See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/273694365 Synthesis of Safety Aspects of Highway Design Features - Alignment and Access Management Technical Report · March 2015 DOI: 10.13140/RG.2.1.3697.3603 CITATIONS READS 0 949 1 author: Sohrab Siddiqui Montana State University 8 PUBLICATIONS 8 CITATIONS SEE PROFILE All content following this page was uploaded by Sohrab Siddiqui on 18 March 2015. The user has requested enhancement of the downloaded file. Research Exercise II Synthesis of Safety Aspects of Highway Design Features Alignment and Access Management by Sohrab Siddiqui for ECIV 554-Transportation Safety Date: 03/10/2015 Abstract The United States has developed an extensive transportation network that is unsurpassed by any country in the world. It has provided unprecedented mobility for its citizens by connecting the vast road networks to air, rail, and urban transit services. Freight is easily moved via intermodal network of shipping, ports, rail, and highway freight carriers. This system is not without any failings. The most critical problem facing the transportation industry in the United States is to assure as safe environment for the drivers and passengers. Many analyses of motor vehicle crashes indicate driver error as the major contributor to crashes (1). However it should not be construed to mean there is little that the highway designer can do to improve the level of safety for drivers and passengers. In fact, a highway designed with explicit attention to safety can significantly reduce the frequency of crashes and their severity. Such a highway is called “forgiving” because its design mitigates the consequences of driver error. In a sense, the roadway provides instructions to the road users on what they should be doing. Negative road engineering factors directly triggers a crash and misleads a road user to commit human errors. As the first element of a safe road, geometry of the roadway plays a significant role in road crash frequencies as well as crash severity levels. The purpose of this report is to point out two of the most important highway design features that if not taken care of can have serious impacts on safety. These elements include horizontal and vertical alignment of a highway and access management. The paper is organized in a synthesis format and reports on current knowledge and practice, in a compact form, without any detailed directions that are usually found in handbooks or design manuals. Author’s discussion of various safety statistics is provided for every topic discussed in the pertaining section. A conclusion/discussion in the last part of the report reflects the author’s overall perspectives on the issues presented. Introduction During the past few decades a considerable amount of research has been performed on all aspects of geometric design affecting the way roads are designed, the way they operate, and, ultimately, the safety of these facilities. Using and applying this knowledge is sometimes limited because of the sheer volume of information that exists and the rapid pace in which it is produced and published. Besides that, various researches done on Geometric design research are scattered across a variety of different tools and publications that are not easily accessible to highway and street designers and policy makers. This report would try to synthesize the most recent updates on two of the most important issues of geometric design namely, alignment and access management. New interests were attracted to safety and geometric design by late 1980s. Beginning in 1988, a series of sessions were launched by Transportation Research Board (TRB) committees on Geometric Design and Operational Effects of geometric Design. The sessions were organized to discuss the state of the practice of five geometric design topics: sight distance, interchanges, intersection, alignment and cross sections (2, 3). These sessions continued for five years and as a result of it a broad range of research problem statements were submitted to and funded under the National Cooperative Highway Research Program (NCHRP). Meanwhile, Federal Highway Administration (FHWA) management designated Highway Safety Design Practices and Criteria as a high-priority research and development (R&D) area in March 1988. The main purpose of this program was to develop an integrated design process considering roadway and roadside to develop cost effective design alternatives. 2 A series of computer modules were developed as part of this project including a roadway module (which covered multivehicle accidents); a roadside module (which covered single-vehicle accidents); a consistency module (which was based on speed profiles, since large changes in speed between successive roadway sections are believed to contribute to accidents); and a physics module (which measured speeds and lateral accelerations based on a computer simulation of the interaction between the vehicle and the roadway). This program was envisioned by first selecting a design alternative developed by a highway designer in accordance with the guidelines and then checking for potential safety problems against safety data in each of the modules. The designer would have to decide how to solve any potential safety problems identified through the process. The initial concept of the components of the integrated design process developed by FHWA management team is shown in Figure 1 (4). Design Alternatives Roadside Module Roadway Module INTEGRATED DESIGN PROCESS Consistency Module Physics Module Revised Alternatives Figure 1- Initial Concept of Integrated Design The program's first product was a six-volume synthesis on highway safety research.