing Lethal Substances is to be manufactured, fabrication inspection by the AI is required by CSA B51 Figure 1(c). The required fabrication inspection shall be conducted in accordance with Section 10 of this Quality Control Manual. g) Each Category “A” and Category “H” pressure fitting constructed to a Standard that contains specific marking requirements shall be marked in accordance with the Code or Standard of construction. Category “A” pressure fittings that are constructed to a proprietary design shall be marked as follows (using MSS SP-25 as a guide): (COMPANY LOGO - the marking indicated on Statutory Declaration AB-41) MAWP 900 PSI AT 600 DEG. F WITH 1/16 INCH C.A. ASTM A-106 Gr. B HT. NO. 123456 4 NPS h) Category “E” and “H” pressure fittings that are not Miniature Pressure Vessels will, as a minimum, be marked in accordance with specification MSS SP-25. Where possible the full identification and marking as shown in the example below will be die stamped on the fitting or on a nameplate attached to the fitting (if corrosion allowance affects the pressure rating of the fitting then the rated corrosion allowance will be part of the marking): (COMPANY LOGO - the marking indicated on Statutory Declaration AB-41) CRN 0A9999.2 S/N 9199999 MAWP 900 PSI AT 600 DEG. F WITH 1/16 INCH C.A. MDMT –20 DEG. F AT 900 PSI YEAR BUILT 2000 i) Miniature Pressure Vessels registered as category ”E” or “H” pressure fittings (e.g., strainers, separators, etc.) will be identified with a nameplate (Exhibit 10.1), or through direct stamping in compliance with ASME Code Section VIII, Division 1, paragraph UG-116 with the addition of the CRN number. The ASME Certification Mark shall not be applied to these vessels. j) A CSA B51 Manufacturer’s Data Report for Miniature Pressure Vessels (AB-24) shall be used to document the construction drawing information and compliance of Miniature Pressure Vessels registered as category “E” or “H” pressure fittings. When this form is used to document pressure fitting compliance there is no requirement for a Certified Individual to sign the Manufacturer’s Data Report for Miniature Pressure Vessels. Up to 5 days consecutive production of identical items may be documented on a single report. k) The QCM will distribute the Manufacturer’s Data Report to; (1) the user or his designated agent, and (2) the job file. Note: The Person in Responsible Charge will have to be addressed in the Quality Manual when fittings are built in accordance with ASME Section VIII Division 1. 22.5 The AI or the Authorized Inspector Supervisor reserves the right to audit this Quality Control System for Code compliance, at any time, while Code work is in progress. {ABSA: D1180819.DOC .2 } (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 APPLICABLE DOCUMENTS/FORMS Travel Sheet (Front), Exhibit 9.5 Travel Sheet (Back), Exhibit 9.6 Miniature Pressure Vessel – Pressure Volume Limits, Exhibit 22.1 Certified Individual Requirements, Exhibit 22.2 ABSA/Alberta Government (Municipal Affairs) Forms Statutory Declaration, AB-41 Design Registration Application, AB-31 CSA B51 Manufacturer’s Data Report for Miniature Pressure Vessels, AB-24 {ABSA: D1180819.DOC .2 } Page: 4 of 6 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 Page: 5 of 6 EXHIBIT 22.1 MINIATURE PRESSURE VESSEL- PRESSURE VOLUME LIMITS Miniature Pressure Vessel - Pressure Volume Limits 6 5 Volume (Cu. Ft.) 4 3 Providing that all other requirements are met, vessels with pressure volume combinations that fall within the plot limits (under the plotted line) are eligible for construction as miniature pressure vessels. 2 1 0 0 100 200 300 400 Pressure (PSI) {ABSA: D1180819.DOC .2 } 500 600 700 (NAME OF COMPANY) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 22 Page: 6 of 6 EXHIBIT 22.2 CERTIFIED INDIVIDUAL REQUIREMENTS The purpose of this document is to describe the duties, responsibilities, activities and certification of the Certified Individual. The President of (Name of Company) is responsible for verifying the qualifications of a prospective Certified Individual and for the certification and appointment of the Certified Individual. The responsibilities of (Name of Company) relative to the Certified Individual are as follows: a) Ensuring that the Certified Individual is knowledgeable regarding the (Name of Company) Quality Control System and ASME Section VIII, Division 1 and referenced Code Sections. b) Verifying that the Certified Individual has the requisite knowledge, acquired through the National Board online training and experience, commensurate with the scope and complexity of the required oversight activities. c) Maintaining records of the training, experience and certification of the Certified Individual. d) Evaluating, on an annual basis, the knowledge and ability of the Certified Individual to perform the required duties. Continued certification shall be documented and may be based upon; (1) continued satisfactory performance, and (2) re-training and re-certification. e) Providing the Certified Individual with all documentation (e.g., drawings, Travel Sheet, procedures, specifications, MTR’s, etc.) necessary for him to perform his oversight activities. f) Requiring the Certified Individual to participate in annual audits conducted by the Authorized Inspection Agency and the triennial joint review. g) Re-certifying the Certified Individual every three years and renewing the Certified Individual card and certificate every year before June 30. h) Ensuring the Certified Individual is qualified to ASME QAI-1 which involves an online training course and examination and if successful receives a Certified Individual card and certificate. i) Every two years the Certified Individual beginning January 1, 2016, and every two (2) years thereafter, the Certified Individual must complete a knowledge check developed by the National Board for Certified Individuals to test their knowledge of the applicable ASME BPV Code section or ASME standard for the application of the ASME certification. The duties of the Certified Individual are as follows: a) Reviewing the documentation for each Miniature Pressure Vessel to be certified, to verify that the examination, testing and material requirements of ASME Section VIII, Division 1 have been met. b) Witnessing all Miniature Pressure Vessel pressure tests. c) Performing oversight of QCM and QCI activities relative to Miniature Pressure Vessel construction. d) Signing Miniature Pressure Vessel Manufacturer’s Data Reports after the QCM has certified the Manufacturer’s Data Report for (Name of Company). {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 1 of 8 SECTION 23 STANDARD PNEUMATIC TEST PROCEDURE (NOTE: It is not mandatory to include this Section in the Quality Control Manual, however, if it is included in the Quality Control Manual then this procedure represents mandatory requirements) 23.1 New construction Codes requires pressure testing of the system once fabrication is completed. If a pneumatic pressure test is selected, it shall be performed at the test pressure defined in accordance with the Code of construction (usually 110% of the Design Pressure). The hydrostatic test method is the mandated and preferred method of pressure testing. Hydrostatic testing presents a much lower safety hazard, associated with the stored energy, compared to pneumatic testing. If it is not possible to perform a hydrostatic test, alternative testing may be considered. (Name of Company) must justify the rationale to, and seek acceptance from, ABSA for the alternative test. The purpose of this section is to provide guidance in the development of a standard pneumatic test procedure for piping systems of 1677 kJ of stored energy (equivalent to 500 litres (18 cubic feet) in aggregate internal volume