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IB BIOLOGY COURSE COMPANION

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OXFORD IB DIplOm a pROgRam m e
2 0 1 4 ED I TI O N
BIOLO GY
C O U R S E C O M PA N I O N
Andrew Allott
David Mindorf
3
Great Clarendon Street, Oxford, OX2 6DP, United Kingdom
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Acknowledgements
The publishers would like to thank the following for permissions to use
their photographs:
Cover image:  Paul Souders/Corbis; p1: Sulston & Horvitz; p2: DR YORGOS
NIKAS/SCIENCE PHOTO LIBRARY; p3a: DR.JEREMY BURGESS/SCIENCE
PHOTO LIBRARY; p3b: Shutterstock; p6: Ferran Garcia-Pichel, Max Planck
Institute of Marine Biology, Bermen Germany; p7a: Prof. P.Motta & T.
Naguro/ SPL; p7b: Andrew Allot; p7c: Andrew Allot; p7d: MICHAEL ABBEY/
SCIENCE PHOTO LIBRARY; p8a: Carolina Biological Supply Co/Visuals
Unlimited, Inc.; p8b: ASTRID & HANNS-FRIEDER MICHLER/SCIENCE PHOTO
LIBRARY; p9: MICHAEL ABBEY/SCIENCE PHOTO LIBRARY; p10a: DR. PETER
SIVER, VISUALS UNLIMITED /SCIENCE PHOTO LIBRARY; p10b: Sulston &
Horvitz; p12: JAMES CAVALLINI/SCIENCE PHOTO LIBRARY; p14a: CHRIS
BARRY/VISUALS UNLIMITED, INC. /SCIENCE PHOTO LIBRARY; p14b: SIMON
FRASER/DEPARTMENT OF HAEMATOLOGY, RVI, NEWCASTLE/SCIENCE
PHOTO LIBRARY; p16a: TEK IMAGE/SCIENCE PHOTO LIBRARY; p17:
LAWRENCE BERKELEY NATIONAL LABORATORY/ SCIENCE PHOTO LIBRARY;
p19: A B Dowsett/SPL; p20a: Eye of Science/SPL; p20b: CNRI/SCIENCE PHOTO
LIBRARY; p21a: BIOPHOTO ASSOCIATES/SCIENCE PHOTO LIBRARY; p21b:
MICROSCAPE/SCIENCE PHOTO LIBRARY; p22a: BIOPHOTO ASSOCIATES/
SCIENCE PHOTO LIBRARY; p22b: DR GOPAL MURTI/SCIENCE PHOTO
LIBRARY; p22c: DR GOPAL MURTI/SCIENCE PHOTO LIBRARY; p22d:
MICROSCAPE/SCIENCE PHOTO LIBRARY; p22e: DR KARI LOUNATMAA/
SCIENCE PHOTO LIBRARY; p22f: MICROSCAPE/SCIENCE PHOTO LIBRARY;
p23a:  DON W. FAWCETT/SCIENCE PHOTO LIBRARY; p23b: DR. GOPAL
MURTI/SCIENCE PHOTO LIBRARY; p23c: Andrew Allot; p24a: STEVE
GSCHMEISSNER/SCIENCE PHOTO LIBRARY; p24b: DR.JEREMY BURGESS/
SCIENCE PHOTO LIBRARY; p25a: STEVE GSCHMEISSNER/SCIENCE PHOTO
LIBRARY; p25b: DAVID M. PHILLIPS/SCIENCE PHOTO LIBRARY; p25c: STEVE
GSCHMEISSNER/SCIENCE PHOTO LIBRARY; p27: Author Image; p28: NIBSC/
SCIENCE PHOTO LIBRARY; p29: Author Image; p32: Janaka Dharmasena/
Shutterstock; p43a: OUP; p43b: Andrew Allot; p44: Herve Conge/SPL; p45:
David Mayer, Consultant and CSL Liver Surgery, Queen Elizabeth Hospital,
Birmingham; p46a: THOMAS DEERINCK, NCMIR/SCIENCE PHOTO LIBRARY;
p46b: The VRoma Project (www.vroma.org); p48: GEORGETTE DOUWMA/
SCIENCE PHOTO LIBRARY; p49: DAVID MCCARTHY/SCIENCE PHOTO
LIBRARY; p51: M.I. Walker/SPL; p53a,b,c,d: STEVE GSCHMEISSNER/SCIENCE
PHOTO LIBRARY; p54a,b: STEVE GSCHMEISSNER/SCIENCE PHOTO LIBRARY;
p55a: Dharam M Ramnani; p55b: MANFRED KAGE/SCIENCE PHOTO
LIBRARY; p55c: MANFRED KAGE/SCIENCE PHOTO LIBRARY; p57: MOREDUN
ANIMAL HEALTH LTD/SCIENCE PHOTO LIBRARY; p58: OUP; p54: Andrew
Allot; p60: J Herve Conge, ISM/ SPL; p61: OUP; p62: Vasiliy Koval/Shutterstock;
p66: LAGUNA DESIGN/SCIENCE PHOTO LIBRARY; p69a-p69b: OUP; p70:
CLAIRE PAXTON & JACQUI FARROW/SCIENCE PHOTO LIBRARY; p71: DR
KEITH WHEELER/SCIENCE PHOTO LIBRARY; p72: OUP; p73a: Dr. Elena
Kiseleva/SPL; p73b: Dr. Gopal Murti/SPL; p73c: Dr. Elena Kiseleva/SPL; p75a:
LAGUNA DESIGN/SCIENCE PHOTO LIBRARY; p75b: LAGUNA DESIGN/
SCIENCE PHOTO LIBRARY; p75c: LAGUNA DESIGN/SCIENCE PHOTO
LIBRARY; p79: OUP; p80a: Andrew Allot; p80b-81: OUP; p83a: OUP; p83b:
Giles Bell; p90a: OUP; p90b: www.rcsb.org; p91: www.rcsb.org; p92a:
Yikrazuul/Wikipedia; p92b: OUP; p95: JAMES KING-HOLMES/SCIENCE
PHOTO LIBRARY; p101-102: OUP; p110: SPL; p116: Author Image; p122: 
Tony Rusecki / Alamy; p123a: OUP; p123b: Glenn Tattersall; p124a:
MATTHEW OLDFIELD/SCIENCE PHOTO LIBRARY; p124b: Author Image;
p152: OUP; p126a: OUP; p126b: Petrov Andrey/Shutterstock; p130a: OUP;
p130b: OUP; p130c: Andrew Allott; p131c: Andrew Allott; p132a: OUP; p133:
William Allott; p134: OUP; p141: OUP; p143a: Jax.org; p143b: Jax.org; p143c:
Jax.org; p144: www.ncbi.nlm.nih.gov/pubmed; p146a: Eye of Science/SPL;
p146b: Eye of Science/SPL; p148: MAURO FERMARIELLO/SCIENCE PHOTO
LIBRARY; p150a: M .Wurtz/Biozentrum/University o fBasel/SPL; p150b:
Kwangshin Kim/SPL; p151: www.ncbi.nlm.nih.gov; p152: Dr. Oscar Lee
Miller, Jr of the University of Virginia; p155a: OUP; p155b: Andrew Allot;
p156: OUP; p158a: DEPT. OF CLINICAL CYTOGENETICS, ADDENBROOKES
HOSPITAL/SCIENCE PHOTO LIBRARY; p158b: Tomasz Markowski/
Dreamstime; p159: L. WILLATT, EAST ANGLIAN REGIONAL GENETICS
SERVICE/SCIENCE PHOTO LIBRARY; p160-161b: OUP; p162a: Andrew Allot;
p164a,b,c,d: Andrew Allot; p165a,b,c,d: Andrew Allot; p166a: OUP; p166b:
OUP; p166c: OUP; p169: OUP; p171a: OUP; p171b: OUP; p172: William Allott;
p176: Enrico Coen; p177-184a: OUP; p184b: OUP; p186: RIA NOVOSTI/
SCIENCE PHOTO LIBRARY; p188: VOLKER STEGER/SCIENCE PHOTO
LIBRARY; p189: OUP; p190a: Andrew Allot; p190b: DAVID PARKER/SCIENCE
PHOTO LIBRARY; p190c-196c: OUP; p197: WALLY EBERHART, VISUALS
UNLIMITED /SCIENCE PHOTO LIBRARY; p198a: GERARD PEAUCELLIER, ISM
/SCIENCE PHOTO LIBRARY; p198b: GERARD PEAUCELLIER, ISM /SCIENCE
PHOTO LIBRARY; p198c: Author Image; p199: PHILIPPE PLAILLY/SCIENCE
PHOTO LIBRARY; p201: OUP; p202: Parinya Hirunthitima/Shutterstock;
p203a: OUP; p203b: OUP; p203c: ERIC GRAVE/SCIENCE PHOTO LIBRARY;
p203d: OUP; p204a,b,c,d: Andrew Allot; p205a: Author Image; p205b:
CreativeNature.nl/Shutterstock; p205c: Author Image; p206: OUP; p207:
OUP; p207b: Author Image; p209: Author Image; p210: OUP; p211: OUP;
p212a: OUP; p212b: Andrew Allott; p214: Andrew Allott; p215a: OUP; p215b:
Andrew Allott; p215c: Andrew Allott; p215d: Rich Lindie/Shutterstock;
p215e: OUP; p217a: OUP; p217b: Andrew Allott; p217d: OUP; p221:
Giorgiogp2/Wikipedia; p223a: Andrew Allott; p223b: Andrew Allott; p224:
OUP; p225a: OUP; p225b: Andrew Allott; p225c: Andrew Allott; p228-242b:
OUP; p243: Erik Lam/Shutterstock; p244: Sinclair Stammers/SPL; p246a:
Wikipedia; p246b: Daiju AZUMA; p246c: Wikipedia; p246d: Shutterstock;
p248a: Andrew Allott; p248b Andrew Allott; p250a: OUP; p250b: OUP;
p251a: OUP; p251b: OUP; p251c: OUP; p251d: OUP; p251e: PETER
CHADWICK/SCIENCE PHOTO LIBRARY; p253: OUP; p259: Author Image;
p261: OUP; p262a: OUP; p262b: OUP; p264: Andrew Allot; p265: Kipling
Brock/Shutterstock; p270a: Author Image; p270b: Author Image; p272: OUP;
p276a: OUP; p276b: BOB GIBBONS/SCIENCE PHOTO LIBRARY; p279: BSIP
VEM/SCIENCE PHOTO LIBRARY; p281: Dennis Kunkel/Photolibrary; p282:
Author Image; p283a: Andrew Allot; p283b: OUP; p286: Author Image; p290:
Public Domain/Wikipedia; p292a: OUP; p292b: OUP; p294a: OUP; p294b:
BIOPHOTO ASSOCIATES/SCIENCE PHOTO LIBRARY; p298: Andrew Allot;
p299: OUP; p302: OUP; p303a: OUP; p303b: Andrew Allot; p304a: OUP;
p304b: OUP; p305: JAMES CAVALLINI/SCIENCE PHOTO LIBRARY; p306: ST
MARYS HOSPITAL MEDICAL SCHOOL/SCIENCE PHOTO LIBRARY; p307:
OUP; p308: Wikipedia; p309: OUP; p315: OUP; p317: DU CANE MEDICAL
IMAGING LTD/SCIENCE PHOTO LIBRARY; p318: OUP; p320a: OUP; p320b:
THOMAS DEERINCK, NCMIR/SCIENCE PHOTO LIBRARY; p323: OUP; p325:
BSIP VEM/SCIENCE PHOTO LIBRARY; p327: OUP; p328a: SCIENCE VU,
VISUALS UNLIMITED /SCIENCE PHOTO LIBRARY; p328b: OUP; p330:  J.
ZBAEREN/EURELIOS/SCIENCE PHOTO LIBRARY; p331: OUP; p332: OAK
RIDGE NATIONAL LABORATORY/US DEPARTMENT OF ENERGY/SCIENCE
PHOTO LIBRARY; p333: OUP; p334: POWER AND SYRED/SCIENCE PHOTO
LIBRARY; p339: CHASSENET/BSIP/SCIENCE PHOTO LIBRARY; p340: Author
Image; p343: SIMON FRASER/SCIENCE PHOTO LIBRARY; p344:  LEE D.
SIMON/SCIENCE PHOTO LIBRARY; p346: SPL; p348: Image of PDB ID 1aoi (K.
Luger, A.W. Mader, R.K. Richmond, D.F. Sargent, T.J. Richmond (1997)
structure of the core particle at 2.8 A resolution Nature 389: 251-260)
created with Chimera (UCSF Chimera--a visualization system for exploratory
research and analysis. Pettersen EF, Goddard TD, Huang CC, Couch GS,
Greenblatt DM, Meng EC, Ferrin TE. J Comput Chem. 2004 Oct;25(13):160512. ); p349: Public Domain/Wikipedia; p351: SCIENCE PHOTO LIBRARY;
p352: Andrew Allot; p353: Charvosi/Wikipedia; p357: Axel Bueckert/
Shutterstock; p358: PNAS.Org; p359: DR ELENA KISELEVA/SCIENCE PHOTO
LIBRARY; p363a: Jmol; p363b: RCSB.org; p367:  1970 American Association
for the Advancement of Science. Miller, O. L. et al. Visualization of bacterial
genes in action. Science 169,392395 (1970). All rights reserved; p368a:
Nobelprize.org; p368b: POWER AND SYRED/SCIENCE PHOTO LIBRARY;
p368c: SINCLAIR STAMMERS/SCIENCE PHOTO LIBRARY; p370a: Andrew
Allot; p373: Shutterstock; p375: RAMON ANDRADE 3DCIENCIA/SCIENCE
PHOTO LIBRARY; p387a: CNRI/SCIENCE PHOTO LIBRARY; p387b: Petrov
Andrey/Shutterstock; p387c: Prof. Kenneth R Miller/ SPL; p387d: Andrew
Allot; p387e: Andrew Allot; p388: Dr. Carmen Manella, Wadsworth
Center,New York State Department of Health; p390: Prof. Kenneth R Miller/
SPL; p392: Andrew Allot; p398: Andrew Allot; p399: Barrie Juniper; p403:
POWER AND SYRED/SCIENCE PHOTO LIBRARY; p404: SINCLAIR STAMMERS/
SCIENCE PHOTO LIBRARY; p405a: Smugmug.Com; p405b: SCIENCE PHOTO
LIBRARY; p406a: POWER AND SYRED/SCIENCE PHOTO LIBRARY; p406b: DR
KEITH WHEELER/SCIENCE PHOTO LIBRARY; p410: SIDNEY MOULDS/
SCIENCE PHOTO LIBRARY; p411: DR KEITH WHEELER/SCIENCE PHOTO
Continued on back page.
Contents
1 Cell Biology
Introduction to cells
Ultrastructure o cells
Membrane structure
Membrane transport
The origin o cells
C ell division
7 Nucleic acids (AHL)
1
16
25
33
45
51
2 Molecular Biology
Molecules to metabolism
61
Water
68
C arbohydrates and lipids
73
Proteins
87
E nzymes
96
S tructure o D NA and RNA 1 05
D NA replication, transcription
and translation
111
C ell respiration
1 22
Photosynthesis
1 29
3 Genetics
Genes
C hromosomes
Meiosis
Inheritance
Genetic modication and
biotechnology
1 41
1 49
1 59
1 68
1 87
4 Ecology
S pecies, communities and
ecosystems
E nergy fow
C arbon cycling
C limate change
2 01
21 3
220
229
2 41
2 49
258
2 63
6 Human physiology
D igestion and absorption
The blood system
D eence against inectious
diseases
Gas exchange
Neurones and synapses
Hormones, homeostasis and
reproduction
3 43
355
3 62
8 Metabolism, cell
respiration and
photosynthesis (AHL)
Metabolism
C ell respiration
Photosynthesis
3 73
3 80
3 89
9 Plant biology (AHL)
Transport in the xylem
o plants
Transport in the phloem o
plants
Growth in plants
Reproduction in plants
403
41 2
42 2
42 9
10 Genetics and evolution
(AHL)
Meiosis
Inheritance
Gene pool and speciation
2 79
2 89
3 02
31 0
31 9
329
Antibody production and
vaccination
Movement
The kidney and
osmoregulation
S exual reproduction
5 75
5 82
5 91
C Ecology and conservation
Species and communities
C ommunities and
ecosystems
Impacts o humans on
ecosystems
C onservation o biodiversity
Population ecology
The nitrogen and
phosphorous cycles
603
61 3
62 5
63 5
642
649
D Human physiology
43 9
445
45 5
11 Animal physiology (AHL)
5 Evolution and biodiversity
E vidence or evolution
Natural selection
C lassication and
biodiversity
C ladistics
D NA structure and
replication
Transcription and gene
expression
Translation
Environmental protection
Medicine
B ioormatics
Human nutrition
D igestion
Functions o the liver
The heart
Hormones and metabolism
Transport o respiratory
gases
65 9
671
678
684
694
699
Internal Assessment
(with thanks to Mark Headlee for
his assistance with this chapter) 708
Index
71 3
465
476
485
499
A Neurobiology and
behaviour
Neural development
The human brain
Perception o stimuli
Innate and learned
behaviour
Neuropharmacology
Ethology
513
518
526
533
5 41
5 48
B Biotechnology and
bioinformatics
Microbiology: organisms in
industry
557
B iotechnology in agriculture 5 65
iii
Course book defnition
The IB Learner Profle
The IB D iploma Programme course books are
resource materials designed to support students
throughout their two- year D iploma Programme
course o study in a particular subj ect. They will
help students gain an understanding o what
is expected rom the study o an IB D iploma
Programme subj ect while presenting content in a
way that illustrates the purpose and aims o the IB .
They refect the philosophy and approach o the
IB and encourage a deep understanding o each
subj ect by making connections to wider issues and
providing opportunities or critical thinking.
The aim o all IB programmes to develop
internationally minded people who work to create
a better and more peaceul world. The aim o the
programme is to develop this person through ten
learner attributes, as described below.
The books mirror the IB philosophy o viewing the
curriculum in terms o a whole- course approach;
the use o a wide range o resources, international
mindedness, the IB learner prole and the IB
D iploma Programme core requirements, theory
o knowledge, the extended essay, and creativity,
action, service ( C AS ) .
E ach book can be used in conj unction with other
materials and indeed, students o the IB are
required and encouraged to draw conclusions rom
a variety o resources. Suggestions or additional
and urther reading are given in each book
and suggestions or how to extend research are
provided.
In addition, the course companions provide advice
and guidance on the specic course assessment
requirements and on academic honesty protocol.
They are distinctive and authoritative without
being prescriptive.
IB mission statement
The International B accalaureate aims to develop
inquiring, knowledgeable and caring young people
who help to create a better and more peaceul
world through intercultural understanding and
respect.
To this end the organization works with schools,
governments and international organizations to
develop challenging programmes o international
education and rigorous assessment.
These programmes encourage students across the
world to become active, compassionate and lielong
learners who understand that other people, with
their dierences, can also be right.
iv
Inquirers: They develop their natural curiosity.
They acquire the skills necessary to conduct
inquiry and research and snow independence in
learning. They actively enj oy learning and this love
o learning will be sustained throughout their lives.
Knowledgeable: They explore concepts, ideas,
and issues that have local and global signicance.
In so doing, they acquire in-depth knowledge and
develop understanding across a broad and balanced
range o disciplines.
Thinkers: They exercise initiative in applying
thinking skills critically and creatively to recognize
and approach complex problems, and make
reasoned, ethical decisions.
C ommunicators: They understand and express
ideas and inormation condently and creatively in
more than one language and in a variety o modes
o communication. They work eectively and
willingly in collaboration with others.
Princip led: They act with integrity and honesty,
with a strong sense o airness, j ustice and respect
or the dignity o the individual, groups and
communities. They take responsibility or their
own action and the consequences that accompany
them.
O p en-minded: They understand and appreciate
their own cultures and personal histories, and are
open to the perspectives, values and traditions
o other individuals and communities. They are
accustomed to seeking and evaluating a range o
points o view, and are willing to grow rom the
experience.
C aring: They show empathy, compassion and
respect towards the needs and eelings o others.
They have a personal commitment to service, and
to act to make a positive dierence to the lives o
others and to the environment.
Risk-takers: They approach unamiliar situations
and uncertainty with courage and orethought,
and have the independence o spirit to explore
new roles, ideas, and strategies. They are brave and
articulate in deending their belies.
B alanced: They understand the importance o
intellectual, physical and emotional ballance to
achieve personal well- being or themselves and
others.
Refective: They give thoughtul consideration
to their own learning and experience. They are
able to assess and understand their strengths and
limitations in order to support their learning and
personal development.
What constitutes malpractice?
Malpractice is behaviour that results in, or may
result in, you or any student gaining an unair
advantage in one or more assessment component.
Malpractice includes plagiarism and collusion.
Plagiarism is defned as the representation o the
ideas or work o another person as your own. The
ollowing are some o the ways to avoid plagiarism:

words and ideas o another person to support
ones arguments must be acknowledged

passages that are quoted verbatim must
be enclosed within quotation marks and
acknowledged

C D -Roms, email messages, web sites on the
Internet and any other electronic media must
be treated in the same way as books and
j ournals

the sources o all photographs, maps,
illustrations, computer programs, data, graphs,
audio- visual and similar material must be
acknowledged i they are not your own work

works o art, whether music, flm dance,
theatre arts or visual arts and where the
creative use o a part o a work takes place, the
original artist must be acknowledged.
A note on academic honesty
It is o vital importance to acknowledge and
appropriately credit the owners o inormation
when that inormation is used in your work.
Ater all, owners o ideas ( intellectual property)
have property rights. To have an authentic piece
o work, it must be based on your individual
and original ideas with the work o others ully
acknowledged. Thereore, all assignments, written
or oral, completed or assessment must use your
own language and expression. Where sources are
used or reerred to, whether in the orm o direct
quotation or paraphrase, such sources must be
appropriately acknowledged.
How do I acknowledge the work of others?
The way that you acknowledge that you have used
the ideas o other people is through the use o
ootnotes and bibliographies.
Footnotes ( placed at the bottom o a page) or
endnotes ( placed at the end o a document) are
to be provided when you quote or paraphrase
rom another document, or closely summarize the
inormation provided in another document. You
do not need to provide a ootnote or inormation
that is part o a body o knowledge. That is,
defnitions do not need to be ootnoted as they are
part o the assumed knowledge.
B ibliograp hies should include a ormal list o the
resources that you used in your work. Formal
means that you should use one o the several
accepted orms o presentation. This usually
involves separating the resources that you use
into dierent categories ( e.g. books, magazines,
newspaper articles, internet-based resources, C ds
and works o art) and providing ull inormation
as to how a reader or viewer o your work can
fnd the same inormation. A bibliography is
compulsory in the E xtended Essay.
C ollusion is defned as supporting malpractice by
another student. This includes:

allowing your work to be copied or submitted
or assessment by another student

duplicating work or dierent assessment
components and/or diploma requirements.
O ther orms o malp ractice include any action
that gives you an unair advantage or aects the
results o another student. Examples include,
taking unauthorized material into an examination
room, misconduct during an examination and
alsiying a C AS record.
v
Using your IB Biology
Online Resources
What is Kerboodle?
Kerboodle is an online learning platorm. I your school has a
subscription to IB B iology Kerboodle O nline Resources you will be able
to access a huge bank o resources, assessments, and presentations to
guide you through this course.
What is in your Kerboodle Online Resources?
There are three main areas or students on the IB B iology Kerboodle:
planning, resources, and assessment.
Resources
There a hundreds o extra resources available on the IB B iology
Kerboodle O nline. You can use these at home or in the classroom to
develop your skills and knowledge as you progress through the course.
Watch videos and animations o experiments, difcult concepts, and
science in action.
Hundreds o worksheets  read articles, perorm experiments and
simulations, practice your skills, or use your knowledge to answer
questions.
Look at galleries o images rom the book and see their details close up.
Find out more by looking at recommended sites on the Internet,
answer questions, or do more research.
Planning
B e prepared or the practical work and your internal assessment with
extra resources on the IB B iology Kerboodle online.
Learn about the dierent skills that you need to perorm an investigation.
Plan and prepare experiments o your own.
Learn how to analyse data and draw conclusions successully
and accurately.
One of hundreds of worksheets.
vi
Practical skills presentation.
Assessment
C lick on the assessment tab to check your knowledge or revise or your
examinations. Here you will fnd lots o interactive quizzes and examstyle practice questions.
Formative tests: use these to check your comprehension, theres one
auto-marked quiz or every sub-topic. E valuate how confdent you
eel about a sub-topic, then complete the test. You will have two
attempts at each question and get eedback ater every question. The
marks are automatically reported in the markbook, so you can see
how you progress throughout the year.
Summative tests: use these to practice or your exams or as revision,
theres one auto- marked quiz or every topic. Work through the test
as i it were an examination  go back and change any questions you
arent sure about until you are happy, then submit the test or a fnal
mark. The marks are automatically reported in the markbook, so you
can see where you may need more practice.
Assessment practice: use these to practice answering the longer
written questions you will come across when you are examined.
These worksheets can be printed out and perormed as a timed test.
Don't forget!
You can also fnd extra resources on our ree website
www.oxfordsecondary.co.uk/ib-biology
Here you can fnd all o the answers
and even more practice questions.
vii
Introduction
This book is a companion or students o B iology
in the International B accalaureate D iploma
Programme.
B iology is the most popular choice o science
subj ect as part o the IB diploma. The study o
biology should lead students to appreciate the
interconnectedness o lie within the biosphere.
With a ocus on understanding the nature o
science, IB B iology will allow you to develop a
level o scientifc literacy that will better prepare
you to act on issues o local and global concern,
with a ull understanding o the scientifc point
o view.
The structure o this book is closely based on the
biology programme in the S ubj ect Guide. S ubheadings restate the specifc assessment statements.
Topics 1  6 explain in detail the C ore material
that is common to both S L and HL courses. Topics
7  1 1 explain the AHL ( additional higher level
material) . Topics A, B , C and D cover the content
o the options. All topics include the ollowing
elements:
Understanding
The specifcs o the content requirements or
each sub- topic are covered in detail. C oncepts are
presented in ways that will promote enduring
understanding.
Applications
These sections help you to develop your
understanding by studying a specifc illustrative
example or learning about a signifcant experiment
in the history o biology.
Skills topics
These sections encourage you to apply your
understanding through practical activities
and analysis o results rom classic biological
research. In some cases this involves instructions
or handling data rom experiments and also
use o IC T. Some o the skills sections involve
experiments with known outcomes, aimed at
promoting understanding through doing and
seeing. O thers involve ideas or experimental
work with unknown outcomes, where you can
defne the problem and the methods. These are a
valuable opportunities to build the skills that are
assessed in IA ( see page 708) .
viii
Nature of science
Here you can explore the methods o science and
some o the knowledge issues that are associated
with scientifc endeavour. This is done using
careully selected examples, including biological
research that led to paradigm shits in our
understanding o the natural world.
Theory of Knowledge
These short sections have headings that are equivocal
` knowledge questions. The text that follows often
details one possible answer to the knowledge question.
We encourage you draw on these examples of
knowledge issues in your TOK essays. Of course, much
of the material elsewhere in the book, particularly in the
nature of science sections, can be used to prompt TOK
discussions.
activity
A variety of short topics are included under this heading
with the focus in all cases on active learning. We
encourage you research these topics yourself, using
information available in textbooks or on the Internet. The
aim is to promote an independent approach to learning.
We believe that the optimal approach to learning is to
be active  the more that you do for yourself, guided by
your teacher, the better you will learn.
Data-based questions
These questions involve studying and analysing data
from biological research  this type of question appears
in both Paper 2 and Paper 3 for SL and HL IB Biology.
Answers to these questions can be found at
www.oxfordsecondary.co.uk/ib-biology
End -of-Topic Questions
At the end o each topic you will fnd a range o
questions, including both past IB B iology exam
questions and new questions. Answers can be
ound at www.oxordsecondary. co.uk/ib- biology
1
CE LL B I O LO GY
Introduction
There is an unbroken chain o lie rom the rst
cells on Earth to all cells ound in organisms
alive today. Eukaryotes have a much more
complex cell structure than prokaryotes. The
evolution o multicellular organisms allowed
cell specialization and cell replacement. C ell
division is essential but is carried out dierently
in prokaryotes and eukaryotes. While evolution
has resulted in a biological world o enormous
diversity, the study o cells shows us that
there are also universal eatures. For example,
the fuid and dynamic structure o biological
membranes allows them to control the
composition o cells.
1.1 Introduction to cells
Understanding
 According to the cell theory, living organisms






are composed o cells.
Organisms consisting o only one cell carry out
all unctions o lie in that cell.
Surace area to volume ratio is important in the
limitation o cell size.
Multicellular organisms have properties
that emerge rom the interaction o their
cellular components.
Specialized tissues can develop by cell
dierentiation in multicellular organisms.
Dierentiation involves the expression o some
genes and not others in a cells genome.
The capacity o stem cells to divide and
dierentiate along dierent pathways is
necessary in embryonic development. It also
makes stem cells suitable or therapeutic uses.
Nature of science
Applications
 Questioning the cell theory using atypical
examples, including striated muscle, giant
algae and aseptate ungal hyphae.
 Investigation o unctions o lie in
Paramecium and one named photosynthetic
unicellular organism.
 Use o stem cells to treat Stargardts disease
and one other named condition.
 Ethics o the therapeutic use o stem cells rom
specially created embryos, rom the umbilical
cord blood o a new-born baby and rom an
adults own tissues.
Skills
 Looking or trends and discrepancies: although
 Use o a light microscope to investigate the
most organisms conorm to cell theory, there
are exceptions.
 Ethical implications o research: research
involving stem cells is growing in importance
and raises ethical issues.
structure o cells and tissues.
 Drawing cell structures as seen with the
light microscope.
 Calculation o the magnifcation o drawings
and the actual size o structures shown in
drawings or micrographs.
1
1
C E LL B I O LO G Y
The cell theory
Living organisms are composed of cells.
The internal structure of living organisms is very intricate and is built
up from very small individual parts. O rgans such as the kidney and
the eye are easily visible. If they are dissected we can see that large
organs are made of a number of different tissues, but until microscopes
were invented little or nothing was discovered about the structure of
tissues. From the 1 7th century onwards biologists examined tissues
from both plants and animals using microscopes. Although there was
much variation, certain features were seen again and again. A theory
was developed to explain the basic features of structure  the cell theory.
This states that cells are the fundamental building blocks of all living
organisms. The smallest organisms are unicellular  they consist of j ust
one cell. Larger organisms are multicellular  they are composed of
many cells.
C ells vary considerably in size and shape but they share certain common
features:

Every living cell is surrounded by a membrane, which separates the
cell contents from everything else outside.

C ells contain genetic material which stores all of the instructions
needed for the cells activities.

Many of these activities are chemical reactions, catalysed by enzymes
produced inside the cell.

C ells have their own energy release system that powers all of the
cells activities.
S o, cells can be thought of as the smallest living structures  nothing
smaller can survive.
 Figure 1 Coloured scanning electron micrograph (SEM)
2
of a human embryo on the tip of a pin
1 .1 I n tro d u ctI o n to ce lls
Exceptions to the cell theory
Looking for trends and discrepancies: although most
organisms conform to cell theory, there are exceptions.
An early stage in scientifc investigation is to look or trends  things
that appear to be ound generally rather than j ust in specifc cases.
These trends can lead to the development o a theory. A scientifc
theory is a way o interpreting the natural world. Theories allow us to
make predictions. S ometimes exceptions to a general trend are ound.
These are called discrepancies. S cientists have to j udge whether the
discrepancies are common or serious enough to make predictions too
unreliable to be useul. The theory is then discarded.
The cell theory is an example o where scientists have looked or trends
and discrepancies. Robert Hooke was the frst to use the word cell or
structures in living organisms. He did this in 1 665 ater examining cork
and other parts o plants. Ater describing cells in cork he wrote this:
 Figure 2
Robert Hookes drawing of cork cells
Aiviy
Nor is this kind of texture peculiar to cork only, for upon
examination with my microscope I have found that the pith of the
Elder or almost any other tree, the inner pith of the Cany hollow
stems of several other vegetables: as of Fennel, Carrets, Daucus,
Bur-docks, Teasels, Fearn, some kind of Reeds etc. have much
such a kind of Schematisme, as I have lately shown that of cork.
S o Hooke wasnt content with looking at j ust one type o plant
tissue  he looked at many and discovered a general trend. S ince
Hookes day biologists have looked at tissues rom a huge variety o
living organisms. Many o these tissues have been ound to consist
o cells, so the cell theory has not been discarded. However, some
discrepancies have been discovered  organisms or parts o organisms
that do not consist o typical cells. More discrepancies may be
discovered, but it is extremely unlikely that the cell theory will ever
be discarded, because so many tissues do consist o cells.
 Figure 3
What is the unit of life:
the boy or his cells?
These two answers represent
the holistic and the reductionist
approach in biology.
image viewed here
Using light microscopes
eyepiece lens
Use of a light microscope to investigate the
structure of cells and tissues.
Try to improve your skill at using microscopes as
much as you can.

Learn the names o parts o the microscope.

Understand how to ocus the microscope to get the
best possible image.

Look ater your microscope so it stays in perect
working order.

Know how to troubleshoot problems.
turret
coarse-focusing
knob
ne-focusing
knob
objective lens
specimen
stage
light from mirror
or light bulb

Figure 4 Compound light microscope
3
1
C E LL B I O LO G Y
Focusing

Put the slide on the stage, with the most
promising region exactly in the middle o the
hole in the stage that the light comes through.

Always ocus at low power rst even i
eventually you need high power magnication.

Focus with the larger coarse- ocusing knobs
rst, then when you have nearly got the
image in ocus make it really sharp using the
smaller ne- ocusing knobs.

I you want to increase the magnication,
move the slide so the most promising region is
exactly in the middle o the eld o view and
then change to a higher magnication lens.
Looking after your microscope

Always ocus by moving the lens and the
specimen urther apart, never closer to each other.

Make sure that the slide is clean and dry
beore putting it on the stage.

Never touch the suraces o the lenses with
your ngers or anything else.

C arry the microscope careully with a
hand under it to support its weight securely.
Troubleshooting
Problem: Nothing is visible when I try to ocus.
Solution: Make sure the specimen is actually
under the lens, by careully positioning the slide.
It is easier to nd the specimen i you ocus at low
power rst.
Problem: A circle with a thick black rim is visible.
Solution: There is an air bubble on the slide.
Ignore it and try to improve your technique or
making slides so that there are no air bubbles.
Problem: There are blurred parts o the image
Types of slide
The slides that we examine with a microscope can
be permanent or temporary.
Making permanent slides is very skilled and takes
a long time, so these slides are normally made
by experts. Permanent slides o tissues are made
using very thin slices o tissue.
Making temporary slides is quicker and easier so
we can do this or ourselves.
Examining and drawing plant and
animal cells
Almost all cells are too small to be seen with
the naked eye, so a microscope is needed to
study them.
It is usually easy to see whether a cell is rom a
plant or an animal, even though there are many
dierent cell types in both the plant and animal
kingdoms.

Place the cells on the slide in a layer not more
than one cell thick.

Add a drop o water or stain.

C areully lower a cover slip onto the drop. Try
to avoid trapping any air bubbles.

Remove excess fuid or stain by putting the
slide inside a olded piece o paper towel and
pressing lightly on the cover slip.
It is best to examine the slide rst using low
power. Move the slide to get the most promising
areas in the middle o the eld o view and then
move up to high power. D raw a ew cells, so you
remember their structure.
cover
slip
cells
carefully lower the
cover slip
stain or water
even when I ocus it as well as I can.
gently squeeze
to remove exces
uid
Solution: Either the lenses or the slide have dirt
on them. Ask your teacher to clean it.
Problem: The image is very dark.
Solution: Increase the amount o light passing
through the specimen by adj usting the diaphragm.
Problem: The image looks rather bleached.
Solution: D ecrease the amount o light passing
through the specimen by adj usting the diaphragm.
4
cover slip
folded
a er towel
slide
 Figure 5 Making a
temporary mount
1 .1 I n tro d u ctI o n to ce lls
1 Moss leaf
2 B anana fruit cell
10 m
3 Mammalian liver cell
5 m
20 m
Use a moss plant with very
thin leaves. Mount a single
lea in a drop o water or
methylene blue stain.
Scrape a small amount o the
sot tissue rom a banana and
place on a slide. Mount in a
drop o iodine solution.
S crape cells rom a reshly cut
surace o liver ( not previously
rozen) . S mear onto a slide and
add methylene blue to stain.
4 Leaf lower epidermis
5 Human cheek cell
6 White blood cell
20 m
2 m
10 m
Peel the lower epidermis o a
lea. The cell drawn here was
rom Valeriana. Mount in water
or in methylene blue.
 Figure 6 Plant and animal cell drawings
A thin layer o mammalian
blood can be smeared over a
slide and stained with
Leishmans stain.
S crape cells rom the inside o
your cheek with a cotton bud.
S mear them on a slide and add
methylene blue to stain.
Drawing cells
Drawing cell structures as seen with the light microscope.
C areul drawings are a useul way o recording the structure o cells or other biological structures.
Usually the lines on the drawing represent the edges o structures. D o not show unnecessary
detail and only use aint shading. D rawings o structures seen using a microscope will be larger
than the structures actually are  the drawing shows them magnifed. O n page 6 the method or
calculating the magnifcation o a drawing is explained. E verything on a drawing should be shown to
the same magnifcation.
a) Use a sharp pencil with
a hard lead to draw
single sharp lines.
b) Join up lines careully
to orm continuous
structures such as cells
c) D raw lines reehand,
but use a ruler or
labelling lines.
cell
bad

good
bad
good
bad
cell
good
Figure 7 Examples of drawing styles
5
1
C E LL B I O LO G Y
Calculation o magnifcation and actual size
Calculation o the magnifcation o drawings and the actual size o structures shown
in drawings or micrographs.
When we look down a microscope the structures
that we see appear larger than they actually
are. The microscope is magniying them. Most
microscopes allow us to magniy specimens by
two or three dierent actors. This is done by
rotating the turret to switch rom one obj ective
lens to another. A typical school microscope has
three levels o magnifcation:

 40 ( low power)

 1 00 ( medium power)

 400 ( high power)
I we take a photo down a microscope, we can
magniy the image even more. A photo taken down
a microscope is called a micrograph. There are
many micrographs in this book, including electron
micrographs taken using an electron microscope.
It is very important when using this ormula
to make sure that the units or the size o the
image and actual size o the specimen are the
same. They could both be millimetres ( mm) or
micrometres ( m) but they must not be dierent
or the calculation will be wrong. Millimetres can
be converted to micrometres by multiplying by
one thousand. Micrometres can be converted to
millimetres by dividing by one thousand.
S cale bars are sometimes put on micrographs
or drawings, or j ust alongside them. These are
straight lines, with the actual size that the scale
bar represents. For example, i there was a
1 0 mm long scale bar on a micrograph with a
magnifcation o  1 0, 000 the scale bar would
have a label o 1 m.
EXAMPLE:
When we draw a specimen, we can make the
drawing larger or smaller, so the magnifcation
o the drawing isnt necessarily the same as the
magnifcation o the microscope.
The length o an image is 3 0 mm. It represents
a structure that has an actual size o 3 m.
D etermine the magnifcation o the image.
To fnd the magnifcation o a micrograph or a
drawing we need to know two things: the size o
the image ( in the drawing or the micrograph) and
the actual size o the specimen. This ormula is
used or the calculation:
3 0 mm = 3 0  1 0 - 3 m
3 m = 3  1 0 - 6 m
Either:
size o image
magnifcation = ___
actual size o specimen
30  1 0 - 3
Magnifcation = _
3  1 0-6
= 1 0, 000 
Or:
3 0 mm = 3 0, 000 m
I we know the size o the image and the
magnifcation, we can calculate the actual size
o a specimen.
3 0, 000
Magnifcation = _
3
= 1 0, 000 
Data-based questions
1
a)
D etermine the magnifcation o the string
o Thiomargarita cells in fgure 8, i the
scale bar represents 0.2 mm
[3 ]
b) Determine the width o the string
o cells.
[2]
 Figure 8
6
Thiomargarita
1 .1 I n tro d u ctI o n to ce lls
2
b) D etermine the length o the
cheek cell.
In fgure 9 the actual length o the
mitochondrion is 8 m.
a) D etermine the magnifcation o this
electron micrograph.
[2 ]
[2 ]
b) C alculate how long a 5 m scale bar
would be on this electron micrograph. [2 ]
c) Determine the width o the
mitochondrion.
[1 ]
 Figure 10
4
a)
Human cheek cell
Using the width o the hens egg as a
guide, estimate the actual length o the
ostrich egg ( fgure 1 1 ) .
[2 ]
b) E stimate the magnifcation o
the image.
 Figure 9
3
[2 ]
Mitochondrion
The magnifcation o the human cheek cell
rom a compound microscope ( fgure 1 0)
is 2 , 000  .
a) C alculate how long a 2 0 m scale bar
would be on the image.
[2 ]
 Figure 11
Ostrich egg
Testing the cell theory
Questioning the cell theory using atypical examples, including striated muscle,
giant algae and aseptate fungal hyphae.
To test the cell theory you should look at
the structure o as many living organisms as
you can, using a microscope. Instructions or
microscope use are given on page 4. In each
case you should ask the question, D oes the
organism or tissue ft the trend stated in the cell
theory by consisting o one or more cells?
In humans they have an average length o
about 3 0 mm, whereas other human cells are
mostly less than 0.03 mm in length. Instead
o having one nucleus they have many,
sometimes as many as several hundred.
Three atypical examples are worth considering:

Striated muscle is the type o tissue that
we use to change the position o our body.
The building blocks o this tissue are muscle
fbres, which are similar in some ways to
cells. They are surrounded by a membrane
and are ormed by division o pre-existing
cells. They have their own genetic material
and their own energy release system.
However muscle fbres are ar rom typical.
They are much larger than most animal cells.
 Figure 12
Striated muscle fbres
7
1
C E LL B I O LO G Y


Fungi consist o narrow thread-like structures
called hyphae. These hyphae are usually
white in colour and have a fuy appearance.
They have a cell membrane and, outside it, a
cell wall. In some types o ungi the hyphae
are divided up into small cell-like sections by
cross walls called septa. However, in aseptate
ungi there are no septa. Each hypha is an
uninterrupted tube-like structure with many
nuclei spread along it.
Algae are organisms that eed themselves by
photosynthesis and store their genes inside
nuclei, but they are simpler in their structure
and organization than plants. Many algae consist
o one microscopic cell. There are vast numbers
o these unicellular algae in the oceans and they
orm the basis o most marine ood chains. Less
common are some algae that grow to a much
larger size, yet they still seem to be single cells.
They are known as giant algae. Acetabularia is
one example. It can grow to a length o as much
as 1 00 mm, despite only having one nucleus.
I a new organism with a length o 1 00 mm
was discovered, we would certainly expect it to
consist o many cells, not just one.
 Figure 13
Aseptate hypha
 Figure 14 Giant alga
Unicellular organisms
Organisms consisting of only one cell carry out all
functions of life in that cell.
The unctions o lie are things that all organisms must do to stay alive.
S ome organisms consist o only one cell. This cell thereore has to carry
out all the unctions o lie. B ecause o this the structure o unicellular
organisms is more complex than most cells in multicellular organisms.
Unicellular organisms carry out at least seven unctions o lie:

Nutrition  obtaining ood, to provide energy and the materials
needed or growth.

Metabolism  chemical reactions inside the cell, including cell
respiration to release energy.

Growth  an irreversible increase in size.

Response  the ability to react to changes in the environment.

Excretion  getting rid o the waste products o metabolism.

Homeostasis  keeping conditions inside the organism within
tolerable limits.

Reproduction  producing ospring either sexually or asexually.
Many unicellular organisms also have a method o movement, but some
remain in a xed position or merely drit in water or air currents.
8
1 .1 I n tro d u ctI o n to ce lls
Limitations on cell size
Surface area to volume ratio is important in the limitation
of cell size.
In the cytoplasm of cells, large numbers of chemical reactions take place.
These reactions are known collectively as the metabolism of the cell. The
rate of these reactions ( the metabolic rate of the cell) is proportional to
the volume of the cell.
For metabolism to continue, substances used in the reactions must be
absorbed by the cell and waste products must be removed. S ubstances
move into and out of cells through the plasma membrane at the surface
of the cell. The rate at which substances cross this membrane depends on
its surface area.
The surface area to volume ratio of a cell is therefore very important. If
the ratio is too small then substances will not enter the cell as quickly as
they are required and waste products will accumulate because they are
produced more rapidly than they can be excreted.
Surface area to volume ratio is also important in relation to heat
production and loss. If the ratio is too small then cells may overheat
because the metabolism produces heat faster than it is lost over the
cells surface.
same cube
unfolded
 Figure 15 Volume and
surace area
o a cube
Functions of life in unicellular organisms
Investigation of functions of life in Paramecium and one named photosynthetic
unicellular organism.
Paramecium is a unicellular organism that can be cultured quite easily in the laboratory. Alternatively collect
some pond water and use a centrifuge to concentrate the organisms in it to see if Paramecium is present.
Place a drop of culture solution containing Paramecium on a microscope slide.
Add a cover slip and examine the slide with a microscope.
The nucleus o the cell can divide to produce
the extra nuclei that are needed when the cell
reproduces. Oten the reproduction is asexual with
the parent cell dividing to orm two daughter cells.
Food vacuoles contain smaller
organisms that the Paramecium
has consumed. These are gradually
digested and the nutrients are
absorbed into the cytoplasm where
they provide energy and materials
needed or growth.
The cell membrane controls
what chemicals enter and leave.
It allows the entry o oxygen or
respiration. Excretion happens
simply by waste products
difusing out through the
membrane.
The contractile vacuoles at each end o the cell ll up with water and
then expel it through the plasma membrane o the cell, to keep the
cells water content within tolerable limits.
Metabolic reactions take place
in the cytoplasm, including the
reactions that release energy
by respiration. Enzymes in the
cytoplasm are the catalysts that
cause these reactions to happen.
Beating o the cilia moves the
Paramecium through the water
and this can be controlled by the
cell so that it moves in a particular
direction in response to changes
in the environment.
 Figure 16 Paramecium
9
1
C E LL B I O LO G Y
Chlamydomonas is a unicellular alga that lives in soil and freshwater habitats. It has been used widely for
research into cell and molecular biology. Although it is green in colour and carries out photosynthesis it is
not a true plant and its cell wall is not made of cellulose.
The nucleus o the cell
can divide to produce
genetically identical
nuclei or asexual
reproduction. Nuclei can
also use and divide
to carry out a sexual
orm o reproduction.
In this image, the
nucleus is concealed by
chloroplasts.
The contractile vacuoles
at the base o the fagella
ll up with water and then
expel it through the plasma
membrane o the cell, to keep
the cells water content within
tolerable limits.
Photosynthesis occurs inside
chloroplasts in the cytoplasm.
Carbon dioxide can be converted
into the compounds needed
or growth here, but in the dark
carbon compounds rom other
organisms are sometimes
absorbed through the cell
membrane i they are available.
Metabolic reactions take
place in the cytoplasm,
with enzymes present to
speed them up.
The cell wall is reely
permeable and it is the
membrane inside it that
controls what chemicals
enter and leave. Oxygen
is a waste product o
photosynthesis and is
excreted by diusing out
through the membrane.
 Figure 17
Beating o the two fagella
moves the Chlamydomonas
through the water. A lightsensitive eyespot allows
the cell to sense where the
brightest light is and respond
by swimming towards it.
Chlamydomonas
Multicellular organisms
Multicellular organisms have properties that emerge from
the interaction of their cellular components.
S ome unicellular organisms live together in colonies, for example a
type of alga called Volvox aureus. E ach colony consists of a ball made of
a protein gel, with 5 00 or more identical cells attached to its surface.
Figure 1 8 shows two colonies, with daughter colonies forming inside
them. Although the cells are cooperating, they are not fused to form a
single cell mass and so are not a single organism.
 Figure 18 Volvox colonies
O rganisms consisting of a single mass of cells, fused together, are
multicellular. O ne of the most intensively researched multicellular
organisms is a worm called Caenorhabditis elegans. The adult body is about
one millimetre long and it is made up of exactly 95 9 cells. This might
seem like a large number, but most multicellular organisms have far
more cells. There are about ten million million cells in an adult human
body and even more in organisms such as oak trees or whales.
Although very well known to biologists, Caenorhabditis elegans has no
common name and lives unseen in decomposing organic matter. It
feeds on the bacteria that cause decomposition. C. elegans has a mouth,
pharynx, intestine and anus. It is hermaphrodite so has both male and
female reproductive organs. Almost a third of the cells are neurons, or
10
1 .1 I n tro d u ctI o n to ce lls
nerve cells. Most o these neurons are located at the ront end o the
worm in a structure that can be regarded as the animals brain.
Although the brain in C. elegans coordinates responses to the worms
environment, it does not control how individual cells develop. The cells
in this and other multicellular organisms can be regarded as cooperative
groups, without any cells in the group acting as a leader or supervisor.
It is remarkable how individual cells in a group can organize themselves
and interact with each other to orm a living organism with distinctive
overall properties. The characteristics o the whole organism, including
the act that it is alive, are known as emergent properties.
E mergent properties arise rom the interaction o the component parts
o a complex structure. We sometimes sum this up with the phrase:
the whole is greater than the sum o its parts. A simple example
o an emergent property was described in a C hinese philosophical
text written more than 2 , 5 00 years ago: Pots are fashioned from
clay. But its the hollow that makes the pot work.  S o, in biology we
can carry out research by studying component parts, but we must
remember that some bigger things result rom interactions between
these components.
Cell diferentiation in multicellular organisms
Specialized tissues can develop by cell dierentiation in
multicellular organisms.
In multicellular organisms dierent cells perorm dierent unctions. This
is sometimes called division o labour. In simple terms, a unction is a job
or a role. For example the unction o a red blood cell is to carry oxygen,
and the unction o a rod cell in the retina o the eye is to absorb light and
then transmit impulses to the brain. Oten a group o cells specialize in the
same way to perorm the same unction. They are called a tissue.
B y becoming specialized, the cells in a tissue can carry out their role
more efciently than i they had many dierent roles. They can develop
the ideal structure, with the enzymes needed to carry out all o the
chemical reactions associated with the unction. The development
o cells in dierent ways to carry out specifc unctions is called
dierentiation. In humans, 2 2 0 distinctively dierent highly specialized
cell types have been recognized, all o which develop by dierentiation.
toK
Hw a w i wh  m i
b ha ah?
An emergent property o a system is
not a property o any one component
o the system, but it is a property o
the system as a whole. Emergence
reers to how complex systems and
patterns arise rom many small and
relatively simple interactions. We
cannot thereore necessarily predict
emergent properties by studying
each part o a system separately (an
approach known as reductionism) .
Molecular biology is an example o the
success that a reductionist approach
can have. Many processes occurring in
living organisms have been explained
at a molecular level. However, many
argue that reductionism is less useul
in the study o emergent properties
including intelligence, consciousness
and other aspects o psychology. The
interconnectivity o the components
in cases like these is at least as
important as the unctioning o each
individual component.
One approach that has been used to
study interconnectivity and emergent
properties is computer modelling. In
both animal behaviour and ecology,
a programme known as the Game o
Lie has been used. It was devised
by John Conway and is available on
the Internet. Test the Game o Lie by
creating initial confgurations o cells and
seeing how they evolve. Research ways
in which the model has been applied.
Gene expression and cell diferentiation
Dierentiation involves the expression o some genes and
not others in a cells genome.
There are many dierent cell types in a multicellular organism but they
all have the same set o genes. The 2 2 0 cell types in the human body
have the same set o genes, despite large dierences in their structure
and activities. To take an example, rod cells in the retina o the eye
produce a pigment that absorbs light. Without it, the rod cell would not
be able to do its j ob o sensing light. A lens cell in the eye produces no
pigments and is transparent. I it did contain pigments, less light would
11
1
C E LL B I O LO G Y
pass through the lens and our vision would be worse. While they are
developing, both cell types contain the genes for making the pigment,
but these genes are only used in the rod cell.
This is the usual situation  cells do not j ust have genes with the
instructions that they need, they have genes needed to specialize in
every possible way. There are approximately 2 5 , 000 genes in the human
genome, and these genes are all present in a body cell. However, in most
cell types less than half of the genes will ever be needed or used.
When a gene is being used in a cell, we say that the gene is being
expressed. In simple terms, the gene is switched on and the information
in it is used to make a protein or other gene product. The development
of a cell involves switching on particular genes and expressing them, but
not others. C ell differentiation happens because a different sequence of
genes is expressed in different cell types. The control of gene expression
is therefore the key to development.
An extreme example of differentiation involves a large family of genes in
humans that carry the information for making receptors for odorants 
smells. These genes are only expressed in cells in the skin inside the
nose, called olfactory receptor cells. Each of these cells expresses j ust
one of the genes and so makes one type of receptor to detect one type
of odorant. This is how we can distinguish between so many different
smells. Richard Axel and Linda B uck were given the Nobel Prize in 2 004
for their work on this system.
Stem cells
The capacity o stem cells to divide and diferentiate
along diferent pathways is necessary in embryonic
development. It also makes stem cells suitable or
therapeutic uses.
A new animal life starts when a sperm fertilizes an egg cell to produce a
zygote. An embryo is formed when the zygote divides to give two cells.
This two- cell embryo divides again to produce a four- cell embryo, then
eight, sixteen and so on. At these early stages in embryonic development
the cells are capable of dividing many times to produce large amounts
of tissue. They are also extremely versatile and can differentiate along
different pathways into any of the cell types found in that particular
animal. In the 1 9th century, the name stem cell was given to the zygote
and the cells of the early embryo, meaning that all the tissues of the
adult stem from them.
S tem cells have two key properties that have made them one of the most
active areas of research in biology and medicine today.
 Figure 19
12
Embryonic stem cells

S tem cells can divide again and again to produce copious quantities
of new cells. They are therefore useful for the growth of tissues or
the replacement of cells that have been lost or damaged.

S tem cells are not fully differentiated. They can differentiate in
different ways, to produce different cell types.
1 .1 I n tro d u ctI o n to ce lls
Embryonic stem cells are thereore potentially very useul. They could
be used to produce regenerated tissue, such as skin or people who
have suered burns. They could provide a means o healing diseases
such as type 1 diabetes where a particular cell type has been lost or is
malunctioning. They might even be used in the uture to grow whole
replacement organs  hearts or kidneys, or example. These types o use
are called therapeutic, because they provide therapies or diseases or
other health problems.
There are also non-therapeutic uses or embryonic stem cells. One possibility
is to use them to produce large quantities o striated muscle fbres, or meat,
or human consumption. The bee burgers o the uture may thereore be
produced rom stem cells, without the need to rear and slaughter cattle.
It is the early stage embryonic stem cells that are the most versatile.
Gradually during embryo development the cells commit themselves to a
pattern o dierentiation. This involves a series o points at which a cell
decides whether to develop along one pathway or another. Eventually
each cell becomes committed to develop into one specifc cell type. Once
committed, a cell may still be able to divide, but all o these cells will
dierentiate in the same way and they are no longer stem cells.
Small numbers o cells remain as stem cells, however, and they are still
present in the adult body. They are present in many human tissues,
including bone marrow, skin and liver. They give some human tissues
considerable powers o regeneration and repair. The stem cells in other
tissues only allow limited repair  brain, kidney and heart or example.
Therapeutic uses of stem cells
Use of stem cells to treat Stargardts disease and one other named condition.
There are a ew current uses o stem cells to treat
diseases, and a huge range o possible uture uses,
many o which are being actively researched. Two
examples are given here: one involving embryonic
stem cells and one using adult stem cells.
Stargardts disease
The ull name o this disease is S targardts macular
dystrophy. It is a genetic disease that develops
in children between the ages o six and twelve.
Most cases are due to a recessive mutation o
a gene called AB C A4. This causes a membrane
protein used or active transport in retina cells to
malunction. As a consequence, photoreceptive
cells in the retina degenerate. These are the cells
that detect light, so vision becomes progressively
worse. The loss o vision can be severe enough or
the person to be registered as blind.
Researchers have developed methods or making
embryonic stem cells develop into retina cells.
This was done initially with mouse cells, which
were then injected into the eyes o mice that had
a condition similar to Stargardts disease. The
injected cells were not rejected, did not develop
into tumours or cause any other problems. The
cells moved to the retina where they attached
themselves and remained. Very encouragingly, they
caused an improvement in the vision o the mice.
In November 2 01 0, researchers in the United
S tates got approval or trials in humans. A woman
in her 5 0s with S targardts disease was treated by
having 5 0, 000 retina cells derived rom embryonic
stem cells inj ected into her eyes. Again the cells
attached to the retina and remained there during
the our- month trial. There was an improvement
in her vision, and no harmul side eects.
13
1
C E LL B I O LO G Y
Further trials with larger numbers o patients
are needed, but ater these initial trials at least,
we can be optimistic about the development o
treatments or S targardts disease using embryonic
stem cells.
can be done by treating the patient with
chemicals that kill dividing cells. The procedure
is known as chemotherapy. However, to remain
healthy in the long term the patient must be
able to produce the white blood cells needed
to ght disease. S tem cells that can produce
blood cells must be present, but they are killed
by chemotherapy. The ollowing procedure is
thereore used:

A large needle is inserted into a large bone,
usually the pelvis, and fuid is removed rom
the bone marrow.

S tem cells are extracted rom this fuid and are
stored by reezing them. They are adult stem
cells and only have the potential or producing
blood cells.

A high dose o chemotherapy drugs is given
to the patient, to kill all the cancer cells in
the bone marrow. The bone marrow loses its
ability to produce blood cells.

The stem cells are then returned to the
patients body. They re- establish themselves
in the bone marrow, multiply and start to
produce red and white blood cells.
 Figure 20 Stargardts disease
leukemia
This disease is a type o cancer. All cancers start
when mutations occur in genes that control cell
division. For a cancer to develop, several specic
mutations must occur in these genes in one cell.
This is very unlikely to happen, but as there are
huge numbers o cells in the body, the overall
chance becomes much larger. More than a quarter
o a million cases o leukemia are diagnosed each
year globally and there are over 2 00, 000 deaths
rom the disease.
In many cases this procedure cures the leukemia
completely.
Once the cancer-inducing mutations have
occurred in a cell, it grows and divides repeatedly,
producing more and more cells. Leukemia involves
the production o abnormally large numbers o
white blood cells. In most cancers, the cancer cells
orm a lump or tumour but this does not happen
with leukemia. White blood cells are produced in
the bone marrow, a sot tissue in the hollow centre
o large bones such as the emur. They are then
released into the blood, both in normal conditions
and when excessive numbers are produced with
leukemia. A normal adult white blood cell count is
between 4, 000 and 1 1 ,000 per mm 3 o blood. In a
person with leukemia this number rises higher and
higher. C ounts above 30,000 per mm 3 suggest that
a person may have leukemia. I there are more
than 1 00, 000 per mm 3 it is likely that the person
has acute leukemia.
To cure leukemia, the cancer cells in the bone
marrow that are producing excessive numbers
o white blood cells must be destroyed. This
14
 Figure 21
Removal of stem cells from bone marrow
1 .1 I n tro d u ctI o n to ce lls
The ethics of stem cell research
Ethical implications o research: research involving stem cells is growing in
importance and raises ethical issues.
S tem cell research has been very controversial.
Many ethical obj ections have been raised.
S cientists should always consider the ethical
implications o their research beore doing it.
S ome o the research that was carried out in the
past would not be considered ethically acceptable
today, such as medical research carried out on
patients without their inormed consent.
D ecisions about whether research is ethically
acceptable must be based on a clear understanding
o the science involved. S ome people dismiss all
stem cell research as unethical, but this shows a
misunderstanding o the dierent possible sources
o the stem cells being used. In the next section,
three possible sources o stem cells and the ethics
o research involving them are discussed.
Sources of stem cells and the ethics of using them
Ethics o the therapeutic use o stem cells rom specially created embryos, rom
the umbilical cord blood o a new-born baby and rom an adults own tissues.
Stem cells can be obtained rom a variety o sources.
E mbryos can be deliberately created by
ertilizing egg cells with sperm and allowing
the resulting zygote to develop or a ew days
until it has between our and sixteen cells. All
o the cells are embryonic stem cells.

B lood can be extracted rom the umbilical
cord o a new- born baby and stem cells
obtained rom it. The cells can be rozen

embyi m 






Almost unlimited growth potential.
Can dierentiate into any type in
the body.
More risk o becoming tumour
cells than with adult stem cells,
including teratomas that contain
dierent tissue types.
Less chance o genetic damage
due to the accumulation o
mutations than with adult
stem cells.
Likely to be genetically dierent
rom an adult patient receiving
the tissue.
Removal o cells rom the
embryo kills it, unless only one
or two cells are taken.
and stored or possible use later in the
babys lie.

S tem cells can be obtained rom some adult
tissues such as bone marrow.
These types o stem cell vary in their properties and
thereore in their potential or therapeutic use. The
table below gives some properties o the three types,
to give the scientifc basis or an ethical assessment.
c b m 

Easily obtained and stored.

Commercial collection and
storage services already
available.


Fully compatible with the tissues o
the adult that grows rom the baby,
so no rejection problems occur.
Limited capacity to dierentiate
into dierent cell types  only
naturally develop into blood
cells, but research may lead to
production o other types.

Limited quantities o stem cells
rom one babys cord.

The umbilical cord is discarded
whether or not stem cells are
taken rom it.
A m 

Difcult to obtain as there are
very ew o them and they are
buried deep in tissues.

Less growth potential than
embryonic stem cells.

Less chance o malignant
tumours developing than rom
embryonic stem cells.

Limited capacity to dierentiate
into dierent cell types.

Fully compatible with the adults
tissues, so rejection problems do
not occur.

Removal o stem cells does not
kill the adult rom which the cells
are taken.
15
1
C E LL B I O LO G Y
Stem cell research has been very controversial.
Many ethical obj ections have been raised. There
are most obj ections to the use of embryonic stem
cells, because current techniques usually involve
the death of the embryo when the stem cells are
taken. The main question is whether an early
stage embryo is as much a human individual as a
new- born baby, in which case killing the embryo
is undoubtedly unethical.
When does a human life begin? There are different
views on this. Some consider that when the
sperm fertilizes the egg, a human life has begun.
Others say that early stage embryos have not yet
developed human characteristics and cannot suffer
pain, so they should be thought of simply as groups
of stem cells. Some suggest that a human life truly
begins when there is a heartbeat, or bone tissue or
brain activity. These stages take place after a few
weeks of development. Another view is that it is
only when the embryo has developed into a fetus
that is capable of surviving outside the uterus.
Some scientists argue that if embryos are specially
created by in vitro fertilization (IVF) in order to
obtain stem cells, no human that would otherwise
have lived has been denied its chance of living.
However, a counterargument is that it is unethical
to create human lives solely for the purpose of
obtaining stem cells. Also, IVF involves hormone
treatment of women, with some associated risk, as
well as an invasive surgical procedure for removal
of eggs from the ovary. If women are paid for
supplying eggs for IVF this could lead to the
exploitation of vulnerable groups such as college
students.
We mu st no t fo rge t
e thical argume nts
in favo ur o f the
u se o f e mb ryo nic
ste m ce lls. The y
have the p o te ntial
to allo w me tho ds
o f tre atme nt
fo r dise ase s and
disab ilitie s that are
cu rre ntly incu rab le ,
so the y co u ld gre atly
re du ce the su ffe ring
o f so me individuals.
 Figure 22
Harvesting umbilical
cord blood
1.2 ultrastrctre of cells
Understanding
 Prokaryotes have a simple cell structure
without compartments.
 Eukaryotes have a compartmentalized cell
structure.
 Prokaryotes divide by binary fssion.
 Electron microscopes have a much higher
resolution than light microscopes.
Nature of science
16
Applications
 The structure and unction o organelles within
exocrine gland cells o the pancreas.
 The structure and unction o organelles within
palisade mesophyll cells o the lea.
Skills
 Developments in scientifc research ollow
 Drawing the ultrastructure o prokaryotic cells
improvements in apparatus: the invention
o electron microscopes led to greater
understanding o cell structure.
based on electron micrographs.
 Drawing the ultrastructure o eukaryotic cells
based on electron micrographs.
 Interpretation o electron micrographs to
identiy organelles and deduce the unction o
specialized cells.
1 . 2 u lt r A s t r u c t u r e o f c e l l s
th invnin  h n mip
Developments in scientifc research ollow improvements in apparatus: the
invention o electron microscopes led to greater understanding o cell structure.
Much o the progress in biology over the last 1 50
years has ollowed improvements in the design o
microscopes. In the second hal o the 1 9th century
improved light microscopes allowed the discovery
o bacteria and other unicellular organisms.
C hromosomes were seen or the rst time and the
processes o mitosis, meiosis and gamete ormation
were discovered. The basis o sexual reproduction,
which had previously eluded William Harvey and
many other biologists, was seen to be the usion o
gametes and subsequent development o embryos.
The complexity o organs such as the kidney was
revealed and mitochondria, chloroplasts and other
structures were discovered within cells.
There was a limit to the discoveries that could
be made though. For technical reasons that are
explained later in this sub-topic, light microscopes
cannot produce clear images o structures smaller
than 0.2 micrometres (m) . (A micrometre is
a thousandth o a millimetre.) Many biological
structures are smaller than this. For example,
membranes in cells are about 0.01 m thick.
Progress was hampered until a dierent type o
microscope was invented  the electron microscope.
Electron microscopes were developed in Germany
during the 1 930s and came into use in research
laboratories in the 1 940s and 5 0s. They allowed
images to be produced o things as small as
0.001 m  2 00 times smaller than with light
microscopes. The structure o eukaryotic cells was
ound to be ar more intricate than most biologists
had expected and many previous ideas were shown
to be wrong. For example, in the 1 890s the light
microscope had revealed darker green areas in the
chloroplast. They were called grana and interpreted
as droplets o chlorophyll. The electron microscope
showed that grana are in act stacks o fattened
membrane sacs, with the chlorophyll located in
the membranes. Whereas mitochondria appear as
tiny structureless rods or spheres under the light
microscope, the electron microscope revealed them
to have an intricate internal membrane structure.
The electron microscopes revealed what is
now called the ultrastructure o cells, including
previously unknown eatures. Ribosomes,
lysosomes and the endoplasmic reticulum were all
discovered and named in the 1 95 0s, or example.
It is unlikely that there are structures as signicant
as these still to be discovered, but improvements
in the design o electron microscopes continue
and each improvement allows new discoveries to
be made. A recent example, described in subtopic 8.2 , is electron tomography  a method o
producing 3 - D images by electron microscopy.
The resolution of electron microscopes
Electron microscopes have a much higher resolution
than light microscopes.
I we look at a tree with unaided eyes we can see its individual leaves, but
we cannot see the cells within its leaves. The unaided eye can see things
with a size o 0.1 mm as separate objects, but no smaller. To see the cells
within the lea we need to use a light microscope. This allows us to see
things with a size o down to about 0.2 m as separate objects, so cells can
become individually visible  they can be distinguished.
Making the separate parts o an obj ect distinguishable by eye is called
resolution.
The maximum resolution o a light microscope is 0. 2 m, which is 2 00
nanometres ( nm) . However powerul the lenses o a light microscope
are, the resolution cannot be higher than this because it is limited by the
wavelength o light ( 400700 nm) . I we try to resolve smaller obj ects by
 Figure 1
An electron microscope
in use
17
1
C E LL B I O LO G Y
making lenses with greater magnifcation, we fnd that it is impossible to
ocus them properly and get a blurred image. This is why the maximum
magnifcation with light microscopes is usually  400.
Beams o electrons have a much shorter wavelength, so electron microscopes
have a much higher resolution. The resolution o modern electron
microscopes is 0.001 m or 1 nm. Electron microscopes thereore have a
resolution that is 200 times greater than light microscopes. This is why light
microscopes reveal the structure o cells, but electron microscopes reveal the
ultrastructure. It explains why light microscopes were needed to see bacteria
with a size o 1 micrometre, but viruses with a diameter o 0.1 micrometres
could not be seen until electron microscopes had been invented.
resolutio
Unaided eyes
Light microscopes
Ativity
commee ad siee
While still a young student in
Berlin in the late 1920s Ernst
Ruska developed magnetic
coils that could ocus beams
o electrons. He worked on the
idea o using these lenses to
obtain an image as in a light
microscope, but with electron
beams instead o light. During
the 1930s he developed and
refned this technology. By
1939 Ruska had designed
the frst commercial electron
microscope. In 1986 he was
awarded the Nobel Prize in
Physics or this pioneering
work. Ruska worked with the
German frm Siemens. Other
companies in Britain, Canada
and the United States also
developed and manuactured
electron microscopes.

18
Scientists in dierent
countries usually
cooperate with each
other but commercial
companies do not. What
are the reasons or this
dierence?
Electron microscopes
Millimetes
(mm)
Miometes
(m)
naometes
(m)
0.1
100
100,000
0.0002
0.2
200
0.000001
0.001
1
Prokaryotic cell structure
Prokaryotes have a simple cell structure without
compartments .
All organisms can be divided into two groups according to their cell
structure. Eukaryotes have a compartment within the cell that contains
the chromosomes. It is called the nucleus and is bounded by a nuclear
envelope consisting o a double layer o membrane. Prokaryotes do not
have a nucleus.
Prokaryotes were the frst organisms to evolve on Earth and they still
have the simplest cell structure. They are mostly small in size and
are ound almost everywhere  in soil, in water, on our skin, in our
intestines and even in pools o hot water in volcanic areas.
All cells have a cell membrane, but some cells, including prokaryotes,
also have a cell wall outside the cell membrane. This is a much
thicker and stronger structure than the membrane. It protects the cell,
maintains its shape and prevents it rom bursting. In prokaryotes the cell
wall contains peptidoglycan. It is oten reerred to as being extracellular.
As no nucleus is present in a prokaryotic cell its interior is entirely flled
with cytoplasm. The cytoplasm is not divided into compartments by
membranes  it is one uninterrupted chamber. The structure is thereore
simpler than in eukaryotic cells, though we must remember that it is still
very complex in terms o the biochemicals that are present, including
many enzymes.
O rganelles are present in the cytoplasm o eukaryotic cells that are
analogous to the organs o multi- cellular organisms in that they are
distinct structures with specialized unctions. Prokaryotes do not have
cytoplasmic organelles apart rom ribosomes. Their size, measured in
S vedberg units ( S ) is 70S, which is smaller than those o eukaryotes.
1 . 2 u lt r A s t r u c t u r e o f c e l l s
Part o the cytoplasm appears lighter than the rest in many electron
micrographs. This region contains the DNA o the cell, usually in the orm o
one circular DNA molecule. The DNA is not associated with proteins, which
explains the lighter appearance compared with other parts o the cytoplasm
that contain enzymes and ribosomes. This lighter area o the cell is called the
nucleoid  meaning nucleus-like as it contains DNA but is not a true nucleus.
Cell division in prokaryotes
Prokaryotes divide by binary fssion.
All living organisms need to produce new cells. They can only do this by
division o pre- existing cells. C ell division in prokaryotic cells is called
binary fssion and it is used or asexual reproduction. The single circular
chromosome is replicated and the two copies o the chromosome move
to opposite ends o the cell. D ivision o the cytoplasm o the cell quickly
ollows. E ach o the daughter cells contains one copy o the chromosome
so they are genetically identical.
dawing pkayi 
Draw the ultrastructure o prokaryotic cells based on
electron micrographs.
B ecause prokaryotes are mostly very small, their internal structure
cannot be seen using a light microscope. It is only with much higher
magnifcation in electron micrographs that we can see the details o
the structure, called the ultrastructure. D rawings o the ultrastructure
o prokaryotes are thereore based on electron micrographs.
Shown below and on the next page are two electron micrographs o
E. coli, a bacterium ound in our intestines. One o them is a thin section
and shows the internal structure. The other has been prepared by a
dierent technique and shows the external structure. A drawing o each
is also shown. B y comparing the drawings with the electron micrographs
you can learn how to identiy structures within prokaryotic cells.
E lectron micrograp h of Escherichia coli (1 2 m in length)
D rawing to help interp ret the electron micrograp h
ribosomes
cell wall
plasma membrane
cytoplasm
nucleoid (region
containing naked DNA)
Aiviy
oh nam 
pkay
Biologists sometimes use
the term bacteria instead
o prokaryote. This may
not always be appropriate
because the term
prokaryote encompasses
a larger group o organisms
than true bacteria
(Eubacteria) . It also includes
organisms in another group
called the Archaea.
There is a group o
photosynthetic organisms
that used to be called
blue-green algae, but their
cell structure is prokaryotic
and algae are eukaryotic.
This problem has been
solved by renaming them as
Cyanobacteria.

What problems are
caused by scientists
using dierent words
or things than nonscientists?
19
1
C E LL B I O LO G Y
Electron micrograph of Escherichia coli showing surface features
pili
agellum
Shown below is another micrograph o a prokaryote. You can use it to
practice your skill at drawing the ultrastructure o prokaryotic cells. You
can also fnd other electron micrographs o prokaryotic cells on the internet
and try drawing these. There is no need to spend a long time drawing
many copies o a particular structure, such as the ribosomes. You can
indicate their appearance in one small representative part o the cytoplasm
and annotate your drawing to say that they are ound elsewhere.
Activity
Garlic cells and
compartmentalization
Garlic cells store a harmless
sulphur-containing
compound called alliin in
their vacuoles. They store
an enzyme called alliinase
in other parts o the cell.
Alliinase converts alliin into
a compound called allicin,
which has a very strong
smell and favour and is
toxic to some herbivores.
This reaction occurs when
herbivores bite into garlic
and damage cells, mixing the
enzyme and its substrate.
Perhaps surprisingly, many
humans like the favour, but to
get it garlic must be crushed
or cut, not used whole.

20
You can test this by
smelling a whole garlic
bulb, then cutting or
crushing it and smelling
it again.
 Figure 2
Brucella abortus (Bangs bacillus) , 2 m in length
Eukaryotic cell structure
Eukaryotes have a compartmentalized cell structure.
Eukaryotic cells have a much more complicated internal structure than
prokaryotic cells. Whereas the cytoplasm o a prokaryotic cell is one
undivided space, eukaryotic cells are compartmentalized. This means
that they are divided up by partitions into compartments. The partitions
are single or double membranes.
The most important o these compartments is the nucleus. It contains
the cells chromosomes. The compartments in the cytoplasm are known
as organelles. Just as each organ in an animals body is specialized
1 . 2 u lt r A s t r u c t u r e o f c e l l s
to perform a particular role, each organelle in a eukaryotic cell has a
distinctive structure and function.
There are several advantages in being compartmentalized:

Enzymes and substrates for a particular process can be much more
concentrated than if they were spread throughout the cytoplasm.

S ubstances that could cause damage to the cell can be kept inside the
membrane of an organelle. For example, the digestive enzymes of
a lysosome could digest and kill a cell, if they were not safely stored
inside the lysosome membrane.

C onditions such as pH can be maintained at an ideal level for a
particular process, which may be different to the levels needed for
other processes in a cell.

O rganelles with their contents can be moved around within the cell.
dawig kayi 
Draw the ultrastructure o eukaryotic cells based on electron micrographs.
The ultrastructure of eukaryotic cells is very
complex and it is often best to draw only part
of a cell. Your drawing is an interpretation of
the structure, so you need to understand the
structure of the organelles that might be present.
n
double nuclear
membrane nuclear pores
dense
chromatin
chromatin
rgh pami
im
ribosomes
The table below contains an electron micrograph
of each of the commonly occurring organelles,
with a drawing of the structure. B rief notes on
recognition features and the function of each
organelle are included.
The nuclear membrane is double and has pores
through it. The nucleus contains the chromosomes,
consisting o DNA associated with histone proteins.
Uncoiled chromosomes are spread through the
nucleus and are called chromatin. There are oten
densely staining areas o chromatin around the edge
o the nucleus. The nucleus is where DNA is replicated
and transcribed to orm mRNA, which is exported via
the nuclear pores to the cytoplasm.
The rER consists o fattened membrane sacs, called
cisternae. Attached to the outside o these cisternae
are ribosomes. They are larger than in prokaryotes and
are classied as 80S. The main unction o the rER is to
synthesize protein or secretion rom the cell. Protein
synthesized by the ribosomes o the rER passes into
its cisternae and is then carried by vesicles, which bud
o and are moved to the Golgi apparatus.
cisterna
21
1
C E LL B I O LO G Y
Gogi apparatus
cisterna
vesicles
lysosome
digestive enzymes
This organelle consists o fattened membrane sacs
called cisternae, like rER. However the cisternae are
not as long, are oten curved, do not have attached
ribosomes and have many vesicles nearby. The Golgi
apparatus processes proteins brought in vesicles
rom the rER. Most o these proteins are then carried in
vesicles to the plasma membrane or secretion.
These are approximately spherical with a single
membrane. They are ormed rom Golgi vesicles. They
contain high concentrations o protein, which makes
them densely staining in electron micrographs. They
contain digestive enzymes, which can be used to
break down ingested ood in vesicles or break down
organelles in the cell or even the whole cell.
lysosome membrane
Mitohondrion
inner
membrane
outer
membrane
crista
matrix
free ribosomes
These appear as dark granules in the cytoplasm and
are not surrounded by a membrane. They have the
same size as ribosomes attached to the rER  about
20nm in diameter, and known as 80S. Free ribosomes
synthesize protein, releasing it to work in the
cytoplasm, as enzymes or in other ways. Ribosomes
are constructed in a region o the nucleus called
the nucleolus.
choropast
A double membrane surrounds the chloroplast. Inside
are stacks o thylakoids, which are fattened sacs o
membrane. The shape o chloroplasts is variable but
is usually spherical or ovoid. They produce glucose
and a wide variety o other organic compounds by
photosynthesis. Starch grains may be present inside
chloroplasts i they have been photosynthesizing
rapidly.
starch grain
stroma
double
membrane
thylakoid
Vauoes and
vesies
vacuole
containing food
vesicles
22
A double membrane surrounds mitochondria, with
the inner o these membranes invaginated to orm
structures called cristae. The fuid inside is called the
matrix. The shape o mitochondria is variable but is
usually spherical or ovoid. They produce ATP or the
cell by aerobic cell respiration. Fat is digested here i it
is being used as an energy source in the cell.
large vacuole
These are organelles that consist simply o a single
membrane with fuid inside. Many plant cells have
large vacuoles that occupy more than hal o the cell
volume. Some animals absorb oods rom outside
and digest them inside vacuoles. Some unicellular
organisms use vacuoles to expel excess water.
Vesicles are very small vacuoles used to transport
materials inside the cell.
1 . 2 u lt r A s t r u c t u r e o  c e l l s
In the cytoplasm o cells there are small cylindrical
bres called microtubules that have a variety o roles,
including moving chromosomes during cell division.
Animal cells have structures called centrioles, which
consist o two groups o nine triple microtubules.
Centrioles orm an anchor point or microtubules
during cell division and also or microtubules inside
cilia and fagella.
Mib and
ni
triple
microtubules
These are whip-like structures projecting rom the
cell surace. They contain a ring o nine double
microtubules plus two central ones. Flagella are larger
and usually only one is present, as in a sperm. Cilia are
smaller and many are present. Cilia and fagella can be
used or locomotion. Cilia can be also be used to create
a current in the fuid next to the cell.
ciia and faga
double
plasma microtubule
membrane
The electron micrograph below shows a liver cell
with labels to identify some of the organelles that
are present.
mitochondrion

Using your understanding of these organelles,
draw the whole cell to show its ultrastructure.
nucleus
free
ribosomes
FPO
<839211_ph1.2.15>
rough endoplasmic
reticulum
 Figure 3
Golgi
a aratus
lysosome
Electron micrograph of part of a liver cell
23
1
C E LL B I O LO G Y
Exocrine gland cells of the pancreas
The structure and function of organelles within exocrine gland cells of
the pancreas.
Gland cells secrete substances  they release them
through their plasma membrane. There are two
types of gland cells in the pancreas. E ndocrine
cells secrete hormones into the bloodstream.
E xocrine gland cells in the pancreas secrete
digestive enzymes into a duct that carries them to
the small intestine where they digest foods.
FPO
<Insert 839211_
ph1.2.16>
Enzymes are proteins, so the exocrine gland cells
have organelles needed to synthesize proteins
in large quantities, process them to make them
ready for secretion, transport them to the plasma
membrane and then release them. The electron
micrograph on the right shows these organelles:
plasma membrane
mitochondrion
nucleus
rough ER
Golgi apparatus
vesicles
lysosomes
 Figure 4 Electron
micrograph of pancreas cell
Palisade mesophyll cells
The structure and function of organelles
within palisade mesophyll cells of the leaf.
The function of the leaf is photosynthesis 
producing organic compounds from carbon
dioxide and other simple inorganic compounds,
using light energy. The cell type that carries
out most photosynthesis in the leaf is palisade
mesophyll. The shape of these cells is roughly
cylindrical. Like all living plant cells the cell
is surrounded by a cell wall, with a plasma
membrane inside it. The electron micrograph
on the right shows the organelles that a palisade
mesophyll cell contains:
cell wall
plasma membrane
chloroplasts
mitochondrion
vacuole
nucleus
24
 Figure 5 Electron
micrograph of palisade mesophyll cell
1 . 3 M e M b rAn e s tru ctu r e
Ipig h  of kayoi ll
Interpret electron micrographs to identiy organelles and deduce the unction
o specialized cells.
I the organelles in a eukaryotic cell can be
identifed and their unction is known, it is oten
possible to deduce the overall unction o the cell.

S tudy the electron micrographs in fgures 6, 7
and 8. Identiy the organelles that are present
and try to deduce the unction o each cell.
 Figure 7
 Figure 6
 Figure 8
1.3 Mma 
Understanding
 Phospholipids orm bilayers in water due to the
amphipathic properties o phospholipid molecules.
 Membrane proteins are diverse in terms o
structure, position in the membrane and unction.
 Cholesterol is a component o animal cell
membranes.
Nature of science
Applications
 Cholesterol in mammalian membranes reduces
membrane fuidity and permeability to some
solutes.
Skills
 Using models as representations o the
 Drawing the fuid mosaic model.
real world: there are alternative models o
membrane structure.
 Falsication o theories with one theory being
superseded by another: evidence alsied the
DavsonDanielli model.
 Analysis o evidence rom electron microscopy that
led to the proposal o the DavsonDanielli model.
 Analysis o the alsication o the DavsonDanielli
model that led to the SingerNicolson model
25
1
C E LL B I O LO G Y
OH
hydrophilic
phosphate
head
P O
O
H C H H
C
O
C O
O
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
C
O H
C O
C H
C H
C H
H
C H
C H
C H
H
H
C H
C H
C H
C H
C H
C H
C H
H
H
C H
C H
H
H
C
C
C H
C H
C H
H
H
C H
C H
C H
C H
C H
C H
H
H
H
H
H
H
H
H
H
Phospholipid bilayers
Phospholipids form bilayers in water due to the
amphipathic properties of phospholipid molecules.
Some substances are attracted to water  they are hydrop hilic.
O ther substances are not attracted to water  they are hydrop hobic.
C H
C H
C H
Phospholipids are unusual because part o a phospholipid molecule is
hydrophilic and part is hydrophobic. Substances with this property are
described as amp hip athic.
hydrophobic
hydrocarbon
tails
C H
C H
C H
C H
The hydrophilic part o a phospholipid is the phosphate group. The
hydrophobic part consists o two hydrocarbon chains. The chemical
structure o phospholipids is shown in fgure 1 .
The structure can be represented simply using a circle or the phosphate
group and two lines or the hydrocarbon chains.

C H
H
 Figure 1 The molecular structure
o a phospholipid. The phosphate
oten has other hydrophilic groups
attached to it, but these are not
shown in this diagram
Figure 2 Simplifed diagram o a phospholipid molecule
The two parts o the molecule are oten called phosphate heads and
hydrocarbon tails. When phospholipids are mixed with water the
phosphate heads are attracted to the water but the hydrocarbon
tails are attracted to each other, but not to water. B ecause o this the
phospholipids become arranged into double layers, with the hydrophobic
hydrocarbon tails acing inwards towards each other and the hydrophilic
heads acing the water on either side. These double layers are called
phospholipid bilayers. They are stable structures and they orm the basis
o all cell membranes.
hydrophilic phosphate head
hydrophobic hydrocarbon tails
phospholipid
bilayer
 Figure 3
Simplifed diagram o a phospholipid bilayer
Models of membrane structure
Using models as representations of the real world: there are alternative models of
membrane structure.
In the 1 9 2 0 s, Gorter and Grendel extracted
phospholipids rom the plasma membrane
o red blood cells and calculated that the
area that the phospholipids occupied when
26
arranged in a monolayer was twice as large as
the area o plasma membrane. They deduced
that the membrane contained a bilayer o
phospholipids. There were several errors in
1 . 3 M e M b rAn e s tru ctu r e
their methods but luckily these cancelled each
other out and there is now very strong evidence
or cell membranes being based on phospholipid
bilayers.
band between. Proteins appear dark in electron
micrographs and phospholipids appear light,
so this appearance tted the D avson- D anielli
model.
Membranes also contain protein and Gorter
and Grendels model did not explain where
this is located. In the 1 9 3 0s D avson and
D anielli proposed layers o protein adj acent
to the phospholipid bilayer, on both sides o
the membrane. They proposed this sandwich
model because they thought it would explain
how membranes, despite being very thin, are
a very eective barrier to the movement o
some substances. High magnication electron
micrographs o membranes were made in
the 1 9 5 0s, which showed a railroad track
appearance  two dark lines with a lighter
Another model o membrane structure was
proposed in 1 966 by Singer and Nicolson. In this
model the proteins occupy a variety o positions
in the membrane. Peripheral proteins are attached
to the inner or outer surace. Integral proteins are
embedded in the phospholipid bilayer, in some
cases with parts protruding out rom the bilayer
on one or both sides. The proteins are likened to
the tiles in a mosaic. B ecause the phospholipid
molecules are ree to move in each o the two
layers o the bilayer, the proteins are also able to
move. This gives the model its name  the fuid
mosaic model.
Polm wih h davodailli mol
Falsifcation o theories with one theory being superseded by another: evidence
alsifed the DavsonDanielli model.
The D avsonD anielli model o membrane
structure was accepted by most cell biologists
or about 3 0 years. Results o many experiments
tted the model including X- ray diraction studies
and electron microscopy.
In the 1 95 0s and 60s some experimental evidence
accumulated that did not t with the D avson
D anielli model:

Freeze-etched electron micrograp hs.
This technique involves rapid reezing o
cells and then racturing them. The racture
occurs along lines o weakness, including the
centre o membranes. Globular structures
scattered through reeze- etched images o
the centre o membranes were interpreted as
transmembrane proteins.

S tructure of membrane p roteins.
Improvements in biochemical techniques
allowed proteins to be extracted rom
membranes. They were ound to be very
varied in size and globular in shape so
were unlike the type o structural protein
that would orm continuous layers on the
 Figure 4 Freeze-etched electron micrograph of nuclear
membranes, with nuclear pores visible and vesicles in the
surrounding cytoplasm. The diagram on page 28 shows the line
of fracture through the centre of the inner and outer nuclear
membranes. Transmembrane proteins are visible in both of the
membranes
27
1
C E LL B I O LO G Y
periphery o the membrane. Also the proteins
were hydrophobic on at least part o their
surace so they would be attracted to the
hydrocarbon tails o the phospholipids in the
centre o the membrane.

