Psychological Reports: Sociocultural Issues in Psychology 2013, 113, 1, 107-117. © Psychological Reports 2013 RESPONDING TO MORAL DILEMMAS: THE ROLES OF EMPATHY AND COLLECTIVIST VALUES AMONG THE CHINESE1 STEPHEN K. F. MANN VIVIANA CHENG Department of Rehabilitation and Social Sciences Tung Wah College Hong Kong SAR, China HKU Family Institute, The University of Hong Kong The Academy of Family Therapy Hong Kong SAR, China Summary.—The present study assessed how empathy and vertical collectivism are related to moral competency in a sample of Hong Kong Chinese university students (N = 153; 70 men, 83 women). The Emotional Tendency Scale, IndividualismCollectivism Scale, and Moral Judgment Test were used to quantify empathy, vertical collectivism, and moral competency, respectively. Results showed that empathy was not statistically significantly correlated with moral judgment. The interaction of vertical collectivism and empathy predicted a theoretically important portion of the variance in moral competency. The role of culture in moral development was discussed. In Western philosophical tradition, one of the most significant disputes is that between moral rationalists and moral sentimentalists (Gill, 2007). Moral rationalists believe that morality originated from reason and that all creatures with sufficient rationality should arrive at roughly the same moral conclusions, paving the way for the idea that objectively true moral claims are irrespective of culture (Kohlberg, 1971). In contrast, moral sentimentalists maintain that morality derives from extant emotions at a specific moment in time. Some philosophers consider this a view on the nature of moral facts or moral beliefs while others regard it as a justification of moral beliefs. Recent brain imaging (Greene, Sommerville, Nystrom, Darley, & Cohen, 2001) and social psychology (Bartels, 2008; Greene, Morelli, Lowenberg, Nystrom, & Cohen, 2008) studies have consistently suggested that, when making moral judgments, people are in fact making a culture-specific emotional appraisal (Kitayama & Markus, 1994; Shweder & Haidt, 2002). This indicates that while emotional reaction is associated with morality, it does not provide any information about antecedents. On the other hand, emotional expression in itself is known to vary by culture. Ekman and his colleagues (Ekman, Friesen, O'Sullivan, Chan, Diacoyanni-Tarlatzis, Heider, et al., 1987) studied 10 cultures and reported vast differences in the intensity ratings of facial expressions of emotion. In their Address correspondence to Dr. Stephen K. F. Mann, Department of Rehabilitation and Social Sciences, Tung Wah College of Hong Kong, 31 Wylie Road, Ho Man Tin, Kowloon, HKSAR, China or e-mail (stephenmann@twc.edu.hk). 1 DOI 10.2466/17.21.PR0.113x14z6 11-PR_Mann-130038.indd 107 ISSN 0033-2941 04/11/13 6:47 PM 108 S. K. F. MANN & V. CHENG study, Asian participants gave lower intensity ratings of faces expressing happiness, surprise, and fear as compared to non-Asian participants. The authors found that people act in relation to culturally learned rules that confine how emotional expressions are to be perceived. Other studies have also found cultural values and practices to shape emotion-related behavior more than temperamental factors such as neuroticism and extraversion (Tsai, Levenson, & McCoy, 2006). Culture refers to values, norms, and beliefs that are socially shared amongst a group of individuals in everyday practice (Kroeber & Kluckhohn, 1952). Cultures can be characterized as individualist or collectivist (Triandis, 1995). According to Hofstede (1980), individualistic societies emphasize “I” consciousness and emphasize autonomy, emotional independence, right to privacy, pleasure seeking, financial security, and universalism (Hofstede, 1980). On the other hand, collectivistic societies underscore the “we” consciousness, emphasizing collective identity, emotional dependence, sharing, duties and obligations, group decisions, and particularism (Hofstede, 1991). Among the many definitions of collectivistic values, vertical collectivistic orientation, defined as “perceiving the self as a part (or an aspect) of a collective and accepting inequalities within the collective” (Singelis, Triandis, Bhawuk, & Gelfand, 1995), is an accurate picture of collectivism in Chinese culture. The ‘Doctrine of the Mean’ (zhong yong) is one of the