and 2172 kPa (315Psi) internal pressure) , when hydrostatic testing is not feasible. This document applies to pneumatic testing of pressure piping systems. It is acceptable to conduct a pneumatic test of a pressure piping system that includes a pressure vessel provided: - the vessel has been previously tested; - the MAWP of the vessel is greater than or equal to the piping design pressure; - the test temperature will be at least 17C (30F) above the vessel MDMT; - and, the volume of the vessel is included in the stored energy calculations for the pneumatic test. PLEASE NOTE THAT THIS SAMPLE PROCEDURE SHOULD ONLY BE USED FOR GUIDANCE IN PREPARING AN ACTUAL TEST PROCEDURE, WHICH MUST TAKE INTO CONSIDERATION ALL POTENTIAL HAZARDS RELATED TO THE SPECIFIC PNEUMATIC TEST. General 23.2 All Pneumatic testing of process piping shall be in accordance with ASME B31.3 and subject to the provisions of ASME B31.3 paragraph 345.5, which requires the Owner to determine that a hydrostatic leak test is impracticable. The test must be carried out following the requirements of the construction Code as applicable (for example, ASME Section VIII Div. 1 UG-100, B31.3 paragraph 345.5) and any other relevant safety regulations such as the Occupational Health and Safety Regulation 23.3 This standard procedure shall have been accepted by ABSA before pneumatic testing commences. Provision for pneumatic testing of piping systems up 1677 kJ of stored energy (equivalent to 500 litres internal volume and 2172 kPa internal pressure) may be included as a standard testing procedure in the quality system. 23.4 (Name of Company) shall establish a pneumatic testing procedure for a pressure piping system that addresses all the safety considerations necessary to conduct the test safely and meet the requirements specified the AB-522 and/or AB-532 documents. 23.5 (Name of Company) shall conduct an appropriate hazard assessment to ensure suitable engineered and administrative controls are in place to protect personnel during pneumatic testing. Consideration must be given to establishing the minimum safe distance limit for personnel during {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 2 of 8 the pneumatic test. The minimum safe distance of 30 meters, based on PCC-2 Part 5, Article 501, Mandatory Appendix 501-III and using the standard pneumatic test values, may be used. 23.6 Alternatively, the (Name of Company) may, unless the hazard assessment suggests otherwise, reduce this safe distance limit by: - installing properly designed and fabricated barriers capable of withstanding the sudden release of stored energy should the system fail, or - placing the test item in an engineered enclosure, or - calculating the minimum safe distance using another recognized standard, or - taking other measures to minimize the risk of harm to personnel. 23.7 Design pressure, test pressure, test temperature, and design minimum temperature (DMT) of the pressure equipment to be tested shall be established based on the code of construction and the approved engineering design. 23.8 (Name of Company shall verify that the stored energy value for the test does not exceed the stored energy limit for the standard pneumatic test (1677 kJ). 23.9 (Name of Company) shall determine the stored energy value for the test in accordance with one of the methods described in Appendix II or Appendix III of this document. Appendix II provides two methods of determining the volume limit for a pneumatic test based on stored energy value of 1677 kJ. Appendix III provides a method of calculating the stored energy for the test. 23.10 If the stored energy value does not exceed 1677 kJ and the standard procedure is accepted by an ABSA SCO, the test may proceed providing that all safety precautions and safe distance limits are adhered to. 23.11 The test must be carried out following the requirements of the construction Code as applicable (for example, ASME B31.3, paragraph 345.5) and any other relevant safety regulations such as the Occupational Health and Safety Regulation. Limitations of Standard Procedure 23.12 The standard pneumatic test procedure is limited to stored energy of 1677 kJ. If the stored energy exceeds 1677 kJ, then a job specific pneumatic test procedure must be submitted to ABSA for review and acceptance prior to the test. 23.13 The 1677 kJ stored energy threshold was calculated using the equation in ASME PCC-2, Part 5, Article 501, Mandatory Appendix 501-II: (PCC-2 is the Post Construction Committee document produced by an ASME ad hoc committee to identify generally accepted engineering standards for the inspection and maintenance of pressure equipment after it has been placed in service), with the following pressure and volume parameters: Test Medium: air or nitrogen Test pressure: ≤2172 kPa (≤315 psi); Volume: ≤0.5m3 (≤18 ft3); the component to be tested is comprised of P-1 or P-8 material; the testing temperature is 16.7°C (30°F) above MDMT; Note if MDMT is not specified then low temperature limits must be considered (test {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 3 of 8 temperature would be ≥16oC or 60oF). Linear interpolation of the pressure-volume values is permitted providing that the stored energy value (1677kJ) of the standard pneumatic test is not exceeded. If the stored energy value is not exceeded the intention of the standard pneumatic test is still met. APPENDIX II Standard Pneumatic Test Procedure Volume Limits Test procedure limits are calculated using method A or method B below based on the design pressure and the volume of the system undergoing testing. The calculation outcome will result in relatively higher volume for lower pressure and conversely lower volume for higher pressure while maintaining the accumulated stored energy of 1677 kJ. Step 1 Define piping system DESIGN PRESSURE (DP) and VOLUME (V) including volume of vessels that will be tested with this piping system. Step 2 Calculate piping system TEST PRESSURE (TP) using the rules from the code of construction (for example: paragraph 345.5.4 of ASME B31.3; paragraph 538.4.2(e) of ASME B31.5; paragraph 137.5.5 of ASME B31.1 (for non-boiler external piping only); paragraph 937.4.4 of ASME B31.9, clause 5.10.3 of CSA B52). Note: When the code of construction requires stress ratio correction, the allowable stress at test temperature vs. the allowable stress at the design temperature ratio shall be used in the test pressure calculations. Step 3 Use the value of TP defined in step 2 to calculate the volume limit (V1) for the test applying one of the following two methods: Method A If Imperial units are used, calculate V1 using TP in psi 3436 V1 = ------------------------------------------------------(TP +14.7) [1- (14.7/(TP+14.7))0.286] [ft3] Or, if SI units are used, calculate V1 using TP in kPa 670.8388 V1 = ------------------------------------------------------(TP +100) [1- (100/(TP+100))0.286] [m3] Method B Calculate V1 using values from Table 1 and apply the following interpolation (VA – VB) x (TPB – TP) V1 = VB + ---------------------------------------TPB – TPA Where: DP – design pressure in psi or kPa TP – test pressure in psi or kPa {ABSA: D1180819.DOC .2 } [ft3] or [m3] (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 4 of 8 – total volume of the piping system including any vessels that form part of this system in ft 3 or m3 – the first smaller pressure value in the table 1 than the step 2 TP value – the first larger pressure value in the table 1 than the step 2 TP value – the corresponding table 1 volume listed in same row as TPA – the corresponding table 1 volume listed in same row as TPB – calculated volume limit in ft3 or m3 V TPA TPB VA VB V For Volume Limit (V1), Method B is showing from 0 to 3 % lower values than Method A. Note: