Chemistry and Technology of Agrochemical Formulations Edited by D. A. Knowles FORM-AK Formulation Consultancy Services, Tonbridge, Kent, UK Kluwer Academic Publishers Dordrecht / Boston / London Contents Preface List of contributors 1 Introduction D. A. KNOWLES References 2 Review of major agrochemical classes and uses L. G. COPPING 2.1 2.2 2.3 2.4 2.5 2.6 2.7 Introduction Future needs World markets, 1996 Sales by category, 1995 Sales by crop, 1995 Sales by region, 1995 Herbicides 2.7.1 Photosynthesis 2.7.2 Amino acid biosynthesis 2.7.3 Lipid biosynthesis 2.7.4 Interference with plant hormones 2.7.5 Cell division 2.7.6 Cellulose biosynthesis 2.7.7 Respiratory uncouplers 2.8 Insecticides 2.8.1 Organophosphorus insecticides (OPs) 2.8.2 Carbamate insecticides 2.8.3 Insecticides that interact with neurotransmitter ligand recognition sites 2.8.4 Insecticides that interlBrerwith ion channels 2.8.5 Inhibition of oxidative phbspitorylation 2.8.6 Insect growth and regulation 2.8.7 Compounds^ wkh-'uifcertJiin .modes .of action 2.9 Fungicides .. 2.9.1 Protectant fungicides. ^ \r - ,, 2.9.2 Protein biosynthesis . . . • " ' 2.9.3 Nucleic acid metabolism 2.9.4 Cell division 2.9.5 Sterol biosynthesis 2.9.6 Triglyceride biosynthesis 2.9.7 Chitin biosynthesis 2.9.8 Respiration 2.9.9 Indirectly acting fungicides 2.10 Plant growth regulators 2.11 Biological screening: discovery and development of a new agrochemical 2.11.1 Chemical synthesis 2.11.2 Biological evaluation References xiii xv 1 7 8 8 9 9 10 12 13 13 15 17 17 18 19 19 19 20 21 22 22 23 24 25 26 27 27 28 28 28 28 29 29 29 30 30 30 31 35 38 VI 3 CHEMISTRY AND TECHNOLOGY OF AGROCHEMICAL FORMULATIONS Formulation of agrochemicals D. A. KNOWLES 41 3.1 3.2 41 43 43 44 45 46 47 49 50 50 51 52 53 53 55 56 57 57 59 61 61 61 62 63 64 65 66 67 67 70 71 71 71 73 74 75 78 78 78 79 Introduction Conventional formulations 3.2.1 Granules (GR) 3.2.2 Solution concentrates (SL) 3.2.3 Emulsifiable concentrates (EC) 3.2.4 Wettable powders (WP) 3.2.5 Suspension concentrates (SC) 3.2.6 Seed treatments (DS, WS, LS, FS) 3.3 New-generation formulations 3.3.1 General trends 3.3.2 Oil-in-water emulsions (EW) 3.3.3 Suspoemulsions (SE) 3.3.4 Microemulsions (ME) 3.3.5 Controlled-release formulations 3.3.6 Water-dispersible granules (WG) 3.3.7 Formulations using a built-in wetter 3.4 Surfactants for agrochemicals 3.4.1 General characteristics 3.4.2 Adsorption and surface tension 3.4.3 Micellization 3.4.4 Krafft temperature and cloud point 3.4.5 Wetting and contact angle 3.4.6 Particle and droplet stabilization 3.4.7 Wetting agents 3.4.8 Dispersion 3.4.9 Emulsification 3.4.10 Solubilization 3.4.11 Bioenhancement 3.4.12 Conventional surfactants 3.4.13 Recent surfactant developments 3.5 Other formulation additives Carriers and diluents 3.5.1 3.5.2 Solvents 3.5.3 Anti-settling agents 3.5.4 Water-soluble polymers 3.5.5 Preservatives 3.5.6 Anti-freeze agents 3.5.7 Anti-foam agents 3.5.8 Anti-caking agents References Water-dispersible granules G. A. BELL 80 4.1 4.2 4.3 80 83 87 88 91 98 112 114 Introduction Manufacturing methods Physical properties 4.3.1 Granule size and shape 4.3.2 Particle assemblies and structures 4.3.3 Quantity and type of binders 4.4 Design: modern methods References CONTENTS Recent developments on safer formulations of agrochemicals P. J. MULQUEEN 5.1 5.2 Introduction Liquid formulations 5.2.1 Emulsifiable concentrates (EC) 5.2.2 Concentrated emulsions (CE) 5.2.3 Suspension emulsions (or suspoemulsions) 5.2.4 Microemulsions 5.2.5 Multiple emulsions 5.2.6 Suspension concentrates 5.3 Controlled-release formulations 5.3.1 Methods of encapsulation 5.3.2 Advantages of microencapsulation 5.3.3 Microencapsulated products 5.3.4 Future trends in microencapsulation 5.4 Water-soluble packaging 5.5 Dry products (water-dispersible granules) 5.6 Adjuvants 5.7 Other formulation types 5.7.1 Seed treatment formulations 5.7.2 Biotechnological improvements 5.8 Summary and future possibilities References Agrochemical formulations using natural lignin products S. T. HUMPHREY 6.1 Introduction 6.1.1 Lignosulphonates: some basic information 6.1.2 Lignin modification 6.2 Wettable powders (WP) 6.2.1 Formulation 