Chinese Confucian classics on teachings of ethics. According to this doctrine, humans are considered a genuine part of a balanced universe, with an instinctive moral sense to maintain harmony (Bond & Hwang, 2008; Sun, 2008). Cross-cultural studies have repeatedly demonstrated that Asians are more likely to demonstrate a dialectical emotional style in comparison to Americans. In support of this finding, the frequency of experiencing pleasant and unpleasant emotions has been found to be more consistent among Asians than non-Asians (Schimmack, Oishi, & Diener, 2002). Asians were often found to allow coexistence of positive and negative emotions, such as being happy and sad, while Westerners attempted to resolve such contradictions, and balances were seen as impossible (Peng & Nisbett, 1999). Duan, Wei, and Wang (2008) found that dispositional intellectual empathy and empathic emotion were positively associated with collectivism. Unlike individualists, collectivists were found to be more likely to use “other-focus” as their primary referent and to feel the emotions of others (Kitayama & Markus, 1994). Collectivists may also display an inclination to prioritize the needs of the collective over their own while developing empathy. Thus, collectivistic values could be considered a cultural drive that facilitates empathy both intellectually and emotionally. If 11-PR_Mann-130038.indd 108 04/11/13 6:47 PM MORALITY, EMPATHY, AND COLLECTIVISM 109 cultural conditions and rules governed the emotional engagement process, such rules and conditions may also exert an effect on moral judgment (Hoffman, 2000). This is supported by qualitative research conducted in Japan, where Japanese boys were found to regard the morality of care in a vignette (Gilligan & Wiggins, 1987) as a societal norm (Shimizu, 2001). In this study, Japanese participants challenged Kohlberg's “Heinz's dilemma”, which is a moral dilemma involving a poor husband stealing a drug for his dying wife. The scenario depicted in the vignette was viewed as negligence of the relational and collective basis of individual moral decisions (Iwasa, 1989). The authors found that morality was considered an extension beyond the boys' personal feelings and their care orientation was expressed as a communal responsibility. In a subsequent study that evaluated cross-cultural differences in moral development according to Kohlberg's theory, it was found that unlike their American matched counterparts, Japanese adolescents were against the husband stealing the drug for his dying wife. This initiated an interesting argument that highlights cultural differences in moral decision making (Iwasa, 1992). Based on findings as such, a moral judgment could be regarded as a socially and culturally agreed-upon norm of individual conduct, not solely as a personal decision. Current research has shown that the disposition of emotional responses is significantly affected by cultural conditions and rules; for instance, there are significant differences in how Asians and Americans view the valence of emotions. Empathy can lead to personal distress or empathic concerns. When encountering moral dilemmas, this emotional response prevails rational thinking, especially when an individual needs to make ultimate decisions. In view of the limited attempts made insofar to investigate how cultural values affect moral judgment, the purpose of this study was to evaluate the relationships among moral judgment, cultural values, and empathy among a group of Hong Kong Chinese university students. Hypothesis. Vertical collectivism, a value that is deeply ingrained in the Chinese culture, will be correlated with empathy and both variables will affect moral judgments. METHOD Participants Participants (N = 150; 70 men, 83 women) with a mean age of 23.9 yr. (SD = 5.6) were recruited from the campuses of two universities in Hong Kong. More than 88% of the participants had achieved undergraduate or higher education levels (Table 1), 37.9% reported religious affiliations and the majority (86%) of them had been born in Hong Kong. 11-PR_Mann-130038.indd 109 04/11/13 6:47 PM 110 S. K. F. MANN & V. CHENG TABLE 1 DEMOGRAPHIC DATA FOR PARTICIPANTS Variable Sex Educational level N % Women Group 83 54.2 Men 70 45.8 Secondary 17 11.1 University 116 75.8 Graduate school Place of birth Hong Kong Mainland China Other Religious affiliation Mother