The formula to calculate volume limit (V1) represents the formula of exponential cure. Therefore, in order to get precise volume limit value (V1) it is required to follow Method A. Method B (Table 1) is a simplified approach and represents a linear interpolation of an exponential curve. For a given test pressure, the volume limit values (V 1) obtained by Method A or Method B will be different. Table 1 Imperial Units Test Pressure psi 15 20 25 30 40 50 75 100 125 150 175 200 225 250 275 300 315 325 350 375 400 450 500 600 700 800 900 1000 1500 2000 Volume ft3 615.90 441.00 342.92 273.68 194.50 145.27 90.11 66.07 50.77 41.39 34.21 29.58 25.80 22.84 20.47 18.52 18.0 16.90 15.52 14.35 13.33 11.66 10.35 8.43 7.10 6.11 5.37 4.73 2.97 2.21 SI Units TPA & VA TPB & VB Example how to apply interpolation: {ABSA: D1180819.DOC .2 } Test Pressure kPa 103 138 172 207 276 345 517 689 862 1034 1207 1379 1551 1724 1896 2068 2172 2241 2413 2586 2758 3103 3447 4137 4826 5516 6205 6895 10342 13790 Volume m3 17.440 12.488 9.710 7.750 5.508 4.114 2.552 1.871 1.438 1.172 0.969 0.838 0.731 0.647 0.580 0.524 0.500 0.478 0.440 0.406 0.378 0.330 0.293 0.239 0.201 0.173 0.152 0.134 0.084 0.063 (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 5 of 8 TP = 160 [psi] Using Imperial units, we found in Table 1 that: TPA = 150 [psi] TPB = 175 [psi] VA = 41.39 [ft3] VB = 34.21 [ft3] Apply the following equation from Step 3 – Method B: (VA – VB) x (TPB – TP) V1 = VB + ---------------------------------------[ft3] TDPB – TDPA (41.39 – 34.21) x (175 – 160) V1 = 34.21 + ---------------------------------------- [ft3] 175 – 150 V1 = 38.5 [ft3] Step 4 Compare V and V1. If V< V1 the test limits meet the standard pneumatic test procedure limits. If V> V1 the pneumatic test procedure must be submitted to Design Survey for review and acceptance. Appendix III The stored energy for the pneumatic test may be calculated using the method provided in PCC-2, Part 5, Article 501 Mandatory Appendix 501-II: If the calculated E is > 1677 kJ, the pneumatic test procedure must be submitted to Design Survey for review and acceptance prior to conducting the test. The stored energy may be calculated using the following formula providing that nitrogen or air is used as the test medium: E=2.5 x Pat x V [1 – (Pa/Pat)0.286 ] Where: E = stored energy in kJ Pa = absolute atmospheric pressure, 101 kPa Pat = absolute test pressure in kPa V = total volume under test pressure in m3 {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 6 of 8 Appendix IV Pressure testing of instrumentation systems comprised of tubing and compression fittings. Pressure testing of threaded and welded piping presents different hazards than instrumentation systems constructed of tubing and compression fittings. The amount of stored energy in instrumentation tubing systems is generally very low. For instrumentation tubing, the owner shall assess the potential consequence of a failure and identify the controls and/or precautions in the test procedure to prevent personnel injury. The owner is responsible to provide competent personnel to oversee the testing. The procedure shall include: - Verifying proper anchoring of the tubing, specifying minimum safe distances for the shop personnel as well as testing personnel - Addressing the “line of fire”* (as defined at the end of this section) for personnel who will be conducting the leak test. Note: Typically the safe distances for pneumatic tests of instrumentation tubing will be considerably less than the safe distance for a threaded or welded system due to its low risk of potential failure and low volume of the test piece. - The primary concerns for the safe distance when testing instrumentation tubing are the “line of fire” and proper anchoring of the test system. - Verification that all fittings were marked, installed, tightened and gap checked according to manufacturer’s installation procedure. - Pressurization of the tubing being tested must follow the requirements as outlined in 23.18 of this procedure. - If any leaks are detected during the pressurization the system must be de-pressured before any tightening of leaking joint(s). All pressurization steps must be repeated after performing the any repair. - All joints must be leak tested. An appropriate leak test solution such as “snoop” is generally used. - Care shall be taken to ensure testing personnel stay out of the “line of fire” of the connections being tested while conducting the “snoop” test. The “snoop” test is to follow the snoop supplier’s recommended procedure. * The “line of fire” is defined as the area where either unsecured tubing would travel from the reactionary force if a fitting failed or where the gas stream would project in the event of a breach of containment. Testing Design Basis & Requirements 23.14 The test pressure shall be 110 percent of design pressure. 23.15 A pressure relief device shall be provided, having a set pressure not higher than test pressure plus lesser of 345 kPa (50 psi) or 10% of the test pressure. Designs shall include reaction forces and moments created by the operation of PRDs. It is not permitted to use a pressure regulator instead of a certified PRD. The pressure relief device shall be sized to relieve the maximum output of the pressure source to prevent excessive testing pressure. The two required gauges and the pressure relief device shall be installed on a manifold located at the remote location (outside of the restricted distance) where pressurization will be controlled. There will be no intervening valves between the pressure gauge and relief device, and the pressurization manifold. Test manifold(s) and temporary test piping shall have been designed for a pressure not less than the pressure {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 7 of 8 relief device set pressure and shall have been hydrostatically tested in accordance with ASME B31.3. 23.16 Particular care must be taken to minimize the chance of brittle failure during a pneumatic leak test. Consideration should be given to the temperature depression that can occur during sudden system depressurization. The metal temperature shall be maintained at a minimum of 17 degrees C (30 degrees F) above the design minimum (metal) temperature for the piping. (See B31.3 Par. 345.5.1 and Fig. 323.2.2). Test Procedure 23.17 Prior to the test, a pneumatic test procedure and pressure test report will be prepared by the QCM. 23.18 Testing – Unless specified otherwise, the test gas will normally be air. Inert gases, such as nitrogen, may be used provided that the safety concerns of an oxygen deficient atmosphere are considered. When testing with an inert gas such as nitrogen in an enclosed area, care should be taken to ensure that adequate ventilation is provided in the event there are leaks. Caution should also be exercised when leak-testing inert gas filled systems. To detect leaks, the bubble forming solution shall produce a film that does not break away from the area being tested, and the bubbles formed shall not break away rapidly due to air drying or low surface tension. Household soap or detergents are not permitted as substitutes for bubble testing solutions. The bubble forming solution shall be suitable for use at the test temperature. a) (Name of Company) shall establish the minimum safe distance limit for personnel to stay away from the piping system during the pneumatic test. Safe distance based on PCC-2 Part 5, Article 501, Mandatory Appendix 501-III and using the standard pneumatic test values for the stored energy is a minimum of 30 m. (Name of Company) may reduce this safe distance limit by installing properly designed barriers, or placing the test item in an engineered enclosure, or by taking other measures to minimize the risk of harm to personnel.