Fluorescent antibody tagging. Red or
green fuorescent markers were attached to
antibodies that bind to membrane proteins.
The membrane proteins o some cells were
tagged with red markers and other cells
with green markers. The cells were used
together. Within 40 minutes the red and
green markers were mixed throughout the
membrane o the used cell. This showed that
membrane proteins are ree to move within
the membrane rather than being xed in a
peripheral layer.
Taken together, this experimental evidence
alsied the D avsonD anielli model. A
replacement was needed that tted the evidence
and the model that became widely accepted was
the S ingerNicolson fuid mosaic model. It has
been the leading model or over ty years but
it would be unwise to assume that it will never
be superseded. There are already some suggested
modications o the model.
An important maxim or scientists is Think it
possible that you might be mistaken. Advances
in science happen because scientists rej ect
dogma and instead search continually or better
understanding.
cytoplasm
nucleus
inner membrane
outer membrane
Evidence for and against the DavsonDanielli model of
membrane structure
Analysis of evidence from electron microscopy that led to the proposal of the
DavsonDanielli model.
Figure 5 shows the plasma membrane o a red
blood cell and some o the cytoplasm near the
edge o the cell.
1 . D escribe the appearance o the plasma
membrane.
[2 ]
2 . Explain how this appearance suggested that the
membrane had a central region o phospholipid
with layers o protein on either side.
[2 ]
3 . Suggest reasons or the dark grainy appearance
o the cytoplasm o the red blood cell.
[2 ]
4. C alculate the magnication o the electron
micrograph assuming that the thickness o
the membrane is 1 0 nanometres.
[3 ]
The two sets o data- based questions that ollow
are based on the types o data that were
used to alsiy the D avsonD anielli model o
membrane structure.
28
 Figure 5 TEM
of plasma membrane of a red blood cell
1 . 3 M e M b rAn e s tru ctu r e
daa-a qio: Membranes in
Difusion o proteins in membranes
reeze-etched electron micrographs
Frye and Edidin used an elegant technique
to obtain evidence or the fuid nature o
membranes. They attached fuorescent markers
to membrane proteins  green markers to mouse
cells and red markers to human cells. In both
cases, spherical cells growing in tissue culture
were used. The marked mouse and human cells
were then used together. At rst, the used cells
had one green hemisphere and one red one,
but over the minutes ollowing usion, the red
and green markers gradually merged, until they
were completely mixed throughout the whole o
the cell membrane. B locking o ATP production
did not prevent this mixing ( ATP supplies energy
or active processes in the cell) .
Figure 6 shows a reeze- etched electron
micrograph image o part o a cell. It was
prepared by Proessor Horst Robenek o
Mnster University.
tim af
cll wih mak flly mix/%
fio /
rl rl rl rl Ma
mi
1
2
3
4
 Figure 6
1
In all o the ractured membranes in the
micrograph small granules are visible.
4
0


10
3
0


25
40
54


40
87
88
93
100
120
100



C alculate the mean percentage o cells with
markers ully mixed or each time ater
usion.
[4]
2
Plot a graph o the results, including range
bars or times where there was variation
in the results. To do this you plot the highest
and lowest results with a small bar and
j oin these bars with a ruled line. You
should also plot the mean result with a
cross. This will lie on the range bar.
[4]
3
D escribe the trend shown by the graph.
[1 ]
Identiy three mitochondria visible in
the micrograph, either using labels or by
describing their positions.
[2 ]
4
Explain whether the results t the
D avsonD anielli model or the
S ingerNicolson model more closely.
[2 ]
Explain the evidence rom the micrograph
that this cell was processing proteins in
its cytoplasm.
[2 ]
5
Explain the benet o plotting range bars
on graphs.
[2 ]
6
During this experiment the cells were
incubated at 37 C . Suggest a reason or the
researchers choosing this temperature.
[1 ]
b) E xplain the signicance o these
granules in the investigation o
membrane structure.
3
0
1
a) S tate what these granules are.
2
5
[2 ]
[3 ]
O ne o the membranes that surround
the nucleus is visible on the let o the
micrograph. D educe whether it is the
inner or outer nuclear membrane. ( Always
give your reasons when asked to deduce
something.)
[2 ]
Extension questions on this topic can be ound
at www.oxordsecondary. co.uk/ib- biology
29
1
7
8
9
The experiment was repeated at dierent
temperatures. Figure 7 shows the results.
Explain the trends shown in the graph or
temperatures between 1 5 and 3 5 C .
[2 ]
Explain the trends shown in the graph or
temperatures below 1 5 C .
[2 ]
When ATP synthesis was blocked in the cells,
the mixing o the red and green markers still
occurred. E xplain what conclusion can be
drawn rom this.
[1 ]
1 0 Predict, with reasons, the results o the
experiment i it was repeated using cells
rom arctic fsh rather than rom mice
or humans.
% of cells with markers
fully mixed after 40 minutes
C E LL B I O LO G Y
100
1
1
1
1
1
1
50
0
1
1
1
1
1
1
5
15
25
35
incubation temperature (C)
 Figure 7
Eect o temperature on the
rate o diusion o fuorescent markers
in membranes
[1 ]
Membrane proteins
Membrane proteins are diverse in terms o structure,
position in the membrane and unction.
C ell membranes have a wide range o unctions. The primary unction
is to orm a barrier through which ions and hydrophilic molecules
cannot easily pass. This is carried out by the phospholipid bilayer. Almost
all other unctions are carried out by proteins in the membrane. Six
examples are listed in table 1 .
functions o membrane proteins
Hormone binding sites (also called hormone receptors) , or example the insulin
receptor. Figure 8 shows an example.
Immobilized enzymes with the active site on the outside, or example in the small
intestine.
Cell adhesion to orm tight junctions between groups o cells in tissues and organs.
Cell-to-cell communication, or example receptors or neurotransmitters at
synapses.
Channels or passive transport to allow hydrophilic particles across by acilitated
difusion.
Pumps or active transport which use ATP to move particles across the membrane.
 Table 1
 Figure 8
Hormone receptor ( purple)
embedded in phospholipid bilayer (grey) .
The hormone (blue/red) is thyroid
stimulating hormone. G-protein (brown)
conveys the hormone's message to the
interior o the cell
30
B ecause o these varied unctions, membrane proteins are very diverse
in structure and in their position in the membrane. They can be divided
into two groups.

Integral proteins are hydrophobic on at least part o their surace and
they are thereore embedded in the hydrocarbon chains in the centre
o the membrane. Many integral proteins are transmembrane  they
extend across the membrane, with hydrophilic parts proj ecting
through the regions o phosphate heads on either side.
1 . 3 M e M b rAn e s tru ctu r e

Peripheral proteins are hydrophilic on their surace, so are not
embedded in the membrane. Most o them are attached to the surace
o integral proteins and this attachment is oten reversible. Some have
a single hydrocarbon chain attached to them which is inserted into
the membrane, anchoring the protein to the membrane surace.
Figure 9 includes examples o both types o membrane protein.
Membranes all have an inner ace and an outer ace and membrane
proteins are orientated so that they can carry out their unction correctly.
For example, pump proteins in the plasma membranes o root cells in
plants are orientated so that they pick up potassium ions rom the soil
and pump them into the root cell.
The protein content o membranes is very variable, because the unction
o membranes varies. The more active a membrane, the higher is its
protein content. Membranes in the myelin sheath around nerve fbres
j ust act as insulators and have a protein content o only 1 8% .
The protein content o most plasma membranes on the outside o the
cell is about 5 0% . The highest protein contents are in the membranes o
chloroplasts and mitochondria, which are active in photosynthesis and
respiration. These have protein contents o about 75 % .
dawig mma 
Draw the fuid mosaic model o membrane structure.
The structure o membranes is ar too complicated
or us to show all o it in ull detail in a drawing,
but we can show our understanding o it using
symbols to represent the molecules present.
A diagram o membrane structure is shown
in fgure 9.
 Figure 9
The diagram shows these components o a
membrane:

phospholipids;

integral proteins;

peripheral proteins;

cholesterol.
Membrane structure
31
1
C E LL B I O LO G Y
Identiy which each component in the diagram is.
Using similar symbols to represent the
components draw the structure o a membrane,
according to the fuid mosaic model, that contains
these proteins: channels or acilitated diusion,
pumps or active transport, immobilized enzymes
and receptors or hormones or neurotransmitters.
It is worth thinking about what you have been
doing when you draw the fuid mosaic model
o membrane structure. D rawings simpliy and
interpret a structure or process. They are used
in science as visual explanations. They show our
understanding o a structure or process and not
merely what it looks like. D rawings are based
on models, hypotheses or theories. For example,
when we show an animal tissue as a group o cells
with lines to represent the plasma membranes, we
are basing our drawing on the cell theory.
A diagram in a book or scientic paper usually
starts out as a drawing on paper by the author,
which is tidied up to make it suitable or printing.
It is now possible to use computer sotware,
but a pencil and paper are perhaps still the best
way to draw. No artistic ability is needed or
scientic drawing, and all biologists can develop
and improve their drawing skills. O  course some
biologists produce particularly good drawings.
Some examples are shown in gure 1 0.
 Figure 10 Anatomical
drawings by Leonardo da Vinci
Cholesterol in membranes
Cholesterol is a component of animal cell membranes.
The two main components o cell membranes are phospholipids and
proteins. Animal cell membranes also contain cholesterol.
CH 3 CH 2 CH 2 CH 3
cholesterol
CH 3
CH CH 2 CH
CH 3
CH 3
C holesterol is a type o lipid, but it is not a at or oil. Instead it belongs
to a group o substances called steroids. Most o a cholesterol molecule
is hydrophobic so it is attracted to the hydrophobic hydrocarbon
tails in the centre o the membrane, but one end o the cholesterol
molecule has a hydroxyl ( - O H) group which is hydrophilic. This is
attracted to the phosphate heads on the periphery o the membrane.
C holesterol molecules are thereore positioned between phospholipids
in the membrane.
HO
hydrophilic
 Figure 11
32
hydrophobic
The structure of cholesterol
The amount o cholesterol in animal cell membranes varies. In the
membranes o vesicles that hold neurotransmitters at synapses as much
o 3 0% o the lipid in the membrane is cholesterol.
1 . 4 M e M b r An e trAn s Po r t
The role of cholesterol in membranes
Cholesterol in mammalian membranes reduces
membrane fuidity and permeability to some solutes.
C ell membranes do not correspond exactly to any o the three states
o matter. The hydrophobic hydrocarbon tails usually behave as a
liquid, but the hydrophilic phosphate heads act more like a solid.
O verall the membrane is fuid as components o the membrane are
ree to move.
The fuidity o animal cell membranes needs to be careully
controlled. I they were too fuid they would be less able to control
what substances pass through, but i they were not fuid enough the
movement o the cell and substances within it would be restricted.
C holesterol disrupts the regular packing o the hydrocarbon tails
o phospholipid molecules, so prevents them crystallizing and
behaving as a solid. However it also restricts molecular motion
and thereore the fuidity o the membrane. It also reduces the
permeability to hydrophilic particles such as sodium ions and
hydrogen ions. D ue to its shape cholesterol can help membranes
to curve into a concave shape, which helps in the ormation o
vesicles during endocytosis.
1.4 Mma ap
Understanding
 Particles move across membranes by simple
diusion, acilitated diusion, osmosis and
active transport.
 The fuidity o membranes allows materials to
be taken into cells by endocytosis or released
by exocytosis.
 Vesicles move materials within cells.
Nature of science
 Experimental design: accurate quantitative
measurements in osmosis experiments
are essential.
Applications
 Structure and unction o sodiumpotassium
pumps or active transport and potassium
channels or acilitated diusion in axons.
 Tissues or organs to be used in medical
procedures must be bathed in a solution with
the same osmolarity as the cytoplasm to
prevent osmosis.
Skills
 Estimation o osmolarity in tissues by bathing
samples in hypotonic and hypertonic solutions.
33
1
C E LL B I O LO G Y
outside of cell
endocytosis
Endocytosis
The fuidity o membranes allows materials to be taken
into cells by endocytosis or released by exocytosis.
cell interior
A vesicle is a small sac o membrane with a droplet o fuid inside.
Vesicles are spherical and are normally present in eukaryotic cells.
They are a very dynamic eature o cells. They are constructed, moved
around and then deconstructed. This can happen because o the fuidity
o membranes, which allows structures surrounded by a membrane to
change shape and move.
To orm a vesicle, a small region o a membrane is pulled rom the rest
o the membrane and is pinched o. Proteins in the membrane carry out
this process, using energy rom ATP.
Vesicles can be ormed by pinching o a small piece o the plasma
membrane o cells. The vesicle is ormed on the inside o the plasma
membrane. It contains material that was outside the cell, so this is a
method o taking materials into the cell. It is called endocytosis.
Figure 1 shows how the process occurs.
vesicle
 Figure 1
Endocytosis
Vesicles taken in by endocytosis contain water and solutes rom
outside the cell but they also oten contain larger molecules needed
by the cell that cannot pass across the plasma membrane. For
example, in the placenta, proteins rom the mothers blood,
including antibodies, are absorbed into the etus by endocytosis.
S ome cells take in large undigested ood particles by endocytosis. This
happens in unicellular organisms including Amoeba and Paramecium.
S ome types o white blood cells take in pathogens including bacteria
and viruses by endocytosis and then kill them, as part o the bodys
response to inection.
Vesicle movement in cells
Vesicles move materials within cells.
Vesicles can be used to move materials around inside cells. In some
cases it is the contents o the vesicle that need to be moved. In other
cases it is proteins in the membrane o the vesicle that are the reason or
vesicle movement.
An example o moving the vesicle contents occurs in secretory
cells. Protein is synthesized by ribosomes on the rough endoplasmic
reticulum ( rE R) and accumulates inside the rE R. Vesicles containing
the proteins bud o the rE R and carry them to the Golgi apparatus.
The vesicles use with the Golgi apparatus, which processes the
protein into its nal orm. When this has been done, vesicles bud o
the Golgi apparatus and move to the plasma membrane, where the
protein is secreted.
In a growing cell, the area o the plasma membrane needs to increase.
Phospholipids are synthesized next to the rER and become inserted
into the rER membrane. Ribosomes on the rER synthesize membrane
proteins which also become inserted into the membrane. Vesicles bud
o the rE R and move to the plasma membrane. They use with it, each
34
1 . 4 M e M b r An e trAn s Po r t
increasing the area of the plasma membrane by a very small amount.
This method can also be used to increase the size of organelles in the
cytoplasm such as lysosomes and mitochondria.
Proteins are synthesized
by ribosomes and then enter
the rough endoplasmic
reticulum
ENDOCYTOSIS
Part of the plasma
membrane is pulled inwards
A droplet of uid becomes
enclosed when a vesicle is
pinched o
Vesicles can then move
through the cytoplasm
carrying their contents
Vesicles bud o from
the rER and carry the
proteins to the Golgi
apparatus
The Golgi
apparatus
modies the
proteins
outside of cell
exocytosis
Vesicles bud o from
the Golgi apparatus
and carry the modied
proteins to the plasma
membrane
vesicle
EXOCYTOSIS
Vesicles fuse
with the plasma
membrane
The contents of
the vesicle are
expelled
The membrane
then attens
out again
 Figure 2
Exocytosis
The fuidity o membranes allows materials to be taken
into cells by endocytosis or released by exocytosis.
Vesicles can be used to release materials from cells. If a vesicle fuses with
the plasma membrane, the contents are then outside the membrane and
therefore outside the cell. This process is called exocytosis.
D igestive enzymes are released from gland cells by exocytosis. The
polypeptides in the enzymes are synthesized by the rER, processed in
the Golgi apparatus and then carried to the membrane in vesicles for
exocytosis. In this case the release is referred to as secretion, because a
useful substance is being released, not a waste product.
E xocytosis can also be used to expel waste products or unwanted
materials. An example is the removal of excess water from the cells of
unicellular organisms. The water is loaded into a vesicle, sometimes
called a contractile vacuole, which is then moved to the plasma
membrane for expulsion by exocytosis. This can be seen quite easily in
Paramecium, using a microscope. Figure 4 shows a drawing of Paramecium
showing a contractile vesicle at each end of the cell.
cell interior

Figure 3 Exocytosis
contractile
vesicle
Simple difusion
mouth
Particles move across membranes by simple diusion,
acilitated diusion, osmosis and active transport.
endoplastule
S imple diffusion is one of the four methods of moving particles
across membranes.
D iffusion is the spreading out of particles in liquids and gases that
happens because the particles are in continuous random motion.
More particles move from an area of higher concentration to an
area of lower concentration than move in the opposite direction.
There is therefore a net movement from the higher to the lower
concentration  a movement down the concentration gradient. Living
endoplast
contractile
vesicle
 Figure 4 Drawing of Paramecium
35
1
C E LL B I O LO G Y
toK
can he same aa jusify
muually exlusive
nlusins?
In an experiment to test
whether NaCl can difuse
through dialysis tubing, a
1% solution o NaCl was
placed inside a dialysis tube
and the tube was clamped
shut. The tube containing
the solution was immersed
in a beaker containing
water. A conductivity meter
was inserted into the water
surrounding the tubing. I the
conductivity o the solution
increases, then the NaCl is
difusing out o the tubing.
time /s  1 cnuiviy
 10 mg l - 1
0
81.442
30
84.803
60
88.681
90
95.403
120
99.799
Noting the uncertainty o the
conductivity probe, discuss
whether the data supports
the conclusion that NaCl is
difusing out o the dialysis
tubing.
organisms do not have to use energy to make diusion occur so it is a
passive process.
S imple diusion across membranes involves particles passing
between the phospholipids in the membrane. It can only happen
i the phospholipid bilayer is permeable to the particles. Non- polar
particles such as oxygen can diuse through easily. I the oxygen
concentration inside a cell is reduced due to aerobic respiration and
the concentration outside is higher, oxygen will pass into the cell
through the plasma membrane by passive diusion. An example is
shown in fgure 6 .
 Figure 5 Model
o difusion with dots representing particles
The centre o membranes is hydrophobic, so ions with positive or negative
charges cannot easily pass through. Polar molecules, which have partial
positive and negative charges over their surace, can diuse at low rates
between the phospholipids o the membrane. Small polar particles such as
urea or ethanol pass through more easily than large particles.
the cornea has no blood supply so its cells obtain
oxygen by simple diusion from the air
high concentration
of oxygen in the air
air
high concentration
of oxygen in the tears
that coat the cornea
uid (tears)
cell on outer
surface of the
cornea
oxygen passes through
the plasma membrane by
simple diusion
lower concentration
of oxygen in the cornea
cells due to aerobic respiration
 Figure 6 Passive difusion
daa-base quesins:
Difusion o oxygen in the cornea
Oxygen concentrations were measured in the
cornea o anesthetized rabbits at dierent distances
rom the outer surace. These measurements were
continued into the aqueous humor behind the
cornea. The rabbits cornea is 400 micrometres
(400 m) thick. The graph (fgure 7) shows the
measurements. You may need to look at a diagram
o eye structure beore answering the questions.
The oxygen concentration in normal air is
2 0 kilopascals ( 2 0 kPa) .
36
1
C alculate the thickness o the rabbit cornea in
millimetres.
[1 ]
2
a) D escribe the trend in oxygen
concentrations in the cornea rom the
outer to the inner surace.
[2 ]
b) Suggest reasons or the trend in oxygen
concentration in the cornea.
[2 ]
3
a) C ompare the oxygen concentrations in
the aqueous humor with the
concentrations in the cornea.
[2 ]
1 . 4 M e M b r An e trAn s Po r t
20
[2 ]
4
Using the data in the graph, evaluate diffusion
as a method of moving substances in large
multicellular organisms.
[2 ]
5
a) Predict the effect of wearing contact
lenses on oxygen concentrations in
the cornea.
[1 ]
b) S uggest how this effect could be
minimized.
[1 ]
6
The range bars for each data point indicate
how much the measurements varied.
Explain the reason for showing range
bars on the graph.
[2 ]
Concentration of oxygen/kPa
b) Using the data in the graph, deduce
whether oxygen diffuses from the
cornea to the aqueous humor.
15
10
5
0
0
100
200
300
400
distance from outer surface of cornea/m
 Figure 7
Facilitated difusion
Particles move across membranes by simple difusion,
acilitated difusion, osmosis and active transport.
Facilitated diffusion is one of the four methods of moving particles
across membranes.
Ions and other particles that cannot diffuse between phospholipids
can pass into or out of cells if there are channels for them through
the plasma membrane. These channels are holes with a very narrow
diameter. The walls of the channel consist of protein. The diameter
and chemical properties of the channel ensure that only one type of
particle passes through, for example sodium ions, or potassium ions,
but not both.
B ecause these channels help particles to pass through the membrane,
from a higher concentration to a lower concentration, the process is
called facilitated diffusion. C ells can control which types of channel
are synthesized and placed in the plasma membrane and in this way
they can control which substances diffuse in and out.
Figure 8 shows the structure of a channel for magnesium ions,
viewed from the side and from the outside of the membrane. The
structure of the protein making up the channel ensures that only
magnesium ions are able to pass through the hole in the centre.
(a)
(b)
Membrane
Cytoplasm
Osmosis
Particles move across membranes by simple difusion,
acilitated difusion, osmosis and active transport.
Osmosis is one of the four methods of moving particles across
membranes.
 Figure 8 Magnesium
channel
37
1
C E LL B I O LO G Y
Water is able to move in and out o most cells reely.
S ometimes the number o water molecules moving
in and out is the same and there is no net movement,
but at other times more molecules move in one
direction or the other. This net movement is osmosis.
 Figure 9
O smosis is due to dierences in the concentration o
substances dissolved in water ( solutes) . Substances
dissolve by orming intermolecular bonds with
water molecules. These bonds restrict the movement
o the water molecules. Regions with a higher solute concentration
thereore have a lower concentration o water molecules ree to move
than regions with a lower solute concentration. B ecause o this there
is a net movement o water rom regions o lower solute concentration
to regions with higher solute concentration. This movement is passive
because no energy has to be expended directly to make it occur.
O smosis can happen in all cells because water molecules, despite being
hydrophilic, are small enough to pass though the phospholipid bilayer.
Some cells have water channels called aquaporins, which greatly
increase membrane permeability to water. E xamples are kidney cells that
reabsorb water and root hair cells that absorb water rom the soil.
At its narrowest point, the channel in an aquaporin is only slightly wider than
water molecules, which thereore pass through in single fle. Positive charges
at this point in the channel prevent protons (H+ ) rom passing through.
Active transport
Particles move across membranes by simple difusion,
acilitated difusion, osmosis and active transport.
Active transport is one o the our methods o moving particles across
membranes.
C ells sometimes take in substances, even though there is already a
higher concentration inside than outside. The substance is absorbed
against the concentration gradient. Less commonly, cells sometimes
pump substances out, even though there is already a larger
concentration outside.
This type o movement across membranes is not diusion and energy is
needed to carry it out. It is thereore called active transport. Most active
transport uses a substance called ATP as the energy supply or this
process. E very cell produces its own supply o ATP by cell respiration.
Active transport is carried out by globular proteins in membranes,
usually called pump proteins. The membranes o cells contain many
dierent pump proteins allowing the cell to control the content o its
cytoplasm precisely.
 Figure 10
38
Action of a pump protein
Figure 1 0 illustrates how a pump protein works. The molecule or ion
enters the pump protein and can reach as ar as a central chamber. A
conormational change to the protein takes place using energy rom
ATP. Ater this, the ion or molecule can pass to the opposite side o the
membrane and the pump protein returns to its original conormation.
The pump protein shown transports Vitamin B 1 2 into E. coli.
1 . 4 M e M b r An e trAn s Po r t
daa-a qui: Phosphate absorption in barley roots
Roots were cut off from barley plants and were used to investigate
phosphate absorption. Roots were placed in phosphate solutions and
air was bubbled through. The phosphate concentration was the same
in each case, but the percentage of oxygen and nitrogen was varied
in the air bubbled through. The rate of phosphate absorption was
measured. Table 1 shows the results.
1
2
Describe the effect of reducing the oxygen concentration below 21 .0%
on the rate of phosphate absorption by roots. You should only use
information from the table in your answer.
[3 ]
Explain the effect of reducing the oxygen percentage from
2 1 .0 to 0.1 on phosphate absorption. In your answer you
should use as much biological understanding as possible of
how cells absorb mineral ions.
4
 Table 1
0 .4
0 .3
[3 ]
Phosphate
absorption
/mol g2 1 h 2 1
0 .2
0 .1
0
An experiment was done to test which method of membrane
transport was used by the roots to absorb phosphate. Roots were
placed in the phosphate solution as before, with 2 1 .0% oxygen
bubbling through. Varying concentrations of a substance called
D NP were added. D NP blocks the production of ATP by aerobic cell
respiration. Figure 1 1 shows the results of the experiment.
3
oxyg nig
Phpha
/%
/%
api/ml
g1 h 1
0.1
99.9
0.07
0.3
99.7
0.15
0.9
99.1
0.27
2.1
97.1
0.32
21.0
79.0
0.33
0
2
4
6
8
10
DNP concentration / mmol dm 2 3
 Figure 11
Efect o DNP concentration
on phosphate absorption
D educe, with a reason, whether the roots absorbed the
phosphate by diffusion or active transport.
[2 ]
D iscuss the conclusions that can be drawn from the data in
the graph about the method of membrane transport used by
the roots to absorb phosphate.
[2 ]
Active transport of sodium and potassium in axons
Structure and function of sodiumpotassium pumps for active transport.
An axon is part of a neuron ( nerve cell) and
consists of a tubular membrane with cytoplasm
inside. Axons can be as narrow as one micrometre
in diameter, but as long as one metre. Their
function is to convey messages rapidly from one
part of the body to another in an electrical form
called a nerve impulse.
A nerve impulse involves rapid movements of
sodium and then potassium ions across the axon
membrane. These movements occur by facilitated
diffusion through sodium and potassium
channels. They occur because of concentration
gradients between the inside and outside of the
axon. The concentration gradients are built up
by active transport, carried out by a sodium
potassium pump protein.
The sodiumpotassium pump follows a repeating
cycle of steps that result in three sodium ions
being pumped out of the axon and two potassium
ions being pumped in. Each time the pump goes
round this cycle it uses one ATP. The cycle consists
of these steps:
1
The interior of the pump is open to the inside
of the axon; three sodium ions enter the
pump and attach to their binding sites.
2
ATP transfers a phosphate group from itself
to the pump; this causes the pump to change
shape and the interior is then closed.
3
The interior of the pump opens to the
outside of the axon and the three sodium
ions are released.
39
1
C E LL B I O LO G Y
4
Two potassium ions from outside can then
enter and attach to their binding sites.
5
B inding of potassium causes release of the
phosphate group; this causes the pump to
change shape again so that it is again only
open to the inside of the axon.
1
6
The interior of the pump opens to the inside
of the axon and the two potassium ions are
released; sodium ions can then enter and bind
to the pump again ( stage 1 ) .
2
3
p
p
ATP
ADP
4
5
6
p
p
 Figure 12
Active transport in axons
Facilitated difusion o potassium in axons
Structure and unction o sodiumpotassium pumps or active transport and
potassium channels or acilitated difusion in axons.
A nerve impulse involves rapid movements of
sodium and then potassium ions across the axon
membrane. These movements occur by facilitated
diffusion through sodium and potassium
channels. Potassium channels will be described
here as a special example of facilitated diffusion.
E ach potassium channel consists of four protein
subunits with a narrow pore between them that
allows potassium ions to pass in either direction.
The pore is 0.3 nm wide at its narrowest.
40
Potassium ions are slightly smaller than 0 . 3 nm,
but when they dissolve they become bonded
to a shell of water molecules that makes them
too large to pass through the pore. To pass
through, the bonds between the potassium
ion and the surrounding water molecules are
broken and bonds form temporarily between
the ion and a series of amino acids in the
narrowest part of the pore. After the potassium
ion has passed through this part of the pore,
1 . 4 M e M b r An e trAn s Po r t
it can again become associated with a shell o
water molecules.
Other positively charged ions that we might expect
to pass through the pore are either too large to t
through or are too small to orm bonds with the
amino acids in the narrowest part o the pore, so
they cannot shed their shell o water molecules.
This explains the specicity o the pump.
Potassium channels in axons are voltage gated.
Voltages across membranes are due to an
imbalance o positive and negative charges across
the membrane. I an axon has relatively more
positive charges outside than inside, potassium
channels are closed. At one stage during a nerve
impulse there are relatively more positive charges
inside. This causes potassium channels to open,
allowing potassium ions to diuse through.
However, the channel rapidly closes again. This
seems to be due to an extra globular protein
subunit or ball, attached by a fexible chain o
amino acids. The ball can t inside the open
pore, which it does within milliseconds o the
pore opening. The ball remains in place until the
potassium channel returns to its original closed
state. This is shown in gure 1 3 .
1 channel closed
+
+
+
2 channel briey open
- - - +
+
+
+
+
+++
- - -
-
-
+ + + +
+ + + +
+
++ + +
- - - chain
ball
net negative charge inside
the axon and net positive
charge outside
net negative charge
K+ ions
- - - +
+
+
+
+ + + inside of axon
outside
net positive
charge
3 channel closed by ball and chain
-
-
- +
+
+
+
+
+
+
+
hydrophobic core
of the membrane
- +
+
+
+
+
+
-
+
-
+
hydrophilic outer
parts of the membrane
 Figure 13
eimai f mlaiy
Estimation of osmolarity in tissues by bathing samples in hypotonic and
hypertonic solutions.
O smosis is due to solutes that orm bonds with
water. These solutes are osmotically active.
Glucose, sodium ions, potassium ions and chloride
ions are all osmotically active and solutions o
them are oten used in osmosis experiments. C ells
contain many dierent osmotically active solutes.
The osmolarity o a solution is the total
concentration o osmotically active solutes. The
units or measuring it are osmoles or milliosmoles
( mO sm) . The normal osmolarity o human tissue
is about 3 00 mO sm.
An isotonic solution has the same osmolarity
as a tissue. A hypertonic solution has a higher
osmolarity and a hypotonic solution has a lower
osmolarity. I samples o a tissue are bathed
in hypertonic and hypotonic solutions, and
41
1
C E LL B I O LO G Y
measurements are taken to fnd out whether
water enters or leaves the tissue, it is possible to
deduce what concentration o solution would be
data-base questions: Osmosis in
plant tissues
isotonic and thereore fnd out the osmolarity o
the tissue. The data- based questions below give
the results rom an experiment o this type.
4
I samples o plant tissue are bathed in salt or
sugar solutions or a short time, any increase
or decrease in mass is due almost entirely to
water entering or leaving the cells by osmosis.
Figure 1 4 shows the percentage mass change
o our tissues, when they were bathed in salt
solutions o dierent concentrations.
1
a) S tate whether water moved into or out
o the tissues at 0.0 mol dm 3 sodium
chloride solution.
[1 ]
40
+
3
The experiment in the data- based question can
be repeated using potato tubers, or any other
plant tissue rom around the world that is
homogeneous and tough enough to be handled
without disintegrating.
D iscuss with a partner or group how you could do
the ollowing things:
42
1
D ilute a 1 mol dm 3 sodium chloride
solution to obtain the concentrations shown
on the graph.
2
O btain samples o a plant tissue that
are similar enough to each other to give
comparable results.
3
Ensure that the surace o the tissue samples is
dry when fnding their mass, both at the start
and end o the experiment.
4
Ensure that all variables are kept constant,
apart rom salt concentration o the
bathing solution.
+
+
+
+
+
+
20
%
Mass
change
PINE
KERNEL
+
Sodium chloride
concentration
/ mol dm 2 3
10
0
0 .1
0 .2
0 .3
0 .4
0 .5
0 .6
0 .7
0 .8
0 .9
1.0
BUTTERNUT
SQUASH
SWEET
POTATO
2 10
2 20
2 30
D educe which tissue had the lowest solute
concentration in its cytoplasm. Include
how you reached your conclusion in
your answer.
[2 ]
S uggest reasons or the dierences in solute
concentration between the tissues.
[3 ]
+
30
b) State whether water moved into or out
o the tissues at 1 .0 mol dm 3 sodium
chloride solution.
[2 ]
2
Explain the reasons or using percentage
mass change rather than the actual
mass change in grams in this type o
experiment.
[2 ]
2 40
CACTUS
2 50
 Figure 14 Mass changes in
plant tissues bathed in
salt solutions
5
Leave the tissue in the solutions or long
enough to get a signifcant mass change, but
not so long that another actor aects the
mass, such as decomposition!
6
You might choose to be more inventive
in your experimental approach. Figure 1 5
gives one idea or measuring changes to the
turgidity o plant tissue, but other methods
could be used.

plant tissue
angle gives
measure
of turgidity
weight
 Figure 15 Method
of plant tissue
of assessing turgidity
1 . 4 M e M b r An e trAn s Po r t
expimal dig
Experimental design: accurate quantitative
measurements in osmosis experiments are essential.
An ideal experiment gives results that have only one reasonable
interpretation. C onclusions can be drawn from the results without any
doubts or uncertainties. In most experiments there are some doubts
and uncertainties, but if the design of an experiment is rigorous, these
can be minimized. The experiment then provides strong evidence for
or against a hypothesis.
This checklist can be used when designing an experiment:

Results should if possible be quantitative as these give stronger
evidence than descriptive results.

Measurements should be as accurate as possible, using the most
appropriate and best quality meters or other apparatus.

Repeats are needed, because however accurately quantitative
measurements are taken biological samples are variable.

All factors that might affect the results of the experiment must be
controlled, with only the factors under investigation being allowed
to vary and all other factors remaining constant.
After doing an experiment the design can be evaluated using this
checklist. The evaluation might lead to improvements to the design
that would have made the experiment more rigorous.
 Figure 16 Replicates are needed
for each
treatment in a rigorous experiment
If you have done an osmosis experiment in which samples of plant
tissue are bathed in solutions of varying solute concentration, you
can evaluate its design. If you did repeats for each concentration of
solution, and the results were very similar to each other, your results
were probably reliable.
Designing osmosis experiments
Rigorous experimental design is needed to produce
reliable results: how can accurate quantitative
measurements be obtained in osmosis experiments?
The osmolarity of plant tissues can be investigated in many ways.
Figure 1 7 shows some red onion cells that had been placed in a
sodium chloride solution. The following method can be used to
observe the consequences of osmosis in red onion cells.
1
Peel off some epidermis from the scale of a red onion bulb.
2
C ut out a sample of it, about 5  5 mm.
3
Mount the sample in a drop of distilled water on a microscope
slide, with a cover slip.
 Figure 17
Micrograph of red onion cells placed
in salt solution
43
1
C E LL B I O LO G Y
4
O bserve using a microscope. The cytoplasm should fll the space
inside the cell wall, with the plasma membrane pushed up against it.
5
Mount another sample o epidermis in sodium chloride solutions
with concentration o 0.5 mol dm - 3 or 3 % . I water leaves the cells
by osmosis and the volume o cytoplasm is reduced, the plasma
membrane pulls away rom the cell wall, as shown in Figure 1 7.
Plant cells with their membranes pulled away rom their cell walls
are plasmolysed and the process is plasmolysis.
This method can be used to help design an experiment to fnd out the
osmolarity o onion cells or other cells in which the area occupied by
the cytoplasm can easily be seen. The checklist in the previous section
can be used to try to ensure that the design is rigorous.
Preventing osmosis in excised tissues and organs
Tissues or organs to be used in medical procedures must be bathed in a solution
with the same osmolarity as the cytoplasm to prevent osmosis.
Animal cells can be damaged by osmosis.
Figure 1 8 shows blood cells that have been
a)
b)
 Figure 18
c)
Blood cells bathed in solutions o diferent solute concentration
In a solution with higher osmolarity ( a hypertonic
solution) , water leaves the cells by osmosis so
their cytoplasm shrinks in volume. The area
o plasma membrane does not change, so it
develops indentations, which are sometimes called
crenellations. In a solution with lower osmolarity
( hypotonic) , the cells take in water by osmosis
and swell up. They may eventually burst, leaving
ruptured plasma membranes called red cell ghosts.
B oth hypertonic and hypotonic solutions thereore
damage human cells, but in a solution with same
osmolarity as the cells ( isotonic) , water molecules
enter and leave the cells at the same rate so they
remain healthy. It is thereore important or
any human tissues and organs to be bathed in
an isotonic solution during medical procedures.
Usually an isotonic sodium chloride solution is
44
bathed in solutions with ( a) the same osmolarity,
( b) higher osmolarity and ( c) lower osmolarity.
used, which is called normal saline. It has an
osmolarity o about 3 00 mO sm ( milliO smoles) .
Normal saline is used in many medical
procedures. It can be:

saely introduced to a patients blood system
via an intravenous drip.

used to rinse wounds and skin abrasions.

used to keep areas o damaged skin moistened
prior to skin grats.

used as the basis or eye drops.

rozen to the consistency o slush or packing
hearts, kidneys and other donor organs that
have to be transported to the hospital where
the transplant operation is to be done.
1 . 5 tH e o rI GI n o f ce lls
 Figure 19
Donor liver packed in an isotonic medium, surrounded by isotonic slush. There is a worldwide shortage of donor
organs  in most countries it is possible to register as a possible future donor
1.5 th igi  
Understanding
 Cells can only be ormed by division o
pre-existing cells.
 The frst cells must have arisen rom
non-living material.
 The origin o eukaryotic cells can be explained
by the endosymbiotic theory.
Applications
 Evidence rom Pasteurs experiments that
spontaneous generation o cells and organisms
does not now occur on Earth.
Nature of science
 Testing the general principles that underlie the
natural world: the principle that cells only come
rom pre-existing cells needs to be verifed.
Cell division and the origin of cells
Cells can only be ormed by division o pre-existing cells.
Since the 1 880s there has been a theory in biology that cells can only be
produced by division of a pre-existing cell. The evidence for this hypothesis
is very strong and is discussed in the nature of science panel below.
The implications of the hypothesis are remarkable. If we consider the
trillions of cells in our bodies, each one was formed when a previously
45
1
C E LL B I O LO G Y
toK
Wha d we gain, and wha d we le,
when we name mehing?
When Dr Craig Venters team
announced that they had succeeded
in transplanting the synthetic genome
rom one bacterium into another
bacterium in the journal Science some
ethicists responded by questioning
the language o calling it the creation
o a synthetic cell:
The science is ying 30,000 eet over
the publics understanding ... Scientists
can be their own worst enemy by using
words like clone or synthetic lie.
Glenn Mcgee, funde f Ameican
Junal f biehic
Frankly, hes describing it in a way
thats drumming up controversy more
than characterising it accurately. His
claim that weve got the frst selreplicating lie orm whose parent is a
computer, thats just silly.
It misuses the word parent. The
advance here needs to be described
in sane and accurate ways. What
he's managed to do is synthesise a
genome much larger than any genome
thats been synthesised rom scratch
beore.
Gegy Kaenick, Haing Iniue
reeach schla
existing cell divided in two. B eore that all o the genetic material in
the nucleus was copied so that both cells ormed by cell division had a
nucleus with a ull complement o genes. We can trace the origin o cells
in the body back to the frst cell  the zygote that was the start o our
lives, produced by the usion o a sperm and an egg.
S perm and egg cells were produced by cell division in our parents. We
can trace the origins o all cells in our parents bodies back to the zygote
rom which they developed, and then continue this process over the
generations o our human ancestors. I we accept that humans evolved
rom pre- existing ancestral species, we can trace the origins o cells back
through hundreds o millions o years to the earliest cells on Earth.
There is thereore a continuity o lie rom its origins on Earth to the cells
in our bodies today.
In 2 01 0 there were reports that biologists had created the frst artifcial
cell, but this cell was not entirely new. The base sequence o the D NA
o a bacterium ( Mycoplasma mycoides) was synthesized artifcially, with a
ew deliberate changes. This D NA was transerred to pre- existing cells
o a dierent type o bacterium ( Mycoplasma capricolum) , which was
eectively converted into Mycoplasma mycoides. This process was thereore
an extreme orm o genetic modifcation and the creation o entirely
new cells remains an insuperable challenge at the moment.
Aciviy
the l f silphium
The Greek coin in fgure 2 depicts a Silphium plant, which grew in a small part
o what is now Libya and was highly prized or its medicinal uses, especially
as a birth control agent. It seems to have been so widely collected that within a
ew hundred years o the ancient Greeks colonizing North Arica it had become
extinct. Rather than arising again spontaneously, Silphium has remained extinct
and we cannot now test its contraceptive properties scientifcally. How can we
prevent the loss o other plants that could be o use to us?
 Figure 2
 Figure 1
46
Synthetic Mycoplasma bacteria
An ancient Greek coin, showing Silphium
1 . 5 tH e o rI GI n o f ce lls
Spontaneous generation and the origin of cells
Veriying the general principles that underlie the natural world: the principle that
cells only come rom pre-existing cells needs to be verifed.
Spontaneous generation is the ormation o living
organisms rom non-living matter. The Greek
philosopher and botanist Theophrastus reported
that a plant called Silphium had sprung up rom soil
where it was not previously present and described
this as an example o spontaneous generation.
Aristotle wrote about insects being ormed rom
the dew alling on leaves or rom the hair, fesh or
aeces o animals. In the 1 6th century the GermanSwiss botanist and astrologer Paracelsus quoted
observations o spontaneous generation o mice,
rogs and eels rom water, air or decaying matter.
It is easy to see how ideas o spontaneous
generation could have persisted when cells and
microorganisms had not been discovered and the
nature o sexual reproduction was not understood.
From the 1 7th century onwards biologists carried
out experiments to test the theory that lie could
arise rom non-living matter. Francesco Redi
showed that maggots only developed in rotting
meat i fies were allowed to come into contact
with it. Lazzaro Spallanzani boiled soup in eight
containers, then sealed our o them and let the
others open to the air. Organisms grew in the
containers let open but not in the others.
S ome biologists remained convinced that
spontaneous generation could occur i there
was access to the air. Louis Pasteur responded
by carrying out careully designed experiments
with swan- necked fasks, which established
beyond reasonable doubt that spontaneous
generation o lie does not now occur. Pasteurs
experiments are described in the next section o
this sub- topic.
Apart rom the evidence rom the experiments
o Pasteur and others, there are other reasons
or biologists universally accepting that cells only
come rom pre- existing cells:

A cell is a highly complex structure and no
natural mechanism has been suggested or
producing cells rom simpler subunits.

No example is known o increases in the
number o cells in a population, organism or
tissue without cell division occurring.

Viruses are produced rom simpler subunits
but they do not consist o cells, and they can
only be produced inside the host cells that
they have inected.
Spontaneous generation and Pasteurs experiments
Evidence rom Pasteurs experiments that spontaneous generation o cells and
organisms does not now occur on Earth.
Louis Pasteur made a nutrient broth by boiling
water containing yeast and sugar. He showed that
i this broth was kept in a sealed fask, it remained
unchanged, and no ungi or other organisms
appeared. He then passed air though a pad o
cotton wool in a tube, to lter out microscopic
particles rom the air, including bacteria and the
spores o ungi. I the pad o cotton wool was
placed in broth in a sealed fask, within 3 6 hours,
there were large number o microorganisms in
the broth and mould grew over its surace.
The most amous o Pasteurs experiments
involved the use o swan-necked fasks. He placed
samples o broth in fasks with long necks and
then melted the glass o the necks and bent it into
a variety o shapes, shown in gure 3 .
Pasteur then boiled the broth in some o the
fasks to kill any organisms present but let others
unboiled as controls. Fungi and other organisms
soon appeared in the unboiled fasks but not in
the boiled ones, even ater long periods o time.
The broth in the fasks was in contact with air,
which it had been suggested was needed or
spontaneous generation, yet no spontaneous
generation occurred. Pasteur snapped the necks o
some o the fasks to leave a shorter vertical neck.
Organisms were soon apparent in these fasks and
decomposed the broth.
47
1
C E LL B I O LO G Y
Pasteur published his results in 1 860 and
subsequently repeated them with other liquids
including urine and milk, with the same results. He
concluded that the swan necks prevented organisms
rom the air getting into the broth or other liquids
and that no organisms appeared spontaneously. His
experiments convinced most biologists, both at the
time o publication and since then.
Origin o the frst cells
The frst cells must have arisen rom non-living material.
I we trace back the ancestry o cells over billions o years, we must
eventually reach the earliest cells to have existed. These were the frst
living things on Earth. Unless cells arrived on E arth rom somewhere
else in the universe, they must have arisen rom non- living material.
This is a logical conclusion, but it gives perhaps the hardest question o
all or biologists to answer: how could a structure as complex as the cell
have arisen by natural means rom non-living material?
It has sometimes been argued that complex structures cannot arise by
evolution, but there is evidence that this can happen in a series o stages
over long periods o time. Living cells may have evolved over hundreds
o millions o years. There are hypotheses or how some o the main
stages could have occurred.
 Figure 3
Drawings o Pasteurs
swan-necked fasks
1. Production of carbon compounds such as
sugars and amino acids
2. Assembly of carbon compounds into
polymers
S tanley Miller and Harold Urey passed steam
through a mixture o methane, hydrogen and
ammonia. The mixture was thought to be
representative o the atmosphere o the early
E arth. E lectrical discharges were used to simulate
lightning. They ound that amino acids and other
carbon compounds needed or lie were produced.
A possible site or the origin o the frst carbon
compounds is around deep- sea vents. These are
cracks in the Earths surace, characterized by
gushing hot water carrying reduced inorganic
chemicals such as iron sulphide. These chemicals
represent readily accessible supplies o energy, a
source o energy or the assembly o these carbon
compounds into polymers.
water vapour
ammonia
(NH 3 )
methane (CH 4)
hydrogen
(H 2 )
electrode
condenser
cold
water in
cooled water containing
organic compounds
 Figure 5 Deep sea
sample taken for
chemical analysis
 Figure 4 Miller and
48
Ureys apparatus
vents
1 . 5 tH e o rI GI n o f ce lls
3. Formation of membranes
I phospholipids or other amphipathic carbon
compounds were among the frst carbon
compounds, they would have naturally assembled
into bilayers. Experiments have shown that these
bilayers readily orm vesicles resembling the
plasma membrane o a small cell. This would have
allowed dierent internal chemistry rom that o
the surroundings to develop.
4. Development of a mechanism for
inheritance
Living organisms currently have genes made o
D NA and use enzymes as catalysts. To replicate
D NA and be able to pass genes on to ospring,
enzymes are needed. However, or enzymes to
be made, genes are needed. The solution to this
conundrum may have been an earlier phase in
evolution when RNA was the genetic material.
It can store inormation in the same way as
D NA but it is both sel- replicating and can itsel
act as a catalyst.
 Figure 6 Liposomes
Endosymbiosis and eukaryotic cells
The origin o eukaryotic cells can be explained by the
endosymbiotic theory.
The theory o endosymbiosis helps to explain the evolution o
eukaryotic cells. It states that mitochondria were once ree- living
prokaryotic organisms that had developed the process o aerobic cell
respiration. Larger prokaryotes that could only respire anaerobically
took them in by endocytosis. Instead o killing and digesting the
smaller prokaryotes they allowed them to continue to live in their
cytoplasm. As long as the smaller prokaryotes grew and divided as ast
as the larger ones, they could persist indefnitely inside the larger cells.
According to the theory o endosymbiosis they have persisted over
hundreds o millions o years o evolution to become the mitochondria
inside eukaryotic cells today.
The larger prokaryotes and the smaller aerobically respiring ones were
in a symbiotic relationship in which both o them benefted. This is
known as a mutualistic relationship. The smaller cell would have been
supplied with ood by the larger one. The smaller cell would have
carried out aerobic respiration to supply energy efciently to the larger
cell. Natural selection thereore avoured cells that had developed this
endosymbiotic relationship.
The endosymbiotic theory also explains the origin o chloroplasts.
I a prokaryote that had developed photosynthesis was taken in by
a larger cell and was allowed to survive, grow and divide, it could
have developed into the chloroplasts o photosynthetic eukaryotes.
Again, both o the organisms in the endosymbiotic relationship would
have benefted.
Aiviy
Wh did i bgi?
Erasmus Darwin was
Charles Darwins
grandather. In a poem
entitled The Temple o
Nature, published in 1803,
he tells us how and where
he believed lie to have
originated:
Organic Lie began
beneath the waves ...
Hence without parent by
spontaneous birth
Rise the frst specks o
animated earth
Has Erasmus Darwins
hypothesis that lie began in
the sea been alsifed?
49
1
C E LL B I O LO G Y
original ancestral
prokaryote
Activity
evolution of the
nucleus
Bangiomorpha and the
origins of sex.
The frst known eukaryote
and frst known
multicellular organism is
Bangiomorpha pubescens.
Fossils o this red alga
were discovered in 1,200
million year old rocks
rom northern Canada. It is
the frst organism known
to produce two dierent
types o gamete a larger
sessile emale gamete
and a smaller motile male
gamete. Bangiomorpha is
thereore the frst organism
known to reproduce
sexually. It seems unlikely
that eukaryote cell
structure, multicellularity
and sexual reproduction
evolved simultaneously.
What is the most likely
sequence or these
landmarks in evolution?
evolution of
photosynthesis
evolution of
aerobic respiration
evolution of
linear chromosomes,
mitosis and meiosis
endocytosis produces
mitochondria
endocytosis
to produce
chloroplasts
evolution of
plant cells
plant cell
(eukaryotic)
 Figure 7
evolution of
animal cells
animal cell
(eukaryotic)
Endosymbiosis
Although no longer capable of living independently, chloroplasts
and mitochondria both have features that suggest they evolved from
independent prokaryotes:
50

They have their own genes, on a circular D NA molecule like that of
prokaryotes.

They have their own 70S ribosomes of a size and shape typical of
some prokaryotes.

They transcribe their D NA and use the mRNA to synthesize some of
their own proteins.

They can only be produced by division of pre- existing mitochondria
and chloroplasts.
1 . 6 ce ll d I VI s I o n
1.6 c ivii
Understanding
 Mitosis is division o the nucleus into two





genetically identical daughter nuclei.
Chromosomes condense by supercoiling
during mitosis.
Cytokinesis occurs ater mitosis and is dierent
in plant and animal cells.
Interphase is a very active phase o the cell
cycle with many processes occurring in the
nucleus and cytoplasm.
Cyclins are involved in the control o the
cell cycle.
Mutagens, oncogenes and metastasis are
involved in the development o primary and
secondary tumours.
Applications
 The correlation between smoking and incidence
o cancers.
Skills
 Identifcation o phases o mitosis in cells
viewed with a microscope.
 Determination o a mitotic index rom a
micrograph.
Nature of science
 Serendipity and scientifc discoveries: the
discovery o cyclins was accidental.
The role of mitosis
Mitosis is division o the nucleus into two genetically
identical daughter nuclei.
The nucleus of a eukaryotic cell can divide to form two genetically
identical nuclei by a process called mitosis. Mitosis allows the cell to
divide into two daughter cells, each with one of the nuclei and therefore
genetically identical to the other.
B efore mitosis can occur, all of the D NA in the nucleus must be
replicated. This happens during interphase, the period before mitosis.
E ach chromosome is converted from a single D NA molecule into two
identical D NA molecules, called chromatids. D uring mitosis, one of these
chromatids passes to each daughter nucleus.
Mitosis is involved whenever cells with genetically identical nuclei are
required in eukaryotes: during embryonic development, growth, tissue
repair and asexual reproduction.
Although mitosis is a continuous process, cytologists have divided the
events into four phases: prophase, metaphase, anaphase and telophase.
The events that occur in these phases are described in a later section of
this sub- topic.
Hydra viridissima with a small
new polyp attached, produced by asexual
reproduction involving mitosis
 Figure 1
51
1
C E LL B I O LO G Y
Interphase
Activity
There is a limit to how many times
most cells in an organism can undergo
mitosis. Cells taken rom a human
embryo will only divide between
40 and 60 times, but given that
the number o cells doubles with
each division, it is easily enough to
produce an adult human body. There
are exceptions where much greater
numbers o divisions can occur, such
as the germinal epithelium in the
testes. This is a layer o cells that
divides to provide cells used in sperm
production. Discuss how many times
the cells in this layer might need to
divide during a man's lie.
Mitosis
in esi
Cy t o k
I N TE
R
PH A
SE
s
Each of the
1
chromosomes
is duplicated Cellular contents,
apart from the
chromosomes
are duplicated.
G
G0
 Figure 2
The cell cycle is the seque nce o events b etween one cell division
and the next. It has two main phases: interphase and cell division.
Interphase is a very active phase in the lie o a cell when many
metabolic reactions occur. S ome o these, such as the reactions o
cell respiration, also occur during cell division, b ut D NA replication
in the nucleus and protein synthesis in the cytoplasm only happen
during interphase.
During interphase the numbers o mitochondria in the cytoplasm increase.
This is due to the growth and division o mitochondria. In plant cells and
algae the numbers o chloroplasts increase in the same way. They also
synthesize cellulose and use vesicles to add it to their cell walls.
Interphase consists o three phases, the G 1 phase, S phase and G 2 phase.
In the S phase the cell replicates all the genetic material in its nucleus, so
that ater mitosis both the new cells have a complete set o genes. Some
do not progress beyond G 1 , because they are never going to divide so do
not need to prepare or mitosis. They enter a phase called G 0 which may
be temporary or permanent.
Supercoiling of chromosomes
G2
S
Interphase is a very active phase o the cell cycle with
many processes occurring in the nucleus and cytoplasm.
The cell cycle
Chromosomes condense by supercoiling during mitosis.
During mitosis, the two chromatids that make up each chromosome must
be separated and moved to opposite poles o the cell. The DNA molecules
in these chromosomes are immensely long. Human nuclei are on average
less than 5 m in diameter but D NA molecules in them are more than
5 0,000 m long. It is thereore essential to package chromosomes into
much shorter structures. This process is known as condensation o
chromosomes and it occurs during the frst stage o mitosis.
Condensation occurs by means repeatedly coiling the DNA molecule to
make the chromosome shorter and wider. This process is called supercoiling.
Proteins called histones that are associated with DNA in eukaryote
chromosomes help with supercoiling and enzymes are also involved.
Phases of mitosis
Identifcation o phases o mitosis in cells viewed with a microscope.
There are large numbers o dividing cells in the
tips o growing roots. I root tips are treated
chemically to allow the cells to be separated, they
can be squashed to orm a single layer o cells on a
microscope slide. S tains that bind to D NA are used
to make the chromosomes visible and stages o
mitosis can then be observed using a microscope.
52
To be able to identiy the our stages o mitosis,
it is necessary to understand what is happening
in them. Ater studying the inormation in this
section you should be able to observe dividing
cells using a microscope or in a micrograph and
assign them to one o the phases.
1 . 6 ce ll d I VI s I o n
Prophase
The chromosomes become
shorter and atter by coiling. To
become short enough they have
to coil repeatedly. This is called
supercoiling. The nucleolus breaks
down. Microtubules grow rom
structures called microtubule
organizing centres (MTOC) to orm
a spindle-shaped array that links
the poles o the cell. At the end o
prophase the nuclear membrane
breaks down.
 Interphase  chromosomes are
 Prophase  nucleoli visible
visible inside the nuclear membrane
centromere
MTOC
in the nucleus but no
individual chromosomes
microtubules
nuclear envelope
disintegrates
chromosome
consisting of two
sister chromatids
 Early
prophase
spindle
microtubules
 Late prophase
Metaphase
Microtubules continue to grow
and attach to the centromeres
on each chromosome. The two
attachment points on opposite
sides o each centromere allow the
chromatids o a chromosome to
attach to microtubules rom diferent
poles. The microtubules are all put
under tension to test whether the
attachment is correct. This happens
by shortening o the microtubules at
the centromere. I the attachment is
correct, the chromosomes remain on
the equator o the cell.
Metaphase
plate equator
mitotic spindle
 Metaphase  chromosomes
 Metaphase
aligned on the equator and not
inside a nuclear membrane
Anaphase
At the start o anaphase, each
centromere divides, allowing
the pairs o sister chromatids to
separate. The spindle microtubules
pull them rapidly towards the
poles o the cell. Mitosis produces
two genetically identical nuclei
because sister chromatids are
pulled to opposite poles. This
is ensured by the way that the
spindle microtubules were
attached in metaphase.
Daughter
chromosomes
separate
 Anaphase  two groups of V-shaped
chromatids pointing to the two poles
 Anaphase
53
1
C E LL B I O LO G Y
Telophase
The chromatids have reached
the poles and are now called
chromosomes. At each pole the
chromosomes are pulled into a
tight group near the MTOC and
a nuclear membrane reforms
around them. The chromosomes
uncoil and a nucleolus is formed.
By this stage of mitosis the cell is
usually already dividing and the
two daughter cells enter interphase
again.
 Telophase  tight groups of
chromosomes at each pole, new
cell wall forming at the equator
 Interphase  nucleoli visible
inside the nuclear membranes
but not individual chromosomes
Cleavage furrow
Nuclear envelope
forming
 Telophase
data-base questions: Centromeres and telomeres
Figure 3 and the other micrographs on the preceeding pages show
cells undergoing mitosis. In gure 3 , D NA has been stained blue. The
centromeres have been stained with a red fuorescent dye. At the
ends o the chromosomes there are structures called telomeres. These
have been stained with a green fuorescent dye.
1
D educe the stage o mitosis that the cell was in, giving reasons
or your answer.
[3 ]
2
The cell has an even number o chromosomes.
a)
S tate how many chromosomes there are in this cell.
b) E xplain the reason or body cells in plants and animals
having an even number o chromosomes.
 Figure 3
Cell in mitosis
c)
[1 ]
[2 ]
In the micrograph o a cell in interphase, the centromeres
are on one side o the nucleus and the telomeres are on
the other side. S uggest reasons or this.
[2 ]
d) An enzyme called telomerase lengthens the telomeres, by
adding many short repeating base sequences o DNA. This
enzyme is only active in the germ cells that are used to
produce gametes. When DNA is replicated during the cell
cycle in body cells, the end o the telomere cannot be replicated,
so the telomere becomes shorter. Predict the consequences or
a plant or animal o the shortening o telomeres.
[2 ]
54
1 . 6 ce ll d I VI s I o n
The mitotic index
Determination o a mitotic index rom a micrograph.
The mitotic index is the ratio between the number o cells in mitosis
in a tissue and the total number o observed cells. It can be calculated
using this equation:
number o cells in mitosis
Mitotic index = ___
total number o cells
Figure 4 is a micrograph o cells rom a tumour that has developed
rom a Leydig cell in the testis. The mitotic index or this tumour can
be calculated i the total number o cells in the micrograph is counted
and also the number o cells in meiosis.
To fnd the mitotic index o the part o a root tip where cells are
prolierating rapidly, these instructions can be used:

Obtain a prepared slide o an onion or garlic root tip. Find
and examine the meristematic region, i.e. a region o rapid cell division.

C reate a tally chart. C lassiy each o about a hundred cells in this
region as being either in interphase or in any o the stages o mitosis.

Use this data to calculate the mitotic index.
Figure 4 Cells undergoing mitosis in a Leydig
cell tumour
Cytokinesis
Cytokinesis occurs ater mitosis and is diferent in plant
and animal cells.
C ells can divide ater mitosis when two genetically identical nuclei are
present in a cell. The process o cell division is called cytokinesis. It
usually begins beore mitosis has actually been completed and it happens
in a dierent way in plant and animal cells.
In animal cells the plasma membrane is pulled inwards around the
equator o the cell to orm a cleavage urrow. This is accomplished using
a ring o contractile protein immediately inside the plasma membrane
at the equator. The proteins are actin and myosin and are similar to
proteins that cause contraction in muscle. When the cleavage urrow
reaches the centre, the cell is pinched apart into two daughter cells.
In plant cells vesicles are moved to the equator where they use to orm
tubular structures across the equator. With the usion o more vesicles
these tubular structures merge to orm two layers o membrane across the
whole o the equator, which develop into the plasma membranes o the
two daughter cells and are connected to the existing plasma membranes at
the sides o the cell, completing the division o the cytoplasm.
The next stage in plants is or pectins and other substances to be
brought in vesicles and deposited by exocytosis between the two new
membranes. This orms the middle lamella that will link the new cell
walls. B oth o the daughter cells then bring cellulose to the equator and
deposit it by exocytosis adj acent to the middle lamella. As a result, each
cell builds its own cell wall adj acent to the equator.
 Figure 5 Cytokinesis in
(a) fertilized sea urchin
egg (b) cell from shoot tip of Coleus plant
55
1
C E LL B I O LO G Y
Cyclins and the control of the cell cycle
Cyclins are involved in the control o the cell cycle.
Each o the phases o the cell cycle involves many important tasks. A
group o proteins called cyclins is used to ensure that tasks are perormed
at the correct time and that the cell only moves on to the next stage o
the cycle when it is appropriate.
C yclins bind to enzymes called cyclin- dependent kinases. These kinases
then become active and attach phosphate groups to other proteins in the
cell. The attachment o phosphate triggers the other proteins to become
active and carry out tasks specifc to one o the phases o the cell cycle.
concentration
There are our main types o cyclin in human cells. The graph in fgure 6
shows how the levels o these cyclins rise and all. Unless these cyclins reach
a threshold concentration, the cell does not progress to the next stage o the
cell cycle. Cyclins thereore control the cell cycle and ensure that cells divide
when new cells are needed, but not at other times.
G 1 phase
S phase
G 2 phase
mitosis
Cyclin D triggers cells to move from G 0 to G 1 and from G 1 into S phase.
Cyclin E prepares the cell for DNA replication in S phase.
Cyclin A activates DNA replication inside the nucleus in S phase.
Cyclin B promotes the assembly of the mitotic spindle and other tasks
in the cytoplasm to prepare for mitosis.
 Figure 6
Discovery of cyclins
Serendipity and scientifc discoveries: the discovery o cyclins was accidental.
During research into the control o protein synthesis
in sea urchin eggs, Tim Hunt discovered a protein
that increased in concentration ater ertilization then
decreased in concentration, unlike other proteins
which continued to increase. The protein was being
synthesized over a period o about 30 minutes and
then soon ater was being broken down. Further
experiments showed that the protein went through
repeated increases and decreases in concentration
that coincided with the phases o the cell cycle. The
breakdown occurred about ten minutes ater the
start o mitosis. Hunt named the protein cyclin.
56
Further research revealed other cyclins and
confrmed what Hunt had suspected rom an early
stage  that cyclins are a key actor in the control
o the cell cycle. Tim Hunt was awarded a Nobel
Prize or Physiology in 2 001 to honour his work
in the discovery o cyclins. His Nobel Lecture can
be downloaded rom the internet and viewed.
In it he mentions the importance o serendipity
several times because he had not set out to
discover how the cell cycle is controlled. This
discovery is an example o serendipity  a happy
and unexpected discovery made by accident.
1 . 6 ce ll d I VI s I o n
tumur frmai a ar
Mutagens, oncogenes and metastasis are involved in the
development o primary and secondary tumours.
Tumours are abnormal groups o cells that develop at any stage o lie in
any part o the body. In some cases the cells adhere to each other and
do not invade nearby tissues or move to other parts o the body. These
tumours are unlikely to cause much harm and are classifed as benign.
In other tumours the cells can become detached and move elsewhere
in the body and develop into secondary tumours. These tumours are
malignant and are very likely to be lie- threatening.
D iseases due to malignant tumours are commonly known as cancer
and have diverse causes. C hemicals and agents that cause cancer are
known as carcinogens, because carcinomas are malignant tumours.
There are various types o carcinogens including some viruses. All
mutagens are carcinogenic, both chemical mutagens and also high
energy radiation such as X- rays and short- wave ultraviolet light. This is
because mutagens are agents that cause gene mutations and mutations
can cause cancer.
Aiviy
car rarh
Tumours can orm in any tissue at any
age, but the skin, lung, large intestine
(bowel) , breast and prostate gland are
particularly vulnerable. Cancer is a
major cause o death in most human
populations so there is a pressing
need to fnd methods o prevention
and treatment. This involves basic
research into the control o the cell
cycle. Great progress has been made
but more is needed.
Who should pay or research into
cancer?
Mutations are random changes to the base sequence o genes. Most
genes do not cause cancer i they mutate. The ew genes that can
become cancer-causing ater mutating are known as oncogenes. In a
normal cell oncogenes are involved in the control o the cell cycle and
cell division. This is why mutations in them can result in uncontrolled
cell division and thereore tumour ormation.
S everal mutations must occur in the same cell or it to become a tumour
cell. The chance o this happening is extremely small, but because
there are vast numbers o cells in the body, the total chance o tumour
ormation during a lietime is signifcant. When a tumour cell has been
ormed it divides repeatedly to orm two, then our, then eight cells and
so on. This group o cells is called a primary tumour. Metastasis is the
movement o cells rom a primary tumour to set up secondary tumours
in other parts o the body.
Smoking and cancer
The correlation between smoking and incidence o
cancers.
A correlation in science is a relationship between two variable
actors. The relationship between smoking and cancer is an example
o a correlation. There are two types o correlation. With a positive
correlation, when one actor increases the other one also increases;
they also decrease together. With a negative correlation, when one
actor increases the other decreases.
There is a positive correlation between cigarette smoking and the
death rate due to cancer. This has been shown repeatedly in surveys.
table 1 shows the results o one o the largest surveys, and the longest
57
1
C E LL B I O LO G Y
continuous one. The data shows that the more cigarettes smoked per
day, the higher the death rate due to cancer. They also show a higher
death rate among those who smoked at one time but had stopped.
The results o the survey also show huge increases in the death
rate due to cancers o the mouth, pharynx, larynx and lung. This
is expected as smoke rom cigarettes comes into contact with each
o these parts o the body, but there is also a positive correlation
between smoking and cancers o the esophagus, stomach, kidney,
bladder, pancreas and cervix. Although the death rate due to other
cancers is not signifcantly dierent in smokers and non- smokers,
table 1 shows smokers are several times more likely to die rom all
cancers than non- smokers.
It is important in science to distinguish between a correlation and a
cause. Finding that there is a positive correlation between smoking
and cancer does not prove that smoking causes cancer. However,
in this case the causal links are well established. C igarette smoke
contains many dierent chemical substances. Twenty o these
have been shown in experiments to cause tumours in the lungs o
laboratory animals or humans. There is evidence that at least orty
other chemicals in cigarette smoke are carcinogenic. This leaves little
doubt that smoking is a cause o cancer.
caue o death etween 1951
and 2001
current moker (igarette/day)
lieong
non-moker
former
igarette
moker
114
1524
25
All cancers
360
466
588
747
1,061
Lung cancer
17
68
131
233
417
Cancer of mouth, pharynx,
larynx and esophagus
9
26
36
47
106
334
372
421
467
538
(sampe ize: 34,439 mae
dotor in britain)
All other cancers
 Table 1
58
Mortaity rate per 100,000 men/year
from British Medical Journal 328(7455) June 24 2004
1 . 6 ce ll d I VI s I o n
daa-ba qui: The efect o smoking on health
One o the largest ever studies o the eect o
smoking on health involved 34,439 male British
doctors. Inormation was collected on how much
they smoked rom 1 951 to 2001 and the cause o
n-mkr
114
igar
pr ay
1524
igar
pr ay
>25 igar
pr ay
107
237
310
471
1,037
1,447
1,671
1,938
Stomach and duodenal ulcers
8
11
33
34
Cirrhosis o the liver
6
13
22
68
Parkinsons disease
20
22
6
18
typ f ia
Respiratory (diseases o the lungs
and airways)
Circulatory (diseases o the heart and
blood vessels)
1
death was recorded or each o the doctors who died
during this period. The table below shows some
o the results. The fgures given are the number o
deaths per hundred thousand men per year.
D educe whether there is a positive correlation
between smoking and the mortality rate
due to all types o disease.
[2 ]
4
2
Using the data in the table, discuss whether the
threat to health rom smoking is greater with
respiratory or with circulatory diseases.
[4]
5
3
Discuss whether the data suggests that smoking
a small number o cigarettes is sae.
[3]
D iscuss whether the data p roves that
smoking is a cause o cirrhosis o the
liver.
[3 ]
The table does not include deaths due to
cancer. The survey showed that seven types
o cancer are linked with smoking. Suggest
three cancers that you would expect
smoking to cause.
[3 ]
59
1
C E LL B I O LO G Y
Questions
1
c) E xplain the dierence in area o the inner
and outer mitochondrial membranes.
[3 ]
Figure 7 represents a cell rom a multicellular
organism.
d) Using the data in the table, identiy two o
the main activities o liver cells.
[2 ]
3
In human secretory cells, or example in the lung
and the pancreas, positively charged ions are
pumped out, and chloride ions ollow passively
through chloride channels. Water also moves rom
the cells into the liquid that has been secreted.
prokaryotic or eukaryotic;
[1 ]
In the genetic disease cystic brosis, the chloride
channels malunction and too ew ions move
out o the cells. The liquid secreted by the cells
becomes thick and viscous, with associated
health problems.
( ii) part o a root tip or a nger tip;
[1 ]
a) S tate the names o the processes that:
 Figure 7
a) Identiy, with a reason, whether the cell is
( i)
( iii) in a phase o mitosis or in interphase. [1 ]
b) The magnication o the drawing is 2 ,5 00  .
( i)
C alculate the actual size o the cell.
( ii) move chloride ions out o the
secretory cells.
[2 ]
( ii) C alculate how long a 5 m scale
bar should be i it was added to the
drawing.
[1 ]
c) Predict what would happen to the cell i it was
placed in a concentrated salt solution or one
hour. Include reasons or your answer.
[3]
Plasma membrane
4
The amount o D NA present in each cell
nucleus was measured in a large number
o cells taken rom two dierent cultures o
human bone marrow ( gure 8) .
a) For each label ( I, II and III) in the S ample B
graph, deduce which phase o the cell cycle
the cells could be in; i.e. G1 , G2 or S .
[3 ]
Area (m 2 )
1,780
Rough endoplasmic reticulum
30,400
Mitochondrial outer membrane
7,470
Mitochondrial inner membrane
39,600
Nucleus
280
Lysosomes
100
Other components
18,500
 Table 2
a) C alculate the total area o membranes in the
liver cell.
[2 ]
b) C alculate the area o plasma membrane as
a percentage o the total area o membranes
in the cell. S how your working.
[3 ]
60
b) Explain why the fuid secreted by people
with cystic brosis is thick and viscous. [4]
Table 2 shows the area o membranes in a rat
liver cell.
Membrane component
[1 ]
( iii) move water out o the secretory cells. [1 ]
b) Estimate the approximate amount o D NA
per nucleus that would be expected in the
ollowing human cell types:
( i) bone marrow at prophase
( ii) bone marrow at telophase.
Number of cells (in thousands)
2
move positively charged ions out o
the secretory cells
[1 ]
3
Sample A
(non-dividing cell culture)
2
1
5
10
15
DNA/pg per nucleus
 Figure 8
Number of cells (in thousands)
( i)
[2 ]
Sample B
3 (rapidly dividing cell culture)
I
2
III
1
II
5
10
15
DNA/pg per nucleus
2
M o le cu lar B I o lo GY
Intdtin
Water is the medium for life. Living organisms
control their composition by a complex web
of chemical reactions that occur within this
medium. Photosynthesis uses the energy in
sunlight to supply the chemical energy needed
for life and cell respiration releases this energy
when it is needed. C ompounds of carbon,
hydrogen and oxygen are used to supply and
store energy. Many proteins act as enzymes to
control the metabolism of the cell and others
have a diverse range of biological functions.
Genetic information is stored in D NA and can
be accurately copied and translated to make the
proteins needed by the cell.
2.1 Molecules to metabolism
undstnding
 Molecular biology explains living processes in





terms o the chemical substances involved.
Carbon atoms can orm our bonds allowing a
diversity o compounds to exist.
Lie is based on carbon compounds
including carbohydrates, lipids, proteins and
nucleic acids.
Metabolism is the web o all the enzyme
catalysed reactions in a cell or organism.
Anabolism is the synthesis o complex
molecules rom simpler molecules including
the ormation o macromolecules rom
monomers by condensation reactions.
Catabolism is the breakdown o complex
molecules into simpler molecules including the
hydrolysis o macromolecules into monomers.
appitins
 Urea as an example o a compound that is
produced by living organisms but can also be
artifcially synthesized.
Skis
 Drawing molecular diagrams o glucose, ribose, a
saturated atty acid and a generalized amino acid.
 Identifcation o biochemicals such as
carbohydrate, lipid or protein rom
molecular diagrams.
Nt f sin
 Falsifcation o theories: the artifcial synthesis
o urea helped to alsiy vitalism.
61
2
M O L E C U L AR B I O LO G Y
Molecular biology
Molecular biology explains living processes in terms
o the chemical substances involved.
 Figure 1
A molecular biologist at work in the
laboratory
The discovery o the structure o D NA in 1 95 3 started a revolution in
biology that has transormed our understanding o living organisms. It
raised the possibility o explaining biological processes rom the structure
o molecules and how they interact with each other. The structures are
diverse and the interactions are very complex, so although molecular
biology is more than 5 0 years old, it is still a relatively young science.
Many molecules are important in living organisms including one as
apparently simple as water, but the most varied and complex molecules
are nucleic acids and proteins. Nucleic acids comprise D NA and RNA.
They are the chemicals used to make genes. Proteins are astonishingly
varied in structure and carry out a huge range o tasks within the
cell, including controlling chemical reactions o the cell by acting as
enzymes. The relationship between genes and proteins is at the heart
o molecular biology.
The approach o the molecular biologist is reductionist as it involves
considering the various biochemical processes o a living organism
and breaking down into its component parts. This approach has been
immensely productive in biology and has given us insights into whole
organisms that we would not otherwise have. Some biologists argue
that the reductionist approach o the molecular biologist cannot explain
everything though, and that when component parts are combined there
are emergent properties that cannot be studied without looking at the
whole system together.
Synthesis of urea
Urea as an example o a compound that is produced by
living organisms but can also be artifcially synthesized.
Urea is a nitrogen- containing compound with a relatively simple
molecular structure ( fgure 2 ) . It is a component o urine and this was
where it was frst discovered. It is produced when there is an excess
o amino acids in the body, as a means o excreting the nitrogen
rom the amino acids. A cycle o reactions, catalysed by enzymes, is
used to produce it ( fgure 3 ) . This happens in the liver. Urea is then
transported by the blood stream to the kidneys where it is fltered out
and passes out o the body in the urine.
Urea can also be synthesized artifcially. The chemical reactions used
are dierent rom those in the liver and enzymes are not involved, but
the urea that is produced is identical.
O
ammonia + carbon dioxide  ammonium carbamate
 urea + water
C
H 2N
 Figure 2
62
NH 2
Molecular diagram of urea
About 1 00 million tonnes are produced annually. Most o this is used
as a nitrogen ertilizer on crops.
2 .1 M o le c u le s to M e tab o li s M
CO 2 + NH 3
enzyme 1
carbamoyl phosphate
ornithine
urea
enzyme 2
arginase
citrulline
arginine
aspartate
fumarate
enzyme 3
enzyme 4
argininosuccinate
 Figure 3
The cycle of reactions occurring in liver cells that is used to synthesize urea
urea and the alsifcation o vitalism
Falsifcation o theories: the artifcial synthesis o urea helped to alsiy vitalism.
Urea was discovered in urine in the 1 720s and was
assumed to be a product o the kidneys. At that
time it was widely believed that organic compounds
in plants and animals could only be made with the
help o a vital principle. This was part o vitalism 
the theory that the origin and phenomena o lie
are due to a vital principle, which is dierent rom
purely chemical or physical orces. Aristotle used
the word psyche or the vital principle  a Greek
word meaning breath, lie or soul.
In 1 82 8 the German chemist Friedrich Whler
synthesized urea artifcially using silver
isocyanate and ammonium chloride. This was
the frst organic compound to be synthesized
artifcially. It was a very signifcant step, because
no vital principle had been involved in the
synthesis. Whler wrote this excitedly to the
S wedish chemist Jns Jacob B erzelius:
In a manner of speaking, I can no longer
hold my chemical water. I must tell you
that I can make urea without the kidneys
of any animal, be it man or dog.
An obvious deduction was that i urea had been
synthesized without a vital principle, other
organic compounds could be as well. Whlers
achievement was evidence against the theory
o vitalism. It helped to alsiy the theory, but it
did not cause all biologists to abandon vitalism
immediately. It usually requires several pieces o
evidence against a theory or most biologists to
accept that it has been alsifed and sometimes
controversies over a theory continue or decades.
Although biologists now accept that processes
in living organisms are governed by the same
chemical and physical orces as in non- living
matter, there remain some organic compounds
that have not been synthesized artifcially. It is
still impossible to make complex proteins such
as hemoglobin, or example, without using
ribosomes and other components o cells. Four
years ater his synthesis o urea, Whler wrote
this to B erzelius:
Organic chemistry nowadays almost
drives one mad. To me it appears like a
primeval tropical forest full of the most
remarkable things; a dreadful endless
jungle into which one dare not enter, for
there seems no way out.
63
2
M O L E C U L AR B I O LO G Y
carbon ompounds
ativity
Carbon atoms can orm our bonds allowing a diversity
o compounds to exist.
crbon ompounds
Can you fnd an example
o a biological molecule
in which a carbon atom is
bonded to atoms o three
other elements or even our
other elements?
C arbon is only the 1 5 th most abundant element on Earth, but it can be
used to make a huge range of different molecules. This has given living
organisms almost limitless possibilities for the chemical composition and
activities of their cells. The diversity of carbon compounds is explained
by the properties of carbon.
Titin is a giant protein that
acts as a molecular spring
in muscle. The backbone o
the titin molecule is a chain
o 100,000 atoms, linked by
single covalent bonds.
Carbon atoms form covalent bonds with other atoms. A covalent bond
is formed when two adjacent atoms share a pair of electrons, with one
electron contributed by each atom. Covalent bonds are the strongest type of
bond between atoms so stable molecules based on carbon can be produced.
Each carbon atom can form up to four covalent bonds  more than
most other atoms, so molecules containing carbon can have complex
structures. The bonds can be with other carbon atoms to make rings
or chains of any length. Fatty acids contain chains of up to 2 0 carbon
atoms for example. The bonds can also be with other elements such as
hydrogen, oxygen, nitrogen or phosphorus.
Can you fnd an example
o a molecule in your
body with a chain o over
1,000,000,000 atoms?
C arbon atoms can bond with just one other element, such as hydrogen in
methane, or they can bond to more than one other element as in ethanol
( alcohol found in beer and wine) . The four bonds can all be single
covalent bonds or there can be two single and one double covalent bond,
for example in the carboxyl group of ethanoic acid (the acid in vinegar) .
H
H
C
H
methane
classifying arbon ompounds
H
H
H
H
C
C
H
H
H
H
C
H
ethanol
Living organisms use four main classes of carbon compound. They have
different properties and so can be used for different purposes.
O
C
Carbohydrates are characterized by their composition. They are composed
of carbon, hydrogen and oxygen, with hydrogen and oxygen in the ratio of
two hydrogen atoms to one oxygen, hence the name carbohydrate.
ethanoic acid
O
H
H
O
Lie is based on carbon compounds including
carbohydrates, lipids, proteins and nucleic acids.
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
H
C
C
C
C
C
C
C
C
C
C
C
C
C
C
C
C
C
H
H
H
H
H
H
H
H
H
H
H
linolenic acid  an omega-3 fatty acid
 Figure 4 Some common
naturally-occurring carbon compounds
O
C
OH
Lip ids are a broad class of
molecules that are insoluble in
water, including steroids, waxes,
fatty acids and triglycerides. In
common language, triglycerides
are fats if they are solid at room
temperature or oils if they are
liquid at room temperature.
Proteins are composed of one or more chains of amino acids. All of the
amino acids in these chains contain the elements carbon, hydrogen, oxygen
and nitrogen, but two of the twenty amino acids also contain sulphur.
Nucleic acids are chains of subunits called nucleotides, which contain
carbon, hydrogen, oxygen, nitrogen and phosphorus. There are two types
of nucleic acid: ribonucleic acid ( RNA) and deoxyribonucleic acid ( D NA) .
64
2 .1 M o le c u le s to M e tab o li s M
Drawing molecules
Drawing molecular diagrams of glucose, ribose, a saturated fatty acid and a
generalized amino acid.
There is no need to memorize the structure o
many dierent molecules but a biologist should
be able to draw diagrams o a ew o the most
important molecules.
Each atom in a molecule is represented using the
symbol o the element. For example a carbon
Name of group
hydroxyl
Full structure
O
atom is represented with C and an oxygen atom
with O . S ingle covalent bonds are shown with a
line and double bonds with two lines.
S ome chemical groups are shown with the
atoms together and bonds not indicated. Table 1
gives examples.
Simplied notation
OH
H
H
amine
NH 2
N
H
O
carboxyl
COOH
C
O
H
H
methyl
C
H
CH 3
H

Table 1
Ribose

The ormula or ribose is C 5 H 1 0 O 5

The molecule is a fve- membered ring with a side chain.
OH
5
H
C
4

Four carbon atoms are in the ring and one orms the side chain.

The carbon atoms can be numbered starting with number 1 on the right.

The hydroxyl groups ( O H) on carbon atoms 1 , 2 and 3 point up,
down and down respectively.
H
O
H C1
C
C2
OH
OH
H
H
3

Ribose
Glucose

The ormula or glucose is C 6 H 1 2 O 6

The molecule is a six- membered ring with a side chain.
6
CH 2 OH
5
C
O
H
OH
H
C
C
H
4C
HO
3

Five carbon atoms are in the ring and one orms the side chain.

The carbon atoms can be numbered starting with number 1 on the right.

The hydroxyl groups ( O H) on carbon atoms 1 , 2 , 3 and 4 point
down, down, up and down respectively, although in a orm o
glucose used by plants to make cellulose the hydroxyl group on
carbon atom 1 points upwards.
OH
CH
1
C
OH
2
H

C
OH
Glucose
65
2
M O L E C U L AR B I O LO G Y
O
Saturated fatty acids
OH
C

The carbon atoms form an unbranched chain.

In saturated fatty acids they are bonded to each other by single bonds.
H C H
H C H

The number of carbon atoms is most commonly between 1 4 and 2 0.
H C H

At one end of the chain the carbon atom is part of a carboxyl group
H C H

At the other end the carbon atom is bonded to three hydrogen atoms.

All other carbon atoms are bonded to two hydrogen atoms.
H C H
H C H
H C H
H C H
Amino acids

H C H
A carbon atom in the centre of the molecule is bonded to four
different things:

an amine group, hence the term amino acid;

a carboxyl group which makes the molecule an acid;

a hydrogen atom;

the R group, which is the variable part of amino acids.
H C H
H C H
H C H
H C H
H C H
H C H
H
O
R
N
H
C
C
O
H
full molecular diagram

R
O
H
N 2N
C
COOH
CH 3
(CH 2 ) n
H
H
simplied molecular diagram
C

Full molecular diagram o a
saturated atty acid
OH

Molecular diagrams o an amino acid
Simplifed molecular diagram
o a saturated atty acid
Identifying molecules
Identifcation o biochemicals as carbohydrate, lipid or protein rom molecular
diagrams.
The molecules of carbohydrates, lipids and
proteins are so different from each other that it is
usually quite easy to recognize them.
66

Proteins contain C , H, O and N whereas
carbohydrates and lipids contain C , H and O
but not N.

Many proteins contain sulphur ( S ) but
carbohydrates and lipids do not.

C arbohydrates contain hydrogen and oxygen
atoms in a ratio of 2 :1 , for example glucose
is C 6 H 1 2 O 6 and sucrose ( the sugar commonly
used in baking) is C 1 2 H 22 O 1 1

Lipids contain relatively less oxygen than
carbohydrates, for example oleic acid ( an
unsaturated fatty acid) is C 1 8 H 34O 2 and the
steroid testosterone is C 1 9 H 28 O 2

Figure 5 A commonly-occurring biological molecule
2 .1 M o le c u le s to M e tab o li s M
Metbolism
Metabolism is the web of all the enzyme catalysed
reactions in a cell or organism.
All living organisms carry out large numbers o dierent chemical
reactions. These reactions are catalysed by enzymes. Most o them
happen in the cytoplasm o cells but some are extracellular, such as the
reactions used to digest ood in the small intestine. Metabolism is the
sum o all reactions that occur in an organism.
Metabolism consists o pathways by which one type o molecule is transormed
into another, in a series o small steps. These pathways are mostly chains o
reactions but there are also some cycles. An example is shown in fgure 3.
E ven in relatively simple prokaryote cells, metabolism consists o over
1 , 000 dierent reactions. Global maps showing all reactions are very
complex. They are available on the internet, or example in the Kyoto
E ncyclopedia o Genes and Genomes.
anbolism
Anabolism is the synthesis of complex molecules from
simpler molecules including the formation of macromolecules
from monomers by condensation reactions.
Metabolism is oten divided into two parts, anabolism and catabolism.
Anabolism is reactions that build up larger molecules rom smaller ones.
An easy way to remember this is by recalling that anabolic steroids
are hormones that promote body building. Anabolic reactions require
energy, which is usually supplied in the orm o ATP.
Anabolism includes these processes:

Protein synthesis using ribosomes.

D NA synthesis during replication.

Photosynthesis, including production o glucose rom carbon dioxide
and water.

Synthesis o complex carbohydrates including starch, cellulose and
glycogen.
ctbolism
Catabolism is the breakdown of complex molecules
into simpler molecules including the hydrolysis of
macromolecules into monomers.
C atabolism is the part o metabolism in which larger molecules are
broken down into smaller ones. C atabolic reactions release energy and
in some cases this energy is captured in the orm o ATP, which can then
be used in the cell. C atabolism includes these processes:

D igestion o ood in the mouth, stomach and small intestine.

C ell respiration in which glucose or lipids are oxidized to carbon
dioxide and water.

D igestion o complex carbon compounds in dead organic matter by
decomposers.
67
2
M O L E C U L AR B I O LO G Y
2.2 Water
understnding
 Water molecules are polar and hydrogen bonds
form between them.
 Hydrogen bonding and dipolarity explain
the adhesive, cohesive, thermal and solvent
properties of water.
 Substances can be hydrophilic or hydrophobic.
applictions
 Comparison of the thermal properties of water
with those of methane.
 Use of water as a coolant in sweat.
 Methods of transport of glucose, amino acids,
cholesterol, fats, oxygen and sodium chloride
in blood in relation to their solubility in water.
Ntre of science
 Use theories to explain natural phenomena:
the theory that hydrogen bonds form between
water molecules explains waters properties.
H
H
Water molecules are polar and hydrogen bonds form
between them.
O
tends to
small
pull the
positive
electrons
charge  +
on each
slightly
hydrogen
in this
atom
direction
Corresponding negative charge
2 - on oxygen atom
 Figure 1
Water molecules
water molecule
hydrogen bond
 Figure 2
The dotted line
indicates the presence of
an intermolecular force
between the molecules. This
is called a hydrogen bond
68
Hydrogen bonding in wter
A water molecule is ormed by covalent bonds between an oxygen atom
and two hydrogen atoms. The bond between hydrogen and oxygen
involves unequal sharing o electrons  it is a polar covalent bond. This
is because the nucleus o the oxygen atom is more attractive to electrons
than the nuclei o the hydrogen atoms ( fgure 1 ) .
B ecause o the unequal sharing o electrons in water molecules, the
hydrogen atoms have a partial positive charge and oxygen has a partial
negative charge. B ecause water molecules are bent rather than linear,
the two hydrogen atoms are on the same side o the molecule and orm
one pole and the oxygen orms the opposite pole.
Positively charged particles ( positive ions) and negatively charged
particles ( negative ions) attract each other and orm an ionic bond.
Water molecules only have partial charges, so the attraction is less but it
is still enough to have signifcant eects. The attraction between water
molecules is a hydrogen bond. S trictly speaking it is an intermolecular
orce rather than a bond. A hydrogen bond is the orce that orms when
a hydrogen atom in one polar molecule is attracted to a slightly negative
atom o another polar covalent molecule.
Although a hydrogen bond is a weak intermolecular orce, water
molecules are small, so there are many o them per unit volume o water
and large numbers o hydrogen bonds ( fgure 2 ) . C ollectively they give
water its unique properties and these properties are, in turn, o immense
importance to living things.
2 . 2 W at e r
Hydrogen bonds and the properties of water
Use theories to explain natural phenomena: the theory that hydrogen bonds form
between water molecules explains waters properties.
There is strong experimental evidence or hydrogen
bonds, but it remains a theory that they orm
between water molecules. Scientists cannot prove
without doubt that they exist as they are not directly
visible. However, hydrogen bonds are a very useul
way o explaining the properties o water. They
explain the cohesive, adhesive, thermal and solvent
properties o water. It is these distinctive properties
that make water so useul to living organisms.
It might seem unwise to base our understanding
o the natural world on something that has not
been proven to exist. However this is the way
that science works  we can assume that a theory
is correct i there is evidence or it, i it helps to
predict behaviour, i it has not been alsifed and
i it helps to explain natural phenomena.
Properties of water
Hydrogen bonding and dipolarity explain the cohesive,
adhesive, thermal and solvent properties of water.
Cohesive properties
C ohesion reers to the binding together o two molecules o the same
type, or instance two water molecules.
Water molecules are cohesive  they cohere, which means they stick to
each other, due to hydrogen bonding, described in the previous section.
This property is useul or water transport in plants. Water is sucked
through xylem vessels at low pressure. The method can only work i
the water molecules are not separated by the suction orces. D ue to
hydrogen bonding this rarely happens and water can be pulled up to the
top o the tallest trees  over a hundred metres.
Adhesive properties
Hydrogen bonds can orm between water and other polar molecules,
causing water to stick to them. This is called adhesion. This property is
useul in leaves, where water adheres to cellulose molecules in cell walls.
I water evaporates rom the cell walls and is lost rom the lea via the
network o air spaces, adhesive orces cause water to be drawn out o
the nearest xylem vessel. This keeps the walls moist so they can absorb
carbon dioxide needed or photosynthesis.
Thermal properties
Water has several thermal properties that are useul to living organisms:

High specifc heat capacity. Hydrogen bonds restrict the motion o
water molecules and increases in the temperature o water require
hydrogen bonds to be broken. Energy is needed to do this. As a result,
the amount o energy needed to raise the temperature o water is
relatively large. To cool down, water must lose relatively large amounts
o energy. Waters temperature remains relatively stable in comparison
to air or land, so it is a thermally stable habitat or aquatic organisms.