language Self-perceived ethnicity Protestant 20 13.1 131 85.6 20 13.1 2 1.3 36 23.5 Catholic 7 4.6 Buddhist 15 9.8 No religious belief 95 62.1 Cantonese 151 98.7 Putonghua 2 1.3 10 6.5 103 67.3 39 25.5 Chinese (General) Hong Kong Chinese (Mainland) Procedure Ethical approval was granted by the Ethics Review Committee of a university in Hong Kong. The tests were conducted individually in a quiet room at a university. Since the Moral Judgment Test required participants to make moral judgments of two scenarios, it was administered first at the beginning of the session to avoid possible hypothesis guessing. Standard instructions for the test were used at the beginning of the test administration. Participants were then administered the Emotional Empathic Tendency Scale (EETS) and the Individualism-Collectivism Scale (ICS). Data analysis involved calculating the overall scores on the EETS, the Vertical collectivism score from the ICS, and the C-index of the Moral Judgment Test. Measures Emotional empathy.—The Emotional Empathic Tendency Scale developed by Mehrabian and Epstein (1972) was used to evaluate the emotional engagement and the self-perceived empathy of the participants in this study. The EETS is a self-report measurement that defines emotional empathy as “the heightened responsiveness to another's emotional experience.” It does not measure “cognitive empathy,” which refers to the 11-PR_Mann-130038.indd 110 04/11/13 6:47 PM MORALITY, EMPATHY, AND COLLECTIVISM 111 TABLE 2 SAMPLE ITEMS OF EMOTIONAL EMPATHIC TENDENCY SCALE Item No. 1. Item Content It makes me sad to see a lonely stranger in a group. 10. The people around me have a great influence on my moods. 16. Seeing people cry upsets me. 29. It upsets me to see struggling older people. 31. I become very involved when I watch a movie. ability to intellectually simulate the perspective of another person (Chlopan, McCain, Carbonell, & Hagen, 1985). The EETS consists of 33 items assessed on a 9-point response scale with anchors −4: Very strong disagreement and +4: Very strong agreement. The scale contains seven subscales, but only the total score is normally reported in the literature (Davis, 1996). Sample items of the EETS could be found in Table 2. High internal consistency reliability (α = .87) (Mehrabian, 1996) and satisfactory psychometric properties (Hojat, 2007) of the EETS have been reported in previous studies. The internal consistency reliability (Cronbach α) of the scale was .81 in the present study. TABLE 3 SAMPLE ITEMS OF INDIVIDUALISM-COLLECTIVISM SCALE Item No. 2. Item Content I would do what pleases my family, even if I detested that activity. 3. I usually sacrifice my self-interest for the benefit of my group. 7. Children should feel honored if their parents receive a distinguished award. 12. I would sacrifice an activity that I enjoy very much if my family did not approve of it. Collectivism.—A shortened version of the Individualism-Collectivism Scale (ICS) was employed to measure the vertical collectivism of the participants (Singelis, et al., 1995). The 14-item scale evaluates four cultural orientations, one of which is Vertical collectivism. Respondents indicated their agreement on each of the 14 items on a five-point scale with anchors 1: Strongly agree and 5: Strongly disagree. Significant correlations between the subscales have been found in previous research (Singelis, et al., 1995). Sample items are shown in Table 3. Items 2, 3, 7, and 12 comprise the Vertical collectivism scale (Singelis, et al., 1995). The total score on these items was used in the present study. The internal consistency reliability (α) of these items was .60, indicating poor reliability. However, as this is the only available scale measuring individualism and collectivism in Chinese, it was used without modification in this preliminary study. 11-PR_Mann-130038.indd 111 04/11/13 6:47 PM 112 S. K. F. MANN & V. CHENG Moral competence.—The Moral Judgment Test (MJT) was developed by Lind (1998) to measure an individual's moral competence by assessing how the respondent dealt with counter-arguments and arguments related to his or her own judgments in each scenario. It also assesses the respondent's moral ideals, which correspond to each stage of moral reasoning as defined by Kohlberg (1984). The resulting C-index is a measure of the extent to which the respondent's judgments about these arguments is based on moral standpoints or non-moral considerations. In other words, the C-index reflects the ability to judge arguments in relation to their moral quality (Lind, 1998). Ranging from 1 to 100, the C-index shows the percentage of an individual's total response variation due to concern for the moral quality of the given arguments or behavior. Demographic questionnaire.