(Name of Company or Company individual) is responsible for the safety of all personnel during the designated test. b) All personnel not directly involved with the pneumatic test shall be evacuated from the area. Rope or ribbon barriers shall be used to keep personnel from entering the area. No personnel shall be allowed within the barriers during pressurization, during hold times above 172 kPa. (25 psig) while the system is stabilizing and strains are equalizing, and whenever the system pressure is greater than design pressure, until the test is complete and the pressure is reduced to the design pressure. c) Wrap all flanged connections with masking tape. Make a small hole for leak testing. d) Carefully pressurize the system to 172 kPa. (25 psig) and hold for at least 10 minutes, so that the system can stabilize. Before entering the restricted area personnel will ensure that there can be no accidental pressurization of the system. e) The bubble forming solution shall be applied to all flange bolt holes and leak test holes in masking tape, all welds, threaded connections and other possible leak sources by flowing spraying or brushing. The number of bubbles produced in the solution by application should be minimized to reduce the possibility of masking bubbles caused by leakage. Mark all leaks for repair. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 23 Page: 8 of 8 f) Depressurize carefully and repair all leaks found. Repeat the leak test (steps c to e) until the system is gas tight at 172 kPa. (25 psig). No personnel should be within the restricted distance between the times the system is leak free at 172 kPa. (25 psig) and when the system is lowered to the Design Pressure at step k). g) The pressure shall be increased gradually in steps until the test pressure is reached (i.e. 25%, 50%, 75% MAWP, test pressure), providing enough time for the pressurized piping system to equalize strains. h) The minimum hold time at each increment shall be 10 minutes. During each hold period, check for leakage from the remote pressurizing location by monitoring the ability of the system pressure to remain constant during the hold time. The pneumatic test report shall be completed, denoting all hold pressures. The time shall be logged at each step. i) A minimum of two calibrated pressure gauges shall be used to monitor the pressure. The pressure gauge ranges shall be not less that 1.5 times nor more than 4 times the final test pressure. j) If a leak is detected at any time; the leak is to be marked, the system safely depressurized, the leak repaired and the test begun again (step c). k) Once the required test pressure is reached, the pressure is to be held for a minimum of 10 minutes. l) The pressure shall be slowly reduced to design pressure and the system tested for leaks (step d). Before entering the restricted area personnel will ensure that there can be no accidental pressurization of the system. If no leaks are detected, the test is successfully completed. 23.19 Depressurizing – The system will be slowly and safely depressurized. 23.20 After Testing – The QCI and the Owner’s Inspector will sign the test report stating that they have witnessed and accepted the test. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 24 Page: 1 of 4 SECTION 24 CONSTRUCTION OF INDIRECT FIRED HEATER COILS (NOTE: It is not mandatory to include this Section in the Quality Control Manual; however, if it is included in the AB-29 application form and Quality Control Manual, then this procedure represents mandatory requirements) 24.1 The purpose of this section is to describe the special procedures and controls for the construction and inspection of Indirect Fired Heater Coils. All construction of Indirect Fired Heater Coils shall be in accordance with the Alberta Safety Codes Act and Regulations, CSA B51 and ASME Code B31.3. All other sections of this Quality Control Manual shall apply, except as specifically modified within this section. Retention of the applicable Indirect Fired Heater Coil records of construction will be as specified within Section 21, for pressure piping constructed to ASME B31.3 Code. 24.2 The design, construction, installation, inspection and testing of Indirect Fired Heater Coils shall be in accordance with the Alberta Safety Codes Act and Alberta Energy Regulator (AER) requirements as applicable [for Alberta pipeline service, reference AER (formerly ERCB) Directive 077: “Pipelines-Requirements and Reference Tools”]. The Engineering Manager shall be responsible for verifying that the design drawing and specifications have been submitted in duplicate to the ABSA Design Survey department accompanied by a Design Registration Application (AB-31) for all Indirect Fired Heater Coil designs. The Engineering Manager shall ensure that each Indirect Fired Heater Coil design has been issued a CRN number. 24.3 24.4 All material shall be ordered to an ASME SA/SB, or ASTM specification as applicable, with a request for Material Test Reports for all pressure retaining components (e.g., pipe, return bends, flanges, etc.). 24.5 Inspection by the AI is mandatory. 24.6 The QCM shall initiate an individual Indirect Fired Heater Coil Travel Sheet (Exhibit 24.1) for each coil to be constructed. This document is to be presented to the AI prior to the start of construction for the assignment of Inspection/Review points and Witness/Hold points. 24.7 The AI shall be notified reasonably in advance of any hold points. Work shall not proceed beyond an established Witness/Hold point until the AI has released the Witness/Hold by initialling and dating the Indirect Fired Heater Coil Travel Sheet. 24.8 The QCM shall prepare the Manufacturer’s Data Report for Indirect Fired Heater Coils (AB-28) and verify that the nameplate information is complete and correct in the Heater Coil Sample Nameplate (Exhibit 24.2) format. After the AI has found the pressure test acceptable, the QCM will certify the Manufacturer’s Data Report and then present it to the AI for acceptance. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 24.9 Revision Date: Sept. 01, 2021 Indirect Fired Heater Coil Travel Sheet (Exhibit 24.1) Heater Coil Sample Nameplate (Exhibit 24.2) ABSA/Alberta Government (Municipal Affairs) Forms Page: 2 of 4 After signing the Manufacturer’s Data Report the AI will apply the Alberta “A” number to the nameplate for heater coils that are to remain in Alberta. The QCM is responsible for ensuring that the completed nameplate is installed on the correct coil assembly. The ASME Certification Mark shall not be applied to coils fabricated in accordance with this section of the Quality Control Manual. APPLICABLE DOCUMENTS/FORMS Section: 24 Design Registration Application, (AB-31) Manufacturer’s Data Report For Indirect Fired Heater Coils, AB-28 {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 24 Page: 3 of 4 EXHIBIT 24.1 INDIRECT FIRED HEATER COIL TRAVEL SHEET DO NOT START CONSTRUCTION WITHOUT AI REVIEW TRAVEL SHEET REVISION NO.: AI REVIEW & ACCEPTANCE: REVIEW DATE: SERIAL NO.: JOB NO.: DRAWING NO.: Seq. DWG. REVISION NO.: Item 1. Calculations in File 2. Release of App’d Dwg. 3. Materials Examined 4. Heat Numbers Recorded 5. MTRs Checked 6. W.P.S. Checked 7. Welders Qualified 8. Thicknesses Verified and Recorded 9. Fit-up Examination(s) – Fit-up Acceptable 9. Impact Tests 11. Welds Examined 12. Welder I.D. Checked 13. Final External Inspection 14. Radiography 15. Other N.D.E. 16. Final Ext. Prior to P.W.H.T. 17. PWHT Chart Checked 18. Hydrostatic Test 19. CRN Drawing 20. N.C.R. # 21. 