6.2.2 Production methods 6.3 Water-dispersible granules (WG) 6.3.1 Formulation 6.3.2 Production methods 6.4 Suspension concentrates (SC) 6.4.1 Formulation 6.4.2 Production methods 6.5 Oil-in-water emulsions (EW) 6.5.1 Formulation 6.5.2 Production methods 6.6 Controlled release 6.6.1 Granules 6.6.2 Tablets 6.6.3 Gels 6.6.4 Microencapsulation 6.7 Ultraviolet protection 6.8 Compatibility agents 6.9 Adjuvants 6.10 Complexing agents 6.11 Environmental and regulatory information 6.11.1 Personnel 6.11.2 Environmental References Vll 121 122 125 125 126 130 131 131 132 132 134 142 146 147 147 148 148 149 149 149 152 154 158 158 158 159 160 160 162 163 164 166 167 167 170 172 172 172 172 173 173 173 174 175 176 176 177 177 177 177 178 Vlll 7 CHEMISTRY AND TECHNOLOGY OF AGROCHEMICAL FORMULATIONS Novel surfactants and adjuvants for agrochemicals S. REEKMANS 7.1 Polymeric surfactants and stability 7.1.1 Introduction 7.1.2 (De)stabilization of colloidal systems 7.1.3 Colloidal stabilization 7.1.4 Structure of polymeric surfactants for steric stabilization 7.1.5 Polymeric surfactants in agricultural formulations 7.1.6 Conclusion 7.2 Trends towards environmentally safer surfactants 7.2.1 Surfactants and the environment 7.2.2 Toxicity and biodegradation 7.2.3 Hazard labelling of surfactants 7.2.4 Effect of chemical structure 7.2.5 New-generation surfactants 7.2.6 Conclusion 7.3 Enhancing biological activity using adjuvants 7.3.1 Introduction 7.3.2 Relevance of a surfactant's properties 7.3.3 Built-in activators and spray-tank mixtures 7.3.4 Future trends in surfactants and adjuvants 7.3.5 Conclusion Acknowledgements References 8 Improving agrochemical performance: possible mechanisms for adjuvancy P. J. HOLLOWAY 8.1 8.2 Introduction Chemical composition of adjuvants 8.2.1 Surfactants 8.2.2 Emulsifiable oils 8.2.3 Polymers 8.2.4 Polymer-forming compounds 8.2.5 Phospholipids 8.2.6 Inorganic salts 8.2.7 Other ingredients 8.3 Mechanistic approaches for investigating adjuvancy 8.3.1 Atomization 8.3.2 Retention 8.3.3 Predicting retention performance 8.3.4 Spreading and coverage 8.3.5 Uptake and translocation 8.3.6 Predicting uptake enhancement performance 8.4 Future; prospects Acknowledgements References Packaging of agrochemicals P. D. CURLE, C. D. EMMERSON, A. H. GREGORY, J. HARTMANN and P. NIXON 9.1 Selection of packaging types 9.1.1 Selection of packaging materials for solid formulations 179 179 179 179 180 183 187 195 196 196 197 204 204 209 211 212 212 213 220 221 226 226 226 232 232 233 233 237 239 240 240 241 241 241 241 244 246 250 252 253 257 259 260 264 264 264 CONTENTS 9.1.2 9.1.3 9.1.4 9.1.5 9.1.6 Selection of packaging materials for liquid formulations Plastics Metal Glass Recommended tests to be carried out on the main types of containers 9.1.7 Specifications 9.1.8 Packaging instructions 9.2 Closures 9.2.1 Prevention of leakage 9.2.2 Tamper evidence 9.2.3 Closure diameter - liquid products 9.2.4 Dispensing liquid products from packs designed for pouring 9.3 Labelling 9.4 Shelf life 9.5 Pack design with regard to easy rinsing and disposal 9.6 Types of secondary packaging 9.6.1 Unit cartons 9.6.2 Combination with primary pack 9.6.3 Methods for protection of unit loads 9.7 United Nations performance tests 9.8 Rinsing methods 9.9 Closed transfer systems 9.10 Collection of containers after use 9.11 Summary of key design criteria 9.12 Returnable packaging systems 9.12.1 Small-volume returnable containers 9.12.2 SVR design criteria 9.12.3 Stewardship 9.12.4 Closures 9.12.5 Labelling and marking 9.12.6 Handling 9.12.7 Disposal 9.13 ECPA standard SVR interface 9.13.1 Container interface/extractor valve 9.13.2 Coupler 9.13.3 Extractor valve and coupler combined 9.14 Future direction Glossary of terms and definitions Bibliography 10 Application techniques for agrochemicals G. A. MATTHEWS 10.1 10.2 10.3 10.4 10.5 10.6 10.7 10.8 10.9 Hydraulic nozzles 10.1.1 Types of hydraulic nozzle Portable sprayers Tractor sprayers 10.3.1 Portable lines 10.3.2 Orchard sprayers Aerial application ULV and CDA ground application Fogs, mists and aerosols 10.6.1 Mists Electrostatically charged applications Chemigation Granule, dust and seed treatments 10.9.1 Seed treatment IX 267 267 269 269 269 271 271 272 272 273 274 275 277 278 279 279 281 281 281 281 283 285 287 289 289 289 290 290 291 291 291 291 291 291 292 293 295 295 299 302 302 308 312 315 320 320 321 324 327 328 329 330 331 332 X CHEMISTRY AND TECHNOLOGY OF AGROCHEMICAL FORMULATIONS 10.10 Miscellaneous 10.10.1 Weed wiper 10.10.2 Lure and kill 10.10.3 Tree injection 10.11 Standards References 11 Regulatory requirements in the European Union W. K. DE RAAT, I. A. VAN DE GEVEL, G. F. HOUBEN and B. C. HAKKERT 11.1 11.2 Introduction Some basic features of 91/414/EEC 11.2.1 Which plant protection products? 