High latent heat o vap orization. When a molecule evaporates
it separates rom other molecules in a liquid and becomes a vapour
molecule. The heat needed to do this is called the latent heat o
69
2
M O L E C U L AR B I O LO G Y
vaporization. Evaporation therefore has a cooling effect. C onsiderable
amounts of heat are needed to evaporate water, because hydrogen
bonds have to be broken. This makes it a good evaporative coolant.
S weating is an example of the use of water as a coolant.

High boiling point. The boiling point of a substance is the highest
temperature that it can reach in a liquid state. For the same reasons that
water has a high latent heat of vaporization, its boiling point is high.
Water is therefore liquid over a broad range of temperatures  from 0 C
to 1 00 C. This is the temperature range found in most habitats on Earth.
Solvent properties
Water has important solvent properties. The polar nature of the water
molecule means that it forms shells around charged and polar molecules,
preventing them from clumping together and keeping them in solution.
Water forms hydrogen bonds with polar molecules. Its partially negative
oxygen pole is attracted to positively charged ions and its partially
positive hydrogen pole is attracted to negatively charged ions, so both
dissolve. C ytoplasm is a complex mixture of dissolved substances in
which the chemical reactions of metabolism occurs.
toK
Hydrophilic and hydrophobic
How do scientic explanations difer
rom pseudo-scientic explanations?
Substances can be hydrophilic or hydrophobic.
Homeopathy is a practice where
remedies are prepared by dissolving
things like charcoal, spider venom
or deadly nightshade. This mother
tincture o harmul substance is diluted
again and again to the point where a
sample rom the solution is unlikely to
contain a single molecule o the solute.
It is this ultra-dilute solution that is
claimed to have medicinal properties.
The properties are reerred to as the
memory o water. Despite the large
number o practitioners o this practice,
no homeopathic remedy has ever been
shown to work in a large randomized
placebo-controlled clinical trial.
The literal meaning of the word hydrophilic is water-loving. It is used to
describe substances that are chemically attracted to water. All substances
that dissolve in water are hydrophilic, including polar molecules such
as glucose, and particles with positive or negative charges such as
sodium and chloride ions. S ubstances that water adheres to, cellulose for
example, are also hydrophilic.
S ome substances are insoluble in water although they dissolve in other
solvents such as propanone ( acetone) . The term hydrophobic is used to
describe them, though they are not actually water-fearing. Molecules
are hydrophobic if they do not have negative or positive charges and are
nonpolar. All lipids are hydrophobic, including fats and oils
 Figure 3
70
When two nonpolar molecules in water come into contact, weak interactions form
between them and more hydrogen bonds form between water molecules
2 . 2 W at e r
I a nonpolar molecule is surrounded by water molecules, hydrogen bonds
orm between the water molecules, but not between the nonpolar molecule
and the water molecules. I two nonpolar molecules are surrounded by
water molecules and random movements bring them together, they behave
as though they are attracted to each other. There is a slight attraction
between nonpolar molecules, but more signifcantly, i they are in contact
with each other, more hydrogen bonds can orm between water molecules.
This is not because they are water-earing: it is simply because water
molecules are more attracted to each other than to the nonpolar molecules.
As a result, nonpolar molecules tend to join together in water to orm larger
and larger groups. The orces that cause nonpolar molecules to join together
into groups in water are known as hydrophobic interactions.
comparing water and methane
Comparison o the thermal properties o water with
those o methane.
The properties o water have already been described. Methane is a
waste product o anaerobic respiration in certain prokaryotes that live
in habitats where oxygen is lacking. Methanogenic prokaryotes live
in swamps and other wetlands and in the guts o animals, including
termites, cattle and sheep. They also live in waste dumps and are
deliberately encouraged to produce methane in anaerobic digesters.
Methane can be used as a uel but i allowed to escape into the
atmosphere it contributes to the greenhouse eect.
Water and methane are both small molecules with atoms linked by
single covalent bonds. However water molecules are polar and can
orm hydrogen bonds, whereas methane molecules are nonpolar and
do not orm hydrogen bonds. As a result their physical properties are
very dierent.
The data in table 1 shows some o the physical properties o methane
and water. The density and specifc heat capacity are given or
methane and water in a liquid state. The data shows that water has
a higher specifc heat capacity, higher latent heat o vaporization,
higher melting point and higher boiling point. Whereas methane is
liquid over a range o only 2 2 C , water is liquid over 1 00 C .
Popy
Mhn
W
Formula
CH 4
H 2O
Molecular mass
16
Density
Specifc heat capacity
0.46g per cm
18
3
1g per cm 3
2.2 J per g per C
4.2 J per g per C
Latent heat o vaporization
760 J/g
2,257 J/g
Melting point
182 C
0 C
Boiling point
160 C
100 C
 Table 1
Comparing methane and water
 Figure 4 Bubbles of methane gas, produced
by
prokaryotes decomposing organic matter at
the bottom of a pond have been trapped in ice
when the pond froze
71
2
M O L E C U L AR B I O LO G Y
cooling the body with sweat
Use of water as a coolant in sweat.
Sweat is secreted by glands in the skin. The sweat
is carried along narrow ducts to the surace o the
skin where it spreads out. The heat needed or the
evaporation o water in sweat is taken rom the
tissues o the skin, reducing their temperature.
B lood fowing through the skin is thereore
cooled. This is an eective method o cooling
the body because water has a high latent heat o
vaporization. S olutes in the sweat, especially ions
such as sodium, are let on the skin surace and
can sometimes be detected by their salty taste.
There are methods o cooling other than sweating,
though many o these also rely on heat loss due
to evaporation o water. Panting in dogs and birds
is an example. Transpiration is evaporative loss
o water rom plant leaves; it has a cooling eect
which is useul in hot environments.
Sweat secretion is controlled by the hypothalamus
o the brain. It has receptors that monitor blood
temperature and also receives sensory inputs rom
temperature receptors in the skin. I the body is
overheated the hypothalamus stimulates the sweat
glands to secrete up to two litres o sweat per hour.
Usually no sweat is secreted i the body is below
the target temperature, though when adrenalin is
secreted we sweat even i we are already cold. This
is because adrenalin is secreted when our brain
anticipates a period o intense activity that will
tend to cause the body to overheat.
Transport in blood plasma
Methods of transport of glucose, amino acids, cholesterol, fats, oxygen and
sodium chloride in blood in relation to their solubility in water.
B lood transports a wide variety o substances,
using several methods to avoid possible problems
and ensure that each substance is carried in large
enough quantities or the bodys needs.
S odium chloride is an ionic compound that is
reely soluble in water, dissolving to orm sodium
ions ( Na + ) and chloride ions ( C l - ) , which are
carried in blood plasma.
Amino acids have both negative and positive
charges. B ecause o this they are soluble in water
but their solubility varies depending on the R
group, some o which are hydrophilic while others
are hydrophobic. All amino acids are soluble
enough to be carried dissolved in blood plasma.
72
Glucose is a polar molecule. It is reely soluble in
water and is carried dissolved in blood plasma.
O xygen is a nonpolar molecule. B ecause o the
small size o the molecule it dissolves in water but
only sparingly and water becomes saturated with
oxygen at relatively low concentrations. Also, as
the temperature o water rises, the solubility o
oxygen decreases, so blood plasma at 3 7 C can
hold much less dissolved oxygen than water at
2 0 C or lower. The amount o oxygen that blood
plasma can transport around the body is ar too
little to provide or aerobic cell respiration. This
problem is overcome by the use o hemoglobin in
red blood cells. Hemoglobin has binding sites or
oxygen and greatly increases the capacity o the
blood or oxygen transport.
2 . 3 c a r b o h y d r at e s a n d l i P i d s
Fats molecules are entirely nonpolar, are larger
than oxygen and are insoluble in water. They are
carried in blood inside lipoprotein complexes.
These are groups of molecules with a single layer
of phospholipid on the outside and fats inside. The
hydrophilic phosphate heads of the phospholipids
face outwards and are in contact with water in
the blood plasma. The hydrophobic hydrocarbon
tails face inwards and are in contact with the
fats. There are also proteins in the phospholipid
monolayer, hence the name lipoprotein.
Cholesterol molecules are hydrophobic, apart
from a small hydrophilic region at one end. This
is not enough to make cholesterol dissolve in
water and instead it is transported with fats in
lipoprotein complexes. The cholesterol molecules
are positioned in the phospholipid monolayers, with
the hydrophilic region facing outwards in the region
with the phosphate heads of the phospholipids.
phospholipid
protein
cholesterol
triglyceride
 Figure 5 Arrangement of molecules in
a lipoprotein complex
2.3 c  p
understnding
 Monosaccharide monomers are linked
together by condensation reactions to orm
disaccharides and polysaccharide polymers.
 Fatty acids can be saturated, monounsaturated
or polyunsaturated.
 Unsaturated atty acids can be cis or trans
isomers.
 Triglycerides are ormed by condensation rom
three atty acids and one glycerol.
Ntre of science
 Evaluating claims: health claims made about
lipids need to be assessed.
applictions
 Structure and unction o cellulose and starch
in plants and glycogen in humans.
 Scientifc evidence or health risks o trans-ats
and saturated ats.
 Lipids are more suitable or long-term energy
storage in humans than carbohydrates.
 Evaluation o evidence and the methods used
to obtain evidence or health claims made
about lipids.
Skills
 Use o molecular visualization sotware to
compare cellulose, starch and glycogen.
 Determination o body mass index by
calculation or use o a nomogram.
73
2
M O L E C U L AR B I O LO G Y
toK
carbohydrates
i w cmpeng paradgms gve
dferen explanans  a phenmenn,
hw can we decde whch s crrec?
Monosaccharide monomers are linked together by
condensation reactions to orm disaccharides and
polysaccharide polymers.
Thomas Kuhn, in his book The Structure o
Scientifc Revolutions adopted the word
paradigm to reer to the rameworks that
dominate the interpretation o inormation
in a scientifc discipline at a particular
point in time. The paradigm impacts the
kinds o questions that are supposed to
be asked.
Nutritionism is the reductionist paradigm
that the presence o indicator nutrients
are the key determinant o healthy
ood. Even highly processed ood may
be advertised as healthy depending
on the degree to which it contains
healthy nutrients. Words like carbs,
vitamins and polyunsaturated at have
entered the everyday lexicon. Some
argue that this aligns consumer anxiety
with the commercial interests o ood
manuacturers.
An alternative paradigm or determining
the healthiness o ood is argued or by
Michael Pollan in his book In Deense o
Food. It argues that ood quality should
be determined by cultural tradition which
tended to look at ood more holistically:
Glucose, ructose and ribose are all examples o monosaccharides. The
structure o glucose and ribose molecules was shown in sub-topic 2 .1 .
Monosaccharides can be linked together to make larger molecules.

Monosaccharides are single sugar units.

D isaccharides consist o two monosaccharides linked together. For
example, maltose is made by linking two glucose molecules together.
S ucrose is made by linking a glucose and a ructose.

Polysaccharides consist o many monosaccharides linked together.
S tarch, glycogen and cellulose are polysaccharides. They are all made
by linking together glucose molecules. The dierences between them
are described later in this sub-topic.
When monosaccharides combine, they do so by a process called
condensation ( fgure 1 ) . This involves the loss o an O H rom one
molecule and an H rom another molecule, which together orm
H 2 O . Thus, condensation involves the combination o subunits and
yields water.
Linking together monosaccharides to orm disaccharides and
polysaccharides is an anabolic process and energy has to be used to do it.
ATP supplies energy to the monosaccharides and this energy is then used
when the condensation reaction occurs.
H
H
HO
The sheer novelty and glamor o
the Western diet, with its seventeen
thousand new ood products every year
and the marketing power  thirty-two
billion dollars a year  used to sell us
those products, has overwhelmed the
orce otradition and let us where we
now fnd ourselves: relying on science
and journalism and government and
marketing to help us decide what to eat
H
H
OH
HO
OH
Monosaccharides, C 6 H 12 O 6
e.g. glucose, fructose, galactose
H 2O
Condensation
Hydrolysis
(water removed)
(water added)
H
HO
Michael Pollan, In Deense oFood: An
Eater's Maniesto
H
O
Glycosidic
bond
Condensation
 Figure 1
e.g. maltose, sucrose, lactose
OH
Hydrolysis
H
H
HO
Disaccharide, C 12 H 22 O 11
O
O
O
OH
Polysaccharide
e.g. starch, glycogen
Condensation and hydrolysis reactions between monosaccharides and
disaccharides
74
2 . 3 c a r b o h y d r at e s a n d l i P i d s
Imaging carbohydrate molecules
Use of molecular visualization software to compare
cellulose, starch and glycogen.
The most widely used molecular visualization software is JMol, which
can be downloaded free of charge. There are also many websites that
use JMol, which are easier to use. S uggestions of suitable websites are
available with the electronic resources that accompany this book.
When JMol software is being used, you should be able to make these
changes to the image of a molecule that you see on the screen:

Use the scroll function on the mouse to make the image larger
or smaller.

Left click and move the mouse to rotate the image.

Right click to display a menu that allows you to change the style
of molecular model, label the atoms, make the molecule rotate
continuously or change the background colour.
S pend some time developing your skill in molecular visualization and
then try these questions to test your skill level and learn more about
the structure of polysaccharides.
Questions
1
Select glucose with the ball and stick style with a black background.

2
4
[2 ]
S elect sucrose with sticks style and a blue background.

3
What colours are used to show carbon, hydrogen and
oxygen atoms?
What is the difference between the glucose ring and the
fructose ring in the sucrose molecule?
[1 ]
S elect amylose, which is the unbranched form of starch, with
the wireframe style and a white background. If possible select a
short amylose chain and then a longer one.

What is the overall shape of an amylose molecule?
[1 ]

How many glucose molecules in the chain are linked to
only one other glucose?
[1 ]
S elect amylopectin, with the styles and colours that you prefer.
Amylopectin is the branched form of starch. Zoom in to look
closely at a position where there is a branch. A glucose molecule
must be linked to an extra third glucose to make the branch.


What is different about this linkage, compared to the
linkages between glucose molecules in unbranched parts
of the molecule?
[1 ]
How many glucose molecules are linked to only one other
glucose in the amylopectin molecule?
[1 ]

Figure 2 Images of sugars using molecular
visualization software  (a) fructose,
(b) maltose, (c) lactose
75
2
M O L E C U L AR B I O LO G Y
5
Select glycogen. It is similar but not identical to the
amylopectin orm o starch.

6
Select cellulose.

7
What is the dierence between glycogen and amylopectin? [1 ]
How is it dierent in shape rom the other polysaccharides? [1 ]
Look at the oxygen atom that orms part o the ring in each
glucose molecule in the chain.

What pattern do you notice in the position o these oxygen
atoms along the chain?
Polysaccharides
Structure and function of cellulose and starch in plants and glycogen in humans.
Starch, glycogen and cellulose are all made by linking
together glucose molecules, yet their structure and
unctions are very dierent. This is due to dierences
in the type o glucose used to make them and in the
type o linkage between glucose molecules.
Glucose has fve O H groups, any o which
could be used in condensation reactions, but
only three o them are actually used to link to
make polysaccharides. The most common link is
between the O H on carbon atom 1 ( on the right
hand side in molecular diagrams o glucose) and
the O H on carbon atom 4 ( shown on the let
hand side) . The O H on carbon atom 6 ( shown
at the top o molecular diagrams) is used to orm
side branches in some polysaccharides.
 Figure 3
Glucose molecule
Glucose can have the OH group on carbon atom 1
pointing either upwards or downwards. In alpha
glucose (-glucose) the OH group points downwards
but in beta glucose (-glucose) it points upwards.
This small dierence has major consequences or
polysaccharides made rom glucose.
Cellulose is made by linking together -glucose
molecules. Condensation reactions link carbon atom
1 to carbon atom 4 on the next -glucose. The OH
groups on carbon atom 1 and 4 point in opposite
directions: up on carbon 1 and down on carbon 4.
To bring these OH groups together and allow a
condensation reaction to occur, each -glucose
added to the chain has to be positioned at 1 80 to
the previous one. The glucose subunits in the chain
are oriented alternately upwards and downwards.
The consequence o this is that the cellulose
molecule is a straight chain, rather than curved.
76
 Figure 4 Cellulose
C ellulose molecules are unbranched chains o
- glucose, allowing them to orm bundles with
hydrogen bonds linking the cellulose molecules.
These bundles are called cellulose microfbrils.
They have very high tensile strength and are used
as the basis o plant cell walls. The tensile strength
o cellulose prevents plant cells rom bursting,
even when very high pressures have developed
inside the cell due to entry o water by osmosis.
2 . 3 c a r b o h y d r at e s a n d l i P i d s
Starch is made by linking together -glucose
molecules. As in cellulose, the links are made by
condensation reactions between the OH groups on
carbon atom 1 o one glucose and carbon atom 4
o the adjacent glucose. These OH groups both
point downwards, so all the glucose molecules
in starch can be orientated in the same way. The
consequence o this is that the starch molecule is
curved, rather than straight. There are two orms o
starch. In amylose the chain o -glucose molecules
is unbranched and orms a helix. In amylopectin the
chain is branched, so has a more globular shape.
Starch is only made by plant cells. Molecules o both
types o starch are hydrophilic but they are too large
to be soluble in water. They are thereore useul
in cells where large amounts o glucose need to be
stored, but a concentrated glucose solution would
cause too much water to enter a cell by osmosis.
Starch is used as a store o glucose and thereore o
energy in seeds and storage organs such as potato
cells. Starch is made as a temporary store in lea cells
when glucose is being made aster by photosynthesis
than it can be exported to other parts o the plant.
 Figure 5 Starch
glycogen it is easy to add extra glucose molecules
or remove them. This can be done at both ends
o an unbranched molecule or at any o the ends
in a branched molecule. S tarch and glycogen
molecules do not have a fxed size and the
number o glucose molecules that they contain
can be increased or decreased.
Glycogen is very similar to the branched orm o
starch, but there is more branching, making the
molecule more compact. Glycogen is made by
animals and also some ungi. It is stored in the
liver and some muscles in humans. Glycogen has
the same unction as starch in plants: it acts as
a store o energy in the orm o glucose, in cells
where large stores o dissolved glucose would
cause osmotic problems. With both starch and
 Figure 6 Glycogen
lipids
Triglycerides are formed by condensation from three fatty
acids and one glycerol.
Lipids are a diverse group o carbon compounds that share the property
o being insoluble in water. Triglycerides are one o the principal groups
o lipid. Examples o triglycerides are the at in adipose tissue in humans
77
2
M O L E C U L AR B I O LO G Y
and the oil in sunfower seeds. Fats are liquid at body temperature
( 3 7 C ) but solid at room temperature ( 2 0 C ) whereas oils are liquid at
both body temperature and room temperature.
A triglyceride is made by combining three atty acids with one glycerol
( see gure 7) . Each o the atty acids is linked to the glycerol by a
condensation reaction, so three water molecules are produced. The
linkage ormed between each atty acid and the glycerol is an ester bond.
This type o bond is ormed when an acid reacts with the O H group in
an alcohol. In this case the reaction is between the C O O H group on a
atty acid and an O H on the glycerol.
Triglycerides are used as energy stores. The energy rom them can be
released by aerobic cell respiration. B ecause they do not conduct heat
well, they are used as heat insulators, or example in the blubber o
Arctic marine mammals.
Glycerol
Fatty acids
H
C
O
H
HO
C (CH 2 ) n CH 3
Triglyceride (fat)
H
H
H
C
O
Condensation
C (CH 2 ) n CH 3 (water removed) H
C
O
O
H
C
O
H
H
C
O
H
HO
O
O
HO
H
 Figure 7
C (CH 2 ) n CH 3
O
C (CH 2 ) n CH 3
O
3H 2 O
C (CH 2 ) n CH 3
H
C
H
O
C (CH 2 ) n CH 3
O
Ester bond
Formation of a triglyceride from glycerol and three fatty acids
enrgy storag
Lipids are more suitable for long term energy storage in humans than carbohydrates.
Lipids and carbohydrates are both used or energy
storage in humans, but lipids are normally used
or long- term energy storage. The lipids that are
used are ats. They are stored in specialized groups
o cells called adipose tissue. Adipose tissue is
located immediately beneath the skin and also
around some organs including the kidneys.
greater because ats orm pure droplets in
cells with no water associated, whereas each
gram o glycogen is associated with about two
grams o water, so lipids are actually six times
more ecient in the amount o energy that
can be stored per gram o body mass. This
is important, because we have to carry our
energy stores around with us wherever we go.
It is even more important or animals such as
birds and bats that fy.
There are several reasons or using lipids
rather than carbohydrates or long- term
energy storage:

78
The amount o energy released in cell
respiration per gram o lipids is double
the amount released rom a gram o
carbohydrates. The same amount o energy
stored as lipid rather than carbohydrate
thereore adds hal as much to body mass.
In act the mass advantage o lipids is even

S tored lipids have some secondary roles
that could not be perormed as well by
carbohydrates. B ecause lipids are poor
conductors o heat, they can be used as
heat insulators. This is the reason or much
o our stored at being in sub- cutaneous
adipose tissue next to the skin. B ecause at
2 . 3 c a r b o h y d r at e s a n d l i P i d s
is liquid at body temperature, it can also act
as a shock absorber. This is the reason or
adipose tissue around the kidneys and some
other organs.
Glycogen is the carbohydrate that is used
or energy storage, in the liver and in some
muscles. Although lipids are ideal or longterm storage o energy, glycogen is used or
short- term storage. This is because glycogen
can be broken down to glucose rapidly and
then transported easily by the blood to where
it is needed. Fats in adipose tissue cannot be
mobilized as rapidly. Glucose can be used either
in anaerobic or aerobic cell respiration whereas
ats and atty acids can only be used in aerobic
respiration. The liver stores up to 1 5 0 grams
o glycogen and some muscles store up to
2 % glycogen by mass.
d- qu: Emperor penguins
0.4
D uring the Antarctic winter emale E mperor
8.0
penguins live and eed at sea, but males have
to stay on the ice to incubate the single egg the
emale has laid. Throughout this time the males
eat no ood. Ater 1 6 weeks the eggs hatch
and the emales return. While the males are
12.0
incubating the eggs they stand in tightly packed
groups o about 3 , 0 0 0 birds. To investigate the
captive before
reasons or standing in groups, 1 0 male birds
were taken rom a colony at Pointe Geologie in
0.4
Antarctica. They had already survived 4 weeks
7.7
without ood. They were kept or 1 4 more
weeks without ood in enced enclosures
where they could not orm groups. All other
conditions were kept the same as in the wild
11.8
colony. The mean air temperature was 1 6 . 4 C .
The composition o the captive and the wild
birds bodies was measured beore and ater the
wild before
1 4- week period o the experiment. The results
in kilograms are shown in fgure 8 .
a) C alculate the total mass loss or each
group o birds.
[2 ]
i) wild
0.5
6.8
18.2
14.3
0.8
captive after
0.4
6.9
14.4
17.3
2.2
wild after
Key
water
lipid
protein
other substances
 Figure 8
ii) captive
b) C ompare the changes in lipid content o the
captive birds with those o the birds living
ree in the colony.
[2 ]
c) B esides being used as an energy source, state
another unction o lipid which might be
important or penguin survival.
[1 ]
79
2
M O L E C U L AR B I O LO G Y
Body mass index
Determination of body mass index by calculation or use
of a nomogram.
The body mass index, usually abbreviated to B MI, was developed
by a B elgian statistician, Adolphe Quetelet. Two measurements are
needed to calculate it: the mass o the person in kilograms and their
height in metres.
B MI is calculated using this ormula:
mass in kilograms
B MI = __2
( height in metres)
Units or B MI are kg m - 2
B MI can also be ound using a type o chart called a nomogram. A
straight line between the height on the let hand scale and the mass
on the right hand scale intersects the B MI on the central scale. The
data based questions on page 81 include a B MI nomogram.
B MI is used to assess whether a persons body mass is at a healthy
level, or is too high or too low. Table 1 shows how this is done:
bMi
below 18.5
sttu
underweight
18.524.9
normal weight
25.029.9
overweight
30.0 or more
obese
actvty
etmtng ody ft
prcntg
To estimate body fat
percentage, measure the
thickness of a skinfold in
millimetres using calipers in
these four places:
Front of upper arm
Back of upper arm
Below scapula
Side of waist
The measurements are
added and then analysis
tools available on the internet
can be used to calculate
the estimate.
 Figure 9
Measuring body fat
with skinfold callipers
80

Table 1
In some parts o the world ood supplies are insufcient or are unevenly
distributed and many people as a result are underweight. In other parts
o the world a likelier cause o being underweight is anorexia nervosa.
This is a psychological condition that involves voluntary starvation and
loss o body mass.
Obesity is an increasing problem
in some countries. Excessive ood
intake and insufcient exercise
cause an accumulation o at in
adipose tissue. The amount o body
at can be estimated using skinold
calipers (fgure 9) . Obesity increases
the risk o conditions such as
coronary heart disease and type 2
diabetes. It reduces lie expectancy
signifcantly and is increasing
the overall costs o health care in
countries where rates o obesity
are rising.

Measuring body mass. What was this
persons body mass index if their height
was 1.80 metres?
2 . 3 c a r b o h y d r at e s a n d l i P i d s
d  qu: Nomograms and BMI
b) S uggest two ways in which the woman
could reduce her body mass.
[2 ]
Use fgure 1 1 to answer these questions.
1
a) S tate the body mass index o a man
who has a mass o 75 kg and a height
o 1 .45  metres.
[1 ]
4. O utline the relationship between height
and B MI or a fxed body mass.
[1 ]
b) Deduce the body mass status o this man. [1 ]
2
a) State the body mass o the person standing
on the scales on the previous page.
[1 ]
b) The person has a height o 1 .8 metres.
D educe their body mass status.
[1 ]
3
a) A woman has a height o 1 5 0 cm and
a B MI o 40. C alculate the minimum
amount o body mass she must lose to
reach normal body mass status. S how
all o your working.
[3 ]
body mass/kg
height/cm
150
140
130
120
125
body mass index
130
135
110
50
100
95
90
85
80
75
70
65
60
140
40
30
145
150
155
160
20
55
165
170
50
175
45
180
40
10
35
185
190
195
30
200
205
25
 Figure 10
Jogger
210
 Figure 11
Fatty acids
Fatty acids can be saturated, monounsaturated or
polyunsaturated.
The basic structure o atty acids was described in sub- topic 2 .1 . There is
a chain o carbon atoms, with hydrogen atoms linked to them by single
covalent bonds. It is thereore a hydrocarbon chain. At one end o the
chain is the acid part o the molecule. This is a carboxyl group, which
can be represented as C O O H.
The length o the hydrocarbon chain is variable but most o the atty acids
used by living organisms have between 1 4 and 20 carbon atoms. Another
variable eature is the bonding between the carbon atoms. In some atty
81
2
M O L E C U L AR B I O LO G Y
OH
O
C
H C H
OH
O
C
H C H
H C H
H C H
H C H
H C H
H C H
H C H
OH
O
C
H C H
H C H
H C H
H C H
H C H
H C H
H C H
H C H
H C H
C H
H C H
H C H
C H
H C H
H C H
H C H
H C H
H C H
C H
C H
C H
H C H
H C H
H C H
H C H
C H
H C H
H C H
H C H
C H
H C H
H C H
H C H
H C H
H C H
H C H
H
H
palmitic acid
 saturated
 non-essential
 Figure 12
linolenic acid
 polyunsaturated
 all cis
 essential
 omega 3
C H
H C H
H C H
H
palmitoleic acid
 monounsaturated
 cis
 non-essential
 omega 7
Examples of fatty acids
acids all o the carbon atoms are linked by single covalent bonds,
but in other atty acids there are one or more positions in the chain
where carbon atoms are linked by double covalent bonds.
I a carbon atom is linked to adj acent carbons in the chain by single
bonds, it can also bond to two hydrogen atoms. I a carbon atom
is linked by a double bond to an adj acent carbon in the chain,
it can only bond to one hydrogen atom. A atty acid with single
bonds between all o its carbon atoms thereore contains as much
hydrogen as it possibly could and is called a saturated fatty acid.
Fatty acids that have one or more double bonds are unsaturated
because they contain less hydrogen than they could. I there is
one double bond, the atty acid is monounsaturated and i it has
more than one double bond it is p olyunsaturated.
Figure 1 2 shows one saturated atty acid, one monounsaturated
and one polyunsaturated atty acid. It is not necessary to remember
names o specifc atty acids in IB B iology.
unsatrated fatty acids
Unsaturated fatty acids can be cis or trans isomers.
In unsaturated atty acids in living organisms, the hydrogen atoms
are nearly always on the same side o the two carbon atoms that
are double bonded  these are called cis- atty acids. The alternative
is or the hydrogens to be on opposite sides  called trans- atty
acids. These two conormations are shown in fgure 1 4.
In cis-atty acids, there is a bend in the hydrocarbon chain at the
double bond. This makes triglycerides containing cis- unsaturated
atty acids less good at packing together in regular arrays than
saturated atty acids, so it lowers the melting point. Triglycerides
with cis- unsaturated atty acids are thereore usually liquid at room
temperature  they are oils.
Trans-atty acids do not have a bend in the hydrocarbon chain at
the double bond, so they have a higher melting point and are solid
at room temperature. Trans-atty acids are produced artifcially by
partial hydrogenation o vegetable or fsh oils. This is done to produce
solid ats or use in margarine and some other processed oods.
H H
H
C C
cis
C C
H
trans
 Figure 13
Double bonds
in fatty acids
82
 Figure 14 Fatty acid stereochemistry  (a)
trans (b) cis
2 . 3 c a r b o h y d r at e s a n d l i P i d s
Health risks of fats
Scientifc evidence or health risks o trans-ats and
saturated ats.
There have been many claims about the eects o dierent types o at
on human health. The main concern is coronary heart disease ( C HD ) .
In this disease the coronary arteries become partially blocked by atty
deposits, leading to blood clot ormation and heart attacks.
A positive correlation has been ound between saturated atty acid
intake and rates o C HD in many research programs. However, fnding
a correlation does not prove that saturated ats cause the disease. It
could be another actor correlated with saturated at intake, such as
low amounts o dietary fbre, that actually causes C HD .
There are populations that do not ft the correlation. The Maasai o
Kenya or example have a diet that is rich in meat, at, blood and
milk. They thereore have a high consumption o saturated ats,
yet C HD is almost unknown among the Maasai. Figure 1 7 shows
members o another Kenyan tribe that show this trend.
 Figure 15 Triglycerides in
olive oil
contain cis-unsaturated fatty acids
D iets rich in olive oil, which contains cis- monounsaturated atty acids,
are traditionally eaten in countries around the Mediterranean. The
populations o these countries typically have low rates o C HD and it
has been claimed that this is due to the intake o cis- monounsaturated
atty acids. However, genetic actors in these populations, or other
aspects o the diet such as the use o tomatoes in many dishes could
explain the C HD rates.
There is also a positive correlation between amounts o trans-at
consumed and rates o C HD . Other risk actors have been tested, to
see i they can account or the correlation, but none did. Trans-ats
thereore probably do cause C HD . In patients who had died rom C HD ,
atty deposits in the diseased arteries have been ound to contain high
concentrations o trans-ats, which gives more evidence o a causal link.
narrowed
lumen of artery
fatty plaque causing
thickening of the artery lining
layer of muscle
and elastic bres
 Figure 16 Artery
outer coat of artery
showing fatty plaque
 Figure 17
Samburu people of Northern Kenya. Like the Maasai, the Samburu have
a diet rich in animal products but rates of heart disease are extremely low
83
2
M O L E C U L AR B I O LO G Y
evaluating th halth risks of foods
Evaluating claims: health claims made about lipids need to be assessed.
Many health claims about oods are made. In
some cases the claim is that the ood has a health
benet and in other cases it is that the ood is
harmul. Many claims have been ound to be alse
when they are tested scientically.
It is relatively easy to test claims about the eects
o diet on health using laboratory animals. Large
numbers o genetically uniorm animals can be bred
and groups o them with the same age, sex and state
o health can be selected or use in experiments.
Variables other than diet, such as temperature and
amount o exercise, can be controlled so that they
do not infuence the results o the experiment. Diets
can be designed so that only one dietary actor varies
and strong evidence can thus be obtained about the
eect o this actor on the animal.
Results o animal experiments are oten
interesting, but they do not tell us with certainty
what the health eects are on humans o a actor
in the diet. It would be very dicult to carry out
similar controlled experiments with humans. It
might be possible to select matched groups o
experimental subj ects in terms o age, sex and
health, but unless identical twins were used they
would be genetically dierent. It would also be
almost impossible to control other variables such
as exercise and ew humans would be willing
to eat a very strictly controlled diet or a long
enough period.
Researchers into the health risks o ood must
thereore use a dierent approach. Evidence is
obtained by epidemiological studies. These involve
nding a large cohort o people, measuring their
ood intake and ollowing their health over a
period o years. S tatistical procedures can then
be used to nd out whether actors in the diet
are associated with an increased requency o a
particular disease. The analysis has to eliminate
the eects o other actors that could be causing
the disease.
Nature of science question: using volunteers in experiments.
D uring the S econd World War, experiments
were conducted both in England and in the US
using conscientious obj ectors to military service
as volunteers. The volunteers were willing to
sacrice their health to help extend medical
knowledge. A vitamin C trial in E ngland involved
2 0 volunteers. For six weeks they were all given
a diet containing 70 mg o vitamin C . Then, or
the next eight months, three volunteers were
kept on the diet with 70 mg, seven had their
dose reduced to 1 0 mg and ten were given no
vitamin C . All o these ten volunteers developed
scurvy. Three- centimetre cuts were made in
their thighs, with the wounds closed up with
ve stitches. These wounds ailed to heal. There
was also bleeding rom hair ollicles and rom the
gums. S ome o the volunteers developed more
serious heart problems. The groups given 1 0 mg
or 70 mg o vitamin C ared equally well and did
not develop scurvy.
Experiments on requirements or vitamin C have
also been done using real guinea- pigs, which
ironically are suitable because guinea-pigs, like
84
humans, cannot synthesize ascorbic acid. D uring
trial periods with various intakes o vitamin C ,
concentrations in blood plasma and urine were
monitored. The guinea- pigs were then killed and
collagen in bone and skin was tested. The collagen
in guinea- pigs with restricted vitamin C had less
cross- linking between the protein bres and
thereore lower strength.
1
Is it ethically acceptable or doctors or
scientists to perorm experiments on
volunteers, where there is a risk that the
health o the volunteers will be harmed?
2
S ometimes people are paid to participate in
medical experiments, such as drug trials. Is
this more or less acceptable than using unpaid
volunteers?
3
Is it better to use animals or experiments or are
the ethical objections the same as with humans?
4
Is it acceptable to kill animals, so that an
experiment can be done?
2 . 3 c a r b o h y d r at e s a n d l i P i d s
anlysis of dt on helth risks of lipids
Evaluation of evidence and the methods used to obtain the evidence for health
claims made about lipids.
An evaluation is defned in IB as an assessment o
implications and limitations. Evidence or health
claims comes rom scientifc research. There are
two questions to ask about this research:
1
2

Implications  do the results o the research
support the health claim strongly, moderately
or not at all?
How widely spread is the data? This is shown
by the spread o data points on a scattergraph
or the size o error bars on a bar chart. The
more widely spread the data, the less likely it
is that mean dierences are signifcant.

I statistical tests have been done on the data,
do they show signifcant dierences?
Limitations  were the research methods used
rigorous, or are there uncertainties about
the conclusions because o weaknesses in
methodology?
The second question is answered by assessing the
methods used. The points below reer to surveys
and slightly dierent questions should be asked to
assess controlled experiments.
The frst question is answered by analysing the
results o the research  either experimental
results or results o a survey. Analysis is usually
easiest i the results are presented as a graph or
other type o visual display.


Is there a correlation between intake o the
lipid being investigated and rate o the disease
or the health beneft? This might be either a
positive or negative correlation.
How large is the dierence between mean
( average) rates o the disease with dierent
levels o lipid intake? Small dierences may
not be signifcant.

How large was the sample size? In surveys it is
usually necessary to have thousands o people
in a survey to get reliable results.

How even was the sample in sex, age, state o
health and lie style? The more even the sample,
the less other actors can aect the results.

I the sample was uneven, were the results
adjusted to eliminate the eects o other actors?

Were the measurements o lipid intake and
disease rates reliable? S ometimes people in a
survey do not report their intake accurately
and diseases are sometimes misdiagnosed.
d- qu: Evaluating evidence from a health survey
The Nurses Health S urvey is a highly respected
survey into the health consequences o many
actors. It began in 1 976 with 1 2 1 , 700 emale
nurses in the US A and C anada, who completed a
lengthy questionnaire about their liestyle actors
and medical history. Follow- up questionnaires
have been completed every two years since then.
D etails o the methods used to assess diet and
diagnose coronary heart disease can be ound
by reading a research paper in the American
Journal o Epidemiology, which is reely available
on the internet: O h, K, Hu, FB , Manson, JE,
S tamper, MJ and Willett, WC . ( 2 005 ) D ietary
Fat Intake and Risk o C oronary Heart D isease
in Women: 2 0 Years o Follow-up o the Nurses
Health Study. American Journal of Epidemiology,
1 61 :672 679. doi:1 0.1 093 /aj e/kwi085
To asse ss the eects o trans- ats on rates
o C HD , the participants in the survey were
divide d into ive groups according to the ir
trans- at intake. Q uintile 1 was the 2 0 % o
participants with the lowest intake and quintile
5 was the 2 0 % with the highe st intake. The
ave rage intake o trans- ats or each quintile
was calculated, as a percentage o dietary
energy intake. The re lative risk o C HD was
o und or each quintile, with Q uintile 1
assigned a risk o 1 . The risk was adj usted or
die rences b etween the quintiles in age , body
mass index, smoking, alcohol intake , parental
85
2
M O L E C U L AR B I O LO G Y
history o C HD , intake o other oods that
aect C HD rate s and various othe r actors.
Figure 1 8 is a graph showing the percentage
o ene rgy rom trans- ats or e ach o the ive
quintiles and the adj uste d relative risk o
C HD . The e e ct o trans- at intake on relative
risk o C HD is statistically signiicant with a
conidence level o  9 9 % .
1
S tate the trend shown in the graph.
3
The mean age o nurses in the fve quintiles
was not the same. E xplain the reasons or
adj usting the results to compensate or the
eects o age dierences.
[2 ]
5
relative risk of CHD
1.4
1.2
1.0
0.8
0.6
0.4
0.2
S uggest reasons or using only emale nurses
in this survey.
[3 ]
2
4
1.6
0
1
1.5
2.0
2.5
percentage of energy from trans-fats
[1 ]
3.0
Data for graph
C alculate the chance, based on the statistical
tests, o the dierences in C HD risk being due
to actors other than
trans- at intake.
[2 ]
% of energy from
trans-fat
1.3
1.6
1.9
2.2
2.8
Relative risk of
CHD
1.0
1.08
1.29
1.19
1.33
 Figure 18
D iscuss evidence rom the graph that other
actors were
having some eect on rates o C HD .
[2 ]
Zutphen
USA
Slavonia
Belgrade
Crevalcor
Zrenjanin
Dalmatia
Crete
Montegiorgio
Velika
Rome
Corfu
Ushibuka
Tanushimaru
% Calories as
saturated fat
W. Finland
Populations
ranked
by % calories as
saturated fat
E. Finland
data-base questions: Saturated fats and coronary heart disease
22
19
19
18
14
12
10
10
9
9
9
9
8
7
3
3
Death
CHD
992 351 420 574 214 288 248 152 86
rate/
100,000 All
yr 1
causes 1727 1318 1175 1088 1477 509 1241 1101 758
9
150
80
290
144
66
88
543 1080 1078 1027 764 1248 1006
 Table 2
1
2
3
86
a) Plot a scattergraph o the data in table 2 .
[5 ]
b) O utline the trend shown by the scattergraph.
[2 ]
C ompare the results or:
a) E ast and West Finland;
[2 ]
b) C rete and Montegiorgio.
[2 ]
Evaluate the evidence rom this survey or saturated ats as a cause o coronary heart disease.
[4]
2 .4 Protein s
2.4 P
understnding
applictions
 Amino acids are linked together by
 Rubisco, insulin, immunoglobulins, rhodopsin,
condensation to orm polypeptides.
There are twenty diferent amino acids in
polypeptides synthesized on ribosomes.
Amino acids can be linked together in any
sequence giving a huge range o possible
polypeptides.
The amino acid sequence o polypeptides is
coded or by genes.
A protein may consist o a single polypeptide or
more than one polypeptide linked together.
The amino acid sequence determines the threedimensional conormation o a protein.
Living organisms synthesize many diferent
proteins with a wide range o unctions.
Every individual has a unique proteome.







collagen and spider silk as examples o the
range o protein unctions.
 Denaturation o proteins by heat or deviation o
pH rom the optimum.
Skills
 Draw molecular diagrams to show the ormation
o a peptide bond.
Ntre of science
 Patterns, trends and discrepancies: most but
not all organisms assemble polypeptides rom
the same amino acids.
amino cids nd polypeptides
Amino acids are linked together by condensation to orm
polypeptides.
Polypeptides are chains of amino acids that are made by linking together
amino acids by condensation reactions. This happens on ribosomes by
a process called translation, which will be described in sub- topic 2 .7.
Polypeptides are the main component of proteins and in many proteins
they are the only component. S ome proteins contain one polypeptide
and other proteins contain two or more.
The condensation reaction involves the amine group (- NH 2 ) of one amino
acid and the carboxyl group (- C OOH) of another. Water is eliminated, as
carboxyl
group
H
H
O
H
N
C
peptide bond
amino
group
1
C
OH
H
O
H
N
C
condensation
(water removed)
N
C
H
OH
R
R
amino acid
amino acid
H
O
H
H
C
C
N
C
O
H
C
OH
H
R
R
H2O
 Figure 1
Condensation joins two amino acids with a peptide bond
87
2
M O L E C U L AR B I O LO G Y
in all condensation reactions, and a new bond is ormed between the two
amino acids, called a peptide bond. A dipeptide is a molecule consisting
o two amino acids linked by a peptide bond. A polypeptide is a molecule
consisting o many amino acids linked by peptide bonds.
Polypeptides can contain any number o amino acids, though chains
o ewer than 2 0 amino acids are usually reerred to as oligopeptides
rather than polypeptides. Insulin is a small protein that contains two
polypeptides, one with 2 1 amino acids and the other with 3 0. The largest
polypeptide discovered so ar is titin, which is part o the structure o
muscle. In humans titin is a chain o 3 4, 3 5 0 amino acids, but in mice it is
even longer with 3 5 , 2 1 3 amino acids.
Drawing peptide bonds
Draw molecular diagrams to show the ormation o a peptide bond.
To orm a dipeptide, two amino acids are linked by
a condensation reaction between the amine group
o one amino acid and the carboxyl group o the
other. This is shown in fgure 1 .
The peptide bond is the same, whatever R
group the amino acid carries. To test your skill
at showing how peptide bonds are ormed, try
showing the ormation o a peptide bond between
two o the amino acids in fgure 2 . There are
sixteen possible dipeptides that can be produced
rom these our amino acids.
You could also try to draw an oligopeptide o our
amino acids, linked by three peptide bonds. I you
do this correctly, you should see these eatures:

There is chain o atoms linked by single covalent
bonds orming the backbone o the oligopeptide,
with a repeating sequence o - N- C- C-

A hydrogen atom is linked by a single bond
to each nitrogen atom in the backbone and
an oxygen atom is linked by a double bond to
one o the two carbon atoms.

The amine ( - NH 2 ) and carboxyl ( - C O O H)
groups are used up in orming the peptide
bond and only remain at the ends o the
chain. These are called the amino and carboxyl
terminals o the chain.

The R groups o each amino acid remain and
proj ect outwards rom the backbone.
COOH
OH
H
C H
H
C H
H
H C H
H C H
H 2 N C COOH
H 2 N C COOH
H 2 N C COOH
H
H
glutamic acid
H
alanine
serine

H
H 2N
C COOH
H
glycine
Figure 2 Some common amino acids
The diversity of amino acids
There are twenty diferent amino acids in polypeptides
synthesized on ribosomes.
The amino acids that are linked together by ribosomes to make
polypeptides all have some identical structural eatures: a carbon atom
in the centre o the molecule is bonded to an amine group, a carboxyl
group and a hydrogen atom. The carbon atom is also bonded to an R
group, which is dierent in each amino acid.
88
2 .4 Protein s
Twenty dierent amino acids are used by ribosomes to make
polypeptides. The amine groups and the carboxyl groups are used up in
orming the peptide bond, so it is the R groups o the amino acids that
give a polypeptide its character. The repertoire o R groups allows living
organisms to make and use an amazingly wide range o proteins. Some
o the dierences are shown in table 1 . It is not necessary to try to learn
these specifc dierences but it is important to remember that because
o the dierences between their R groups, the twenty amino acids are
chemically very diverse.
S ome proteins contain amino acids that are not in the basic repertoire
o twenty. In most cases this is due to one o the twenty being modifed
ater a polypeptide has been synthesized. There is an example o
modifcation o amino acids in collagen, a structural protein used to
provide tensile strength in tendons, ligaments, skin and blood vessel
walls. C ollagen polypeptides made by ribosomes contain proline
at many positions, but at some o these positions it is converted to
hydroxyproline, which makes the collagen more stable.
Nine R groups are hydrophobic
with between zero and nine
carbon atoms
Eleven R groups are hydrophilic
Seven R groups can become charged
Four
hydrophilic
Four R groups act as
Three R groups act as
Three R
Six R groups
R groups are an acid by giving up a a base by accepting a
groups contain do not contain polar but never proton and becoming proton and becoming
charged
rings
rings
negatively charged
positively charged
 Table 1
acvy
scuvy
Ascorbic acid (vitamin C) is
needed to convert proline
into hydroxyproline, so
ascorbic acid deciency
leads to abnormal collagen
production. From your
knowledge o the role o
collagen, what efects do
you expect this to have?
Test your predictions by
researching the symptoms
o ascorbic acid deciency
(scurvy) .
Classifcation o amino acids
amino cids nd origins
Patterns, trends and discrepancies: most but not all organisms assemble
polypeptides rom the same amino acids.
It is a remarkable act that most organisms make
proteins using the same 2 0 amino acids. In some
cases amino acids are modifed ater a polypeptide
has been synthesized, but the initial process o
linking together amino acids on ribosomes with
peptide bonds usually involves the same 2 0
amino acids.
We can exclude the possibility that this trend is
due to chance. There must be one or more reasons
or it. S everal hypotheses have been proposed:

These 20 amino acids were the ones produced
by chemical processes on Earth beore the origin
o lie, so all organisms used them and have
continued to use them. Other amino acids might
have been used, i they had been available.

They are the ideal 2 0 amino acids or making
a wide range o proteins, so natural selection
will always avour organisms that use them
and do not use other amino acids.

All lie has evolved rom a single ancestral
species, which used these 2 0 amino acids.
B ecause o the way that polypeptides are
made by ribosomes, it is difcult or any
organism to change the repertoire o amino
acids, either by removing existing ones or
adding new ones.
B iology is a complicated science and discrepancies
are commonly encountered. Some species have
been ound that use one o the three codons that
normally signal the end o polypeptide synthesis
( stop codons) to encode an extra non- standard
amino acid. For example, some species use UGA
to code or selenocysteine and some use UAG to
code or pyrrolysine.
89
2
M O L E C U L AR B I O LO G Y
dt-bse questios: Commonality of amino acids
1
a) D iscuss which o the three hypotheses or use o the same
2 0 amino acids by most organisms is supported by the
evidence.
[3 ]
b) S uggest ways o testing one o the hypotheses.
2
 Figure 3
C ell walls o bacteria contain peptidoglycan, a complex carbon
compound that contains sugars and short chains o amino acids.
Some o these amino acids are dierent rom the usual repertoire
o 2 0. Also, some o them are right-handed orms o amino acids,
whereas the 2 0 amino acids made into polypeptides are always the
let-handed orms. D iscuss whether this is a signifcant discrepancy
that alsifes the theory that living organisms all make polypeptides
using the same 2 0 amino acids.
[5 ]
Kohoutek Comet  26 diferent
amino acids were ound in an articial comet
produced by researchers at the Institut
dAstrophysique Spatiale (CNRS/France) ,
which suggests that amino acids used by the
rst living organisms on Earth may have come
rom space
Polypeptide diversity
ativity
Amino acids can be linked together in any sequence
giving a huge range of possible polypeptides.
clultig polypeptie iversity
number
of mio
is
number of possible
mio i sequees
1
20 1
2
20 2
3
400
8,000
4
20 6
64 million
10.24 trillion
 Table 2
Calculate the missing values
[2 ]
Ribosomes link amino acids together one at a time, until a polypeptide is
ully ormed. The ribosome can make peptide bonds between any pair o
amino acids, so any sequence o amino acids is possible.
The number o possible amino acid sequences can be calculated starting
with dipeptides ( table 2 ) . B oth amino acids in a dipeptide can be any
o the twenty so there are twenty times twenty possible sequences
( 2 0 2 ) . There are 2 0  2 0  2 0 possible tripeptide sequences ( 2 0 3 ) . For
a polypeptide o n amino acids there are 2 0 n possible sequences.
The number o amino acids in a polypeptide can be anything rom 2 0 to
tens o thousands. Taking one example, i a polypeptide has 400 amino
acids, there are 2 0 400 possible amino acid sequences. This is a mindbogglingly large number and some online calculators simply express it as
infnity. I we add all the possible sequences or other numbers o amino
acids, the number is eectively infnite.
Genes and polypeptides
The amino acid sequence of polypeptides is coded for
by genes.
The number o amino acid sequences that could be produced is
immense, but living organisms only actually produce a small raction o
these. Even so, a typical cell produces polypeptides with thousands o
dierent sequences and must store the inormation needed to do this.
The amino acid sequence o each polypeptide is stored in a coded orm
in the base sequence o a gene.
 Figure 4 Lysozyme with
nitrogen o amine
groups shown blue, oxygen red and sulphur
yellow. The active site is the clet upper let
90
S ome genes have other roles, but most genes in a cell store the amino
acid sequence o a polypeptide. They use the genetic code to do this.
Three bases o the gene are needed to code or each amino acid in
the polypeptide. In theory a polypeptide with 400 amino acids should
require a gene with a sequence o 1 , 2 00 bases. In practice genes are
2 .4 Protein s
always longer, with extra base sequences at both ends and sometimes
also at certain points in the middle.
The base sequence that actually codes for a polypeptide is known to
molecular biologists as the open reading frame. O ne puzzle is that
open reading frames only occupy a small proportion of the total D NA
of a species.
Proteins and polypeptides
A protein may consist o a single polypeptide or more than
one polypeptide linked together.
S ome proteins are single polypeptides, but others are composed of two
or more polypeptides linked together.
Integrin is a membrane protein with two polypeptides, each of which
has a hydrophobic portion embedded in the membrane. Rather like the
blade and handle of a folding knife the two polypeptides can either be
adj acent to each other or can unfold and move apart when it is working.
C ollagen consists of three long polypeptides wound together to form
a rope- like molecule. This structure has greater tensile strength than
the three polypeptides would if they were separate. The winding
allows a small amount of stretching, reducing the chance of the
molecule breaking.
Hemoglobin consists of four polypeptides with associated non-polypeptide
structures. The four parts of hemoglobin interact to transport oxygen
more effectively to tissues that need it than if they were separate.
num f
plyppd
exmpl
bckgud
1
lysozyme
Enzyme in secretions such as nasal mucus and
tears; it kills some bacteria by digesting the
peptidoglycan in their cell walls.
2
integrin
Membrane protein used to make connections
between structures inside and outside a cell.
collagen
Structural protein in tendons, ligaments, skin
and blood vessel walls; it provides high tensile
strength, with limited stretching.
hemoglobin
Transport protein in red blood cells; it binds
oxygen in the lungs and releases it in tissues with
a reduced oxygen concentration.
3
4
 Table 3
Example o proteins with diferent numbers o polypeptides
Protein conformations
The amino acid sequence determines the three-dimensional
conormation o a protein.
The conformation of a protein is its three-dimensional structure. The
conformation is determined by the amino acid sequence of a protein
and its constituent polypeptides. Fibrous proteins such as collagen
 Figure 5 Integrin
embedded in a membrane
(grey) shown olded and inactive and open
with binding sites inside and outside the cell
indicated (red and purple)
acvy
Molecular biologists are
investigating the numbers o
open reading rames in selected
species or each o the major
groups o living organism. It is
still ar rom certain how many
genes in each species code or
a polypeptide that the organism
actually uses, but we can
compare current best estimates:

Drosophila melanogaster,
the ruit fy, has base
sequences or about 14,000
polypeptides.

Caenorhabditis elegans, a
nematode worm with less
than a thousand cells, has
about 19,000.

Homo sapiens has base
sequences or about 23,000
dierent polypeptides.

Arabidopsis thaliana, a
small plant widely used in
research, has about 27,000.
Can you nd any species with
greater or lesser numbers o
open reading rames than these?
91
2
M O L E C U L AR B I O LO G Y
are elongated, usually with a repeating structure. Many proteins are
globular, with an intricate shape that oten includes parts that are helical
or sheet-like.
Amino acids are added one by one, to orm a polypeptide. They are
always added in the same sequence to make a particular polypeptide. In
globular proteins the polypeptides gradually old up as they are made,
to develop the fnal conormation. This is stabilized by bonds between
the R groups o the amino acids that have been brought together by
the olding.
 Figure 6 Lysozyme, showing how a polypeptide
can be folded up to form a globular protein.
Three sections that are wound to form a helix
are shown red and a section that forms a sheet
is shown yellow. Other parts of the polypeptide
including both of its ends are green
In globular proteins that are soluble in water, there are hydrophilic
R groups on the outside o the molecule and there are usually
hydrophobic groups on the inside. In globular membrane proteins there
are regions with hydrophobic R groups on the outside o the molecule,
which are attracted to the hydrophobic centre o the membrane.
In fbrous proteins the amino acid sequence prevents olding up and
ensures that the chain o amino acids remains in an elongated orm.
Denaturation of proteins
Denaturation of proteins by heat or pH extremes.
The three- dimensional conormation o proteins
is stabilized by bonds or interactions between R
groups o amino acids within the molecule. Most
o these bonds and interactions are relatively
weak and they can be disrupted or broken. This
results in a change to the conormation o the
protein, which is called denaturation.
A denatured protein does not normally return
to its ormer structure  the denaturation is
permanent. S oluble proteins oten become
insoluble and orm a precipitate. This is due to
the hydrophobic R groups in the centre o the
molecule becoming exposed to the water around
by the change in conormation.
Heat can cause denaturation because it causes
vibrations within the molecule that can
break intermolecular bonds or interactions.
Proteins vary in their heat tolerance. S ome
microorganisms that live in volcanic springs or in
hot water near geothermal vents have proteins
that are not denatured by temperatures o 80 C
or higher. The best known example is D NA
polymerase rom Thermus aquaticus, a prokaryote
that was discovered in hot springs in Yellowstone
National Park. It works best at 80 C and because
o this it is widely used in biotechnology.
Nevertheless, heat causes denaturation o most
proteins at much lower temperatures.
92
E xtremes o pH, both acidic and alkaline, can
cause denaturation. This is because charges on R
groups are changed, breaking ionic bonds within
the protein or causing new ionic bonds to orm.
As with heat, the three-dimensional structure
o the protein is altered and proteins that have
been dissolved in water oten become insoluble.
There are exceptions: the contents o the stomach
are normally acidic, with a pH as low as 1 .5 , but
this is the optimum pH or the protein-digesting
enzyme pepsin that works in the stomach.
 Figure 7
When eggs are heated, proteins that were dissolved
in both the white and the yolk are denatured. They become
insoluble so both yolk and white solidify
2 .4 Protein s
Protein functions
Living organisms synthesize many diferent proteins with
a wide range o unctions.
O ther groups o carbon compounds have important roles in the cell, but
none can compare with the versatility o proteins. They can be compared
to the worker bees that perorm almost all the tasks in a hive. All o the
unctions listed here are carried out by proteins.
acvy
du xpm
A solution o egg albumen
in a test tube can be heated
in a water bath to nd the
temperature at which it
denatures. The efects o pH
can be investigated by adding
acids and alkalis to test tubes
o egg albumen solution.
To quantiy the extent o
denaturation, a colorimeter
can be used as denatured
albumen absorbs more light
than dissolved albumen.

C atalysis  there are thousands o dierent enzymes to catalyse
specifc chemical reactions within the cell or outside it.

Muscle contraction  actin and myosin together cause the
muscle contractions used in locomotion and transport around
the body.

C ytoskeletons  tubulin is the subunit o microtubules
that give animals cells their shape and pull on chromosomes
during mitosis.

Tensile strengthening  fbrous proteins give tensile strength
needed in skin, tendons, ligaments and blood vessel walls.

B lood clotting  plasma proteins act as clotting actors that cause
blood to turn rom a liquid to a gel in wounds.
bx

Transp ort of nutrients and gases  proteins in blood help
transport oxygen, carbon dioxide, iron and lipids.
Botox is a neurotoxin
obtained rom Clostridium
botulinum bacteria.

C ell adhesion  membrane proteins cause adj acent animal cells
to stick to each other within tissues.
1

Membrane transp ort  membrane proteins are used or
acilitated diusion and active transport, and also or electron
transport during cell respiration and photosynthesis.
What are the reasons
or injecting it into
humans?
2
What is the reason or
Clostridium botulinum
producing it?
3
What are the reasons or
injecting it rather than
taking it orally?

Hormones  some such as insulin, FS H and LH are proteins,
but hormones are chemically very diverse.

Recep tors  binding sites in membranes and cytoplasm or
hormones, neurotransmitters, tastes and smells, and also
receptors or light in the eye and in plants.

Packing of D NA  histones are associated with D NA in eukaryotes
and help chromosomes to condense during mitosis.

Immunity  this is the most diverse group o proteins, as cells can
make huge numbers o dierent antibodies.
acvy
There are many biotechnological uses or proteins including enzymes
or removing stains, monoclonal antibodies or pregnancy tests or
insulin or treating diabetics. Pharmaceutical companies now produce
many dierent proteins or treating diseases. These tend to be very
expensive, as it is still not easy to synthesize proteins artifcially.
Increasingly, genetically modifed organisms are being used as
microscopic protein actories.
93
2
M O L E C U L AR B I O LO G Y
exampls of protins
Rubisco, insulin, immunoglobulins, rhodopsin, collagen and spider silk as
examples o the range o protein unctions.
Six proteins which illustrate some o the unctions o proteins are described in table 4.
rubo
inuln
This name is an abbreviation or ribulose bisphosphate
carboxylase, which is arguably the most important
enzyme in the world. The shape and chemical properties
o its active site allow it to catalyse the reaction that xes
carbon dioxide rom the atmosphere, which provides
the source o carbon rom which all carbon compounds
needed by living organisms can be produced. It is
present at high concentrations in leaves and so is
probably the most abundant o all proteins on Earth.
This hormone is produced as a signal to many cells in
the body to absorb glucose and help reduce the glucose
concentration o the blood. These cells have a receptor
or insulin in their cell membrane to which the hormone
binds reversibly. The shape and chemical properties o
the insulin molecule correspond precisely to the binding
site on the receptor, so insulin binds to it, but not other
molecules. Insulin is secreted by  cells in the pancreas
and is transported by the blood.
immunoglobuln
rhodopn
These proteins are also known as antibodies. They have
sites at the tips o their two arms that bind to antigens
on bacteria or other pathogens. The other parts o the
immunoglobulin cause a response, such as acting as a
marker to phagocytes that can engul the pathogen. The
binding sites are hypervariable. The body can produce
a huge range o immunoglobulins, each with a diferent
type o binding site. This is the basis o specic immunity
to disease.
Vision depends on pigments that absorb light. One o
these pigments is rhodopsin, a membrane protein o rod
cells o the retina. Rhodopsin consists o a light sensitive
retinal molecule, not made o amino acids, surrounded
by an opsin polypeptide. When the retinal molecule
absorbs a single photon o light, it changes shape. This
causes a change to the opsin, which leads to the rod cell
sending a nerve impulse to the brain. Even very low light
intensities can be detected.
collagen
spde lk
There are a number o diferent orms o collagen but all
are rope-like proteins made o three polypeptides wound
together. About a quarter o all protein in the human body
is collagen  it is more abundant than any other protein.
It orms a mesh o bres in skin and in blood vessel
walls that resists tearing. Bundles o parallel collagen
molecules give ligaments and blood vessel walls their
immense strength. It orms part o the structure o teeth
and bones, helping to prevent cracks and ractures.
Diferent types o silk with diferent unctions are
produced by spiders. Dragline silk is stronger than steel
and tougher than Kevlar. It is used to make the spokes
o spiders webs and the lielines on which spiders
suspend themselves. When rst made it contains
regions where the polypeptide orms parallel arrays.
Other regions seem like a disordered tangle, but when
the silk is stretched they gradually extend, making the
silk extensible and very resistant to breaking.
Protoms
Every individual has a unique proteome.
A proteome is all o the proteins produced by a cell, a tissue or an
organism. B y contrast, the genome is all o the genes o a cell, a tissue or
an organism. To fnd out how many dierent proteins are being produced,
mixtures o proteins are extracted rom a sample and are then separated
94
2 .4 Protein s
by gel electrophoresis. To identiy whether or not a particular protein is
present, antibodies to the protein that have been linked to a fuorescent
marker can be used. I the cell fuoresces, the protein is present.
Whereas the genome o an organism is xed, the proteome is variable
because dierent cells in an organism make dierent proteins. Even
in a single cell the proteins that are made vary over time depending
on the cells activities. The proteome thereore reveals what is actually
happening in an organism, not what potentially could happen.
Within a species there are strong similarities in the proteome o all
individuals, but also dierences. The proteome o each individual is
unique, partly because o dierences o activity but also because o small
dierences in the amino acid sequence o proteins. With the possible
exception o identical twins, none o us have identical proteins, so each
o us has a unique proteome. E ven the proteome o identical twins can
become dierent with age.
 Figure 8
Proteins rom a nematode worm have been separated by gel
electrophoresis. Each spot on the gel is a diferent protein
acvy
acv cc: gm d pm
We might expect the proteome of an organism to be smaller than its genome,
as some genes do not code for polypeptides. In fact the proteome is larger.
How could an organism produce more proteins than the number of genes that
its genome contains?
95
2
M O L E C U L AR B I O LO G Y
2.5 enzyms
understnding
 Enzymes have an active site to which specic




substrates bind.
Enzyme catalysis involves molecular motion
and the collision o substrates with the
active site.
Temperature, pH and substrate concentration
afect the rate o activity o enzymes.
Enzymes can be denatured.
Immobilized enzymes are widely used in
industry.
Ntre of science
applictions
 Methods o production o lactose-ree milk and
its advantages.
Skills
 Experimental design: accurate quantitative
measurements in enzyme experiments require
replicates to ensure reliability.
 Design o experiments to test the efect o
temperature, pH and substrate concentration
on the activity o enzymes.
 Experimental investigation o a actor afecting
enzyme activity. (Practical 3)
active sites nd enzymes
Enzymes have an active site to which specic
substrates bind .
Enzymes are globular proteins that work as catalysts  they speed up
chemical reactions without being altered themselves. Enzymes are oten
called biological catalysts because they are made by living cells and speed
up biochemical reactions. The substances that enzymes convert into
products in these reactions are called substrates. A general equation or
an enzyme- catalysed reaction is:
e nzym e
 product
substrate _______
 Figure 1
Computer-generated image of the
enzyme hexokinase, with a molecule of its
substrate glucose bound to the active site. The
enzyme bonds a second substrate, phosphate,
to the glucose, to make glucose phosphate
96
Enzymes are ound in all living cells and are also secreted by some cells
to work outside. Living organisms produce many dierent enzymes 
literally thousands o them. Many dierent enzymes are needed, as
enzymes only catalyse one biochemical reaction and thousands o
reactions take place in cells, nearly all o which need to be catalysed.
This property is called enzymesubstrate sp ecifcity. It is a signifcant
dierence between enzymes and non- biological catalysts such as the
metals that are used in catalytic converters o vehicles.
To be able to explain enzymesubstrate specifcity, we must look at the
mechanism by which enzymes speed up reactions. This involves the
2 . 5 en z yM e s
substrate, or substrates binding to a special region on the surace o the
enzyme called the active site (see fgure 1 ) . The shape and chemical
properties o the active site and the substrate match each other. This allows
the substrate to bind, but not other substances. Substrates are converted
into products while they are bound to the active site and the products are
then released, reeing the active site to catalyse another reaction.
data-ba qutio: Biosynthesis of glycogen
The Nobel Prize or Medicine was won in 1 947 by
Gerty C ori and her husband C arl. They isolated
two enzymes that convert glucose phosphate into
glycogen. Glycogen is a polysaccharide, composed
o glucose molecules bonded together in two
ways, called 1 , 4 and 1 , 6 bonds ( see fgure 2 ) .
4
4 bonding
 Figure 2
1
2
3
1
1
4 bonding plus a
6 bond forming a side-branch
a) D escribe the shape o C urve B .
[2 ]
b) Explain the shape o C urve B .
[2 ]
% conversion
1
C urve B was obtained using enzymes that
had not been heat- treated.
Bonding in glycogen
Explain why two dierent enzymes are
needed or the synthesis o glycogen
rom glucose phosphate.
80
60
[2 ]
40
The ormation o side-branches increases the
rate at which glucose phosphate molecules
can be linked on to a growing glycogen
molecule. Explain the reason or this.
[2 ]
20
C urve A was obtained using heat- treated
enzymes. Explain the shape o curve A.
[2 ]
B
A
10
20
30
40
50
min
 Figure 3
shows the percentage conversion of glucose
phosphate to glycogen by the two enzymes, over a
50-minute period
enzym activity
Enzyme catalysis involves molecular motion and the
collision of substrates with the active site.
E nzyme activity is the catalysis o a reaction by an enzyme. There are
three stages:

The substrate binds to the active site o the enzyme. S ome enzymes
have two substrates that bind to dierent parts o the active site.

While the substrates are bound to the active site they change into
dierent chemical substances, which are the products o the reaction.

The products separate rom the active site, leaving it vacant or
substrates to bind again.
A substrate molecule can only bind to the active site i it moves very
close to it. The coming together o a substrate molecule and an active
site is known as a collision. This might suggest a high velocity impact
between two vehicles on a road, but that would be a misleading image
and we need to think about molecular motion in liquids to understand
how substrateactive site collisions occur.
With most reactions the substrates are dissolved in water around
the enzyme. B ecause water is in a liquid state, its molecules and all
97
2
M O L E C U L AR B I O LO G Y
toK
Why hs he lck nd key mdel
n been lly superseded by he
induced-f mdel?
The lock and key model and the
induced-t model were both developed
to help to explain enzyme activity.
Models like these are simplied
descriptions, which can be used to
make predictions. Scientists test these
predictions, usually by perorming
experiments. I the results agree
with the predictions, then the model
is retained; i not then the model is
modied or replaced. The German
scientist Emil Fischer introduced the
lock and key model in 1890. Daniel
Koshland suggested the induced-t
model in 1959 in the United States. The
conormational changes predicted by
Koshland's model were subsequently
observed using high-resolution X-ray
analysis o enzymes and other newly
developed techniques. Although
much experimental evidence has
accumulated conrming predictions
based on the induced-t model, it is
still just viewed as a model o enzyme
activity.
the particles dissolved in it are in contact with each other and are in
continual motion. E ach particle can move separately. The direction of
movement repeatedly changes and is random, which is the basis of
diffusion in liquids. B oth substrates and enzymes with active sites are
able to move, though most substrate molecules are smaller than the
enzyme so their movement is faster.
S o, collisions between substrate molecules and the active site occur
because of random movements of both substrate and enzyme. The
substrate may be at any angle to the active site when the collision
occurs. Successful collisions are ones in which the substrate and active
site are correctly aligned to allow binding to take place.
water molecules
substrates
active site
part of enzyme
 Figure 4 Enzyme-substrate collisions. If random
movements bring any of the substrate
molecules close to the active site with the correct orientation, the substrate can bind to the
active site
Factors afecting enzyme activity
aciviy
Mking  hyphesis
Bacillus licheniformis lives
in soil and on decomposing
eathers. What is the reason
or it producing a protease
that works best at alkaline
pH? Make a hypothesis to
explain the observations.
How could you test your
hypothesis?
98
Temperature, pH and substrate concentration afect the
rate o activity o enzymes.
Enzyme activity is afected by temperature in two ways

In liquids, the particles are in continual random motion. When a liquid is
heated, the particles in it are given more kinetic energy. Both enzyme and
substrate molecules therefore move around faster at higher temperatures
and the chance of a substrate molecule colliding with the active site of the
enzyme is increased. Enzyme activity therefore increases.

When enzymes are heated, bonds in the enzyme vibrate more and
the chance of the bonds breaking is increased. When bonds in the
enzyme break, the structure of the enzyme changes, including the
active site. This change is permanent and is called denaturation.
When an enzyme molecule has been denatured, it is no longer able
to catalyse reactions. As more and more enzyme molecules in a
solution become denatured, enzyme activity falls. Eventually it stops
altogether, when the enzyme has been completely denatured. So, as
temperature rises there are reasons for both increases and decreases
in enzyme activity. Figure 5 shows the effects of temperature on a
typical enzyme.
2 . 5 en z yM e s
Enzymes are sensitive to pH
Most enzymes have an optimum pH at which their activity is
highest. I the pH is increased or decreased rom the optimum,
enzyme activity decreases and eventually stops altogether. When
the hydrogen ion concentration is higher or lower than the level at
which the enzyme naturally works, the structure o the enzyme is
altered, including the active site. B eyond a certain pH the structure
o the enzyme is irreversibly altered. This is another example o
denaturation.
E nzyme s do no t all have the same p H o p timu m  in act, the re is
a wide range . This re le cts the wide range o  p H e nviro nme nts in
which e nzyme s wo rk. Fo r e xamp le , the p ro te ase se cre te d b y Bacillus
lichen iform is has a p H o p timum b e twe e n 9 and 1 0 . This b acte rium
is cu lture d to p ro duce its alkaline - to le rant p ro te ase o r u se in
b io lo gical lau ndry de te rge nts, which are alkaline . Figure 6 sho ws
the p H range o  so me o  the p lace s whe re e nzyme s wo rk. Figu re  7
sho ws the e e cts o  p H o n an e nzyme that is adap te d to wo rk at
ne u tral p H.
rate of reaction
The pH scale is used to measure the acidity or alkalinity o a solution.
The lower the pH, the more acid or the less alkaline a solution is. Acidity
is due to the presence o hydrogen ions, so the lower the pH, the higher
the hydrogen ion concentration. The pH scale is logarithmic. This means
that reducing the pH by one unit makes a solution ten times more acidic.
A solution at pH 7 is neutral. A solution at pH 6 is slightly acidic; pH 5 is
ten times more acidic than pH 6, pH 4 is one hundred times more acidic
than pH 6, and so on.
rate at which reaction decreases owing
to denaturation of enzyme molecules
0
20
optimum
temperature
actual
rate of
reaction
30
40
temperature/C
50
60
enzyme activity
Key
stomach
acidic hot springs
decaying plant matter
large intestine
small intestine
alkaline lakes
1
2
3
4
5
6
E nzymes cannot catalyse reactions until the substrate binds to the active
site. This happens because o the random movements o molecules in
liquids that result in collisions between substrates and active sites. I the
concentration o substrates is increased, substrateactive site collisions
will take place more requently and the rate at which the enzyme
catalyses its reaction increases.
7
8
9
10
 Figure 6
Optimum pH at which enzyme
activity is fastest (pH 7 is
optimum for most enzymes) .
As pH increases or decreases from the
optimum, enzyme activity is reduced.
This is because the shape of the active
site is altered so the substrate does not
t so well. Most enzymes are denatured
by very high or low pH, so the enzyme
no longer catalyses the reaction.
enzyme activity
I the relationship between substrate concentration
and enzyme activity is plotted on a graph, a
distinctive curve is seen ( fgure 8) , rising less and
less steeply, but never quite reaching a maximum.
10
 Figure 5 Temperature and
Enzyme activity is afected by substrate concentration
However, there is another trend that needs to be
considered. Ater the binding o a substrate to
an active site, the active site is occupied and
unavailable to other substrate molecules until
products have been ormed and released rom the
active site. As the substrate concentration rises,
more and more o the active sites are occupied at
any moment. A greater and greater proportion o
substrateactive site collisions are thereore blocked.
For this reason, the increases in the rate at which
enzymes catalyse reactions get smaller and smaller
as substrate concentration rises.
rate at which
reaction increases
owing to increased
kinetic energy of
substrate and
enzyme
molecules
pH
 Figure 7
pH and enzyme activity
99
2
M O L E C U L AR B I O LO G Y
Denaturation
Enzymes can be denatured.
enzyme activity
Enzymes are proteins, and like other proteins their structure can be
irreversibly altered by certain conditions. This process is denaturation
and both high temperatures and either high or low pH can cause it.
substrate concentration
When an enzyme has been denatured, the active site is altered so the
substrate can no longer bind, or i its binds, the reaction that the enzyme
normally catalyses does not occur. In many cases denaturation causes
enzymes that were dissolved in water to become insoluble and orm a
precipitate.
 Figure 8
The efect o substrate
concentration on enzyme activity
Quantitative experiments
Experimental design: accurate quantitative measurements in enzyme
experiments require replicates to ensure reliability.
O ur understanding o enzyme activity is based
on evidence rom experiments. To obtain strong
evidence these experiments must be careully
designed and ollow some basic principles:


measurements should be accurate, which in
science means close to the true value; and

the experiment should be repeated, so that
the replicate results can be compared to assess
how reliable they are.
the results o the experiment should be
quantitative, not j ust descriptive;
data-base questions: Digesting jello cubes
a) describing whether the solution around the
cubes is colourless or a shade o pink or red
Figure 9 shows apparatus that can be used to
investigate protein digestion.
tube
b) taking a sample o the solution and
measuring its absorbance in a colorimeter
tight-tting lid
c) nding the mass o the cubes using an
electronic balance.
[3 ]
protease in a solution
with known pH
 Figure 9
100
I method ( c) was chosen, discuss whether it
would be better
to nd the mass o all o the cubes o j ello
together, or nd
the mass o each one separately.
[2 ]
3
I the j ello cubes have a mass o 0.5 grams,
state whether it is accurate enough to
measure their mass to:
gelatine cubes
Tube used to investigate the rate o digestion o gelatine
I the cubes are made rom sugar- ree j ello ( j elly) ,
the colouring that they contain will gradually be
released as the protein is digested by the protease.
The questions below assume that strawberryfavoured j ello with red colouring has been used!
1
2
Explain whether these methods o assessing
the rate o protein digestion are acceptable:
a) the nearest gram ( g)
b) the nearest milligram ( mg)
c) the nearest microgram ( g) .
[3 ]
2 . 5 en z yM e s
4
To obtain accurate mass measurements o
the j ello cubes, it is necessary to remove
them rom the tube and dry their surace
to ensure that there are no drips o solution
rom the tube adhering. Explain the reason
or drying the surace o the blocks.
[2 ]
7
D raw a graph o the results in the table.
8
D escribe the relationship between pH and
papain activity.
[3 ]
9
D iscuss the conclusions that can be drawn
rom this data about the precise optimum
pH o papain.
[2 ]
Table 1 gives the results that were obtained using
sugar-ree jello cubes and a protease called papain,
extracted rom the fesh o resh pineapples.
5
6
D iscuss whether the results in table 1 are
reliable.
[2 ]
Most o the results were obtained using an
extract o protease rom one pineapple, but
ater this ran out, a second pineapple was
used to obtain more protease or use in the
experiment.
a) Deduce which results were obtained
using the second extract.
[1 ]
b) S uggest how the use o a second
extract could have aected the results. [2 ]
ph
Ma dcra (mg)
2
80
87
77
3
122
127
131
4
163
166
164
5
171
182
177
6
215
210
213
7
167
163
84
8
157
157
77
9
142
146
73
[5 ]
 Table 1
Designing enzyme experiments
Design o experiments to test the efect o temperature, pH and substrate
concentration on the activity o enzymes.
1
2
The actor that you are going to investigate is the
independent variable. You need to decide:
clock could be used to measure the time
taken or a colour change;

how you are going to vary it, or example
with substrate concentration you would
obtain a solution with the highest
concentration and dilute it to get lower
concentrations;

what units should be used or measuring
the dependent variable, or example
seconds rather than minutes or hours
would be used or measuring a rapid
colour change;

what units should be used or measuring
the independent variable, or example
temperature is measured in degrees C elsius;

how many repeats you need to get reliable
enough results.

what range you need or the independent
variable, including the highest and lowest
levels and the number o intermediate levels.
The variable that you measure to nd out how
ast the enzyme is catalysing the reaction is the
dependent variable. You need to decide:

how you are going to measure it, including
the choice o meter or other measuring
device, or example an electronic stop
3
Other actors that could aect the dependent are
control variables. You need to decide:

what all the control variables are;

how each o them can be kept constant;

what level they should be kept at, or
example temperature should be kept at
the optimum or the enzyme i pH is being
investigated, but actors that might inhibit
enzymes should be kept at a minimum level.
101
2
M O L E C U L AR B I O LO G Y
enzym xprimnts
Experimental investigation o a actor afecting enzyme activity.
There are many worthwhile enzyme experiments.
The method that ollows can be used to
investigate the eect o substrate concentration on
the activity o catalase.
C atalase is one o the most widespread enzymes.
It catalyses the conversion o hydrogen peroxide,
a toxic by- product o metabolism, into water and
oxygen. The apparatus shown in fgure 1 0 can be
used to investigate the activity o catalase in yeast.
The experiment could be repeated using the same
concentration o yeast, but dierent hydrogen
peroxide concentrations. Another possible
investigation would be to assess the catalase
concentrations in other cell types, such as liver,
kidney or germinating seeds. These tissues would
have to be macerated and then mixed with water
at the same concentration as the yeast.
1
D escribe how the activity o the enzyme
catalase could be measured using the
apparatus shown in fgure 1 0.
[2 ]
2
Explain why a yeast suspension must always
be thoroughly stirred beore a sample o it is
taken or use in an experiment.
[2]
3
S tate two actors, apart rom enzyme
concentration, that should be kept
 Figure 11
102
Enzyme experiment
constant i investigating the eect o
substrate concentration.
[2 ]
4
Predict whether the enzyme activity will
change more i substrate concentration is
increased by 0. 2 mol dm - 3 or i it is decreased
by the same amount.
[2 ]
5
Explain why tissues such as liver must be
macerated beore investigating catalase
activity in them.
[2 ]
Safety goggles must be worn if this experiment
is performed. Care should be taken not to get
hydrogen peroxide on the skin.
oxygen
yeast
three-way tap
measuring cylinder
water
0.8 mol dm 2 3
hydrogen peroxide
 Figure 10
Apparatus for measuring catalase activity
water
2 . 5 en z yM e s
data-ba qutio: Designing an experiment to fnd the eect o temperature on lipase.
Lipase converts fats into fatty acids and glycerol. It
therefore causes a decrease in pH. This pH change
can be used to measure the activity of lipase.
Figure 1 2 shows suitable apparatus.
2
tube contents mixed when both
have reached target temperature
thermometer 3
4
thermostatically
controlled
water bath
 Figure 12
lipase
[2 ]
b) S tate the units for measuring the
dependent variable.
[1 ]
c) Explain the need for at least three
replicate results for each temperature
in this experiment.
[2 ]
a) List the control factors that must be
kept constant in this experiment.
[3 ]
b) Explain how these control factors can
be kept constant.
[2 ]
c) S uggest a suitable level for each
control factor.
[3 ]
S uggest reasons for:
a) milk being used to provide a source of
lipids in this experiment rather than
vegetable oil.
[1 ]
milk mixed with
sodium carbonate (an alkali)
and phenolphthalein
(a pH indicator)
b) the thermometer being placed in the
tube containing the larger, rather than
the smaller, volume of liquid
[1 ]
Apparatus for investigating the activity of lipase
Phenolphthalein is pink in alkaline conditions,
but becomes colourless when the pH drops to
7. The time taken for this colour change can be
used to measure the activity of lipase at different
temperatures. Alternatively, pH changes could
be followed using a pH probe and data- logging
software.
1
a) Explain how you would measure the
dependent variable accurately.
c) the substrate being added to the
enzyme, rather than the enzyme to
the substrate.
5
S ketch the shape of graph that you would
expect from this experiment, with a
temperature range from 0 C to 80 C on
the x- axis and time taken for the indicator
to change colour on the y- axis.
[2 ]
6
Explain whether lipase from human pancreas
or from germinating castor oil seeds would
be expected to have the higher optimum
temperature.
[2 ]
a) State the independent variable in this
experiment and how you would vary it. [2 ]
b) S tate the units for measuring the
independent variable.
[1 ]
c) State an appropriate range for the
independent variable.
[2 ]
[1 ]
Immobilized enzymes
Immobilized enzymes are widely used in industry.
In 1 897 the B uchner brothers, Hans and E duard, showed that an
extract of yeast, containing no yeast cells, would convert sucrose into
alcohol. The door was opened to the use of enzymes to catalyse chemical
processes outside living cells.
Louis Pasteur had claimed that fermentation of sugars to alcohol could
only occur if living cells were present. This was part of the theory of
103
2
M O L E C U L AR B I O LO G Y
toK
Wha is he diference beween
dgma and hery?
Ater the discovery in the 19th century
o the conversion o sugar into alcohol
by yeast, a dispute developed between
two scientists, Justus von Liebig and
Louis Pasteur. In 1860 Pasteur argued
that this process, called ermentation,
could not occur unless live yeast cells
were present. Liebig claimed that
the process was chemical and that
living cells were not needed. Pasteurs
view refected the vitalistic dogma 
that the substances in animals and
plants could only be made under the
infuence o a vital spirit or vital
orce. These contrasting views were
as much infuenced by political and
religious actors as by scientic
evidence. The dispute was only
resolved ater the death o both men.
In 1897 the Buchner brothers, Hans
and Eduard, showed that an extract o
yeast, containing no yeast cells, did
indeed convert sucrose into alcohol.
The vitalistic dogma was overthrown
and the door was opened to the use
o enzymes to catalyse chemical
processes outside living cells.
vitalism, which stated that substances in animals and plants can only
be made under the infuence o a vital spirit or vital orce. The
articial synthesis o urea, described in sub- topic 2 . 1 , had provided
evidence against vitalism, but the B uchners research provided a clearer
alsication o the theory.
More than 5 00 enzymes now have commercial uses. Figure 1 3 shows a
classication o commercially useul enzymes. Some enzymes are used in
more than one type o industry.
other industries 5%
agriculture 11%
miscellaneous 4%
medical 21%
biosensor 16%
food & nutrition 23%
biotechnology 46%
environment 13%
energy 3%
 Figure 13
The enzymes used in industry are usually immobilized. This is
attachment o the enzymes to another material or into aggregations,
so that movement o the enzyme is restricted. There are many ways o
doing this, including attaching the enzymes to a glass surace, trapping
them in an alginate gel, or bonding them together to orm enzyme
aggregates o up to 0. 1 mm diameter.
Enzyme immobilization has several advantages.
104

The enzyme can easily be separated rom the products o the
reaction, stopping the reaction at the ideal time and preventing
contamination o the products.

Ater being retrieved rom the reaction mixture the enzyme may be
recycled, giving useul cost savings, especially as many enzymes are
very expensive.

Immobilization increases the stability o enzymes to changes in
temperature and pH, reducing the rate at which they are degraded
and have to be replaced.

S ubstrates can be exposed to higher enzyme concentrations than
with dissolved enzymes, speeding up reaction rates.
2 . 6 s tru ctu r e o f d n a an d r n a
lctose-free mik
Methods o production o lactose-ree milk and its advantages.
Lactose is the sugar that is naturally present in milk.
It can be converted into glucose and galactose by the
enzyme lactase: lactose  glucose + galactose.
Lactase is obtained rom Kluveromyces lactis,
a type o yeast that grows naturally in milk.
B iotechnology companies culture the yeast,
extract the lactase rom the yeast and puriy
it or sale to ood manuacturing companies.
There are several reasons or using lactase in
ood processing:


S ome people are lactose-intolerant and cannot
drink more than about 2 5 0 ml o milk per day,
unless it is lactose- reduced ( see fgure 1 4) .
Galactose and glucose are sweeter than
lactose, so less sugar needs to be added to
sweet oods containing milk, such as milk
shakes or ruit yoghurt.

Lactose tends to crystallize during the
production o ice cream, giving a gritty
texture. B ecause glucose and galactose
are more soluble than lactose they remain
dissolved, giving a smoother texture.