(5) This study specifically addressed access control, alignment, cross sections, interchanges, intersections, and pedestrians and bicyclists; topics selected based on recommendations from TRB and earlier synthesis studies.(6,7) These issues clarified the concept of what is now known as the Interactive Highway Safety Design Model (IHSDM). IHSDM is a software currently used for evaluating safety and operational effects of geometric design decisions on two-lane rural highways but is expected to expand very soon to incorporate all other types of highways. The software can easily be downloaded from FHWA website and the link is provided for the reader in the references section of the report. (31) Several other methods were also developed to relate the series of events in a road crash to categories of crash-contributing factors. One such method is the Haddon Matrix (8). According to this matrix developed by William Haddon Jr. in 1970, there are three different types of factors that contribute to road crashes: a) Human Factors b) Vehicle Factors and c) Roadway/Environment Factors. Roadway Factors include 3 roadway and roadside design elements. According to the Highway Safety Manual (HSM) (9) of the American Association of State Highway and Transportation Officials (AASHTO), three percent (3%) of road crashes are due to only roadway factors, but thirty four percent (34%) of road crashes are a combination of roadway factors and other factors (see Figure 2). 93% 34% Human Factors 27 Roadway Factors 57 3 3 6 1 Vehicle Factors 3 3% Figure 2- Contributing factors to Vehicular Crashes A major percentage of roadway/roadside crashes can be contributed to poorly-designed vertical and horizontal alignment and poorly managed access to different types of land uses. In the next section of this report a roughly detailed investigation is conducted on the safety aspects of these highway design features. Horizontal and Vertical Alignment Design of vertical and horizontal alignment is integral part of any highway design project. Usually design is governed by design speed which is based partially on safe stopping sight distance. Therefore one can say that horizontal and vertical curvature of a highway determines the safe sight distance and operating speed of that highway. The correct combination of vertical and horizontal alignment promotes uniform speed for the motorist traveling on the highway, and thus contributes to a safe design. A more thorough investigation of the safety remediation is beyond the scope of this paper. This paper only presents safety issues associated with horizontal and vertical alignment. a) Stopping Sight Distance (SSD) Minimum safe stopping sight distance is one of the major factors affecting the cost and environmental impacts of a road design. It has direct influence on size and other design elements. Very little is known about the relationship between sight distance and safety. These researches are part of the general literature about safety implications of SSD: Yagar and Van Aerde (10) found that sight distance was not a major contributory factor in controlling vehicle speeds. A study done in UK (11) showed that accident rates rise steeply at sight distances below 100m and sight distance above 500m have little effects on accidents. According to TRB Special Report 214 (12), accident frequencies were 52 percent higher in locations with sight reduction than locations with adequate sight distance A study by Hall and Turner (13) indicated that inadequate sight distance does not guarantee that accidents will occur. A study in Sweden (14) indicated that accident rates decrease with increasing average sight distance especially for single-vehicle crashes in dark environment. 4 b) Horizontal Curvature Studies indicate that the rate of accident are higher in horizontal curves compared to tangent segments. This rate can range from one and a half to four times greater than the tangent segments (15-17). According to the past literature, the following features are related to safety of horizontal curves: • • • • • • • • • • Traffic volume on the curve and traffic mix (e.g., percent trucks). Curve features (degree of curve, length of curve, central angle, superelevation, and presence of spiral or other transition curves). Cross-sectional curve elements (lane width, shoulder width, shoulder type, shoulder slope). Roadside hazard on the curve (clear zone, sideslope, rigidity and types of obstacles). Stopping sight distance on curve (or on curve approach). Vertical alignment on horizontal curve. Distance to adjacent curves. Presence/distance from curve to the nearest intersection, driveway, bridge, etc. Pavement friction. Presence and type of traffic control devices (signs and delineation). Based on a study of 3,427 curve/tangent pairs in Washington State by Zegeer, et al. it was indicated that accident factors are overrepresented on curves compared to tangents. Accidents on curves included more severe (fatal and A-type injury) crashes, head-on and opposite direction sideswipe crashes, fixed-object and rollover crashes, crashes at night, and those involving drinking drivers. Table 1 indicates the distribution of curve crashes by severity and type (17): Table. 