22. Nameplate Stamping Data Report (AB-28) completed 23. Nameplate Installation COIL TYPE: Comments Coil No. 1 Gauge # Coil No. 2 Gauge # Q.C.I. TRAVEL SHEET INITIATION BY: Date A.I. Hold Points A.I. Date DATE: Owner Date CRN# The Authorized Inspector shall be presented with the Travel Sheet prior to construction so that he can designate additional inspection points and/or Hold Points. Any revisions shall be marked with a delta symbol with revision number and described at the bottom of this page. W/H Denotes an A.I. Witness/Hold Point {ABSA: D1180819.DOC .2 } I/R Denotes an A.I. Inspection/Review Point (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 24 Page: 4 of 4 EXHIBIT 24.2 HEATER COIL SAMPLE NAMEPLATE (ACTUAL COIL NAMEPLATE TO BE EXHIBITED HERE) DO NOT Pre-print this information. It is to be stamped by the manufacturer as applicable RT-100% HT CERTIFIED BY XYZ WELDING CO. LTD. PREHEAT COIL DESIGN PRESS. ___________*PSI AT_____*F * Units may be DESIGN MIN. TEMP.______*F AT_________*PSI U.S. customary units exclusively, or metric units exclusively, or both U.S. customary and metric units. REHEAT COIL DESIGN PRESS. ___________*PSI AT_____*F DESIGN MIN. TEMP.______*F AT_________*PSI SERIAL NO. _____________ CRN YEAR BUILT _________ A space at least 1/2" by 2 3/4' must be available here or at the bottom of the nameplate to stamp the Alberta Registration Number. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. This space may be used for additional specifications or information, as required by the manufacturer or the customer. Markings shall be produced by casting, etching, embossing, debossing, stamping or engraving and the characters must be either indented or raised at least 0.004 inches (0.10 mm). Letters and numbers must be at least 5/32" high. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 25 Page 1 of 3 SECTION 25 CONSTRUCTION OF STEAM PIPELINES TO CSA Z662 (NOTE: The purpose of this section is to describe the special procedures and controls for the construction and inspection of Steam Pipelines in accordance with the Alberta Safety Codes Act and Regulations and CSA Z662 All other sections of this Quality Control Manual shall apply, except as specifically modified within this section. 25.1 Steam pipelines used in the recovery of hydrocarbons from a reservoir or oil sands deposit are regulated under the Pipeline Act, R.S.A. 2000 chapter P-15. These steam pipelines are exempt from the Safety Codes Act and Pressure Equipment Safety Regulation by section 2(1)(e) of the Pressure Equipment Exemption Order (AR 56/2006), but they require design registration by ABSA as a condition of licensing under the Pipeline Regulation AR 91/2005 and in accordance with Alberta Energy Regulator (AER) Directive 077 issued May 19, 2010. (Most recent revision was issued Dec 22, 2011.) 25.2 On June 17, 2013, the Energy Resources Conservation Board was succeeded by the Alberta Energy Regulator (AER). As part of this succession, the title page of this directive was changed to carry the AER logo. However, no changes were made to the main body of this directive issued Directive 077 on May 19, 2010. AER Directive 077 explains the legislative requirements and clarifies the responsibilities of the AER and ABSA with respect to steam pipelines. In general, design registration, construction, operation, and maintenance of steam pipelines is under ABSA s programs. This Directive specifies ABSA s requirements for steam pipelines that are regulated under the Pipeline Act in accordance with Directive 077. This Directive is intended to supplement, and should be reviewed with, AER Directive 077. 25.3 This Section applies to steam pipelines within the scope of AER Directive 077, Part B, and Section 3.1. This includes pipelines intended to carry steam, steam and produced fluids, or recovered steam. There may be situations in which produced fluids (emulsion) meet the definition of expansible fluid and require steam pipeline design. In February 2015, the AER issued further clarification regarding the pipeline services that require ABSA design registration. According to this clarification, the steam distribution pipelines carrying steam at temperatures greater than 120°C from steam generators at the steam generation facility to the well pads, and/or certain production pipelines carrying some combination of fluids at temperatures greater than 120°C (oil, natural gas, water, and recovered steam) back from the well pads to the central processing facility, are considered to be “steam” pipelines in the context of AER Directive 077. 25.4 It is the responsibility of the Owner and the designer to determine which pipelines require design registration and compliance with this Directive 077. Acceptable pipeline designs are registered with the condition that the pipelines will comply with all requirements (construction, inspection, operations, etc.) specified in the AER Directive 077. The requirements of Directive 077 do not apply to steam pipelines of internal aggregate capacity less than 0.5 m3. Treatments of exemptions are described in Information Bulletin IB10-006 Rev 3. Registration of Design 25.5 Registration of design with ABSA shall be in accordance with Section 16(1) of the Pressure Equipment Safety Regulation, AR 49/2006 (PESR), and all the provisions therein. The design must also satisfy the requirements of Canadian Standards Association (CSA) Z662: Oil and Gas Pipeline Systems, Clause 14. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 25 Page 2 of 3 Design Submission Requirements 25.6 The design must be submitted to ABSA for review and registration as per Section 8. The Submission must include all information required by Section 16(1) of the PESR, and shall include a completed Design Registration Application Form AB-31 together with other documentation and applicable forms. The submission must clearly identify and distinguish the pipelines for which design registration is being sought from those which do not require registration. The submitted documentation shall be stamped by a Professional Engineer. 25.7 All pipeline design registration submissions must address overpressure protection. As stated in AER Directive 077, Part B, Section 3.3, pressure control and overpressure protection must satisfy the requirements of CSA Z662, Clause 4.18, and overpressure protection must be acceptable in accordance with Section 38 of the PESR. If Overpressure Protection by System Design (OPPSD) is proposed for pipelines, the submission shall address all requirements specified in ABSA document AB-525 – Overpressure Protection Requirements for Pressure Vessels and Pressure Piping. Design submissions of steam pipelines with PRVs need to show that each PRV set pressure is equal or lower than the maximum allowable working pressure of the pipeline protected with this PRV according to Section 38(2) of the PESR. 25.8 25.9 If the use of CSA Z662, Annex I is proposed, design submissions must clearly identify and distinguish the steam pipelines or sections of steam pipelines to which Annex I was applied. Design submissions need to include documentation to demonstrate compliance with the Annex I and, if applicable, address specific Annex I requirements (thermal stress limits, fatigue evaluation considerations, etc.). 25.10 The design registration will be approved following a review to determine that the design meets the requirements of Information Bulletin IB10-006 Rev 3, the PESR and relevant codes and standards. The applicant will be notified in writing that the design has been registered in accordance with Information Bulletin IB10-006 Rev 3. Materials 25.11 If the use of unlisted materials according to CSA Z662, Clause 14.3.2 or Annex I, Clause I.3.2.1 is proposed, the owner or owner s agent needs to develop project-specific material specifications and must include them with the design submission. As a minimum, project-specific material specifications must be numbered documents with revision numbers and need to specify material chemical properties, mechanical properties at the maximum design temperatures and room temperatures, material testing requirements according to CSA Z662, Clause 14.3.2 or Annex I, Clause I.3.2, and allowable stress values established as specified in Paragraph 302.3.2(d) of ASME B31.3. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 25 Page 3 of 3 Construction and Inspection 25.12 Welding procedure specifications shall be registered with ABSA per section 18 of the PESR. Welding procedures specifications shall be in accordance with the requirements of CSA Z662, Clause 14.4.2 or Annex I, Clause I.4.1 as applicable. Welder certification and performance qualification testing shall be in accordance with the Pressure Welders Regulation and CSA Z662 Annex I Clause I.4.1 when applicable. Construction documentation, including completed AB-83 forms, must be maintained and distributed in accordance with Section 21. Construction inspections must be completed by a competent owner’s inspector, and documented by the inspector s certification of the completed AB-83 forms. The completion of construction declaration (ABSA form AB-81) must be submitted to ABSA in accordance with Section 32 of the PESR. Construction may be subject to inspection by an ABSA Safety Codes Officer. Pressure Testing 25.13 The pressure test requirements are specified in CSA Z662, Clause 14.5. Test pressures, mediums, and procedures must be approved by ABSA, in accordance with Sections 16(1) and 30 of the PESR before the test is conducted. Testing must be conducted in a manner that satisfies CSA Z662 and Section 30 of the PESR. Records of the successful pressure test must be in accordance with the construction organizations quality management system, the Pipeline Regulation and Sections 31 and 32 of the PESR. Note: red text to be added if construction of Steam Pipelines is included in your scope of work as per the AB-29. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 26 Page 1 of 4 SECTION 26 CONSTRUCTION OF DIRECT FIRED HEATERS Note: This section to be added if assembling or constructing Direct Fired Heaters in the shop and /or field and it is included in your scope of work as per the AB-29 26.1 The purpose of this section is to describe the special procedures and controls for the construction and inspection of Direct Fired Heater coils in accordance with the Alberta Safety Codes Act and Regulations, CSA B51, Section I, and ANSI/API 530 with fabrication to ASME B31.3. All other sections of this Quality Control Manual shall apply, except as specifically modified within this section. 26.2 The design of fired heater pressure coils shall meet the requirements of ASME Section I or ANSI/API 530. 26.3 The Owner or a person designated by the Owner shall determine design and service conditions for pressure coils which shall be identified to ABSA at the time of design registration. . 26.4 The fabrication, installation, inspection and testing of fired heater pressure coils shall meet the requirements of ASME Section I or ASME B31.3, as applicable. . 26.5 The minimum inspection requirements for welds in fired heater pressure coils designed, fabricated, installed, and tested shall be in accordance with ASME Section I or as specified in ASME B31.3. Additionally, welds exposed to direct radiant heat shall meet the requirements of CSA B51 Annex E. 26.6 All material shall be ordered to an ASME SA/SB or ASTM specification as applicable, with a request for Material Test Reports for all pressure retaining components (e.g., pipe, return bends, flanges, etc.). 26.7 Inspection by the AI is mandatory. 26.8 The QCM shall initiate an individual Direct Fired Heater Coil Travel Sheet (Exhibit 26.1) for each coil to be constructed. This document is to be presented to the AI prior to the start of construction for the assignment of Inspection/Review points and Witness/Hold points. . 26.9 The AI shall be notified reasonably in advance of any Witness/Hold points. Work shall not proceed beyond an established Witness/Hold point until the AI has released the Witness/Hold by initialling and dating the Direct Fired Heater Coil Travel Sheet. 26.10 The QCM shall prepare the Manufacturer’s Data Report or Direct Fired Heater Coils (AB-82) and verify that the nameplate information is complete and correct in the Heater Coil Sample Nameplate (Exhibit 26.2) format. After the AI has found the pressure test acceptable, the QCM will certify the Manufacturer’s Data Report and then present it to the AI for acceptance. 26.11 After signing the Manufacturer’s Data Report the AI will apply the Alberta “A” number to the nameplate for heater coils that are to remain in Alberta. The QCM is responsible for ensuring that the completed nameplate is installed on the correct coil assembly. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 APPLICABLE DOCUMENTS/FORMS Direct Fired Heater Coil Travel Sheet (Exhibit 26.1) Heater Coil Sample Nameplate (Exhibit 26.2) ABSA/Alberta Government (Municipal Affairs) Forms Design Registration Application, (AB-31) Manufacturer’s Data Report For Direct Fired Heater Coils, AB-82 {ABSA: D1180819.DOC .2 } Section: 26 Page 2 of 4 (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 26 Page 3 of 4 EXHIBIT 26.1 DIRECT FIRED HEATER COIL TRAVEL SHEET DO NOT START CONSTRUCTION WITHOUT AI REVIEW TRAVEL SHEET REVISION NO.: AI REVIEW & ACCEPTANCE: REVIEW DATE: SERIAL NO.: JOB NO.: DRAWING NO.: Seq. DWG. REVISION NO.: Item 1. Calculations in File 2. Release of App’d Dwg. 3. Materials Examined 4. Heat Numbers Recorded 5. MTRs Checked 6. W.P.S. Checked 7. Welders Qualified 8. Thicknesses Verified and Recorded 9. Fit-up Examination(s) – Fit-up Acceptable 9. Impact Tests 11. Welds Examined 12. Welder I.D. Checked 13. Final External Inspection 14. Radiography 15. Other N.D.E. 16. Final Ext. Prior to P.W.H.T. 17. PWHT Chart Checked 18. Hydrostatic Test 19. CRN Drawing 20. N.C.R. # 21. 22. Nameplate Stamping Data Report (AB-28) completed 23. Nameplate Installation COIL TYPE: Comments Coil No. 1 Gauge # Coil No. 2 Gauge # Q.C.I. Date TRAVEL SHEET INITIATION BY: A.I. Hold Points A.I. Date DATE: Owner Date CRN# The Authorized Inspector shall be presented with the Travel Sheet prior to construction so that he can designate additional inspection points and/or Hold Points. Any revisions shall be marked with a delta symbol with revision number and described at the bottom of this page. W/H Denotes an A.I. Witness/Hold Point {ABSA: D1180819.DOC .2 } I/R Denotes an A.I. Inspection/Review Point (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 26 Page 4 of 4 EXHIBIT 26.2 HEATER COIL SAMPLE NAMEPLATE (ACTUAL COIL NAMEPLATE TO BE EXHIBITED HERE) DO NOT Pre-print this information. It is to be stamped by the manufacturer as applicable RT-100% HT CERTIFIED BY XYZ WELDING CO. LTD. RADIANT COIL MAWP ___________*PSI AT_____*F * Units may be DESIGN MIN. TEMP.______*F AT_________*PSI U.S. customary units exclusively, or metric units exclusively, or both U.S. customary and metric units. CONVECTION COIL MAWP ___________*PSI AT_____*F DESIGN MIN. TEMP.______*F AT_________*PSI SERIAL NO. _____________ CRN YEAR BUILT _________ A space at least 1/2" by 2 3/4' must be available here or at the bottom of the nameplate to stamp the Alberta Registration Number. This information is required by ABSA. It may be in a different location on the nameplate but not above this point. This space may be used for additional specifications or information, as required by the manufacturer or the customer. Markings shall be produced by casting, etching, embossing, debossing, stamping or engraving and the characters must be either indented or raised at least 0.004 inches (0.10 mm). Letters and numbers must be at least 5/32" high. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 27 Page: 1 of 1 SECTION 27 FIELD CONSTRUCTION OF BOILERS AND PRESSURE VESSELS (NOTE: It is not mandatory to include this Section in the Quality Control Manual; however, if it is included in the AB-29 application form and Quality Control Manual, then this procedure represents mandatory requirements). (NOTE: The purpose of this section is to describe the special procedures and controls for the Field construction in accordance with Section VIII Division 1 & 2 Pressure Vessels, Section I Power Boilers, Section IV Heating Boilers, and the Alberta Safety Codes Act and Regulations. All other sections of this Quality Control Manual shall apply, except as specifically modified within this section. 27.1 Required drawings, revisions to drawings, specifications and other pertinent documentation (e.g. calculations) shall be forwarded to the field QCI by the Project Manager. The Field QCI shall distribute drawings and specifications to the Field Superintendent. All documentation shall be made available to the AI at site at the time of sign on. 27.2 The QCM shall be responsible for developing the Travel Sheet, all field inspection determinations and preparation of required Manufacturers Data Reports and all AI site coordination regarding inspection/test planning. The Field QCI shall be responsible for all field quality control examinations and other field quality control duties including: a) Liaison with AI for initiating the Travel Sheet and conduct inspections, b) Nameplate stamping and installation, c) Ensure the job file is available at site for AI review. 27.3 The QCM shall be responsible for all pressure Welder or Welding Operator qualifications and assigning identification symbols/stamps to each Welder or Welding Operator. In addition, the QCM shall be responsible for ensuring only qualified Welding Procedures Specifications are used for welding on Code items. 27.4 Material will be purchased and received as per Section 9. The materials when received on site will be segregated from the work area until the receiving inspection as per Section 9 has been completed and the Field QCI has released the material for use. 27.5 Welding consumables, when not supplied by the shop, shall be purchased by the Field Superintendent. All purchasing, storage, issuing and handling of consumables shall comply with the requirements of Section 11 of this Quality Control Manual. 27.6 The QCM has custody and control of the ASME Certification Mark and the NB stamp. 27.7 Items received as parts for use in the field must be inspected to ensure the item is not damaged and part stamping must be verified with the Manufactures Partial Data Report. Documentation of this verification will be on the front of the Travel Sheet. 27.8 Upon completion of field work the Field QCI will forward all documentation to the QCM. Note: This section to be added if assembling or constructing boilers in the field and it is included in your scope of work as per the AB-29. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 1 of 6 SECTION 28 WELDER PERFORMANCE QUALIFICATION Note: This section is for a company additionally applying for a welder testing program. 28.1 The purpose of this section is to describe the Quality Control System for controlling Welder and Welding Operator performance qualification testing, and the issuing of performance qualification cards according to the Alberta Pressure Welders Regulations. All the applicable requirements defined in other sections of this Quality Control Manual shall apply to Welder and Welding Operator performance testing except as modified in this section. 28.2 When (Name of Company) employs both a Welding Examiner and Welding Examiner-in-Training, as stated in this section, the duties of the Welding Examiner-in-Training are identical to the Welding Examiner with the exception of issuing performance qualification cards. 28.3 The QCM is responsible for designating and appointing the Welding Examiner (or in the case of designation of the QCM as Welding Examiner, designation shall be completed by the individual who has signed the Statement of Authority in this Quality Control Manual). The QCM's duties relating to designation and appointment include: a) Verifying the Welding Examiner has a valid Certificate of Competency issued by ABSA and retaining a copy on file, b) Monitoring the standards employed by the Welding Examiner. 28.4 The Welding Examiner is responsible for controlling welding coupon material. His duties include: a) Verifying that each welding coupon is identified with an established coded marking to show the material specification and grade. b) Controlling the issue of test coupons to candidates. c) Issuing a unique identification symbol to each candidate. d) Ensuring that each coupon is marked with his identification symbol. 28.5 The Welding Examiner shall not conduct a performance qualification test or issue a performance qualification card for himself. 28.6 The Welding Examiner will supervise the performance qualification test. His duties include: a) Verifying that each applicant has a valid Certificate of Competency issued by ABSA and retaining a copy on file. b) Reviewing the Welding Procedure Specification requirements and test standards with the candidate. c) Verifying that the qualification test is performed in accordance with the designated Welding Procedure Specification, ASME Section IX requirements and additional Alberta Regulation requirements. The Welder Performance Qualification Examination and Test Procedure (Exhibit 20.1) specify the examinations that must be completed and the items to be checked. d) Developing additional test procedures when applicable (i.e., fillet weld tests). e) Preparing and certifying a Welder/Welding Operator Qualification Record (QW-484A/B or equivalent form) for each test (certifying if test is passed, documenting if test is failed). {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 2 of 6 f) Issuing a Welder Performance Qualification Card (Exhibit 20.2) or Machine Operator Performance Qualification Card (Exhibit 28.3), upon satisfactory completion of the test, to holders of a Grade B Pressure Welder Certificate of Competency, Machine Welding Operators Certificate of Competency or a Pressure Tack Welders Certificate of Competency. Welder Performance Qualification Cards can only be issued by the Welding Examiner. g) Supervising and documenting, on a Welder Qualification Record (AB-76A), the initial performance qualification test for all Grade C Pressure welders. The initial performance qualification test for Grade C Pressure Welders is always administered by an ABSA Safety Codes officer. If the candidate is successful a Grade C Pressure Welder Certificate of Competency is issued by ABSA. When the initial Grade C performance qualification test is one of the following three tests; (1) NPS 2 pipe, schedule 160*, 6G position, open root – no backing, or (2) NPS 2½ pipe, schedule 160*, 6G position, open root – no backing, or (3) NPS 6 pipe, schedule 80*, 2G and 5G positions, open root – no backing, *Substitution of a thicker coupon is permissible Then additional performance qualification tests may be completed by (Name of Company) without limitations on the scope of the additional qualification. It is important to note that any additional Grade C Pressure Welder performance qualifications will also expire on the expiry date of the Grade C Pressure Welder Certificate of Competency. If the initial Grade C test is not one of the three tests described above, additional performance qualification tests must not include any of the following changes from the initial Grade C Pressure Welders performance qualification test; (1) a change in product form from plate to pipe, (2) a change to all-position qualification, or (3) a change to open root – no backing qualification. Additionally, under no circumstances may a Welder Performance Qualification Card be issued to a Grade C Pressure Welder. The required Welder Qualification Record (QW-484A/B or equivalent form) is deemed to fulfil the Alberta requirement for a Performance Qualification Card. 28.7 The Welding Examiner, in addition to supervising the performance qualification tests, shall visually examine the test coupons as described in the Welder Performance Qualification Examination and Test Procedure and as required by the Code. If volumetric NDE is used as part of the performance qualification test then the Welding Examiner must ensure that radiographic film interpretation sheets and NDE reports for Welders or Welding Operators to be qualified by volumetric NDE are identified with the candidate’s symbol and meet all of the applicable Code requirements. The acceptance standards required for volumetric NDE shall be as specified by ASME Code Section IX. Visual examination standards shall be as required by Section IX along with the additional criteria provided by ASME Code Section VIII, Division 1 (i.e., UW-31, UW-33 and UW-35). 