B acteria erment glucose and galactose more
quickly than lactose, so the production o
yoghurt and cottage cheese is aster.
Thailand
South India
Crete
France
Finland
Sweden
0%
50%
100%
lactose intolerance
 Figure 14 Rates of lactose intolerance
2.6 s  dna  rna
understnding
 The nucleic acids DNA and RNA are polymers o
nucleotides.
 DNA difers rom RNA in the number o strands
normally present, the base composition and
the type o pentose.
 DNA is a double helix made o two antiparallel
strands o nucleotides linked by hydrogen
bonding between complementary base pairs.
Ntre of science
 Using models as representation o the real
world: Crick and Watson used model-making to
discover the structure o DNA.
appictions
 Crick and Watsons elucidation o the structure
o DNA using model-making.
Skis
 Drawing simple diagrams o the structure o
single nucleotides and o DNA and RNA, using
circles, pentagons and rectangles to represent
phosphates, pentoses and bases.
105
2
M O L E C U L AR B I O LO G Y
Nucleic cids nd nucleotides
The nucleic acids DNA and RNA are polymers o
nucleotides.
phosphate
sugar
base
O
O
P
O
5
CH 2
O
O
1
C
C
N
Nucleic acids were frst discovered in material extracted rom the nuclei
o cells, hence their name. There are two types o nucleic acid: D NA
and RNA. Nucleic acids are very large molecules that are constructed by
linking together nucleotides to orm a polymer.
Nucleotides consist o three parts:
4
C3
2
OH
 Figure 1
C

a sugar, which has fve carbon atoms, so is a pentose sugar;
OH

a p hosp hate group, which is the acidic, negatively- charged part o
nucleic acids; and

a base that contains nitrogen and has either one or two rings o
atoms in its structure.
The parts of a nucleotide
Figure 1 shows these parts and how they are linked together. The base
and the phosphate are both linked by covalent bonds to the pentose
sugar. Figure 2 shows a nucleotide in symbolic orm.
To link nucleotides together into a chain or polymer, covalent bonds are
ormed between the phosphate o one nucleotide and the pentose sugar
o the next nucleotide. This creates a strong backbone or the molecule o
alternating sugar and phosphate groups, with a base linked to each sugar.
 Figure 2
A simpler representation of a
nucleotide
There are our dierent bases in both D NA and RNA, so there are our
dierent nucleotides. The our dierent nucleotides can be linked
together in any sequence, because the phosphate and sugar used to link
them are the same in every nucleotide. Any base sequence is thereore
possible along a D NA or RNA molecule. This is the key to nucleic acids
acting as a store o genetic inormation  the base sequence is the store
o inormation and the sugar phosphate backbone ensures that the store
is stable and secure.
Difeences between DNa nd rNa
DNA difers rom RNA in the number o strands normally
present, the base composition and the type o pentose.
HOH 2 C
OH
O
H
H
H
H
OH
HOH 2 C
H
2
There are usually two polymers o nucleotides in D NA but only one
in RNA. The polymers are oten reerred to as strands, so D NA is
double- stranded and RNA is single-stranded.
3
The our bases in D NA are adenine, cytosine, guanine and
thymine. The our bases in RNA are adenine, cytosine, guanine
and uracil, so the dierence is that uracil is present instead o
thymine in RNA.
H
OH
OH
The sugar within DNA is
deoxyribose (top) and the sugar in
RNA is ribose (bottom)
106
The sugar within D NA is deoxyribose and the sugar in RNA is ribose.
Figure 3 shows that deoxyribose has one ewer oxygen atom than
ribose. The ull names o D NA and RNA are based on the type o
sugar in them  deoxyribonucleic acid and ribonucleic acid.
OH
H
 Figure 3
1
H
O
H
There are three important dierences between the two types o nucleic
acid:
2 . 6 s tru ctu r e o f d n a an d r n a
d-b qi: Chargafs data
D NA samples from a range of species were
analysed in terms of their nucleotide composition
by Edwin C hargaff, an Austrian biochemist, and
by others. The data is presented in table 1 .
1
2
C ompare the base composition of
Mycobacterium tuberculosis ( a prokaryote)
with the base composition of the eukaryotes
shown in the table.
[2 ]
C alculate the base ratio A+ G/T + C , for
humans and for Mycobacterium tuberculosis.
S how your working.
[2 ]
s  dna
Gp
3
4
5
E valuate the claim that in the D NA of
eukaryotes and prokaryotes the amount
of adenine and thymine are equal and
the amounts of guanine and cytosine
are equal.
[2 ]
E xplain the ratios between the amounts
of bases in eukaryotes and prokaryotes in
terms of the structure of D NA.
[2 ]
S uggest reasons for the difference in the
base composition of bacteriophage T2 and
the polio virus.
[2 ]
ai
Gi
cyi
thymi
Human
Mammal
31.0
19.1
18.4
31.5
Cattle
Mammal
28.7
22.2
22.0
27.2
Salmon
Fish
29.7
20.8
20.4
29.1
Sea urchin
Invertebrate
32.8
17.7
17.4
32.1
Wheat
Plant
27.3
22.7
22.8
27.1
Yeast
Fungus
31.3
18.7
17.1
32.9
Mycobacterium tuberculosis
Bacteriophage T2
Polio virus
Bacterium
Virus
Virus
15.1
32.6
30.4
34.9
18.2
25.4
35.4
16.6
19.5
14.6
32.6
0.0
 Table 1
Dwing DNa nd rNa molecules
Drawing simple diagrams of the structure of single
nucleotides and of DNA and RNA, using circles,
pentagons and rectangles to represent phosphates,
pentoses and bases.
The structure of D NA and RNA molecules can be shown in diagrams
using simple symbols for the subunits:

circles for phosphates;

pentagons for pentose sugar;

rectangles for bases.
Figure 2 shows the structure of a nucleotide, using these symbols. The
base and the phosphate are linked to the pentose sugar. The base is
linked to C 1  the carbon atom on the right hand side of the pentose
sugar. The phosphate is linked to C 5  the carbon atom on the side
 Figure 4 Simplifed
diagram o RNA
107
2
M O L E C U L AR B I O LO G Y
covalent bond
P
S
A
P
chain on the upper let side o the pentose sugar. The positions o
these carbon atoms are shown in fgure 1 .
S
T
To show the structure o RNA, draw a polymer o nucleotides, with a
line to show the covalent bond linking the phosphate group o each
nucleotide to the pentose in the next nucleotide. The phosphate is
linked to C 3 o the pentose  the carbon atom that is on the lower let.
P
P
S
C
S
G
P
S
P
S
G
I you have drawn the structure o RNA correctly, the two ends o
the polymer will be dierent. They are reerred to as the 3  and the 5 
terminals.
P

The phosphate o another nucleotide could be linked to the C 3
atom o the 3  terminal.

The pentose o another nucleotide could be linked to the
phosphate o the 5  terminal.
S
A
T
P
S
C
P
P
Hydrogen bonds are formed
between two bases
Key:
S  sugar
A
P  phosphate
C
T
 nitrogenous bases
G
 Figure 5 Simplifed
diagram o DNA
Structure of DNa
5 end
3 end
complementary
base pairs
S
P
S
P
A
T
S
G
S
C
P
hydrogen
bonds
S
P
P
C
S
S
G
P
A
T
P
S
S
S
P
S
P
T
S
S
P
G
P
C
S
G
Each strand consists o a chain o nucleotides linked by covalent bonds.
P

The two strands are parallel but run in opposite directions so they are
said to be antiparallel. O ne strand is oriented in the direction 5  to 3 
and the other is oriented in the direction 3  to 5 .

The two strands are wound together to orm a double helix.

The strands are held together by hydrogen bonds between the
nitrogenous bases. Adenine ( A) is always paired with thymine
( T) and guanine ( G) with cytosine ( C ) . This is reerred to as
comp lementary base p airing, meaning that A and T complement
each other by orming base pairs and similarly G and C complement
each other by orming base pairs.
G
S
S
P
S
P
S
sugarphosphate
backbone
S
C
S 3 end
P
5 end
 Figure 6 The double helix
108
D rawings o the structure o D NA on paper cannot show all eatures o
the three-dimensional structure o the molecule. Figure 6 represents
some o these eatures.

P
S
DNA is a double helix made of two antiparallel strands
of nucleotides linked by hydrogen bonding between
complementary base pairs.
P
A
C
A
P
P
P
C
T
G
S
S
To show the structure o DNA, draw a strand o nucleotides, as with
RNA, then a second strand alongside the frst. The second strand
should be run in the opposite direction, so that at each end o the DNA
molecule, one strand has a C 3 terminal and the other a C 5 terminal. The
two strands are linked by hydrogen bonds between the bases. Add letters
or names to indicate the bases. Adenine (A) only pairs with thymine (T)
and cytosine (C ) only pairs with guanine (G) .
2 . 6 s tru ctu r e o f d n a an d r n a
d-b qi: The bases in DNA
Look at the molecular models in fgure 7 and
answer the ollowing questions.
1
2
3
Identiy three similarities between adenine
and guanine.
[3 ]
S tate one dierence between adenine and
the other bases.
[1 ]
4
C ompare the structure o cytosine and
thymine.
Each o the bases in D NA has a nitrogen
atom bonded to a hydrogen atom in a
similar position, which appears in the lower
let in each case in fgure 7. D educe how
this nitrogen is used when a nucleotide is
being assembled rom its subunits.
[2 ]
5
Guanine
Adenine
[4]
Although the bases have some shared
eatures, each one has a distinctive chemical
structure and shape. Remembering the
unction o D NA, explain the importance or
the bases each to be distinctive.
[5 ]
Cytosine
Thymine
 Figure 7
Molecular models
Using models as representation of the real world:
Crick and Watson used model-making to discover the
structure of DNA.
The word model in English is derived rom the Latin word modus,
meaning manner or method. Models were originally architects
plans, showing how a new building might be constructed. Threedimensional models were then developed to give a more realistic
impression o what a proposed building would be like.
Molecular models also show a possible structure in three dimensions,
but whereas architects models are used to decide whether a building
should become reality in the uture, molecular models help us to
discover what the structure o a molecule actually is.
Models in science are not always three- dimensional and do not
always propose structures. They can be theoretical concepts and
they can represent systems or processes. The common eature o
models is that they are proposals, which are made to be tested. As
with architecture, models in science are oten rej ected and replaced.
Model- making played a critical part in C rick and Watsons discovery
o the structure o D NA, but it took two attempts beore they were
successul.
109
2
M O L E C U L AR B I O LO G Y
toK
crik nd Wtsons models of DNa struture
Wha is he relaive rle 
cmpeiin and cperain in
scienifc research?
Crick and Watsons discovery o the structure o DNA
using model-making.
Three prominent research groups
openly competed to elucidate the
structure o DNA: Watson and Crick
were working at Cambridge; Maurice
Wilkins and Rosalind Franklin were
working at Kings College o the
University o London; and Linus
Pauling's research group was operating
out o Caltech in the United States.
C rick and Watsons success in discovering the structure o D NA was
based on using the evidence to develop possible structures or D NA
and testing them by model- building. Their rst model consisted o a
triple helix, with bases on the outside o the molecule and magnesium
holding the two strands together with ionic bonds to the phosphate
groups on each strand. The helical structure and the spacing between
subunits in the helix tted the X- ray diraction pattern obtained by
Rosalind Franklin.
A stereotype o scientists is that they
take a dispassionate approach to
investigation. The truth is that science is
a social endeavour involving a number
o emotion-infuenced interactions
between science. In addition to the
joy o discovery, scientists seek the
esteem o their community. Within
research groups, collaboration is
important, but outside o their research
group competition oten restricts open
communication that might accelerate
the pace o scientic discovery. On the
other hand, competition may motivate
ambitious scientists to work tirelessly.
It was dicult to get all parts o this model to t together satisactorily
and it was rej ected when Franklin pointed out that there would not
be enough magnesium available to orm the cross links between the
strands. Another deciency o this rst model was that is that it did
not take account o C hargas nding that the amount o adenine
equals the thymine and the amount o cytosine equals the amount
o guanine.
To investigate the relationship between the bases in D NA pieces o
cardboard were cut out to represent their shapes. These showed that
A- T and C - G base pairs could be ormed, with hydrogen bonds linking
the bases. The base pairs were equal in length so would t between
two outer sugar-phosphate backbones.
Another fash o insight was needed to make the parts o the
molecule t together: the two strands in the helix had to run in
opposite directions  they must be antiparallel. C rick and Watson
were then able to build their second model o the structure o
D NA. They used metal rods and sheeting cut to shape and held
together with small clamps. B ond lengths were all to scale and bond
angles correct. Figure 8 shows C rick and Watson with the newly
constructed model.
The model convinced all those who saw it. A typical comment was It
j ust looked right. The structure immediately suggested a mechanism
or copying D NA. It also led quickly to the realization that the genetic
code must consist o triplets o bases. In many ways the discovery o
D NA structure started the great molecular biology revolution, with
eects that are still reverberating in science and in society.
 Figure 8 Crick and
110
Watson and their DNA model
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n
2.7 dna p, p
 
understnding
 The replication o DNA is semi-conservative and







depends on complementary base pairing.
Helicase unwinds the double helix and
separates the two strands by breaking
hydrogen bonds.
DNA polymerase links nucleotides together to
orm a new strand, using the pre-existing strand
as a template.
Transcription is the synthesis o mRNA
copied rom the DNA base sequences by RNA
polymerase.
Translation is synthesis o polypeptides on
ribosomes.
The amino acid sequence o polypeptides is
determined by mRNA according to the genetic
code.
Codons o three bases on mRNA correspond to
one amino acid in a polypeptide.
Translation depends on complementary
base pairing between codons on mRNA and
anticodons on tRNA.
applictions
 Use o Taq DNA polymerase to produce multiple
copies o DNA rapidly by the polymerase chain
reaction (PCR) .
 Production o human insulin in bacteria as an
example o the universality o the genetic code
allowing gene transer between species.
Skills
 Use a table o the genetic code to deduce which
codon(s) corresponds to which amino acid.
 Analysis o Meselson and Stahls results
to obtain support or the theory o semiconservative replication o DNA.
 Use a table o mRNA codons and their
corresponding amino acids to deduce the
sequence o amino acids coded by a short
mRNA strand o known base sequence.
 Deducing the DNA base sequence or the
mRNA strand.
Ntre of science
 Obtaining evidence or scientifc theories:
Meselson and Stahl obtained evidence or the
semi-conservative replication o DNA.
Semi-conservtive repliction of DNa
The replication o DNA is semi-conservative and depends
on complementary base pairing.
When a cell prepares to divide, the two strands o the double helix
separate ( see fgure 2 ) . Each o these original strands serves as a guide,
or template, or the creation o a new strand. The new strands are
ormed by adding nucleotides, one by one, and linking them together.
The result is two D NA molecules, both composed o an original strand
and a newly synthesized strand. For this reason, D NA replication is
reerred to as being semi-conservative.
111
2
M O L E C U L AR B I O LO G Y
adenine
thymine
cytosine
guanine
guanine
cytosine
thymine
The base sequence on the template strand determines the base sequence on
the new strand. Only a nucleotide carrying a base that is complementary to
the next base on the template strand can successully be added to the new
strand (fgure 1 ) .
This is because complementary bases orm hydrogen bonds with each
other, stabilizing the structure. I a nucleotide with the wrong base started
to be inserted, hydrogen bonding between bases would not occur and the
nucleotide would not be added to the chain. The rule that one base always
pairs with another is called complementary base pairing. It ensures
that the two D NA molecules that result rom DNA replication are identical
in their base sequences to the parent molecule that was replicated.
obtaining evidence fr the thery f semicnservative replicatin
adenine
Obtaining evidence or scientifc theories: Meselson
and Stahl obtained evidence or the semi-conservative
replication o DNA.
 Figure 1
S emi- conservative replication is an example o a scientifc theory that
seemed intuitively right, but nonetheless needed to be backed up
with evidence. Laboratories around the world attempted to confrm
experimentally that replication o D NA is semi- conservative and soon
convincing evidence had been obtained.
Parental DNA
G C
C G
C G
A T
G C
T A
T A
C G
Replication fork
A T
G
C
A
T
G C
T A
C
T A
T A
C G
T A
C
C
G
A
A T
A T
C G
T A
A T
A T
G C
A T
T A
G
Parental
strand
 Figure 2
G C
A T
T A
G C
New
strand
New Parental
strand strand
Semi-conservative replication
In 1 95 8 Matthew Meselson and Franklin S tahl published the results
o exceedingly elegant experiments that provided very strong
evidence or semi- conservative replication. They used 1 5 N, a rare
isotope o nitrogen that has one more neutron than the normal
14
N isotope, so is denser. In the 1 93 0s Harold Urey had developed
methods o puriying stable isotopes that could be used as tracers in
biochemical pathways. 1 5 N was one o these.
Meselson and S tahl devised a new method o separating D NA
containing 1 5 N in its bases rom D NA with 1 4N. The technique is
called caesium chloride density gradient centriugation. A solution
o caesium chloride is spun in an ultracentriuge at nearly 45 , 000
revolutions per minute or 2 0 hours. The dense caesium ions tend
to move towards the bottom o the tube but do not sediment ully
because o diusion. A gradient is established, with the greatest
caesium concentration, and thereore density, at the bottom and
the lowest at the top o the tube. Any substance centriuged with
the caesium chloride solution becomes concentrated at a level
corresponding with its density.
Meselson and S tahl cultured the bacterium E. coli or ourteen
generations in a medium where the only nitrogen source was 1 5 N.
Almost all nitrogen atoms in the bases o the D NA in the bacteria
were thereore 1 5 N. They then transerred the bacteria abruptly to a
medium in which all the nitrogen was 1 4 N. At the temperature used
to culture them, the generation time was 5 0 minutes  the bacteria
divided and thereore replicated their D NA once every 5 0 minutes.
112
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n
Meselson and S tahl collected samples o D NA rom the bacterial
culture or several hours rom the time when it was transerred to
the 1 4 N medium. They extracted the D NA and measured its density
by caesium chloride density gradient centriugation. The D NA
could be detected because it absorbs ultraviolet light, and so
created a dark band when the tubes were illuminated with
ultraviolet. Figure 3 shows the results. In the next part o this
sub- topic there is guidance in how to analyse the changes in
position o the dark bands.
avy
nw xpm hqu
Meselson and Stahl used three
techniques in their experiments
that that were relatively new.
Identiy a technique used by
them that was developed:
a) by Urey in the 1930s
b) by Pickels in the 1 940s
c) by M eselson and Stahl
them selves in the 1 950s.
avy
0
0.3
0.7
1.0
1.5
2.0
2.5
3.0
4.0
generations
 Figure 3
Meselson nd Sthls DNa repliction
experiments
Analysis o Meselson and Stahls results to obtain support
or the theory o semi-conservative replication o DNA.
The data- based question below will guide you through the analysis o
Meselson and S tahls results and help to build your skills in this aspect
o science.
Mg h vy
To model helicase activity you
could use some two-stranded rope
or string and a split key ring. The
strands in the rope are helical and
represent the two strands in DNA.
Open the key ring and put one
strand o the rope inside it. Close
the ring so that the other strand
is outside. Slide the ring along the
string to separate the strands.
What problems are revealed by this
model o the activity o helicase?
Use the internet to fnd the solution
used by living organisms.
d-b qu: The Meselson and Stahl experiment
In order or cell division to occur, DNA must be
duplicated to ensure that progeny cells have the
same genetic inormation as the parent cells. The
process o duplicating DNA is termed replication.
The MeselsonStahl experiment sought to
understand the mechanism o replication. Did it
occur in a conservative ashion, a semi-conservative
ashion or in a dispersive ashion (see fgure 4) ?
Meselson and Stahl grew E. coli in a medium
containing heavy nitrogen ( 1 5 N) or a number
o generations. They then transerred the bacteria
to a 1 4N medium. S amples o the bacteria were
taken over a period o time and separated by
density gradient centriugation, a method in
which heavier molecules settle urther down
in acentriuge tube than lighter ones.
1
The single band o D NA at the start
( 0 generations) had a density o 1 . 72 4 g cm -3 .
The main band o D NA ater our generations
had a density o 1 . 71 0 g cm -3 . Explain how
D NA with a lower density had been produced
by the bacteria.
[2 ]
113
2
M O L E C U L AR B I O LO G Y
2
a) Estimate the density o the D NA ater one
generation.
[2 ]
b) Explain whether the density o D NA ater
one generation alsifes any o the three
possible mechanisms or D NA replication
shown in fgure 4.
[3 ]
3
4
5
6
Predict the results o centriuging a
mixture o D NA rom 0 generations and
2  generations.
[2 ]
a) D escribe the results ater two generations,
including the density o the D NA.
[3 ]
b) E xplain whether the results ater
two generations alsiy any o the
three possible mechanisms or D NA
replication.
[3 ]
Explain the results ater three and our
generations.
[2 ]
Figure 4 shows D NA rom E. coli at the start
( 0 generations) and ater one generation,
with strands o D NA containing 1 5 N shown
red and strands containing 1 4N shown green.
Redraw either ( a) , ( b) or ( c) , choosing the
mechanism that is supported by Meselson
and S tahls experiment. Each D NA molecule
can be shown as two parallel lines rather
than a helix and the colours do not have to
be red and green. D raw the D NA or two
more generations o replication in a medium
containing 1 4N.
[3 ]
Dispersive
Conservative Semi-conservative
Newly synthesized strand
Original template strand
 Figure 4 Three possible mechanisms for
DNA replication
Helicase
Helicase unwinds the double helix and separates the two
strands by breaking hydrogen bonds.
B eore D NA replication can occur, the two strands o the molecule
must separate so that they can each act as a template or the ormation
o a new strand. The separation is carried out by helicases, a group o
enzymes that use energy rom ATP. The energy is required or breaking
hydrogen bonds between complementary bases.
One well-studied helicase consists o six globular polypeptides arranged
in a donut shape. The polypeptides assemble with one strand o the D NA
molecule passing through the centre o the donut and the other outside
it. Energy rom ATP is used to move the helicase along the DNA molecule,
breaking the hydrogen bonds between bases and parting the two stands.
D ouble- stranded D NA cannot be split into two strands while it is still
helical. Helicase thereore causes the unwinding o the helix at the same
time as it separates the strands.
114
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n
DNa polymese
DNA polymerase links nucleotides together to form a new
strand, using the pre-existing strand as a template.
O nce helicase has unwound the double helix and split the D NA into two
strands, replication can begin. Each o the two strands acts as a template
or the ormation o a new strand. The assembly o the new strands is
carried out by the enzyme D NA polymerase.
D NA polymerase always moves along the template strand in the same
direction, adding one nucleotide at a time. Free nucleotides with each
o the our possible bases are available in the area where D NA is being
replicated. Each time a nucleotide is added to the new strand, only
one o the our types o nucleotide has the base that can pair with the
base at the position reached on the template strand. D NA polymerase
brings nucleotides into the position where hydrogen bonds could orm,
but unless this happens and a complementary base pair is ormed, the
nucleotide breaks away again.
O nce a nucleotide with the correct base has been brought into position
and hydrogen bonds have been ormed between the two bases, D NA
polymerase links it to the end o the new strand. This is done by
making a covalent bond between the phosphate group o the ree
nucleotide and the sugar o the nucleotide at the existing end o the
new strand. The pentose sugar is the 3  terminal and the phosphate
group is the 5  terminal, so D NA polymerase adds on the 5  terminal o
the ree nucleotide to the 3  terminal o the existing strand.
D NA polymerase gradually moves along the template strand, assembling
the new strand with a base sequence complementary to the template
strand. It does this with a very high degree o fdelity  very ew mistakes
are made during D NA replication.
Pcr  the polymese hin etion
Use of Taq DNA polymerase to produce multiple copies of DNA rapidly by the
polymerase chain reaction (PCR) .
The polymerase chain reaction ( PC R) is a
technique used to make many copies o a selected
D NA sequence. O nly a very small quantity o the
D NA is needed at the start. The D NA is loaded
into a PC R machine in which a cycle o steps
repeatedly doubles the quantity o the selected
D NA. This involves double- stranded D NA being
separated into two single strands at one stage o
the cycle and single strands combining to orm
double-stranded D NA at another stage.
The two strands in D NA are held together by
hydrogen bonds. These are weak interactions,
but in a D NA molecule there are large numbers
o them so they hold the two strands together
successully at the temperatures normally
encountered by most cells. I D NA is heated to a
high temperature, the hydrogen bonds eventually
break and the two strands separate. I the D NA
is then cooled hydrogen bonds can orm, so the
strands pair up again. This is called re- annealing.
The PC R machine separates DNA strands by heating
them to 95 C or fteen seconds. It then cools
the DNA quickly to 5 4 C . This would allow reannealing o parent strands to orm double-stranded
DNA. However, a large excess o short sections o
single-stranded DNA called primers is present. The
115
2
M O L E C U L AR B I O LO G Y
primers bind rapidly to target sequences and as a
large excess o primers is present, they prevent the
re-annealing o the parent strands. C opying o the
single parent strands then starts rom the primers.
The next stage in PCR is synthesis o doublestranded DNA, using the single strands with
primers as templates. The enzyme Taq DNA
polymerase is used to do this. It was obtained rom
a bacterium, Thermus aquaticus, ound in hot springs,
including those o Yellowstone National Park. The
temperatures o these springs range rom 50 C to
80 C. Enzymes in most organisms would rapidly
denature at such high temperatures, but those o
Thermus aquaticus, including its DNA polymerase, are
adapted to be very heat-stable to resist denaturation.
Taq DNA polymerase is used because it can resist
the brie period at 95 C used to separate the DNA
strands. It would work at the lower temperature
o 5 4 C that is used to attach the primers, but
its optimum temperature is 72 C . The reaction
mixture is thereore heated to this temperature or
the period when Taq DNA polymerase is working.
At this temperature it adds about 1 ,000 nucleotides
per minute, a very rapid rate o DNA replication.
When enough time has elapsed or replication
o the selected base sequence to be complete,
the next cycle is started by heating to 95 C . A
cycle o PC R can be completed in less than two
minutes. Thirty cycles, which ampliy the D NA
by a actor o a billion, take less than an hour.
With the help o Taq D NA polymerase, PC R allows
the production o huge numbers o copies o a
selected base sequence in a very short time.
Select the DNA
sequence to be copied
Twice as many DNA
molecules can be copied
in the next cycle
Raise temperature
15 seconds to 95C to separate
the two strands
80 seconds
Raise temperature to 72C to
allow rapid DNA replication by
Taq DNA polymerase
 Figure 5
Lower temperature
abruptly to 54C to
allow binding of
primers to DNA
25 seconds
 Figure 6
Transcription
Transcription is the synthesis of mRNA copied from the
DNA base sequences by RNA polymerase.
This sequence o bases in a gene does not, in itsel, give any observable
characteristic in an organism. The unction o most genes is to speciy the
sequence o amino acids in a particular polypeptide. It is proteins that
oten directly or indirectly determine the observable characteristics o an
individual. Two processes are needed to produce a specifc polypeptide,
using the base sequence o a gene. The frst o these is transcrip tion.
Transcription is the synthesis o RNA, using D NA as a template. B ecause
RNA is single- stranded, transcription only occurs along one o the two
strands o D NA. What ollows is an outline o transcription:

116
The enzyme RNA polymerase binds to a site on the D NA at the start
o a gene.
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n

RNA polymerase moves along the gene separating D NA into single
strands and pairing up RNA nucleotides with complementary bases
on one strand o the D NA. There is no thymine in RNA, so uracil
pairs in a complementary ashion with adenine.

RNA polymerase orms covalent bonds between the RNA nucleotides.

The RNA separates rom the D NA and the double helix reorms.

Transcription stops at the end o the gene and the completed RNA
molecule is released.
The product o transcription is a molecule o RNA with a base sequence
that is complementary to the template strand o D NA. This RNA has a
base sequence that is identical to the other strand, with one exception 
there is uracil in place o thymine. So, to make an RNA copy o the
base sequence o one strand o a D NA molecule, the other strand is
transcribed. The D NA strand with the same base sequence as the RNA
is called the sense strand. The other strand that acts as the template
and has a complementary base sequence to both the RNA and the sense
strand is called the antisense strand.
RNA polymerase
free RNA nucleotides
direction of
transcription
antisense strand of DNA
3
5
5
3
sense strand of DNA
RNA molecule
 Figure 7
The second o the two processes needed to produce a specifc
polypeptide is translation. Translation is the synthesis o a polypeptide,
with an amino acid sequence determined by the base sequence o a
molecule o RNA. The production o RNA by transcription and how its
base sequence is determined by a gene was described in the previous
part o this sub- topic.
Translation takes place on cell structures in the cytoplasm known as
ribosomes. Ribosomes are complex structures that consist o a small and
a large subunit, with binding sites or each o the molecules that take part
in the translation. Figure 9 shows the two subunits o a ribosome. Each is
composed o RNA molecules (pink and yellow) and proteins (purple) . Part
o the large subunit (green) is the site that makes peptide bonds between
amino acids, to link them together into a polypeptide.
TRANSCRIPTION
Translation is synthesis of polypeptides on ribosomes.
DNA
RNA
TRANSLATION
Translation
POLYPEPTIDE
 Figure 8
117
2
M O L E C U L AR B I O LO G Y
 Figure 9
Large and small subunits of the ribosome with proteins shown in purple, ribosomal
RNA in pink and yellow and the site that catalyses the formation of peptide bonds green
Messenge rNa nd the genetic code
The amino acid sequence of polypeptides is determined
by mRNA according to the genetic code.
RNA that carries the inormation needed to synthesize a polypeptide
is called messenger RNA, usually abbreviated to mRNA. The length o
mRNA molecules varies depending on the number o amino acids in the
polypeptide but an average length or mammals is about 2,000 nucleotides.
In the genome there are many dierent genes that carry the inormation
needed to make a polypeptide with a specifc amino acid sequence. At
any time a cell will only need to make some o these polypeptides. O nly
certain genes are thereore transcribed and only certain types o mRNA
will be available or translation in the cytoplasm. C ells that need or
secrete large amounts o a particular polypeptide make many copies o
the mRNA or that polypeptide. For example, insulin- secreting cells in
the pancreas make many copies o the mRNA needed to make insulin.
Although most RNA is mRNA, there are other types; or example,
transer RNA is involved in decoding the base sequence o mRNA into an
amino acid sequence during translation and ribosomal RNA is part o the
structure o the ribosome. They are usually reerred to as tRNA and rRNA.
data-base questions: Interpreting electron micrographs
The electron micrographs in fgure 1 0 show
transcription, translation and D NA replication.
show up more clearly. Identiy each o these
structures:
1
a) the red structure in the central micrograph
2
118
D educe, with reasons, which process is
occurring in each electron micrograph.
The colour in the electron micrographs has
been added to make the dierent structures
[5 ]
b) the thin blue molecule near the lower
edge o the right- hand micrograph
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n
c) the blue molecules o variable length
attached to this thin blue molecule
e) the green molecules in the let- hand
micrograph.
[5]
d) the red molecule in the let-hand micrograph
 Figure 10
codons
Codons of three bases on mRNA correspond
to one amino acid in a polypeptide.
The translation dictionary that enables the
cellular machinery to convert the base sequence on
the mRNA into an amino acid sequence is called
the genetic code. There are our dierent bases and
twenty amino acids, so one base cannot code or
one amino acid. There are sixteen combinations o
two bases, which is still too ew to code or all o
the twenty amino acids. Living organisms thereore
use a triplet code, with groups o three bases coding
or an amino acid.
A sequence o three bases on the mRNA is called
a codon. E ach codon codes or a specifc amino
acid to be added to the polypeptide. Table 1 lists
all o the 64 possible codons. The three bases o an
mRNA codon are designated in the table as frst,
second and third positions.
Note that dierent codons can code or the same
amino acid. For example the codons GUU and
GUC both code or the amino acid valine. For this
reason, the code is said to be degenerate. Note
also that three codons are stop codons that code
or the end o translation.
Amino acids are carried on another kind o RNA,
called tRNA. Each amino acid is carried by a
specifc tRNA, which has a three- base anticodon
complementary to the mRNA codon or that
particular amino acid.
f
p
(5 )
U
C
A
G
s p
u
Phe
Phe
Leu
Leu
Leu
Leu
Leu
Leu
IIe
IIe
IIe
Met
Val
Val
Val
Val
c
Ser
Ser
Ser
Ser
Pro
Pro
Pro
Pro
Thr
Thr
Thr
Thr
Ala
Ala
Ala
Ala
a
Tyr
Tyr
Stop
Stop
His
His
Gln
Gln
Asn
Asn
Lys
Lys
Asp
Asp
Glu
Glu
G
Cys
Cys
Stop
Trp
Arg
Arg
Arg
Arg
Ser
Ser
Arg
Arg
Gly
Gly
Gly
Gly
th
p
(3 )
U
C
A
G
U
C
A
G
U
C
A
G
U
C
A
G
 Table 1
119
2
M O L E C U L AR B I O LO G Y
Deoding base sequenes
Use of a table of the genetic code to deduce which codon(s) corresponds to which
amino acid; use of a table of mRNA codons and their corresponding amino acids to
deduce the sequence of amino acids coded by a short mRNA strand of known base
sequence; deducing the DNA base sequence for the mRNA strand.
There is no need to try to memorize the genetic
code, but i a table showing it is available, you
should be able to make various deductions.
1
Which codons correspond to an amino acid?
Three letters are used to indicate each amino acid in
the table o the genetic code. Each o the 20 amino
acids has between one and six codons. Read o the
three letters o each codon or the amino acid. For
example, the amino acid methionine, shown as
Met on the table, has one codon which is AUG.
2
Questions
1
What base sequence in D NA would be
transcribed to give the base sequence of a
strand of mRNA?
A strand o mRNA is produced by transcribing the
anti- sense strand o the D NA. This thereore has a
D educe the codons or
a) Tryptophan ( Trp)
What amino acid sequence would be
translated from a sequence of codons in a
strand of mRNA?
The frst three bases in the mRNA sequence are the
codon or the frst amino acid, the next three bases
are the codon or the second base and so on. Look
down the let hand side o the table to fnd the frst
base o a codon, across the top o the table to fnd the
second base and down the right hand side to fnd the
third base. For example, GCA codes or the amino
acid alanine, which is abbreviated to Ala in the table.
3
base sequence complementary to the mRNA. For
example, the codon AUG in mRNA is transcribed
rom the base sequence TAC on the antisense
strand o the D NA. A longer example is that
the base sequence GUAC GUAC G is transcribed
rom C ATGC ATGC . Note that adenine pairs with
thymine in D NA but with uracil in RNA.
b) Tyrosine ( Tyr)
2
c) Arginine ( Arg)
[3 ]
D educe the amino acid sequences that
correspond to these mRNA sequences:
[3 ]
a) AC G
3
b) C AC GGG
c) C GC GC GAGG [3 ]
I mRNA contains the base sequence
C UC AUC GAAUAAC C C
a) deduce the amino acid sequence o
the polypeptide translated rom the
mRNA
[2 ]
b) deduce the base sequence o the
antisense strand transcribed to produce
the mRNA.
[2 ]
codons and antiodons
Translation depends on complementary base pairing
between codons on mRNA and anticodons on tRNA.
Three components work together to synthesize polypeptides by translation:
120

mRNA has a sequence o codons that specifes the amino acid
sequence o the polypeptide;

tRNA molecules have an anticodon o three bases that binds to a
complementary codon on mRNA and they carry the amino acid
corresponding to that codon;

ribosomes act as the binding site or mRNA and tRNAs and also
catalyse the assembly o the polypeptide.
2 . 7 d n a r e P l i c at i o n , t r a n s c r i P t i o n a n d t r a n s l at i o n
A summary o the main events o translation ollows:
1
An mRNA binds to the small subunit o the ribosome.
2
A molecule o tRNA with an anticodon complementary to the frst
codon to be translated on the mRNA binds to the ribosome.
3
A second tRNA with an anticodon complementary to the second
codon on the mRNA then binds. A maximum o two tRNAs can be
bound at the same time.
4
The ribosome transers the amino acid carried by the frst tRNA to the
amino acid on the second tRNA, by making a new peptide bond. The
second tRNA is then carrying a chain o two amino acids  a dipeptide.
5
The ribosome moves along the mRNA so the frst tRNA is released,
the second becomes the frst.
6
Another tRNA binds with an anticodon complementary to the next
codon on the mRNA.
7
The ribosome transers the chain o amino acids carried by the frst
tRNA to the amino acid on the second tRNA, by making a new
peptide bond.
S tages 4, 5 and 6 are repeated again and again, with one amino acid
added to the chain each time the cycle is repeated. The process continues
along the mRNA until a stop codon is reached, when the completed
polypeptide is released.
The accuracy o translation depends on complementary base pairing
between the anticodon on each tRNA and the codon on mRNA.
Mistakes are very rare, so polypeptides with a sequence o hundreds o
amino acids are regularly made with every amino acid correct.
amino acid
growing polypeptide chain
large sub unit of ribosome
tRNA
tRNA
mRNA
anticodon
 Figure 11
Production of human insulin in bacteria
Production of human insulin in bacteria as an example of the universality of the
genetic code allowing gene transfer between species.
D iabetes in some individuals is due to destruction
o cells in the pancreas that secrete the hormone
insulin. It can be treated by inj ecting insulin into
the blood. Porcine and bovine insulin, extracted
rom the pancreases o pigs and cattle, have both
been widely used. Porcine insulin has only one
dierence in amino acid sequence rom human
insulin and bovine insulin has three dierences.
S hark insulin, which has been used or treating
diabetics in Japan, has seventeen dierences.
121
2
M O L E C U L AR B I O LO G Y
D espite the dierences in the amino acid sequence
between animal and human insulin, they all bind
to the human insulin receptor and cause lowering
o blood glucose concentration. However, some
diabetics develop an allergy to animal insulins,
so it is preerable to use human insulin. In 1 982
human insulin became commercially available or
the rst time. It was produced using genetically
modied E. coli bacteria. S ince then methods o
production have been developed using yeast cells
and more recently safower plants.
Each o these species has been genetically
modied by transerring the gene or making
human insulin to it. This is done in such a way
that the gene is transcribed to produce mRNA and
the mRNA is translated to produce harvestable
quantities o insulin. The insulin produced has
exactly the same amino acid sequence as i the
gene was being transcribed and translated in
human cells.
This may seem
obvious, but it
depends on each
tRNA with a
particular anticodon
having the same
amino acid attached
to it as in humans. In
other words, E. coli,
yeast and safower
( a prokaryote, a
ungus and a plant)
all use the same
genetic code as
humans ( an animal) .
It is ortunate or
 Figure 12
genetic engineers
that all organisms, with very ew exceptions, use
the same genetic code as it makes gene transer
possible between widely diering species.
2.8 cell respiration
 Figure 12 Text to be added.
understnding
 Cell respiration is the controlled release o
energy rom organic compounds to produce
ATP.
 ATP rom cell respiration is immediately
available as a source o energy in the cell.
 Anaerobic cell respiration gives a small yield o
ATP rom glucose.
 Aerobic cell respiration requires oxygen and
gives a large yield o ATP rom glucose.
Ntre of science
 Assessing the ethics o scientifc research:
the use o invertebrates in respirometer
experiments has ethical implications.
122
applictions
 Use o anaerobic cell respiration in yeasts to
produce ethanol and carbon dioxide in baking.
 Lactate production in humans when anaerobic
respiration is used to maximize the power o
muscle contractions.
Skills
 Analysis o results rom experiments involving
measurement o respiration rates in germinating
seeds or invertebrates using a respirometer.
2 . 8 c e l l r e s P i r at i o n
relese of enegy by cell espition
Cell respiration is the controlled release of energy from
organic compounds to produce ATP.
C ell respiration is one o the unctions o lie that all living cells perorm.
O rganic compounds are broken down to release energy, which can then
be used in the cell. For example, energy is released in muscle fbres by
breaking down glucose into carbon dioxide and water. The energy can
then be used or muscle contraction.
In humans the source o the organic compounds broken down in cell
respiration is the ood that we eat. C arbohydrates and lipids are oten
used, but amino acids rom proteins may be used i we eat more protein
than needed. Plants use carbohydrates or lipids previously made by
photosynthesis.
 Figure 1
Breaking down 8 grams of glucose
in cell respiration provides enough energy to
sprint 100 metres
C ell respiration is carried out using enzymes in a careul and controlled
way, so that as much as possible o the energy released is retained
in a usable orm. This orm is a chemical substance called adenosine
triphosphate, almost always abbreviated to ATP. To make ATP, a
phosphate group is linked to adenosine diphosphate, or AD P. E nergy
is required to carry out this reaction. The energy comes rom the
breakdown o organic compounds.
ATP is not transerred rom cell to cell and all cells require a continuous
supply. This is the reason or cell respiration being an essential unction
o lie in all cells.
aTP is  souce of enegy
ATP from cell respiration is immediately available as a
source of energy in the cell.
C ells require energy or three main types o activity.

S ynthesizing large molecules like D NA, RNA and proteins.

Pumping molecules or ions across membranes by active transport.

Moving things around inside the cell, such as chromosomes,
vesicles, or in muscle cells the protein fbres that cause muscle
contraction.
cell respiration
ADP 1
phosphate
ATP
active cell processes
 Figure 2
The energy or all o these processes is supplied by ATP. The
advantage o ATP as an energy supply is that the energy is
immediately available. It is released simply by splitting ATP into AD P
and phosphate. The AD P and phosphate can then be reconverted to
ATP by cell respiration.
When energy rom ATP is used in cells, it is ultimately all converted
to heat. Although heat energy may be useul to keep an organism
warm, it cannot be reused or cell activities and is eventually lost to the
environment. This is the reason or cells requiring a continual source o
ATP or cell activities.
 Figure 3
Infra red photo of toucan
showing that it is warmer than its
surroundings due to heat generated
by respiration. Excess heat is
dissipated by sending warm blood
to the beak
123
2
M O L E C U L AR B I O LO G Y
anerobic respirtion
Anaerobic cell respiration gives a small yield of
ATP from glucose.
Glucose is broken down in anaerobic cell respiration without using any
oxygen. The yield o ATP is relatively small, but the ATP can be produced
quickly. Anaerobic cell respiration is thereore useul in three situations:
 Figure 4 The mud
in mangrove swamps is
defcient in oxygen. Mangrove trees have
evolved vertical roots called pneumatophores
which they use to obtain oxygen rom the air

when a short but rapid burst o ATP production is needed;

when oxygen supplies run out in respiring cells;

in environments that are decient in oxygen, or example
waterlogged soils.
The products o anaerobic respiration are not the same in all organisms.
In humans, glucose is converted to lactic acid, which is usually in a
dissolved orm known as lactate. In yeast and plants glucose is converted
to ethanol and carbon dioxide. B oth lactate and ethanol are toxic in
excess, so must be removed rom the cells that produce them, or be
produced in strictly limited quantities.
activity
S ummary equations
does bioethnol solve or mke more
problems?
glucose
There has been much debate about
bioethanol production. A renewable
fuel that cuts down on carbon
emissions is obviously desirable.
What are the arguments against
bioethanol production?
lactate
AD P ATP
This occurs in animals including humans.
glucose
ethanol + carbon dioxide
AD P ATP
This occurs in yeasts and plants.
Yest nd its uses
Use of anaerobic cell respiration in yeasts to produce
ethanol and carbon dioxide in baking.
Yeast is a unicellular ungus that occurs naturally in habitats where
glucose or other sugars are available, such as the surace o ruits.
It can respire either aerobically or anaerobically. Anaerobic cell
respiration in yeast is the basis or production o oods, drinks and
renewable energy.
B read is made by adding water to four, kneading the mixture to make
dough and then baking it. Usually an ingredient is added to the dough
to create bubbles o gas, so that the baked bread has a lighter texture.
Yeast is oten this ingredient. Ater kneading, the dough is kept
warm to encourage the yeast to respire. Any oxygen in the dough is
soon used up so the yeast carries out anaerobic cell respiration. The
carbon dioxide produced by anaerobic cell respiration cannot escape
rom the dough and orms bubbles. The swelling o the dough due to
 Figure 5
124
2 . 8 c e l l r e s P i r at i o n
the production o bubbles o carbon dioxide is called rising. Ethanol
is also produced by anaerobic cell respiration, but it evaporates
during baking.
B ioethanol is ethanol produced by living organisms, or use as
a renewable energy source. Although any plant matter can be
utilized as a eed stock and various living organisms can be used
to convert the plant matter into ethanol, most bioethanol is
produced rom sugar cane and corn ( maize) , using yeast. Yeast
converts sugars into ethanol in large ermenters by anaerobic
respiration. O nly sugars can be converted, so starch and cellulose
must rst be broken down into sugars. This is done using enzymes.
The ethanol produced by the yeasts is puried by distillation
and various methods are then used to remove water rom it to
improve its combustion. Most bioethanol is used as a uel in
vehicles, sometimes in a pure state and sometimes mixed with
gasoline ( petrol) .
 Figure 6
d-b qu: Monitoring anaerobic cell respiration in yeast
The apparatus in gure 7 was used to monitor
mass changes during the brewing o wine. The
fask was placed on an electronic balance, which
was connected to a computer or data-logging. The
results are shown in gure 8.
C alculate the total loss o mass during the
experiment and the mean daily loss.
airlock to
prevent
entry
of oxygen
electronic
balance
connected
to a datalogging
computer
yeast in a
solution of
sugar and
nutrients
E xplain the loss o mass.
3
S uggest two reasons or the increasing rate
o mass loss rom the start o the experiment
until day 6.
[2 ]
4
S uggest two reasons or the mass remaining
constant rom day 1 1 onwards.
[2 ]
[3 ]
555
550
545
555.00
 Figure 7
[3 ]
560
mass / g
1
2
Yeast data-logging apparatus
0
1
2
3
4
5
6 7 8 9
time / days
 Figure 8 Monitoring anaerobic cell
10 11 12 13
respiration in yeast
anerobic respirtion in humns
Lactate production in humans when anaerobic respiration is used to maximize the
power of muscle contractions.
The lungs and blood system supply oxygen to
most organs o the body rapidly enough or
aerobic respiration to be used, but sometimes we
resort to anaerobic cell respiration in muscles. The
reason is that anaerobic respiration can supply
ATP very rapidly or a short period o time. It is
125
2
M O L E C U L AR B I O LO G Y
thereore used when we need to maximize the
power o muscle contractions.
In our ancestors maximally powerul muscle
contractions will have been needed or survival
by allowing escape rom a predator or catching o
prey during times o ood shortage. These events
rarely occur in our lives today. Instead anaerobic
respiration is more likely to be used during
training or sport. These are examples:

weight liters during the lit;

short- distance runners in races up to 400
metres;

long- distance runners, cyclists and rowers
during a sprint fnish.
Anaerobic cell respiration involves the production
o lactate, so when it is being used to supply ATP,
the concentration o lactate in a muscle increases.
There is a limit to the concentration that the body
can tolerate and this limits how much anaerobic
respiration can be done. This is the reason or the
short timescale over which the power o muscle
contractions can be maximized. We can only sprint
or a short distance  not more than 400 metres.
Ater vigorous muscle contractions, the lactate
must be broken down. This involves the use o
oxygen. It can take several minutes or enough
oxygen to be absorbed or all lactate to be broken
down. The demand or oxygen that builds up
during a period o anaerobic respiration is called
the oxygen debt.
 Figure 9
Short bursts of intense exercise are fuelled
by ATP from anaerobic cell respiration
aerobic respirtion
Aerobic cell respiration requires oxygen and gives a large
yield of ATP from glucose.
I oxygen is available to a cell, glucose can be more ully broken down
to release a greater quantity o energy than in anaerobic cell respiration.
Whereas the yield o ATP is only two molecules per glucose with
anaerobic cell respiration, it is more than thirty per glucose with aerobic
cell respiration.
Aerobic cell respiration involves a series o chemical reactions. C arbon
dioxide and water are produced. In most organisms carbon dioxide is a
waste product that has to be excreted, but the water is oten useul. In
humans about hal a litre is produced per day.
glucose + oxygen
carbon dioxide + water
AD P to ATP
 Figure 10
The desert rat never needs to drink
despite only eating dry foods, because aerobic
cell respiration supplies its water needs
126
In eukaryotic cells most o the reactions o aerobic cell respiration,
including all o the reactions that produce carbon dioxide, happen inside
the mitochondrion.
2 . 8 c e l l r e s P i r at i o n
respiometes
Analysis of results from experiments involving measurement of respiration rates in
germinating seeds or invertebrates using a respirometer.
A respirometer is any device that is used to
measure respiration rate. There are many possible
designs. Most involve these parts:
in volume. I possible the temperature inside
the respirometer should be controlled using a
thermostatically controlled water bath.

A sealed glass or plastic container in which the
organism or tissue is placed.
Respirometers can be used to perorm various
experiments:

An alkali, such as potassium hydroxide, to
absorb carbon dioxide.

the respiration rate o dierent organisms
could be compared;

A capillary tube containing fuid, connected to
the container.

the eect o temperature on respiration rate
could be investigated;

respiration rates could be compared in active
and inactive organisms.
O ne possible design o respirometer is shown
in gure 1 1 , but it is possible to design simpler
versions that require only a syringe with a
capillary tube attached to it.
I the respirometer is working correctly and
the organisms inside are carrying out aerobic
cell respiration, the volume o air inside the
respirometer will reduce and the fuid in the
capillary tube will move towards the container
with the organisms. This is because oxygen is used
up and carbon dioxide produced by aerobic cell
respiration is absorbed by the alkali.
The position o the fuid should be recorded
several times. I the rate o movement o the
fuid is relatively even, the results are reliable.
I the temperature inside the respirometer
fuctuates, the results will not be reliable because
an increase in air temperature causes an increase
graduated 1 cm 3
syringe
wire basket containing
animal tissue
lter paper rolled
to form a wick
potassium hydroxide
solution
capillary tube
 Figure 11
Diagram of a respirometer
The table below shows the results o an experiment
in which the eect o temperature on respiration in
germinating pea seeds was investigated.
To analyse these results you should rst check to
see i the repeats at each temperature are close
enough or you to decide that the results are reliable.
You should then calculate mean results or each
temperature. The next stage is to plot a graph o the
mean results, with temperature on the horizontal
x-axis and the rate o movement o fuid on the
vertical y-axis. Range bars can be added to the
graph by plotting the lowest and highest result at
each temperature and joining them with a ruled
line. The graph will allow you to conclude what the
relationship is between the temperature and the
respiration rate o the germinating peas.
tmpu
(c)
Mvm  fud  pm
(mm m - 1 )
1
dg
2d
dg
3d
dg
5
2.0
1.5
2.0
10
2.5
2.5
3.0
15
3.5
4.0
4.0
20
5.5
5.0
6.0
25
6.5
8.0
7.5
30
11.5
11.0
9.5
127
2
M O L E C U L AR B I O LO G Y
data-bas qustions: Oxygen consumption in tobacco hornworms
1
a) Predict, using the data in the graphs, how
the respiration rate o a larva will change
as it grows rom moulting until it reaches
the critical weight.
[1 ]
b) Explain the change in respiration rate that
you have described.
[2 ]
2
a) D iscuss the trends in respiration rate in
larvae above the critical weight.
[2 ]
3
S uggest a reason or earlier moulting in larvae
reared in air with reduced oxygen content. [2 ]
before critical weight
5th instar
0.12
0.10
0.08
0.06
0.04
0.02
after critical weight
0.16
0.14
0.12
0.10
0.08
1
0.025
2
3
4
5
6
4th instar
0.020
0.015
0.010
0.005
7 8 9 10 11 12 13
0.032
0.030
0.028
0.026
0.024
0.022
0.020
0.018
0.20.30.40.50.60.70.80.9
0.007
0.006
0.005
0.004
0.003
0.002
0.001
0.000
3rd instar
4 6
0.0 0.0
weight (g)
1.0 1.1 1.2 1.3 1.4
0.009
0.008
0.007
0.006
0.005
0.004
0.003
6 18
0.1 0 .
weight (g)
0.2
0
0.2
2
0.2
4
0.2
6
Each data point on the graphs shows the body mass
and respiration rate o one larva. For each instar the
results have been divided into younger larvae with
low to intermediate body mass and older larvae
with intermediate to high body mass. The results
are plotted on separate graphs. The intermediate
body mass is reerred to as the critical weight.
The researchers reared some tobacco hornworms
in air with reduced oxygen content. They ound
that the instar larvae moulted at a lower body mass
than larvae reared in normal air with 2 0% oxygen.
0.0
8
0.1
0
0.1
2
0.1
4
The graphs below (fgure 1 2 ) show measurements
made using a simple respirometer o the respiration
rate o 3rd, 4th and 5 th instar larvae. D etails o
the methods are given in the paper published by
the biologists who carried out the research. The
reerence to the research is C allier V and Nijhout
H F (2 01 1 ) C ontrol o body size by oxygen supply
reveals size-dependent and size-independent
mechanisms o molting and metamorphosis.
PNAS;1 08:1 46641 4669. This paper is reely
available on the internet at http://www.pnas.org/
content/1 08/35 /1 4664.ull.pd+ html.
b) S uggest reasons or the dierence in the
trends between the periods below and
above the critical weight.
[2 ]
respiration rate (ml O 2 /min)
Tobacco hornworms are the larvae o Manduca sexta.
Adults o this species are moths. Larvae emerge
rom the eggs laid by the adult emale moths. There
are a series o larval stages called instars. Each
instar grows and then changes into the next one
by shedding its exoskeleton and developing a new
larger one. The exoskeleton includes the tracheal
tubes that supply oxygen to the tissues.
 Figure 12
Respiration rates of tobacco hornworms (after
Callier and Nijhout, 2011)
ethics of animal us in rspiromtrs
Assessing the ethics o scientifc research: the use o invertebrates in
respirometer experiments has ethical implications.
It is important or all scientists to assess the
ethics o their research. There has been intense
debate about the ethics o using animals in
experiments. When discussing ethical issues, do
128
we consider the consequences such as benefts
to students who are learning science? D o we
consider intentions? For example, i the animals
are harmed unintentionally does that change
2 . 9 Ph o to s yn th e s i s
whether the experiment was ethical or not? Are
there absolute principles o right and wrong: or
example, can we say that animals should never
be subj ect to conditions that are outside what
they would encounter in their natural habitat?
B eore carrying out respirometer experiments
involving animals these questions should
be answered to help to decide whether the
experiments are ethically acceptable:
1
Is it acceptable to remove animals rom their
natural habitat or use in an experiment and
can they be saely returned to their habitat?
2
Will the animals suer pain or any other harm
during the experiment?
3
C an the risk o accidents that cause pain or
suering to the animals be minimized during
the experiment? In particular, can contact
with the alkali be prevented?
4
Is the use o animals in the experiment
essential or is there an alternative method that
avoids using animals?
It is particularly important to consider the ethics o
animal use in respirometer experiments because the
International B accalaureate Organization has issued
a directive that laboratory or eld experiments and
investigations need to be undertaken in an ethical
way. An important aspect o this is that experiments
should not be undertaken in schools that infict
pain or harm on humans or other living animals.
2.9 P
understnding
 Photosynthesis is the production o carbon





compounds in cells using light energy.
Visible light has a range o wavelengths with
violet the shortest wavelength and red the
longest.
Chlorophyll absorbs red and blue light most
eectively and refects green light more than
other colours.
Oxygen is produced in photosynthesis rom
photolysis o water.
Energy is needed to produce carbohydrates and
other carbon compounds rom carbon dioxide.
Temperature, light intensity and carbon dioxide
concentration are possible limiting actors on
the rate o photosynthesis.
applictions
 Changes to the Earths atmosphere, oceans and
rock deposition due to photosynthesis.
Skills
 Design o experiments to investigate limiting
actors on photosynthesis.
 Separation o photosynthetic pigments by
chromatography.
 Drawing an absorption spectrum or chlorophyll
and an action spectrum or photosynthesis.
Ntre of science
 Experimental design: controlling relevant
variables in photosynthesis experiments is
essential.
129
2
M O L E C U L AR B I O LO G Y
What is photosynthesis?
Photosynthesis is the production of carbon compounds in
cells using light energy.
Living organisms require complex carbon compounds to build the
structure of their cells and to carry out life processes. S ome organisms
are able to make all the carbon compounds that they need using only
light energy and simple inorganic substances such as carbon dioxide and
water. The process that does this is called photosynthesis.
Photosynthesis is an example of energy conversion, as light energy
is converted into chemical energy in carbon compounds. The carbon
compounds produced include carbohydrates, proteins and lipids.
 Figure 2
The trees in one hectare of redwood
forest in California can have a biomass of more
than 4,000 tonnes, mostly carbon compounds
produced by photosynthesis
 Figure 1
Leaves absorb carbon dioxide and light and use them in photosynthesis
Separating photosynthetic pigments by chromatography
Separation of photosynthetic pigments by chromatography. (Practical 4)
C hloroplasts contain several types of chlorophyll
and other pigments called accessory pigments.
B ecause these pigments absorb different ranges of
wavelength of light, they look a different colour to
us. Pigments can be separated by chromatography.
You may be familiar with paper chromatography
but thin layer chromatography gives better results.
This is done with a plastic strip that has been
coated with a thin layer of a porous material.
A spot containing pigments extracted from leaf
tissue is placed near one end of the strip. A
solvent is allowed to run up the strip, to separate
the different types of pigment.
130
1
Tear up a leaf into small pieces and put them
in a mortar.
2
Add a small amount of sand for grinding.
 Figure 3
Thin layer chromatography
2 . 9 Ph o to s yn th e s i s
3
Add a small volume o propanone ( acetone) .
4
Use the pestle to grind the lea tissue and
dissolve out the pigments.
Carotene
orange
0.98
5
I the propanone all evaporates, add a little more.
Chlorophyll a
blue green
0.59
6
When the propanone has turned dark green,
allow the sand and other solids to settle, then
pour the propanone o into a watch glass.
Chlorophyll b
yellow green
0.42
Phaeophytin
olive green
0.81
Xanthophyll 1
yellow
0.28
Xanthophyll 2
yellow
0.15
7
8
9
Use a hair drier to evaporate o all the
propanone and water rom the cells cytoplasm.
When you have just a smear o dry pigments
in the watch glass, add 34 drops o propanone
and use a paint brush to dissolve the pigments.
Use the paint brush to transer a very small
amount o the pigment solution to the
TLC strip. Your aim is to make a very small
spot o pigment in the middle o the strip,
1 0 millimetres rom one end. It should be very
dark. This is achieved by repeatedly putting a
small drop onto the strip and then allowing it
to dry beore adding another amount. You can
speed up drying by blowing on the spot or by
using the hair drier.
1 0 When the spot is dark enough, slide the other
end o the strip into the slot in a cork or bung
that fts into a tube that is wider than the TLC
strip. The slot should hold the strip frmly.
1 1 Insert the cork and strip into a specimen tube.
The TLC strip should extend nearly to the
bottom o the tube, but not quite touch.
sp
umb
clu
da
mv
(mm)
1
2
3
4
5
rf
nam f
pgm
Pgm
clu f
pgm
rf
1 2 Mark the outside o the tube j ust below the
level o the spot on the TLC strip.
1 3 Take the strip and cork out o the
tube.
1 4 Pour running solvent into the specimen tube
up to the level that you marked.
1 5 Place the specimen tube on a lab bench
where it will not be disturbed. C areully
lower the TLC strip and cork into the
tube, so that the tube is sealed and the
TLC strip is j ust dipping into the running
solvent.  The solvent must NO T touch the
pigment spot.
1 6 Leave the tube completely alone or about
fve minutes, to allow the solvent to run
up through the TLC strip. You can watch
the pigments separate, but D O NO T TO UC H
THE  TUB E .
1 7 When the solvent has nearly reached the
top o the strip, remove it rom the tube and
separate it rom the cork.
1 8 Rule two pencil lines across the strip, one at
the level reached by the solvent and one at the
level o the initial pigment spot.
1 9 D raw a circle around each o the separated
pigment spots and a cross in the centre o
the circle.
6
7
8
 Figure 4 Chromatogram
of leaf pigments
Table o standard R  values
131
2
M O L E C U L AR B I O LO G Y
2 0 Using a ruler with millimetre markings,
measure the distance moved by the running
solvent ( the distance between the two lines)
and the distance moved by each pigment ( the
distance between the lower line and the cross
in the centre o the circle) .
2 1 C alculate the R  or each pigment, where R  is
the distance run by the pigment divided by the
distance run by the solvent.
22 Show all your results in the table above, starting
with the pigment that had moved least ar.
Waveengths of ight
Visible light has a range o wavelengths with violet the
shortest wavelength and red the longest.
Sunlight or simply light is made up o all the wavelengths o electromagnetic
radiation that our eyes can detect. It is thereore visible to us and other
wavelengths are invisible. There is a spectrum o electromagnetic radiation
rom very short to very long wavelengths. Shorter wavelengths such as
X-rays and ultraviolet radiation have high energy; longer wavelengths such
as inrared radiation and radio waves have lower energy. Visible light has
wavelengths longer than ultraviolet and shorter than inrared. The range o
wavelengths o visible light is 400 to 700 nanometres.
When droplets o water in the sky split sunlight up and a rainbow is
ormed, dierent colours o light are visible. This is because sunlight is
a mixture o dierent wavelengths, which we see as dierent colours,
including violet, blue, green and red. Violet and blue are the shorter
wavelengths and red is the longest wavelength.
The wavelengths o light that are detected by the eye are also those used
by plants in photosynthesis. A reason or this is that they are emitted by
the sun and penetrate the E arths atmosphere in larger quantities than
other wavelengths, so are particularly abundant.
 Figure 5 In
a rainbow the wavelengths of
visible light are separated
solar radiation reaching the
Earths surface/W m 2 2
1.5
blue 5 4502 500 nm
green 5 5252 575 nm
red
5 6502 700 nm
1.0
0.5
0
500
1000
1500
2000
2500
3000
wavelength /nm
 Figure 6 The spectrum
of electromagnetic radiation reaching the Earths surface
light absorption by chorophy
Chlorophyll absorbs red and blue light most eectively
and refects green light more than other colours.
132
The frst stage in photosynthesis is the absorption o sunlight. This
involves chemical substances called pigments. A white or transparent
substance does not absorb visible light. Pigments are substances that do
2 . 9 Ph o to s yn th e s i s
absorb light and thereore appear coloured to us. Pigments that absorb
all o the colours appear black, because they emit no light.
There are pigments that absorb some wavelengths o visible light but
not others. For example, the pigment in a gentian fower absorbs all
colours except blue. It appears blue to us, because this part o the
sunlight is refected and can pass into our eye, to be detected by cells in
the retina.
Photosynthesizing organisms use a range o pigments, but the main
photosynthetic pigment is chlorophyll. There are various orms o
chlorophyll but they all appear green to us. This is because they absorb
red and blue light very eectively, but the intermediate green light
much less eectively. Wavelengths o green light thereore are refected.
This is the reason or the main colour in ecosystems dominated by plants
being green.
 Figure 7
Gentian fowers contain the
pigment delphinidin, which refects blue
light and absorbs all other wavelengths.
absorption nd ction spectr
Drawing an absorption spectrum for chlorophyll and an action spectrum
for photosynthesis.

When drawing both action and absorption
spectra, the horizontal x-axis should have the
legend wavelength, with nanometres shown
as the units. The scale should extend rom 400
to 700 nanometres.

O n an action spectrum the y-axis should be
used or a measure o the relative amount
o photosynthesis. This is oten given as a
percentage o the maximum rate, with a scale
rom 0 to 1 00% .
It is not dicult to explain why action and absorption
spectra are very similar: photosynthesis can only
occur in wavelengths o light that chlorophyll or the
other photosynthetic pigments can absorb.
100
chlorophyll a
chlorophyll b
carotenoids
% absorption
An action spectrum is a graph showing the rate
o photosynthesis at each wavelength o light.
An absorption spectrum is a graph showing the
percentage o light absorbed at each wavelength
by a pigment or a group o pigments.
400
 Figure 8
500
600
wavelength (nm)
700
Absorption spectra o plant pigments
O n an absorption spectrum the y- axis should
have the legend % absorption, with a scale
rom 0 to 1 00% .

Ideally data points or specic wavelengths
should be plotted and then a smooth
curve be drawn through them. I this is
not possible, the curve rom a published
spectrum could be copied.
photosynthesis
(% of max rate)
100

400
 Figure 9
500
600
wavelength (nm)
700
Action spectrum o a plant pigment
133
2
M O L E C U L AR B I O LO G Y
data-bas qustions: Growth of tomato seedlings in red, green and blue light
Tomato seeds were germinated and grown
or 3 0 days in light produced by red, orange,
green and blue light emitting diodes. Four
dierent colours o LE D were tested and two
combinations o colours. In every treatment
the tomato plants received the same intensity
o photons o light. The peak wavelength o
light emitted by each wavelength is shown in
the table below, together with the mean lea
area and height o the seedlings. Plants oten
grow tall, with weak stems and small leaves
when they are receiving insufcient light or
photosynthesis.
1
Plot a graph to show the relationship between
wavelength, lea area and height. Hint: i
you need two dierent scales on the y-axis
you can put one on the let hand side o
the graph and the other on the right hand
side. D o not attempt to plot the results or
combinations o LE D s.
[6]
2
Using your graph, deduce the relationship
between the lea area o the seedlings and
their height.
[1 ]
3
E valuate the data in the table or a grower
o tomato crops in greenhouses who is
considering using LED s to provide light.
[3 ]
Pak wavngt o igt mitt
by led (nm)
la ara o sings
(m 2 )
higt o sings
(mm)
Red
630
5.26
192
Orange
600
4.87
172
Green
510
5.13
161
Blue
450
7.26
128
Red and Blue

5.62
99
Red, Green and Blue

5.92
85
coours o leds
Source: Xiaoying, Shirong, Taotao, Zhigang and Tezuka (2012) . Regulation o the growth and photosynthesis o cherry tomato
seedlings by diferent light irradiations o light emitting diodes (LED) . African Journal of Biotechnology Vol. 11(22) , pp. 6169-6177
oxygen prductin in phtsynthesis
Oxygen is produced in photosynthesis from photolysis
of water.
O ne o the essential steps in photosynthesis is the splitting o molecules
o water to release electrons needed in other stages.
H 2 O  4e  + 4H + + O 2
This reaction is called photolysis because it only happens in the light
and the word lysis means disintegration. All o the oxygen generated
in photosynthesis comes rom photolysis o water. O xygen is a waste
product and diuses away.
 Figure 10 Photosynthesizing organisms seem
insignicant in relation to the size o the Earth
but over billions o years they have changed it
signicantly
134
efts o potosyntsis on t eart
Changes to the Earths atmosphere, oceans and rock
deposition due to photosynthesis.
Prokaryotes were the frst organisms to perorm photosynthesis, starting
about 3,500 million years ago. They were joined millions o years later by
algae and plants, which have been carrying out photosynthesis ever since.
2 . 9 Ph o to s yn th e s i s
One consequence o photosynthesis is the rise in the oxygen concentration
o the atmosphere. This began about 2,400 million years ago (mya) , rising to
2% by volume by 2,200 mya. This is known as the Great Oxidation Event.
At the same time the E arth experienced its frst glaciation, presumably
due to a reduction in the greenhouse eect. This could have been due
to the rise in oxygenation causing a decrease in the concentration o
methane in the atmosphere and photosynthesis causing a decrease in
carbon dioxide concentration. B oth methane and carbon dioxide are
potent greenhouse gases.
The increase in oxygen concentrations in the oceans between 2 , 400 and
2 , 2 00 mya caused the oxidation o dissolved iron in the water, causing
it to precipitate onto the sea bed. A distinctive rock ormation was
produced called the banded iron ormation, with layers o iron oxide
alternating with other minerals. The reasons or the banding are not yet
ully understood. The banded iron ormations are the most important
iron ores, so it is thanks to photosynthesis in bacteria billions o years
ago that we have abundant supplies o steel today.
av
dfr mpr
Pl
cmp 
mpr (%)
CO 2
N2
Ar
O2 H 2O
98
1
1
0
0.04 78
1
21 0.1
Venus
Earth
Mars
0
96 2.5 1.5 2.5 0.1
What are the main diferences
between the composition o the
Earth's atmospheres and the
atmosphere o the other planets.
What is the cause o these
diferences?
The oxygen concentration o the atmosphere remained at about 2 % rom
2 , 2 00 mya until about 75 0- 63 5 mya. There was then a signifcant rise to
2 0% or more. This corresponds with the period when many groups o
multicellular organisms were evolving.
40
av
30
lg 
20
1500
10
CO 2 uptake/mol h 2 1
oxygen/% of atmosphere
50
1000
0
4.0
3.0
2.0
Millions of years ago ( 1,000)
1.0
0
 Figure 11
Production of carbohydrates
75 150 225 300
light intensity /J dm 2 2 s 2 1
of an experiment in which the rate
of photosynthesis was found by
measuring the uptake of carbon dioxide
1
What is the reason or a CO 2
uptake rate o  200 in
darkness?
2
What can you predict about cell
respiration and photosynthesis
at the point where the net rate o
CO 2 uptake is zero?
carbon dioxide + water  carbohydrate + oxygen
To carry out this process, energy is required. A chemical reaction that
involves putting in energy is described as endothermic. Reactions
involving the production o oxygen are usually endothermic in living
systems. Reactions involving combining smaller molecules to make
larger ones are also oten endothermic and molecules o carbohydrate
such as glucose are much larger than carbon dioxide or water.
0
200
 Figure 12 The graph shows the results
Energy is needed to produce carbohydrates and other
carbon compounds rom carbon dioxide.
Plants convert carbon dioxide and water into carbohydrates by
photosynthesis. The simple equation below summarizes the process:
500
135
2
M O L E C U L AR B I O LO G Y
ativity
increase in biomass of grass
/kg ha - 1 h - 1
co 2 nentrtin
40
30
limiting fators
20
Temperature, light intensity and carbon dioxide
concentration are possible limiting factors on the
rate of photosynthesis.
10
0
210
100 200 300 400
CO 2 /cm 3 m - 3 air
 Figure 13
In this graph the rate of
photosynthesis was measured
indirectly by measuring the change in
plant biomass.
1
2
The energy for the conversion of carbon dioxide into carbohydrate is
obtained by absorbing light. This is the reason for photosynthesis only
occurring in the light. The energy absorbed from light does not
disappear  it is converted to chemical energy in the carbohydrates.
The maximum carbon
dioxide concentration of the
atmosphere is 380 cm 3 m 3 air.
Why is the concentration often
lower near leaves?
In what weather conditions is
carbon dioxide concentration
likely to be the limiting factor
for photosynthesis?
The rate of photosynthesis in a plant can be affected by three
external factors:

temperature;

light intensity;

carbon dioxide concentration.
E ach of these factors can limit the rate if they are below the optimal
level. These three factors are therefore called limiting factors.
According to the concept of limiting factors, under any combination
of light intensity, temperature and carbon dioxide concentration, only
one of the factors is actually limiting the rate of photosynthesis. This
is the factor that is furthest from its optimum. If the factor is changed
to make it closer to the optimum, the rate of photosynthesis increases,
but changing the other factors will have no effect, as they are not the
limiting factor.
O f course, as the limiting factor is moved closer to its optimum, while
keeping the other factors constant, a point will be reached where
this factor is no longer the one that is furthest from its optimum and
another factor becomes the limiting factor. For example, at night, light
intensity is presumably the limiting factor for photosynthesis. When
the sun rises and light intensity increases, temperature will usually
take over as the limiting factor. As the temperature increases during
the morning, carbon dioxide concentration might well become the
limiting factor.
controed variabes in imiting fator
experiments
Experimental design: controlling relevant variables in
photosynthesis experiments is essential.
In any experiment, it is important to control all variables other than
the independent and dependent variable that you are investigating.
The independent variable is the one that you deliberately vary in the
experiment with a range of levels that you choose. The dependent
variable is what you measure during the experiment, to see if it is
affected by the independent variable.
136
2 . 9 Ph o to s yn th e s i s
It is essential during this type o experiment to be sure that the
independent variable is the only actor that could be aecting
the dependent variable. All other variables that might aect the
independent variable must thereore be controlled.
These are questions that you need to answer when you are designing
an experiment to investigate a limiting actor on photosynthesis:

Which limiting actor will you investigate? This will be your
independent variable.

How will you measure the rate o photosynthesis? This will be
your dependent variable.

How will you keep the other limiting actors at a constant and
optimal level? These will be your controlled variables.
Investigating limiting factors
Design of experiments to investigate limiting factors
on photosynthesis.
There are many possible experimental designs. A method that can be
used to investigate the eect o carbon dioxide concentration is given
below. You could either modiy this to investigate a dierent limiting
actor or you could develop an entirely dierent design.
Investigating the efect o carbon dioxide on photosynthesis
acv
tmprur
100
% of maximum rate
I a stem o pondweed such as Elodea, Cabomba or Myriophyllum is
placed upside- down in water and the end o the stem is cut, bubbles
o gas may be seen to escape. I these are collected and tested, they
are ound to be mostly oxygen, produced by photosynthesis. The
rate o oxygen production can be measured by counting the bubbles.
Factors that might aect the rate o photosynthesis can be varied to
fnd out what eect this has. In the method below carbon dioxide
concentration is varied.
50
0
1
Enough water to fll a large beaker is boiled and allowed to cool.
This removes carbon dioxide and other dissolved gases.
2
The water is poured repeatedly rom one beaker to another, to
oxygenate the water. Very little carbon dioxide will dissolve.
3
A stem o pondweed is placed upside-down in the water and the
end o its stem is cut. No bubbles are expected to emerge, as the
water contains almost no carbon dioxide. The temperature o the
water should be about 25 C and the water should be very brightly
illuminated. Suitable apparatus is shown in fgure 1 6.
1
Enough sodium hydrogen carbonate is added to the beaker to raise
the carbon dioxide concentration by 0.01 mol dm - 3 . I bubbles
emerge, they are counted or 3 0 seconds, repeating the counts
until two or three consistent results are obtained.
What was the optimum
temperature for
photosynthesis in this
plant?
2
What was the maximum
temperature for
photosynthesis?
4
0
10 20 30 40 50
temperature/C
 Figure 14 In
this graph the
rate of photosynthesis was
measured indirectly by
measuring the change in
plant biomass
137
2
M O L E C U L AR B I O LO G Y
sodium
hydrogen
carbonate
5
Enough sodium hydrogen carbonate is added to raise the
concentration by another 0.01 mol dm 3 . B ubble counts are done
in the same way.
6
The procedure above is repeated again and again until further
increases in carbon dioxide do not affect the rate of bubble
production.
Questions
1
pondweed
Why are the following procedures necessary?
a) B oiling and then cooling the water before the experiment.
b) Keeping the water at 2 5 C and brightly illuminating it.
c) Repeating bubble counts until several consistent counts have
been obtained.
water at 25 C
2
What other factor could be investigated using bubble counts with
pondweed and how would you design the experiment?
3
How could you make the measurement of the rate of oxygen
production more accurate?
light source
 Figure 15 Apparatus or measuring
photosynthesis rates in diferent
concentrations o carbon dioxide
138
Question s
Questions
1
2
Lipase is a digestive enzyme that accelerates
the breakdown o triglycerides in the small
intestine. In the laboratory, the rate o activity
o lipase can be detected by a decline in pH.
Explain what causes the pH to decline.
[4]
a) ( i)
( ii) S tate the mass units that are shown in
the equation.
[2 ]
b) ( i)
% of protien digested
c) Explain how it is possible to synthesize such
large masses o ATP during races.
[3 ]
d) D uring a 1 00 m race, 80 g o ATP is needed
but only 0.5 dm 3 o oxygen is consumed.
D educe how ATP is being produced.
[3 ]
lgh f Vm f xyg cmd  c
rac/m
rpra drg h rac/dm 3
immobilized
papain
80
dissolved
papain
60
C alculate the mass o ATP produced per
[2 ]
dm 3 o oxygen.
( ii) C alculate the mass o ATP produced per
race in table 1 .
[4]
Papain is a protease that can be extracted rom
pineapple ruits. Figure 1 7 shows the eect
o temperature on the activity o papain. The
experiment was perormed using papain dissolved
in water and then repeated with the same
quantity o papain that had been immobilized by
attaching it to a solid surace. The results show
the percentage o the protein in the reaction
mixture that was digested in a fxed time.
100
S tate the volume units that are shown
in the equation.
[1 ]
40
20
1500
36
10,000
150
42,300
700
 Table 1
0
 Figure 17
a) ( i)
O utline the eects o temperature on
the activity o dissolved papain.
[2 ]
( ii) E xplain the eects o temperature on
the activity o dissolved papain.
[2 ]
b) ( i)
C ompare the eect o temperature on
the activity o immobilized papain with
the eect on dissolved papain.
[2 ]
( ii) S uggest a reason or the dierence that
you have described.
[2 ]
(iii) In some parts o the human body,
enzymes are immobilized in membranes.
Suggest one enzyme and a part o the
body where it would be useul or it to
be immobilized in a membrane.
[2]
3
The equation below summarizes the results o
metabolic pathways used to produce ATP, using
energy rom the oxidation o glucose.
glucose + oxygen + (ADP + Pi) 
1 80 g 1 34.4 dm 3
1 8.25 kg
carbon dioxide + water + ATP
1 34.4 dm3
1 08 g 1 8.25 kg
4
Figure 1 8 shows the eects o varying light
intensity on the carbon dioxide absorption
by leaves, at dierent, fxed carbon dioxide
concentrations and temperatures.
a) D educe the limiting actor or
photosynthesis at:
( i) W
( ii) X
( iii) Y
( iv) Z.
[4]
b) Explain why curves I and II are the same
between 1 and 7 units o light intensity. [3 ]
c) Explain the negative values or carbon
dioxide absorption when the leaves were in
low light intensities.
[3 ]
13
12
11
10
9
8
7
6
5
4
3
2
1
0
-1
rate of CO 2 absorption / arbitrary units
20 30 40 50 60 70 80
temperature /C
 Figure 18
Z
IV 0.4%CO 2 at 30C
III 0.4%CO 2 at 20C
X
Y
II 0.13%CO 2 at 30C
I 0.13%CO 2 at 20C
W
1 2 3 4 5 6 7
light intensity / arbitrary units
139
2
M O L E C U L AR B I O LO G Y
5
Figure 1 9 shows the results o an experiment
in which Chlorella cells were given light o
wavelengths rom 660 nm ( red) up to 700 nm
( ar red) . The rate o oxygen production by
photosynthesis was measured and the yield
o oxygen per photon o light was calculated.
This gives a measure o the efciency
o photosynthesis at each wavelength.
The experiment was then repeated with
supplementary light with a wavelength o
65 0 nm at the same time as each o the
wavelengths rom 660 to 700 nm, but with the
same overall intensity o light as in the frst
experiment.
yeild of oxygen molecules per photon of light
with supplementary light
without supplementary light
0.10
0.05
680
700
wavelength (nm)
 Figure 19 Photon yield o photosynthesis in diferent light
intensities
140
b) D escribe the eect o the supplementary
light.
[2 ]
c) E xplain how the error bars help in drawing
conclusions rom this experiment.
[2 ]
d) The probable maximum yield o oxygen
was 0. 1 2 5 molecules per photon o light.
C alculate how many photons are needed
to produce one oxygen molecule in
photosynthesis.
[2 ]
e) O xygen production by photolysis involves
this reaction:
4H 2 O  O 2 + 2 H 2 O + 4H + + 4e E ach photon o light is used to excite an
electron ( raise it to a higher energy level) .
C alculate how many times each electron
produced by photolysis must be excited
during the reactions o photosynthesis. [2 ]
0.15
0
660
a) D escribe the relationship between
wavelength o light and oxygen yield,
when there was no supplementary light. [2 ]
3C E LGLE Bn IEOtLI CO sG Y
Iroducio
E very living organism inherits a blueprint or
lie rom its parents. The inheritance o genes
ollows patterns. C hromosomes carry genes in
a linear sequence that is shared by members
o a species. Alleles segregate during meiosis
allowing new combinations to be ormed by the
usion o gametes. B iologists have developed
techniques or artifcial manipulation o D NA,
cells and organisms.
3.1 Genes
Uderadig
 A gene is a heritable actor that consists o






a length o DNA and inuences a specic
characteristic.
A gene occupies a specic position on one type
o chromosome.
The various specic orms o a gene are alleles.
Alleles difer rom each other by one or a ew
bases only.
New alleles are ormed by mutation.
The genome is the whole o the genetic
inormation o an organism.
The entire base sequence o human genes was
sequenced in the Human Genome Project.
Applicaio
 The causes o sickle cell anemia, including a
base substitution mutation, a change to the
base sequence o mRNA transcribed rom it and
a change to the sequence o a polypeptide in
hemoglobin.
 Comparison o the number o genes in humans
with other species.
skill
 Use o a database to determine diferences in
the base sequence o a gene in two species.
naure of ciece
 Developments in scientic research ollow
improvements in technology: gene sequencers,
essentially lasers and optical detectors, are
used or the sequencing o genes.
141
3
G e n e ti cs
What is a gene?
A gene is a heritable actor that consists o a length o DNA
and infuences a specic characteristic.
Genetics is the branch o biology concerned with the storage o
inormation in living organisms and how this inormation can be passed
rom parents to progeny. The word genetics was used by biologists long
beore the method o inormation storage was understood. It came
rom the word genesis, meaning origins. B iologists were interested in
the origins o eatures such as baldness, blue eyes and much more.
S omething must be the cause o these eatures and be passed on to
ospring where the eatures would again develop.
Experiments in the 1 9th century showed that there were indeed actors
in living organisms that infuenced specic characteristics and that these
actors were heritable. They could be passed on to ospring by pea
plants, ruit fies and all other organisms. There was intense research
into genetics rom the early 2 0th century onwards and the word gene
was invented or the heritable actors.
O ne obvious question was the chemical composition o genes. B y the
middle o the 2 0th century there was strong evidence that genes were
made o D NA. There are relatively ew D NA molecules in a cell  j ust 46
in a typical human cell or example  yet there are thousands o genes. We
can thereore deduce that each gene consists o a much shorter length o
D NA than a chromosome and that each chromosome carries many genes.
Comparing numbers of genes
Comparison o the number o genes in humans with other species.
How many genes does it take to make a
bacterium, a banana plant or a bat, and how
many are needed to make a human? We
see ourselves as more complex in structure,
physiology and behaviour so we might expect to
Group
Prokaryotes
Brief description
Numbers of genes
Haemophilus infuenzae
Pathogenic bacterium
1,700
Escherichia coli
Gut bacterium
3,200
Protoctista
Trichomonas vaginalis
Unicellular parasite
60,000
Fungi
Saccharomyces cerevisiae (Yeast)
Unicellular ungus
6,000
Plants
Oryza sativa (Rice)
Crop grown or ood
41,000
Arabidopsis thaliana (Thale cress)
Small annual weed
26,000
Populus trichocarpa (Black cottonwood)
Large tree
46,000
Drosophila melanogaster (Fruit fy)
Larvae consume ripe ruit
14,000
Caenorhabditis elegans
Small soil roundworm
19,000
Homo sapiens (Humans)
Large omnivorous biped
23,000
Daphnia pulex (Water fea)
Small pond crustacean
31,000
Animals
142
Name of species
have more genes. The table shows whether this is
true. It gives a range o predicted gene numbers.
They are based on evidence rom the D NA o
these species but are not precise counts o gene
numbers as these are not yet known.
3 .1 GEN Es
Where are genes located?
Activity
A gene occupies a specifc position on one type
o chromosome.
Etimating the number of
human gene
E xperiments in which dierent varieties o plant or animals are crossed
show that genes are linked in groups and each group corresponds to one
o the types o chromosome in a species. For example, there are our
groups o linked genes in ruit fies and our types o chromosome. Maize
has ten groups o linked genes and ten types o chromosome and in
humans the number o both is 2 3 .
7q22.2
7q15.2
7q21.3
7q21.1
7q14.3
7q14.1
7q12.1
7q12.3
7q11.22
7q21.3
7q21.13
7q21.11
7q31.33
7q31.31
7q31.1
7q22.2
7q33
7q35
7q32.2
7q36.2
Each gene occupies a specic position on the type o chromosome where
it is located. This position is called the locus o the gene. Maps showing the
sequence o genes along chromosomes in ruit fies and other organisms
were produced by crossing experiments, but much more detailed maps
can now be produced when the genome o a species is sequenced.
In October 1970 Scientifc
American published an estimate
that the human genome might
consist o as many as 10 million
genes. How many times greater
than the current predicted
number is this? What reasons
can you give or such a huge
overestimate in 1970?
 Figure 1
Chromosome 7: an example o a human chromosome. It consists o a single DNA
molecule with approximately 170 million base pairs  about 5% o the human genome. The
pattern o banding, obtained by staining the chromosome, is diferent rom other human
chromosomes. Several thousand genes are located on chromosome 7, mostly in the light
bands, each o which has a unique identiying code. The locus o a ew o the genes on
chromosome 7 is shown
What are alleles?
The various specifc orms o a gene are alleles.
Gregor Mendel is usually regarded as the ather o genetics. He crossed
varieties o pea plants, or example tall pea plants with dwar peas and
white- fowered pea plants with purple-fowered. Mendel deduced that
the dierences between the varieties that he crossed together were due
to dierent heritable actors. We now know that these pairs o heritable
actors are alternative orms o the same gene. For example there are
two orms o the gene that infuences height, one making pea plants tall
and the other making the plants dwar.
These dierent orms are called alleles. There can be more than two
alleles o a gene. O ne o the rst examples o multiple alleles to be
discovered is in mice. A gene that infuences coat colour has three
alleles, making the mice yellow, grey and black. There are three alleles
o the gene in humans that determines AB O blood groups. In some cases
there are large numbers o dierent alleles o a gene, or example the
gene that infuences eye colour in ruit fies.
As alleles are alternative orms o the same gene, they occupy the same
position on one type o chromosome  they have the same locus. O nly
one allele can occupy the locus o the gene on a chromosome. Most
animal and plant cells have two copies o each type o chromosome, so
 Figure 2
Diferent coat colours in mice
143
3
G e n e ti cs
we can expect two copies o a gene to be present. These could be two o
the same allele o the gene or two dierent alleles.
Diferences between alleles
Alleles difer rom each other by one or a ew bases only.
A gene consists o a length o D NA, with a base sequence that can be
hundreds or thousands o bases long. The dierent alleles o a gene have
slight variations in the base sequence. Usually only one or a very small
number o bases are dierent, or example adenine might be present at
a particular position in the sequence in one allele and cytosine at that
position in another allele.
Positions in a gene where more than one base may be present are called
single nucleotide polymorphisms, abbreviated to S NPs and pronounced
snips. Several snips can be present in a gene, but even then the alleles o
the gene dier by only a ew bases.
Comparing genes
Use o a database to determine diferences in the base sequence o a gene
in two species
One outcome o the Human Genome Project is
that the techniques that were developed have
enabled the sequencing o other genomes. This
allows gene sequences to be compared. The results
o this comparison can be used to determine
evolutionary relationships. Also, the identifcation
o conserved sequences allows species to be chosen
or exploring the unction o that sequence.

C hoose Fast A and the sequence should
appear. C opy the sequence and paste it into
a .txt fle or notepad fle.

Repeat with a number o dierent species that
you want to compare and save the fles.

To have the computer align the sequence or
you, download the sotware called C lustalX
and run it.

In the File menu, choose Load S equences.

C hoose gene rom the search menu.


Enter the name o a gene plus the organism,
such as cytochrome oxidase 1 ( C O X1 ) or pan
( chimpanzee) .
S elect your fle. Your sequences should show
up in the C lustalX window.

Under the Alignment menu choose D o
C omplete Alignment. The example below
shows the sequence alignment o 9 dierent
organisms.
Move your mouse over the section Genomic
regions, transcripts, and products until
Nucleotide Links appears.