—A research assistant collected the participants' basic demographic information, which included personal details such as (a) sex, (b), age, (c) ethnicity, (d) educational level, and (e) religious orientation. Analysis To check the assumptions of multiple regression analysis, the following preliminary analyses were conducted (de Vaus, 2002). In terms of linearity, the actual standardized residual values of dependent variables were tested against their corresponding predicted residual values, and the result indicated a linear relationship. Potential outliers (i.e., more than three standard deviation units from the mean) were also identified by inspecting the scatter plots and standardized residual plots. Skew and kurtosis values were acceptable (i.e., less than two times the standard error of measurement values for the various distributions) and no outliers were found. To explore the basic characteristics of the data, differences in empathy, collectivism, and moral competency by gender and educational background of participants were compared. Initial analyses revealed small, statistically significant differences in the EETS scores between men and women (t151 = –4.31, p < .001, r2 = .11) and in Vertical collectivism scores between people with and without religious affiliation (t151 = –2.21, p < .005, r2 = .03). RESULTS Correlations between age, gender, and measures of Vertical collectivism, Empathy, Vertical collectivism × Empathy, and Moral competency are shown in Table 4. In order to rectify potential multicollinearity problems, mean centering of the predictors was done before the regression analysis (the sample mean was subtracted from each observed value of the predictors). In addition, as there was a significant difference in the Vertical collectivism between the participants with and without religious 11-PR_Mann-130038.indd 112 04/11/13 6:47 PM 113 MORALITY, EMPATHY, AND COLLECTIVISM TABLE 4 CORRELATIONS BETWEEN MEASURES AGE, GENDER, VERTICAL COLLECTIVISM, EMPATHY, VERTICAL COLLECTIVISM × EMPATHY, AND MORAL COMPETENCY Measure 1. Age −.03 1. Gender 2. 3. 4. Moral Competency −.12 .04 .04 −.17 −.05 .35† .35† .05 2. Vertical collectivism −.06 3. Empathy .13 .03 .96† −.04 4. Vertical collectivism × Empathy †p < .01 (2-tailed). −.05 affiliation, this was used as a weighting variable in the analysis. Weighted least square (WLS) regression analysis was then conducted to see if sex of participant or vertical collectivism or empathy scores and their interaction terms predicted variance in Moral competency score (C-index). The combination of predictors explained about 9% of the variance in the C-index (R2 = .09, F6,147 = 2.24, p < .05) as shown in Table 5. The beta coefficient of the interaction Vertical collectivism × Empathy was statistically significant (β = –0.24, p < .05). TABLE 5 PARTIAL REGRESSION COEFFICIENTS OF GENDER, VERTICAL COLLECTIVISM, EMPATHY, GENDER BY VERTICAL COLLECTIVISM, GENDER BY EMPATHY, AND VERTICAL COLLECTIVISM BY EMPATHY AND MORAL COMPETENCY Source Constant Moral Competency B SE 0.26 0.06 β 0.04 0.03 0.10 Vertical collectivism −0.44 0.03 −0.52 Empathy Gendera −0.01 0.01 −0.47 Gender × Vertical collectivism 0.03 0.02 0.59 Gender × Empathy 0.01 0.01 0.44 R2 F .09 2.24* Vertical collectivism × 0.00 0.00 −0.24* Empathy a. Coded 1 = male, 2 = female. β denotes the standardized beta coefficients. B denotes the unstandardized beta coefficients. *p < .05. DISCUSSION The relations among cultural values, moral judgment, and empathy were investigated in a group of local Hong Kong Chinese university 11-PR_Mann-130038.indd 113 04/11/13 6:47 PM 114 S. K. F. MANN & V. CHENG students. Contrary to previous research findings (Barnett, Howard, King, & Dino, 1981; Eisenberg, 2000; Greene, et al., 2001), the correlation between Moral competency and Empathy was found to be non-significant. This suggests that when an individual makes a moral judgment, the role of empathy is likely to be included with other psychological functions and empathy is not