APPENDIX B INFORMED CONSENT Dear Respondent, We are AEC 23 – Accounting Research Methods students at the College of Accountancy and Business Administration – Northeastern College. We will conduct research entitled Factors Affecting the Operational Performance of Small and Medium Enterprises as a course requirement. The purpose of this research is to examine the factors affecting the operational performance of SMEs in Santiago City. With this, we would like to solicit your participation in this endeavor. Your participation in this study is voluntary and completely anonymous. No information you share can be traced, nor can you be traced by any information you provide. Data will be kept and stored with the utmost confidentiality. Only researchers will have access to the data. CONSENT I have read and understand the provided information and have had the opportunity to ask questions. I understand that my participation is voluntary and that I am free to withdraw at any time, without giving a reason and without cost. I understand that I will be given a copy of this consent form. I voluntarily agree to participate in this study. Respondent: _______________ Date: _________________ Investigator: _____________ Date: _________________ APPENDIX C SURVEY QUESTIONNAIRE FACTORS AFFECTING THE OPERATIONAL PERFORMANCE OF SMALL AND MEDIUM ENTERPRISES (Adopted from Factors Affecting the Performance of Small and Micro Enterprises (SMEs) Traders at City Park Hawkers Market in Nairobi County, Kenya, Ntakobajira, 2013), & Factors Affecting Business Success among SMEs: Empirical Evidences from Indonesia, Indarti & Langenberg, 2004) General Direction. Please put a check mark (/) on the space provided that corresponds to your answer. Part I. Characteristics of SMEs Size of Enterprise: ( ) Small ( ) Medium Origin of the Enterprise: ( ) Established ( ) Inherited ( ) Other Source of Capital: ( ( ( ( ( ) Personal Savings ( ) Joint venture with ) Family investment ) Third party investment ) Bank ) Other colleagues/friends Years of Operation: ( ) Less than 1 year ( ) 1 year to 3 years ( ) 3 years to 5 years ( ) More than 5 years Part II. Factors Affecting the Operational Performance Directions: Below are the factors affecting operational performance of SMEs. Based on your experiences in running the business so far and the actual condition of the business, please indicate your opinion regarding each statement. 4 - Strongly Agree 3 - Agree 2 – Disagree 1 – Strongly Disagree 4 3 2 1 Statements Access to Business Information Services 1. The information available is relevant for our business. 2. The information available informs us of the changes in the business environment. 3. The information available inform us of the business registration requirements. 4. The information necessary for our business growth is available on time. Technological Access 5. Existing technology suffices to support all production processes of my enterprise. 6. Existing technology supports innovation in my business. 7. Existing technology helps us to ease the marketing of our products. 8. Existing technology helps us offer a new distribution channel. Capital Access 9. Existing capital is sufficient to maintain and expand the operation of the business. 10. If needed, it is easy for us to get additional capital in funding the operation. 11. I have accessible alternatives of capital sources if needed. Information Access 12. I have access to information market/consumer of my products. 13. I have access to information on capital sources. 14. I have access to information on technologies to support my business. 15. I have access to information on the material sources. 16. I have access to information on government regulations that are relevant to my business. Entrepreneurial Readiness 17. I have good leadership skills. 18. I have reliable managerial skills. 19. I have decision making skills. 20. I have good communication skills. on the