11.2.2 Authorization of active substances and plant protection products 11.2.3 Existing and new active substances 11.2.4 Harmonization of methods and procedures 11.2.5 Quality standard 11.2.6 Mutual recognition 11.2.7 Data protection 11.2.8 Exemptions from the 'standard' authorization procedures 11.3 Overview of authorizations 11.4 Data requirements 11.5 Dossier preparation 11.6 Inclusion of active substances in Annex I of 91/414/EEC 11.6.1 Introduction 11.6.2 Initial evaluation 11.6.3 Detailed evaluation and the preparation of the monograph 11.6.4 Procedure 11.7 Authorization of plant protection products 11.7.1 General requirements 11.7.2 The Uniform Principles 11.7.3 Evaluation 11.7.4 Authorization criteria 11.8 Transitional measures and the review programme 11.8.1 Transitional authorizations 11.8.2 Review programme 11.9 Adjuvants Acknowledgements Appendix 11.A An overview of European Community general legislation associated with plant protection products 12 Regulatory requirements in the USA J. M. WAGNER 12.1 12.2 12.3 12.4 Introduction Federal pesticide laws 12.2.1 Federal Insecticide, Fungicide, and Rodenticide Act 12.2.2 Federal Food, Drug, and Cosmetic Act 12.2.3 Food Quality Protection Act, 1996 EPA Office of Pesticide Programs 12.3.1 Organization 12.3.2 Operating objectives Product registration: obtaining a license to sell 12.4.1 Experimental Use Permit 12.4.2 Registration 12.4.3 Tolerances and exemptions from tolerances 332 332 332 332 333 333 337 337 339 339 339 340 341 341 342 342 343 344 345 348 353 353 355 356 361 361 361 362 363 366 370 370 371 374 374 375 377 377 377 378 379 379 383 384 385 386 386 387 393 CONTENTS 12.5 12.6 Registration and tolerance data requirements Data evaluation 12.6.1 EPA risk assessment process 12.6.2 Industry interaction with EPA: practical advice 12.7 Data protection and compensation 12.8 Reregistration and product defense 12.8.1 Data Call-in and industry task force groups 12.8.2 Special review process and cancellation of registrations 12.9 Product labeling 12.10 State registration requirements 12.11 Conclusions Acknowledgements Appendix 12.A Index of EPA study guidelines Appendix 12.B Sources of registration information Appendix 12.C Office of Pesticide Programs: senior E P A contacts References 13 Waste management and disposal of agrochemicals K. S. JOHNSON 13.1 13.2 13.3 Introduction Site management responsibilities Waste minimization 13.3.1 General principles and definitions 13.3.2 Examples of source reduction options 13.3.3 Example of recycling, use and reuse of waste and reclamation 13.4 Waste types 13.5 Waste handling 13.5.1 Operator safety 13.5.2 Workplace designated waste collection areas 13.5.3 Site waste collection 13.5.4 Secure waste storage 13.5.5 Waste preparation prior to disposal 13.5.6 Detoxification of containers 13.5.7 Toxic wastes 13.6 Documentation and records 13.6.1 Waste producer (originator) 13.6.2 Identification 13.6.3 Consignment 13.7 Waste disposal 13.7.1 Waste disposal options 13.7.2 Waste disposal contractors 13.7.3 Waste transfer stations 13.7.4 Transport 13.8 Treatment and disposal of aqueous effluents arising from formulation and packaging of agrochemical products 13.8.1 Introduction 13.8.2 Treatment process 13.8.3 Plant details and layout 13.8.4 Final effluent quality 13.8.5 Effluent disposal 13.8.6 Sludge disposal References Index XI 397 397 402 403 404 405 406 406 407 409 411 412 412 412 415 416 418 418 418 419 419 420 421 422 422 422 423 423 423 423 427 428 428 428 428 428 428 429 429 429 429 430 430 430 431 431 434 434 434 435