1- Summary of Accident Statistics on Washington State Curve Sample Variable Frequency Percentage Total Accidents 12,123 100.0 PDO Accidents 6,500 53.6 Injury Accidents 5,359 44.2 Fatal Accidents 264 2.2 People Injured 8,434 N.A. People Killed 314 N.A. Head-On Accidents 517 4.3 Opp. Direction Sideswipe Accidents 468 3.9 Fixed Object Accidents 5,045 41.6 Rollover Accidents 1,874 15.5 Same-Direction Sideswipe 139 1.1 Rear-End Both Moving 303 2.5 Other Collision Types 3,777 31.2 Dry Road Accidents Wet Road Accidents Snowy/Icy Road Accidents Daylight Accidents Dark, Dawn, Dusk Accidents 5 6,914 2,609 2,600 6,828 5,295 57.0 21.5 21.4 56.3 43.7 In a study done by Srinivasan (18), it was noted that an isolated narrow curve in an otherwise straight alignment is more dangerous than a succession of curve of the same radius. It was also noted that horizontal curves are more dangerous when they are combined with gradients and surfaces of low friction coefficients. Brenac (19) indicated that short radius curves are only dangerous if there is a road alignment anomaly like a difficult isolated bend in an otherwise easy section. A number of other studies indicate that horizontal realignment of rural highways is the most efficient way of increasing safety; reduction in number of accidents of the order of 80 percent have been reported (18). Table 2 shows the results of a Swedish study on accident reduction factors for various increases in horizontal radii: Table.2- Accident Reduction Factors for various increases in horizontal radii To (m) 500 700 1500 From (m) 300 0.25 0.35 0.45 500 0.10 0.30 700 0.20 As we can see from the table, increasing the radius from 300m to 1500m has more effects than increasing the radius from 500m to 1500m. Brenac (19) also found that curve radii below 200m limited the speed on curves to less than 90 km/h. Simpson and Kerman (20) also found that there is only a minor decrease in speed by driver approaching horizontal curves. Wider lanes and shoulders on curves are also associated with a reduction in curve-related accidents. Percent reductions in total accidents are given in Table 3 for improvements involving widening lanes and/or shoulders on horizontal curves. (17) Table.3- Percent reduction in accidents due to lane and shoulder widening. Total Amount of Lane or Shoulder Widening (ft) Total Per Side 2 4 6 8 10 12 14 16 18 20 1 2 3 4 5 6 7 8 9 10 Percent Accident Reduction Lane Widening 5 12 17 21 - 6 Paved Shoulder Widening 4 8 12 15 19 21 25 28 31 33 Unpaved Shoulder Widening 3 7 10 13 16 18 21 24 26 29 Other factors are also influential in reducing the number of horizontal curve crashes but are not presented here to respect the word limits. These factors include but are not limited to spiral transitions, superelevation improvements and roadside improvements on curves. c) Vertical Curvature The vertical alignment of a highway is described by vertical lines or grades, and vertical curves. The vertical curve can be crest or sag based on ground conditions. According to studies, downgrades have 63% more accidents than upgrades, considering uniform vehicular traffic for both. Table 4 shows the number of accidents and fatality rates for different types of vertical curves. It shows that downgrade accidents are more frequent and result in higher percentages of injuries and fatalities than upgrade accidents. Also, injury and fatality rates on vertical curves are higher than on level or upgrade locations. (21) Table.4- Accident frequency and severity by vertical alignment. Vertical Number of Percent of Total Percent Percent Alignment Accidents Accidents Injured Killed Level 2001 34.6 53.6 4.7 Upgrade 943 16.3 55.6 3.9 Downgrade 1533 26.5 58.4 5.1 Up on crest 373 6.5 59.5 6.0 Down on crest 461 8.0 62.6 5.9 Up on sag 258 4.5 57.8 6.3 Down on sag 211 3.7 61.7 6.8 Total Known 5780 100.0 Unknown 2192 Total 7972 Mullins, et al, showed that the reason for higher number of accidents on the peak of the crests and uphill portions of sag is the general lack of sight distance. (22) Other studies (23) assessed the safety of various truck combinations on vertical curves. It was found that truck are more prone to accidents on grades than on level terrain. Table 5 shows the distribution of accidents by truck type and grade measurement of the roadway. (23) Table.5- Distribution of accidents by vertical grade measurement and truck type Vertical Slope Measurement Truck Type Straight N % (%) Singles Doubles % (%) N % (%) Down Down Down Level Up Up Up Total 6-7% 3 1 (7 27 2 (12 20 8 (34 4-5% 8 3 20 19 4 21 23 9 39 2-3% 30 14 73) 152 12 67) 16 6 27) 234 74 851 66 163 62 - 2-3% 30 9 (71 151 12 (70 19 7 (48 4-5% 7 2 17 44 3 20 11 4 28 6-7% 5 2 12) 20 2 9) 10 4 25) 317 100 1294 100 262 100 - 7 As can be seen from the table, double trailer combinations appear to have more problems on downgrades than other truck or trailer combinations. Table 6 provides information on vertical slope by different types of roadways. (23) As we can see accident are more acute to rural freeways. Table. 