solely responsible for the individual's moral decision. Yet, emotion may be involved in an individual's judgment and could be a motivator. While several studies have demonstrated that a strong emotional stimulus affects one's response to moral scenarios, the precise point at which emotion affects one's moral judgment remains unknown. There is also insufficient neurological evidence to demonstrate that emotion is necessary for making moral judgment (Huebner, Dwyer, & Hauser, 2008). Vertical collectivism was shown to interact with empathy in a way that had a small influence on Moral Judgment Test scores. As mentioned previously, vertical collectivism in Asia is based on Confucian teaching, which is deeply ingrained in the culture of many Asian societies. Since it is such a dominating cultural value among the Chinese, it inevitably affects cognitive appraisals. Socialization under this traditional value would lead to cultural-specific cognitive moral schemas (Shore, 1996), as well as unique holistic and analytic reasoning patterns (Peng & Nisbett, 1999). The cognitive schemas of an individual from a collectivistic culture may play a role in emotional responses, which are hypothesized to affect that individual's moral judgments. A collectivistic orientation does not merely prepare the individual to empathize with others; it also encourages socially conforming behaviors. These are crucial dispositions of emotional as well as cognitive empathy. The ability to empathize is an important part of an individual's social and cognitive development. As one behaves in a certain way, it inevitably affects relationships with others. The interaction of vertical collectivism and empathy on moral competency found in the present study adds new insight to the model of the processes underlying moral judgment suggested by Greene (Greene, et al., 2001). It also hints at aspects of development in empathic understanding. While Western philosophy may consider certain emotions such as being happy or sad to be in conflict with each other, a dialectical way of thinking sees them as compatible. This paradigm would most certainly influence one's conceptions and perception of emotions. Although empathy is an emotional process, it also involves social and cultural considerations and appraisals. The role empathy plays in relation to emotion is expected to manifest differently in Asian compared to Western societies. 11-PR_Mann-130038.indd 114 04/11/13 6:47 PM MORALITY, EMPATHY, AND COLLECTIVISM 115 Limitations Two major limitations could be identified. Firstly, a self-rated measure of empathy was used to assess both the affective predispositions and the social desirability responses of the participants in this study. As being socially desirable is crucial for individuals from collectivistic cultures like the Chinese, social desirability is often placed before one's personal feelings and perceptions. This may lead to biases in the results, as participants may attempt to present themselves in a more favorable way. It is also common for individuals in collectivistic cultures to “fake good” to conform to socially acceptable values and gain social endorsement, an argument supported by a study conducted by Huang and colleagues (Huang, Liao, & Chang, 1998), which showed that social desirability response bias threatened the validity of a questionnaire. Secondly, previous research has questioned whether or not emotional arousal during real-life moral dilemmas could be fully engaged during moral forecasting when using self-report measures of morality (Temper, Inzlicht, & Page-Gould, 2011). In studies that compared moral judgment using real-life situations and self-report questionnaires, contradictory results have been reported. While Temper and colleagues (Temper, et al., 2011) suggested that individuals may imagine themselves as being more selfish than they really are in the absence of emotional arousal, such as participating in a research study, Batson and Thompson (2001) held that both moral hypocrisy and overpowered integrity are major factors that make self-reported moral people behave immorally under real-life situations. This suggests that moral hypocrisy is especially strong among people who scored high on their self-report measure of moral responsibility, and hence presents as another bias in the present study. 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