144
Go to the website called GenB ank
( http://www.ncbi. nlm.nih.gov/pubmed/)

Figure 3
3 .1 GEN Es
Data-baed quetion: COX-2, smoking and stomach cancer
C O X- 2 is a gene that codes or the enzyme
cyclooxygenase. The gene consists o over
6 , 000 nucleotides. Three single nucleotide
polymorphisms have been discovered that
are associated with gastric adenocarcinoma,
a cancer o the stomach. O ne o these S NPs
occurs at nucleotide 1 1 9 5 . The base at this
nucleotide can be either adenine or guanine. A
large survey in C hina involved sequencing both
copies o the C O X- 2 gene in 3 5 7 patients who
had developed gastric adenocarcinoma and in
9 85 people who did not have the disease. All o
these people were asked whether they had ever
smoked cigarettes.
Table 1 shows the 3 5 7 patients with gastric
adenocarcinoma categorized according to
whether they were smokers or non- smokers and
whether they had two copies o C O X-2 with G
at nucleotide 1 1 95 ( GG) or at least one copy o
the gene with A at this position ( AG or AA) . The
results are shown as percentages. Table 2 shows
the same categorization or the 985 people who
did not have this cancer.
1
Predict, using the data, which o bases G or
A is more common at nucleotide 1 1 95 in
the controls.
[2 ]
2
a) Calculate the total percentage o the patients
that were smokers and the total percentage
o controls that were smokers.
[2 ]
b) Explain the conclusion that can be drawn
rom the dierence in the percentages. [2 ]
3
4
D educe, with a reason, whether G or A
at nucleotide 1 1 95 is associated with an
increased risk o gastric adenocarcinoma.
[2 ]
D iscuss, using the data, whether the risk o
gastric adenocarcinoma is increased equally
in all smokers.
[2 ]
GG
AG or AA
Smokers
9.8%
43.7%
Non-smokers
9.5%
40.0%
 Table 1
Patients with cancer
GG
AG or AA
Smokers
9.4%
35.6%
Non-smokers
12.6%
42.4%
 Table 2
Patients without cancer
Mutation
Activity
New alleles are ormed by mutation.
New allele
New alleles are ormed rom other alleles by gene mutation. Mutations are
random changes  there is no mechanism or a particular mutation being
carried out. The most signifcant type o mutation is a base substitution.
One base in the sequence o a gene is replaced by a dierent base. For
example, i adenine was present at a particular point in the base sequence
it could be substituted by cytosine, guanine or thymine.
Recent research into mutation
involved nding the base
sequence o all genes in parents
and their ofspring. It showed that
there was one base mutation per
1.2  10 8 bases. Calculate how
many new alleles a child is likely
to have as a result o mutations
in their parents. Assume that
there are 25,000 human genes
and these genes are 2,000 bases
long on average.
A random change to an allele that has developed by evolution over
perhaps millions o years is unlikely to be benefcial. Almost all
mutations are thereore either neutral or harmul. S ome mutations
are lethal  they cause the death o the cell in which the mutation
occurs. Mutations in body cells are eliminated when the individual dies,
but mutations in cells that develop into gametes can be passed on to
ospring and cause genetic disease.
Source: Campbell, CD, et al. (2012)
Estimating the human mutation
rate using autozygosity in a founder
population. Nature Genetics, 44:
1277-1281. doi: 10.1038/ng.2418
145
3
G e n e ti cs
TOK
sickle cell anemia
What criteria can be used to
distinguish between correlation and
cause and efect?
There is a correlation between high
requencies o the sickle-cell allele
in human populations and high rates
o inection with Falciparum malaria.
Where a correlation exists, it may
or may not be due to a causal link.
Consider the inormation in fgure 4
to decide whether sickle-cell anemia
causes inection with malaria.
b)
a)
Key
Frequency of Hb s allele (%)
1520
1015
510
The causes o sickle cell anemia, including a base
substitution mutation, a change to the base sequence
o mRNA transcribed rom it and a change to the
sequence o a polypeptide in hemoglobin.
S ickle- cell anemia is the commonest genetic disease in the world.
It is due to a mutation o the gene that codes or the alpha- globin
polypeptide in hemoglobin. The symbol or this gene is Hb. Most
humans have the allele Hb A . I a base substitution mutation converts
the sixth codon o the gene rom GAG to GTG, a new allele is ormed,
called Hb S. The mutation is only inherited by ospring i it occurs in a
cell o the ovary or testis that develops into an egg or sperm.
When the Hb S allele is transcribed, the mRNA produced has GUG as its
sixth codon instead o GAG, and when this mRNA is transcribed, the
sixth amino acid in the polypeptide is valine instead o glutamic acid. This
change causes hemoglobin molecules to stick together in tissues with low
oxygen concentrations. The bundles o hemoglobin molecules that are
ormed are rigid enough to distort the red blood cells into a sickle shape.
05
Figure 4 Map ( a) shows the requency o
the sickle cell allele and map
(b) shows malaria afected areas in
Arica and Western Asia
These sickle cells cause damage to tissues by becoming trapped in blood
capillaries, blocking them and reducing blood fow. When sickle cells
return to high oxygen conditions in the lung, the hemoglobin bundles
break up and the cells return to their normal shape. These changes occur
time ater time, as the red blood cells circulate. Both the hemoglobin and
the plasma membrane are damaged and the lie o a red blood cell can be
shortened to as little as 4 days. The body cannot replace red blood cells at
a rapid enough rate and anemia thereore develops.
So, a small change to a gene can have very harmul consequences
or individuals that inherit the gene. It is not known how oten this
mutation has occurred but in some parts o the world the Hb S allele is
remarkably common. In parts o East Arica up to 5 % o newborn babies
have two copies o the allele and develop severe anemia. Another 3 5 %
have one copy so make both normal hemoglobin and the mutant orm.
These individuals only suer mild anemia.
Figure 5 Micrographs o sickle cells and normal red blood cells
146
3 .1 GEN Es
Wha is a genome?
The genome is the whole of the genetic information of
an organism.
Among biologists today the word genome means the whole o the
genetic inormation o an organism. Genetic inormation is contained in
D NA, so a living organisms genome is the entire base sequence o each
o its D NA molecules.

In humans the genome consists o the 46 molecules that orm
the chromosomes in the nucleus plus the D NA molecule in the
mitochondrion. This is the pattern in other animals, though the
number o chromosomes is usually dierent.

In plant species the genome is the D NA molecules o chromosomes
in the nucleus plus the D NA molecules in the mitochondrion and
the chloroplast.

The genome o prokaryotes is much smaller and consists o the D NA
in the circular chromosome, plus any plasmids that are present.
the Human Genome Projec
The entire base sequence of human genes was
sequenced in the Human Genome Project.
The Human Genome Proj ect began in 1 990. Its aim was to fnd the
base sequence o the entire human genome. This proj ect drove rapid
improvements in base sequencing techniques, which allowed a drat
sequence to be published much sooner than expected in 2 000 and a
complete sequence in 2 003 .
Although knowledge o the entire base sequence has not given us an
immediate and total understanding o human genetics, it has given us
what can be regarded as a rich mine o data, which will be worked by
researchers or many years to come. For example, it is possible to predict
which base sequences are protein- coding genes. There are approximately
2 3 , 000 o these in the human genome. O riginally, estimates or the
number o genes were much higher.
Another discovery was that most o the genome is not transcribed.
O riginally called j unk D NA,  it is being increasingly recognized
that within these j unk regions, there are elements that aect gene
expression as well as highly repetitive sequences, called satellite D NA.
The genome that was sequenced consists o one set o chromosomes  it
is a human genome rather than the human genome. Work continues
to fnd variations in sequence between dierent individuals. The vast
maj ority o base sequences are shared by all humans giving us genetic
unity, but there are also many single nucleotide polymorphisms which
contribute to human diversity.
S ince the publication o the human genome, the base sequence o many
other species has been determined. C omparisons between these genomes
reveal aspects o the evolutionary history o living organisms that were
previously unknown. Research into genomes will be a developing theme
o biology in the 2 1 st century.
Activity
Ethic of genome reearch
Ethical questions about
genome research are worth
discussing.
Is it ethical to take a DNA
sample from ethnic groups
around the world and
sequence it without their
permission?
Is it ethical for a biotech
company to patent the
base sequence of a gene to
prevent other companies
from using it to conduct
research freely?
Who should have access to
this genetic information?
Should employers,
insurance companies and
law enforcement agencies
know our genetic makeup?
147
3
G e n e ti cs
techniques used for genome sequencing
Developments in scientifc research ollow improvements in technology: gene
sequencers, essentially lasers and optical detectors, are used or the sequencing
o genes.
The idea o sequencing the entire human genome
seemed impossibly dicult at one time but
improvements in technology towards the end o
the 20th century made it possible, though still very
ambitious. These improvements continued once the
project was underway and drat sequences were
thereore completed much sooner than expected.
Further advances are allowing the genomes o other
species to be sequenced at an ever increasing rate.
To sequence a genome, it is rst broken up into
small lengths o D NA. Each o these is sequenced
separately. To nd the base sequence o a ragment
o D NA, single- stranded copies o it are made
using D NA polymerase, but the process is stopped
beore the whole base sequence has been copied
by putting small quantities o a non- standard
nucleotide into the reaction mixture. This is done
separately with non-standard nucleotides carrying
each o the our possible D NA bases. Four samples
o D NA copy o varying length are produced, each
with one o our D NA bases at the end o each
copy. These our samples are separated according
to length by gel electrophoresis. For each number
o nucleotides in the copy there is a band in j ust
one o the our tracks in the gel, rom which the
sequence o bases in the D NA can be deduced.
fuorescent marker is used or the copies
ending in each o the our bases.

The samples are mixed together and all the
D NA copies are separated in one lane o a gel
according to the number o nucleotides.

A laser scans along the lane to make the
fuorescent markers fuoresce.

An optical detector is used to detect the
colours o fuorescence along the lane.
There is a series o peaks o fuorescence,
corresponding to each number o
nucleotides

A computer deduces the base sequence rom
the sequence o colours o fuorescence
detected.
The maj or advance in technology that speeded up
base sequencing by automating it is this:

148
C oloured fuorescent markers are used to
mark the D NA copies. A dierent colour o
Figure 6 Sequencing read from the DNA of Pinor Noir variety
of grape
3 .2 Ch rOmOsOm Es
3.2 Coooe
Udertadig
 Prokaryotes have one chromosome consisting









o a circular DNA molecule.
Some prokaryotes also have plasmids but
eukaryotes do not.
Eukaryote chromosomes are linear
DNA molecules associated with histone
proteins.
In a eukaryote species there are
diferent chromosomes that carry diferent
genes.
Homologous chromosomes carry the same
sequence o genes but not necessarily the
same alleles o those genes.
Diploid nuclei have pairs o homologous
chromosomes.
Haploid nuclei have one chromosome o
each pair.
The number o chromosomes is a characteristic
eature o members o a species.
A karyogram shows the chromosomes o
an organism in homologous pairs o
decreasing length.
Sex is determined by sex chromosomes and
autosomes are chromosomes that do not
determine sex.
Applicatio
 Cairnss technique or measuring the length
o DNA molecules by autoradiography.
 Comparison o genome size in T2
phage, Escherichia coli, Drosophila
melanogaster, Homo sapiens and
Paris japonica.
 Comparison o diploid chromosome numbers
o Homo sapiens, Pan troglodytes, Canis
familiaris, Oryza sativa, Parascaris equorum.
 Use o karyotypes to deduce sex and diagnose
Down syndrome in humans.
skill
 Use o online databases to identiy the locus o
a human gene and its protein product.
nature of ciece
 Developments in scientic research ollow
improvements in techniques: autoradiography
was used to establish the length o DNA
molecules in chromosomes.
Bacterial chromoome
Prokaryotes have one chromosome consisting
o a circular DNA molecule.
The structure of prokaryotic cells was described in sub- topic 1 . 2 . In
most prokaryotes there is one chromosome, consisting of a circular D NA
molecule containing all the genes needed for the basic life processes
of the cell. The D NA in bacteria is not associated with proteins, so is
sometimes described as naked.
149
3
G e n e ti cs
B ecause only one chromosome is present in a prokaryotic cell, there
is usually only a single copy o each gene. Two identical copies are
present briefy ater the chromosome has been replicated, but this is a
preparation or cell division. The two genetically identical chromosomes
are moved to opposite poles and the cell then splits in two.
Plasmids
Some prokaryotes also have plasmids but eukaryotes
do not.
Plasmids are small extra DNA molecules that are commonly ound in
prokaryotes but are very unusual in eukaryotes. They are usually small,
circular and naked, containing a ew genes that may be useul to the cell
but not those needed or its basic lie processes. For example, genes or
antibiotic resistance are oten located in plasmids. These genes are benecial
when an antibiotic is present in the environment but are not at other times.
Plasmids are not always replicated at the same time as the chromosome
o a prokaryotic cell or at the same rate. Hence there may be multiple
copies o plasmids in a cell and a plasmid may not be passed to both cells
ormed by cell division.
C opies o plasmids can be transerred rom one cell to another, allowing
spread through a population. It is even possible or plasmids to cross
the species barrier. This happens i a plasmid that is released when a
prokaryotic cell dies is absorbed by a cell o a dierent species. It is a
natural method o gene transer between species. Plasmids are also used
by biologists to transer genes between species articially.
Figure 1 (a) Circular DNA molecule from
a bacterium (b) Bacterium preparing
to divide
trimethoprim
resistance
genes to help the
plasmid spread
penicillin family
resistance
disinfectant resistance
streptomycin family
resistance
vancomycin
resistance
Figure 2 The pLW1043 plasmid
Usig autoradiography to measure DnA molecules
Developments in scientifc research ollow improvements in techniques:
autoradiography was used to establish the length o DNA molecules in chromosomes.
Quantitative data is usually considered to be
the strongest type o evidence or or against a
hypothesis, but in biology it is sometimes images
that provide the most convincing evidence.
150
D evelopments in microscopy have allowed images
to be produced o structures that were previously
invisible. These sometimes conrm existing ideas
but sometimes also change our understanding.
3 .2 Ch rOmOsOm Es
Autoradiography was used by biologists rom
the 1 940s onwards to discover where specic
substances were located in cells or tissues.
John C airns used the technique in a dierent
way in the 1 96 0s. He obtained images o whole
D NA molecules rom E. coli bacteria. At the
time it was not clear whether the bacterial
chromosome was a single D NA molecule or
more than one, but the images produced by
C airns answered this question. They also
revealed replication orks in D NA or the rst
time. C airnss technique was used by others
to investigate the structure o eukaryote
chromosomes.
Measurig the legth of DnA molecules
Cairnss technique for measuring the length of DNA molecules by autoradiography.
John C airns produced images o D NA molecules
rom E.coli using this technique:

C ells were grown or two generations in
a culture medium containing tritiated
thymidine. Thymidine consists o the base
thymine linked to deoxyribose and is used
by E. coli to make nucleotides that it uses in
D NA replication. Tritiated thymidine contains
tritium, a radioactive isotope o hydrogen, so
radioactively labelled D NA was produced by
replication in the E. coli cells.

The cells were then placed onto a dialysis
membrane and their cell walls were digested
using the enzyme lysozyme. The cells were
gently burst to release their D NA onto the
surace o the dialysis membrane.

A thin lm o photographic emulsion was
applied to the surace o the membrane and
let in darkness or two months. D uring that
time some o the atoms o tritium in the D NA
decayed and emitted high energy electrons,
which react with the lm.

At the end o the two-month period the
lm was developed and examined with a
microscope. At each point where a tritium
atom decayed there is a dark grain. These
indicate the position o the D NA.
The images produced by C airns showed that the
chromosome in E. coli is a single circular D NA
molecule with a length o 1 , 1 00 m. This is
remarkably long given that the length o the E coli
cells is only 2 m.
Autoradiography was then used by other
researchers to produce images o eukaryotic
chromosomes. An image o a chromosome rom
the ruit fy Drosophila melanogaster was produced
that was 1 2 , 00 0 m long. This corresponded
with the total amount o D NA known to be in a
D. melanogaster chromosome, so or this species
at least a chromosome contains one very long
D NA molecule. In contrast to prokaryotes, the
molecule was linear rather than circular.
Figure 3
Eukaryote chromosomes
Eukaryote chromosomes are linear DNA molecules
associated with histone proteins.
C hromosomes in eukaryotes are composed o D NA and protein. The
D NA is a single immensely long linear D NA molecule. It is associated
with histone proteins. Histones are globular in shape and are wider
151
3
G e n e ti cs
than the D NA. There are many histone molecules in a chromosome,
with the D NA molecule wound around them. Adj acent histones in the
chromosome are separated by short stretches o the D NA molecule that
are not in contact with histones. This gives a eukaryotic chromosome the
appearance o a string o beads during interphase.
Diferences between chromosomes
In a eukaryote species there are diferent chromosomes
that carry diferent genes.
Eukaryote chromosomes are too narrow to be visible with a light
microscope during interphase. During mitosis and meiosis the
chromosomes become much shorter and atter by supercoiling, so are
visible i stains that bind either D NA or proteins are used. In the frst stage
o mitosis the chromosomes can be seen to be double. There are two
chromatids, with identical DNA molecules produced by replication.
Figure 4 In an electron micrograph the
histones give a eukaryotic chromosome
the appearance of a string of beads during
interphase
7S DNA
thr
OH PH
phe 16S
cyt b
pro
There are at least two dierent types in every eukaryote but in most
species there are more than that. In humans or example there are
2 3 types o chromosome.
val
23S
leu
PL
glu
N6
gln
ala
control loop
asn
ribosomal RNA
cys
transfer RNAs
protein coding gene tyr
N5
leu
ser
his
ser
N4
a rg
When the chromosomes are examined during mitosis, dierent types
can be seen. They dier both in length and in the position o the
centromere where the two chromatids are held together. The centromere
can be positioned anywhere rom close to an end to the centre o the
chromosome.
lys
N 3gly
OX3 ATPase
N1
ile
f-met
N2
trp
OL
OX1
asp
OX2
Figure 5 Gene map of the human mitochondrial
chromosome. There are genes on both of the
two DNA strands. The chromosomes in the
nucleus are much longer, carry far more genes
and are linear rather than circular
Every gene in eukaryotes occupies a specifc position on one type o
chromosome, called the locus o the gene. Each chromosome type
thereore carries a specifc sequence o genes arranged along the linear
D NA molecule. In many chromosomes this sequence contains over a
thousand genes.
C rossing experiments were done in the past to discover the sequence o
genes on chromosome types in Drosophila melanogaster and other species.
The base sequence o whole chromosomes can now be ound, allowing
more accurate and complete gene sequences to be deduced.
Having the genes arranged in a standard sequence along a type o
chromosome allows parts o chromosomes to be swapped during meiosis.
Homologous chromosomes
Homologous chromosomes carry the same sequence o
genes but not necessarily the same alleles o those genes.
I two chromosomes have the same sequence o genes they are
homologous. Homologous chromosomes are not usually identical to
each other because, or at least some o the genes on them, the alleles
are dierent.
I two eukaryotes are members o the same species, we can expect each
o the chromosomes in one o them to be homologous with at least one
chromosome in the other. This allows members o a species to interbreed.
152
3 .2 Ch rOmOsOm Es
Data-baed quetion: Comparing the chromosomes of mice
and humans
Activity
Figure 6 shows all of the types of chromosome in mice and in
humans. Numbers and colours are used to indicate sections of mouse
chromosomes that are homologous to sections of human chromosomes.
Mouse and human genetic similarities
Mouse chromosomes
1
2
3
10
9
2
11
15
6
2
18
1
10
10
22
21
19
12
6
Human chromosomes
7
7
2
3
10
12
13
13
2
7
14
15
7
6
3
10
14
8
5
13
8
22
14
17
19
X
16
5
12
21
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
11
15
6
3
18
6
16
21
6
19
18
2
10
18
5
water at 25 C
18
19
20
21
22
X
Y
Y
X
10
Figure 6 Chromosomes
1
2
D educe the number of types of chromosomes in mice and
in humans.
[2 ]
Identify the two human chromosome types that are most
similar to mouse chromosomes.
[2 ]
3
Identify mouse chromosomes which contain sections that are
not homologous to human chromosomes.
[2 ]
4
S uggest reasons for the many similarities between the mouse
and human genomes.
5
polystyrene
disc with
hole cut
through
beaker
garlic bulb
1
Y
11
9
1 Garlic has large chromosomes so is an
ideal choice for looking at chromosomes.
Cells in mitosis are needed. Garlic bulbs
grow roots if they are kept for 3 or 4 days
with their bases in water, at about 25C.
Root tips with cells in mitosis are yellow
in colour, not white.
16
17
16
22
3
2
11
19
19
4
19
11
16
10
11
7
1
1
8
11
15
4
4
9
19
19
9
4
3
1
8
7
3
12
22
7
2
16
5
5
8
8
20
11
6
4
micocope invetigation of galic
coooe
[2 ]
D educe how chromosomes have mutated during the evolution
of animals such as mice and humans.
[2 ]
2 Root tips are put in a mixture of a stain
that binds to the chromosomes and
acid, which loosens the connections
between the cell walls. A length of about
5 mm is suitable. Ten parts of acetoorcein to one part of 1.0 mol dm -3
hydrochloric acid gives good results.
stainacid mixture
5 mm long garlic
root tip
watch glass
3 The roots are heated in the stainacid
mixture on a hot plate, to 80C for
5 minutes. One of the root tips is put
on a microscope slide, cut in half and
the 2.5 mm length furthest from the
end of the root is discarded.
root tip
watch glass
Comparing the genome sizes
8
7
1
5
3
6
2
4
Comparison of genome size in T2 phage, Escherichia
coli, Drosophila melanogaster, Homo sapiens and
Paris japonica.
The genomes of living organisms vary by a huge amount. The smallest
genomes are those of viruses, though they are not usually regarded as
living organisms. The table on the next page gives the genome size of
one virus and four living organisms.
O ne of the four living organisms is a prokaryote. It has much the
smallest genome. The genome size of eukaryotes depends on the size
and number of chromosomes. It is correlated with the complexity
of the organism, but is not directly proportional. There are several
reasons for this. The proportion of the D NA that acts as functional
genes is very variable and also the amount of gene duplication varies.
hot plate
set at
80 C
4 A drop of stain and a cover slip is added
and the root tip is squashed to spread
out the cells to form a layer one cell
thick. The chromosomes can then be
examined and counted and the various
phases of mitosis should also be visible.
thumb pressing down to
squash root tip
cover
slip
microscope
slide
folded
lter paper
153
3
G e n e ti cs
Organism
Genome size
(million base pairs)
T2 phage
0.18
5
Escherichia coli
Description
Virus that attacks
Escherichia coli
Gut bacterium
140
Fruit fy
Homo sapiens
3,000
Humans
Paris japonica
150,000
Drosophila melanogaster
Woodland plant
Finding the loci of human genes
Use o online databases to identiy the locus o a human gene and its
protein product.
The locus o a gene is its particular position on
homologous chromosomes. Online databases can
be used to fnd the locus o human genes. There
is an example o such a database in the Online
Mendelian Inheritance in Man website, maintained
by Johns Hopkins University.

S earch or the abbreviation O MIM to open the
home page.

C hoose Search Gene Map.

Enter the name o a gene into the S earch
Gene Map box. This should bring up a table
with inormation about the gene, including its
locus, starting with the chromosome on which
the gene is located. S uggestions o human
genes are shown on the right.

An alternative to entering the name o a gene
is to select a chromosome rom 1 2 2 or one
o the sex chromosomes X or Y. A complete
sequence o gene loci will be displayed,
together with the total number o gene loci on
that chromosome.
Gene name
Description of gene
DRD4
A gene that codes or a dopamine
receptor that is implicated in a variety o
neurological and psychiatric conditions.
CFTR
A gene that codes or a chloride channel
protein. An allele o this gene causes
cystic brosis.
HBB
The gene that codes or the beta-globin
subunit o hemoglobin. An allele o this
gene causes sickle cell anemia.
F8
The gene that codes or Factor VIII, one
o the proteins needed or the clotting o
blood. The classic orm o hemophilia is
caused by an allele o this gene.
TDF
Testis determining actor  the gene that
causes a etus to develop as a male.
Haploid nuclei
Haploid nuclei have one chromosome o each pair.
A haploid nucleus has one chromosome o each type. It has one ull
set o the chromosomes that are ound in its species. Haploid nuclei in
humans contain 2 3 chromosomes or example.
Gametes are the sex cells that use together during sexual reproduction.
Gametes have haploid nuclei, so in humans both egg and sperm cells
contain 2 3 chromosomes.
154
3 .2 Ch rOmOsOm Es
Diploid nuclei
Diploid nuclei have pairs of homologous chromosomes.
A diploid nucleus has two chromosomes of each type. It has two full
sets of the chromosomes that are found in its species. D iploid nuclei in
humans contain 46 chromosomes for example.
When haploid gametes fuse together during sexual reproduction, a
zygote with a diploid nucleus is produced. When this divides by mitosis,
more cells with diploid nuclei are produced. Many animals and plants
consist entirely of diploid cells, apart from the cells that they are using to
produce gametes for sexual reproduction.
D iploid nuclei have two copies of every gene, apart from genes on the
sex chromosomes. An advantage of this is that the effects of harmful
recessive mutations can be avoided if a dominant allele is also present.
Also, organisms are often more vigorous if they have two different alleles
of genes instead of j ust one. This is known as hybrid vigour and is the
reason for strong growth of F 1 hybrid crop plants.
Figure 7 Mosses coat the trunks of the laurel
trees in this forest in the Canary Islands.
Mosses are unusual because their cells are
haploid. In most eukaryotes the gametes are
haploid but not the parent that produces them
Chromosome numbers
The number of chromosomes is a characteristic feature
of members of a species.
O ne of the most fundamental characteristics of a species is the number
of chromosomes. O rganisms with a different number of chromosomes
are unlikely to be able to interbreed so all the interbreeding members of
a species need to have the same number of chromosomes.
The number of chromosomes can change during the evolution of a
species. It can decrease if chromosomes become fused together or increase
if splits occur. There are also mechanisms that can cause the chromosome
number to double. However, these are rare events and chromosome
numbers tend to remain unchanged over millions of years of evolution.
Figure 8 Trillium luteum cell with a diploid
number of 12 chromosomes. Two of each
type of chromosome are present
Comparing chromosome numbers
Comparison of diploid chromosome numbers of Homo sapiens, Pan troglodytes,
Canis familiaris, Oryza sativa, Parascaris equorum.
The Oxford English D ictionary consists of twenty
large volumes, each containing a large amount
of information about the origins and meanings of
words. This information could have been published
in a smaller number of larger volumes or in a larger
number of smaller volumes. There is a parallel
with the numbers and sizes of chromosomes in
eukaryotes. Some have a few large chromosomes
and others have many small ones.
All eukaryotes have at least two different types of
chromosome, so the diploid chromosome number
is at least four. In some cases it is over a hundred.
The table on the next page shows the diploid
chromosome number of selected species.
155
3
G e n e ti cs
scientifc name
o pecie
Figure 9 Who has more chromosomes  a dog or its owner?
Englih
name
Diploid chromoome
number
Parascaris
equorum
horse
threadworm
4
Oryza sativa
rice
24
Homo sapiens
humans
46
Pan troglodytes
chimpanzee
48
Canis amiliaris
dog
78
Data-baed quetion: Diferences in chromosome number
Plant
Haplopappus gracilis
Luzula purpurea (woodrush)
Crepis capillaris
Vicia aba (eld bean)
Brassica oleracea (cabbage)
Citrullus vulgaris (water melon)
Lilium regale (royal lily)
Bromus texensis
Camellia sinesis (Chinese tea)
Magnolia virginiana (sweet bay)
Arachis hypogaea (peanut)
Cofea arabica (cofee)
Stipa spartea (porcupine grass)
Chrysoplenum alterniolium (saxirage)
Aster laevis (Michaelmas daisy)
Glyceria canadensis (manna grass)
Carya tomentosa (hickory)
Magnolia cordata
Rhododendron keysii
Chromoome number
4
6
8
12
18
22
24
28
30
38
40
44
46
48
54
60
64
76
78
Animal
Parascaris equorum (horse threadworm)
Aedes aegypti (yellow ever mosquito)
Drosophila melanogaster (ruity)
Musca domestica (house y)
Chorthippus parallelus (grasshopper)
Cricetulus griseus (Chinese hamster)
Schistocerca gregaria (desert locust)
Desmodus rotundus (vampire bat)
Mustela vison (mink)
Felis catus (domestic cat)
Mus musculus (mouse)
Mesocricetus auratus (golden hamster)
Homo sapiens (modern humans)
Pan troglodytes (chimpanzee)
Ovis aries (domestic sheep)
Capra hircus (goat)
Dasypus novemcinctus (armadillo)
Ursus americanus (American black bear)
Canis amiliaris (dog)
Table 1
156
1
There are many different chromosome numbers
in the table, but some numbers are missing,
for example, 5 , 7, 1 1 , 1 3 . Explain why none
of the species has 1 3 chromosomes.
[3 ]
2
D iscuss, using the data in the table, the
hypothesis that the more complex an
organism is, the more chromosomes it has. [4]
3
E xplain why the size of the genome of a
species cannot be deduced from the number
of chromosomes.
[1 ]
4
S uggest, using the data in table 1 , a change
in chromosome structure that may have
occurred during human evolution.
[2 ]
3 .2 Ch rOmOsOm Es
sex determination
female
male
XX
XY
Sex is determined by sex chromosomes and autosomes
are chromosomes that do not determine sex.
There are two chromosomes in humans that determine sex:
X
X

the Y chromosome is much smaller and has its centromere near
the end.
B ecause the X and Y chromosomes determine sex they are called the sex
chromosomes. All the other chromosomes are autosomes and do not
affect whether a fetus develops as a male or female.
The X chromosome has many genes that are essential in both males and
females. All humans must therefore have at least one X chromosome.
The Y chromosome only has a small number of genes. A small part of the
Y chromosome has the same sequence of genes as a small part of the X
chromosome, but the genes on the remainder of the Y chromosome
are not found on the X chromosome and are not needed for female
development.
XX
X
the X chromosome is relatively large and has its centromere near
the middle.
Y

XX
XY
XY
1 female : 1 male
Figure 10 Determination of gender
O ne Y chromosome gene in particular causes a fetus to develop as a
male. This is called either S RY or TD F. It initiates the development of
male features, including testes and testosterone production. B ecause of
this gene a fetus with one X and one Y chromosome develops as a male.
A fetus that has two X chromosomes and no Y chromosome does not
have the TD F gene so ovaries develop instead of testes and female sex
hormones are produced, not testosterone.
Females have two X chromosomes. Females pass on one of their two
X chromosomes in each egg cell, so all offspring inherit an X chromosome
from their mother. The gender of a human is determined at the moment
of fertilization by one chromosome carried in the sperm. This can either
be an X or a Y chromosome. When sperm are formed, half contain the X
chromosome and half the Y chromosome. D aughters inherit their fathers
X chromosome and sons inherit his Y chromosome.
Karyogram
A karyogram shows the chromosomes of an organism
in homologous pairs of decreasing length.
The chromosomes of an organism are visible in cells that are in mitosis,
with cells in metaphase giving the clearest view. S tains have to be used
to make the chromosomes show up. S ome stains give each chromosome
type a distinctive banding pattern.
If dividing cells are stained and placed on a microscope slide and are
then burst by pressing on the cover slip, the chromosomes become
spread. O ften they overlap each other, but with careful searching a cell
can usually be found with no overlapping chromosomes. A micrograph
can be taken of the stained chromosomes.
157
3
G e n e ti cs
TOK
To what extent is determining gender
or sporting competition a scientifc
question?
Gender testing was introduced at
the 1968 Olympic games to address
concerns that women with ambiguous
physiological genders would have
an unair advantage. This has proven
to be problematic or a number o
reasons. The chromosomal standard
is problematic as non-disjunction can
lead to situations where an individual
might technically be male, but might
not defne hersel in that way. People
with two X chromosomes can develop
hormonally as a male and people with
an X and a Y can develop hormonally
as a emale.
Originally analysis involved cutting out all the chromosomes and
arranging them manually but this process can now be done digitally. The
chromosomes are arranged according to their size and structure. The
position of the centromere and the pattern of banding allow chromosomes
that are of a different type but similar size to be distinguished.
As most cells are diploid, the chromosomes are usually in homologous
pairs. They are arranged by size, starting with the longest pair and
ending with the smallest.
The practice o gender testing was
discontinued in 1996 in part because
o human rights issues including the
right to sel-expression and the right to
identiy one's own gender. Rather than
being a scientifc question, it is more
airly a social question.
Figure 11 Karyogram o a human emale, with fuorescent staining
Karyotypes and Down syndrome
Use o karyotypes to deduce sex and diagnose Down
syndrome in humans.
A karyogram is an image of the chromosomes of an organism,
arranged in homologous pairs of decreasing length. A karyotype is a
property of an organism  it is the number and type of chromosomes
that the organism has in its nuclei. Karyotypes are studied by looking
at karyograms. They can be used in two ways:
1
To deduce whether an individual is male or female. If two XX
chromosomes are present the individual is female whereas one X
and one Y indicate a male.
2
To diagnose Down syndrome and other chromosome abnormalities.
This is usually done using fetal cells taken from the uterus during
pregnancy. If there are three copies of chromosome 2 1 in the
karyotype instead of two, the child has Down syndrome. This is
sometimes called trisomy 21 . While individuals vary, some of the
component features of the syndrome are hearing loss, heart and
vision disorders. Mental and growth retardation are also common.
Figure 12 Child with trisomy 21 or
Down syndrome
158
3.3 mEiOsis
Data-based questions: A human karyotype
The karyogram shows the karyotype of a fetus.
1
S tate which chromosome type is
a) longest
b) shortest.
2
[2 ]
D istinguish between the structure of
a) human chromosome 2 and chromosome 1 2
b) the human X and Y chromosome.
[4]
3
D educe with a reason the sex of the fetus.
[2 ]
4
E xplain whether the karyotype shows any abnormalities.
[2 ]
Figure 13
3.3 meo
Udertadig
 One diploid nucleus divides by meiosis to







produce our haploid nuclei.
The halving o the chromosome number allows
a sexual lie cycle with usion o gametes.
DNA is replicated beore meiosis so that all
chromosomes consist o two sister chromatids.
The early stages o meiosis involve pairing o
homologous chromosomes and crossing over
ollowed by condensation.
Orientation o pairs o homologous
chromosomes prior to separation is random.
Separation o pairs o homologous
chromosomes in the rst division o meiosis
halves the chromosome number.
Crossing over and random orientation promotes
genetic variation.
Fusion o gametes rom diferent parents
promotes genetic variation.
Applicatio
 Non-disjunction can cause Down syndrome
and other chromosome abnormalities. Studies
showing age o parents inuences chances o
non-disjunction.
 Methods used to obtain cells or karyotype
analysis e.g. chorionic villus sampling and
amniocentesis and the associated risks.
skill
 Drawing diagrams to show the stages o
meiosis resulting in the ormation o our
haploid cells.
nature of ciece
 Making careul observations: meiosis was
discovered by microscope examination o
dividing germ-line cells.
159
3
G e n e ti cs
the discovery of meiosis
Making careful observations: meiosis was discovered by microscope examination
of dividing germ-line cells.
When improved microscopes had been developed
in the 1 9th century that gave detailed images o
cell structures, it was discovered that some dyes
specifcally stained the nucleus o the cell. These dyes
revealed thread-like structures in dividing nuclei that
were named chromosomes. From the 1 880s onwards
a group o German biologists carried out careul and
detailed observations o dividing nuclei that gradually
revealed how mitosis and meiosis occur.
We can appreciate the considerable achievements o
these biologists i we try to repeat the observations
that they made. The preparation o microscope
slides showing meiosis is challenging. Suitable tissue
can be obtained rom the developing anthers inside
a lily bud or rom the testis o a dissected locust.
The tissue must be fxed, stained and then squashed
on a microscope slide. Oten no cells in meiosis are
visible or the images are not clear enough to show
details o the process. Even with prepared slides
made by experts it is difcult to understand the
images as chromosomes orm a variety o bizarre
shapes during the stages o meiosis.
A key observation was that in the horse threadworm
(Parascaris equorum) there are two chromosomes
in the nuclei o egg and sperm cells, whereas the
ertilized egg contains our. This indicated that the
one diploid cell
Nuclear divisions unlike mitosis had already
been observed during gamete development in
both animals and plants. These divisions were
identifed as the method used to halve the
chromosome number and they were named
meiosis. The sequence o events in meiosis was
eventually worked out by careul observation o
cells taken rom the ovaries o rabbits ( Oryctolagus
cuniculus) between 0 and 2 8 days old. The
advantage o this species is that in emales meiosis
begins at birth and occurs slowly over many days.
 Figure 1
Meiosis in ouline
2n
One diploid nucleus divides by meiosis to produce four
haploid nuclei.
meiosis I
two haploid cells
n
n
meiosis II
four haploid cells
chromosome number is doubled by ertilization. The
observation led to the hypothesis that there must be
a special nuclear division in every generation that
halves the chromosome number.
n
n
Figure 2 Overview of meiosis
n
n
Meiosis is one o the two ways in which the nucleus o a eukaryotic
cell can divide. The other method is mitosis, which was described in
sub- topic 1 . 6. In meiosis the nucleus divides twice. The frst division
produces two nuclei, each o which divides again to give a total o our
nuclei. The two divisions are known as meiosis I and meiosis II.
The nucleus that undergoes the frst division o meiosis is diploid  it
has two chromosomes o each type. C hromosomes o the same type are
known as homologous chromosomes. Each o the our nuclei produced
by meiosis has j ust one chromosome o each type  they are haploid.
Meiosis involves a halving o the chromosome number. It is thereore
known as a reduction division.
The cells produced by meiosis I have one chromosome o each type, so
the halving o the chromosome number happens in the frst division,
160
3.3 mEiOsis
not the second division. The two nuclei produced by meiosis I have the
haploid number o chromosomes, but each chromosome still consists o
two chromatids. These chromatids separate during meiosis II, producing
our nuclei that have the haploid number o chromosomes, with each
chromosome consisting o a single chromatid.
Meiosis and sexual life cycles
The halving of the chromosome number allows a sexual
life cycle with fusion of gametes.
The lie cycles o living organisms can be sexual or asexual. In an asexual
lie cycle the ospring have the same chromosomes as the parent so are
genetically identical. In a sexual lie cycle there are dierences between the
chromosomes o the ospring and the parents, so there is genetic diversity.
In eukaryotic organisms, sexual reproduction involves the process o
ertilization. Fertilization is the union o sex cells, or gametes, usually
rom two dierent parents. Fertilization doubles the number o
chromosomes each time it occurs. It would thereore cause a doubling
o chromosome number every generation, i the number was not also
halved at some stage in the lie cycle. This halving o chromosome
number happens during meiosis.
Meiosis can happen at any stage during a sexual lie cycle, but in animals
it happens during the process o creating the gametes. B ody cells are
thereore diploid and have two copies o most genes.
Meiosis is a complex process and it is not at the moment clear how it
developed. What is clear is that its evolution was a critical step in the
origin o eukaryotes. Without meiosis there cannot be usion o gametes
and the sexual lie cycle o eukaryotes could not occur.
Figure 4 Fledgling owls (bottom) produced by
a sexual life cycle have diploid body cells but
mosses ( top) have haploid cells
Data-baed queton: Life cycles
Figure 3 shows the lie cycle o humans and
mosses, with n being used to represent the haploid
number o chromosomes and 2 n to represent the
diploid number. Sporophytes o mosses grow on
the main moss plant and consist o a stalk and a
capsule in which spores are produced.
1
2
O utline fve similarities between the lie
cycle o a moss and o a human.
[5 ]
D istinguish between the lie cycles o
a moss and a human by giving fve
dierences.
[5 ]
egg
n
sperm
n
human male
2n
sperm
n
egg
n
zygote
2n
human female
2n
moss
plant
n
Key
Figure 3
mitosis
meiosis
fertilization
zygote
2n
spore
n
sporophyte
2n
161
3
G e n e ti cs
Replicatio of DnA before meiosis
2n
2n
2n
n
n
n
DNA is replicated before meiosis so that all chromosomes
consist of two sister chromatids.
interphase
homologous
chromosomes
D uring the early stages o meiosis the chromosomes gradually shorten
by supercoiling. As soon as they become visible it is clear that each
chromosome consists o two chromatids. This is because all D NA in
the nucleus is replicated during the interphase beore meiosis, so each
chromosome consists o two sister chromatids.
Initially the two chromatids that make up each chromosome are
genetically identical. This is because D NA replication is very accurate and
the number o mistakes in the copying o the D NA is extremely small.
meiosis I
n
meiosis II
n
n
We might expect the D NA to be replicated again between the frst and
the second division o meiosis, but it does not happen. This explains how
the chromosome number is halved during meiosis. O ne diploid nucleus,
in which each chromosome consists o two chromatids, divides twice
to produce our haploid nuclei in which each chromosome consists o
one chromatid.
Figure 5 Outline of meiosis
Bivalets formatio ad crossig over
The early stages of meiosis involve pairing of homologous
chromosomes and crossing over followed by condensation.
Some o the most important events o meiosis happen at the start o meiosis
I while the chromosomes are still very elongated and cannot be seen with
a microscope. Firstly homologous chromosomes pair up with each other.
Because DNA replication has already occurred, each chromosome consists
o two chromatids and so there are our DNA molecules associated in each
pair o homologous chromosomes. A pair o homologous chromosomes is
bivalent and the pairing process is sometimes called synapsis.
Soon ater synapsis, a process called crossing over takes place. The molecular
details o this need not concern us here, but the outcome is very important.
A junction is created where one chromatid in each o the homologous
chromosomes breaks and rejoins with the other chromatid. Crossing over
occurs at random positions anywhere along the chromosomes. At least one
crossover occurs in each bivalent and there can be several.
Figure 6 A pair of homologous
chromosomes contains four
chromatids and is sometimes called
a tetrad. Five chiasmata are visible
in this tetrad, showing that crossing
over can occur more than once
B ecause a crossover occurs at precisely the same position on the two
chromatids involved, there is a mutual exchange o genes between the
chromatids. As the chromatids are homologous but not identical, some
alleles o the exchanged genes are likely to be dierent. C hromatids with
new combinations o alleles are thereore produced.
Radom orietatio of bivalets
Orientation of pairs of homologous chromosomes prior to
separation is random.
While pairs o homologous chromosomes are condensing inside the
nucleus o a cell in the early stages o meiosis, spindle microtubules are
growing rom the poles o the cell. Ater the nuclear membrane has
162
3.3 mEiOsis
broken down, these spindle microtubules attach to the centromeres o
the chromosomes.
The attachment o the spindle microtubules is not the same as in mitosis.
The principles are these:

E ach chromosome is attached to one pole only, not to both.

The two homologous chromosomes in a bivalent are attached to
dierent poles.

The pole to which each chromosome is attached depends on which
way the pair o chromosomes is acing. This is called the orientation.

The orientation o bivalents is random, so each chromosome has an equal
chance o attaching to each pole, and eventually o being pulled to it.

The orientation o one bivalent does not aect other bivalents. The
consequences o the random orientation o bivalents are discussed in
the section on genetic diversity later in this topic.
MITOSIS
Halving the chromosome number
Separation o pairs o homologous chromosomes in the
frst division o meiosis halves the chromosome number.
The movement o chromosomes is not the same in the frst division o
meiosis as in mitosis. Whereas in mitosis the centromere divides and the two
chromatids that make up a chromosome move to opposite poles, in meiosis
the centromere does not divide and whole chromosomes move to the poles.
either
or
MEIOSIS
Figure 7 Comparison of attachment
of chromosomes to spindle
microtubules in mitosis and meiosis
Initially the two chromosomes in each bivalent are held together
by chiasmata, but these slide to the end o the chromosomes and
then the chromosomes can separate. This separation o homologous
chromosomes is called disj unction. O ne chromosome rom each bivalent
moves to one o the poles and the other chromosome to the other pole.
The separation o pairs o homologous chromosomes to opposite poles
o the cell halves the chromosome number o the cell. It is thereore
the frst division o meiosis that is the reduction division. B ecause one
chromosome o each type moves to each pole, both o the two nuclei
ormed in the frst division o meiosis contain one o each type o
chromosome, so they are both haploid.
Obtaining cells from a fetus
Methods used to obtain cells or karyotype analysis e.g. chorionic villus sampling
and amniocentesis and the associated risks.
Two procedures are used or obtaining cells
containing the etal chromosomes needed or
producing a karyotype. Amniocentesis involves
passing a nee dle through the mothe r' s ab domen
wall, using ultrasound to guide the needle.
The needle is used to withdraw a sample o
amniotic luid containing etal cells rom the
amniotic sac.
The second procedure is chorionic villus sampling.
A sampling tool that enters through the vagina is
used to obtain cells rom the chorion, one o the
membranes rom which the placenta develops.
This can be done earlier in the pregnancy than
amniocentesis, but whereas the risk o miscarriage
with amniocentesis is 1 % , with chorionic villus
sampling it is 2 % .
163
3
G e n e ti cs
Diagrams of the stages of meiosis
Drawing diagrams to show the stages of meiosis resulting in the formation of four
haploid cells.
In mitosis our stages are usually recognized:
prophase, metaphase, anaphase and telophase.
Meiosis can also be divided into these stages, but
each stage happens twice: in meiosis I and then a
second time in meiosis II. The main events o each
stage in mitosis also happen in meiosis:

prophase: condensation o chromosomes;

metaphase: attachment o spindle microtubules;

anaphase: movement o chromosomes to
the poles;

telophase: decondensation o chromosomes.
Usually we draw biological structures rom
actual specimens, oten looking at them down
a microscope. Preparation o microscope slides
showing meiosis is worth attempting but it is
challenging. Permanent slides usually have more
cells visible in meiosis than temporary mounts,
but even then it is difcult to interpret the
structure o bivalents rom their appearance. This
is why we usually construct diagrams o meiosis
rather than draw stages rom specimens on
microscope slides!
The frst division o meiosis
Prophase i

Cell has 2n chromosomes (double
chromatid) : n is haploid number of
chromosomes.

Homologous chromosomes pair (synapsis) .

Crossing over occurs.
nuclear membrane
spindle microtubules
and centriole
Prophase I
metaphase i


Spindle microtubules move homologous pairs
to equator of cell.
Orientation of paternal and maternal
chromosomes on either side of equator
is random and independent of other
homologous pairs.
bivalents aligned
on the equator
Metaphase I
Anaphase i

Homologous pairs are separated. One
chromosome of each pair moves to each
pole.
homologous
chromosomes
being pulled to
opposite poles
Anaphase I
Telophase i

164
Chromosomes uncoil. During interphase
that follows, no replication occurs.

Reduction of chromosome number from
diploid to haploid completed.

Cytokinesis occurs.
cell has divided
across the equator
Telophase I
3.3 mEiOsis
The second division of meiosis
Prophae ii

Chromosomes, which still consist of two
chromatids, condense and become visible.
Prophase II
metaphae ii
Metaphase II
Anaphae ii

Centromeres separate and chromatids are
moved to opposite poles.
Anaphase II
Telophae ii

Chromatids reach opposite poles.

Nuclear envelope forms.

Cytokinesis occurs.
Telophase II
Meiosis and genetic variation
Crossing over and random orientation promotes genetic
variation.
When two parents have a child, they know that it will inherit an
unpredictable mixture of characteristics from each of them. Much of
the unpredictability is due to meiosis. E very gamete produced by a
parent has a new combination of alleles  meiosis is a source of endless
genetic variation.
Apart from the genes on the X and Y chromosomes, humans have two
copies of each gene. In some cases the two copies are the same allele and
there will be one copy of that allele in every gamete produced by the
parent. There are likely to be thousands of genes in the parents genome
165
3
G e n e ti cs
Activity
I g is the number o genes
in a genome with diferent
alleles, 2 g is the number
o combinations o these
alleles that can be generated
by meiosis. I there were
just 69 genes with diferent
alleles (3 in each o the
23 chromosome types in
humans) there would be
590,295,810,358,705,
700,000 combinations.
Assuming that all humans
are genetically diferent, and
that there are 7,000,000
humans, calculate the
percentage o all possible
genomes that currently exist.
where the two alleles are dierent. Each o the two alleles has an equal
chance o being passed on in a gamete. Let us suppose that there is
a gene with the alleles A and a. Hal o the gametes produced by the
parent will contain A and hal will contain a.
Let us now suppose that there is another gene with the alleles B and b.
Again hal o the gametes will contain B and hal b. However, meiosis
can result in gametes with dierent combinations o these genes: AB , Ab,
aB and ab. There are two processes in meiosis that generate this diversity.
50%
probability
a
B
A
b
B
a
b
A
B b
telophase I
A a
prophase I
50%
probability
a
b
A
B
b
a
B
A
metaphase I
 Figure 8
Random orientation in metaphase I
1. Random orientation o bivalents
In metaphase I the orientation o bivalents is random and the orientation
o one bivalent does not infuence the orientation o any o the others.
Random orientation o bivalents is the process that generates genetic
variation among genes that are on dierent chromosome types.
For every additional bivalent, the number o possible chromosome
combinations in a cell produced by meiosis doubles. For a haploid number
o n, the number o possible combinations is 2 n. For humans with a
haploid number o 2 3 this amounts to 2 23 or over 8 million combinations.
2. Crossing over
Without crossing over in prophase I, combinations o alleles on
chromosomes would be orever linked together. For example, i one
chromosome carried the combination C D and another carried cd, only
these combinations could occur in gametes. C rossing over allows linked
genes to be reshufed, to produce new combinations such as C d and cD .
It increases the number o allele combinations that can be generated by
meiosis so much that it is eectively innite.
Fertilization and genetic variation
Fusion o gametes rom diferent parents promotes
genetic variation.
The usion o gametes to produce a zygote is a highly signicant event
both or individuals and or species.
Figure 9
166

It is the start o the lie o a new individual.

It allows alleles rom two dierent individuals to be combined in one
new individual.
3.3 mEiOsis

The combination o alleles is unlikely ever to have existed beore.

Fusion o gametes thereore promotes genetic variation in a species.

Genetic variation is essential or evolution.
no-disjuctio ad Dow sydrome
Non-disjunction can cause Down syndrome and other chromosome abnormalities.
Meiosis is sometimes subj ect to errors.
O ne example o this is when homologous
chromosomes ail to separate at anaphase. This
is termed non- disj unction. This can happen with
any o the pairs o homologous chromosomes.
B oth o the chromosomes move to one pole and
neither to the other pole. The result will be a
gamete that either has an extra chromosome or
is defcient in a chromosome. I the gamete is
involved in human ertilization, the result will
be an individual with either 45 or
47 chromosomes.
An abnormal number o chromosomes
will oten lead to a person possessing a
syndrome, i.e. a collection o physical
signs or symptoms. For example
trisomy 2 1 , also known as D own
syndrome, is due to a non- disj unction
event that leaves the individual with
three o chromosome number 2 1
instead o two. While individuals vary,
some o the component eatures o
the syndrome include hearing loss,
heart and vision disorders. Mental and
growth retardation are also common.
Most other trisomies in humans are so serious
that the ospring do not survive. B abies are
sometimes born with trisomy 1 8 and trisomy
1 3 . Non-disj unction can also result in the
birth o babies with abnormal numbers o sex
chromosomes. Klineelters syndrome is caused
by having the sex chromosomes XXY. Turners
syndrome is caused by having only one sex
chromosome, an X.
diploid parent cell with
two chromosome 21
non-disjunction
during meiosis
gamete with no
chromosome 21
gamete with two
chromosome 21
cell dies
fusion of
gametes
normal haploid
gamete

trisomy: zygote with
three chromosome 21
Figure 10 How non-disjunction can give rise to Down syndrome
trisomy 21
all chromosomal
abnormalities
Studies showing age o parents infuences chances o
non-disjunction
The data presented in fgure 1 1 shows the relationship between
maternal age and the incidence o trisomy 2 1 and o other
chromosomal abnormalities.
1
O utline the relationship between maternal age and the incidence
o chromosomal abnormalities in live births.
[2 ]
2
a) For mothers 40 years o age, determine the probability that
they will give birth to a child with trisomy 2 1 .
[1 ]
b) Using the data in fgure 1 1 , calculate the probability that a
mother o 40 years o age will give birth to a child with a
chromosomal abnormality other than trisomy 2 1 .
incidence (% of all live births)
Paretal age ad o-disjuctio
14
12
10
8
6
4
2
0
20
40
60
maternal age (years)
 Figure 11 The incidence of trisomy 21
[2 ]
and other chromosomal abnormalities
as a function of maternal age
167
3
G e n e ti cs
3
4
O nly a small number of possible chromosomal abnormalities
are ever found among live births, and trisomy 2 1 is much the
commonest. S uggest reasons for these trends.
[3 ]
D iscuss the risks parents face when choosing to postpone
having children.
[2 ]
3.4 inhertance
Udertadig
 Mendel discovered the principles o inheritance









168
with experiments in which large numbers o
pea plants were crossed.
Gametes are haploid so contain one allele o
each gene.
The two alleles o each gene separate into
diferent haploid daughter nuclei during meiosis.
Fusion o gametes results in diploid zygotes
with two alleles o each gene that may be the
same allele or diferent alleles.
Dominant alleles mask the efects o recessive
alleles but co-dominant alleles have joint efects.
Many genetic diseases in humans are due to
recessive alleles o autosomal genes.
Some genetic diseases are sex-linked and some
are due to dominant or co-dominant alleles.
The pattern o inheritance is diferent with
sex-linked genes due to their location on sex
chromosomes.
Many genetic diseases have been identied in
humans but most are very rare.
Radiation and mutagenic chemicals increase
the mutation rate and can cause genetic
disease and cancer.
Applicatio
 Inheritance o ABO blood groups.
 Red-green colour-blindness and hemophilia as
examples o sex-linked inheritance.
 Inheritance o cystic brosis and Huntingtons
disease.
 Consequences o radiation ater nuclear
bombing o Hiroshima and Nagasaki and the
nuclear accidents at Chernobyl.
skill
 Construction o Punnett grids or predicting the
outcomes o monohybrid genetic crosses.
 Comparison o predicted and actual outcomes
o genetic crosses using real data.
 Analysis o pedigree charts to deduce the
pattern o inheritance o genetic diseases.
nature of ciece
 Making quantitative measurements with
replicates to ensure reliability: Mendels genetic
crosses with pea plants generated numerical data.
3 . 4 i N h E r i TAN CE
Mendel and the principles of inheritance
Mendel discovered the principles of inheritance
with experiments in which large numbers of pea
plants were crossed.
When living organisms reproduce, they pass on characteristics to their
ospring. For example, when blue whales reproduce, the young are
also blue whales  they are members o the same species. More than
this, variations, such as the markings on the skin o a blue whale, can be
passed on. We say that the ospring inherit the parents characteristics.
However, some characteristics cannot be inherited. S cars seen on the
tails o some blue whales caused by killer whale attacks and cosmetic
surgery in humans are examples o this. According to current theories,
acquired characteristics such as these cannot be inherited.
Inheritance has been discussed since the time o Hippocrates and earlier.
For example, Aristotle observed that children sometimes resemble
their grandparents more than their parents. Many o the early theories
involved blending inheritance, in which ospring inherit characters
rom both parents and so have characters intermediate between those o
their parents. S ome o the observations that biologists made in the rst
hal o the 1 9th century could not be explained by blending inheritance,
but it was not until Mendel published his paper E xperiments in Plant
Hybridization that an alternative theory was available.
 Figure 1
Hair styles are acquired
characteristics and are ortunately not
inherited by ofspring
Mendels experiments were done using varieties o pea plant, each o
which reliably had the same characters when grown on its own. Mendel
careully crossed varieties o pea together by transerring the male pollen
rom one variety to the emale parts in fowers o another variety. He
collected the pea seeds that were ormed as a result and grew them to
nd out what their characters were. Mendel repeated each cross with
many pea plants. He also did this experiment with seven dierent pairs
o characters and so his results reliably demonstrated the principles o
inheritance in peas, not j ust an isolated eect.
In 1 866 Mendel published his research. For over thirty years his ndings
were largely ignored. Various reasons have been suggested or this. One
actor was that his experiments used pea plants and there was not great
interest in the pattern o inheritance in that species. In 1 900 several
biologists rediscovered Mendels work. They quickly did cross-breeding
experiments with other plants and with animals. These conrmed that
Mendels theory explained the basis o inheritance in all plants and animals.
Replicates and reliability in Mendels experiments
Making quantitative measurements with replicates to ensure reliability: Mendel's
genetic crosses with pea plants generated numerical data.
Gregor Mendel is regarded by most biologists as
the ather o genetics. His success is sometimes
attributed to being the rst to use pea plants
or research into inheritance. Peas have clear
characteristics such as red or white fower colour
that can easily be ollowed rom one generation
to the next. They can also be crossed to produce
hybrids or they can be allowed to sel- pollinate.
169
3
G e n e ti cs
In act Mendel was not the rst to use pea
plants. Thomas Andrew Knight, an English
horticulturalist, had conducted research at
D ownton C astle in Hereordshire in the late
1 8th century and published his results in the
Philosophical Transactions o the Royal S ociety.
Knight made some important discoveries:
pollen is collected
from the anthers

male and emale parents contribute equally to
the ospring;

characters such as white fower colour
that apparently disappear in ospring can
reappear in the next generation, showing that
inheritance is discrete rather than blending;
lower petal
 called the keel
one character such as red fower colour
can show a stronger tendency than the
alternative character.
self pollinating peas:
 if the ower is left untouched, the anthers
inside the keel pollinate the stigma

Although Mendel was not as pioneering in his
experiments as sometimes thought, he deserves
credit or another aspect o his research. Mendel
was a pioneer in obtaining quantitative results and
in having large numbers o replicates. He also did
seven dierent cross experiments, not just one.
Table 1 shows the results o his monohybrid crosses.
It is now standard practice in science to include
repeats in experiments to demonstrate the
reliability o results. Repeats can be compared to
see how close they are. Anomalous results can be
identied and excluded rom analysis. S tatistical
tests can be done to assess the signicance o
dierences between treatments. It is also standard
practice to repeat whole experiments, using a
dierent organism or dierent treatments, to test
a hypothesis in dierent ways. Mendel should
thereore be regarded as one o the athers o
genetics, but even more we should think o him
as a pioneer o research methods in biology.
Paental plants
 Figure 2
Cross and sel pollination
(a) Prediction based on
blending inheritance
tall plants 3 dwarf plants
pea plants with an
intermediate height
(b) Actual results
tall plants 3 dwarf plants
pea plants as tall
as the tall parent
 Figure 3
Example o a monohybrid cross experiment. All the
hybrid plants produced by crossing two varieties together
had the same character as one o the parents and the
character o the other parent was not seen. This is a clear
alsifcation o the theory o blending inheritance
hybid plants Ofsping om sel-pollinating te ybids
ratio
Tall stem  dwar stem
All tall
787 tall : 277 dwar
2.84 : 1
Round seed  wrinkled seed
All round
5474 round : 1850 wrinkled
2.96 : 1
Yellow cotyledons  green cotyledons
All yellow
6022 yellow : 2001 green
3.01 : 1
Purple fowers  white fowers
All purple
705 purple : 224 white
3.15 : 1
Full pods  constricted pods
All ull
882 ull : 299 constricted
2.95 : 1
Green unripe pods  yellow unripe pods
All green
428 green : 152 yellow
2.82 : 1
Flowers along stem  fowers at stem tip
All along stem 651 along stem : 207 at tip
 Table 1
170
cross pollinating peas:
pollen from another plant is dusted on
to the stigma here
3.14 : 1
3 . 4 i N h E r i TAN CE
Gamete
Gametes are haploid so contain one allele o each gene.
Gametes are cells that fuse together to produce the single cell that is the
start of a new life. They are sometimes called sex cells, and the single cell
produced when male and female gametes fuse is a zygote. Male and female
gametes are different in size and motility. The male gamete is generally
smaller than the female one. It is usually able to move whereas the female
gamete moves less or not at all. In humans, for example, the sperm has a
much smaller volume than the egg cell and uses its tail to swim to the egg.
Parents pass genes on to their offspring in gametes. Gametes contain
one chromosome of each type so are haploid. The nucleus of a gamete
therefore only has one allele of each gene. This is true of both male
and female gametes, so male and female parents make an equal genetic
contribution to their offspring, despite being very different in overall size.
Figure 4 Pollen on the anthers o a fower
contains the male gamete o the plant. The
male gametes contain one allele o each o
the plants
Zygote
Fusion o gametes results in diploid zygotes with two
alleles o each gene that may be the same allele or
diferent alleles.
When male and female gametes fuse, their nuclei j oin together, doubling
the chromosome number. The nucleus of the zygote contains two
chromosomes of each type so is diploid. It contains also two alleles of
each gene.
If there were two alleles of a gene, A and a, the zygote could contain two
copies of either allele or one of each. The three possible combinations are
AA, Aa and aa.
S ome genes have more than two alleles. For example, the gene for
AB O blood groups in humans has three alleles: I A, I B and i. This gives six
possible combinations of alleles:

three with two of the same allele, IAIA, IB I B and ii

three with two different alleles, IAIB , I Ai and I B i.
segregation of allele
The two alleles o each gene separate into diferent
haploid daughter nuclei during meiosis.
D uring meiosis a diploid nucleus divides twice to produce four haploid
nuclei. The diploid nucleus contains two copies of each gene, but the
haploid nuclei contain only one.

If two copies of one allele of a gene were present, each of the haploid
nuclei will receive one copy of this allele. For example, if the two
alleles were PP, every gamete will receive one copy of P.

If two different alleles were present, each haploid nucleus will
receive either one of the alleles or the other allele, not both. For
example, if the two alleles were Pp, 5 0% of the haploid nuclei would
receive P and 5 0% would receive p.
Figure 5 Most crop plants are pure-bred strains
with two o the same allele o each gene
171
3
G e n e ti cs
TOK
Did mendel alter his results for
publication?
In 1936, the English statistician
R.A. Fisher published an analysis
o Mendels data. His conclusion
was that the data o most, i not
all, o the experiments have been
alsied so as to agree closely with
Mendels expectations. Doubts still
persist about Mendel's data  a
recent estimate put the chance o
getting seven ratios as close to 3:1 as
Mendels at 1 in 33,000.
1
2
To get ratios as close to 3:1 as
Mendel's would have required a
miracle o chance. What are the
possible explanations apart rom a
miracle o chance?
Many distinguished scientists,
including Louis Pasteur, are
known to have discarded results
when they did not t a theory. Is it
acceptable to do this? How can we
distinguish between results that
are due to an error and results that
alsiy a theory? What standard do
you use as a student in rejecting
anomalous data?
The separation o alleles into dierent nuclei is called segregation. It
breaks up existing combinations o alleles in a parent and allows new
combinations to orm in the ospring.
Dominant, recessive and co-dominant alleles
Dominant alleles mask the efects o recessive alleles but
co-dominant alleles have joint efects.
In each o Mendels seven crosses between dierent varieties o pea
plant, all o the ospring showed the character o one o the parents, not
the other. For example, in a cross between a tall pea plant and a dwar
pea plant, all the ospring were tall. The dierence in height between
the parents is due to one gene with two alleles:

the tall parents have two copies o an allele that makes them tall, TT

the dwar parents have two copies o an allele that makes them dwar, tt

they each pass on one allele to the ospring, which thereore has one
o each allele, Tt

when the two alleles are combined in one individual, it is the allele
or tallness that determines the height because the allele or tallness
is dominant

the other allele, that does not have an eect i the dominant allele is
present, is recessive.
In each o Mendels crosses one o the alleles was dominant and the other
was recessive. However, some genes have pairs o alleles where both have an
eect when they are present together. They are called co-dominant alleles. A
well-known example is the fower colour o Mirabilis jalapa. I a red-fowered
plant is crossed with a white-fowered plant, the ospring have pink fowers.

there is an allele or red fowers, C R

there is an allele or white fowers, C W

these alleles are co-dominant so C RC W gives pink fowers.
The usual reason or dominance o one allele is that this allele codes or
a protein that is active and carries out a unction, whereas the recessive
allele codes or a non- unctional protein.
Figure 6 There are co-dominant alleles of the gene for coat
colour in Icelandic horses.
172
3 . 4 i N h E r i TAN CE
parents:
Monohybrid crosses only involve one character, or example the
height o a pea plant, so they involve only one gene. Most crosses start
with two pure- breeding parents. This means that the parents have
two o the same allele, not two dierent alleles. E ach parent thereore
produces j ust one type o gamete, containing one copy o the allele.
Their ospring are also identical, although they have two dierent
alleles. The ospring obtained by crossing the parents are called F 1
hybrids or the F 1 generation.
eggs or pollen T
lle
po
t
tt
dwarf
 Figure 7
Explanation of Mendels 3:1 ratio
parents:
genotype
phenotype
C WC W
CRCR
white
owers
red owers
D educe the colour o coat that is due to a recessive allele, with
two reasons or your answer.
[3 ]
3
C hoose suitable symbols or the alleles or grey and albino coat
and list the possible combinations o alleles o mice using your
symbols, together with the coat colours associated with each
combination o alleles.
[3 ]
CW
CRCW
pink owers
CW
po
l le
n
F1 hybrids genotype
phenotype
C WC R
pink
CRCR
red
C WC W
white
gs CW
2
CR
R
C alculate the ratio between grey and albino ospring, showing
your working.
[2 ]
Tt
tall
eg
1
t
tT
tall
C
In the early years o the 2 0th century, many crossing experiments
were done in a similar way to those o Mendel. The French geneticist
Lucien C unot used the house mouse, Mus musculus, to see whether
the principles that Mendel had discovered also operated in animals.
He crossed normal grey- coloured mice with albino mice. The hybrid
mice that were produced were all grey. These grey hybrids were
crossed together and produced 1 98 grey and 72 albino ospring.
gs
TT
tall
Figure 8 shows the results o a cross between red and white fowered
plants o Mirabilis jalapa. It explains the F 2 ratio o one red to two pink
to one white fowered plant.
Data-based questons: Coat colour in the house mouse
T
n
Tt
tall stem
eg
Figure 7 shows Mendels cross between tall and dwar plants. It
explains the F 2 ratio o three tall to one dwar plant.
t
F1 hybrids genotype
phenotype
The F 1 hybrids have two dierent alleles o the gene, so they can each
produce two types o gamete. I two F 1 hybrids are crossed together,
or i an F 1 plant is allowed to sel-pollinate, there are our possible
outcomes. This can be shown using a 2  2 table, called a Punnett grid
ater the geneticist who rst used this type o table. The ospring o a
cross between two F 1 plants are called the F 2 generation.
To make a Punnett grid as clear as possible the gametes should be
labeled and both the alleles and the character o the our possible
outcomes should be shown on the grid. It is also useul to give an
overall ratio below the Punnett grid.
tt
dwarf stem
TT
tall stem
CR
Construction of Punnett grids for predicting the
outcomes of monohybrid genetic crosses.
genotype
phenotype
T
Punnett grids
C WC W
pink
 Figure 8 A cross involving co-dominance
173
3
G e n e ti cs
4
t ica
annulata
5
 Figure 9
Using a Punnett grid, explain how the observed ratio o grey
and albino mice was produced.
[5 ]
The albino mice had red eyes in addition to white coats. S uggest
how one gene can determine whether the mice had grey ur
and black eyes or white ur and red eyes.
[2 ]
Data-based questions: The two-spot ladybird
Adalia bipunctata is a species o ladybird. In North America ladybirds are
called ladybugs. The commonest orm o this species is known as typica.
There is a rarer orm called annulata. B oth orms are shown in fgure 9.
 Figure 10 F 1
 Figure 11
hybrid ofspring
1
C ompare the typica and annulata orms o Adalia bipunctata.
[2 ]
2
The dierences between the two orms are due to a single
gene. I male and emale typica are mated together, all the
ospring are typica. S imilarly, the ospring produced when
annulata orms are mated are all annulata. Explain the
conclusions that can be drawn.
[2 ]
3
When typica is mated with annulata, the F 1 hybrid ospring are
not identical to either parent. Examples o these F 1 hybrid
ospring are shown in fgure 1 0. D istinguish between the F 1
hybrid ospring and the typica and annulata parents.
[3 ]
4
I F 1 hybrid ospring are mated with each other, the ospring
include both typica and annulata orms, and also ospring with
the same wing case markings as the F 1 hybrid ospring.
F2 ofspring
Activity
ABO blood groups
It is possible for two parents to have
an equal chance of having a child with
blood group A, B, AB or O. What would
be the genotypes of the parents?
a) Use a genetic diagram to explain this pattern o inheritance. [6]
b) Predict the expected ratio o phenotypes.
[2 ]
ABO blood groups
Inheritance of ABO blood groups.
The AB O blood group system in humans is an
example o co- dominance. It is o great medical
importance: beore blood is transused, it is vital
to fnd out the blood group o a patient and
ensure that it is matched. Unless this is done,
there may be complications due to coagulation
o red blood cells. O ne gene determines the AB O
blood group o a person. The genotype IA IA gives
blood group A and the genotype IBIB gives group
B . Neither IA nor IB is dominant over the other
allele and a person with the genotype IA IB has
a dierent blood group, called AB . There is a
third allele o the AB O blood group gene, usually
called i. A person with the genotype ii is in blood
group O . The genotypes IA i and IBi give blood
groups A and B respectively, showing that i is
174
recessive to both IA and IB. The reasons or two
alleles being co- dominant and the other allele
being recessive are as ollows:

All o the three alleles cause the production o
a glycoprotein in the membrane o red blood
cells.

IA alters the glycoprotein by addition o acetylgalactosamine. This altered glycoprotein is
absent rom people who do not have the allele IA
so i exposed to it they make anti-A antibodies.

IB alters the glycoprotein by addition o
galactose. This altered glycoprotein is not
present in people who do not have the allele IB
so i exposed to it they make anti-A antibodies.
3 . 4 i N h E r i TAN CE


The genotype IAIB causes the glycoprotein to
be altered by addition o acetyl-galactosamine
and galactose. As a consequence neither
anti-A nor anti- B antibodies are produced.
This genotype thereore gives a dierent
phenotype to IA IA and IBIB so the alleles IA and
IB are co- dominant.
either o the IA or IB alleles is also present
the glycoprotein is altered by addition o
acetyl-galactosamine or galactose. IAIA and IA i
thereore give the same phenotype, as do IBIB
and IBi.

The allele i is recessive because it causes
production o the basic glycoprotein: i
The allele i is recessive because it does not
cause the production o a glycoprotein. IA IA
and IA i thereore give the same phenotype and
so do IBIB and IBi.
Group O
Group A
anti-A
anti-B
anti-A
Group B
anti-A
 Figure 12
anti-B
Group AB
anti-B
anti-A
anti-B
Blood group can easily be determined using test cards
tesing predicions in cross-breeding experimens
Comparison of predicted and actual outcomes of genetic crosses using real data.
It is in the nature o science to try to fnd general
principles that explain natural phenomena and
not j ust to describe individual examples o a
phenomenon. Mendel discovered principles o
inheritance that have great predictive power.
We can still use them to predict the outcomes o
genetic crosses. Table 2 lists possible predictions in
monohybrid crosses.
The actual outcomes o genetic crosses do not
usually correspond exactly with the predicted
outcomes. This is because there is an element o
chance involved in the inheritance o genes. The
tossing o a coin is a simple analogy. We expect
the coin to land 5 0% o times with each o its two
aces uppermost, but i we toss it 1 , 000 times we
do not expect it to land precisely 5 00 times with
one ace showing and 5 00 times with the other
ace showing.
An important skill in biology is deciding
whether the results o an experiment are close
enough to the predictions or us to accept that
they ft, or whether the dierences are too great
and either the results or the predictions must
be alse. An obvious trend is that the greater
the dierence between observed and expected
results, the less likely that the dierence is
due to chance and the more likely that the
predictions do not ft the results.
To assess obj ectively whether results ft
predictions, statistical tests are used. For genetic
crosses the chi-squared test can be used. This test
is described later in the book in sub- topic 4.1 .
175
3
G e n e ti cs
Cross
Predicted outcome
Example
Pure-breeding parents one with
dominant alleles and one with
recessive alleles are crossed.
All o the ofspring will have the same
character as the parent with dominant
alleles.
All ofspring o a cross between purebreeding tall and dwar pea plants
will be tall.
Pure-breeding parents that have
diferent co-dominant alleles
are crossed.
All o the ofspring will have the same
character and the character will be
diferent rom either parent.
All ofspring o a cross between red
and white owered Mirabilis jalapa
plants will have pink owers.
Two parents each with one
dominant and one recessive
allele are crossed.
Three times as many ofspring have
the character o the parent with
dominant alleles as have the character
o the parent with the recessive
alleles.
3:1 ratio o tall to dwar pea plants
rom a cross between two parents
that each have one allele or tall
height and one allele or dwar
height.
A parent with one dominant and
one recessive allele is crossed
with a parent with two recessive
alleles.
Equal proportions o ofspring with
the character o an individual with a
dominant allele and the character o
an individual with recessive alleles.
1:1 ratio rom a cross between a
dwar pea plant and a tall plant with
one allele or tall height and one or
dwar height .
Table 2
Data-based questions: Analysing genetic crosses
1
Figure 13 Antirrhinum fowers 
(a) wild type, (b) peloric
C harles D arwin crossed pure breeding wild- type Antirrhinum
majus plants, which have bilaterally symmetric fowers, with
pure breeding plants with peloric fowers that are radially
symmetric. All the F 1 ospring produced bilaterally symmetric
fowers. D arwin then crossed the F 1 plants together. In the F 2
generation there were 8 8 plants with bilaterally symmetric
fowers and 3 7 with peloric fowers.
a) C onstruct a Punnett grid to predict the outcome o the cross
between the F 1 plants.
[3 ]
b) D iscuss whether the actual results o the cross are close
enough to support the predicted outcome.
[2 ]
c) Peloric Antirrhinum majus plants are extremely rare in wild
populations o this species. Suggest reasons or this.
[1 ]
2
176
There are three varieties o pheasant with eather coloration
called light, ring and bu. When light pheasants were bred
together, only light ospring were produced. S imilarly, when
ring were crossed with ring, all the ospring were ring. When
bu pheasants were crossed with bu there were 75 light
ospring, 68 ring and 1 41 bu.
a) C onstruct a Punnett grid to predict the outcome o
breeding together bu pheasants.
[3 ]
b) D iscuss whether the actual results o the cross are close
enough to support the predicted outcome.
[2 ]
3 . 4 i N h E r i TAN CE
3
Mary and Herschel Mitchell investigated the inheritance o a
character called poky in the ungus Neurospora crassa. Poky strains
o the ungus grow more slowly than the wild- type. The results
are shown in table 3 .
male paent
Feale paent
Nube o wld
type ofspng
Nube o poky
ofspng
Wild type
Wild type
9,691
90
Poky
Poky
0
10,591
Wild type
Poky
0
7,905
Poky
Wild type
4,816
43
Table 3
a) D iscuss whether the data fts any o the Mendelian ratios in
table 1 ( page 1 70) .
[2 ]
b) S uggest a reason or all the ospring being poky in a cross
between wild type and poky strains when a wild type is the
male parent.
[2 ]
c) S uggest a reason or a small number o poky ospring in a
cross between wild type and poky strains when a wild type
is the emale parent.
[1 ]
Figure 14 Feather coloration rom a buf pheasant
Genetic diseases due to recessive alleles
Many genetic diseases in humans are due to recessive
alleles of autosomal genes.
A genetic disease is an illness that is caused by a gene. Most genetic
diseases are caused by a recessive allele o a gene. The disease thereore
only develops in individuals that do not have the dominant allele o the
gene, usually because they have two copies o the recessive allele. I a
person has one allele or the genetic disease and one dominant allele,
they will not show symptoms o the disease, but they can pass on the
recessive allele to their ospring. These individuals are called carriers.
Genetic diseases caused by a recessive allele usually appear
unexpectedly. B oth parents o a child with the disease must be carriers,
but as they do not show symptoms o the disease, they are unaware o
this. The probability o these parents having a child with the disease is 2 5
per cent ( see fgure 1 5 ) . C ystic fbrosis is an example o a genetic disease
caused by a recessive allele. It is described later in this sub- topic.
Other causes of genetic diseases
Some genetic diseases are sex-linked and some are due
to dominant or co-dominant alleles.
A small proportion o genetic diseases are caused by a dominant allele.
It is not possible to be a carrier o these diseases. I a person has one
dominant allele then they themselves will develop the disease. I one
Aa
Aa
A
a
AA
not carrier
Aa
A
a
aA
aa
carrier
do not develop the disease
develops the genetic disease
 Figure 15 Genetic diseases caused
by a recessive allele
177
3
G e n e ti cs
bb
Bb
B
b
b
Bb
develops the
disease
b
bb
does not develop
the disease
 Figure 16 Genetic diseases caused
by a dominant allele
parent has the allele or the disease, the chance o a child inheriting it
is 5 0 per cent ( see fgure 1 6) . Huntingtons disease is an example o a
genetic disease caused by a dominant allele. It is described later in this
sub- topic.
A very small proportion o genetic diseases are caused by co- dominant
alleles. An example is sickle- cell anemia. The molecular basis o this
disease was described in sub- topic 3 . 1 . The normal allele or hemoglobin
is Hb A and the sickle cell allele is Hb S . Figure 1 7 shows the three
possible combinations o alleles and the characteristics that result.
Individuals that have one Hb A and one Hb S allele do not have the same
characteristics as those who have two copies o either allele, so the
alleles are co- dominant.
Most genetic diseases aect males and emales in the same way but
some show a dierent pattern o inheritance in males and emales.
This is called sex linkage. The causes o sex linkage and two examples,
red- green colour- blindness and hemophilia, are described later in this
sub- topic.
alleles : Hb A Hb A
alleles : Hb A Hb s
characteristics :
- susceptible to
malaria
- not anemic
characteristics :
- increased resistance
to malaria
- mild anemia
alleles : Hb S Hb S
characteristics :
- susceptible to malaria
- severe anemia
normal red blood
cell shape
 Figure 17
sickle-cell shape
Efects o Hb A and Hb S alleles
Cystic fbrosis and Huntingtons disease
Inheritance o cystic fbrosis and Huntingtons disease.
C ystic fbrosis is the commonest genetic disease
in parts o E urope. It is due to a recessive allele
o the C FTR gene. This gene is located on
chromosome 7 and the gene product is a chloride
ion channel that is involved in secretion o sweat,
mucus and digestive j uices.
The recessive alleles o this gene result in
chloride channels being produced that do not
unction properly. S weat containing excessive
amounts o sodium chloride is produced, but
digestive j uices and mucus are secreted with
insufcient sodium chloride. As a result not
enough water moves by osmosis into the
178
secretions, making them very viscous. S ticky
mucus builds up in the lungs causing inections
and the pancreatic duct is usually blocked so
digestive enzymes secreted by the pancreas do
not reach the small intestine.
In some parts o E urope one in twenty people
have an allele or cystic fbrosis. As the allele
is recessive, a single copy o the allele does not
have any eects. The chance o two parents
1
1
both being a carrier o the allele is __
 __
,
20
20
1
which is ___
.
The
chance
o
such
parents
having
40 0
a child with cystic fbrosis can be ound using a
Punnett grid.
3 . 4 i N h E r i TAN CE
father
Cc
C
c
C
CC
normal
Cc
normal
(carrier)
c
cC
normal
(carrier)
cc
cystic
brosis
mother Cc
B ecause of the late onset, many people diagnosed
with Huntingtons disease have already had
children. A genetic test can show before
symptoms would develop whether a young
person has the dominant allele, but most people
at risk choose not to have the test.
About one in 1 0, 000 people have a copy of
the Huntingtons allele, so it is very unlikely
for two parents both to have a copy. A person
can nonetheless develop the disease if only
one of their parents has the allele because it is
dominant.
ratio 3 normal : 1 cystic brosis
father
Hh
Huntingtons disease is due to a dominant
allele of the HTT gene. This gene is located on
chromosome 4 and the gene product is a protein
named huntingtin. The function of huntingtin is
still being researched.
The dominant allele of HTT causes degenerative
changes in the brain. S ymptoms usually start
when a person is between 3 0 and 5 0 years old.
C hanges to behaviour, thinking and emotions
become increasingly severe. Life expectancy after
the start of symptoms is about 2 0 years. A person
with the disease eventually needs full nursing care
and usually succumbs to heart failure, pneumonia
or some other infectious disease.
H
h
h
Hh
Huntingtons
disease
hh
normal
h
Hh
Huntingtons
disease
hh
normal
mother hh
ratio 1 normal : 1 Huntingtons disease
sex-linked gene
The pattern o inheritance is diferent with
sex-linked genes due to their location on sex
chromosomes.
Plants such as peas are hermaphrodite  they can produce both male and
female gametes. When Thomas Andrew Knight did crossing experiments
between pea plants in the late 1 8th century, he discovered that the
results were the same whichever character was in the male gamete and
which in the female gamete. For example, these two crosses gave the
same results:

pollen from a plant with green stems placed onto on the stigma of a
plant with purple stems;

pollen from a plant with purple stems placed onto on the stigma of a
plant with green stems.
179
3
G e n e ti cs
red eye
XRY
X rX R
red
XrY
white
XrXR
red
Y
Xr
R
X
Xr
white eye
XrXr
XrY
white
XR XR
XR Xr
red
Y
red
XR Y
red
XR Y
red
Key
XR X chromosome with allele
for red eye (dominant)
Xr X chromosome with allele
for white eye (recessive)
Y Y chromosome
 Figure 18 Reciprocal
crosses

normal-winged males  vestigial- winged emales;

vestigial-winged males  normal- winged emales.
These crosses gave dierent results:

red-eyed males  white- eyed emales gave only red- eyed ospring;

white- eyed males  red- eyed emales gave red-eyed emales and
white- eyed males.
r
XR
white eye
X rY
O ne o the rst examples o sex linkage was discovered by Thomas
Morgan in the ruit fy, Drosophila. This small insect is about 4 mm long
and completes its lie cycle in two weeks, allowing crossing experiments
to be done quickly with large numbers o fies. Most crosses in Drosophila
do not show sex linkage. For example, these reciprocal crosses give the
same results:
X
XR
red eye
XRXR
Plants always give the same results when reciprocal crosses such as these
are carried out, but in animals the results are sometimes dierent. An
inheritance pattern where the ratios are dierent in males and emales is
called sex linkage.
sex-linkage
Geneticists had observed that the inheritance o genes and o
chromosomes showed clear parallels and so genes were likely to be
located on chromosomes. It was also known that emale Drosophila
have two copies o a chromosome called X and males only have one
copy. Morgan deduced that sex linkage o eye colour could thereore
be due to the eye colour gene being located on the X chromosome.
Male Drosophila also have a Y chromosome, but this does not carry
the eye- colour gene.
Figure 1 8 explains the inheritance o eye colour in Drosophila. In crosses
involving sex linkage, the alleles should always be shown as a superscript
letter on a letter X to represent the X chromosome. The Y chromosome
should also be shown though it does not carry an allele o the gene.
Red-green colour-blindness and hemophilia
Red-green colour-blindness and hemophilia as examples of sex-linked inheritance.
Many examples o sex linkage have been
discovered in humans. They are almost all due
to genes located on the X chromosome, as there
are very ew genes on the Y chromosome. Two
examples o sex-linked conditions due to genes on
the X chromosomes are described here: red- green
colour- blindness and hemophilia.
Red- green colour- blindness is caused by
a recessive allele o a gene or one o the
photoreceptor proteins. These proteins are made
by cone cells in the retina o the eye and detect
specic wavelength ranges o visible light.
 Figure 19 A person with red-green colour-blindness cannot clearly
distinguish between the colours o the fowers and the leaves
180
3 . 4 i N h E r i TAN CE
proteins involved in the clotting o blood. Lie
expectancy is only about ten years i hemophilia
is untreated. Treatment is by inusing Factor VIII,
purifed rom the blood o donors.
XH Xh
Xh
XH Y
XH
Y
H
XH XH
normal
Y
Whereas red- green colour-blindness is a mild
disability, hemophilia is a lie- threatening genetic
disease. Although there are some rarer orms o
the disease, most cases o hemophilia are due
to an inability to make Factor VIII, one o the
XH
KEY
XH X chromosome carrying
the allele for normal
blood clotting
Xh X chromosome carrying
the allele for hemophilia.
X
Males have only one X chromosome, which they
inherit rom their mother. I that X chromosome
carries the red- green colour- blindness allele then
the son will be red- green colour- blind. In parts
o northern E urope the percentage o males with
this disability is as high as 8% . Girls are red- green
colour- blind i their ather is red-green colourblind and they also inherit an X chromosome
carrying the recessive gene rom their mother.
We can predict that the percentage o girls with
colour- blindness in the same parts o E urope to be
8%  8% = 0.64% . The actual percentage is about
0.5 % , ftting this prediction well.
XH
Blood should stop quickly owing rom a pricked
fnger but in hemophiliacs bleeding continues or much longer
as blood does not clot properly
Xh
 Figure 20
The gene or Factor VIII is located on the X
chromosome. The allele that causes hemophilia
is recessive. The requency o the hemophilia
allele is about 1 in 1 0, 000. This is thereore the
requency o the disease in boys. Females can
be carriers o the recessive hemophilia allele but
they only develop the disease i both o their X
chromosomes carry the allele. The requency in
1
2
= 1 in 1 00, 000, 000.
girls theoretically is ( _____
1 0,000 )
In practice, there have been even ewer cases o
girls with hemophilia due to lack o Factor VIII
than this. O ne reason is that the ather would
have to be hemophiliac and decide to risk passing
on the condition to his children.
XH Xh
carrier
XH Y
normal
Xh Y
hemophiliac
Pedigree charts
Analysis of pedigree charts to deduce the pattern of inheritance of genetic diseases.
It isnt possible to investigate the inheritance o
genetic diseases in humans by carrying out cross
experiments. Pedigree charts can be used instead
to deduce the pattern o inheritance. These are the
usual conventions or constructing pedigree charts:

males are shown as squares;

emales are shown as circles;

squares and circles are shaded or crosshatched to indicate whether an individual is
aected by the disease;

parents and children are linked using a T, with
the top bar o the T between the parents;

Roman numerals indicate generations;
181
3
G e n e ti cs

Arabic numbers are used or individuals in
each generation.
their children will be albino, we could only
expect to see that ratio i the parents had very
large numbers o children. The actual ratio o
1 in 2 is not unexpected and does not show
that our deductions about the inheritance o
albinism are incorrect.
Example 1 Albinism in humans
generation I
1
2
Example 2 Vitamin D-resistant rickets
D eductions:
generation II
1
2
3

Two unaected parents only have unaected
children but two aected parents have
children with vitamin D - resistant rickets,
suggesting that this disease is caused by a
dominant allele.

The ospring o the parents in generation I
are all aected daughters and unaected sons.
This suggests sex linkage although the number
o ospring is too small to be sure o the
inheritance pattern.

I vitamin D - resistant rickets is caused by a
dominant X- linked allele, daughters o the
ather in generation I would inherit his X
chromosome carrying the dominant allele, so
all o his daughters would have the disease.
This data in the pedigree shows that this and
so supports the theory.

S imilarly i vitamin D -resistant rickets is
caused by a dominant X- linked allele, the
mother with the disease in generation II
would have one X chromosome carrying
the dominant allele or the disease and one
with the recessive allele. All o her ospring
would have a 5 0% chance o inheriting this X
chromosome and o having the disease. The
data in the pedigree fts this and so supports
the theory.
4
Key:
normal pigmentation
albino
D eductions:


Two o the children are albino and yet the
parents both have normal pigmentation. This
suggests that albinism is caused by a recessive
allele ( m) and normal pigmentation by a
dominant allele ( M) .
There are both daughters and sons with
albinism suggesting that the condition is not
sex- linked. B oth males and emales are albino
only i they have two copies o the recessive
albinism allele ( mm) .

The albino children must have inherited an
allele or albinism rom both parents.

B oth parents must also have one allele or
normal pigmentation as they are not albino.
The parents thereore have the alleles Mm.

The chance o a child o these parents having
albinism is 1 . Although on average 1 in 4 o
4
Key:
vitamin D-resistant rickets
not aected
 Figure 21
182
Pedigree of a family with cases of vitamin D-resistant rickets
3 . 4 i N h E r i TAN CE
Data-based questons: Deducing genotypes from pedigree charts
The pedigree chart in
fgure 2 2 shows fve
generations o a amily
aected by a genetic disease.
1
2
Explain, using evidence
rom the pedigree,
whether the
condition is due to a
recessive or a dominant
allele.
[3 ]
Explain what the
probability is o the
individuals in
generation V having:
I
1
2
3
4
II
1
2
3
4
5
6
7
8
9
10 11
12
13
14
15
III
1
2
3
4
IV
1
2
3
4
5
6
7
8
V
?
?
?
?
1
2
3
4
unaected male
unaected female
aected male
aected female
 Figure 22
Example of a pedigree chart
a) two copies o a
recessive allele;
3
b) one recessive and one dominant
allele;
c) two copies o the dominant
allele.
D educe, with reasons, the possible alleles o:
a) 1 in generation III;
b) 1 3 in generation II.
[3 ]
4
[2 ]
S uggest two examples o genetic diseases that
would ft this inheritance pattern.
[2 ]
Genetic diseases in humans
Many genetic diseases have been identifed in humans
but most are very rare.
S everal genetic diseases have already been described in this sub- topic,
including sickle- cell anemia, cystic fbrosis, hemophilia and Huntingtons
disease. There are other well- known examples, such as phenylketonuria
( PKU) , Tay-S achs disease and Marans syndrome.
Medical research has already identifed more than 4, 000 genetic diseases
and more no doubt remain to be ound. Given this large number o
genetic diseases, it might seem surprising that most o us do not suer
rom any o them. The reason or this is that most genetic diseases are
caused by very rare recessive alleles which ollow Mendelian patterns o
inheritance. The chance o inheriting one allele or any specifc disease
is small but to develop the disease two alleles must be inherited and the
chance o this is extremely small.
It is now possible to sequence the genome o an individual human
relatively cheaply and quickly and large numbers o humans are being
sequenced to allow comparisons. This research is revealing the number
o rare recessive alleles that a typical individual is carrying that could
cause a genetic disease. C urrent estimates are that the number is
between 75 and 2 00 alleles among the 2 5 , 000 or so genes in the human
genome. An individual can only produce a child with a genetic disease
due to one o these recessive alleles i the other parent o the child has
the same rare allele.
 Figure 23
Alleles from two parents come
together when they have a child. There is a
small chance that two recessive alleles will
come together and cause a genetic disease
183
3
G e n e ti cs
Causes of mutation
Radiation and mutagenic chemicals increase the mutation
rate and can cause genetic disease and cancer.
 Figure 24 Abraham
Lincolns eatures
resemble Marans syndrome but a more
recent theory is that he sufered rom MEN2B,
another genetic disease
A gene consists o a length o D NA, with a base sequence that can be
hundreds or thousands o bases long. The dierent alleles o a gene have
slight variations in the base sequence. Usually only one or a very small
number o bases are dierent. New alleles are ormed rom other alleles
by gene mutation.
A mutation is a random change to the base sequence o a gene. Two
types o actor can increase the mutation rate.