6- Distribution of truck accidents by vertical grade measurement and roadway type Vertical Slope Measurement Roadway Down Down Down Level Up Up Up Type 6-7% 4-5% 2-3% 2-3% 4-5% 6-7% Rural N 43 62 93 388 95 33 38 Freeway % 6 8 12 51 13 6 3 Rural 11 14 13 111 12 8 6 Non-freeway % 6 8 7 63 7 5 0 Urban N 18 103 675 104 22 1 Freeway % 2 11 73 11 2 0 Urban N 3 185 7 Non-freeway % 2 95 4 Total N 54 94 212 1359 218 68 43 % 3 5 10 66 11 3 2 8 Access Management According to 2003 TRB Access Management Manual (24), Roadway access management is defined as follows: The systematic control of the location, spacing, design, and operation of driveways, median openings, interchanges, and street connections to a roadway. It also involves roadway design applications, such as median treatments and auxiliary lanes, and the appropriate spacing of traffic signals. The purpose of access management is to provide vehicular access to land development in a manner that preserves the safety and efficiency of the transportation system. Access-related vehicular maneuvers and volumes can have serious consequences on the performance of traffic operations and road safety. Managing access requires several trade-offs between land access and through-traffic mobility functions that are implicit in functional classification of all roadways. Access Management as a function of functional hierarchy according to TRB Access Management Manual (24) is illustrated in Figure 3. Figure 3- Conceptual roadway functional hierarchy. According to Williams and Levinson (25), during the past several decades, access management has grown dramatically from its origin when it was applied on the boulevards to the comprehensive systemwide programs. Many NCHRP reports, work by TRB Access Management Committee and publications by FHWA, ITE and TRB have focused on this issue and have provided the research community with plethora of researches. Since the purpose of this paper is to only discuss the safety issues associated with access management, there will be no description of other aspects of this topic. Access Control and Safety From a traffic engineer’s point of view, it is always safe to eliminate unexpected events and to separate the decision points for the driver. One way to do this is to control the access. It reduces the variety and spacing of events to which a driver should respond. In a report to congress (26), the effects of access on accidents and fatalities in urban and rural areas were highlighted. It consisted of data from 30 states and the conclusion 9 was that full control of access is the most safe design factor for accident reduction. According to Table 7 accidents and fatalities on facilities with full control of access is ½ that of the rural highways with no access control and 1/3 that of urban highways with similar design. Table.7 – Effect of control of access on accidents and fatalities in urban and rural areas Accident Rates per million vehicle miles Urban Rural Access Control Total Fatal Total Fatal Full 1.86 0.02 1.51 0.03 Partial 4.96 0.05 2.11 0.06 None 5.26 0.04 3.32 0.09 Another study was conducted in 1959 by Bureau of Public Works (BPR) to determine the safety of interstate system. The study sites included the primary highways which were built before the interstates that either remained parallel to the interstates or replaced by them. The results are documented in several reports with the most comprehensive one in report by Fee et al. (27) Table 8 indicates the accident, injury and fatality rates by highway type and type of area for primary highways and interstates. As we can see, interstates have consistently better safety records as compared to primary existing roads before or after the interstate opened. Table.8 – Accident, injury and fatality rates by highway type and type of area Total Urban Total Rural Accidents Safety Rates per million vehicle miles Interstate Before After Interstate Corridor 637 601 194 332 Injuries 259 280 102 162 Fatalities 3.4 3.4 2.6 2.9 Accidents 213 230 94 131 Injuries 137 151 57 83 Fatalities 7.6 6.8 3.3 4.3 The study also documented the types of accidents occurring on the interstates. We can see from Table 9 that head-on crashes are virtually eliminated and angle collisions are reduced to a greater extent. Table.9- Percentage of Accident Type on rural and urban interstate and primary highways Rural Highway Type Head-on Single Veh. Rear-end Angle Other Interstate 2.6% 51.1% 30.7% 4.0% 11.6% Existing 12.4% 30.1% 40.7% 13.8% 3.0% Urban Interstate 2.0% 28.9% 59.7% 8.0% 1.4% Existing 7.3% 10.5% 56.3% 22.2% 3.7% 10 Roadside Access Besides the comparative analysis, various regression models were also developed in this report to indicate that which elements of a non-interstate highway contributed most to the safety problems. (27) Effects of roadside development and intersection frequency were studied. Figure 4 and Figure 5 show the effects of such developments: Figure 4- Accident Rate on non-interstate highways by number of businesses per mile Figure 5- Accident Rate on non-interstate highways by number of at-grade intersections per mile As we can see from above, as the number of roadside developments or intersections increase, the accident rates increase