28.8 The Welding Examiner is responsible for all performance qualification test records. He will ensure that: a) Performance qualification records, physical test results and NDE reports are identified with the candidate's symbol and are provided to the QCM for retention as long as the performance qualification remains valid and for a further period of time as specified in Section 17 of this Quality Control Manual. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 3 of 6 b) Test coupons and specimens are marked with the candidate’s symbol and retained for at least ninety days if the candidate fails and thirty days if the candidate passes. c) The job number and weld identification number are marked on the candidate’s record form if he is qualified using production welds. 28.9 In accordance with the Alberta Pressure Welders Regulations, section 8(6), the expiry date of the Welder Performance Qualification Card shall be no later than 24 months following the date issued. In accordance with section 8(8) the expiry date of a Welder Performance Qualification Card issued to an employee of (Name of Company), with respect to a Grade B Pressure Welder Certificate of Competency, Machine Welding Operator Certificate of Competency or a Pressure Tack Welders Certificate of Competency may be extended by 6-month periods beyond the original 24 month expiry while the employee is employed by (Name of Company) under the following conditions: a) (Name of Company) is the testing organization that conducted the employee’s performance qualification test. b) The Continuity Log is maintained in accordance with the Code. c) The Welder or Welding Operator is continuously employed by (Name of Company). d) Based on the records maintained in the Continuity Log, the Welding Examiner employed by (Name of Company) makes entries on the employee’s Welder Performance Qualification Card to document the confirmation of continuity with respect to the process(es) represented on the Welder Performance Qualification Card. APPLICABLE DOCUMENTS/FORMS Continuity Log, Exhibit 11.3 Welders Performance Qualification Examination and Test Procedure, Exhibit 28.1 Welder Performance Qualification Card, Exhibit 28.2 Sample Machine Operator Performance Qualification Card, Exhibit 28.3 ABSA/Alberta Government (Municipal Affairs) Forms Welder/Welding Operator Qualification Record, AB-76A/B {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 4 of 6 EXHIBIT 28.1 WELDER PERFORMANCE QUALIFICATION EXAMINATION AND TEST PROCEDURE No. Description Code Reference 1. Review Welding Procedure Specification and establish Welder performance test requirements. 2. Verify that test coupon material spec., grade, thickness, diameter, weld joint preparations are correct. 3. Instruct candidates: test procedure, acceptance standards, time limit and Welding Procedure Specification requirements. 4. Mark candidate's unique ID Number/Symbol on test coupons. 5. * Examine fit-up and tack welds. 1 6. * Verify test position. QW-110, QW-120 7. * Examine root (penetration, profile, fusion, reinforcement, reduction in thickness, etc.). 1 8. * Examine complete weld surface condition reinforcement, penetration, fusion, contour, etc. QW-194, QW-302.4 1 UW-35 9. Outline position of bend test specimens. QW-302.1, QW-160 Figure QW-463 10. Verify that specimen size and thickness are acceptable after preparation. Mark candidate and specimen number on each specimen. Figure QW-462.2, Figure QW-462.3 11. Verify test jig tolerances. QW-162.1, Figure QW-466.1 12. Examine specimens after bending. QW-163, QW-302.4 13. Review reports of any subcontractor used to perform physical tests, (Bend tests, etc.). 14. Review volumetric NDE reports (radiographs, film and interpretation sheets, UT reports etc.). 15. Prepare and certify Welder/Welding Operator performance qualification record form. 16. Prepare and certify Welder Performance Qualification card. QW-423, QW-452, QW-452.3 UW-31, UW-33 UW-35 QW-302.2, QW-191 1 Additional visual examination requirements are specified by ASME Section VIII, Division 1. * Hold point, Welder may not continue without authorization from the Welding Examiner. {ABSA: D1180819.DOC .2 } Welding Examiner (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 5 of 6 EXHIBIT 28.2 WELDER PERFORMANCE QUALIFICATION CARD FRONT SIDE Note 1: When qualifying a pressure tack welder, “TACK WELDS ONLY” must be stated or stamped on the performance qualification card. (see ABSA IB17-021). NAME OF ORGANIZATION Testing Org. PERFORMANCE QUALIFICATION Logo A. O. Q. P. No. WELDER PERFORMANCE QUALIFICATION CARD NAME: ABSA FILE NO.: This card is issued pursuant to the Alberta Safety Codes Act and the Pressure Welders Regulations. The performance qualification is in accordance with Section IX of the ASME Code and subject to the limitations on the reverse side. Date of Test Process(es) Material (P-No.) Filler Metal Group (F-No.) Min. Outside Pipe Diameter Max. Deposited Weld Metal Position(s) Qualified Backing Backing Gas Signature of Welder or Machine Welding Operator This performance qualification is valid for two years from date of test unless extended inside the card Welding Examiner (Print/Type) Card No.: 123456 Progression P. Q. Expiry Date Welding Examiner Signature Examiner File No. Expiry Date Welding Examiner File Number (6 months from confirmation) Date Continuity Confirmed Welding Examiner Signature P. Q. EXPIRY DATE EXTENSION In accordance with the Pressure Welders Regulation Sect. 8(8) Card No.: 123456 BACK SIDE (This Exhibit must be a photocopy of the actual card) Suggested Card Size: 2 inches by 7 inches, with a fold at 3.5 inches. Suggested Colour: Canary with Black lettering. Suggested Paper: 220 M Fusion Index or equivalent. Note: Card No. Shall be a pre-printed sequential series of numbers for card identification and control. {ABSA: D1180819.DOC .2 } (Name of Company) Quality Control Manual Revision Number: 22.0 Revision Date: Sept. 01, 2021 Section: 28 Page 6 of 6 EXHIBIT 28.3 SAMPLE MACHINE OPERATOR PERFORMANCE QUALIFICATION CARD FRONT SIDE Expiry Date Welding Examiner File Number (6 months from confirmation) Date Continuity Confirmed Welding Examiner Signature P. Q. EXPIRY DATE EXTENSION In accordance with the Pressure Welders Regulation Sect. 8(8) Card No.: 123456 BACK SIDE (This Exhibit must be a photocopy of the actual card) Suggested Card Size: 2 inches by 7 inches, with a fold at 3.5 inches. Suggested Colour: Canary with Black lettering. Suggested Paper: 220 M Fusion Index or equivalent. Note: Card No. Shall be a pre-printed sequential series of numbers for card identification and control {ABSA: D1180819.DOC .2 }