Radiation increases the mutation rate i it has enough energy to
cause chemical changes in D NA. Gamma rays and alpha particles
rom radioactive isotopes, short- wave ultraviolet radiation and
X- rays are all mutagenic.

S ome chemical substances cause chemical changes in D NA and so are
mutagenic. Examples are benzo[a] pyrene and nitrosamines ound
in tobacco smoke and mustard gas used as a chemical weapon in the
First World War.
Mutations are random changes  there is no mechanism or a particular
mutation being carried out. A random change to an allele that has
developed by evolution over perhaps millions o years is unlikely to
be benefcial. Almost all mutations are thereore either neutral or
harmul. Mutations o the genes that control cell division can cause
a cell to divide endlessly and develop into a tumour. Mutations are
thereore a cause o cancer.
 Figure 25 The risk o mutations due to
radiation rom nuclear waste is minimized
by careul storage
Mutations in body cells, including those that cause cancer, are
eliminated when the individual dies, but mutations in cells that develop
into gametes can be passed on to ospring. This is the origin o genetic
diseases. It is thereore particularly important to minimize the number
o mutations in gamete- producing cells in the ovaries and testes. C urrent
estimates are that one or two new mutations occur each generation in
humans, adding to the risk o genetic diseases in children.
Consequences of nuclear bombing and accidents at nuclear
power stations
Consequences of radiation after nuclear bombing of Hiroshima and Nagasaki and
the nuclear accidents at Chernobyl.
The common eature o the nuclear bombing
o Hiroshima and Nagasaki and the nuclear
accidents at Three Mile Island and C hernobyl is
that radioactive isotopes were released into the
environment and as a result people were exposed
to potentially dangerous levels o radiation.
When the atomic bombs were detonated over
Hiroshima and Nagasaki 1 5 0 , 0 0 0 2 5 0 , 00 0
184
people either died directly or within a ew
months. The health o nearly 1 0 0 , 0 0 0 survivors
has been ollowed since then by the Radiation
E ects Research Foundation in Japan. Another
2 6 , 0 0 0 people who were not exposed to
radiation have been used as a control group.
B y 2 0 1 1 the survivors had developed 1 7 , 448
tumours, but only 8 5 3 o these could be
3 . 4 i N h E r i TAN CE
attributed to the eects o radiation rom the
atomic bombs.
into the atmosphere in total. The eects were
widespread and severe:
Apart rom cancer the other main eect o the
radiation that was predicted was mutations,
leading to stillbirths, malormation or death. The
health o 1 0, 000 children that were etuses when
the atomic bombs were detonated and 77, 000
children that were born later in Hiroshima and
Nagasaki has been monitored. No evidence has
been ound o mutations caused by the radiation.
There are likely to have been some mutations,
but the number is too small or it to be statistically
signifcant even with the large numbers o
children in the study.

4 km 2 o pine orest downwind o the reactor
turned ginger brown and died.

Horses and cattle near the plant died rom
damage to their thyroid glands.

Lynx, eagle owl, wild boar and other wildlie
subsequently started to thrive in a zone
around C hernobyl rom which humans were
excluded.

B ioaccumulation caused high levels o
radioactive caesium in fsh as ar away as
Scandinavia and Germany and consumption
o lamb contaminated with radioactive
caesium was banned or some time as ar away
as Wales.

C oncentrations o radioactive iodine in the
environment rose and resulted in drinking
water and milk with unacceptably high levels.

More than 6, 000 cases o thyroid cancer
have been reported that can be attributed
to radioactive iodine released during the
accident.

According to the report C hernobyls Legacy
Health, Environmental and S ocio- Economic
Impacts, produced by The C hernobyl Forum,
there is no clearly demonstrated increase in
solid cancers or leukemia due to radiation in
the most aected populations.
D espite the lack o evidence o mutations due
to the atomic bombs, survivors have sometimes
elt that they were stigmatized. S ome ound that
potential wives or husbands were reluctant to
marry them or ear that their children might
have genetic diseases.
The accident at C hernobyl, Ukraine, in 1 986
involved explosions and a fre in the core o a
nuclear reactor. Workers at the plant quickly
received atal doses o radiation. Radioactive
isotopes o xenon, krypton, iodine, caesium and
tellurium were released and spread over large
parts o E urope. About six tonnes o uranium
and other radioactive metals in uel rom the
reactor was broken up into small particles by
the explosions and escaped. An estimated 5 , 2 00
million GB q o radioactive material was released
Incidence per 100,000 in Belarus
12
Actvty
adults (1934)
10
Cangng ates of tyod cance
adolescents (1518)
When would you expect the cases
o thyroid cancer in young adults to
start to drop, based on the data in
fgure 26?
Cases per 100,000
children (014)
8
6
4
2
0
1984
1986
1988
1990
 Figure 26 Incidence of thyroid
1992
1994
1996
1998
2000
2002
2004v
cancer in Belarus after the Chernobyl accident
185
3
G e n e ti cs
Data-baed quetion: The aftermath of Chernobyl
Mutations can cause a cell to become a tumour cell. The release of
6 . 7 tonnes of radioactive material from the nuclear power station
at C hernobyl in 1 9 8 6 was therefore the cause of large numbers of
deaths due to cancer. The UN C hernob yl Forum stated that  up
to 4, 0 0 0 people may ultimately die as a result of the disaster, but
Green Party members of the E uropean Parliament commissioned
a report from a radiation scientist, which gave an estimate of
3 0 , 0 0 0 to 6 0 , 0 0 0 extra deaths. O ne way of obtaining an estimate
is to use data from previous radiation exposures, such as the
detonation of nuclear warheads at Hiroshima and Nagasaki in
1 9 45 . The data below is an analysis of deaths due to leukemia and
cancer b etween 1 9 5 0 and 1 9 9 0 among those exposed to radiation
from these warheads. It was published by the Radiation E ffects
Research Foundation.
 Figure 27
Humans have been excluded from
a large zone near the Chernobyl reactor. Some
plants and animals have shown deformities
that may be due to mutations
radiation Numbe of death Etimate of exce Pecentage of death
doe ange in people expoed death ove contol
attibutable to
(sv)
to adiation
goup
adiation expoue
Leukemia
0.0050.2
70
10
0.20.5
27
13
48
0.51
23
17
74
56
47
>1
Cancer
0.0050.2
3391
63
2
0.20.5
646
76
12
0.51
342
79
23
308
121
39
>1
1
C alculate the percentage of excess deaths over control groups
due to leukemia in people exposed to ( a) 0. 005 - 0. 02 Sv
( sieverts) of radiation ( b) >1 Sv of radiation.
[4]
2
C onstruct a suitable type of graph or chart to represent the data in
the right- hand column of the table, including the two percentages
that you have calculated. There should be two y- axes, for the
leukemia deaths and the cancer deaths.
[4]
3
C ompare the effect of radiation on deaths due to leukemia
and deaths due to cancer.
[3 ]
D iscuss, with reasons, what level of radiation might be
acceptable in the environment.
[4]
4
186
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
3.5 Genetc odfcaton and botecnoog
Udertadig
 Gel electrophoresis is used to separate proteins







or ragments o DNA according to size.
PCR can be used to ampliy small amounts o DNA.
DNA proling involves comparison o DNA.
Genetic modication is carried out by gene
transer between species.
Clones are groups o genetically identical
organisms, derived rom a single original
parent cell.
Many plant species and some animal species
have natural methods o cloning.
Animals can be cloned at the embryo stage by
breaking up the embryo into more than one
group o cells.
Methods have been developed or cloning adult
animals using diferentiated cells.
Applicatio
 Use o DNA proling in paternity and orensic
investigations.
 Gene transer to bacteria with plasmids using
restriction endonucleases and DNA ligase.
 Assessment o the potential risks and benets
associated with genetic modication o crops.
 Production o cloned embryos by somatic-cell
nuclear transer.
skill
 Design o an experiment to assess one actor
afecting the rooting o stem-cuttings.
 Analysis o examples o DNA proles.
 Analysis o data on risks to monarch butteries
o Bt crops.
nature of ciece
 Assessing risks associated with scientic research: scientists attempt to assess the risks associated
with genetically modied crops or livestock.
Gel electrophorei
Gel electrophoresis is used to separate proteins or
ragments o DNA according to size.
Gel electrophoresis involves separating charged molecules in an electric
eld, according to their size and charge. Samples are placed in wells cast
in a gel. The gel is immersed in a conducting fuid and an electric eld
is applied. Molecules in the sample that are charged will move through
the gel. Molecules with negative and positive charges move in opposite
directions. Proteins may be positively or negatively charged so can be
separated according to their charge.
The gel used in gel electrophoresis consists o a mesh o laments that
resists the movement o molecules in a sample. D NA molecules rom
eukaryotes are too long to move through the gel, so they must be
broken up into smaller ragments. All D NA molecules carry negative
charges so move in the same direction during gel electrophoresis, but not
DNA samples
negative electrode
2
sample well
gel
1
positive electrode
large fragments 2
direction of
migration
small fragments
1
 Figure 1
Procedure for gel electrophoresis
187
3
G e n e ti cs
at the same rate. S mall ragments move aster than large ones so they
move urther in a given time. Gel electrophoresis can thereore be used
to separate ragments o D NA according to size.
DnA amplifcatio by PCR
PCR can be used to amplify small amounts of DNA.
 Figure 2
Small samples o DNA being
extracted rom ossil bones o a Neanderthal
or amplifcation by PCR
The polymerase chain reaction is used to make large numbers o
copies o D NA. It is almost always simply called PC R. The details
o this technique are described in sub- topic 2 . 7 . O nly a very small
amount o D NA is needed at the start o the process  in theory j ust
a single molecule. Within an hour or two, millions o copies can
be made. This makes it possible to study the D NA urther without
the risk o using up a limited sample. For example, D NA extracted
rom ossils can be amplifed using PC R. Very small amounts o D NA
rom blood, semen or hairs can also be amplifed or use in orensic
investigations.
PC R is not used to copy the entire set o D NA molecules in a sample
such as blood or semen. White blood cells contain all chromosomes o
the person rom whom the blood came, or example, and together the
sperm cells in a sample o semen contain a mans entire genome. Instead
PC R is used to copy specifc D NA sequences. A sequence is selected or
copying by using a primer that binds to the start o the desired sequence.
The primer binds by complementary base pairing.
The selectivity o PC R allows particular desired sequences to be copied
rom a whole genome or even greater mixture o DNA. One test or the
presence o genetically modifed ingredients in oods involves the use o a
primer that binds to the genetically modifed D NA. Any such DNA present
is amplifed by the PC R, but i there is none present the PC R has no eect.
Data-based questions: PCR and Neanderthals
Samples o D NA were recently obtained
rom ossil bones o a Neanderthal ( Homo
neanderthalensis) . They were amplifed using PC R.
A section o the Neanderthal mitochondrial D NA
was sequenced and compared with sequences
rom 994 humans and 1 6 chimpanzees.
The bar chart in fgure 3 shows how many basesequence dierences were ound within the
sample o humans, between the humans and the
188
Neanderthal and between the humans and the
chimpanzees.
frequency of
number of dierences / %
The evolution o groups o living organisms can
be studied by comparing the base sequences o
their D NA. I a species separates into two groups,
dierences in base sequence between the two
species accumulate gradually over long periods o
time. The number o dierences can be used as an
evolutionary clock.
25
humanNeanderthal
20
15 humanhuman
humanchimp
10
5
0
0
 Figure3
5 10 15 20 25 30 35 40 45 50 55 60 65
number of dierences in base sequence
Number o dierences in base sequences
between humans, chimps and Neanderthals
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
1
S tate the most common number o dierences
in base sequence between pairs o humans. [1 ]
2
Humans and Neanderthals are both classifed
in the genus Homo and chimpanzees are
classifed in the genus Pan. D iscuss whether
this classifcation is supported by the data in
the bar chart.
[3 ]
3
Suggest a limitation to drawing any
conclusion rom the humanNeanderthal
comparison.
[1 ]
DnA proflig
DNA profling involves comparison o DNA.
D NA profling involves these stages:

A sample o D NA is obtained, either rom a known individual or
rom another source such as a ossil or a crime scene.

Sequences in the D NA that vary considerably between individuals
are selected and are copied by PC R.

The copied D NA is split into ragments using restriction endonucleases.

The ragments are separated using gel electrophoresis.

This produces a pattern o bands that is always the same with D NA
taken rom one individual. This is the individual' s D NA profle.
The profles o dierent individuals can be compared to see which
bands are the same and which are dierent.

 Figure 4 DNA profles are oten
reerred to as
DNA fngerprints as they are used in a similar
way to real fngerprints to distinguish one
individual rom all others
Paterity ad oresic ivestigatios
Use o DNA profling in paternity and orensic investigations.
D NA profling is used in orensic investigations.

B lood stains on a suspects clothing could be
shown to come rom the victim.

B lood stains at the crime scene that are not
rom the victim could be shown to come rom
the suspect.

A single hair at the crime scene could be
shown to come rom the suspect.

S emen rom a sexual crime could be shown to
come rom the suspect.
In each example the DNA profle o material rom
the crime scene is compared with the DNA profle
o a sample o DNA taken rom the suspect or the
victim. I the pattern o bands matches exactly it
is highly likely that the two samples o DNA are
rom the same person. This can provide very strong
evidence o who committed the crime. Some
countries now have databases o DNA profles, which
have allowed many criminal cases to be solved.
D NA profling is also used in paternity
investigations. These are done to fnd out
whether a man is the ather o a child. There are
various reasons or paternity investigations being
requested.

Men sometimes claim that they are not the
ather o a child to avoid having to pay the
mother to raise the child.

Women who have had multiple partners
may wish to identiy the biological ather o
a child.

A child may wish to prove that a deceased
man was their ather in order to show that
they are their heir.
D NA profles o the mother, the child and the
man are needed. D NA profles o each o the
samples are prepared and the patterns o bands
are compared. I any bands in the childs profle
do not occur in the profle o the mother or
man, another person must be the ather.
189
3
G e n e ti cs
Aalysis o DnA profles
Analysis o examples o DNA profles.
Analysis o D NA profles in orensic investigations is straightorward:
two D NA samples are very likely to have come rom the same person
i the pattern o bands on the profle is the same.
victim
specimen
1
2
suspects
3
 Figure 5 Which
o the three suspects DNA fngerprints matches the
specimen recovered rom the crime scene?
Analysis o DNA profles in paternity investigations is more complicated.
Each o the bands in the childs DNA profle must be the same as a band
in the biological mother or athers profle. Every band in the childs
profle must be checked to make sure that it occurs either in the mothers
profle or in the profle o the man presumed to be the ather. I one or
more bands do not, another man must have been the biological ather.
Geetic modifcatio
Genetic modifcation is carried out by gene transer
between species.
Molecular biologists have developed techniques that allow genes to
be transerred between species. The transer o genes rom one species
to another is known as genetic modifcation. It is possible because the
genetic code is universal, so when genes are transerred between species,
the amino acid sequence translated rom them is unchanged  the same
polypeptide is produced.
Genes have been transerred rom eukaryotes to bacteria. O ne o the
early examples was the transer o the gene or making human insulin to
a bacterium. This was done so that large quantities o this hormone can
be produced or treating diabetics.
Genetic modifcation has been used to introduce new characteristics
to animal species. For example, goats have been produced that secrete
milk containing spider silk protein. S pider silk is immensely strong, but
spiders could not be used to produce it commercially.
 Figure 6 Genes have been
transerred rom
daodil plants to rice, to make the rice
produce a yellow pigment in its seeds
190
Genetic modifcation has also been used to produce many new varieties
o crop plant. These are known as genetically modifed or GM crops. For
example genes rom snapdragons have been transerred to tomatoes to
produce ruits that are purple rather than red. The production o golden
rice involved the transer o three genes, two rom daodil plants and
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
one rom a bacterium, so that the yellow pigment - carotene is produced
in the rice grains.
Actvt
Scientists have an obligation to consider the ethical implications o their
research. Discuss the ethics o the development o golden rice. -carotene is
a precursor to vitamin A. The development o golden rice was intended as a
solution to the problem o vitamin A defciency, which is a signifcant cause o
blindness among children globally.
techniques for gene ransfer o baceria
Gene transer to bacteria with plasmids using restriction
endonucleases and DNA ligase.
Genes can be transerred rom one species to another by a variety
o techniques. Together these techniques are known as genetic
engineering. Gene transer to bacteria usually involves plasmids,
restriction enzymes and D NA ligase.



A plasmid is a small extra circle o D NA. The smallest plasmids
have about 1 , 000 base pairs ( 1 kbp) , but they can have over
1 , 000 kbp. They occur commonly in bacteria. The most abundant
plasmids are those with genes that encourage their replication in
the cytoplasm and transer rom one bacterium to another. There
are thereore some parallels with viruses but plasmids are not
pathogenic and natural selection avours plasmids that coner an
advantage on a bacterium rather than a disadvantage. B acteria
use plasmids to exchange genes, so naturally absorb them and
incorporate them into their main circular D NA molecule. Plasmids
are very useul in genetic engineering.
Bacterial cell
Plasmid
mRNA extracted from
human pancreatic cells
Plasmid obtained
from bacteria
mRNA
cDNA
mRNA treated
with reverse
transcriptase
to make
complementary
DNA (cDNA)
Restriction enzymes, also known as endonucleases, are enzymes
that cut D NA molecules at specifc base sequences. They can be
used to cut open plasmids and also to cut out desired genes rom
larger D NA molecules. S ome restriction enzymes have the useul
property o cutting the two strands o a D NA molecule at dierent
points. This leaves single- stranded sections called sticky ends. The
sticky ends created by any one particular restriction enzyme have
complementary base sequences so can be used to link together
pieces o D NA, by hydrogen bonding between the bases.
Plasmid and
cDNA fused
using DNA ligase
Recombinant
plasmid
introduced into
host cells
Bacteria
multiply in
a fermenter
and produce
insulin
Separation and
purication of
human insulin
D NA ligase is an enzyme that j oins D NA molecules together frmly
by making sugarphosphate bonds between nucleotides. When
the desired gene has been inserted into a plasmid using sticky ends
there are still nicks in each sugarphosphate backbone o the D NA
but D NA ligase can be used to seal these nicks.
An obvious requirement or gene transer is a copy o the gene being
transerred. It is usually easier to obtain messenger RNA transcripts o
genes than the genes themselves. Reverse transcriptase is an enzyme
that makes D NA copies o RNA molecules called cD NA. It can be used
to make the D NA needed or gene transer rom messenger RNA.
Plasmid
cut with
restriction
enzyme
Human insulin
can be used
by diabetic
patients
 Figure 7
shows the steps involved in one
example o gene transer. It has been used
to create genetically modifed E. coli bacteria
that are able to manuacture human insulin,
or use in treating diabetes
191
3
G e n e ti cs
Assessing the risks o genetic modifcation
Assessing risks associated with scientifc research:
scientists attempt to assess the risks associated with
genetically modifed crops or livestock.
 Figure 8 The biohazard
symbol indicates any
organism or material that poses a threat to the
health of living organisms especially humans
There have been many ears expressed about the possible dangers
o genetic modifcation. These ears can be traced back to the 1 970s
when the frst experiments in gene transer were being conducted.
Paul B erg planned an experiment in which D NA rom the monkey
virus S V40 was going to be inserted into the bacterium E. coli. O ther
biologists expressed serious concerns because SV40 was known to
cause cancer in mice and E. coli lives naturally in the intestines o
humans. There was thereore a risk o the genetically engineered
bacterium causing cancer in humans.
S ince then many other risks associated with genetic modifcation
have been identifed. There has been ferce debate both among
scientists and between scientists and non- scientists about the
saety o the research and the saety o using genetically modifed
organisms. This has led to bans being imposed in some countries,
with potentially useul applications o GM crops or livestock let
undeveloped.
Almost everything that we do carries risks and it is not possible to
eliminate risk entirely, either in science or in other aspects o our
lives. It is natural or humans to assess the risk o an action and decide
whether or not go ahead with it. This is what scientists must do 
assess the risks associated with their research beore carrying it out.
The risks can be assessed in two ways:
GM corn (maize) is widely grown in
North America

What is the chance o an accident or other harmul consequence?

How harmul would the consequence be?
 Figure 9
I there is a high chance o harmul consequences or a signifcant
chance o very harmul consequences then research should not
be done.
Risks and benefts o GM crops
192
Assessment o the potential risks
and benefts associated with genetic
modifcation o crops.
is disagreement, because gene transer to crop
plants is a relatively recent procedure, the issues
involved are very complex and in science it oten
takes decades or disputes to be resolved.
GM crops have many potential benefts. These
have been publicized widely by the corporations
that produce GM seed, but they are questioned
by opponents o the technology. Even basic
issues such as whether GM crops increase yields
and reduce pesticide and herbicide use have
been contested. It is not surprising that there
Potential benefts can be grouped into
environmental benefts, health benefts and
agricultural benefts. Economic benefts o GM
crops are not included here, because they cannot
be assessed on a scientifc basis using experimental
evidence. It would be impossible in the time
available or IB students to assess all claimed
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
benefts or all GM crops. Instead it is better to select
one claim rom the list given here and assess it or
one crop. Much o the evidence relating to potential
benefts and also to risks is reely available.
C laims about environmental benefts o
GM crop s:

Pest- resistant crop varieties can be produced
by transerring a gene or making a toxin
to the plants. Less insecticide then has to be
sprayed on to the crop so ewer bees and
other benefcial insects are harmed.

Use o GM crop varieties reduces the need
or plowing and spraying crops, so less uel is
needed or arm machinery.

The shel- lie o ruit and vegetables can be
improved, reducing wastage and reducing the
area o crops that have to be grown.
C laims about the health benefts o
GM crop s:

The nutritional value o crops can be
improved, or example by increasing the
vitamin content.

Varieties o crops could be produced lacking
allergens or toxins that are naturally present
in them.

GM crops could be engineered that produce
edible vaccines so by eating the crop a person
would be vaccinated against a disease.
C laims about agricultural benefts o
GM crop s:

Varieties resistant to drought, cold and salinity
can be produced by gene transer, expending
the range over which crops can be produced
and increasing total yields.

A gene or herbicide resistance can be
transerred to crop plants allowing all other
plants to be killed in the growing crop by
spraying with herbicide. With less weed
competition crop yields are higher. Herbicides
that kill all plants can be used to create
weed- ree conditions or sowing non- GM
crops but they cannot be used once the crop
is growing.

C rop varieties can be produced that are
resistant to diseases caused by viruses.
 Figure 10 Wild
plants growing next to a crop of GM maize
These diseases currently reduce crop yields
signifcantly and the only current method
o control is to reduce transmission by
killing insect vectors o the viruses with
insecticides.
A wide variety o concerns about GM crops
have been raised. S ome o these, such as the
eect on armers incomes, cannot be assessed
on scientifc grounds so are not relevant
here. The remaining concerns can be grouped
into health risks, environmental risks and
agricultural risks. To make overall j udgments
about the saety o GM crops, each risk needs
to be assessed careully, using all the available
experimental evidence. This needs to be done
on a case by case basis as it is not possible to
assess the risks and benefts o one GM crop
rom experiments perormed on another one.
There is no consensus among all scientists or
non- scientists yet about GM crops and it is
thereore important or as many o us as possible
to look at the evidence or the claims and
counter- claims, rather than the publicity. Any o
the risks that are included here could be selected
or detailed scrutiny.
C laims made about health risks o GM crop s:

Proteins produced by transcription and
translation o transerred genes could be
193
3
G e n e ti cs
plants, plant-eating insects and organisms that
eed on them where GM rather than non-GM
crops are being grown.
toxic or cause allergic reactions in humans or
livestock that eat GM crops.


Antibiotic resistance genes used as markers
during gene transer could spread to
pathogenic bacteria.
Transerred genes could mutate and cause
unexpected problems that were not riskassessed during development o GM crops.
C laims made about agricultural risks of
GM crop s:

Some seed rom a crop is always spilt and
germinates to become unwanted volunteer
plants that must be controlled, but this could
become very dicult i the crop contains
herbicide resistance genes.

Widespread use o GM crops containing a
toxin that kills insect pests will lead to the
spread o resistance to the toxin in the pests
that were the initial problem and also to the
spread o secondary pests that are resistant to
the toxin but were previously scarce.

Farmers are not permitted by patent law to
save and re-sow GM seed rom crops they
have grown, so strains adapted to local
conditions cannot be developed.
C laims made about environmental risks of
GM crop s:

Non- target organisms could be aected by
toxins that are intended to control pests in
GM crop plants.

Genes transerred to crop plants to make
them herbicide resistant could spread to wild
plants, turning them into uncontrollable
super- weeds.

Biodiversity could be reduced i a lower
proportion o sunlight energy passes to weed
Analysing risks to monarch butterfies o
Bt corn
Analysis o data on risks to monarch butterfies o Bt crops.
Insect pests o crops can be controlled by spraying with insecticides
but varieties have been recently been produced by genetic engineering
that produce a toxin that kills insects. A gene was transerred rom the
bacterium Bacillus thuringiensis that codes or Bt toxin. The toxin is a
protein. It kills members o insect orders that contain butterfies, moths,
fies, beetles, bees and ants. The genetically engineered corn varieties
produce Bt toxin in all parts o the plant including pollen.
Bt varieties o many crops have been produced, including Zea mays.
In North America this crop is called corn, while in B ritain it is known
as maize, or corn on the cob. The crop is attacked by various insect
pests including corn borers, which are the larvae o the moth Ostrinia
nubilalis. C oncerns have been expressed about the eects o Bt corn on
non-target species o insect. O ne particular species o concern is the
monarch butterfy, Danaus plexippus.
The larvae o the monarch butterfy eed on leaves o milkweed,
Asclepias curassavica. This plant sometimes grows close enough to
corn crops to become dusted with the wind- dispersed corn pollen.
There is thereore a risk that monarch larvae might be poisoned by Bt
toxin in pollen rom GM corn crops. This risk has been investigated
experimentally. D ata rom these experiments is available or analysis.
194
To investigate the eect o pollen rom Bt corn on the larvae o
monarch butterfies the ollowing procedure was used. Leaves were
collected rom milkweed plants and were lightly misted with water. A
spatula o pollen was gently tapped over the leaves to deposit a ne
dusting. The leaves were placed in water- lled tubes. Five three-dayold monarch butterfy larvae were placed on each lea. The area o lea
eaten by the larvae was monitored over our days. The mass o the
larvae was measured ater our days. The survival o the larvae was
monitored over our days.
Three treatments were included in the experiment, with ve repeats
o each treatment:

leaves not dusted with pollen ( blue)

leaves dusted with non- GM pollen ( yellow)

leaves dusted with pollen rom Bt corn ( red)
100
75
50
25
0
2
3
4
5
6
7
2
3
Time (days)
1
2
3
Time (days)
4
1.5
1
0.5
0
The results are shown in the table, bar chart and graph on the right.
1
1
2
Cumulative leaf
consumption per larva
Data-based questons: Transgenic pollen and monarch larvae
Survival of monarch larvae (%)
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
a) List the variables that were kept constant in the
experiment.
[3 ]
b) Explain the need to keep these variables constant.
[2 ]
a) C alculate the total number o larvae used in the
experiment.
[2 ]
b) Explain the need or replicates in experiments.
[2 ]
The bar chart and the graph show mean results and error bars.
Explain how error bars help in the analysis and evaluation
o data.
[2 ]
Explain the conclusions that can be drawn rom the
percentage survival o larvae in the three treatments.
[2 ]
Suggest reasons or the dierences in lea consumption
between the three treatments.
[3 ]
Predict the mean mass o larvae that ed on leaves dusted
with non- GM pollen.
[2 ]
O utline any dierences between the procedures used in
this experiment and processes that occur in nature, which
might aect whether monarch larvae are actually harmed
by Bt pollen.
[2 ]
4
Source: Losey JE, Rayor LS, Carter ME (May 1999) .
Transgenic pollen harms monarch larvae.
Nature 399 (6733) : 214.
Treatment
Mean mass of
surviving larvae (g)
Leaves not dusted
with pollen
0.38
Leaves dusted with Not available
non-GM pollen
Leaves dusted with 0.16
pollen from Bt corn
Actvt
Estatng te sze of a cone
A total of 130,000 hectares of Russet
Burbank potatoes were planted in
Idaho in 2011. The mean density
of planting of potato tubers was
50,000 per hectare. Estimate the size
of the clone at the time of planting and
at the time of harvest.
Clones
Clones are groups of genetically identical organisms,
derived from a single original parent cell.
A zygote, produced by the usion o a male and emale gamete, is
the rst cell o a new organism. B ecause zygotes are produced by
sexual reproduction, they are all genetically dierent. A zygote grows
and develops into an adult organism. I it reproduces sexually, its
195
3
G e n e ti cs
Activity
ospring will be genetically dierent. In some species organisms can
also reproduce asexually. When they do this, they produce genetically
identical organisms.
The production o genetically identical organisms is called cloning and
a group o genetically identical organisms is called a clone.
How many potato clones are there in
this photo?
Although we do not usually think o them in this way, a pair o
identical twins is the smallest clone that can exist. They are either
the result o a human zygote dividing into two cells, which each
develop into separate embryos, or an embryo splitting into two
parts which each develop into a separate individual. Identical twins
are not identical in all their characteristics and have, or example,
dierent fngerprints. A better term or them is monozygotic. More
rarely identical triplets, quadruplets and even quintuplets have
been produced.
S ometimes a clone can consist o very large numbers o organisms.
For example, commercially grown potato varieties are huge clones.
Large clones are ormed by cloning happening again and again,
but even so all the organisms may be traced back to one original
parent cell.
natural methods of cloig
Many plant species and some animal species have
natural methods of cloning.
 Figure 11
Identical twins are an example
of cloning
Although the word clone is now used or any group o genetically
identical organisms, it was frst used in the early 2 0th century or plants
produced by asexual reproduction. It comes rom the Greek word or
twig. Many plants have a natural method o cloning. The methods used
by plants are very varied and can involve stems, roots, leaves or bulbs.
Two examples are given here:

A single garlic bulb, when planted, uses its ood stores to grow
leaves. These leaves produce enough ood by photosynthesis to grow
a group o bulbs. All the bulbs in the group are genetically identical
so they are a clone.

A strawberry plant grows long horizontal stems with plantlets
at the end. These plantlets grow roots into the soil and
photosynthesize using their leaves, so can become independent
o the parent plant. A healthy strawberry plant can produce ten
or more genetically identical new plants in this way during a
growing season.
Natural methods o cloning are less common in animals but some species
are able to do it.

 Figure 12
One bulb of garlic clones itself to
produce a group of bulbs by the end of the
growing season
196
Hydra clones itsel by a process called budding ( sub- topic 1 .6,
fgure 1 , page 5 1 ) .
Female aphids can give birth to ospring that have been produced
entirely rom diploid egg cells that were produced by mitosis rather than
meiosis. The ospring are thereore clones o their mother.
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
Investigating actors afecting the rooting o stem-cuttings
Design o an experiment to assess one actor afecting the rooting o
stem-cuttings.
S tem- cuttings are short lengths o stem that are
used to clone plants artifcially. I roots develop
rom the stem, the cutting can become an
independent new plant.
1
2
3
Many plants can be cloned rom cuttings.
Ocimum basilicum roots particularly easily.
Nodes are positions on the stem where leaves
are attached. With most species the stem is cut
below a node.
Leaves are removed rom the lower hal o
the stem. I there are many large leaves in the
upper hal they can also be reduced.
4
The lowest third o the cutting is inserted into
compost or water. C ompost should be sterile
and contain plenty o both air and water.
5
A clear plastic bag with a ew holes cut in it
prevents excessive water loss rom cuttings
inserted in compost.
6
Rooting normally takes a ew weeks. Growth
o new leaves usually indicates that the cutting
has developed roots.

whether the cutting is placed in water or
compost

what type o compost is used

how warm the cuttings are kept

whether a plastic bag is placed over the
cuttings

whether holes are cut in the plastic bag.
You should think about these questions when
you design your experiment:
1
What is your independent variable?
2
How will you measure the amount
o root ormation, which is your dependent
variable?
3
Which variables should you keep
constant?
4
How many dierent types o plant should
you use?
5
How many cuttings should you use or each
treatment?
Not all gardeners have success when trying
to clone plants using root cuttings. S uccessul
gardeners are sometimes said to have  green
fngers but a biologist would rej ect this as
the reason or their success. E xperiments can
give evidence about the actors that determine
whether cuttings root or not. You can design and
carry out an experiment to investigate one o
the actors on the list below, or another actor o
your own.
Possible actors to investigate:

whether the stem is cut above or below a node

how long the cutting is

whether the end o the stem is let in the air to
callus over

how many leaves are let on the cutting

whether a hormone rooting powder is used
197
3
G e n e ti cs
Cloning animal embryos
Animals can be cloned at the embryo stage by breaking
up the embryo into more than one group o cells.
At an early stage o development all cells in an animal embryo are
pluripotent ( capable o developing into all types o tissue) . It is thereore
theoretically possible or the embryo to divide into two or more parts
and each part to develop into a separate individual with all body parts.
This process is called splitting or ragmentation. C oral embryos have
been observed to clone themselves by breaking up into smaller groups o
cells or even single cells, presumably because this increases the chance o
one embryo surviving.
Formation o identical twins could be regarded as cloning by splitting,
but most animal species do not appear to do this naturally. However, it
is possible to break up animal embryos artifcially and in some cases the
separated parts develop into multiple embryos.
In livestock, an egg can be ertilized in vitro and allowed to develop into a
multicellular embryo. Individual cells can be separated rom the embryo
while they are still pluripotent and transplanted into surrogate mothers.
Only a limited number o clones can be obtained this way, because ater
a certain number o divisions the embryo cells are no longer pluripotent.
Splitting o embryos is usually most successul at the eight-cell stage.
 Figure 13
Sea urchin embryo (a) 4-cell stage
(b) blastula stage consisting of a hollow ball
of cells
There has been little interest in this method o artifcial cloning because
at the embryo stage it is not possible to assess whether a new individual
produced by sexual reproduction has desirable characteristics.
Cloning adult animals using diferentiated cells
Methods have been developed or cloning adult animals
using diferentiated cells.
It is relatively easy to clone animal embryos, but at that stage it
is impossible to know whether the embryos will have desirable
characteristics. O nce the embryos have grown into adults it is easy to
assess their characteristics, but it is much more difcult to clone them.
This is because the cells that make up the body o an adult animal
are dierentiated. To produce all the tissues in a new animal body
undierentiated pluripotent cells are needed.
The biologist John Gurdon carried out experiments on cloning in the rog
Xenopus as a postgraduate student in Oxord during the 1 950s. He removed
nuclei rom body cells o Xenopus tadpoles and transplanted them into egg
cells rom which the nucleus had been removed. The egg cells into which
the nuclei were transplanted developed as though they were zygotes. They
carried out cell division, cell growth and dierentiation to orm all the
tissues o a normal Xenopus rog. In 201 2 Gurdon was awarded the Nobel
Prize or Physiology or Medicine or his pioneering research.
 Figure 14 Xenopus tadpoles
198
C loning using dierentiated cells prove d to b e much more diicult
in mammals. The irst cloned mammal was D olly the shee p in 1 9 9 6 .
Apart rom the ob vious reproductive use s o this type o cloning,
there is also interest in it or therape utic reasons. I this procedure
3 . 5 G E N E T i C m O D i F i C AT i O N A N D B i O T E C h N O l O G y
was done with humans, the embryo would consist of pluripotent
stem cells, which could be used to regenerate tissues for the adult.
B e cause the cells would be genetically ide ntical to those of the
adult from whom the nucleus was obtaine d they would not cause
rej ection problems.
Methods used to produce Dolly
Production of cloned embryos by somatic-cell nuclear transfer.
The production of D olly was a pioneering
development in animal cloning. The method that
was used is called somatic-cell nuclear transfer. A
somatic cell is a normal body cell with a diploid
nucleus. The method has these stages:

Adult cells were taken from the udder of
a Finn D orset ewe and were grown in the
laboratory, using a medium containing a low
concentration of nutrients. This made genes
in the cells inactive so that the pattern of
differentiation was lost.

Unfertilized eggs were taken from the ovaries
of a S cottish B lackface ewe. The nuclei were
removed from these eggs. O ne of the cultured
cells from the Finn D orset was placed next
to each egg cell, inside the zona pellucida
around the egg, which is a protective coating
of gel. A small electric pulse was used to
cause the two cells to fuse together. About
1 0% of the fused cells developed like a zygote
into an embryo.
 Figure 15 Dolly
with Dr Ian Wilmut, the embryologist who led
the team that produced her

The embryos were then inj ected when about
seven days old into the uteri of other ewes that
could act as surrogate mothers. This was done
in the same way as in IVF. O nly one of the 2 9
embryos implanted successfully and developed
through a normal gestation. This was D olly.
egg without a
nucleus fused
with donor cell
using a pulse of
electricity
cell taken from udder of
donor adult and cultured
in laboratory for six days
unfertilized egg taken from another
sheep. Nucleus removed from the egg
 Figure 16 A method
embryo resulting from
fusion of udder cell and
egg transfered to the
uterus of a third sheep
which acts as the
surrogate mother
surrogate mother
gives birth to lamb.
Dolly is genetically
identical with the
sheep that donated
the udder cell
(the donor)
or cloning an adult sheep using diferentiated cells
199
3
G e n e ti cs
Questions
1
Human somatic cells have 46 chromosomes,
while our closest primate relatives, the
chimpanzee, the gorilla and the orangutan all
have 48 chromosomes. One hypothesis is that
the human chromosome number 2 was ormed
rom the usion o two chromosomes in a
primate ancestor. The image below shows
human chromosome 2 compared to chromosome
1 2 and 1 3 rom the chimpanzee.
a) C ompare the human chromosome 2
with the two chimpanzee chromosomes
( fgure 1 7) .
[3 ]
The cheetah ( Acinonyx jubatus) is an endangered
species o large cat ound in S outh and East
Arica. A study o the level o variation o the
cheetah gene pool was carried out. In one
part o this study, blood samples were taken
rom 1 9 cheetahs and analysed or the protein
transerrin using gel electrophoresis. The
results were compared with the electrophoresis
patterns or blood samples rom 1 9 domestic
cats ( Felis sylvestris) . Gel electrophoresis can
be used to separate proteins using the same
principles as in D NA profling. The bands on
the gel which represent orms o the protein
transerrin are indicated.
transferrin
H
C
b) The ends o chromosomes, called telomeres,
have many repeats o the same short D NA
sequence. I the usion hypothesis were
true, predict what would be ound in the
region o the chromosome where the usion
is hypothesized to have occurred.
[2 ]
3
 Figure 17
origin
2
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
cheetahs
The pedigree in fgure 1 8 shows the AB O
groups o three generations o a amily.
I
II
III
AB
B
O
B
1
2
3
4
B
A
B
O
O
1
2
3
4
5
O
A
B
O
?
1
2
3
4
5
 Figure 18
transferrin
origin
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
a) D educe the genotype o each person in the
amily.
[4]
b) D educe the possible blood groups o
individual III 5 , with the percentage chance
o each.
[2 ]
c) D educe the possible blood groups and the
percentage chance o each blood group:
200
domestic cats
 Figure 19
Using fgure 1 9, deduce with reasons:
a) the number o domestic cats and the
number o cheetahs that were heterozygous
or the transerrin gene;
[2 ]
( i) o children o individual III 1 and his
partner who is also in blood group O [2 ]
b) the number o alleles o the transerrin gene
in the gene pool o domestic cats;
[2 ]
( ii) o children o III 2 and her partner who
is in blood group AB .
[2 ]
c) the number o alleles o the transerrin gene
in the gene pool o cheetahs.
[1 ]
4 E co lo gy
Intrdutin
E cosystems require a continuous supply o
energy to uel lie processes and to replace
energy lost as heat. C ontinued availability
o carbon and other chemical elements in
ecosystems depends on cycles. The uture
survival o living organisms including humans
depends on sustainable ecological communities.
C oncentrations o gases in the atmosphere have
signifcant eects on climates experienced at the
Earths surace.
4.1 Species, communities and ecosystems
Understandin
 Species are groups o organisms that can










potentially interbreed to produce ertile ofspring.
Members o a species may be reproductively
isolated in separate populations.
Species have either an autotrophic or
heterotrophic method o nutrition (a ew
species have both methods) .
Consumers are heterotrophs that eed on living
organisms by ingestion.
Detritivores are heterotrophs that obtain organic
nutrients rom detritus by internal digestion.
Saprotrophs are heterotrophs that obtain
organic nutrients rom dead organic matter by
external digestion.
A community is ormed by populations
o diferent species living together and
interacting with each other.
A community orms an ecosystem by its
interactions with the abiotic environment.
Autotrophs and heterotrophs obtain inorganic
nutrients rom the abiotic environment.
The supply o inorganic nutrients is maintained
by nutrient cycling.
Ecosystems have the potential to be
sustainable over long periods o time.
Skis
 Classiying species as autotrophs, consumers,
detritivores or saprotrophs rom a knowledge o
their mode o nutrition.
 Testing or association between two species
using the chi-squared test with data obtained
by quadrat sampling.
 Recognizing and interpreting statistical
signicance.
 Setting up sealed mesocosms to try to
establish sustainability. (Practical 5)
Nature f siene
 Looking or patterns, trends and discrepancies:
plants and algae are mostly autotrophic but
some are not.
201
41
E c o lo g y
Species
Species are groups o organisms that can potentially
interbreed to produce ertile ofspring.
B irds o paradise inhabit Papua New Guinea and other Australasian
islands. In the breeding season the males do elaborate and distinctive
courtship dances, repeatedly carrying out a series o movements
to display their exotic plumage. O ne reason or this is to show to a
emale that they are ft and would be a suitable partner. Another
reason is to show that they are the same type o bird o paradise as
the emale.
 Figure 1
A bird of paradise in Papua
New Guinea
There are orty- one dierent types o bird o paradise. E ach o
these usually only reproduces with others o its type and hybrids
between the dierent types are rarely produced. For this reason
each o the orty- one types o bird o paradise remains distinct, with
characters that are dierent to those o other types. B iologists call
types o organism such as these sp ecies. Although ew species have
as elaborate courtship rituals as birds o paradise, most species have
some method o trying to ensure that they reproduce with other
members o their species.
When two members o the same species mate and produce ospring
they are interbreeding. O ccasionally members o dierent species breed
together. This is called cross- breeding. It happens occasionally with birds
o paradise. However, the ospring produced by cross- breeding between
species are almost always inertile, which prevents the genes o two
species becoming mixed.
The reproductive separation between species is the reason or each
species being a recognizable type o organism with characters that
distinguish it rom even the most closely related other species. In
summary, a species is a group o organisms that interbreed to produce
ertile ospring.
Populations
Members o a species may be reproductively isolated in
separate populations.
A population is a group o organisms o the same species who live in the
same area at the same time. I two populations live in dierent areas
they are unlikely to interbreed with each other. This does not mean that
they are dierent species. I they potentially could interbreed, they are
still members o the same species.
I two populations o a species never interbreed then they may gradually
develop dierences in their characters. Even i there are recognizable
dierences, they are considered to be the same species until they cannot
interbreed and produce ertile ospring. In practice it can be very
difcult to decide whether two populations have reached this point and
biologists sometimes disagree about whether populations are the same or
dierent species.
202
4 . 1 S P e c i e S , c o m m u n i t i e S a n d e c o S yS t e m S
arph  hrrph r
Species have either an autotrophic or heterotrophic
method o nutrition (a ew species have both methods) .
All organisms need a supply o organic nutrients, such as glucose and
amino acids. They are needed or growth and reproduction. Methods o
obtaining these carbon compounds can be divided into two types:

some organisms make their own carbon compounds rom carbon
dioxide and other simple substances  they are autotrophic, which
means sel-eeding;

some organisms obtain their carbon compounds rom other
organisms  they are heterotrophic, which means eeding on others.
S ome unicellular organisms use both methods o nutrition. Euglena
gracilis or example has chloroplasts and carries out photosynthesis when
there is sufcient light, but can also eed on detritus or smaller organisms
by endocytosis. O rganisms that are not exclusively autotrophic or
heterotrophic are mixotrophic.
 Figure 3
Arabidopsis
thaliana the autotroph
that molecular biologists
use as a model plant
 Figure 4 Humming birds
are heterotrophic; the plants
from which they obtain
nectar are autotrophic
 Figure 5 Euglena  an
unusual organism
as it can feed both
autotrophically and
heterotrophically
trs  pl  lgl r
Looking or patterns, trends and discrepancies: plants
and algae are mostly autotrophic but some are not.
Almost all plants and algae are autotrophic  they make their own
complex organic compounds using carbon dioxide and other simple
substances. A supply o energy is needed to do this, which plants and
algae obtain by absorbing light. Their method o autotrophic nutrition
is thereore photosynthesis and they carry it out in chloroplasts.
av
Glpgs rss
The tortoises that live on
the Galpagos islands are
the largest in the world.
They have sometimes been
grouped together into one
species, Chelinoidis nigra,
but more recently have been
split into separate species.
Discuss whether each
o these observations
indicates that populations
on the various islands are
separate species:

The Galpagos tortoises
are poor swimmers and
cannot travel rom one
island to another so
they do not naturally
interbreed.

Tortoises rom
diferent islands have
recognizable diferences
in their characters,
including shell size and
shape.

Tortoises rom diferent
islands have been
mated in zoos and
hybrid ofspring have
been produced but they
have lower ertility and
higher mortality than
the ofspring o tortoises
rom the same island.
 Figure 2
Galpagos tortoise
This trend or plants and algae to make their own carbon compounds
by photosynthesis in chloroplasts is ollowed by the majority o species.
However there are small numbers o both plants and algae that do not ft
the trend, because although they are recognizably plants or algae, they
203
41
E c o lo g y
do not contain chloroplasts and they do not carry out photosynthesis.
These species grow on other plants, obtain carbon compounds rom
them and cause them harm. They are thereore parasitic.
To decide whether parasitic plants alsiy the theory that plants and
algae are groups o autotrophic species or whether they are j ust minor
and insignifcant discrepancies we need to consider how many species
there are and how they evolved.

The number o parasitic plants and algae is relatively small  only
about 1 % o all plant and algal species.

It is almost certain that the original ancestral species o plant and
alga were autotrophic and that the parasitic species evolved rom
them. C hloroplasts can quite easily be lost rom cells, but cannot
easily be developed. Also, parasitic species are diverse and occur in
many dierent amilies. This pattern suggests that parasitic plants
have evolved repeatedly rom photosynthetic species.
B ecause o this evidence, ecologists regard plants and algae as groups o
autotrophs, with a small number o exceptional species that are parasitic.
data-base questions: Unexpected diets
Although we usually expect plants to be autotrophs and
animals to be consumers, living organisms are very varied
and do not always conorm to our expectations. Figures 6
to 9 show our organisms with diets that are unexpected.
1
Which o the organisms is autotrophic?
[4]
2
Which o the organisms is heterotrophic?
[4]
3
O  the organisms that are heterotrophic, deduce which is a
consumer, which a detritivore and which a saprotroph. [4]
 Figure 7
Ghost orchid: grows
underground in woodland, eeding
of dead organic matter, occasionally
growing a stem with owers above
ground
204
 Figure 8
Euglena: unicell
that lives in ponds, using its
chloroplasts or photosynthesis,
but also ingesting dead organic
matter by endocytosis
 Figure 6 Venus y
trap: grows in
swamps, with green leaves that
carry out photosynthesis and also
catch and digest insects, to provide
a supply o nitrogen
 Figure 9
Dodder: grows parasitically
on gorse bushes, using small root-like
structures to obtain sugars, amino acids
and other substances it requires, rom
the gorse
4 . 1 S P e c i e S , c o m m u n i t i e S a n d e c o S yS t e m S
csrs
Consumers are heterotrophs that feed on living organisms
by ingestion.
Heterotrophs are divided into groups by ecologists according to the
source o organic molecules that they use and the method o taking
them in. O ne group o heterotrophs is called consumers.
C onsumers eed o other organisms. These other organisms are either
still alive or have only been dead or a relatively short time. A mosquito
sucking blood rom a larger animal is a consumer that eeds on an
organism that is still alive. A lion eeding o a gazelle that it has killed is
a consumer.
 Figure 10
Red kite (Milvus milvus) is a
consumer that feeds on live prey but also
on dead animal remains (carrion)
C onsumers ingest their ood. This means that they take in undigested
material rom other organisms. They digest it and absorb the products o
digestion. Unicellular consumers such as Paramecium take the ood in by
endocytosis and digest it inside vacuoles. Multicellular consumers such
as lions take ood into their digestive system by swallowing it.
C onsumers are sometimes divided up into trophic groups according
to what other organisms they consume. Primary consumers eed on
autotrophs; secondary consumers eed on primary consumers and so on.
In practice, most consumers do not ft neatly into any one o these groups
because their diet includes material rom a variety o trophic groups.
 Figure 11
Yellow-necked mouse (Apodemus
favicollis) is a consumer that feeds mostly on
living plant matter, especially seeds, but also
on living invertebrates
drvrs
Sprrphs
Detritivores are heterotrophs that obtain
organic nutrients from detritus by
internal digestion.
Saprotrophs are heterotrophs that obtain
organic nutrients from dead
organic matter by external digestion.
O rganisms discard large quantities o organic
matter, or example:
Saprotrophs secrete digestive enzymes into the dead
organic matter and digest it externally. They then
absorb the products o digestion. Many types o
bacteria and ungi are saprotrophic. They are also
known as decomposers because they break down
carbon compounds in dead organic matter and
release elements such as nitrogen into the ecosystem
so that they can be used again by other organisms.

dead leaves and other parts o plants

eathers, hairs and other dead parts o animal
bodies

eces rom animals.
This dead organic matter rarely accumulates
in ecosystems and instead is used as a source
o nutrition by two groups o heterotroph 
detritivores and saprotrophs.
D etritivores ingest dead organic matter and then
digest it internally and absorb the products o
digestion. Large multicellular detritivores such as
earthworms ingest the dead matter into their gut.
Unicellular organisms ingest it into ood vacuoles.
The larvae o dung beetles eed by ingestion o
eces rolled into a ball by their parent.
 Figure 12
Saprotrophic fungi growing over the surfaces of dead
leaves and decomposing them by secreting digestive enzymes
205
41
E c o lo g y
TOK
Identifying modes of nutrition
to wh exen do he lssifion
sysems (lbels nd egories) we
use se limis o wh we pereive?
Classiying species as autotrophs, consumers, detritivores
or saprotrophs rom a knowledge o their mode o nutrition.
There are innite ways to divide up
our observations. Organisms can be
organized in a number o ways by
scientists: by morphology (physical
similarity to other organisms) ,
phylogeny (evolutionary history) and
niche (ecological role) . In everyday
language, we classiy organisms such
as domesticated or wild; dangerous or
harmless; edible or toxic.
By answering a series o simple questions about an organisms mode o
nutrition it is usually possible to deduce what trophic group it is in. These
questions are presented here as a dichotomous key, which consists o a
series o pairs o choices. The key works or unicellular and multicellular
organisms but does not work or parasites such as tapeworms or
ungi that cause diseases in plants. All multicellular autotrophs are
photosynthetic and have chloroplasts containing chlorophyll.
Feeds on living or recently
killed organisms = CONSUMERS
Feeds on dead organic
matter = DETRITIVORES
Either ingests organic matter by endocytosis (no cell walls) or by taking it into its gut.
aiviy
START HERE
cleruing
Cell walls present. No ingestion of organic matter. No gut.
 Figure 14
Secretes enzymes into
its environment to digest
dead organic matter
= SAPROTROPHS
Enzymes not secreted.
Only requires simple
ions and compounds
such as CO 2
= AUTOTROPHS
In a classic essay written in 1972, the
physicist Philip Anderson stated this:
The ability to reduce everything to
simple fundamental laws does not
imply the ability to start from those
laws and reconstruct the universe. At
each level of complexity entirely new
properties appear.
Clearcutting is the most common
and economically protable orm o
logging. It involves clearing every tree
in an area so that no canopy remains.
With reerence to the concept o
emergent properties, suggest why the
ecological community oten ails to
recover ater clearcutting.
206
communiies
A community is ormed by populations o diferent
species living together and interacting with each other.
An important part o ecology is research into relationships between
organisms. These relationships are complex and varied. In some cases
the interaction between two species is o benet to one species and
harms the other, or example the relationship between a parasite and its
host. In other cases both species benet, as when a hummingbird eeds
on nectar rom a fower and helps the plant by pollinating it.
All species are dependent on relationships with other species or their
long- term survival. For this reason a population o one species can
never live in isolation. Groups o populations live together. A group
4 . 1 S P e c i e S , c o m m u n i t i e S a n d e c o S yS t e m S
o populations living together in an area and interacting with each other
is known in ecology as a community. Typical communities consist o
hundreds or even thousands o species living together in an area.
 Figure 13
A coral reef is a complex community with many interactions between the
populations. Most corals have photosynthetic unicellular algae called zooxanthellae living
inside their cells
Field work  associations between species
Testing for association between two species using the chi-squared test with data
obtained by quadrat sampling.
Quadrats are square sample areas, usually marked
out using a quadrat rame. Quadrat sampling
involves repeatedly placing a quadrat rame at
random positions in a habitat and recording the
numbers o organisms present each time.

The quadrat is placed precisely at the distances
determined by the two random numbers.
I this procedure is ollowed correctly, with a large
enough number o replicates, reliable estimates o
The usual procedure or randomly positioning
quadrats is this:

A base line is marked out along the edge o the
habitat using a measuring tape. It must extend
all the way along the edge o the habitat.

Random numbers are obtained using either
a table or a random number generator on a
calculator.

A frst random number is used to determine
a distance along the measuring tape. All
distances along the tape must be equally likely.

A second random number is used to determine
a distance out across the habitat at right angles
to the tape. All distances across the habitat
must be equally likely.
 Figure 15 Quadrat sampling of seaweed
populations on a
rocky shore
207
41
E c o lo g y
population sizes are obtained. The method is only
suitable or plants and other organisms that are
not motile. Quadrat sampling is not suitable or
populations o most animals, or obvious reasons.
I the presence or absence o more than one
species is recorded in every quadrat during
sampling o a habitat, it is possible to test or an
association between species. Populations are oten
unevenly distributed because some parts o the
habitat are more suitable or a species than others.
I two species occur in the same parts o a habitat,
they will tend to be ound in the same quadrats.
This is known as a positive association. There can
also be negative associations, or the distribution o
two species can be independent.
There are two possible hypotheses:
2
C alculate the expe cted requencies,
assuming indepe ndent distribution, or
each o the our species combinations.
E ach e xpe cted requency is calculated rom
value s on the contingency table using this
equation:
row total  column total
expected =  ___
grand total
requency
3
C alculate the number o degrees o reedom
using this equation.
degrees o reedom = ( m  1 ) ( n  1 )
where m and n are the numbe r o rows
and number o columns in the contingency
table.
4
Find the critical region or chi- squared rom a
table o chi- squared values, using the degrees
o reedom that you have calculated and a
signifcance level ( p) o 0.05 ( 5 % ) . The critical
region is any value o chi-squared larger than
the value in the table.
5
C alculate chi-squared using this equation:
H 0 : two species are distributed independently
( the null hypothesis) .
H 1 : two species are associated ( either positively
so they tend to occur together or negatively so
they tend to occur apart) .
We can test these hypotheses using a statistical
procedure  the chi- squared test.
( fo - fe) 2
X2 =  _
fe
The chi- squared test is only valid i all the
expected requencies are 5 or larger and the
sample was taken at random rom the population.
where fo is the observed requency
fe is the expected requency and
Method for chi-squared test
1
 is the sum o.
Draw up a contingency table o observed
requencies, which are the numbers o quadrats
containing or not containing the two species.
Species A
present
Species A
absent
6
C ompare the calculated value o chi- squared
with the critical region.

I the calculated value is in the critical
region, there is evidence at the 5 % level
or an association between the two species.
We can rej ect the hypothesis H 0 .

I the calculated value is not in the critical
region, because it is equal or below the
value obtained rom the table o chisquared values, H 0 is not rej ected. There
is no evidence at the 5 % level or an
association between the two species.
Row
totals
Species B present
Species B absent
Column totals
C alculate the row and column totals. Adding
the row totals or the column totals should give
the same grand total in the lower right cell.
208
4 . 1 S P e c i e S , c o m m u n i t i e S a n d e c o S yS t e m S
d-bs qss: Chi-squared testing
Figure 1 6 shows an area on the summit o C aer
C aradoc, a hill in S hropshire, E ngland.
The area is grazed by sheep in summer and
hill walkers cross it on grassy paths. There are
raised hummocks with heather (Calluna vulgaris)
growing in them. A visual survey o this site
suggested that Rhytidiadelphus squarrosus, a species
o moss growing in this area, was associated
with these heather hummocks. The presence or
absence o the heather and the moss was recorded
in a sample o 1 00 quadrats, positioned randomly.
Results
Sps
Frq
Heather only
9
Moss only
7
Both species
57
Neither species
27
3
Calculate the number o degrees o reedom. [2 ]
4
Find the critical region or chi- squared at a
signifcance level o 5 % .
[2 ]
5
C alculate chi- squared.
6
S tate the two alternative hypotheses, H 0 and
H 1 , and evaluate them using the calculated
value or chi- squared.
[4]
7
Suggest ecological reasons or an association
between the heather and the moss.
[4]
8
Explain the methods that should have been
used to position quadrats randomly in the
area o study.
[3 ]
[4]
Questions
1
C onstruct a contingency table o observed
values.
[4]
2
C alculate the expected values, assuming no
association between the species.
[4]
 Figure 16 Caer Caradoc, Shropshire
Statistical signifcance
Recognizing and interpreting statistical signifcance.
B iologists oten use the phrase statistically
signifcant when discussing results o an
experiment. This reers to the outcome o
a statistical hypothesis test. There are two
alternative types o hypothesis:


H 0 is the null hypothesis and is the belie that
there is no relationship, or example that two
means are equal or that there is no association
or correlation between two variables.
H 1 is the alternative hypothesis and is the
belie that there is a relationship, or example
that two means are dierent or that there is an
association between two variables.
The usual procedure is to test the null
hypothesis, with the expectation o showing
that it is alse. A statistic is calculated using the
results o the research and is compared with
a range o possible values called the critical
region. I the calculated statistic exceeds the
critical region, the null hypothesis is considered
to be alse and is thereore rej ected, though
we cannot say that this has been proved
with certainty.
When a biologist states that results were
statistically signifcant it means that i the null
hypothesis ( H 0 ) was true, the probability o getting
results as extreme as the observed results would
be very small. A decision has to be made about
how small this probability needs to be. This is
known as the signifcance level. It is the cut- o
point or the probability o rej ecting the null
209
41
E c o lo g y
hypothesis when in act it was true. A level o
5 % is oten chosen, so the probability is less than
one in twenty. That is the minimum acceptable
signicance level in published research.

I there is a dierence between the mean
results or the two treatments in an
experiment, a statistical test will show
whether the dierence is signicant at the 5 %
level. I it is, there is a less than 5 % probability
o such a large dierence between the sample
means arising by chance, even when the
population means are equal. We say that there
is statistically signicant evidence that the
population means dier.

In the example o testing or an association
between two species, described on previous
pages, the chi-squared test shows whether
there is a less than 5 % probability o the
dierence between the observed and the
expected results being as large as it is
without the species being either positively or
negatively associated.
When results o biological research are displayed
on a bar chart, letters are oten used to indicate
statistical signicance. Two dierent letters,
usually a and b, indicate mean results with a
statistically signicant dierence. Two o the same
letter such as a and a indicates that any dierence
is not statistically signicant.
Ecosystems
A community forms an ecosystem by its interactions
with the abiotic environment.
A community is composed o all organisms living in an area. These
organisms could not live in isolation  they depend on their nonliving surroundings o air, water, soil or rock. Ecologists reer to these
surroundings as the abiotic environment.
In some cases the abiotic environment exerts a powerul infuence over the
organisms. For example the wave action on a rocky shore creates a very
specialized habitat and only organisms adapted to it can survive. On clis,
the rock type determines whether there are ledges on which birds can nest.
There are also many cases where living organisms infuence the abiotic
environment. Sand dunes are an example o this. They develop along
coasts where sand is blown up the shore and specialized plants grow in
the loose wind-blown sand. The roots o these plants stabilize the sand
and their leaves break the wind and encourage more sand to be deposited.
So, not only are there complex interactions within communities, there are
also many interactions between organisms and the abiotic environment.
The community o organisms in an area and their non-living environment
can thereore be considered to be a single highly complex interacting
system, known as an ecosystem. Ecologists study both the components o
ecosystems and the interactions between them.
inorganc nutrents
Autotrophs and heterotrophs obtain inorganic nutrients
from the abiotic environment.
Living organisms need a supply o chemical elements:
 Figure 17
Grasses in an area of developing
sand dunes
210

C arbon, hydrogen and oxygen are needed to make carbohydrates,
lipids and other carbon compounds on which lie is based.
4 . 1 S P e c i e S , c o m m u n i t i e S a n d e c o S yS t e m S

Nitrogen and phosphorus are also needed to make many o these
compounds.

Approximately fteen other elements are needed by living
organisms. S ome o them are used in minute traces only, but they
are nonetheless essential.
Autotrophs obtain all o the elements that they need as inorganic
nutrients rom the abiotic environment, including carbon and nitrogen.
Heterotrophs on the other hand obtain these two elements and
several others as part o the carbon compounds in their ood. They do
however obtain other elements as inorganic nutrients rom the abiotic
environment, including sodium, potassium and calcium.
nr ls
The supply of inorganic nutrients is maintained by
nutrient cycling.
There are limited supplies on Earth o chemical elements. Although
living organisms have been using the supplies or three billion years,
they have not run out. This is because chemical elements can be
endlessly recycled. O rganisms absorb the elements that they require as
inorganic nutrients rom the abiotic environment, use them and then
return them to the environment with the atoms unchanged.
Recycling o chemical elements is rarely as simple as shown in this
diagram and oten an element is passed rom organism to organism
beore it is released back into the abiotic environment. The details
vary rom element to element. The carbon cycle is dierent rom the
nitrogen cycle or example. E cologists reer to these schemes collectively
as nutrient cycles. The word nutrient is oten ambiguous in biology but
in this context it simply means an element that an organism needs.
The carbon cycle is described as an example o a nutrient cycle in subtopic 4.2 and the nitrogen cycle in O ption C .
Reserves of an
element in the
abiotic environment
Element forming
part of a living
organism
Ssbl f sss
Ecosystems have the potential to be sustainable over
long periods of time.
The concept o sustainability has risen to prominence recently because
it is clear that some current human uses o resources are unsustainable.
S omething is sustainable i it can continue indefnitely. Human use o
ossil uels is an example o an unsustainable activity. Supplies o ossil
uels are fnite, are not currently being renewed and cannot thereore
carry on indefnitely.
Natural ecosystems can teach us how to live in a sustainable way, so
that our children and grandchildren can live as we do. There are three
requirements or sustainability in ecosystems:

nutrient availability

detoxifcation o waste products

energy availability.
 Figure 18 Living organisms have been recycling
for billions of years
211
41
E c o lo g y
Nutrients can be recycled indefnitely and i this is done there should
not be a lack o the chemical elements on which lie is based. The waste
products o one species are usually exploited as a resource by another
species. For example, ammonium ions released by decomposers are
absorbed and used or an energy source by Nitrosomonas bacteria in the
soil. Ammonium is potentially toxic but because o the action o these
bacteria it does not accumulate.
 Figure 19
Sunlight supplies energy to a forest
ecosystem and nutrients are recycled
ativity
E nergy cannot be recycled, so sustainability depends on continued
energy supply to ecosystems. Most energy is supplied to ecosystems
as light rom the sun. The importance o this supply can be illustrated
by the consequences o the eruption o Mount Tambora in 1 81 5 .
D ust in the atmosphere reduced the intensity o sunlight or some
months aterwards, causing crop ailures globally and deaths due to
starvation. This was only a temporary phenomenon, however, and
energy supplies to ecosystems in the orm o sunlight will continue
or billions o years.
cve eosystems
Organisms have been ound
living in total darkness in
caves, including eyeless
fsh. Discuss whether
ecosystems in dark caves
are sustainable.
Figure 20 shows a
small ecosystem with
photosynthesizing plants
near artifcial lighting in a
cave that is open to visitors
in Cheddar Gorge. Discuss
whether this is more or
less sustainable than
ecosystems in dark caves.
Mesocosms
Setting up sealed mesocosms to try to establish
sustainability. (Practical 5)
Mesocosms are small experimental areas that are set up as
ecological experiments. Fenced- o enclosures in grassland or
orest could be used as terrestrial mesocosms; tanks set up in
the laboratory can be used as aquatic mesocosms. E cological
experiments can be done in replicate mesocosms, to fnd out the
eects o varying one or more conditions. For example, tanks could
be set up with and without fsh, to investigate the eects o fsh on
aquatic ecosystems.
Another possible use o mesocosms is to test what types o ecosystems
are sustainable. This involves sealing up a community o organisms
together with air and soil or water inside a container.
You should consider these questions beore setting up either aquatic
or terrestrial mesocosms:
 Figure 20
212

Large glass j ars are ideal but transparent plastic containers could
also be used. S hould the sides o the container be transparent or
opaque?

Which o these groups o organisms must be included to make up
a sustainable community: autotrophs, consumers, saprotrophs and
detritivores?

How can we ensure that the oxygen supply is sufcient or all the
organisms in the mesocosm as once it is sealed, no more oxygen
will be able to enter.

How can we prevent any organisms suering as a result o being
placed in the mesocosm?
4. 2 e n erG y Flo w
4.2 eg f
Understanding
 Most ecosystems rely on a supply o energy







rom sunlight.
Light energy is converted to chemical energy in
carbon compounds by photosynthesis.
Chemical energy in carbon compounds fows
through ood chains by means o eeding.
Energy released by respiration is used in living
organisms and converted to heat.
Living organisms cannot convert heat to other
Nature
of science
orms
o energy.
Experimental
design:
accurate quantitative
Heat is lost rom
ecosystems.
measurements in osmosis experiments
Energy losses between trophic levels restrict
are essential.
the length o ood chains and the biomass o
higher trophic levels.
Skills
 Quantitative representations o energy fow
using pyramids o energy.
Nature of science
 Use theories to explain natural phenomena:
the concept o energy fow explains the limited
length o ood chains.
Sunlight and ecosystems
Most ecosystems rely on a supply o energy rom
sunlight.
For most biological communities, the initial source of energy is
sunlight. Living organisms can harvest this energy by photosynthesis.
Three groups of autotroph carry out photosynthesis: plants,
eukaryotic algae including seaweeds that grow on rocky shores, and
cyanobacteria. These organisms are often referred to by ecologists
as producers.
Heterotrophs do not use light energy directly, but they are indirectly
dependent on it. There are several groups of heterotroph in ecosystems:
consumers, saprotrophs and detritivores. All of them use carbon
compounds in their food as a source of energy. In most ecosystems all
or almost all energy in the carbon compounds will originally have been
harvested by photosynthesis in producers.
The amount of energy supplied to ecosystems in sunlight varies around
the world. The percentage of this energy that is harvested by producers
and therefore available to other organisms also varies. In the S ahara
D esert, for example, the intensity of sunlight is very high but little of it
becomes available to organisms because there are very few producers.
In the redwood forests of C alifornia the intensity of sunlight is less than
in the S ahara but much more energy becomes available to organisms
because producers are abundant.
213
41
E c o lo g y
ativity
cynobteri in ves
Cyanobacteria are
photosynthetic bacteria that
are oten very abundant
in marine and reshwater
ecosystems. Figure 1
shows an area o green
cyanobacteria on an area
o wall in a cave that is
illuminated by artifcial light.
The surrounding areas are
normally dark. I the artifcial
light was not present, what
other energy sources could
be used by bacteria in caves?
dt-bse questions: Insolation
Insolation is a measure o solar radiation The two maps in fgure 2
show annual mean insolation at the top o the Earths atmosphere
(upper map) and at the Earths surace (lower map) .
Questions
1
State the relationship between distance rom the equator and
insolation at the top o the Earths atmosphere.
[1 ]
2
S tate the mean annual insolation in Watts per square metre
or the most northerly part o Australia
3
4
a) at the top o the atmosphere
[1 ]
b) at the Earths surace.
[1 ]
S uggest reasons or dierences in insolation at the Earths
surace between places that are at the same distance rom
the equator.
[2 ]
Tropical rainorests are ound in equatorial regions o all
continents. They have very high rates o photosynthesis.
Evaluate the hypothesis that this is due to very high
insolation. Include named parts o the world in your
answer.
[5 ]
 Figure 1
0
40
 Figure 2
214
80
120
160
200
240
280
320
360
400 w/m 2
4. 2 e n erG y Flo w
Energy conversion
Light energy is converted to chemical energy in carbon
compounds by photosynthesis.
activit
Bush d st fs
Producers absorb sunlight using chlorophyll and other photosynthetic
pigments. This converts the light energy to chemical energy, which is used to
make carbohydrates, lipids and all the other carbon compounds in producers.
Producers can release energy rom their carbon compounds by cell
respiration and then use it or cell activities. Energy released in this way
is eventually lost to the environment as waste heat. However, only some
o the carbon compounds in producers are used in this way and the
largest part remains in the cells and tissues o producers. The energy in
these carbon compounds is available to heterotrophs.
Energy in food chains
Chemical energy in carbon compounds fows through ood
chains by means o eeding.
A ood chain is a sequence o organisms, each o which eeds on the previous
one. There are usually between two and ve organisms in a ood chain. It is
rare or there to be more organisms in the chain. As they do not obtain ood
rom other organisms, producers are always the rst organisms in a ood
chain. The subsequent organisms are consumers. Primary consumers eed
on producers; secondary consumers eed on primary consumers; tertiary
consumers eed on secondary consumers, and so on. No consumers eed on
the last organism in a ood chain. Consumers obtain energy rom the carbon
compounds in the organisms on which they eed. The arrows in a ood chain
thereore indicate the direction o energy fow.
 Figure 3
Figure 3 shows a bush re in
Australia.
What energy conversion is
happening in a bush re?
Bush and orest res
occur naturally in some
ecosystems.
Suggest two reasons or this
hypothesis: There are ewer
heterotrophs in ecosystems
where res are common
compared to ecosystems
where res are not common.
Figure 4 is an example o a ood chain rom the orests around Iguazu
alls in northern Argentina.

Figure 4
Respiration and energy release
Energy released by respiration is used in living organisms
and converted to heat.
Living organisms need energy or cell activities such as these:

Synthesizing large molecules like D NA, RNA and proteins.

Pumping molecules or ions across membranes by active transport.

Moving things around inside the cell, such as chromosomes or vesicles,
or in muscle cells the protein bres that cause muscle contraction.
ATP supplies energy or these activities. Every cell produces its own
ATP supply.
215
41
E c o lo g y
All cells can produce ATP by cell respiration. In this process carbon
compounds such as carbohydrates and lipids are oxidized. These
oxidation reactions are exothermic and the energy released is used
in endothermic reactions to make ATP. So cell respiration transers
chemical energy rom glucose and other carbon compounds to ATP. The
reason or doing this is that the chemical energy in carbon compounds
such as glucose is not immediately usable by the cell, but the chemical
energy in ATP can be used directly or many dierent activities.
The second law o thermodynamics states that energy transormations
are never 1 00% efcient. Not all o the energy rom the oxidation
o carbon compounds in cell respiration is transerred to ATP. The
remainder is converted to heat. S ome heat is also produced when ATP is
used in cell activities. Muscles warm up when they contract or example.
Energy rom ATP may reside or a time in large molecules when they
have been synthesized, such as D NA and proteins, but when these
molecules are eventually digested the energy is released as heat.
data-base questions
a) D escribe the relationship between external
temperature and respiration rate in yellowbilled magpies.
[3 ]
b) Explain the change in respiration rate as
temperature drops rom + 1 0 C to 1 0 C .
c) S uggest a reason or the change in
respiration rate as temperature increased
rom 3 0 C to 40 C .
respiration rate (mW g1 )
20
Figure 5 shows the results o an experiment in
which yellow- billed magpies (Pica nuttalli) were
put in a cage in which the temperature could
be controlled. The birds rate o respiration
was measured at seven dierent temperatures,
rom 1 0 C to + 40 C . B etween 1 0 C and
3 0 C the magpies maintained constant body
temperature, but above 3 0 C body temperature
increased.
15
10
5
0
-10
0
10
20
30
temperature (C)
40
50
 Figure 5 Cell
[3 ]
[2 ]
respiration rates at diferent temperatures in
yellow-billed magpies
d) S uggest two reasons or the variation in
respiration rate between the birds at each
temperature.
[2 ]
Heat energy in ecosystems
Living organisms cannot convert heat to other forms
of energy.
Living organisms can perorm various energy conversions:

Light energy to chemical energy in photosynthesis.

C hemical energy to kinetic energy in muscle contraction.

C hemical energy to electrical energy in nerve cells.

C hemical energy to heat energy in heat-generating adipose tissue.
They cannot convert heat energy into any other orm o energy.
216
4. 2 e n erG y Flo w
Heat losses from ecosystems
Heat is lost rom ecosystems.
Heat resulting rom cell respiration makes living organisms warmer.
This heat can be useul in making cold-blooded animals more active.
B irds and mammals increase their rate o heat generation i necessary to
maintain their constant body temperatures.
According to the laws o thermodynamics in physics, heat passes rom
hotter to cooler bodies, so heat produced in living organisms is all eventually
lost to the abiotic environment. The heat may remain in the ecosystem or
a while, but ultimately is lost, or example when heat is radiated into the
atmosphere. Ecologists assume that all energy released by respiration or use
in cell activities will ultimately be lost rom an ecosystem.
acivi
thikig bu g
chgs
What energy conversions
are required to shoot a
basketball?
What is the nal orm o the
energy?
expiig h gh f fd chis
Use theories to explain natural phenomena: the
concept o energy fow explains the limited length
o ood chains.
I we consider the diet o a top carnivore that is at the end o a ood
chain, we can work out how many stages there are in the ood chain
leading up to it. For example, i an osprey eeds on sh such as salmon
that ed on shrimps, which ed on phytoplankton, there are our
stages in the ood chain.
There are rarely more than our or ve stages in a ood chain. We
might expect ood chains to be limitless, with one species being eaten
by another ad innitum. This does not happen. In ecology, as in all
branches o science, we try to explain natural phenomena such as the
restricted length o ood chains using scientic theories. In this case it
is the concept o energy fow along ood chains and the energy losses
that occur between trophic levels that can provide an explanation.
Energy losses and ecosystems
Energy losses between trophic levels restrict the length
o ood chains and the biomass o higher trophic levels.
 Figure 6 An
inrared camera image o an
Arican grey parrot (Psittacus erithacus)
shows how much heat is being released to the
environment by dierent parts o its body
Biomass is the total mass o a group o organisms. It consists o the cells and
tissues o those organisms, including the carbohydrates and other carbon
compounds that they contain. Because carbon compounds have chemical
energy, biomass has energy. Ecologists can measure how much energy is
added per year by groups o organisms to their biomass. The results are
calculated per square metre o the ecosystem so that dierent trophic levels
can be compared. When this is done, the same trend is always ound:
the energy added to biomass by each successive trophic level is less. In
secondary consumers, or example, the amount o energy is always less per
year per square metre o ecosystem than in primary consumers.
The reason or this trend is loss o energy between trophic levels.

Most o the energy in ood that is digested and absorbed by
organisms in a trophic level is released by them in respiration or
 Figure 7
The osprey (Pandion halietus) is a
fsh-eating top carnivore
217
41
E c o lo g y
use in cell activities. It is thereore lost as heat. The only energy
available to organisms in the next trophic level is chemical energy in
carbohydrates and other carbon compounds that have not been used
up in cell respiration.
activity
Slmon nd soy
Most salmon eaten by
humans is produced in sh
arms. The salmon have
traditionally been ed on
sh meal, mostly based on
anchovies harvested o the
coast o South America. These
have become scarce and
expensive. Feeds based on
plant products such as soy
beans are increasingly being
used. In terms o energy ow,
which o these human diets is
most and least efcient?
1 Salmon ed on sh meal
2 Salmon ed on soy beans
3 Soy beans.

The organisms in a trophic level are not usually entirely consumed
by organisms in the next trophic level. For example, locusts
sometimes consume all the plants in an area but more usually only
parts o some plants are eaten. Predators may not eat material rom
the bodies o their prey such as bones or hair. E nergy in uneaten
material passes to saprotrophs or detritivores rather than passing to
organisms in the next trophic level.

Not all parts o ood ingested by the organisms in a trophic level are
digested and absorbed. Some material is indigestible and is egested
in eces. Energy in eces does not pass on along the ood chain and
instead passes to saprotrophs or detritivores.
B ecause o these losses, only a small proportion o the energy in
the biomass o organisms in one trophic level will ever become part o
the biomass o organisms in the next trophic level. The fgure o 1 0%  is
oten quoted, but the level o energy loss between trophic levels is
variable. As the losses occur at each stage in a ood chain, there is less and
less energy available to each successive trophic level. Ater only a ew
stages in a ood chain the amount o energy remaining would not be
enough to support another trophic level. For this reason the number o
trophic levels in ood chains is restricted.
B iomass, measured in grams, also diminishes along ood chains, due
to loss o carbon dioxide and water rom respiration and loss rom the
ood chain o uneaten or undigested parts o organisms. The biomass
o higher trophic levels is thereore usually smaller than that o lower
levels. There is generally a higher biomass o producers, the lowest
trophic level o all, than o any other trophic level.
decomposers
(16,000 kJ m 2 yr1 )
secondary consumer
(200 kJ m 2 yr1 )
primary consumer
(2,500 kJ m 2 yr1 )
plankton
(150,000 kJ m 2 yr1 )
 Figure 8 An
energy pyramid for an aquatic
ecosystem (not to scale)
secondary consumer
(3,000 MJ m 2 yr1 )
primary consumer
(7,000 MJ m 2 yr1 )
producers
(50,000 MJ m 2 yr1 )
 Figure 9
218
Pyramid of energy for grassland
Pyramids of energy
Quantitative representations o energy ow using
pyramids o energy.
The amount o energy converted to new biomass by each trophic level in
an ecological community can be represented with a pyramid o energy.
This is a type o bar chart with a horizontal bar or each trophic level.
The amounts o energy should be per unit area per year. Oten the units
are kilojoules per metre squared per year (kJ m -2 yr-1 ) . The pyramid
should be stepped, not triangular, starting with the producers in the
lowest bar. The bars should be labelled producer, frst consumer, second
consumer and so on. I a suitable scale is chosen, the length o each bar
can be proportional to the amount o energy that it shows.
Figure 8 shows an example o a pyramid o energy or an aquatic
ecosystem. To be more accurate, the bars should be drawn with relative
widths that match the relative energy content at each trophic level. Figure
9 shows a pyramid o energy or grassland, with the bars correctly to scale.
4. 2 e n erG y Flo w
dt-bs qustis: a simple food web
A sinkhole is a surace eature which orms when an underground
cavern collapses. Montezuma Well in the Sonoran desert in Arizona is
a sinkhole flled with water. It is an aquatic ecosystem that lacks fsh,
due in part to the extremely high concentrations o dissolved C O 2 . The
dominant top predator is Belostoma bakeri, a giant water insect that can
grow to 70 mm in length.
Figure 1 0 shows a ood web or Montezuma Well.
1
2
3
4
5
6
7
C ompare the roles o Belostoma bakeri and Ranatra montezuma
within the ood web.
[2 ]
D educe, with a reason, which organism occupies more
than one trophic level.
[2 ]
D educe using P values:
a) what would be the most common ood chain in this web
[2 ]
b) what is the preerred prey o B. bakeri?
[1 ]
C onstruct a pyramid o energy or the frst and second
trophic levels.
[3 ]
C alculate the percentage o energy lost between the frst and
second trophic levels.
[2 ]
D iscuss the difculties o classiying organisms into
trophic levels.
[2 ]
Outline the additional inormation that would be required to
complete the pyramid o energy or the third and ourth
trophic level.
[1 ]
Ranatra montezuma
235,000 kJ ha 1 yr1
P = 1.0 gm 2 yr1
Belostoma bakeri
588,000 kJ ha 1 yr1
P = 2.8 gm 2 yr1
Telebasis salva
1,587,900 kJ ha 1 yr1
P = 7.9 gm 2 yr1
Hyalella montezuma
30,960,000 kJ ha 1 yr1
P = 215 gm 2 yr1
phytoplankton - Metaphyton
234,342,702 kJ ha 1 yr1
P = 602 g C m 2 yr1
piphyton
427,078,320 kJ ha 1 yr1
P = 1,096 g C m 2 yr1
 Figure 10
A food web for Montezuma Well. P values represent the biomass stored
in the population of that organism each year. Energy values represent the energy
equivalent of that biomass. Arrows indicate trophic linkages and arrow thickness
indicates the relative amount of energy transferred between trophic levels
219
41
E c o lo g y
4.3 carbon yling
Understanding
Appliations
 Autotrophs convert carbon dioxide into









carbohydrates and other carbon compounds.
In aquatic habitats carbon dioxide is present as
a dissolved gas and hydrogen carbonate ions.
Carbon dioxide diuses rom the atmosphere or
water into autotrophs.
Carbon dioxide is produced by respiration and
diuses out o organisms into water or the
atmosphere.
Methane is produced rom organic matter
in anaerobic conditions by methanogenic
archaeans and some diuses into the
atmosphere.
Methane is oxidized to carbon dioxide and
water in the atmosphere.
Peat orms when organic matter is not ully
decomposed because o anaerobic conditions
in waterlogged soils.
Partially decomposed organic matter rom past
geological eras was converted into oil and gas
in porous rocks or into coal.
Carbon dioxide is produced by the combustion
o biomass and ossilized organic matter.
Animals such as ree-building corals and molluscs
have hard parts that are composed o calcium
carbonate and can become ossilized in limestone.
 Estimation o carbon fuxes due to processes in
the carbon cycle.
 Analysis o data rom atmosphere monitoring
stations showing annual fuctuations.
Skills
 Construct a diagram o the carbon cycle.
Nature o siene
 Making accurate, quantitative measurements:
it is important to obtain reliable data on the
concentration o carbon dioxide and methane
in the atmosphere.
carbon fxation
Autotrophs convert carbon dioxide into carbohydrates
and other carbon compounds.
Autotrophs absorb carbon dioxide from the atmosphere and convert
it into carbohydrates, lipids and all the other carbon compounds
that they require. This has the effect of reducing the carbon dioxide
concentration of the atmosphere. The mean C O 2 concentration of the
atmosphere is currently approximately 0.03 9% or 3 90 micromoles per
mole ( mol/mol) but it is lower above parts of the Earths surface where
photosynthesis rates have been high.
220
4 . 3 c ar B o n c ycli n G
dt-bse quests: Carbon dioxide concentration
The two maps in fgure 1 were produced
by NAS A. They show the carbon dioxide
concentration o the atmosphere eight kilometres
above the surace o the E arth, in May and
O ctober 2 01 1 .
1
S tate whether O ctober is in the spring or
all( autumn) in the southern hemisphere. [1 ]
2
a) D istinguish between carbon dioxide
concentrations in May and O ctober
in the northern hemisphere.
[1 ]
b) Suggest reasons or the dierence.
[2 ]
a) Distinguish between the carbon
dioxide concentrations in May between
the northern and the southern
hemisphere.
[1 ]
b) S uggest reasons or the dierence.
[2 ]
3
4
a) D educe the part o the Earth that had the
lowest mean carbon dioxide concentration
between May and O ctober 2 01 1 .
[1 ]
b) S uggest reasons or the carbon dioxide
concentration being lowest in this area. [2 ]
Figure 1
carbon dioxide in solution
In aquatic habitats carbon dioxide is present as a
dissolved gas and hydrogen carbonate ions.
C arbon dioxide is soluble in water. It can either remain in water as
a dissolved gas or it can combine with water to orm carbonic acid
( H 2 C O 3 ) . C arbonic acid can dissociate to orm hydrogen and hydrogen
carbonate ions ( H + and HC O -3 ) . This explains how carbon dioxide can
reduce the pH o water.
B oth dissolved carbon dioxide and hydrogen carbonate ions are absorbed
by aquatic plants and other autotrophs that live in water. They use them
to make carbohydrates and other carbon compounds.
Absorption of arbon dioxide
Carbon dioxide difuses rom the atmosphere or water
into autotrophs.
Autotrophs use carbon dioxide in the production o carbon compounds
by photosynthesis or other processes. This reduces the concentration
o carbon dioxide inside autotrophs and sets up a concentration
gradient between cells in autotrophs and the air or water around.
C arbon dioxide thereore diuses rom the atmosphere or water into
autotrophs.
In land plants with leaves this diusion usually happens through
stomata in the underside o the leaves. In aquatic plants the entire
surace o the leaves and stems is usually permeable to carbon dioxide,
so diusion can be through any part o these parts o the plant.
atvt
pH hges  k ps
Ecologists have monitored
pH in rock pools on sea
shores that contain animals
and also photosynthesizing
algae. The pH o the
water rises and alls in
a 24-hour cycle, due to
changes in carbon dioxide
concentration in the water.
The lowest values o about
pH 7 have been ound during
the night, and the highest
values o about pH 10 have
been ound when there was
bright sunlight during the
day. What are the reasons or
these maxima and minima?
The pH in natural pools or
articial aquatic mesocosms
could be monitored using
data loggers.
221
41
E c o lo g y
Release of carbon dioxide from cell respiration
Carbon dioxide is produced by respiration and difuses out
o organisms into water or the atmosphere.
C arbon dioxide is a waste product o aerobic cell respiration. It is
produced in all cells that carry out aerobic cell respiration. These can be
grouped according to trophic level o the organism:

non-photosynthetic cells in producers or example root cells in plants

animal cells

saprotrophs such as ungi that decompose dead organic matter.
C arbon dioxide produced by respiration diuses out o cells and passes
into the atmosphere or water that surrounds these organisms.
data-base questions: Data-logging pH in an aquarium
1
E xplain the changes in light
intensity during the experiment. [2 ]
2
D etermine how many days the
data logging covers.
[2 ]
a) D educe the trend in pH in
the light.
[1 ]
b) Explain this trend.
[2 ]
3
pH sensor (pH)
7.50
100
light intensity
pH
90
7.45
80
70
7.40
60
50
7.35
40
30
7.30
20
light intensity /arbitrary units
Figure 2 shows the pH and light intensity
in an aquarium containing a varied
community o organisms including
pondweeds, newts and other animals.
The data was obtained by data logging
using a pH electrode and a light meter.
The aquarium was illuminated articially
to give a 24-hour cycle o light and dark
using a lamp controlled by a timer.
10
7.25
0.14:02:31
0.23:13:11 3.08:23:50 4.17:34:30
06 February 2013 14:02:31 absolute time (d.hh:mm:ss)
0
6.02:45:09
Figure 2
4
a) D educe the trend in pH in darkness.
[1 ]
b) Explain this trend.
[2 ]
Methanogenesis
Methane is produced rom organic matter in anaerobic
conditions by methanogenic archaeans and some
difuses into the atmosphere.
In 1 776 Alessandro Volta collected bubbles o gas emerging rom mud in
a reed bed on the margins o Lake Maggiore in Italy, and ound that it
was infammable. He had discovered methane, though Volta did not give
it this name. Methane is produced widely in anaerobic environments, as
it is a waste product o a type o anaerobic respiration.
Three dierent groups o anaerobic prokaryotes are involved.
1
222
B acteria that convert organic matter into a mixture o organic acids,
alcohol, hydrogen and carbon dioxide.
4 . 3 c ar B o n c ycli n G
2
B acteria that use the organic acids and alcohol to produce acetate,
carbon dioxide and hydrogen.
3
Archaeans that produce methane rom carbon dioxide, hydrogen and
acetate. They do this by two chemical reactions:
C O 2 + 4H 2  C H 4 + 2 H 2 O
C H3C O O H  C H4 + C O 2
The archaeans in this third group are thereore methanogenic. They
carry out methanogenesis in many anaerobic environments:

Mud along the shores and in the bed o lakes.