as well. McGuirk found a number of interacting variables affecting accidents which includes number of lanes, commercial driveways, intersections and interchanges per mile, commercial driveways per mile, driveways per mile and urban area population. (28) Median Treatments Presence of medians can have significant impacts on highway safety as it can increase the number of left turners which in turn increases the number of vehicular conflicts with pedestrians and bicyclists. (24). In a study documented in NCHRP Report 420 (29), the effects of roadway medians were noted as important bearing on how well the roadways operate, their safety experience and the access they provide to different land uses. Three types of median treatment can be part of any highway project: • • • Whether to install a continuous Two-way-left-turn-lanes (TWLTL) Whether to install a non-traversable (physical) median on an undivided roadway Whether and when to replace a TWLTL with a non-traversable median Different studies report different crash statistics for median treatments. Gattis compiled the studies on median treatments done over half a century into a single document. Table 10 can be a general comparison between different types of median treatments. The general trend is that non-traversable medians are 11 associated with lower crash frequency. Continuous two-way left-turn lanes generally are preferable to undivided roadways, but generally are not preferable to non-traversable medians (30). Table. 10- Relative safety of cross-section design alternatives Interchanges Interchanges are now very important means of moving traffic between freeways and arterials. An interchange area attracts much land development activity because of the traffic volumes in the vicinity. Although access is needed to be managed along the entire length of a freeway, including the interchange area, many transportation agencies apply little, if any, access management along the crossroad (29). 12 Often intersections very close to ramp termini develop heavy weaving volumes requiring complex traffic signal operations and frequent accidents and congestion problems. Therefore, land development at interchanges should be sufficiently separated from ramp terminals. However, street intersections along the arterial often are spaced too close to interchanges. Many transportation agencies have a growing recognition that access separation distances and roadway geometry should be improved from an access management perspective. NCHRP Synthesis 332 was prepared to document and summarize practices relating to access location and design in the vicinity of interchanges. It basically recognizes the ways to retrofit existing interchanges and strategies to use on new interchanges. Conclusion/Discussion Although the relationship between geometric design factors and accident rates is complex and usually it not fully understood, this report provided many information about these relationships. It has been clearly shown that restrictive geometric design elements like short sight distances or sharp curves can be associated with higher accident rates. It is also shown that significant reductions in values of some of the elements of geometric standards do not result in large increases in crash rates. One limitation of this study can be the different definitions and different parameters used by different researchers. These parameters can include the types of accident, omission of traffic volume, speed and traffic composition, presence of bicyclists and pedestrian and etc. Driver behavior, enforcement practices and actual road environment in different countries or different states within the United States can also be contributors in limiting the way we can interpret the results. International experiences have shown that interventions in terms of road infrastructure to improve the road environment can pay for themselves and the financial investments can be recovered within a reasonable period of time. This can itself be an indication of the importance of investing to improve safety. Although, as discussed, driver behavior can have a major impact on safety, building a safe environment for the drivers and passengers can decrease safety issues considerably. This is very well presented by Ernest Greenwood in a quote, “Accidents, and particularly street and highway accidents, do not happen - they are caused”. References 1- Highway Safety Design and Operations Guide 1997, American Association of State Highway and Transportation Officials, Washington D.C. 2- Neuman, T.R. (1989). "New Approach to Design for Stopping Sight Distance." Transportation Research Record, 1208. 3- Holzmann, F.D. and Marek, M.A. (1993). "Interchange Study and Selection Process." Transportation Research Record, 1385 4- D.W. Hardwood, J.M. Mason, and J.L. Graham. 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Stover, NCHRP Report 420: Impacts of Access Management Techniques, Transportation Research Board, National Research Council, Washington, D.C., 1999. 30- Gattis, J.L., Assess the Need for Implementing an Access Management Program, TRC 04-04, Arkansas State Highway and Transportation Department, Little Rock, Sep. 2005. 31- IHSDM software download link, http://www.ihsdm.org/wiki/Download_Registration 15 View publication stats