Swamps, mires, mangrove orests and other wetlands where the soil
or peat deposits are waterlogged.

Guts o termites and o ruminant mammals such as cattle and sheep.

Landfll sites where organic matter is in wastes that have been
buried.
S ome o the methane produced by archaeans in these anaerobic
environments diuses into the atmosphere. C urrently the concentration
in the atmosphere is between 1 .7 and 1 .85 micromoles per mole.
Methane produced rom organic waste in anaerobic digesters is not
allowed to escape and instead is burned as a uel.
Figure 3 Waterlogged woodlanda typical
habitat for methanogenic prokaryotes
oxidatin f methane
Methane is oxidized to carbon dioxide and water
in the atmosphere.
Molecules o methane released into the atmosphere persist there
on average or only 1 2 years, because it is naturally oxidized in
the stratosphere. Monatomic oxygen ( O ) and highly reactive
hydroxyl radicals ( O H  ) are involved in methane oxidation. This
explains why atmospheric concentrations are not high, despite large
amounts o production o methane by both natural processes and
human activities.
Peat frmatin
Peat forms when organic matter is not fully decomposed
because of anaerobic conditions in waterlogged soils.
In many soils all o rganic matte r such as de ad le ave s rom plants is
e ve ntually dige ste d by saprotrophic b acte ria and ungi. S apro trop hs
o btain the oxygen that they ne ed or re spiration rom air spaces
in the so il. In some e nvironments water is unable to drain o ut
o  so ils so they be co me wate rlogged and anae rob ic. S ap rotrophs
cannot thrive in these co nditions so de ad organic matter is not ully
deco mposed. Acidic conditions te nd to de ve lo p, urthe r inhib iting
sapro trop hs and also me thanogens that might b re ak down the
o rganic matte r.
Figure 4 Peat deposits form a blanket on a
boggy hill top at Bwlch Groes in North Wales
223
41
E c o lo g y
data-base questions: Release of carbon from tundra soils
Soils in tundra ecosystems typically contain large
amounts o carbon in the orm o peat. This
accumulates because o low rates o decomposition
o dead plant organic matter by saprotrophs. To
investigate this, ecologists collected samples o soil
rom areas o tussock vegetation near Toolik Lake
in Alaska. Some o the areas had been ertilized
with nitrogen and phosphorus every year or the
previous eight years (TF) and some had not (TC ) .
The soils were incubated or 1 00-day periods at
either 7 or 1 5C. Some samples were kept moist (M)
and others were saturated with water (W) . The
initial carbon content o the soils was measured
and the amount o carbon dioxide given o during
the experiment was monitored. The bar chart in
fgure 5 shows the results.
1
S tate the eect o increasing the
temperature o the soils on the rate
o release o carbon.
b) Explain the reasons or this eect.
40
TC
percentage of initial C
a)
30
2
TF
a)
7M
7W
15M
treatment group
15W
[2 ]
3
O utline the eects o ertilizers on rates o
release o carbon rom the soils.
[2 ]
4
D iscuss whether dierences in temperature,
amount o water in the soil or amount o
ertilizer have the greatest impact on the
release o carbon.
[2 ]
10
0
[2 ]
C ompare the rates o release o carbon in
moist soils with those in soils saturated
with water.
[2 ]
b) S uggest reasons or the dierences.
20
[2 ]
Figure 5
Large quantities o partially decomposed organic matter have
accumulated in some ecosystems and become compressed to orm a dark
brown acidic material called peat. About 3 % o the Earths land surace
is covered by peat and as the depth is ten metres or more in some places,
the total quantities o this material are immense.
Fossilized organic matter
Partially decomposed organic matter from past geological
eras was converted into oil and gas in porous rocks or
into coal.
C arbon and some compounds o carbon are chemically very stable and
can remain unchanged in rocks or hundreds o millions o years. There
are large deposits o carbon rom past geological eras. These deposits are
the result o incomplete decomposition o organic matter and its burial
in sediments that became rock.

Figure 6 Coal at a power station
224
C oal is ormed when deposits o peat are buried under other
sediments. The peat is compressed and heated, gradually turning into
coal. Large coal deposits were ormed during the Pennsylvanian subperiod o the C arbonierous. There was a cycle o sea level rises and
alls; coastal swamps ormed as the level ell and were destroyed and
buried when the level rose and the sea spread inland. Each cycle has
let a seam o coal.
4 . 3 c ar B o n c ycli n G

Oil and natural gas are ormed in the mud at the bottom o seas and
lakes. C onditions are usually anaerobic and so decomposition is oten
incomplete. As more mud or other sediments are deposited the partially
decomposed matter is compressed and heated. C hemical changes occur,
which produce complex mixtures o liquid carbon compounds or gases.
We call these mixtures crude oil and natural gas. Methane orms the
largest part o natural gas. Deposits are ound where there are porous
rocks that can hold them such as shales and also impervious rocks
above and below the porous rocks that prevent the deposits escape.
combustion
Carbon dioxide is produced by the combustion of biomass
and fossilized organic matter.
I organic matter is heated to its ignition temperature in the presence
o oxygen it will set light and burn. The oxidation reactions that occur
are called combustion. The products o complete combustion are carbon
dioxide and water.
Figure 7 Carbon dioxide is released by
combustion of the leaves of sugar cane
In some parts o the world it is natural or there to be periodic fres in
orests or grassland. C arbon dioxide is released rom the combustion o
the biomass in the orest or grassland. In these areas the trees and other
organisms are oten well adapted to fres and communities regenerate
rapidly aterwards.
In other areas fres due to natural causes are very unusual, but humans
sometimes cause them to occur. Fire is used to clear areas o tropical
rainorest or planting oil palms or or cattle ranching. C rops o sugar
cane are traditionally burned shortly beore they are harvested. The dry
leaves burn o, leaving the harvestable stems.
C oal, oil and natural gas are dierent orms o ossilized organic
matter. They are all burned as uels. The carbon atoms in the carbon
dioxide released may have been removed rom the atmosphere by
photosynthesizing plants hundreds o millions o years ago.
limestone
Figure 8 Kodonophylluma Silurian coral, in
limestone from Wenlock Edge. The calcium
carbonate skeletons of the coral are clearly
visible embedded in more calcium carbonate
that precipitated 420 million years ago in
shallow tropical seas
Animals such as reef-building corals and molluscs have
hard parts that are composed of calcium carbonate and
can become fossilized in limestone.
S ome animals have hard body parts composed o calcium carbonate
( C aC O 3 ) :

mollusc shells contain calcium carbonate;

hard corals that build rees produce their exoskeletons by secreting
calcium carbonate.
When these animals die, their sot parts are usually decomposed
quickly. In acid conditions the calcium carbonate dissolves away but in
neutral or alkaline conditions it is stable and deposits o it rom hard
animal parts can orm on the sea bed. In shallow tropical seas calcium
Figure 9 Chalk cliffs on the south coast of
England. Chalk is a form of limestone that
consists almost entirely of 90-million-yearold shells of tiny unicellular animals called
foraminifera
225
41
E c o lo g y
carbonate is also deposited by precipitation in the water. The result is
limestone rock, where the deposited hard parts o animals are oten
visible as ossils.
Approximately 1 0% o all sedimentary rock on Earth is limestone. About
1 2 % o the mass o the calcium carbonate is carbon, so huge amounts o
carbon are locked up in limestone rock on Earth.
carbon yle diagrams
Construct a diagram of the carbon cycle.
Ecologists studying the carbon cycle and the
recycling o other elements use the terms pool and
fux.
A pool is a reserve o the element. It can be
organic or inorganic. For example the carbon
dioxide in the atmosphere is an inorganic pool
o carbon. The biomass o producers in an
ecosystem is an organic pool.

A fux is the transer o the element rom
one pool to another. An example o carbon
fux is the absorption o carbon dioxide
rom the atmosphere and its conversion by
photosynthesis to plant biomass.

D iagrams can be used to represent the carbon
cycle. Text boxes can be used or pools and labeled
arrows or fuxes. Figure 1 0 shows an illustrated
diagram which can be converted to a diagram o
text boxes and arrows.
Figure 1 0 only shows the carbon cycle or
terrestrial ecosystems. A separate diagram could
be constructed or marine or aquatic ecosystems,
or a combined diagram or all ecosystems. In
marine and aquatic ecosystems, the inorganic
reserve o carbon is dissolved carbon dioxide
and hydrogen carbonate, which is absorbed by
producers and by various means is released back
into the water.
CO 2 in
atmosphere
fu e l s
cell respiration
in saprotrophs
and detritivores
ce
in
pr
ll r
od
es
uc
pi r
er
at
tos
ynt
carbon in
organic
compounds
in producers
co m b
feeding
egestion
incomplete
decomposition
and fossilization
of organic matter
coal
Figure 10 Carbon cycle
226
oil
and
gas
is
ion
death
carbon in dead
organic matter
hes
s
u stio
n of f
ossil
cell respiration
in consumers
pho
4 . 3 c ar B o n c ycli n G
carbon fuxes
Estimation o carbon fuxes due to processes in the carbon cycle.
The carbon cycle diagram in gure 1 0 shows
processes that transer carbon rom one pool to
another but it does not show the quantities o these
fuxes. It is not possible to measure global carbon
fuxes precisely but as these quantities are o great
interest, scientists have produced estimates or
them. Estimates are based on many measurements
in individual natural ecosystems or in mesocosms.
Fux/ggtes
e- 1
120
119.6
92.8
90.0
1.6
Pess
Photosynthesis
Cell respiration
Ocean uptake
Ocean loss
Deorestation and land use
changes
Burial in marine sediments
Combustion o ossil uels
Global carbon fuxes are extremely large so
estimates are in gigatonnes (petagrams) . One
gigatonne is 1 ,01 5 grams. Table 1 shows estimates
based on Ocean Biogeochemical Dynamics, Sarmiento
and Gruber, 2006, Princeton University Press.
0.2
6.4
Table 1
dt-bse quests: Oak woodland and carbon dioxide concentrations
C arbon fuxes have been measured since 1 998 in
deciduous woodland at Alice Holt Research Forest
in E ngland. The trees are mainly oaks, Quercus
robur and Quercus petraea, with some ash, Fraxinus
excelsior. They were planted in 1 93 5 and are now
nearly 2 0 metres tall.
C arbon dioxide concentrations are measured
2 0 times a second. From these measurements
the net ecosystem production can be deduced.
This is the net fux o carbon dioxide between
the orest and the atmosphere. Positive values
indicate an increase in the carbon pool o
the orest and negative values indicate a
decrease due to net loss o carbon dioxide. The
graph shows the daily average net ecosystem
production or several years and also the
cumulative net ecosystem production.
1
C alculate whether the carbon pool in the
biomass o the orest increases or decreases
on more days in the year.
[1 ]
2
D educe the months in which the carbon pool
o biomass in the orest was highest
and lowest.
[2 ]
3
Explain the reasons or increases in the
carbon pool o biomass in the orest
during part o the year and decreases in
other parts.
4
State the annual carbon fux to or rom the
orest.
[2 ]
5
Suggest a reason based on the data or
encouraging the planting o more
oak orests.
[1 ]
25
20
15
15
10
10
5
5
0
0
50
100
150
200
250
300
530
5
cumulative NEP (t CO 2 ha 1 )
daily average NEP (kg CO 2 ha 1 h 1 )
20
0
[4]
5
10
10
day of year
15
227
41
E c o lo g y
Environmental monitoring
Making accurate, quantitative measurements: it is important to obtain reliable data
on the concentration o carbon dioxide and methane in the atmosphere.
C arbon dioxide and methane concentrations
in the atmosphere have very important
eects. C arbon dioxide concentrations aect
photosynthesis rates and the pH o seawater. B oth
gases infuence global temperatures and as a result
the extent o ice sheets at the poles. Indirectly
they thereore aect sea levels and the position o
coast lines. Through their eects on the amount
o heat energy in the oceans and the atmosphere
they aect ocean currents, the distribution o
rainall and also the requency and severity o
extreme weather events such as hurricanes.
C onsider these hypotheses and predictions:

The carbon dioxide concentration o the
atmosphere is currently higher than at any
time in the past twenty million years.

Human activities have increased the carbon
dioxide and methane concentrations in the
Earths atmosphere.

Human activity will cause atmospheric
carbon dioxide concentrations to rise rom
3 97 micromoles per mole in 2 01 4 to a level
above 600 by the end o the century.
Reliable data are an essential prerequisite or
evaluating hypotheses and predictions such as
these. Reliable measurements o atmospheric
carbon dioxide and methane concentration are
needed over as long a period as possible beore
we can evaluate the past and possible uture
consequences o human activity.
D ata on concentrations o gases in the atmosphere
is collected by the Global Atmosphere Watch
programme o the World Meteorological
O rganization, an agency o the United Nations.
Research stations in various parts o the world
now monitor the atmosphere, but Mauna Loa
O bservatory on Hawaii has records rom the
longest period. C arbon dioxide concentrations
have been measured rom 1 95 9 onwards and
methane rom 1 984. These and other reliable
records are o immense value to scientists.
Trends in atmospheric carbon dioxide
Analysis o data rom atmosphere
monitoring stations showing
annual fuctuations.
D ata rom atmosphere monitoring stations is
reely available allowing any person to analyse
it. There are both long- term trends and annual
fuctuations in the data. The Mauna Loa
O bservatory in Hawaii produces vast amounts
o data and data rom this and other monitoring
stations are available or analysis.
Figure 11 Hawaii from space. Mauna Loa is near the
centre of the largest island
228
4 . 4 c l i m at e c H a n G e
4.4 c hg
Understandin
 Carbon dioxide and water vapour are the most







signicant greenhouse gases.
Other gases including methane and nitrogen
oxides have less impact.
The impact o a gas depends on its ability to
absorb long-wave radiation as well as on its
concentration in the atmosphere.
The warmed Earth emits longer-wave radiation
(heat) .
Longer-wave radiation is reabsorbed by
greenhouse gases which retains the heat in the
atmosphere.
Global temperatures and climate patterns are
infuenced by concentrations o greenhouse
gases.
There is a correlation between rising atmospheric
concentrations o carbon dioxide since the start
o the industrial revolution two hundred years ago
and average global temperatures.
Recent increases in atmospheric carbon
dioxide are largely due to increases in the
combustion o ossilized organic matter.
Applications
 Correlations between global temperatures and
carbon dioxide concentrations on Earth.
 Evaluating claims that human activities are not
causing climate change.
 Threats to coral rees rom increasing
concentrations o dissolved carbon dioxide.
Nature of science
 Assessing claims: assessment o the claims
that human activities are not causing climate
change.
greenhouse ases
Carbon dioxide and water vapour are the most signicant
greenhouse gases.
The Earth is kept much warmer than it otherwise would be by gases
in the atmosphere that retain heat. The effect of these gases has been
likened to that of the glass that retains heat in a greenhouse and they are
therefore known as greenhouse gases, though the mechanism of heat
retention is not the same.
The greenhouse gases that have the largest warming effect on the Earth
are carbon dioxide and water vapour.

C arbon dioxide is released into the atmosphere by cell respiration
in living organisms and also by combustion of biomass and fossil
229
41
E c o lo g y
uels. It is removed rom the atmosphere by photosynthesis and by
dissolving in the oceans.

Water vapour is ormed by evaporation rom the oceans and also
transpiration in plants. It is removed rom the atmosphere by rainall
and snow.
Water continues to retain heat ater it condenses to orm droplets o
liquid water in clouds. The water absorbs heat energy and radiates it
back to the Earths surace and also refects the heat energy back. This
explains why the temperature drops so much more quickly at night in
areas with clear skies than in areas with cloud cover.
other greenhuse gases
Other gases including methane and nitrogen oxides have
less impact.
Figure 1 Satellite image of Hurricane Andrew in
the Gulf of Mexico. Hurricanes are increasing in
frequency and intensity as a result of increases
in heat retention by greenhouse gases
Although carbon dioxide and water vapour are the most signicant
greenhouse gases there are others that have a smaller but nonetheless
signicant eect.

Methane is the third most signicant greenhouse gas. It is emitted
rom marshes and other waterlogged habitats and rom landll
sites where organic wastes have been dumped. It is released during
extraction o ossil uels and rom melting ice in polar regions.

Nitrous oxide is another signicant greenhouse gas. It is released
naturally by bacteria in some habitats and also by agriculture and
vehicle exhausts.
The two most abundant gases in the Earths atmosphere, oxygen and
nitrogen, are not greenhouse gases as they do not absorb longer- wave
radiation. All o the greenhouse gases together thereore make up less
than 1 % o the atmosphere.
Assessing the impact f greenhuse gases
The impact of a gas depends on its ability to absorb
long-wave radiation as well as on its concentration in the
atmosphere.
Two actors together determine the warming impact o a greenhouse gas:

how readily the gas absorbs long- wave radiation; and

the concentration o the gas in the atmosphere.
For example, methane causes much more warming per molecule
than carbon dioxide, but as it is at a much lower concentration in the
atmosphere its impact on global warming is less.
The concentration o a gas depends on the rate at which it is released
into the atmosphere and how long on average it remains there. The rate
at which water vapour enters the atmosphere is immensely rapid, but it
remains there only nine days on average, whereas methane remains in
the atmosphere or twelve years and carbon dioxide or even longer.
230
4 . 4 c l i m at e c H a n G e
lon-waveenth emissions from Earth
TOK
The warmed Earth emits longer-wave radiation.
Qusos xs bou h ry
o sf phoo. wh
osqus gh hs hv or h
pub prpo d udrsdg
o s?
The warmed surface of the Earth absorbs short- wave energy from the
sun and then re- emits it, but at much longer wavelengths. Most of the
re- emitted radiation is infrared, with a peak wavelength of 1 0, 000 nm.
The peak wavelength of solar radiation is 400 nm.
spectral intensity
Figure 2 shows the range of wavelengths of solar radiation that pass
through the atmosphere to reach the Earths surface and warm it ( red)
and the range of much longer wavelengths emitted by the Earth that
pass out through the atmosphere ( blue) . The smooth red and blue curves
show the range of wavelengths expected to be emitted by bodies of the
temperature of the Earth and the sun.
UV
0.2
Visible
Much o what science investigates
involves entities and concepts beyond
everyday experience o the world,
such as the nature and behaviour
o electromagnetic radiation or the
build-up o invisible gases in the
atmosphere. This makes it difcult
or scientists to convince the general
public that such phenomenon
actually exist  particularly when
the consequences o accepting their
existance might run counter to value
systems or entrenched belies.
Infrared
1
10
70
wavelength (m)
Figure 2
greenhouse ases
Longer-wave radiation is reabsorbed by greenhouse gases which retains
the heat in the atmosphere.
2 5 3 0% of the short-wavelength radiation from
the sun that is passing through the atmosphere
is absorbed before it reaches the Earths surface.
Most of the solar radiation absorbed is ultraviolet
light, which is absorbed by ozone. 7075 % of solar
radiation therefore reaches the Earths surface and
much of this is converted to heat.
A far higher percentage of the longer- wavelength
radiation re-emitted by the surface of the Earth is
absorbed before it has passed out to space. B etween
70% and 85 % is captured by greenhouse gases in
the atmosphere. This energy is re- emitted, some
towards the E arth. The effect is global warming.
Without it the mean temperature at the Earths
surface would be about 1 8C .
Key
short-wave radiation
from the sun
long-wave radiation
from earth
Figure 3 The greenhouse efect
231
41
E c o lo g y
Greenhouse gases in the Earths atmosphere
only absorb energy in specifc wavebands.
Figure 4 below shows total percentage absorption
o radiation by the atmosphere. The graph also
shows the bands o wavelengths absorbed by
individual gases. The wavelengths re-emitted by
the E arth are between 5 and 70nm. Water vapour,
carbon dioxide, methane and nitrous oxide all
absorb some o these wavelengths, so each o them
is a greenhouse gas.
percent
100
75
Total absorption
and scattering
50
25
0
0.2
1
10
70
major components
Water vapour
Carbon dioxide
Oxygen and ozone
Methane
Nitrous oxide
0.2
1
10
70
wavelength (m)
Figure 4
global temperatures and carbon dioxide concentrations
Correlations between global temperatures and carbon dioxide concentrations
on Earth.
I the concentration o any o the greenhouse gases
in the atmosphere changes, we can expect the
size o its contribution to the greenhouse eect to
change and global temperatures to rise or all. We
can test this hypothesis using the carbon dioxide
concentration o the atmosphere, because it has
changed considerably.
To deduce carbon dioxide concentrations and
temperatures in the past, columns o ice have
been drilled in the Antarctic. The ice has built up
over thousands o years, so ice rom deeper down
is older than ice near the surace. B ubbles o air
trapped in the ice can be extracted and analysed
to fnd the carbon dioxide concentration. Global
temperatures can be deduced rom ratios o
hydrogen isotopes in the water molecules.
Figure 5 shows results or an 800, 000 year period
beore the present. They were obtained rom
an ice core drilled in D ome C on the Antarctic
plateau by the European Proj ect or Ice C oring in
232
Antarctica. D uring this part o the current Ice Age
there has been a repeating pattern o rapid periods
o warming ollowed by much longer periods o
gradual cooling. There is a very striking correlation
between carbon dioxide concentration and global
temperatures  the periods o higher carbon
dioxide concentration repeatedly coincide with
periods when the Earth was warmer.
The same trend has been ound in other ice cores.
D ata o this type are consistent with the hypothesis
that rises in carbon dioxide concentration increase
the greenhouse eect. It is important always
to remember that correlation does not prove
causation, but in this case we know rom other
research that carbon dioxide is a greenhouse gas.
At least some o the temperature variation over
the past 800,000 years must thereore have been
due to rises and alls in atmospheric carbon dioxide
concentrations.
4 . 4 c l i m at e c H a n G e
CO 2 /ppmv
300
250
D/%  (temperature
proxy)
200
-380
warm
9C
-410
-440
cold
800,000
600,000
400,000
age (years before present)
200,000
0
Figure 5 Data from the European Project for Ice Coring in the Antarctic Dome C ice core
d-bs qusos: CO 2 concentrations and global temperatures
0.6
temperature anomaly (C)
Figure 6 shows atmospheric carbon dioxide
concentrations. The red line shows direct
measurements at Mauna Loa O bservatory.
The points show carbon dioxide
concentrations measured rom trapped air in
polar ice cores.
parts per million by volume
380
360
Annual average
Five year average
0.2
0
-0.2
Direct measurments
Ice core measurments
-0.4
340
1880
320
1900
1920
1940
1960
1980
2000
Figure 7
300
2
280
260
1750
1800
1850
1900
1950
2000
3
Figure 6
Figure 7 shows a record o global average
temperatures compiled by the NAS A Goddard
Institute or S pace S tudies. The green points are
annual averages and the red curve is a rolling
ve-year average. The values are given as the
deviation rom the mean temperature between
1 961 and 1 990.
1
0.4
D iscuss whether the measurements o
carbon dioxide concentration rom
ice cores are consistent with direct
measurements at Mauna Loa.
[2 ]
4
C ompare the trends in carbon
dioxide concentration and global
temperatures between 1 880 and 2 008.
[2 ]
Estimate the change in global average
temperature between
a) 1 900 and 2 000
[1 ]
b) 1 905 and 2 005
[1 ]
a) S uggest reasons or global average
temperatures alling or a ew
years during a period with an
overall trend o rising temperatures.
[2 ]
b) D iscuss whether these alls
indicate that carbon dioxide
concentration does not infuence
global temperatures.
[2 ]
233
41
E c o lo g y
greenhouse ases and climate patterns
Global temperatures and climate
patterns are infuenced by
concentrations o greenhouse gases.
The surace o the Earth is warmer than it
would be with no greenhouse gases in the
atmosphere. Mean temperatures are estimated to
be 3 2 C higher. I the concentration o any o the
greenhouse gases rises, more heat will be retained
and we should expect an increase in global average
temperatures.
This does not mean that global average
temperatures are directly proportional to
greenhouse gas concentrations. O ther actors have
an infuence, including Milankovitch cycles in the
E arths orbit and variation in sunspot activity. Even
so, increases in greenhouse gas concentrations will
tend to cause higher global average temperatures
and also more requent and intense heat waves.
Global temperatures infuence other aspects
o climate. Higher temperatures increase the
evaporation o water rom the oceans and
thereore periods o rain are likely to be more
requent and protracted. The amount o rain
delivered during thunderstorms and other intense
bursts is likely to increase very signicantly. In
addition, higher ocean temperatures cause tropical
storms and hurricanes to be more requent and
more powerul, with aster wind speeds.
The consequences o any rise in global average
temperature are unlikely to be evenly spread. Not
all areas would become warmer. The west coast
o Ireland and Scotland might become colder i
the North Atlantic C urrent brought less warm
water rom the Gul Stream to north-west Europe.
The distribution o rainall would also be likely to
change, with some areas becoming more prone
to droughts and other areas to intense periods o
rainall and fooding. Predictions about changes to
weather patterns are very uncertain, but it is clear
that just a ew degrees o warming would cause very
proound changes to the Earths climate patterns.
data-base questions: Phenology
Phenologists are biologists who study the timing
o seasonal activities in animals and plants, such as
the opening o tree leaves and the laying o eggs
by birds. Data such as these can provide evidence
o climate changes, including global warming.
2
Identiy the year in which:
a) the leaves opened earliest
[1 ]
b) mean temperatures in March and
April were at their lowest.
[1 ]
Use the data in the graph to deduce the
ollowing:
a) the relationship between temperatures in
March and April and the date o opening
o leaves on horse chestnut trees.
[1 ]
b) whether there is evidence o global
warming towards the end o the
2 0th century.
-15
4
3
2
1
0
-1
-2
-3
-4
-10
-5
0
5
10
1970
1980
1990
year
234
1
15
2000
dierence in date of
leaf opening / days
dierence in mean
temperature / C
The date in the spring when new leaves open on
horse chestnut trees ( Aesculus hippocastaneum) has
been recorded in Germany every year since 1 95 1 .
Figure 8 shows the dierence between each
years date o lea opening and the mean date o
lea opening between 1 970 and 2 000. Negative
values indicate that the date o lea opening was
earlier than the mean. The graph also shows the
dierence between each years mean temperature
during March and April and the overall mean
temperature or these two months. The data or
temperature was obtained rom the records o
3 5 German climate stations.
[2 ]
Figure 8 The relationship
between temperature and
horse chestnut leaf opening
in Germany since 1951
Key:
temperature
leaf opening
4 . 4 c l i m at e c H a n G e
Industrialization and climate change
There is a correlation between rising atmospheric
concentrations o carbon dioxide since the start o the
industrial revolution two hundred years ago and average
global temperatures.
The graph o atmospheric carbon dioxide concentrations over the past
800, 000 years shown in gure 5 indicates that there have been large
fuctuations. D uring glaciations the concentration dropped to as low as
1 80 parts per million by volume. D uring warm interglacial periods they
rose as high as 3 00 ppm. The rise during recent times to concentrations
nearing 400 ppm is thereore unprecedented in this period.
Atmospheric carbon dioxide concentrations were between 2 60 and
2 80 ppm until the late 1 8th century. This is when concentrations
probably started to rise above the natural levels, but as the rise was
initially very slight, it is impossible to say exactly when an unnatural rise
in concentrations began. Much o the rise has happened since 1 95 0.
Figure 9 During the industrial revolution
renewable sources of power including
wind were replaced with power generated
by burning fossil fuels
In the late 1 8th century the industrial revolution was starting in some
countries but the main impact o industrialization globally was in the
second hal o the 2 0th century. More countries became industrialized,
and combustion o coal, oil and natural gas increased ever more rapidly,
with consequent increases in atmospheric carbon dioxide concentration.
There is strong evidence or a correlation between atmospheric
carbon dioxide concentration and global temperatures, but as already
explained, other actors have an eect so temperatures are not
directly proportional to carbon dioxide concentration. Nevertheless,
since the start o the industrial revolution the correlation between
rising atmospheric carbon dioxide concentration and average global
temperatures is very marked.
Burning fossil fuels
Recent increases in atmospheric carbon dioxide are
largely due to increases in the combustion o ossilized
organic matter.
As the industrial revolution spread rom the late 1 8th century
onwards, increasing quantities o coal were being mined and burned,
causing carbon dioxide emissions. E nergy rom combustion o the coal
provided a source o heat and power. D uring the 1 9 th century the
combustion o oil and natural gas became increasingly widespread in
addition to coal.
Increases in the burning o ossil uels were most rapid rom the
1 95 0s onwards and this coincides with the period o steepest rises
in atmospheric carbon dioxide. It seems hard to doubt the conclusion
that the burning o ossil uels has been a maj or contributory
actor in the rise o atmospheric carbon dioxide concentrations to higher
levels than experienced on Earth or more than 800, 000 years.
TOK
wh osus  upb
v of rsk?
In situations where the public is at risk,
scientists are called upon to advise
governments on the setting o policies
or restrictions to oset the risk. Because
scientic claims are based largely on
inductive observation, absolute certainty
is difcult to establish. The precautionary
principle argues that action to protect
the public must precede certainty o
risk when the potential consequences
or humanity are catastrophic. Principle
15 o the 1992 Rio Declaration on the
Environment and Development stated
the principle in this way:
Where there are threats o serious or
irreversible damage, lack o ull scientic
certainty shall not be used as a reason
or postponing cost-efective measures
to prevent environmental degradation.
235
41
E c o lo g y
data-base questions: Comparing CO 2 emissions
The bar chart in gure 1 0 shows the cumulative CO 2
emissions rom ossil uels o the European Union
and ve individual countries between 1 950 and
2000. It also shows the total CO 2 emissions including
orest clearance and other land use changes.
1
D iscuss reasons or higher cumulative C O 2
emissions rom combustion o ossil uels in
the United States than in B razil.
[3 ]
2
Although cumulative emissions between
1 95 0 and 2 000 were higher in the United
S tates than any other country, there were
our countries in which emissions per capita
were higher in the year 2 000: Qatar, United
Arab Emirates, Kuwait and B ahrain. Suggest
reasons or the dierence.
[3 ]
3
Although cumulative C O 2 emissions rom
combustion o ossil uels in Indonesia and
B razil between 1 95 0 and 2000 were relatively
low, total C O 2 emissions were signicantly
higher. S uggest reasons or this.
[3 ]
4
Australia ranked seventh in the world or
emissions o C O 2 in 2 000, but ourth when
all greenhouse gases are included. S uggest a
reason or the dierence.
[1 ]
30%
Figure 10
CO 2 from fossil fuels
CO 2 from fossil fuels & land-use change
percent of world total
25%
20%
15%
10%
5%
0%
U.S.
EU-25
Russia
China
Indonesia
Brazil
Assessing claims and counter-claims
Assessing claims: assessment of the claims that human activities are not causing
climate change.
C limate change has been more hotly debated than
almost any other area o science. A search o the
internet will quickly reveal diametrically opposed
views, expressed very vocierously. The author
Michael C richton portrayed climate change
scientists as eco- terrorists who were prepared to
use mass murder to promote their work in his
novel S tate o Fear. What reasons could there
be or such erce opposition to climate change
science and or what reason do climate change
scientists deend their ndings so vigorously?
These questions are worth discussing. There are
many actors that could be having an infuence:

236
Scientists are trained to be cautious about their
claims and to base their ideas on evidence.
They are expected to admit when there are
uncertainties and this can give the impression
that evidence is weaker than it actually is.

Global climate patterns are very complex
and it is dicult to make predictions about
the consequences o urther increases in
greenhouse gas concentrations. There can
be tipping points in climate patterns where
sudden massive changes occur. This makes
prediction even more dicult.

The consequences o changes in global climate
patterns could be very severe or humans
and or other species so many eel that
there is a need or immediate action even
i uncertainties remain in climate change
science. C ompanies make huge prots rom
coal, oil and natural gas and it is in their
interests or ossil uel combustion to continue
to grow. It would not be surprising i they paid
or reports to be written that minimized the
risks o climate change.
4 . 4 c l i m at e c H a n G e
oppsitin t the climate change science
Evaluating claims that human activities are not causing climate change.
Many claims that human activities are not causing
climate change have been made in newspapers, on
television and on the internet. One example o this is:
Global warming stopped in 1 998, yet
carbon dioxide concentrations have continued
to rise, so human carbon dioxide emissions
cannot be causing global warming.
This claim ignores the act that temperatures on
Earth are infuenced by many actors, not j ust
greenhouse gas concentrations. Volcanic activity
and cycles in ocean currents can cause signicant
variations rom year to year. B ecause o such
actors, 1 998 was an unusually warm year and
also because o them some recent years have been
cooler than they otherwise would have been.
Global warming is continuing but not with equal
increases each year. Humans are emitting carbon
dioxide by burning ossil uels and there is strong
evidence that carbon dioxide causes warming, so
the claim is not supported by the evidence.
C laims that human activities are not causing
climate change will continue and these claims need
to be evaluated. As always in science, we should
base our evaluations on reliable evidence. There
is now considerable evidence about emissions o
greenhouse gases by humans, about the eects o
these gases and about changing climate patterns.
Not all sources on the internet are trustworthy
and we need to be careul to distinguish between
websites with objective assessments based on
reliable evidence and others that show bias.
d-bs qusos: Uncertainty in temperature rise projections
Figure 1 1 shows computer-generated orecasts
or average global temperatures, based on eight
dierent scenarios or the changes in the emissions
o greenhouse gases. The light green band includes
the ull range o orecasts rom research centres
around the world, and the dark green band shows
the range o most o the orecasts. Figure 1 2 shows
orecasts or arctic temperatures, based on two o
the emissions scenarios.
1
2
3
4
5
6
Identiy the code or the least optimistic
emissions scenario.
6
5
4
3
2
AIB
AIT
AIFI
A2
B1
B2
IS92a
1
0
0
0 0 0 0 0 0 0 0 0 0 0
199 200 201 202 203 204 205 206 207 208 209 210
[1 ]
S tate the minimum and maximum orecasts
or average global temperature change.
[2 ]
C alculate the dierence between the A2
and B 2 orecasts o global average
temperature rise.
[2 ]
C ompare the orecasts or arctic
temperatures with those or global
average temperatures.
[2 ]
S uggest uncertainties, apart rom
greenhouse gas emissions, which
aect orecasts or average global
temperatures over the next 1 00 years.
[2 ]
Discuss how much more condent we can be
in orecasts based on data rom a number o
dierent research centres, rather than one. [3 ]
Figure 11 Forecast global average temperatures
7
Discuss whether the uncertainty in temperature
orecasts justies action or inaction.
[4]
8
D iscuss whether it is possible to balance
environmental risks with socio- economic
and livelihood risks or whether priorities need
to be established.
[4]
7
6
A2
B2
5
4
3
2
1
0
2000 2020
2040
2060
2080
2100
Figure 12 Forecast arctic temperature
237
41
E c o lo g y
coral reefs and arbon dioxide
Threats to coral rees rom increasing concentrations o dissolved carbon dioxide.
In addition to its contribution to global warming,
emissions o carbon dioxide are having eects
on the oceans. Over 500 billion tonnes o carbon
dioxide released by humans since the start o the
industrial revolution have dissolved in the oceans.
The pH o surace layers o the Earths oceans is
estimated to have been 8.1 79 in the late 1 8th
century when there had been little industrialization.
Measurements in the mid-1 990s showed that it had
allen to 8.1 04 and current levels are approximately
8.069. This seemingly small change represents a
30% acidication. Ocean acidication will become
more severe i the carbon dioxide concentration o
the atmosphere continues to rise.
Marine animals such as ree- building corals that
deposit calcium carbonate in their skeletons
need to absorb carbonate ions rom seawater.
The concentration o carbonate ions in seawater
is low, because they are not very soluble.
D issolved carbon dioxide makes the carbonate
concentration even lower as a result o some
interrelated chemical reactions. C arbon dioxide
reacts with water to orm carbonic acid, which
dissociates into hydrogen and hydrogen carbonate
ions. Hydrogen ions react with dissolved
carbonate ions, reducing their concentration.
make their skeletons. Also, i seawater ceases to
be a saturated solution o carbonate ions, existing
calcium carbonate tends to dissolve, so existing
skeletons o ree-building corals are threatened.
In 2 01 2 oceanographers rom more than 2 0
countries met in S eattle and agreed to set up a
global scheme or monitoring ocean acidication.
There is already evidence or concerns about
corals and coral rees. Volcanic vents near
the island o Ischia in the Gul o Naples have
been releasing carbon dioxide into the water
or thousands o years, reducing the pH o the
seawater. In the area o acidied water there are
no corals, sea urchins or other animals that make
their skeletons rom calcium carbonate. In their
place other organisms fourish such as sea grasses
and invasive algae. This could be the uture o
coral rees around the world i carbon dioxide
continues to be emitted rom burning ossil uels.
C O 2 + H 2 O  H 2 C O 3  H + + HC O -3
H + + C O 23  HC O 3
I carbonate ion concentrations drop it is more
dicult or ree- building corals to absorb them to
activity
Draw a graph o oceanic
pH rom the 18th century
onwards, using the gures
given in the text above, and
extrapolate the curve to
obtain an estimate o when
the pH might drop below 7.
238
Figure 13 Skeleton of calcium carbonate from a reef-building coral
TOK
wht re the potentil impcts of funding bis?
The costs o scientic research is oten met by grant agencies. Scientists submit
research proposals to agencies, the application is reviewed and i successul,
the research can proceed. Questions arise when the grant agency has a stake in
the study's outcome. Further, grant applications might ask scientists to project
outcomes or suggest applications o the research beore it has even begun. The
sponsor may und several diferent research groups, suppressing results that
run counter to their interests and publishing those that support their industry.
For example, a 2006 review o studies examining the health efects o cell phone
use revealed that studies unded by the telecommunications industry were
statistically least likely to report a signicant efect. Pharmaceutical research,
nutrition research and climate change research are all areas where claims o
unding bias have been prominent in the media.
QueStion S
Questions
a) C alculate the energy lost by plant
respiration.
[2 ]
b) C onstruct a pyramid o energy or this
grassland.
[3 ]
Drought Index
The total solar energy received by a grassland is
5  l0 5 kJ m - 2 yr - 1 . The net production o the
grassland is 5  1 0 2 kJ m - 2 yr - 1 and its gross
production is 6  1 0 2 kJ m - 2 yr - 1 . The total
energy passed on to primary consumers is
60 kJ m - 2 yr - 1 . O nly 1 0 per cent o this energy
is passed on to the secondary consumers.
Area of tree mortality/km 2
1
4 Warm/dry
3
long-term average
2
1
0
1
2
3 Cool/moist
2000
1500
1000
500
0
1930 1940 1950 1960 1970 1980 1990 2000
Figure 15 Tree mortality and drought index
2
a)
Figure 1 4 shows the energy fow through a
temperate orest. The energy fow is shown per
square metre per year ( kJ m - 2 yr - 1 ) .
lost
5,223,120
b) ( i) C ompare the beetle outbreaks in the
1 970s and 1 990s.
[2 ]
respiration
24,024
green
plants
172
14,448
decomposers
c)
consumers
storage
(e.g. wood)
5,036
Figure 14
a) The chart shows that 99.1 7 per cent o the
sunlight energy in the temperate orest is
lost. Predict with a reason whether a greater
or lesser percentage o sunlight energy
would be lost in desert.
[2 ]
b) O nly a small part o the net production
o plants in the temperate orest passes to
herbivores. Explain the reasons or this. [2 ]
3
Warmer temperatures avour some species
o pest, or example the spruce beetle. Since
the rst maj or outbreak in 1 992 , it has killed
approximately 400, 000 hectares o trees in
Alaska and the C anadian Yukon. The beetle
normally needs two years to complete its lie
cycle, but it has recently been able to do it in
one year. The graphs in gure 1 5 show the
drought index, a combination o temperatures
and precipitation, and the area o spruce trees
destroyed annually.
4
CO 2 concentration/ppm
sunlight
energy
5,266,800
Identiy the two periods when the drought
index remained high or three or more
years.
[2 ]
( ii) S uggest reasons or the dierences
between the outbreaks.
[2 ]
Predict rates o destruction o spruce
trees in the uture, with reasons or
your answer.
[4]
Figure 1 6 shows monthly average carbon
dioxide concentrations or B aring Head, New
Zealand and Alert, C anada.
390
385
380
375
370
365
360
355
350
345
340
335
330
Key
Alert station,
Canada
Baring Head,
New Zealand
76 78 80 82 84 86 88 90 92 94 96 98 00 02 04
year
Figure 16
a)
S uggest why scientists have chosen such
areas as Mauna Loa, B aring Head and Alert
as the locations or monitoring stations. [1 ]
b) C ompare the trends illustrated in both
graphs.
c)
[2 ]
Explain why the graphs show dierent
patterns.
[3 ]
239
41
e c o lo G y
5
Figure 1 7 shows the concentration o CO 2 in the
atmosphere, measured in parts per million (ppm) .
In a orest, concentrations o CO 2 change over the
course o the day and change with height. The
top o the orest is reerred to as the canopy.
tundra
above
ground
taiga
root
above
ground
height/m
soil
320 330 320 310
30
Top forest canopy
320
grasslands
340
350
340350
0
0
360
6
12
soil
18
24
time of day / hours
soil
equatorial forest
above
ground
( i) S tate the highest concentration o C O 2
reached in the canopy.
[1 ]
soil
( ii) D etermine the range o concentration
ound in the canopy.
[2 ]
b) ( i) State the time o day ( or night)
when the highest levels o C O 2 are
detected.
root
root
savannah
Figure 17
above
ground
soil
root
root
Figure 18 The distribution of nitrogen in the three organic
matters compartments for each of six major biomes
[1 ]
( ii) The highest levels o C O 2 are detected
j ust above the ground. D educe two
reasons why this is the case.
[2 ]
240
above
ground
330
10
6
deciduous forest
above
ground
305
c)
soil
310 ppm
20
a)
root
Give an example o an hour when C O 2
concentrations are reasonably uniorm over
the ull range o heights.
[1 ]
Within an ecosystem, nitrogen can be stored
in one o three organic matter compartments:
above ground, in roots and in the soil.
Figure 1 8 shows the distribution o nitrogen
in the three organic matter compartments or
each o six maj or biomes.
a)
Deduce what the above ground
compartment consists o in an ecosystem. [1 ]
b) S tate which biome has the largest above
ground compartment.
[1 ]
c)
Explain why it is difcult to grow crops in
an area where equatorial orest has been
cleared o its vegetation.
[2 ]
d) S tate the name o the process carried out
by decomposers and detritus eeders that
releases C O 2 into the atmosphere.
[1 ]
e)
f)
Suggest why most o the nitrogen in a
tundra ecosystem is in the soil.
[1 ]
Explain why warming due to climate
change might cause a release o C O 2 rom
tundra soil.
[2 ]
5C E LELvOB Lu
t I O n an d B I O d I vE r s I t Y
I O LO GY
Iocio
There is overwhelming evidence or the theory
that the diversity o lie has evolved, and
continues to evolve by natural selection. The
ancestry o groups o species can be deduced by
comparing their base or amino acid sequences.
S pecies are named and classifed using an
internationally agreed system.
5.1 Evidence for evolution
ueig
 Evolution occurs when heritable characteristics





o a species change.
The ossil record provides evidence or
evolution.
Selective breeding o domesticated
animals shows that artifcial selection
can cause evolution.
Evolution o homologous structures by adaptive
radiation explains similarities in structure when
there are dierences in unction.
Populations o a species can gradually diverge
into separate species by evolution.
Continuous variation across the geographical
range o related populations matches the
concept o gradual divergence.
applicio
 Comparison o the pentadactyl limb o
mammals, birds, amphibians and reptiles
with dierent methods o locomotion.
 Development o melanistic insects in
polluted areas.
ne of ciece
 Looking or patterns, trends and discrepancies:
there are common eatures in the bone
structure o vertebrate limbs despite their
varied use.
241
5
E vo l u t i o n an d b i o d i vE r s i t y
Evolution in summary
Evolution occurs when heritable characteristics
of a species change.
There is strong evidence or characteristics o species changing over
time. B iologists call this process evolution. It lies at the heart o a
scientifc understanding o the natural world. An important distinction
should be drawn between acquired characteristics that develop during
the lietime o an individual and heritable characteristics that are
passed rom parent to ospring. E volution only concerns heritable
characteristics.
 Figure 1
Fossils o dinosaurs show there were
animals on Earth in the past that had diferent
characteristics rom those alive today
The mechanism o evolution is now well understood  it is natural
selection. D espite the robustness o evidence or evolution by natural
selection, there is still widespread disbelie among some religious
groups. There are stronger obj ections to the concept that species can
evolve than to the logic o the mechanism that inevitably causes
evolution. It is thereore important to look at the evidence or
evolution.
Evidence from fossils
The fossil record provides evidence for evolution.
In the frst hal o the 1 9 th century, the sequence in which layers
or strata o rock were deposited was worked out and the geological
eras were named. It became obvious that the ossils ound in the
various layers were dierent  there was a sequence o ossils. In the
2 0th century, reliable methods o radioisotope dating revealed the
ages o the rock strata and o the ossils in them. There has been a
huge amount o research into ossils, which is the branch o science
called palaeontology. It has given us strong evidence that evolution
has occurred.
 Figure 2
Many trilobite species evolved over
hundreds o millions o years but the group is
now totally extinct
242

The sequence in which ossils appear matches the sequence in which
they would be expected to evolve, with bacteria and simple algae
appearing frst, ungi and worms later and land vertebrates later still.
Among the vertebrates, bony fsh appeared about 42 0 million years
ago ( mya) , amphibians 3 40 mya, reptiles 3 2 0 mya, birds 2 5 0 mya
and placental mammals 1 1 0 mya.

The sequence also fts in with the ecology o the groups, with
plant ossils appearing beore animal, plants on land beore
animals on land, and plants suitable or insect pollination beore
insect pollinators.

Many sequences o ossils are known, which link together existing
organisms with their likely ancestors. For example, horses, asses
and zebras, members o the genus Equus, are most closely related to
rhinoceroses and tapirs. An extensive sequence o ossils, extending
back over 60 million years, links them to Hyracotherium, an animal
very similar to a rhinoceros.
5 .1 E vi D E n cE fo r E vo lu ti o n
Daa-based qess: Missing links
An obj ection to ossil evidence or evolution has
been gaps in the record, called missing links,
or example a link between reptiles and birds.
(a)
(b)
(d)
(g)
(c)
The discovery o ossils that ll in these gaps is
particularly exciting or biologists.
1
2
(i)
(h)
100 mm
Drawings o ossils recently ound in Western
China. They show Dilong paradoxus, a 130-million-year-old
tyrannosauroid dinosaur with protoeathers. ad: bones o
skull; e: teeth; g: tail vertebrae with protoeathers; hj:
limb bones
[2 ]
D educe three similarities between Dilong
paradoxus and reptiles that live on
Earth today.
[3 ]
3
Suggest a unction or the protoeathers o
Dilong paradoxus.
[1 ]
4
Suggest two eatures which Dilong paradoxus
would have had to evolve to become
capable o fight.
[2 ]
5
Explain why it is not possible to be certain
whether the protoeathers o Dilong paradoxus
are homologous with the eathers o birds. [2 ]
(j)
(e) (f)
C alculate the length o Dilong paradoxus,
rom its head to the tip o its tail.
 Figure 3
Evidence from selective breeding
Selective breeding o domesticated animals shows that
artifcial selection can cause evolution.
Humans have deliberately bred and used particular animal species or
thousands o years. I modern breeds o livestock are compared with
the wild species that they most resemble, the dierences are oten huge.
Consider the dierences between modern egg-laying hens and the
jungleowl o Southern Asia, or between Belgian Blue cattle and the aurochs
o Western Asia. There are also many dierent breeds o sheep, cattle and
other domesticated livestock, with much variation between breeds.
It is clear that domesticated breeds have not always existed in their
current orm. The only credible explanation is that the change has been
achieved simply by repeatedly selecting or and breeding the individuals
most suited to human uses. This process is called articial selection.
The eectiveness o articial selection is shown by the considerable changes
that have occurred in domesticated animals over periods o time that are
very short, in comparison to geological time. It shows that selection can
cause evolution, but it does not prove that evolution o species has actually
occurred naturally, or that the mechanism or evolution is natural selection.
 Figure 4 Over the last 15,000
years many breeds o dog have been developed by artifcial
selection rom domesticated wolves
243
5
E vo l u t i o n an d b i o d i vE r s i t y
Homology and
evolution
Looking or patterns, trends
and disrepanies: there are
ommon eatures in the one
struture o verterate lims
despite their varied use.
Vertebrate limbs are used in
many dierent ways, such as
walking, running, j umping, fying,
swimming, grasping and digging.
These varied uses require j oints that
articulate in dierent ways, dierent
velocities o movement and also
dierent amounts o orce. It would
be reasonable to expect them to
have very dierent bone structure,
but there are in act common
eatures o bone structure that are
ound in all vertebrate limbs.
Patterns like this require
explanation. The only reasonable
explanation so ar proposed in this
case is evolution rom a common
ancestor. As a consequence,
the common bone structure o
vertebrate limbs has become a classic
piece o evidence or evolution.
Data-based questions: Domestication of corn
A wild grass called teosinte that grows in C entral America was
probably the ancestor o cultivated corn, Zea mays. When teosinte
is grown as a crop, it gives yields o about 1 5 0 kg per hectare. This
compares with a world average yield o corn o 4, 1 00 kg per hectare
at the start o the 2 1 st century. Table 1 gives the lengths o some cobs.
C orn was domesticated at least 7, 000 years ago.
1
C alculate the percentage dierence in length between teosinte
and S ilver Queen.
[2 ]
2
C alculate the percentage dierence in yield between teosinte
and world average yields o corn.
[2 ]
3
Suggest actors apart rom cob length, selected or by armers. [3 ]
4
Explain why improvement slows down over generations o
selection.
corn variety and origin
Teosinte  wild relative o orn
Early primitive orn rom Colomia
Peruvian anient orn rom 500 bc
Imriado  primitive orn rom Colomia
Silver Queen  modern sweetorn
[3 ]
length of ob (mm)
14
45
65
90
170
 Table 1
 Figure 5 Corn
cobs
Evidence from homologous structures
Evolution o homologous strutures y adaptive
radiation explains similarities in struture when there are
diferenes in untion.
D arwin pointed out in The Origin of Species that some similarities in
structure between organisms are supercial, or example between a
dugong and a whale, or between a whale and a sh. S imilarities like
those between the tail ns o whales and shes are known as analogous
structures. When we study them closely we nd that these structures
are very dierent. An evolutionary interpretation is that they have had
244
5 .1 E vi D E n cE fo r E vo lu ti o n
dierent origins and have become similar because they perorm the
same or a similar unction. This is called convergent evolution.
Homologous structures are the converse o this. They are structures that
may look supercially dierent and perorm a dierent unction, but
which have what D arwin called a unity o type. He gave the example
o the orelimbs o a human, mole, horse, porpoise and bat and asked
what could be more curious than to nd that they include the same
bones, in the same relative positions, despite on the surace appearing
completely dierent. The evolutionary explanation is that they have
had the same origin, rom an ancestor that had a pentadactyl or vedigit limb, and that they have become dierent because they perorm
dierent unctions. This is called adaptive radiation.
There are many examples o homologous structures. They do not prove
that organisms have evolved or had common ancestry and do not reveal
anything about the mechanism o evolution, but they are dicult to
explain without evolution. Particularly interesting are the structures that
D arwin called rudimentary organs  reduced structures that serve no
unction. They are now called vestigial organs and examples o them are
the beginnings o teeth ound in embryo baleen whales, despite adults
being toothless, the small pelvis and thigh bone ound in the body wall
o whales and some snakes, and o course the appendix in humans.
These structures are easily explained by evolution as structures that no
longer have a unction and so are being gradually lost.
Pentadactyl limbs
Comparison o the pentadactyl limb o mammals, birds, amphibians and reptiles
with dierent methods o locomotion.
The pentadactyl limb consists o these structures:
Be se
single bone in the
proximal part
femb
humerus
Hdmb
emur
two bones in the
distal part
radius and ulna
group o wrist/
ankle bones
carpals
series o bones in
each o fve digits
metacarpals and metatarsals
phalanges
and phalanges
classes that have limbs: amphibians, reptiles,
birds and mammals. E ach o them has
pentadactyl limbs:

crocodiles walk or crawl on land and use their
webbed hind limbs or swimming

penguins use their hind limbs or walking and
their orelimbs as fippers or swimming

echidnas use all our limbs or walking and
also use their orelimbs or digging

rogs use all our limbs or walking and their
hindlimbs or j umping.
tibia and fbula
tarsals
The pattern o bones or a modication o it is
present in all amphibians, reptiles, birds and
mammals, whatever the unction o their limbs.
The photos in gure 6 show the skeletons o
one example o each o the our vertebrates
D ierences can be seen in the relative lengths and
thicknesses o the bones. Some metacarpals and
phalanges have been lost during the evolution o
the penguins orelimb.
245
5
E vo l u t i o n an d b i o d i vE r s i t y
Activity
Pentadactyl limbs in
mammals
mole
horse
 Figure 6
porpoise
speciation
Populations o a species can gradually diverge into
separate species by evolution.
bat
human
 Figure 7
Pentadactyl limbs
(not to scale)
Choose a colour code or
the types o bone in a
pentadactyl limb and colour
the diagrams in fgure 7 to
show the type o each bone.
How is each limb used?
What eatures o the bones
in each limb make them well
adapted to the use?
246
If two populations of a species become separated so that they do
not interbreed and natural selection then acts differently on the two
populations, they will evolve in different ways. The characteristics of
the two populations will gradually diverge. After a time they will be
recognizably different. If the populations subsequently merge and have
the chance of interbreeding, but do not actually interbreed, it would be
clear that they have evolved into separate species. This process is called
speciation.
S peciation often occurs after a population of a species extends its range
by migrating to an island. This explains the large numbers of endemic
species on islands. An endemic species is one that is found only in a
certain geographical area. The lava lizards of the Galpagos Islands
are an example of this. O ne species is present on all the main islands
of the archipelago. O n six smaller islands there is a closely related but
different species, formed by migration to the island and by subsequent
divergence.
5 .1 E vi D E n cE fo r E vo lu ti o n
Evidence from patterns of variation
Pinta
Continuous variation across the geographical
range o related populations matches the
concept o gradual divergence.
Genovesa
Marchena
Santiago
I populations gradually diverge over time to become separate
species, then at any one moment we would expect to be able
to nd examples o all stages o divergence. This is indeed
what we nd in nature, as C harles D arwin describes in
C hapter II o The Origin of Species. He wrote:
Santa Cruz
Fernandina
Santa Fe
Isabel a
Espaola
Santa Maria
Many years ago, when comparing, and seeing others compare,
the birds from the separate islands of the Galpagos Archipelago,
both one with another, and with those from the American
mainland, I was much struck how entirely vague and arbitrary
is the distinction between species and varieties.
San Cristbal
key
T. albemarlensis
T. duncanensis
T. delanonis
T. habelii
T. pacicus
T. bivittatus
T. grayii
 Figure 8
Distribution of lava lizards in the
Galpagos Islands
D arwin gave examples o populations that are recognizably
dierent, but not to the extent that they are clearly separate
species. O ne o his examples is the red grouse o B ritain and the willow
ptarmigan o Norway. They have sometimes been classied as separate
species and sometimes as varieties o the species Lagopus lagopus. This is a
common problem or biologists who name and classiy living organisms.
B ecause species can gradually diverge over long periods o time and
there is no sudden switch rom being two populations o one species to
being two separate species, the decision to lump populations together or
split them into separate species remains rather arbitrary.
The continuous range in variation between populations does not match
either the belie that species were created as distinct types o organism
and thereore should be constant across their geographic range or that
species are unchanging. Instead it provides evidence or the evolution o
species and the origin o new species by evolution.
Industrial melanism
Development o melanistic insects in polluted areas.
D ark varieties o typically light- coloured insects are called melanistic.
The most amous example o an insect with a melanistic variety
is Biston betularia, the peppered moth. It has been widely used as
an example o natural selection, as the melanistic variety became
commoner in polluted industrial areas where it is better camoufaged
than the pale peppered variety. A simple explanation o industrial
melanism is this:

Adult Biston betularia moths fy at night to try to nd a mate
and reproduce.

D uring the day they roost on the branches o trees.

B irds and other animals that hunt in daylight predate moths i
they nd them.
TOK
t wha exe a mpe mdes
be sed  es hees?
The useulness o a theory is
the degree to which it explains
phenomenon and the degree to
which it allows predictions to be
made. One way to test the theory
o evolution by natural selection is
through the use o computer models.
The Blind Watchmaker computer
model is used to demonstrate how
complexity can evolve rom simple
orms through artifcial selection. The
Weasel computer model is used to
demonstrate how artifcial selection
can increase the pace o evolution
over random events. What eatures
would a computer model have to
include or it to simulate evolution by
natural selection realistically?
247
5
E vo l u t i o n an d b i o d i vE r s i t y

In unpolluted areas tree branches are covered in pale- coloured
lichens and peppered moths are well camoufaged against them.

Sulphur dioxide pollution kills lichens. S oot rom coal burning
blackens tree branches.

Melanic moths are well camoufaged against dark tree branches in
polluted areas.

In polluted areas the melanic variety o Biston betularia replaced
the peppered variety over a relatively short time, but not in nonpolluted areas.
 Figure 9
Museum specimen of the
peppered form of Biston betularia
mounted on tree bark with lichens
from an unpolluted area
 Figure 10
The ladybug Adalia bipunctata
has a melanic form which has become
common in polluted areas. A melanic male
is mating with a normal female here
B iologists have used industrial melanism as a classic example o
evolution by natural selection. Perhaps because o this, research
ndings have been repeatedly attacked. The design o some early
experiments into camoufage and predation o the moths has been
criticized and this has been used to cast doubt over whether natural
selection ever actually occurs.
Michael Majerus gives a careul evaluation o evidence about the
development o melanism in Biston betularia and other species o moth
in his book in the New Naturalist series (Moths, Michael Majerus,
HarperCollins 2002) . His nding is that the evidence or industrial
pollution causing melanism in Biston betularia and other species o moth is
strong, though actors other than camoufage can also infuence survival
rates o pale and melanic varieties.
Data-based questions: Predation rates in Biston betularia
One o the criticisms o the original experiments
into predation o Biston betularia was that the
moths were placed in exposed positions on tree
trunks and that this is not normally where they
roost. The moths were able to move to more
suitable positions but even so the criticisms have
persisted on some websites. Experiments done in
the 1 980s tested the eect o the position in which
the moths were placed. Peppered and melanic
248
orms ( ty o each) o Biston betularia were
placed in exposed positions on tree trunks and 5 0
millimetres below a joint between a maj or branch
and the tree trunk. This procedure was carried out
at two oak woods, one in an unpolluted area o
the New Forest in southern England and another
in a polluted area near Stoke-on-Trent in the
Midlands. The box plots in gure 1 1 show the
percentage o moths eaten and moths surviving.
5 . 2 n At u r A l s E l E c t i o n
1
a)
D educe, with a reason from the data,
whether the moths were more likely to be
eaten if they were placed on the exposed
trunk or below the j unction of a main
branch and the trunk.
[2 ]
b) Suggest a reason for the difference.
2
a)
C ompare and contrast the survival
rates of peppered and melanic moths
in the New Forest.
b) Explain the difference in survival
rate between the two varieties in the
New Forest.
[1 ]
[3 ]
peppered
New Forest/melanic/BJ
New Forest/melanic/ET
4
D istinguish between the S toke- on- Trent and
New Forest woodlands in relative survival
rates of peppered and melanic moths.
[2 ]
Pollution due to industry has decreased
greatly near S toke- on- Trent since the 1 980s.
Predict the consequences of this change for
Biston betularia.
[4]
38
40
62
74
26
New Forest/peppered/ET
68
32
Stoke/melanic/BJ
72
28
Stoke/melanic/ET
Stoke/peppered/BJ
[3 ]
60
New Forest/peppered/BJ
Stoke/peppered/ET
melanic
3
Stoke on Trent and New Forest
key
not eaten
ET = exposed trunk
0%
60
50
42
40
50
58
20% 40% 60% 80% 100%
eaten
BJ = branch junction
 Figure 11
Source: Howlett and Majerus (1987) The Understanding of
industrial melanism in the peppered moth (Biston betularia)
Biol. J.Linn.Soc. 30, 3144
5.2 naa ee
uderstdig
 Natural selection can only occur i there is






variation amongst members o the same species.
Mutation, meiosis and sexual reproduction
cause variation between individuals in a species.
Adaptations are characteristics that make an
individual suited to its environment and way o lie.
Species tend to produce more ospring than
the environment can support.
Individuals that are better adapted tend to survive
and produce more ospring while the less well
adapted tend to die or produce ewer ospring.
Individuals that reproduce pass on
characteristics to their ospring.
Natural selection increases the requency o
characteristics that make individuals better
adapted and decreases the requency o other
characteristics leading to changes within the
species.
applictios
 Changes in beaks o fnches on Daphne Major.
 Evolution o antibiotic resistance in bacteria.
ntre of sciece
 Use theories to explain natural phenomena:
the theory o evolution by natural selection
can explain the development o antibiotic
resistance in bacteria.
249
5
E vo l u t i o n an d b i o d i vE r s i t y
vrition
Natural selection can only occur if there is variation
amongst members of the same species.
 Figure 1 Populations o bluebells (Hyacinthoides
non-scripta) mostly have blue fowers but
white-fowered plants sometimes occur
C harles D arwin developed his understanding of the mechanism that
causes evolution over many years, after returning to England from
his voyage around the world on HMS B eagle. He probably developed
the theory of natural selection in the late 1 83 0s, but then worked
to accumulate evidence for it. D arwin published his great work, The
Origin of Species, in 1 85 9. In this book of nearly 5 00 pages, he explains
his theory and presents the evidence for it that he had found over the
previous 2 0 to 3 0 years.
O ne of the observations on which D arwin based the theory of evolution
by natural selection is variation. Typical populations vary in many
respects. Variation in human populations is obvious  height, skin colour,
blood group and many other features. With other species the variation
may not be so immediately obvious but careful observation shows that
it is there. Natural selection depends on variation within populations  if
all individuals in a population were identical, there would be no way of
some individuals being favoured more than others.
source of rition
Mutation, meiosis and sexual reproduction cause
variation between individuals in a species.
The causes of variation in populations are now well understood:
 Figure 2
Dandelions (Taraxacum ofcinale)
appear to be reproducing sexually when they
disperse their seed but the embryos in the
seeds have been produced asexually so are
genetically identical
1
Mutation is the original source of variation. New alleles are produced
by gene mutation, which enlarges the gene pool of a population.
2
Meiosis produces new combinations of alleles by breaking up the
existing combination in a diploid cell. Every cell produced by meiosis
in an individual is likely to carry a different combination of alleles,
because of crossing over and the independent orientation of bivalents.
3
S exual reproduction involves the fusion of male and female gametes.
The gametes usually come from different parents, so the offspring has
a combination of alleles from two individuals. This allows mutations
that occurred in different individuals to be brought together.
In species that do not carry out sexual reproduction the only source
of variation is mutation. It is generally assumed that such species will
not generate enough variation to be able to evolve quickly enough for
survival during times of environmental change.
adpttion
Adaptations are characteristics that make an individual
suited to its environment and way of life.
O ne of the recurring themes in biology is the close relationship between
structure and function. For example, the structure of a birds beak is
correlated with its diet and method of feeding. The thick coat of a musk
250
5 . 2 n At u r A l s E l E c t i o n
ox is obviously correlated with the low temperatures in its northerly
habitats. The water storage tissue in the stem o a cactus is related to
inrequent rainall in desert habitats. In biology characteristics such as
these that make an individual suited to its environment or way o lie
are called adaptations.
The term adaptation implies that characteristics develop over time
and thus that species evolve. It is important not to imply purpose in
this process. According to evolutionary theory adaptations develop by
natural selection, not with the direct purpose o making an individual
suited to its environment. They do not develop during the lietime o
one individual. C haracteristics that do develop during a lietime are
known as acquired characteristics and a widely accepted theory is that
acquired characteristics cannot be inherited.
Avy
Adapa f bd beak
The our photographs o
birds show the beaks o a
heron, macaw, hawk and
woodpecker. To what diet
and method o eeding is
each adapted?
Overproduction o ofspring
Species tend to produce more ofspring than the
environment can support.
Living organisms vary in the number o ospring they produce.
An example o a species with a relatively slow breeding rate is the
southern ground hornbill, Bucorvus leadbeateri. It raises one fedgling
every three years on average and needs the cooperation o at least two
other adults to do this. However they can live or as long as 7 0 years
so in their lietime a pair could theoretically raise twenty ospring.
Most species have a aster breeding rate. For example, the coconut palm,
Cocos nucifera usually produces between 2 0 and 60 coconuts per year.
Apart rom bacteria, the astest breeding rate o all may be in the ungus
Calvatia gigantea. It produces a huge ruiting body called a giant puball
in which there can be as many as 7 trillion spores ( 7, 000, 000, 000, 000) .
 Figure 3

D espite the huge variation in
breeding rate, there is an overall
trend in living organisms or more
ospring to be produced than the
environment can support. D arwin
pointed out that this will tend to
lead to a struggle or existence
within a population. There will be
competition or resources and not
every individual will obtain enough
to allow them to survive and
reproduce.
Figure 4 The breeding rate of pairs of
southern ground hornbills, Bucorvus
leadbeateri, is as low as 0.3 young per year
251
5
E vo l u t i o n an d b i o d i vE r s i t y
Activity
simulation of natural
election



Make ten or more
artifcial fsh using
modelling clay, or some
other malleable material.
Drop each o them into
a measuring cylinder o
water and time how long
each takes to reach the
bottom.
Discard the hal o
the models that were
slowest. Pair up the
astest models and
make intermediate
shapes, to represent
their ospring. Random
new shapes can also be
introduced to simulate
mutation.
Test the new generation
and repeat the
elimination o the
slowest and the breeding
o the astest. Does
one shape gradually
emerge? Describe its
eatures.
diferential survival an reprouction
Individuals that are better adapted tend to survive and
produce more ospring while the less well adapted tend
to die or produce ewer ospring.
C hance plays a part in deciding which individuals survive and reproduce
and which do not, but the characteristics o an individual also have an
infuence. In the struggle or existence the less well- adapted individuals
tend to die or ail to reproduce and the best adapted tend to survive and
produce many ospring. This is natural selection.
An example that is oten quoted is that o the girae. It can graze on
grass and herbs but is more adapted to browse on tree leaves. In the wet
season its ood is abundant but in the dry season there can be periods
o ood shortage when the only remaining tree leaves are on high
branches. Giraes with longer necks are better adapted to reaching
these leaves and surviving periods o ood shortage than those with
shorter necks.
Inheritance
Individuals that reproduce pass on characteristics
to their ospring.
Much o the variation between individuals can be passed on to
ospring  it is heritable. Maasai children inherit the dark skin colour
o their parents or example and children o light- skinned north
European parents inherit a light skin colour. Variation in behaviour can
be heritable. The direction o migration to overwintering sites in the
blackcap Sylvia atricapilla is an example. D ue to dierences in their genes,
some birds o this species migrate southwestwards rom Germany to
Spain or the winter and others northwestwards to B ritain.
Not all eatures are passed on to ospring. Those acquired during the
lietime o an individual are not usually inherited. An elephant with a
broken tusk does not have calves with broken tusks or example. I a
person develops darker skin colour through exposure to sunlight, the
darker skin is not inherited. Acquired characteristics are thereore not
signicant in the evolution o a species.
Progressive change
Natural selection increases the requency o
characteristics that make individuals better adapted and
decreases the requency o other characteristics leading
to changes within the species.
B ecause better- adapted individuals survive, they can reproduce and
pass on characteristics to their ospring. Individuals that are less well
adapted have lower survival rates and less reproductive success. This
leads to an increase in the proportion o individuals in a population with
252
5 . 2 n At u r A l s E l E c t i o n
characteristics that make them well adapted. O ver the generations, the
characteristics o the population gradually change  this is evolution by
natural selection.
Maj or evolutionary changes are likely to occur over long time periods
and many generations, so we should not expect to be able to observe
them during our lietime, but there are many examples o smaller but
signicant changes that have been observed. The evolution o dark wing
colours in moths has been observed in industrial areas with polluted
air. Two examples o evolution are described in the next sections o
this book: changes to beaks o nches on the Galapagos Islands and the
development o antibiotic resistance in bacteria.
Avy
The impulse to reproduce and pass
on characteristics can be very strong.
It can cause adult males to carry out
infanticide. How could this behaviour
pattern have evolved in lions and
other species? Female cheetahs mate
with two or more males so their litters
have multiple paternity. How does this
protect the young against infanticide?
Daa-baed qe: Evolution in rice plants
The bar charts in gure 6 show the results o an investigation o
evolution in rice plants. F 1 hybrid plants were bred by crossing together
two rice varieties. These hybrids were then grown at ve dierent sites
in Japan. Each year the date o fowering was recorded and seed was
collected rom the plants, or re-sowing at that site in the ollowing year.
F3
F4
F5
F
 Figure 5 A female cheetahs cubs inherit
Sapporo
43 N
characteristics from her and from one of
the several males with whom she mated
Fujisaka
40 N
Konasu
36 N
single
original
population
planted
out at
Hiratsuka
35 N
Chikugo
33 N
Miyazaki
31 N
56 70 84 98 112 126
68 82 96 110 124 138
54 68 82 96 110124138
51 65 79 93 107121 135
days to owering
 Figure 6
1
Why was the investigation done using hybrids rather than a
single pure- bred variety?
[2 ]
2
D escribe the changes, shown in the chart, between the F 3 and
F 6 generations o rice plants grown at Miyazaki.
[2 ]
3
a)
S tate the relationship between fowering time and latitude
in the F 6 generation.
[1 ]
b) S uggest a reason or this relationship.
4
a)
[1 ]
Predict the results i the investigation had been carried on
until the F 1 0 generation.
[1 ]
b) Predict the results o collecting seeds rom F 1 0 plants grown at
S apporo and rom F 1 0 plants grown at Miyazaki and sowing
them together at Hiratsuka.
[3 ]
253
5
E vo l u t i o n an d b i o d i vE r s i t y
Galpagos fnches
Changes in beaks o fnches on Daphne Major.
Pinta (5)
Rabida (8)
Marchena (4)
Genovesa (4)
Santiago (10)
Daphne Major (2/3)
Fernandina
(9)
Isabela (10)
Santa Cruz
(9)
Santa Fe
(5)
Santa Maria (8)
San Cristbal
(7)
(a) G. fortis (large beak)
Espaola (3)
 Figure 7
The Galpagos archipelago with the number
o species o fnch ound on each island
Darwin visited the Galpagos Islands in 1 835
and collected specimens o small birds, which
were subsequently identifed as fnches. There are
1 4 species in all. Darwin observed that the sizes and
shapes o the beaks o the fnches varied, as did their
diet. From the overall similarities between the birds
and their distribution over the Galapagos islands
(see fgure 7) , Darwin hypothesized that one might
really ancy that rom an original paucity o birds
in this archipelago, one species had been taken and
modifed or dierent ends.
There has since been intense research into
what have become known as D arwins fnches.
In particular, Peter and Rosemary Grant have
shown that beak characters and diet are closely
related and when one changes, the other does
also. A particular ocus o Peter and Rosemary
Grants research has been a population o the
medium ground fnch, Geospiza fortis, on a small
island called D aphne Maj or. O n this island, the
small ground fnch, Geospiza fuliginosa, is almost
absent. B oth species eed on small seeds, though
G. fortis can also eat larger seeds. In the absence
o competition rom G. fuliginosa or small seeds,
G. fortis is smaller in body size and beak size on
D aphne Maj or than on other islands.
In 1 977, a drought on D aphne Major caused a
shortage o small seeds, so G. fortis ed instead
on larger, harder seeds, which the larger-beaked
individuals are able to crack open. Most o the
population died in that year, with highest mortality
254
(b) G. fortis (small beak)
(c) G. magnirostris
 Figure 8 Variation
in beak shape in Galpagos fnches.
(a) G. fortis (large beak) . (b) G. fortis (small beak) .
(c) G. magnirostris
among individuals with shorter beaks. In 1 982 83
there was a severe El Nio event, causing eight
months o heavy rain and as a result an increased
supply o small, sot seeds and ewer large, hard
seeds. G. fortis bred rapidly, in response to the
increase in ood availability. With a return to dry
weather conditions and greatly reduced supplies
o small seeds, breeding stopped until 1 987. In
that year, only 3 7 per cent o those alive in 1 983
bred and they were not a random sample o the
1 983 population. In 1 987, G. fortis had longer and
narrower beaks than the 1 983 averages, correlating
with the reduction in supply o small seeds.
Variation in the shape and size o the beaks ( see
fgure 8) is mostly due to genes, though the
5 . 2 n At u r A l s E l E c t i o n
environment has some eect. The proportion o
the variation due to genes is called heritability.
Using the heritability o beak length and width
and data about the birds that had survived to
breed, the changes in mean beak length and
width between 1 983 and 1 987 were predicted.
The observed results are very close to the
predictions. Average beak length was predicted to
increase by 1 0 m and actually increased by 6 m.
Average beak width was predicted to decrease by
1 3 0 m and actually decreased by 1 2 0 m.
O ne o the obj ections to the theory o evolution
by natural selection is that signifcant changes
caused by natural selection have not been
observed actually occurring. It is unreasonable to
expect huge changes to have occurred in a species,
even i it had been ollowed since D arwins theory
was published in 1 85 9, but in the case o G. fortis,
signifcant changes have occurred that are clearly
linked to natural selection.
Daa-baed qe: Galpagos fnches
When Peter and Rosemary Grant began to study
fnches on the island o D aphne Maj or in 1 973 ,
there were breeding populations o two species,
Geospiza fortis and Geospiza scandens. Geospiza
magnirostris established a breeding population on
the island in 1 982 , initially with j ust two emales
and three males. Figure 9 shows the numbers
o G. magnirostris and G. fortis on D aphne Maj or
between 1 997 and 2 006.
1500
numbers
G. fortis
G. magnirostris
1000
500
the changes in the population o
G. magnirostris.
2
1998
2000
2002
year
2004
Changes in numbers of G. fortis and G. magnirostris
between 1996 and 2006
a)
D escribe the changes in the population
o G. magnirostris between 1 997
and 2 006.
[2 ]
b) C ompare the changes in population o
G. fortis between 1 997 and 2 006 with
spee
Yea
sma
Medm
lage
1977
75
10
17
Geospiza fortis
1985
1989
80
77
0.0
5.1
19
16
2004
80
11
8.2
a)
O utline the diet o each o the species
o fnch on D aphne Maj or.
[3 ]
b) There was a very severe drought on
D aphne Maj or in 2 003 and 2 004.
D educe how the diet o the fnches
changed during the drought, using
the data in the table.
2006
 Figure 9
1
D aphne Maj or has an area o 0.3 4 km .
1 km 2 is 1 00 hectares and 1 hectare is 1 00 
1 00 m. C alculate the maximum and
minimum population densities o G. ortis
during 1 9972 006.
[4]
Table 2 shows the percentages o three types o
seed in the diets o the three fnch species on
D aphne Maj or. Small seeds are produced by 2 2
plant species, medium seeds by the cactus Opuntia
echios, and large seeds, which are very hard, by
Tribulus cistoides.
3
0
1996
[3 ]
2
4
[3 ]
Figure 1 0 shows an index o beak size o adult
G. fortis rom 1 973 to 2 006, with the size in
1 973 assigned the value zero and the sizes in
other years shown in comparison to this.
Geospiza magnirostris
1985
1989
2004
18
5.9
4.5
0.0
12
26
82
82
69
Geospiza scandens
1977
1985
1989
2004
85
77
23
17
15
22
70
83
0.0
0.0
0.0
0.0
 Table 2
255
5
E vo l u t i o n an d b i o d i vE r s i t y
c) In the frst severe drought, the mean
beak size o G. fortis increased, but in the
second drought, it decreased. Using the
data in this question, explain how natural
selection could cause these changes in
beak size in the two droughts.
[3 ]
1
beak size index
0.5
0
-0.5
5
The intensity o natural selection on D aphne
Maj or was calculated during the two
droughts. The calculated values are called
selection dierentials. They range rom 1 .08
or beak length during the second drought,
to +0. 88 or beak length in the frst drought,
with similar selection dierentials or beak
width and depth and overall beak size.
These are very large selection dierentials,
compared to values calculated in other
investigations o evolution.
Suggest reasons or natural selection on the
beak size o G. fortis being unusually intense
on the island o D aphne Maj or.
[2 ]
6
D iscuss the advantages o investigations
o evolution over long periods and the reasons
or ew long-term investigations
being done.
[3 ]
-1
-1.5
1975
1980
1985
1990
year
1995
2000
2005
 Figure 10
Relative beak size in G. fortis between
1973 and 2006
The graph shows two periods o very rapid
change in mean beak size, both o which
correspond with droughts on D aphne Maj or.
a) S tate two periods o most rapid change
in mean beak size o G. fortis.
[2 ]
b) S uggest two reasons or mean beak size
changing most rapidly when there is
a drought.
[2 ]
natural selectio ad atibiotic resistace
Use theories to explain natural phenomena: the theory of evolution by natural
selection can explain the development of antibiotic resistance in bacteria.
Antibiotics were one o the great triumphs o
medicine in the 2 0th century. When they were
frst introduced, it was expected that they would
oer a permanent method o controlling bacterial
diseases, but there have been increasing problems
o antibiotic resistance in pathogenic bacteria.
development o antibiotic resistance is thereore
an example o evolution. It can be explained in
terms o the theory o natural selection. A scientifc
understanding o how antibiotic resistance
develops is very useul as it gives an understanding
o what should be done to reduce the problem.
The ollowing trends have become established:


Ater an antibiotic is introduced and used on
patients, bacteria showing resistance appear
within a ew years.
Resistance to the antibiotic spreads to more
and more species o pathogenic bacteria.
In each species the proportion o inections
that are caused by a resistant strain increases.
14
12
% resistant

16
10
8
6
4
2
256
 Figure 11
2003
Percentage resistance to ciprofoxacin between
1990 and 2004
2004
2001
2002
1999
2000
1997
1998
1996
1994
1995
1992
1993
1991
1990
0
So, during the time over which antibiotics
have been used to treat bacterial diseases there
have been cumulative changes in the antibiotic
resistance properties o populations o bacteria. The
5 . 2 n At u r A l s E l E c t i o n
antibiotic resistnce
Evolution of antibiotic resistance in bacteria.
Antibiotic resistance is due to genes in bacteria and
so it can be inherited. The mechanism that causes
antibiotic resistance to become more prevalent or
to diminish is summarized in gure 1 2 .
The evolution o multiple antibiotic resistance
has occurred in j ust a ew decades. This rapid
evolution is due to the ollowing causes:




population with no
antibiotic-resistant bacteria
antibiotic resistance
gene received from a
bacterium in another
population
population with some
antibiotic-resistant bacteria
There has been very widespread use o
antibiotics, both or treating diseases and in
animal eeds used on arms.
antibiotic is used therefore
there is strong natural
selection for resistance
B acteria can reproduce very rapidly, with a
generation time o less than an hour.
population with more
antibiotic-resistant bacteria
Populations o bacteria are oten huge,
increasing the chance o a gene or antibiotic
resistance being ormed by mutation.
B acteria can pass genes on to other bacteria in
several ways, including using plasmids, which
allow one species o bacteria to gain antibiotic
resistance genes rom another species.
antibiotic resistance
gene formed by
mutation in one
bacterium
antibiotic is not used therefore
there is natural selection
(weak) against resistance
population with slightly fewer
antibiotic-resistant bacteria
 Figure 12
Evolution o antibiotic resistance
Daa-baed qe: Chlortetracycline resistance in soil bacteria
1
a)
S tate the relationship between percentage
antibiotic resistance and distance rom the
animal pen.
[1 ]
b) E xplain the dierence in antibiotic
resistance between populations o bacteria
near and ar rom the pen.
[4]
3.0
2.5
desistance (%)
B acteria were collected rom soil at dierent
distances rom a site on a pig arm in Minnesota
where manure had been allowed to overfow
rom an animal pen and accumulate. The
eed given to the pigs on this arm contained
subtherapeutic low doses o the antibiotic
chlortetracycline, in order to promote aster
growth rates. The bacteria were tested to nd
out what percentage o them was resistant to
this antibiotic. The results are shown in the bar
chart. The yellow bars show the percentage o
chlortetracycline resistant bacteria that grew on
nutrient-rich medium and the orange bars show
the percentage on a nutrient- poor medium that
encouraged dierent types o bacteria to grow.
2.0
1.5
1.0
0.5
0.0
5m
20 m 100 m
distance from animal pen
Source: " The efects o subtherapeutic antibiotic use in arm animals
on the prolieration and persistence o antibiotic resistance among soil
bacteria", Sudeshna Ghosh and Timothy M LaPara, The International
Society for Microbial Ecology Journal (2007) 1, 191203
2
Predict whether the percentage antibiotic
resistance would have been lower at 200 metres
rom the pen than at 1 00 metres.
[3]
3
D iscuss the use o subtherapeutic doses o
antibiotics in animal eeds.
[2 ]
257
5
E vo l u t i o n an d b i o d i vE r s i t y
5.3 classifation o biodiversity
udertdig
 The binomial system o names or species is







universal among biologists and has been agreed
and developed at a series o congresses.
When species are discovered they are given
scientifc names using the binomial system.
Taxonomists classiy species using a hierarchy
o taxa.
All organisms are classifed into three domains.
The principal taxa or classiying eukaryotes are
kingdom, phylum, class, order, amily, genus
and species.
In a natural classifcation the genus and
accompanying higher taxa consist o all the
species that have evolved rom one common
ancestral species.
Taxonomists sometimes reclassiy groups
o species when new evidence shows that a
previous taxon contains species that have
evolved rom dierent ancestral species.
Natural classifcations help in identifcation
o species and allow the prediction o
characteristics shared by species within
a group.
applictio
 Classifcation o one plant and one animal
species rom domain to species level.
 External recognition eatures o bryophytes,
flicinophytes, conierophytes and
angiospermophytes.
 Recognition eatures o poriera, cnidaria,
platyhelminthes, annelida, mollusca and
arthropoda, chordata.
 Recognition o eatures o birds, mammals,
amphibians, reptiles and fsh.
skill
 Construction o dichotomous keys or use in
identiying specimens.
ntre o ciece
 Cooperation and collaboration between groups
o scientists: scientists use the binomial
system to identiy a species rather than the
many dierent local names.
Itertiol coopertio d clifctio
Cooperation and collaboration between groups o scientists: scientists use the
binomial system to identiy a species rather than the many dierent local names.
Recognizable groups of organisms are known to
biologists as species. The same species can have
many different local names, even within one
language. For example, in E ngland the species
of plant known to scientists as Arum maculatum
has been called lords- and- ladies, cuckoopint, j ack in the pulpit, devils and angels,
cows and bulls, willy lily and snakes meat. In
French there is also a variety of local names:
258
la chandelle, le pied- de- veau, le manteau de
la S ainte- Vierge, la pilette or la vachotte. In
S panish there are even more names for this one
species of which these are j ust a few: comida
de culebra, alcatrax, barba de arn, dragontia
menor, hoj as de fuego, vela del diablo and yerba
del quemado. The name primaveras is used for
Arum maculatum in S panish but for a different
plant in other languages.
5 . 3 c l A s s i f i c At i o n o f B i o D i v E r s i t Y
Local names may be a valuable part o the
culture o an area, but science is an international
venture so scientifc names are needed that are
understood throughout the world. The binomial
system that has developed is a good example o
cooperation and collaboration between scientists.
The credit or devising our modern system o
naming species is given to the Swedish biologist
C arl Linnaeus who introduced a system o twopart names in the 1 8th century. This stroke o
genius was the basis or the binomial system that
is still in use today. In act Linnaeus was mirroring
a style o nomenclature that had been used in
many languages beore. The style recognizes that
there are groups o similar species, so the name or
each species in a group consists o a specifc name
attached to the group name, as in the Ancient
Greek    and   
(used by Threophrastus) , Latin anagallis mas and
anagallis femina (used by Pliny) , German weiss
Seeblumen and geel Seeblumen (used by Fuchs) ,
English wild mynte and water mynte (used by
Turner) and Malayan jambu bol and jambu chilli
(applied by Malays to dierent species o Eugenia) .
 Figure 1
Arum maculatum
development of the binomial system
The binomial system of names for species is universal
among biologists and has been agreed and developed
at a series of congresses.
To ensure that all biologists use the same system o names or living
organisms, congresses attended by delegates rom around the world are
held at regular intervals. There are separate congresses or animals and
or plants and ungi.
International B otanical C ongresses ( IB C ) were held every year during
the late 1 9th century. The IB C held in Genoa in 1 892 proposed that
1 75 3 be taken as the starting point or both genera and species o
plants and ungi as this was the year when Linnaeus published Species
Plantarum, the book that gave consistent binomials or all species o the
plant kingdom then known. The IB C o Vienna in 1 905 accepted by
1 5 0 votes to 1 9 the rule that La nomenclature botanique commence
avec Linn, Species Plantarum ( ann. 1 75 3 ) pour les groupes de plantes
vasculaires. The 1 9th IB C will be in S henzhen, C hina, in 2 01 7.
The frst International Zoological C ongress was held in Paris in 1 889.
It was recognized that internationally accepted rules or naming and
classiying animal species were needed and these were agreed at this
and subsequent congresses. 1 75 8 was chosen as the starting date or
valid names o animal species as this was when Linnaeus published
Systema Natura in which he gave binomials or all species known then.
The current International C ode or Zoological Nomenclature is the
4th edition and there will no doubt be more editions in the uture as
scientists refne the methods that they use or naming species.
 Figure 2 Linnaea borealis. Binomials
are often chosen to honour a biologist,
or to describe a feature of the
organism. Linnaea borealis is named
in honour of Carl Linnaeus, the Swedish
biologist who introduced the binomial
system of nomenclature and named
many plants and animals using it
259
5
E vo l u t i o n an d b i o d i vE r s i t y
the binomial sysem
When species are discovered they are given scientifc
names using the binomial system.
The system that biologists use is called binomial nomenclature, because
the international name o a species consists o two words. An example is
Linnaea borealis ( fgure 2 ) . The frst name is the genus name. A genus is
a group o species that share certain characteristics. The second name
is the species or specifc name. There are various rules about binomial
nomenclature:
ALLIGATORIDAE
mississippiensis
Alligator
sinensis
crocodilus
Caiman
latirostris
yacare
Melanosuchus
niger
palpebrosus
Paleosuchus
 Figure 3
trigonatus
Classifcation o the alligator amily

The genus name begins with an upper- case ( capital) letter and the
species name with a lower-case ( small) letter.

In typed or printed text, a binomial is shown in italics.

Ater a binomial has been used once in a piece o text, it can be
abbreviated to the initial letter o the genus name with the ull
species name, or example: L. borealis.

The earliest published name or a species, rom 1 75 3 onwards or
plants or 1 75 8 or animals, is the correct one.
the hierarchy of axa
Taxonomists classiy species using a hierarchy o taxa.
The word taxon is Greek and means a group o something. The plural is
taxa. In biology, species are arranged or classifed into taxa. Every species
is classifed into a genus. Genera are grouped into amilies. An example
o the genera and species in a amily is shown in fgure 3 . Families are
grouped into orders, orders into classes and so on up to the level o
kingdom or domain. The taxa orm a hierarchy, as each taxon includes
taxa rom the level below. Going up the hierarchy, the taxa include larger
and larger numbers o species, which share ewer and ewer eatures.
the hree domains
All organisms are classifed into three domains.
Traditional classifcation systems have recognized two maj or categories
o organisms based on cell types: eukaryotes and prokaryotes. This
classifcation is now regarded as inappropriate because the prokaryotes
have been ound to be very diverse. In particular, when the base
sequence o ribosomal RNA was determined, it became apparent that
there are two distinct groups o prokaryotes. They were given the names
Eubacteria and Archaea.
Most classifcation systems thereore now recognize three major categories
o organism, Eubacteria, Archaea and Eukaryota. These categories are
called domains, so all organisms are classifed into three domains. Table 1
shows some o the eatures that can be used to distinguish between them.
Members o the domains are usually reerred to as bacteria, archaeans
and eukaryotes. B acteria and eukaryotes are relatively amiliar to most
biologists but archaeans are oten less well known.
260
5 . 3 c l A s s i f i c At i o n o f B i o D i v E r s i t Y
feaue
Baea
Histones associated Absent
with DNA
Presence o introns
Rare or absent
Structure o cell walls Made o chemical called
peptidoglycan
Cell membrane
Glycerol-ester lipids;
dierences
unbranched side chains;
d-orm o glycerol
Dma
Ahaea
Proteins similar to histones
bound to DNA
Present in some genes
Not made o peptidoglycan
Eukaya
Present
Frequent
Not made o peptidoglycan;
not always present
Glycerol-ether lipids;
Glycerol-ester lipids;
unbranched side chains; l-orm unbranched side chains;
o glycerol
d-orm o glycerol
 Table 1
Archaeans are ound in a broad range o habitats such as the ocean surace,
deep ocean sediments and even oil deposits ar below the surace o the
Earth. They are also ound in some airly extreme habitats such as water
with very high salt concentrations or temperatures close to boiling. The
methanogens are obligate anaerobes and give o methane as a waste product
o their metabolism. Methanogens live in the intestines o cattle and the guts
o termites and are responsible or the production o marsh gas in marshes.
Viruses are not classifed in any o the three domains. Although they
have genes coding or proteins using the same genetic code as living
organisms they have too ew o the characteristics o lie to be regarded
as living organisms.
Bacteria
Archaea
Eukaryota
Green lamentous
Slime
bacteria
molds Animals
Spirochetes
Gram Methanobacterium Halophiles
Fungi
Proteobacteria positives Methanococcus
Plants
Cyanobacteria
Ciliates
Flagellates
 Figure 4 Tree diagram
showing relationships between living organisms based on base
sequences o ribosomal RNA
Ay
ideyg a kgdm
This is a defnition o the
characteristics o organisms in
one o the kingdoms. Can you
deduce which kingdom it is?
Multicellular; cells typically
held together by intercellular
junctions; extracellular
matrix with brous proteins,
typically collagens, between
two dissimilar epithelia;
sexual with production of an
egg cell that is fertilized by a
smaller, often monociliated,
sperm cell; phagotrophic and
osmotrophic; without cell wall.
Eukaryote classifcation
The principal taxa or classiying eukaryotes are kingdom,
phylum, class, order, amily, genus and species.
E ukaryotes are classifed into kingdoms. Each kingdom is divided up
into phyla, which are divided into classes, then orders, amilies and
genera. The hierarchy o taxa or classiying eukaryotes is thus kingdom,
phylum, class, order, amily, genus and species.
Most biologists recognize our kingdoms o eukaryote: plants, animals,
ungi and protoctista. The last o these is the most controversial
as protoctists are very diverse and should be divided up into more
kingdoms. At present there is no consensus on how this should be done.
 Figure 5 Brown
seaweeds have
been classifed in the kingdom
Protoctista
261
5
E vo l u t i o n an d b i o d i vE r s i t y
Examples o classifcatio
Classifcation o one plant and one animal species rom
domain to species level.
Animals and plants are kingdoms o the domain Eukaryota. Table 2
shows the classication o one plant and one animal species rom
kingdom down to species.
taxon
Kingdom
Phylum
Class
Order
Family
Genus
Species
Grey wolf
Animalia
Chordata
Mammalia
Carnivora
Canidae
Canis
lupus
Dae palm
Plantae
Angiospermophyta
Monocotyledoneae
Palmales
Arecaceae
Phoenix
dactylifera
 Table 2
Daa-based quesions: Classiying cartilaginous fsh
All the sh shown in gure 6 are in the class
C hondrichthyes. They are the most requently
ound sh in this class in north- west Europe.
1
S tate the kingdom to which all o the species
in gure 6 belong.
[1 ]
2
a)
Four o the sh in gure 6 are classied in
the same genus. D educe which these sh
are.
[1 ]
b) D educe with a reason whether these our
sh are in:
( i) the same or dierent species
[2 ]
( ii) the same or dierent amilies.
[2 ]
c) State two characteristics o these our
sh that are not possessed by the other
our sh.
[2 ]
3
 Figure 6 Cartilaginous fsh in
seas in north-west Europe
The other our sh are classied into two
orders. D educe, with a reason, how the our
sh are split into two orders.
[2 ]
natural classifcatio
In a natural classifcation, the genus and accompanying higher taxa consist o all the
species that have evolved rom one common ancestral species.
Scientic consensus is to classiy species in a way
that most closely ollows the way in which species
evolved. Following this convention, all members
o a genus or higher taxon should have a common
ancestor. This is called a natural classication. Because
o the common ancestry we can expect the members
o a natural group to share many characteristics.
262
An example o an unnatural or articial
classication would be one in which birds, bats
and insects are grouped together, because they
all fy. Flight evolved separately in these groups
and as they do not share a common ancestor they
dier in many ways. It would not be appropriate
to classiy them together other than to place them
5 . 3 c l A s s i  i c At i o n o  B i o D i v E r s i t Y
all in the animal kingdom and both birds and bats
in the phylum C hordata. Plants and ungi were at
one time classifed together, presumably because
they have cell walls and do not move, but this is
an artifcial classifcation as their cell walls evolved
separately and molecular research shows that they
are no more similar to each other than to animals.
It is not always clear which groups o species do
share a common ancestor, so natural classifcation
can be problematic. C onvergent evolution can make
distantly related organisms appear superfcially
similar and adaptive radiation can make closely
related organisms appear dierent. In the past,
natural classifcation was attempted by looking at
as many visible characteristics as possible, but new
molecular methods have been introduced and these
have caused signifcant changes to the classifcation
o some groups. More details o this are given later,
in sub-topic 5 .4.
TOK
Wha a fuee he deepme  a e eu?
Carl Linnaeuss 1753 book Species Plantarum introduced
consistent two-part names (binomials) or all species o
the vegetable kingdom then known. Thus the binomial
Physalis angulata replaced the obsolete phrase-name,
Physalis annua ramosissima, ramis angulosis glabris,
foliis dentato-serratis. Linnaeus brought the scientifc
nomenclature o plants back to the simplicity and brevity
o the vernacular nomenclature out o which it had grown.
Folk-names or species rarely exceed three words. In
groups o species alike enough to have a vernacular
group-name, the species are oten distinguished by a
single name attached to the group-name, as in the Ancient
Greek    and   
(used by Threophrastus), Latin anagallis mas and anagallis
emina (used by Pliny), German weiss Seeblumen and geel
Seeblumen (used by Fuchs), English wild mynte and water
mynte (used by Turner) and Malayan jambu bol and jambu
chilli (applied by Malays to dierent species o Eugenia).
The International Botanical Congress held in Genoa in 1892
proposed that 1753 be taken as the starting point or both
genera and species. This was incorporated in the American
Rochester Code o 1883 and in the code used at the Berlin
Botaniches Museum and supported by British Museum o
Natural History, Harvard University botanists and a group
o Swiss and Belgian botanists. The International Botanical
Congress o Vienna in 1905 accepted by 150 votes to 19
the rule that La nomenclature botanique commence avec
Linn, Species Plantarum (ann. 1753) pour les groupes de
plantes vasculaires.
1 Why was Linnaeuss system or naming plants adopted
as the international system, rather than any other
system?
2 Why do the international rules o nomenclature state
that genus and species names must be in Ancient
Greek or Latin?
3 Making decisions by voting is rather unusual in science.
Why is it done at International Botanical Congresses?
What knowledge issues are associated with this
method o decision making?
reviewing classifcation
Taxonomists sometimes reclassiy groups o species
when new evidence shows that a previous taxon contains
species that have evolved rom dierent ancestral species.
S ometimes new evidence shows that members o a group do not share a
common ancestor, so the group should be split up into two or more taxa.
C onversely species classifed in dierent taxa are sometimes ound to
be closely related, so two or more taxa are united, or species are moved
rom one genus to another or between higher taxa.
The classifcation o humans has caused more controversy than any
other species. Using standard taxonomic procedures, humans are
assigned to the order Primates and the amily Hominidae. There has
been much debate about which, i any, o the great apes to include in
this amily. O riginally all the great apes were placed in another amily,
263
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the Pongidae, but research has shown that chimpanzees and gorillas
are closer to humans than to orang- utans and so should be in the
same amily. This would j ust leave orang- utans in the Pongidae. Most
evidence suggests that chimpanzees are closer than gorillas to humans,
so i humans and chimpanzees are placed in dierent genera, gorillas
should also be in a separate genus. A summary o this scheme or human
classication is shown in gure 7.
FAMILY
GENUS AND
SPECIES
 Figure 7
Pongidae
Hominidae
Gorilla
gorilla
(gorilla)
Homo
sapiens
(human)
Pan
troglodytes
(chimpanzee)
Pan
paniscus
(bonobo)
Pongo
pygmaeus
(orang-utan)
Classifcation o humans
advntges o nturl clssifction
Natural classications help in identication o species
and allow the prediction o characteristics shared by
species within a group.
There is great interest at the moment in the biodiversity o the world. Groups
o biologists are surveying areas where little research has been done beore,
to nd out what species are present. Even in well-known parts o the world
new species are sometimes discovered. Natural classication o species is very
helpul in research into biodiversity. It has two specic advantages.
1
Identication o species is easier. I a specimen o an organism is
ound and it is not obvious what species it is, the specimen can be
identied by assigning it rst to its kingdom, then the phylum within
the kingdom, class within the phylum and so on down to species
level. D ichotomous keys can be used to help with this process. This
process would not work so well with an articial classication. For
example, i fowering plants were classied according to fower
colour and a white- fowered bluebell Hyacinthoides non-scripta
was discovered, it would not be identied correctly as the species
normally has blue fowers.
2
B ecause all o the members o a group in a natural classication
have evolved rom a common ancestral species, they inherit similar
characteristics. This allows prediction o the characteristics o species
within a group. For example, i a chemical that is useul as a drug
is ound in one plant in a genus, this or related chemicals are likely
to be ound in other species in the genus. I a new species o bat
was discovered, we could make many predictions about it with
reasonable certainty that they are correct: the bat will have hair,
mammary glands, a placenta, a our- chambered heart and many
other mammalian eatures. None o these predictions could be made
i bats were classied articially with all other fying organisms.
 Figure 8 Members o the Hominidae
and Pongidae
Ativity
controlling potato blight
Phytophthora infestans, the
organism that causes the disease
potato blight, has hyphae and
was classied as a ungus, but
molecular biology has shown that it
is not a true ungus and should be
classied in a dierent kingdom,
possibly the Protoctista. Potato
blight has proved to be a difcult
disease to control using ungicides.
Discuss reasons or this.
264
5 . 3 c l A s s i f i c At i o n o f B i o D i v E r s i t Y
dichotomous keys
Construction o dichotomous keys or use in identiying specimens
D ichotomous keys are oten constructed to use or
identiying species within a group. A dichotomy
is a division into two; a dichotomous key consists
o a numbered series o pairs o descriptions. O ne
o these should clearly match the species and
the other should clearly be wrong. The eatures
that the designer o the key chooses to use in the
descriptions should thereore be reliable and easily
visible. E ach o the pair o descriptions leads either
to another o the numbered pairs o descriptions
in the key, or to an identifcation.
An example o a key is shown in table 3 . We can
use it to identiy the species in fgure 9. In the frst
stage o the key, we must decide i hind limbs are
visible. They are not, so we are directed to stage
6 o the key. We must now decide i the species
has a blowhole. It does not, so it is a dugong or a
manatee. A uller key would have another stage
to separate dugongs and manatees.
1 Fore and hind limbs visible, can emerge on land ..... 2
Only ore limbs visible, cannot live on land ................ 6
2 Fore and hind limbs have paws ..................................... 3
Fore and hind limbs have fippers ................................. 4
3 Fur is dark ............................................................ sea otters
Fur is white ........................................................ polar bears
4 External ear fap visible ........... sea lions and ur seals
No external ear fap ........................................................... 5
5 Two long tusks ..................................................... walruses
No tusks ............................................................... true seals
6 Mouth breathing, no blowhole ... dugongs and manatees
Breathing through blowholes ......................................... 7
7 Two blowholes, no teeth ......................... baleen whales
One blowhole, teeth ........ dolphins, porpoises and whales
 Table 3
Key to groups of marine mammals
Ay
cug dhmu key
Keys are usually designed or use in a particular area. All the groups or species
that are ound in that area can be identied using the key. There may be a
group o organisms in your area or which a key has never been designed.

You could design a key to the trees in the local orest or on your school
campus, using lea descriptions or bark descriptions.

You could design a key to birds that visit bird-eeding stations in your area.

You could design a key to the invertebrates that are associated with one
particular plant species.

You could design a key to the ootprints o mammals and birds (gure 10) .
They are all right ront ootprints and are not shown to scale.
bear
duck
wolf
rabbit / hare
fox
cat
dog
squirrel
deer
heron
 Figure 10 Footprints of mammals and
 Figure 9
Manatee
birds
265
5
E vo l u t i o n an d b i o d i vE r s i t y
Plants
External recognition eatures o bryophytes, licinophytes, conierophytes
and angiospermophytes.
All plants are classied together in one kingdom.
In the lie cycle o every plant, male and emale
gametes are ormed and use together. The zygote
ormed develops into an embryo. The way in
which this embryo develops depends on the type
o plant it is. The dierent types o plants are put
into phyla.
Most plants are in one o our phyla, but there
are other smaller phyla. The Ginkgo biloba tree or
Bryophyta
Vegetative organs  parts
o the plant concerned
with growth rather than
reproduction

B ryophyta  mosses, liverworts and hornworts

Filicinophyta  erns

C onierophyta  coniers

Angiospermophyta  fowering plants.
The external recognition eatures o these phyla
are shown in table 4.
filiinophyta
conierophyta
Angiospermophyta
Rhizoids but no
Roots, stems and leaves are usually present
true roots. Some
with simple stems
and leaves; others
have only a thallus
No xylem or
Vascular tissue  tissues
with tubular structures used phloem
or transport within the plant
Xylem and phloem are both present
Cambium  cells between
xylem and phloem that
can produce more o these
tissues
No cambium; no true trees and
shrubs
Present in coniers and most angiosperms,
allowing secondary thickening o stems and
roots and development o plants into trees
and shrubs
Pollen  small structures
containing male gametes
that are dispersed
Pollen is not produced
Pollen is produced
in male cones
Ovules  contains a emale
gamete and develops into a
seed ater ertilization
No ovaries or ovules
Ovules are produced Ovules are enclosed
in emale cones
inside ovaries in
fowers
Seeds  dispersible unit
consisting o an embryo
plant and ood reserves,
inside a seed coat
No seeds
Seeds are produced and dispersed
Fruits  seeds together with
a ruit wall developed rom
the ovary wall
No ruits
 Table 4
266
example is in one o the smaller phyla. The our
main plant phyla are:
Pollen is produced
by anthers in
fowers
Fruits produced or
dispersal o seeds
by mechanical, wind
or animal methods
5 . 3 c l A s s i f i c At i o n o f B i o D i v E r s i t Y
animl phyl
Recognition eatures o poriera, cnidaria, platyhelminthes, annelida, mollusca and
arthropoda, chordata.
Animals are divided up into over 3 0 phyla, based on their characteristics. Six phyla are eatured in
table 5 . Two examples o each are shown in fgure 1 1 .
Phyum
Muh/au
Poriera  an sponges,
cup sponges, tube
sponges, glass sponges
No mouth or
anus
None
Internal spicules
(sketetal needles)
Many pores over the surace
through which water is drawn
in or lter eeding. Very varied
shapes
Cnidaria  hydras,
jellysh, corals, sea
anemones
Mouth only
Radial
Sot, but hard
corals secrete
CaCO 3
Tentacles arranged in rings
around the mouth, with stinging
cells. Polyps or medusae
(jellysh)
Platyhelminthes 
fatworms, fukes,
tapeworms
Mouth only
Bilateral
Sot, with no
skeleton
Flat and thin bodies in the shape
o a ribbon. No blood system or
system or gas exchange
Mollusca  bivalves,
gastropods, snails,
chitons, squid, octopus
Mouth and
anus
Bilateral
Most have shell
made o CaCO 3
A old in the body wall called
the mantle secretes the shell. A
hard rasping radula is used or
eeding
Annelida  marine
bristleworms,
oligochaetes, leeches
Mouth and
anus
Bilateral
Internal cavity
with fuid under
pressure
Bodies made up o many ringshaped segments, oten with
bristles. Blood vessels oten
visible
Arthropoda  insects,
arachnids, crustaceans,
myriapods
Mouth and
anus
Bilateral
External skeleton
made o plates o
chitin
Segmented bodies and legs or
other appendages with joints
between the sections
 Table 5 Characteristics of six animal
1
2
symmey
skee
ohe exea
eg eaue
phyla
Study the organisms shown in fgure 1 1
and assign each one to its phylum.
3
[7]
List the organisms that have:
a) j ointed appendages
List the organisms that are:
b) stinging tentacles
a) bilaterally symmetric
c) bristles.
[3 ]
List the organisms that flter eed by
pumping water through tubes inside
their bodies.
[2 ]
b) radially symmetric
c) not symmetrical in their structure.
4
[3 ]
267
5
E vo l u t i o n an d b i o d i vE r s i t y
vertebrates
Recognition o eatures o birds, mammals, amphibians,
reptiles and fsh.
Alcyonium glomeratum
Adocia cinerea
Nymphon gracilis
Pycnogonum littorale
Most species o chordate belong to one o fve major classes, each o
which contains more than a thousand species. Although the numbers
are not certain and new species are still sometimes discovered, there
are about 1 0,000 bird species, 9,000 reptiles, 6,000 amphibians and
5 ,700 mammals. All o these classes are outnumbered by the ray-fnned
bony fsh, with more than 30,000 species. The recognition eatures o the
fve largest classes o chordate are shown in table 6. All o the organisms
are vertebrates, because they have a backbone composed o vertebrae.
Bony ayfnned fsh
Corynactis viridis
Polymastia mammiliaris
Amphibians
reptiles
Lepidonotus clara
Sot moist
skin
permeable
to water and
gases
Impermeable
skin covered
in scales o
keratin
Skin with
Skin has
eathers made ollicles with
o keratin
hair made o
keratin
Cyanea capillata
Gills covered
by an
operculum,
with one gill
slit
Simple lungs
with small
olds and
moist skin or
gas exchange
Lungs with
extensive
olding to
increase the
surace area
Lungs with
para-bronchial
tubes,
ventilated
using air sacs
No limbs
Tetrapods with pentadactyl limbs
Fins
supported by
rays
Four legs
when adult
Loligo forbesii
Arenicola marina
Eggs and sperm released or
external ertilization
Remain
in water
throughout
their lie cycle
Larval stage
that lives in
water and
adult that
usually lives
on land
Prostheceraeus vittatus
Swim bladder Eggs coated
containing gas in protective
or buoyancy jelly
Caprella linearis
Four legs (in
Two legs and
most species) two wings
Invertebrate diversity
 Table 6
Lungs with
alveoli,
ventilated
using
ribs and a
diaphragm
Four legs in
most (or two
legs and two
wings/arms)
Sperm passed into the emale or internal
ertilization
Female lays
Most give
eggs with hard birth to live
young and
shells
all eed
young with
milk rom
mammary
glands
Beak but no
Teeth o
Teeth all o
one type, with teeth
dierent
types with a
no living parts
living core
Female lays
eggs with sot
shells
Do not maintain constant body temperature
Gammarus locusta
268
Mammals
Scales which
are bony
plates in the
skin
Procerodes littoralis
 Figure 11
Bids
Maintain constant body
temperature
5 . 4 cl AD i s ti cs
5.4 cad
udertdig
 A clade is a group o organisms that have





evolved rom a common ancestor.
Evidence or which species are part o a clade
can be obtained rom the base sequences
o a gene or the corresponding amino acid
sequence o a protein.
Sequence dierences accumulate gradually
so there is a positive correlation between the
number o dierences between two species
and the time since they diverged rom a
common ancestor.
Traits can be analogous or homologous.
Cladograms are tree diagrams that show the
most probable sequence o divergence in
clades.
Evidence rom cladistics has shown that
classifcations o some groups based
on structure did not correspond with the
evolutionary origins o a group o species.
applictio
 Cladograms including humans and other
primates.
 Reclassifcation o the fgwort amily using
evidence rom cladistics.
skill
 Analysis o cladograms to deduce evolutionary
relationships.
ntre of ciece
 Falsifcation o theories with one theory being
superseded by another: plant amilies have
been reclassifed as a result o evidence rom
cladistics.
Clde
A clade is a group o organisms that have evolved rom
a common ancestor.
S pecies can evolve over time and split to orm new species. This has
happened repeatedly with some highly successul species, so that
there are now large groups o species all derived rom a common
ancestor. These groups o species can be identifed by looking or shared
characteristics. A group o organisms evolved rom a common ancestor is
called a clade.
C lades include all the species alive today, together with the common
ancestral species and any species that evolved rom it and then became
extinct. They can be very large and include thousands o species, or
very small with j ust a ew. For example, birds orm one large clade with
about ten thousand living species because they have all evolved rom
a common ancestral species. The tree Ginkgo biloba is the only living
member o a clade that evolved about 2 70 million years ago. There have
been other species in this clade but all are now extinct.
269
5
E vo l u t i o n an d b i o d i vE r s i t y
Aciviy
the EDGE of Exisence projec
The aim o this project is to identiy animal species
that have ew or no close relatives and are thereore
members o very small clades. The conservation status
o these species is then assessed. Lists are prepared o
species that are both Evolutionarily Distinct and Globally
Endangered, hence the name o the project. Species
on these lists can then be targeted or more intense
conservation eforts than other species that are either not
threatened or have close relatives. In some cases species
are the last members o a clade that has existed or tens
or hundreds o millions o years and it would be tragic or
them to become extinct as a result o human activities.
What species on EDGE lists are in your part o the world
and what can you do to help conserve them?
http://www.edgeoexistence.org/species/
 Figure 1
Two species on the EDGE list: Loris tardigradus tardigradus (Horton Plains slender loris) rom Sri Lanka and Bradypus
pygmaeus (Pygmy three-toed sloth) rom Isla Escudo de Veraguas, a small island of the coast o Panama
Identifying members of a clade
Evidence or which species are part o a clade can be
obtained rom the base sequences o a gene or the
corresponding amino acid sequence o a protein.
It is not always obvious which species have evolved from a common
ancestor and should therefore be included in a clade.
The most obj ective evidence comes from base sequences of genes or
amino acid sequences of proteins. S pecies that have a recent common
ancestor can be expected to have few differences in base or amino acid
sequence. C onversely, species that might look similar in certain respects
but diverged from a common ancestor tens of millions of years ago are
likely to have many differences.
270
5 . 4 cl AD i s ti cs
Moleculr clocks
Sequence diferences accumulate gradually so there is
a positive correlation between the number o diferences
between two species and the time since they diverged
rom a common ancestor.
D ierences in the base sequence o D NA and thereore in the amino
acid sequence o proteins are the result o mutations. They accumulate
gradually over long periods o time. There is evidence that mutations
occur at a roughly constant rate so they can be used as a molecular
clock. The number o dierences in sequence can be used to deduce how
long ago species split rom a common ancestor.
For example, mitochondrial D NA rom three humans
and our related primates has been completely
sequenced. From the dierences in base sequence, a
hypothetical ancestry has been constructed. It is shown
in fgure 2 . Using dierences in base sequence as a
molecular clock, these approximate dates or splits
between groups have been deduced:
European
Japanese
African
Common chimpanzee
Pygmy chimpanzee (bonobo)

70, 000 years ago, E uropeanJapanese split
Gorilla

1 40, 000 years ago, AricanE uropean/Japanese split
Oran -utan

5 , 000, 000 years ago, humanchimpanzee split
 Figure 2
anlogous nd homologous trits
Traits can be analogous or homologous.
S imilarities between organisms can either be homologous or analogous.

Homologous structures are similar because o similar ancestry; or
example the chicken wing, human arm and other pentadactyl orelimbs.

Analogous structures are similar because o convergent evolution. The
human eye and the octopus eye show similarities in structure and
unction but they are analogous because they evolved independently.
Problems in distinguishing between homologous and analogous
structures have sometimes led to mistakes in classifcation in the past.
For this reason the morphology ( orm and structure) o organisms is
now rarely used or identiying members o a clade and evidence rom
base or amino acid sequences is trusted more.
cornea
iris
lens
retina
photoreceptors
optic nerve
 Figure 3
The human eye (left) and the octopus eye (right) are analogous because they are
quite similar yet evolved independently
271
5
birds
non-avian
dinosaurs
crocodiles
lizards
snakes
turtles
E vo l u t i o n an d b i o d i vE r s i t y
ancestral species A
ancestral species B
ancestral species C
 Figure 4 A cladogram
showing the
hypothesized relationship between birds and
the traditional taxonomic group the reptiles
Activity
Figure 5 shows an artists impression
o two pterosaurs, which were the rst
chordates to develop powered fight.
They were neither birds nor dinosaurs.
Where might pterosaurs have tted
into the cladogram shown in gure 4?
Cladograms
Cladograms are tree diagrams that show the most
probable sequence o divergence in clades.
A cladogram is a tree diagram based on similarities and dierences between
the species in a clade. C ladograms are almost always now based on base
or amino acid sequences. C omputer programs have been developed that
calculate how species in a clade could have evolved with the smallest
number o changes o base or amino acid sequence. This is known as the
principle o parsimony and although it does not prove how a clade actually
evolved, it can indicate the most probable sequence o divergence in clades.
The branching points on cladograms are called nodes. Usually two clades
branch o at a node but sometimes there are three or more. The node
represents a hypothetical ancestral species that split to orm two or more
species. O ption B includes instructions or constructing cladograms rom
base sequences using computer sotware.
Figure 4 is an example o a cladogram or birds and reptiles. It has been
based on morphology, so that extinct groups can be included.

B irds, non- avian dinosaurs and ancestral species A orm a clade
called dinosauria.

B irds, non- avian dinosaurs, crocodiles and ancestral species B are
part o a clade called archosaurs.

Lizards, snakes and ancestral species C orm a clade called squamates.
This cladogram suggests either that birds should be regarded as reptiles
or that reptiles should be divided into two or more groups, as some
reptiles are more closely related to birds than to other reptiles.
 Figure 5 Two pterosaurs in
fight
Primate cladograms
Cladograms including humans and
other primates.
The closest relatives o humans are chimpanzees
and bonobos. The entire genome o these three
species has been sequenced giving very strong
evidence or the construction o a cladogram
( fgure 6) . The numbers on the cladogram are
estimates o population sizes and dates when
splits occurred. These are based on a molecular
clock with a mutation rate o 1 0 9 yr 1 .
Figure 7 is a cladogram or primates and the most
closely related other groups o mammal. Primates
are an order o mammals that have adaptations
or climbing trees. Humans, monkeys, baboons,
gibbons and lemurs are primates.
272
45,000
4.5 Myr ago
27,000
1 Myr ago
12,000
Bonobo
 Figure 6
Chimpanzee
Human
5 . 4 cl AD i s ti cs
Cavies and Coypu
anlysis of cldogrms
Porcupines
Analysis o cladograms to deduce evolutionary
relationships.
Mice and Rats
The pattern o branching in a cladogram is assumed to match the
evolutionary origins o each species. The sequence o splits at nodes is
thereore a hypothetical sequence in which ancestors o existing clades
diverged. I two clades on a cladogram are linked at a node, they are
relatively closely related. I two species are only connected via a series
o nodes, they are less closely related.
Rabbits
S ome cladograms include numbers to indicate numbers o dierences
in base or amino acid sequence or in genes. B ecause genetic changes
are assumed to occur at a relatively constant rate, these numbers can
be used to estimate how long ago two clades diverged. This method
o estimating times is called a molecular clock. S ome cladograms
are drawn to scale according to estimates o how long ago each split
occurred.
Although cladograms can provide strong evidence or the evolutionary
history o a group, they cannot be regarded as proo. C ladograms are
constructed on the assumption that the smallest possible number
o mutations occurred to account or current base or amino acid
sequence dierences. S ometimes this assumption is incorrect
and pathways o evolution were more convoluted. It is thereore
important to be cautious in analysis o cladograms and where possible
compare several versions that have been produced independently
using dierent genes.
Beavers
Chipmunks
Primates
Treeshrews
 Figure 7
Avy
A adogram for he grea ape
The great apes are a amily o
primates. The taxonomic name is
Hominidae. There are fve species
on Earth today, all o which are
decreasing in number apart rom
humans. Figure 6 is a cladogram
or three o the species. Use
this inormation to expand the
cladogram to include all the great
apes: the split between humans
and gorillas occurred about
10 million years ago and the split
between humans and orangutans about 15 million years ago.
Daa-baed queon: Origins of turtles and lizards
C ladograms based on morphology suggest
that turtles and lizards are not a clade. To test
this hypothesis, microRNA genes have been
compared or nine species o chordate. The
results were used to construct the cladogram in
fgure 8. The numbers on the cladogram show
which microRNA genes are shared by members
o a clade but not members o other clades. For
example, there are six microRNA genes ound in
humans and short-tailed opossums but not in any o
the other chordates on the cladogram.
1
the short- tailed opossum or to the duck-billed
platypus.
[2 ]
2
C alculate how many microRNA genes are
ound in the mammal clade on the cladogram
but not in the other clades.
[2 ]
3
D iscuss whether the evidence in the
cladogram supports the hypothesis that turtles
and lizards are not a clade.
[3 ]
4
Evaluate the traditional classifcation o
tetrapod chordates into amphibians, reptiles,
birds and mammals using evidence rom the
cladogram.
[3 ]
D educe, using evidence rom the cladogram,
whether humans are more closely related to
273
5
E vo l u t i o n an d b i o d i vE r s i t y
African clawed frog
6 Human
340
671
761
885
1251
1397
3
Short-tailed opossum
186
590
873
Duck-billed platypus
19 Zebra nch
1451
1460
1467
1559
1641
1567
1669
1729
1743
1744
1756
1759
1781
1784
1789
1803
2131
2954
1791
1
2964
490
1397
1
Chicken
Alligator
1677
4 Painted turtle
5390
5391
5392
5393
Lizard
 Figure 8
Cladograms and reclassifcation
Evidence rom cladistics has shown that classifcations o
some groups based on structure did not correspond with
the evolutionary origins o a group o species.
The construction o cladograms based on base and amino acid sequences
only became possible towards the end o the 2 0th century. B eore that
the sequence data was not available and computer sotware had not
been developed to do the analysis. The construction o cladograms and
identifcation o clades is known as cladistics.
C ladistics has caused some revolutions in plant and animal
classifcation. It is now clear rom cladograms that traditional
classifcation based on morphology does not always match the
evolutionary origins o groups o species. As a result some groups have
been reclassifed. S ome groups have been merged, others have been
divided and in some cases species have been transerred rom one
group to another.
Reclassifcation o groups o organisms is time- consuming and
potentially disruptive or biologists, but it is certainly worthwhile. The
new classifcations based on cladistics are likely to be much closer to
a truly natural classifcation so their predictive value will be higher.
They have revealed some unnoticed similarities between groups and
also some signifcant dierences between species previously assumed
to be similar.
274
5 . 4 cl AD i s ti cs
Cladograms and alsifcation
Falsifcation o theories with one theory being
superseded by another: plant amilies have been
reclassifed as a result o evidence rom cladistics.
The reclassifcation o plants on the basis o discoveries in cladistics
is a good example o an important process in science: the testing o
theories and o replacement o theories ound to be alse with new
theories. The classifcation o angiospermophytes into amilies based
on their morphology was begun by the French botanist Antoine
Laurent de Jussieu in Genera plantarum, published in 1 789 and
revised repeatedly during the 1 9th century.
Classifcation o the fgwort amily
Reclassifcation o the fgwort amily using evidence rom cladistics.
There are more than 400 amilies o angiosperms.
Until recently the eighth largest was the
S crophulariaceae, commonly known as the
fgwort amily. It was one o the original amilies
proposed by de Jussieu in 1 789. He gave it the
name S crophulariae and included sixteen genera,
based on similarities in their morphology. As
more plants were discovered, the amily grew
until there were over 2 75 genera, with more than
5 , 000 species.
Taxonomists recently investigated the
evolutionary origins o the fgwort amily
using cladistics. O ne important research proj ect
compared the base sequences o three chloroplast
genes in a large number o species in genera
traditionally assigned to the S crophulariaceae and
genera in closely related amilies. It was ound
that species in the fgwort amily were not a true
clade and that fve clades had incorrectly been
combined into one amily.
Two small families were merged
with the gwort family:
the buddleja family, Buddlejaceae
and the myoporum family, Myoporaceae
Two genera were moved to
a newly-created family,
the calceolaria family,
Calceolariaceae
The gwort
family
Scrophulariaceae
Thirteen genera have been
transferred to a newly-created
family, the lindernia family,
Linderniaceae
Nearly fty genera have
been moved to the
plantain family,
Plantaginaceae
About twelve genera of
parasitic plants have been
moved to the broomrape
family, Orobanchaceae
 Figure 9
275
5
E vo l u t i o n an d b i o d i vE r s i t y
A major reclassifcation has now been carried out.
Less than hal o the species have been retained
in the amily, which is now only the thirty-sixth
largest among the angiosperms. A summary o the
 Figure 10
Antirrhinum majus has been transerred rom the
fgwort amily to the plantain amily
276
changes is shown in fgure 9. This reclassifcation
has been welcomed as it was widely appreciated
beore that the Scrophulariaceae had been a rag-bag
o species rather than a natural group.
 Figure 11
Scrophularia peregrina has remained in the
fgwort amily
QuEstion s
Questions
The bar charts in fgure 1 2 show the growth o
three populations o an alga, Ectocarpus siliculosus,
at dierent copper concentrations. O ne population
came rom an unpolluted environment at
Rhosneigr in Wales. The other two came rom the
undersides o ships that had been painted with a
copper- containing anti- ouling paint.
% increase in algal volume
500
4
Which o the ollowing processes are required or
copper tolerance to develop in a population?
( i)
variation in copper tolerance
( ii)
inheritance o copper tolerance
( iii) ailure o algae with lower copper
tolerance to survive or reproduce.
a)
Rhosneigr
i) only
b) i) and ii) only
0
c)
M.V. San Nicholas
i) and iii) only
d) i) , ii) and iii) .
500
0
M.V. Amama
500
0
0.0 0.01 0.05 0.1 0.5 1.0 5.0 10.0
concentration of copper (mg dm -3 )
5
In fgure 1 3 , each number represents a
species. The closer that two numbers are on
the diagram the more similar the two species.
The circles represent taxonomic groups. For
example, the diagram shows that 2 , 3 , 4 and
5 are in the same genus.
Figure 12
1
2
How much higher was the maximum copper
concentration tolerated by the algae rom
ships than the algae rom an unpolluted
environment?
a)
0.09 times higher
b) 0.1 1 times higher
c)
1 .0 times higher
d) 1 0 times higher.
1
8
9 10
19
20 21
22
23
What is the reason or results lower than zero
on the bar charts?
a)
Increases in volume were less than 1 00% .
d) Results were too small to measure
accurately.
3
What was the reason or the dierence in
copper tolerance between the algae?
a)
The algae on the ships absorbed copper.
b) The algae can develop copper tolerance and
pass it on to their ospring.
c)
1112
13 14
15 16
17 18
34
67
24 25
26 27
28 29
30
31 32
33
The volume o algae decreased.
b) The algae all died.
c)
23
45
The copper in the paint caused mutations.
d) The copper in the paint caused natural
selection or higher levels o copper tolerance.
Figure 13
a)
S tate one species that is in a genus
with no other species.
b) S tate the species that are in a amily
with two genera.
c)
S tate the species that are in an order
with two amilies.
[1 ]
[2 ]
[2 ]
d) State the species that are in a class with
three orders.
[2 ]
e)
D educe whether species 8 is more closely
related to species 1 6 or species 6.
f)
Explain why three concentric circles have
been drawn around species 3 4 on the
diagram.
[2 ]
277
51
E vo l u t i o n an d b i o d i vE r s i t y
6
The map in gure 1 4 shows the distribution
in the 1 95 0s o two orms o Biston betularia
in B ritain and Ireland. Biston betularia is a
species o moth that fies at night. It spends
the daytime roosting on the bark o trees. The
non-melanic orm has white wings, peppered
with black spots. The melanic orm has black
wings. B eore the industrial revolution, the
melanic orm was very rare. The prevailing
wind direction is rom the Atlantic O cean, to
the west.
a)
S tate the maximum and minimum
percentages o the melanic orm.
Key
Non-melanic
Melanic
[2 ]
b) O utline the trends in the distribution o
the two orms o Biston betularia, shown
in gure 1 4.
[2 ]
c)
Explain how natural selection can cause
moths such as Biston betularia to develop
camoufaged wing markings.
[4]
d) S uggest reasons or the distribution o
the two orms.
278
[2 ]
Figure 14
6 H U m A N p H yS I o l o g y
Intrductin
Research into human physiology is the
foundation of modern medicine. B ody functions
are carried out by specialized organ systems.
The structure of the wall of the small intestine
allows it to move, digest and absorb food. The
blood system continuously transports substances
to cells and simultaneously collects waste
products. The skin and immune system resist the
continuous threat of invasion by pathogens. The
lungs are actively ventilated to ensure that gas
exchange can occur passively. Neurons transmit
the message, synapses modulate the message.
Hormones are used when signals need to be
widely distributed.
6.1 Digestion and absorption
Understandin
 The contraction o circular and longitudinal





muscle layers o the small intestine mixes the
ood with enzymes and moves it along the gut.
The pancreas secretes enzymes into the lumen
o the small intestine.
Enzymes digest most macromolecules in ood
into monomers in the small intestine.
Villi increase the surace area o epithelium
over which absorption is carried out.
Villi absorb monomers ormed by digestion as
well as mineral ions and vitamins.
Diferent methods o membrane transport are
required to absorb diferent nutrients.
Aicatins
 Processes occurring in the small intestine that
result in the digestion o starch and transport o
the products o digestion to the liver.
 Use o dialysis tubing to model absorption o
digested ood in the intestine.
Skis
 Production o an annotated diagram o the
digestive system.
 Identication o tissue layers in transverse
sections o the small intestine viewed with a
microscope or in a micrograph.
Nature f science
 Use models as representations o the real
world: dialysis tubing can be used to model
absorption in the intestine.
279
61
Hum
C Ean
LLpBHI ys
O LO
i oGlo
Y gy
Structure of the digestive system
Production of an annotated diagram of the digestive system.
The part of the human body used for digestion
can be described in simple terms as a tube
through which food passes from the mouth to
the anus. The role of the digestive system is to
break down the diverse mixture of large carbon
compounds in food, to yield ions and smaller
compounds that can be absorbed. For proteins,
lipids and polysaccharides digestion involves
several stages that occur in different parts of
the gut.
D igestion requires surfactants to break up lipid
droplets and enzymes to catalyse reactions.
Glandular cells in the lining of the stomach
and intestines produce some of the enzymes.
S urfactants and other enzymes are secreted
by accessory glands that have ducts leading
to the digestive system. C ontrolled, selective
absorption of the nutrients released by digestion
takes place in the small intestine and colon, but
some small molecules, notably alcohol, diffuse
through the stomach lining before reaching the
small intestine.
Figure 1 is a diagram of the human digestive
system. The part of the esophagus that passes
through the thorax has been omitted. This
diagram can be annotated to indicate the
functions of different parts. A summary of
functions is given in table 1 below.
Structure
mouth
Mouth
Voluntary control of eating and
swallowing. Mechanical digestion
of food by chewing and mixing with
saliva, which contains lubricants and
enzymes that start starch digestion
Esophagus
Movement of food by peristalsis
from the mouth to the stomach
Stomach
Churning and mixing with secreted
water and acid which kills foreign
bacteria and other pathogens in
food, plus initial stages of protein
digestion
Small intestine
Final stages of digestion of lipids,
carbohydrates, proteins and nucleic
acids, neutralizing stomach acid,
plus absorption of nutrients
Pancreas
Secretion of lipase, amylase and
protease
Liver
Secretion of surfactants in bile to
break up lipid droplets
Gall bladder
Storage and regulated release of bile
Large intestine
Re-absorption of water,
further digestion especially of
carbohydrates by symbiotic
bacteria, plus formation and storage
of feces
esophagus
gall bladder
liver
stomach
pancreas
small intestine
large intestine
anus
 Figure 1
280
The human digestive system
Function
 Table 1
6 .1 D i g e S ti o n an D ab S o rpti o n
Structure of the wall of the small intestine
Identifcation o tissue layers in transverse sections o the small intestine viewed
with a microscope or in a micrograph.
The wall o the small intestine is made o layers
o living tissues, which are usually quite easy
to distinguish in sections o the wall. From the
outside o the wall going inwards there are
our layers:

serosa  an outer coat

muscle layers  longitudinal muscle and inside
it circular muscle

sub-mucosa  a tissue layer containing blood
and lymph vessels

mucosa  the lining o the small intestine,
with the epithelium that absorbs nutrients on
its inner surace.
 Figure 2
Longitudinal section through the wall o the small
intestine. Folds are visible on the inner surace and on
these olds are fnger-like projections called villi. All o the
our main tissue layers are visible, including both circular
and longitudinal parts o the muscle layer. The mucosa is
stained darker than the sub-mucosa
peristalsis
The contraction o circular and longitudinal muscle layers
o the small intestine mixes the ood with enzymes and
moves it along the gut.
The circular and longitudinal muscle in the wall o the gut is
smooth muscle rather than striated muscle. It consists o relatively short
cells, not elongated fbres. It oten exerts continuous moderate orce,
interspersed with short periods o more vigorous contraction, rather
than remaining relaxed unless stimulated to contract.
Waves o muscle contraction, called peristalsis, pass along the intestine.
C ontraction o circular muscles behind the ood constricts the gut to
prevent it rom being pushed back towards the mouth. C ontraction o
longitudinal muscle where the ood is located moves it on along the gut.
The contractions are controlled unconsciously not by the brain but by
the enteric nervous system, which is extensive and complex.
acvy
tssu l dms f h
s wll
To practice your skill at
identiying tissue layers,
draw a plan diagram o the
tissues in the longitudinal
section o the intestine wall
in fgure 2. To test your skill
urther, draw a plan diagram
to predict how the tissues
o the small intestine would
appear in a transverse
section.
S wallowed ood moves quickly down the esophagus to the stomach in
one continuous peristaltic wave. Peristalsis only occurs in one direction,
away rom the mouth. When ood is returned to the mouth rom the
stomach during vomiting, abdominal muscles are used rather than the
circular and longitudinal muscle in the gut wall.
In the intestines the ood is moved only a ew centimetres at a time so
the overall progression through the intestine is much slower, allowing
time or digestion. The main unction o peristalsis in the intestine is
churning o the semi- digested ood to mix it with enzymes and thus
speed up the process o digestion.
281
61
Hum
C Ean
LLpBHI ys
O LO
i oGlo
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pancreatic juice
The pancreas secretes enzymes into the lumen of the
small intestine.
The pancreas contains two types o gland tissue. Small groups o cells secrete
the hormones insulin and glucagon into the blood. The remainder o the
pancreas synthesizes and secretes digestive enzymes into the gut in response
to eating a meal. This is mediated by hormones synthesized and secreted
by the stomach and also by the enteric nervous system. The structure o
the tissue is shown in fgure 4. Small groups o gland cells cluster round the
ends o tubes called ducts, into which the enzymes are secreted.
 Figure 3
Three-dimensional image showing
the wave of muscle contraction (brown) in the
esophagus during swallowing. Green indicates
when the muscle is exerting less force. Time
is shown left to right. At the top the sphincter
between the mouth and the esophagus is
shown permanently constricted apart from a
brief opening when swallowing starts
The digestive enzymes are synthesized in pancreatic gland cells on ribosomes
on the rough endoplasmic reticulum. They are then processed in the Golgi
apparatus and secreted by exocytosis. Ducts within the pancreas merge into
larger ducts, fnally orming one pancreatic duct, through which about a litre
o pancreatic juice is secreted per day into the lumen o the small intestine.
Pancreatic j uice contains enzymes that digest all the three main types o
macromolecule ound in ood:

amylase to digest starch

lipases to digest triglycerides, phospholipids

proteases to digest proteins and peptides.
Digestion in the small intestine
secretory vesicles
one acinus
Enzymes digest most macromolecules in food into
monomers in the small intestine.
The enzymes secreted by the pancreas into the lumen o the
small intestine carry out these hydrolysis reactions:
basement membrane
secretory cells
wall of duct

starch is digested to maltose by amylase

triglycerides are digested to atty acids and glycerol or atty
acids and monoglycerides by lipase

phospholipids are digested to atty acids, glycerol and
phosphate by phospholipase

proteins and polypeptides are digested to shorter peptides by
protease.
lumen of duct
 Figure 4 Arrangement of cells and
ducts in a part of
the pancreas that secretes digestive enzymes
This does not complete the process o digestion into molecules small
enough to be absorbed. The wall o the small intestine produces
a variety o other enzymes, which digest more substances. S ome
enzymes produced by gland cells in the intestine wall may be secreted
in intestinal j uice but most remain immobilized in the plasma
membrane o epithelium cells lining the intestine. They are active
there and continue to be active when the epithelium cells are abraded
o the lining and mixed with the semi- digested ood.
282

Nucleases digest D NA and RNA into nucleotides.

Maltase digests maltose into glucose.
6 .1 D i g e S ti o n an D ab S o rpti o n

Lactase digests lactose into glucose and galactose.

Sucrase digests sucrose into glucose and ructose.

Exopeptidases are proteases that digest peptides by removing single
amino acids either rom the carboxy or amino terminal o the chain
until only a dipeptide is let.

D ipeptidases digest dipeptides into amino acids.
B ecause o the great length o the small intestine, ood takes hours to
pass through, allowing time or digestion o most macromolecules to
be completed. Some substances remain largely undigested, because
humans cannot synthesize the necessary enzymes. C ellulose or example
is not digested and passes on to the large intestine as one o the main
components o dietary fbre.
Villi and the surface area for digestion
 Figure 5 Cystic fbrosis causes the pancreatic
duct to become blocked by mucus. Pills
containing synthetic enzymes help digestion in
the small intestine. The photograph shows one
days supply or a person with cystic fbrosis
Villi increase the surface area of epithelium over which
absorption is carried out.
The process o taking substances into cells and the blood is called
absorption. In the human digestive system nutrients are absorbed
epithelium
principally in the small intestine. The rate o absorption depends on
the surace area o the epithelium that carries out the process. The
small intestine in adults is approximately seven metres long and
layer of microvilli
2 5 3 0 millimetres wide and there are olds on its inner surace, giving on surface of
epithelium
a large surace area. This area is increased by the presence o villi.
Villi are small fnger-like proj ections o the mucosa on the inside o the
intestine wall. A villus is between 0. 5 and 1 . 5 mm long and there can
be as many as 40 o them per square millimetre o small intestine wall.
They increase the surace area by a actor o about 1 0.
lacteal (a branch
of the lymphatic
system)
blood capillary
goblet cells
(secrete mucus)
Absorption by villi
Villi absorb monomers formed by digestion as well as
mineral ions and vitamins.
The epithelium that covers the villi must orm a barrier to harmul
substances, while at the same time being permeable enough to allow
useul nutrients to pass through.
 Figure 6 Structure o an
intestinal villus
Villus cells absorb these products o digestion o macromolecules in ood:

glucose, ructose, galactose and other monosaccharides

any o the twenty amino acids used to make proteins

atty acids, monoglycerides and glycerol

bases rom digestion o nucleotides.
They also absorb substances required by the body and present in oods
but not needing digestion:

mineral ions such as calcium, potassium and sodium

vitamins such as ascorbic acid ( vitamin C ) .
 Figure 7
Scanning electron micrograph o villi
in the small intestine
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S ome harmul substances pass through the epithelium and are
subsequently removed rom the blood and detoxied by the liver. S ome
harmless but unwanted substances are also absorbed, including many
o those that give ood its colour and favour. These pass out in urine.
S mall numbers o bacteria pass through the epithelium but are quickly
removed rom the blood by phagocytic cells in the liver.
methods of absorption
Diferent methods o membrane transport are required to
absorb diferent nutrients.
To be absorbed into the body, nutrients must pass rom the lumen o
the small intestine to the capillaries or lacteals in the villi. The nutrients
must rst be absorbed into epithelium cells through the exposed
part o the plasma membrane that has its surace area enlarged with
microvilli. The nutrients must then pass out o this cell through the
plasma membrane where it aces inwards towards the lacteal and blood
capillaries o the villus.
Many dierent mechanisms move nutrients into and out o the villus
epithelium cells: simple diusion, acilitated diusion, active transport
and exocytosis. These methods can be illustrated using two dierent
examples o absorption: triglycerides and glucose.

Triglycerides must be digested beore they can be absorbed. The
products o digestion are atty acids and monoglycerides, which can
be absorbed into villus epithelium cells by simple diusion as they
can pass between phospholipids in the plasma membrane.

Fatty acids are also absorbed by acilitated diusion as there are atty
acid transporters, which are proteins in the membrane o the microvilli.

O nce inside the epithelium cells, atty acids are combined with
monoglycerides to produce triglycerides, which cannot diuse back
out into the lumen.
lumen of
small intestine
interior
of villus
villus epithelium
Na +
3Na +
low Na +
concentration
glucose
blood
capillary
2K+
glucose
fatty acids and
monoglycerides
lacteal
triglyceride
 Figure 8
284
Methods of absorption in the small intestine
lipoprotein
6 .1 D i g e S ti o n an D ab S o rpti o n

Triglycerides coalesce with cholesterol to orm droplets with a
diameter o about 0. 2 m, which become coated in phospholipids
and protein.

These lipoprotein particles are released by exocytosis through the
plasma membrane on the inner side o the villus epithelium cells.
They then either enter the lacteal and are carried away in the lymph,
or enter the blood capillaries in the villi.

Glucose cannot pass through the plasma membrane by simple
diusion because it is polar and thereore hydrophilic.

Sodiumpotassium pumps in the inwards- acing part o the plasma
membrane pump sodium ions by active transport rom the cytoplasm
to the interstitial spaces inside the villus and potassium ions in the
opposite direction. This creates a low concentration o sodium ions
inside villus epithelium cells.

Sodiumglucose co-transporter proteins in the microvilli transer
a sodium ion and a glucose molecule together rom the intestinal
lumen to the cytoplasm o the epithelium cells. This type o
acilitated diusion is passive but it depends on the concentration
gradient o sodium ions created by active transport.

Glucose channels allow the glucose to move by acilitated diusion
rom the cytoplasm to the interstitial spaces inside the villus and on
into blood capillaries in the villus.
Starch digestion in the small intestine
Processes occurring in the small intestine that result in the digestion of starch and
transport of the products of digestion to the liver.
S tarch digestion illustrates some important
processes including catalysis, enzyme specifcity
and membrane permeability. S tarch is a
macromolecule, composed o many -glucose
monomers linked together in plants by
condensation reactions. It is a maj or constituent
o plant- based oods such as bread, potatoes and
pasta. S tarch molecules cannot pass through
membranes so must be digested in the small
intestine to allow absorption.
All o the reactions involved in the digestion o
starch are exothermic, but without a catalyst they
happen at very slow rates. There are two types o
molecule in starch:

amylose has unbranched chains o - glucose
linked by 1 , 4 bonds;

amylopectin has chains o -glucose linked
by 1 , 4 bonds, with some 1 , 6 bonds that make
the molecule branched.
CH 2 OH
O
OH
OH
CH 2 OH
O
OH
O
O
OH
OH
CH 2 OH
O
OH
OH
CH 2
OH
O
OH
CH 2 OH
O
OH
O
O
OH
CH 2 OH
O
OH
O
OH
O
OH
 Figure 9
Small portion of an amylopectin molecule showing
six -glucose molecules, all linked bv 1,4 bonds apart from
one 1,6 bond that creates a branch
The enzyme that begins the digestion o both
orms o starch is amylase. S aliva contains
amylase but most starch digestion occurs in the
small intestine, catalysed by pancreatic amylase.
Any 1 , 4 bond in starch molecules can be broken
by this enzyme, as long as there is a chain o at
least our glucose monomers. Amylose is thereore
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digested into a mixture o two- and three- glucose
ragments called maltose and maltotriose.
B ecause o the specicity o its active site, amylase
cannot break 1 , 6 bonds in amylopectin. Fragments
o the amylopectin molecule containing a
1 , 6 bond that amylase cannot digest are called
dextrins. D igestion o starch is completed by
three enzymes in the membranes o microvilli
on villus epithelium cells. Maltase, glucosidase
and dextrinase digest maltose, maltotriose and
dextrins into glucose.
Glucose is absorbed into villus epithelium cells
by co- transport with sodium ions. It then moves
by acilitated diusion into the fuid in interstitial
spaces inside the villus. The dense network o
capillaries close to the epithelium ensures that
glucose only has to travel a short distance to
enter the blood system. C apillary walls consist o
a single layer o thin cells, with pores between
adj acent cells, but these capillaries have larger
pores than usual, aiding the entry o glucose.
B lood carrying glucose and other products o
digestion fows though villus capillaries to venules
in the sub- mucosa o the wall o the small
intestine. The blood in these venules is carried
via the hepatic portal vein to the liver, where
excess glucose can be absorbed by liver cells and
converted to glycogen or storage. Glycogen is
similar in structure to amylopectin, but with
more 1 , 6 bonds and thereore more extensive
branching.
modelling physiological processes
Use models as representations of the real world: dialysis tubing can be used
to model absorption in the intestine.
Living systems are complex and when
experiments are done on them, many actors can
infuence the results. It can be very dicult to
control all o the variables and analysis o results
becomes dicult. S ometimes it is better to carry
out experiments using only parts o systems. For
example, much research in physiology has been
carried out using clones o cells in tissue culture
rather than whole organisms.
Another approach is to use a model to represent
part o a living system. B ecause it is much simpler,
a model can be used to investigate specic aspects
o a process. A recent example is the D ynamic
Gastric Model, a computer- controlled model o
the human stomach that carries out mechanical
and chemical digestion o real ood samples. It can
be used to investigate the eects o diet, drugs,
alcohol and other actors on digestion.
A simpler example is the use o dialysis tubing
made rom cellulose. Pores in the tubing allow
water and small molecules or ions to pass through
reely, but not large molecules. These properties
286
 Figure 10
The Dynamic Gastric Model with its inventor, Richard
Faulks, adjusting the antrum mechanism
mimic the wall o the gut, which is also more
permeable to small rather than large particles.
D ialysis tubing can be used to model absorption
by passive diusion and by osmosis. It cannot
model active transport and other processes that
occur in living cells
6 .1 D i g e S ti o n an D ab S o rpti o n
modelling the sall intestine
Use of dialysis tubing to model absorption of digested food in the intestine.
To make a model o the small intestine, cut a
length o dialysis tubing and seal one end by tying
a knot in the tubing or tying with a piece o cotton
thread. Pour in a suitable mixture o oods and
seal the open end by tying with a piece o cotton
thread. Two experiments using model intestines
made in this way are suggested here:
1 Investigating the need for digestion using
a model of the small intestine
S et up the apparatus shown in gure 1 1 and leave
it or one hour.
Results
To obtain the results or the experiment, take
the bags out o each tube, open them and pour
the solutions rom them into separate test tubes
rom the liquids in the tubes. You should now
have our samples o fuid. D ivide each o these
samples into two halves and test one hal or
starch and the other hal or sugars.
10 ml of
1% starch
solution
and 1 ml
of 1%
amylase
solution
10 ml
of 1%
starch
solution
and 1 ml
of water
water
maintained
at 40C
water
 Figure 11
bags made
of dialysis
(Visking) tubing
water
S uggest improvements to the method, or suggest
an entirely dierent method o investigating the
need or digestion.
2 Investigating membrane permeability using
a model of the small intestine
C ola drinks contain a mixture o substances
with dierent particle sizes. They can be used
to represent ood in the small intestine. D ialysis
tubing is semi- permeable so can be used to model
the wall o the small intestine.
Predictions
C ola contains glucose, phosphoric acid and
caramel, a complex carbohydrate added to
produce a brown colour. Predict which o these
substances will diuse out o the bag, with reasons
or your predictions. Predict whether the bag will
gain or lose mass during the experiment.
Instructions
1
Make the model intestine with cola inside.
2
Rinse the outside o the bag to wash o any
traces o cola and then dry the bag.
tube
top of bag sealed
with cotton thread
cola, left to go at
before being put
into the tube
dialysis tubing
pure water 
minimum volume
to surround the bag
base of bag knotted
to prevent leaks
Apparatus for showing the need for digestion
Record all the results in the way that you think is
most appropriate.
spotting
tile
Conclusions and evaluation
S tate careully all the conclusions that you can
make rom your results.
D iscuss the strengths and weaknesses o this
method o investigating the need or digestion.
pH indicator
 Figure 12
Apparatus for membrane permeability experiment
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3
Find the mass o the bag using an electronic
balance.
4
When you are ready to start the experiment,
place the bag in pure water in a test tube.
5
Test the water around the bag at suitable time
intervals. A suggested range is 1 , 2 , 4, 8 and
1 6 minutes. At each time lit the bag up and
down a ew times to mix the water in the
tube, then do these tests:

Look careully at the water to see whether
it is still clear or has become brown.

Use a dropping pipette to remove a ew
drops o the water and test them in a
spotting tile with a narrow- range pH
indicator. Use a colour chart to work out
the pH.

D ip a glucose test strip into the water and
record the colour that it turns. Instructions
vary or these test strips. Follow the
instructions and work out the glucose
concentration o the water.
6
Ater testing the water or the last time,
remove the bag, dry it and fnd its mass again
with the electronic balance.
Conclusions
a) Explain the conclusions that you can draw
about the permeability o the dialysis tubing
rom the tests o the water and rom the
change in mass o the bag.
[5 ]
b) C ompare and contrast the dialysis tubing
and the plasma membranes that carry out
absorption in villus epithelium cells in the
wall o the intestine.
[5 ]
c) Use the results o your experiment to predict
the direction o movement o water by
osmosis across villus epithelium cells.
[5 ]
TOK
What are some o the variables that afect perspectives as to what is normal?
In some adult humans, levels o lactase are too low
to digest lactose in milk adequately. Instead, lactose
passes through the small intestine into the large
intestine, where bacteria eed on it, producing carbon
dioxide, hydrogen and methane. These gases cause
some unpleasant symptoms, discouraging consumption
o milk. The condition is known as lactose intolerance. It
has sometimes in the past been regarded as an abnormal
condition, or even as a disease, but it could be argued
that lactose intolerance is the normal human condition.
The rst argument or this view is a biological one. Female
mammals produce milk to eed their young ofspring.
When a young mammal is weaned, solid oods replace
milk and lactase secretion declines. Humans who
288
continue to consume milk into adulthood are thereore
unusual. Inability to consume milk because o lactose
intolerance should not thereore be regarded as abnormal.
The second argument is a simple mathematical one: a
high proportion o humans are lactose intolerant.
The third argument is evolutionary. Our ancestors were
almost certainly all lactose intolerant, so this is the
natural or normal state. Lactose tolerance appears
to have evolved separately in at least three centres:
Northern Europe, parts o Arabia, the Sahara and eastern
Sudan, and parts o East Arica inhabited by the Tutsi and
Maasai peoples. Elsewhere, tolerance is probably due to
migration rom these centres.
6 . 2 t h e b l o o D S yS t e m
6.2 t d ss
Understanding
 Arteries convey blood at high pressure rom the











ventricles to the tissues o the body.
Arteries have muscle and elastic bres in
their walls.
The muscle and elastic bres assist in
maintaining blood pressure between pump
cycles.
Blood fows through tissues in capillaries
with permeable walls that allow exchange o
materials between cells in the tissue and the
blood in the capillary.
Veins collect blood at low pressure rom the
tissues o the body and return it to the atria o
the heart.
Valves in veins and the heart ensure circulation
o blood by preventing backfow.
There is a separate circulation or the lungs.
The heartbeat is initiated by a group o
specialized muscle cells in the right atrium
called the sinoatrial node.
The sinoatrial node acts as a pacemaker.
The sinoatrial node sends out an electrical
signal that stimulates contraction as it is
propagated through the walls o the atria and
then the walls o the ventricles.
The heart rate can be increased or
decreased by impulses brought to the
heart through two nerves rom the medulla
o the brain.
Epinephrine increases the heart rate to prepare
or vigorous physical activity.
Applications
 William Harveys discovery o the circulation o
the blood with the heart acting as the pump.
 Causes and consequences o occlusion o the
coronary arteries.
 Pressure changes in the let atrium, let
ventricle and aorta during the cardiac cycle.
Skills
 Identication o blood vessels as arteries,
capillaries or veins rom the structure o
their walls.
 Recognition o the chambers and valves o
the heart and the blood vessels connected
to it in dissected hearts or in diagrams o
heart structure.
Nature of science
 Theories are regarded as uncertain: William
Harvey overturned theories developed by the
ancient Greek philosopher Galen on movement
o blood in the body.
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William Harvey and the circulatin f bld
William Harveys discovery of the circulation of the blood with the heart acting
as the pump.
William Harvey is usually credited with the
discovery o the circulation o the blood as
he combined earlier discoveries with his own
research ndings to produce a convincing overall
theory or blood fow in the body. He overcame
widespread opposition by publishing his results
and also by touring Europe to demonstrate
experiments that alsied previous theories and
provided evidence or his theory. As a result his
theory became generally accepted.
published his theory about the circulation o blood
in 1 62 8. It was not until 1 660, ater his death,
that blood was seen fowing rom arteries to veins
though capillaries as he had predicted.
Harvey demonstrated that blood fow through
the larger vessels is unidirectional, with valves
to prevent backfow. He also showed that the
rate o fow through maj or vessels was ar too
high or blood to be consumed in the body ater
being pumped out by the heart, as earlier theories
proposed. It must thereore return to the heart
and be recycled. Harvey showed that the heart
pumps blood out in the arteries and it returns in
veins. He predicted the presence o numerous ne
vessels too small to be seen with contemporary
equipment that linked arteries to veins in the
tissues o the body.
B lood capillaries are too narrow to be seen with
the naked eye or with a hand lens. Microscopes
had not been invented by the time that Harvey
 Figure 1
Harveys experiment to demonstrate that blood fow
in the veins o the arm is unidirectional
overturning ancient theries in science
Theories are regarded as uncertain: William Harvey overturned theories developed
by the ancient Greek philosopher Galen on movement of blood in the body.
D uring the Renaissance, interest was reawakened
in the classical writings o Greece and Rome. This
stimulated literature and the arts, but in some
ways it hampered progress in science. It became
almost impossible to question the doctrines o
such writers as Aristotle, Hippocrates, Ptolemy
and Galen.
According to Galen, blood is ormed in the liver
and is pumped to and ro between the liver and
the right ventricle o the heart. A little blood
passes into the let ventricle, where it meets air
rom the lungs and becomes vital spirits. The
290
vital spirits are distributed to the body by the
arteries. S ome o the vital spirits fow to the brain,
to be converted into animal spirits, which are
then distributed by the nerves to the body.
William Harvey was unwilling to accept these
doctrines without evidence. He made careul
observations and did experiments, rom which
he deduced that blood circulates through the
pulmonary and systemic circulations. He predicted
the existence o capillaries, linking arteries and
veins, even though the lenses o the time were
not powerul enough or him to see them.
6 . 2 t h e b l o o D S yS t e m
The ollowing extract is rom Harveys book On the
Generation of Animals, published in 1 65 1 when he
was 73 .
And hence it is that without the due
admonition of the senses, without frequent
observation and reiterated experiment,
our mind goes astray after phantoms
and appearances. Diligent observation is
therefore requisite in every science, and
the senses are frequently to be appealed
to. We are, I say, to strive after personal
experience, not to rely of the experience of
others: without which no one can properly
become a student of any branch of natural
science. I would not have you therefore,
gentle reader, to take anything on trust
from me concerning the Generation of
Animals: I appeal to your own eyes as
my witness and judge. The method of
pursuing truth commonly pursued at this
time therefore is to be held erroneous and
almost foolish, in which so many enquire
what things others have said, and omit
to ask whether the things themselves be
actually so or not.
Arteries
Arteries convey blood at high pressure rom the ventricles
to the tissues o the body.
Arteries are vessels that convey blood rom the heart to the tissues o
the body. The main pumping chambers o the heart are the ventricles.
They have thick strong muscle in their walls that pumps blood into the
arteries, reaching a high pressure at the peak o each pumping cycle.
The artery walls work with the heart to acilitate and control blood fow.
E lastic and muscle tissue in the walls are used to do this.
E lastic tissue contains elastin bres, which store the energy that stretches
them at the peak o each pumping cycle. Their recoil helps propel the
blood on down the artery. C ontraction o smooth muscle in the artery
wall determines the diameter o the lumen and to some extent the
rigidity o the arteries, thus controlling the overall fow through them.
Both the elastic and muscular tissues contribute to the toughness o the
walls, which have to be strong to withstand the constantly changing and
intermittently high blood pressure without bulging outwards (aneurysm)
or bursting. The bloods progress along major arteries is thus pulsatile, not
continuous. The pulse refects each heartbeat and can easily be elt in arteries
that pass near the body surace, including those in the wrist and the neck.
E ach organ o the body is supplied with blood by one or more arteries.
For example, each kidney is supplied by a renal artery and the liver by
the hepatic artery. The powerul, continuously active muscles o the
heart itsel are supplied with blood by coronary arteries.
Artery walls
Arteries have muscle and elastic fbres in their walls.
The wall o the artery is composed o several layers:

tunica externa  a tough outer layer o connective tissue

tunica media  a thick layer containing smooth muscle and elastic
bres made o the protein elastin

tunica intima  a smooth endothelium orming the lining o the artery.
acivi
Discussin qusins n
Wii hrvs ds
1 William Harvey reused
to accept doctrines
without evidence. Are
there academic contexts
where it is reasonable to
accept doctrines on the
basis o authority rather
than evidence gathered
rom primary sources?
2 Harvey welcomed
questions and criticisms
o his theories when
teaching anatomy
classes. Suggest why he
might have done this.
3 Can you think o examples
o the phantoms and
appearances that Harvey
reers to?
4 Why does Harvey
recommend reiteration
o experiments?
5 Harvey practised as
a doctor, but ater the
publication in 1628 o
his work on the
circulation o the blood,
ar ewer patients
consulted him. Why
might this have been?
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tunica externa
tunica media
tunica
intima (endothelium)
lumen
 Figure 3
Structure of an artery
activity
mesuring blood pressures
Because arteries are
distensible, blood pressure
in those that pass near
the body surace can be
measured relatively easily.
A common method is to
infate an arm cu until it
squeezes the tissues (skin,
supercial at as well as
the vessels themselves)
enough to stop blood
fow. The pressure is then
released slowly until fow
resumes and the operator
or instrument can hear the
pulse again. The pressures at
which blood fow stops and
resumes are the systolic and
diastolic pressures. They are
measured with a pressure
monitor. According to the
American Heart Association
the desired blood pressures
or adults o 18 years or older
measured in this way are:
systolic 90-119 mmHg
diastolic 60-79 mmHg
 Figure 4 Blood pressure monitor
292
 Figure 2
The cardiovascular system. The main artery that supplies oxygenated blood to
the tissues of the body is the aorta, shown as the red vessel that emerges from the heart
and forms an arch with branches carrying blood to the arms and head. The aorta continues
through the thorax and abdomen, with branches serving the liver, kidneys, intestines and
other organs
Arterial blood pressure
The muscle and elastic bres assist in maintaining
blood pressure between pump cycles.
The blood entering an artery rom the heart is at high pressure. The peak
pressure reached in an artery is called the systolic pressure. It pushes the
wall o the artery outwards, widening the lumen and stretching elastic
bres in the wall, thus storing potential energy.
At the end o each heartbeat the pressure in the arteries alls suciently
or the stretched elastic bres to squeeze the blood in the lumen. This
mechanism saves energy and prevents the minimum pressure inside
the artery, called the diastolic pressure, rom becoming too low. B ecause
it is relatively high, blood fow in the arteries is relatively steady and
continuous although driven by a pulsating heart.
The circular muscles in the wall o the artery orm a ring so when they
contract, in a process called vasoconstriction, the circumerence is reduced
and the lumen is narrowed. Vasoconstriction increases blood pressure
in the arteries. B ranches o arteries called arterioles have a particularly
high density o muscle cells that respond to various hormone and neural
signals to control blood fow to downstream tissues. Vasoconstriction o
arterioles restricts blood fow to the part o the body that they supply and
the opposite process, called vasodilation, increases it.
6 . 2 t h e b l o o D S yS t e m
Capillaries
Blood fows through tissues in capillaries with permeable
walls that allow exchange o materials between cells in
the tissue and the blood in the capillary.
C apillaries are the narrowest blood vessels with diameter o about
1 0 m. They branch and rej oin repeatedly to orm a capillary network
with a huge total length. C apillaries transport blood through almost all
tissues in the body. Two exceptions are the tissues o the lens and the
cornea in the eye which must be transparent so cannot contain any
blood vessels. The density o capillary networks varies in other tissues
but all active cells in the body are close to a capillary.
The capillary wall consists o one layer o very thin endothelium cells,
coated by a lter- like protein gel, with pores between the cells. The
wall is thus very permeable and allows part o the plasma to leak out
and orm tissue fuid. Plasma is the fuid in which the blood cells are
suspended. Tissue fuid contains oxygen, glucose and all other substances
in blood plasma apart rom large protein molecules, which cannot
pass through the capillary wall. The fuid fows between the cells in a
tissue, allowing the cells to absorb useul substances and excrete waste
products. The tissue fuid then re- enters the capillary network.
acivi
bruiss
Bruises are caused by
damage to capillary walls
and leakage o plasma and
blood cells into spaces
between cells in a tissue.
The capillaries are quickly
repaired, hemoglobin is
broken down to green and
yellow bile pigments which
are transported away and
phagocytes remove the
remains o the blood cells
by endocytosis. When you
next have a bruise, make
observations over the days
ater the injury to ollow the
healing process and the
rate at which hemoglobin
is removed.
The permeabilities o capillary walls dier between tissues, enabling
particular proteins and other large particles to reach certain tissues but
not others. Permeabilities can also change over time and capillaries
repair and remodel themselves continually in response to the needs o
tissues that they peruse.
Veins
Veins collect blood at low pressure rom the tissues
o the body and return it to the atria o the heart.
Veins transport blood rom capillary networks back to the atria o the
heart. B y now the blood is at much lower pressure than it was in the
arteries. Veins do not thereore need to have as thick a wall as arteries
and the wall contains ar ewer muscle and elastic bres. They can
thereore dilate to become much wider and thus hold more blood
than arteries. Around 80% o a sedentary persons blood is in the veins
though this proportion alls during vigorous exercise.
B lood fow in veins is assisted by gravity and by pressures exerted on them
by other tissues especially skeletal muscles. C ontraction makes a muscle
shorter and wider so it squeezes on adjacent veins like a pump. Walking,
sitting or even just dgeting greatly improves venous blood fow.
E ach part o the body is served by one or more veins. For example blood
is carried rom the arms in the subclavian veins and rom the head in
the j ugular veins. The hepatic portal vein is unusual because it does not
carry blood back to the heart. It carries blood rom the stomach and
intestines to the liver. It is regarded as a portal vein rather than an artery
because the blood it carries is at low pressure so it is relatively thin.
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activity
Stnding on your hed
Pocket valves and vein
walls become less efcient
with age, causing poor
venous return to the heart.
Have you ever perormed
gymnastic moves such as
headstands or handstands,
or experienced very high
g-orces on a ride at an
amusement park? Young
people can mostly do any
o these activities easily
but older people may not
be able to. What is the
explanation?
Valves in veins
Valves in veins and the heart ensure circulation o blood
by preventing backow.
B lood pressure in veins is sometimes so low that there is a danger o
backfow towards the capillaries and insucient return o blood to the
heart. To maintain circulation, veins contain pocket valves, consisting o
three cup-shaped faps o tissue.

I blood starts to fow backwards, it gets caught in the faps o the
pocket valve, which ll with blood, blocking the lumen o the vein.

When blood fows towards the heart, it pushes the faps to the
sides o the vein. The pocket valve thereore opens and blood can
fow reely.
These valves allow blood to fow in one direction only and make
ecient use o the intermittent and oten transient pressures provided
by muscular and postural changes. They ensure that blood circulates in
the body rather than fowing to and ro.
Identifying blood vessels
Identication o blood vessels as arteries, capillaries or
veins rom the structure o their walls.
B lood vessels can be identied as arteries, capillaries or veins by looking
at their structure. Table 1 below gives dierences that may be useul.
artery
 Figure 5 Which
veins in this gymnast will
need valves to help with venous return?
and vein in transverse section.
The tunica externa and tunica intima are
stained more darkly than the tunica media.
Clotted blood is visible in both vessels
Vein
Diameter
Larger than 10 m
Around 10 m
Variable but much
larger than 10 m
Relative
thickness
o wall and
diameter o
lumen
Relatively thick
wall and narrow
lumen
Extremely thin wall
Relatively thin
wall with variable
but oten wide
lumen
Number o
layers in wall
Three layers,
tunica externa,
media and intima.
These layers may
be sub-divided to
orm more layers
Only one layer  the
tunica intima which
is an endothelium
consisting o a
single layer o very
thin cells
Three layers 
tunica externa,
media and intima
Muscle and
elastic bres
in the wall
Abundant
None
Small amounts
Valves
None
None
Present in many
veins
 Figure 6 Artery
294
Cpillry
 Table 1
6 . 2 t h e b l o o D S yS t e m
The double circulation
lungs
There is a separate circulation for the lungs.
pulmonary
circulation
There are valves in the veins and heart that ensure a one- way fow,
so blood circulates through arteries, capillaries and veins. Fish have a
single circulation. B lood is pumped at high pressure to their gills to be
oxygenated. Ater fowing through the gills the blood still has enough
pressure to fow directly, but relatively slowly, to other organs o the
body and then back to the heart. In contrast, the lungs used by mammals
or gas exchange are supplied with blood by a separate circulation.
B lood capillaries in lungs cannot withstand high pressures so blood is
pumped to them at relatively low pressure. Ater passing through the
capillaries o the lungs the pressure o the blood is low, so it must return
to the heart to be pumped again beore it goes to other organs. Humans
thereore have two separate circulations:
heart
systemic circulation

the pulmonary circulation, to and rom the lungs

the systemic circulation, to and rom all other organs, including the
heart muscles.
other
organs
 Figure 7
Figure 7 shows the double circulation in a simplied orm. The
pulmonary circulation receives deoxygenated blood that has returned
rom the systemic circulation, and the systemic circulation receives blood
that has been oxygenated by the pulmonary circulation. It is thereore
essential that blood fowing to and rom these two circulations is not
mixed. The heart is thereore a double pump, delivering blood under
dierent pressures separately to the two circulations.
semilunar valve
Heart structure
Recognition of the chambers and valves
of the heart and the blood vessels
connected to it in dissected hearts or in
diagrams of heart structure.

aorta
pulmonary artery
vena cavae
pulmonary veins
The heart has two sides, let and right, that
pump blood to the systemic and pulmonary
circulations.

Each side o the heart has two chambers,
a ventricle that pumps blood out into the
arteries and an atrium that collects blood rom
the veins and passes it to the ventricle.

Each side o the heart has two valves, an
atrioventricular valve between the atrium and
the ventricle and a semilunar valve between
the ventricle and the artery.

The double circulation
O xygenated blood fows into the let side o
the heart through the pulmonary veins rom
the lungs and out through the aorta.
semilunar
valve
atrioventricular
valve
right atrium
left ventricle
right ventricle
septum
 Figure 8 Structure of the heart
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
D eoxygenated blood fows into the let side
o the heart through the vena cava and out in
the pulmonary arteries.
The heart is a complicated three- dimensional
structure. The best way to learn about its structure
is by doing a dissection. A resh specimen o
a mammalian heart, with blood vessels still
attached, a dissecting dish or board and dissecting
instruments are needed.
1 Arteries and veins
Tidy up the blood vessels attached to the heart
by removing membranes and other tissue rom
around them. Identiy the thick- walled arteries
and the thin-walled veins.
4 Left ventricle
Identiy the let ventricle. It has a smooth wall,
with a tree- like pattern o blood vessels. Using a
sharp scalpel, make an incision as shown by the
dashed line X in gure 9. This should open up the
let ventricle. Look at the thick muscular wall that
you have cut through.
5 Atrioventricular valve
Extend the incision urther towards the atrium
i necessary until you can see the two thin faps
o the atrioventricular valve. Tendons attached
to the sides o the let ventricle prevent the valve
inverting into the atrium.
6 Left atrium and pulmonary vein
2 Pulmonary artery and aorta
Push a glass rod or other blunt- ended instrument
into the heart through the arteries and eel
through the wall o the heart to where the end
o the rod has reached. Identiy the pulmonary
artery, through which you will reach the
thinner- walled right ventricle, and the aorta,
through which you will reach the thicker- walled
let ventricle.
Identiy the let atrium. It will look surprisingly
small as there is no blood inside it. The outer
surace o its wall has a wrinkled appearance.
Extend the incision that you have already made,
either with the scalpel or with scissors, to cut
through the wall o the let atrium as ar as the
pulmonary vein. Look at the thin wall o the
atrium and the opening o the pulmonary vein or
veins ( there may be two) .
3 Dorsal and ventral sides
7 Aorta
Lay the heart so that the aorta is behind the
pulmonary artery, as in gure 9. The ventral
side is now uppermost and the dorsal side
underneath. The dorsal side o an animal is
its back.
Find the aorta again and measure the diameter
o its lumen, in millimetres. Using scissors, cut
through the wall o the aorta, starting at its end
and working towards the let ventricle. Look at
the smooth inner surace o the aorta and try
stretching the wall to see how tough it is.
8 Semilunar valve
aorta
pulmonary
artery
right
artrium
left atrium
Where the aorta exits the let ventricle, there
will be three cup- shaped faps in the wall. These
orm the semilunar valve. Try pushing a blunt
instrument into the faps to see how blood
fowing backwards pushes the faps together,
closing the valve.
X
9 Coronary artery
coronary
artery
Y
 Figure 9
296
Ventral view of the exterior of the heart
Look careully at the inner surace o the
aorta, near the semilunar valve. A small hole
should be visible, which is the opening to the
coronary arteries. Measure the diameter o the
lumen o this artery. The coronary arteries supply
the wall o the heart with oxygen and nutrients.
6 . 2 t h e b l o o D S yS t e m
10 Septum
right ventricle
 Figure 10
septum
left ventricle
Make a transverse section through the heart
near the base o the ventricles, along the dotted
line marked Y in gure 9. Measure the thickness
in millimetres o the walls o the let and right
ventricles and o the septum between them
( gure 1 0) . The septum contains conducting
bres, which help to stimulate the ventricles
to contract.
Transverse section through the ventricles
Atherosclerosis
Causes and consequences of occlusion of the
coronary arteries.
One o the commonest current health problems is atherosclerosis, the
development o atty tissue called atheroma in the artery wall adjacent
to the endothelium. Low density lipoproteins (LD L) containing ats and
cholesterol accumulate and phagocytes are then attracted by signals
rom endothelium cells and smooth muscle. The phagocytes engul the
ats and cholesterol by endocytosis and grow very large. Smooth muscle
cells migrate to orm a tough cap over the atheroma. The artery wall
bulges into the lumen narrowing it and thus impeding blood fow.
S mall traces o atheroma are normally visible in childrens arteries
by the age o ten, but do not aect health. In some older people
atherosclerosis becomes much more advanced but oten goes
unnoticed until a maj or artery becomes so blocked that the tissues it
supplies become compromised.
C oronary occlusion is a narrowing o the arteries that supply blood
containing oxygen and nutrients to the heart muscle. Lack o oxygen
(anoxia) causes pain, known as angina, and impairs the muscles
ability to contract, so the heart beats aster as it tries to maintain
blood circulation with some o its muscle out o action. The brous
cap covering atheromas sometimes ruptures, which stimulates the
ormation o blood clots that can block arteries supplying blood to the
heart and cause acute heart problems. This is described in sub-topic 6.3.
The causes o atherosclerosis are not yet ully understood. Various
actors have been shown to be associated with an increased risk o
atheroma but are not the sole causes o the condition:

high blood concentrations o LD L ( low density lipoprotein)

chronic high blood glucose concentrations, due to overeating,
obesity or diabetes
acivi
Srucur nd funcin f
 r
Discuss the answers to
these questions.
1 Why are the walls of the
atria thinner than the
walls of the ventricles?
2 What prevents the
atrioventricular valve
from being pushed into
the atrium when the
ventricle contracts?
3 Why is the left ventricle
wall thicker than the
right ventricle wall?
4 Does the left side of the
heart pump oxygenated
or deoxygenated blood?
5 Why does the wall
of the heart need its
own supply of blood,
brought by the coronary
arteries?
6 Does the right side
of the heart pump a
greater volume of blood
per minute, a smaller
volume, or the same
volume as the left?
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activity
Crnitine nd coronry
occusion
A chemical called carnitine
that is ound in certain oods
is converted into TMAO by
bacteria in the gut. Find
out what oods contain the
highest concentrations
o carnitine and discuss
whether this nding should
infuence dietary advice.

chronic high blood pressure due to smoking, stress or any
other cause

consumption o trans ats, which damage the endothelium
o the artery.
There are also some more recent theories that include microbes:

inection o the artery wall with Chlamydia pneumoniae

production o trimethylamine N- oxide ( TMAO ) by microbes in
the intestine.
 Figure 11
A normal artery (left) has a much wider lumen than an artery that is
occluded by atheroma (right)
The sinoatrial node
The heartbeat is initiated by a group o specialized muscle
cells in the right atrium called the sinoatrial node.
The heart is unique in the body as its muscles can contract without
stimulation rom motor neurons. The contraction is called myogenic,
meaning that it is generated in the muscle itsel. The membrane o a
heart muscle cell depolarizes when the cell contracts and this activates
adj acent cells, so they also contract. A group o cells thereore contracts
almost simultaneously at the rate o the astest.
 Figure 12
298
The sinoatrial node
The region o the heart with the astest rate o spontaneous beating
is a small group o special muscle cells in the wall o the right atrium,
called the sinoatrial node. These cells have ew o the proteins that
cause contraction in other muscle cells, but they have extensive
membranes. The sinoatrial node thereore initiates each heartbeat,
because the membranes o its cells are the frst to depolarize in each
cardiac cycle.
6 . 2 t h e b l o o D S yS t e m
Initiating the heartbeat
The sinoatrial node acts as a pacemaker.
B ecause the sinoatrial node initiates each heartbeat, it sets the pace or
the beating o the heart and is oten called the pacemaker. I it becomes
deective, its output may be regulated or even replaced entirely by an
artifcial pacemaker. This is an electronic device, placed under the skin
with electrodes implanted in the wall o the heart that initiate each
heartbeat in place o the sinoatrial node.
Atrial and ventricular contraction
The sinoatrial node sends out an electrical signal that
stimulates contraction as it is propagated through the
walls o the atria and then the walls o the ventricles.
The sinoatrial node initiates a heartbeat by contracting and simultaneously
sends out an electrical signal that spreads throughout the walls o the atria.
This can happen because there are interconnections between adjacent fbres
across which the electrical signal can be propagated. Also the fbres are
branched so each fbre passes the signal on to several others. It takes less
than a tenth o a second or all cells in the atria to receive the signal. This
propagation o the electrical signal causes the whole o both let and right
atria to contract.
Ater a time delay o about 0. 1 seconds, the electrical signal is conveyed
to the ventricles. The time delay allows time or the atria to pump
the blood that they are holding into the ventricles. The signal is then
propagated throughout the walls o the ventricles, stimulating them to
contract and pump blood out into the arteries. D etails o the electrical
stimulation o the heartbeat are included in O ption D .
 Figure 13
Heart monitor displaying the heart
rate, the electrical activity of the heart and the
percentage saturation with oxygen of the blood
TOK
Wa ars r in ica dcisin aking: inn r cnsquncs?
There are some circumstances in which prolonging the lie o an individual
who is sufering brings in to question the role o the physician. Sometimes, an
active pacemaker may be involved in prolonging the lie o a patient and the
physician receives a request to deactivate the device. This will accelerate the
pace o the patients death. Euthanasia involves taking active steps to end the
lie o a patient and it is illegal in many jurisdictions. However, there is a widely
accepted practice o withdrawing lie-sustaining interventions such as dialysis,
mechanical ventilation, or tube eeding rom terminally ill patients. This is oten
a decision o the amily o the patient. The withdrawal o lie support is seen as
distinct rom euthanasia because the patient dies o their condition rather than
the active steps to end the patients lie in the case o euthanasia. However,
the distinction can be subtle. The consequence is the same: the death o the
patient. The intent can be the same: to end the patients sufering. Yet in many
jurisdictions, one action is illegal and the other is not.
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The cardiac cycle
Pressure changes in the left atrium, left ventricle and aorta during the
cardiac cycle.
0.1 5  0.4 seconds

The pressure in the ventricles rises
above the pressure in the arteries so
the semilunar valves open and blood
is pumped rom the ventricles into the
arteries, transiently maximizing the
arterial blood pressure.
The pressure changes in the atrium and
ventricle o the heart and the aorta during
a cardiac cycle are shown in gure 1 5 . To
understand them it is necessary to appreciate
what occurs at each stage o the cycle. Figure 1 4
below summarizes the events, with timings
assuming a heart rate o 7 5 beats per minute.
Typical volumes o blood are shown and also an
indication o the direction o blood fow to or
rom a chamber o the heart.

0.0  0.1 seconds

The atria contract causing a rapid but
relatively small pressure increase,
which pumps blood rom the atria
to the ventricles, through the open
atrioventricular valves.

0.4  0.45 seconds
The contraction o the ventricular muscles
wanes and pressure inside the ventricles
rapidly drops below the pressure in the
arteries, causing the semilunar valves
to close.

The semilunar valves are closed and blood
pressure in the arteries gradually drops to
its minimum as blood continues to fow
along them but no more is pumped in.

The atrioventricular valves remain closed.
0.45  0.8 seconds
Pressure in the ventricles drops below the
pressure in the atria so the atrioventricular
valves open.

0.1  0.1 5 seconds

The ventricles contract, with a rapid
pressure build up that causes the
atrioventricular valves to close.

Pressure slowly rises in the atria as
blood drains into them rom the veins
and they ll.

The semilunar valves remain closed.
B lood rom the veins drains into the atria
and rom there into the ventricles, causing
a slow increase in pressure.
vein
25 ml
atrium relaxing
atrium
contracts
25 ml
atrioventricular valve valve open
atrium
atrioventricular valve
closed
ventricle
contracting 70 ml
ventricle
relaxing
ventricle
semilunar valve
artery
atrium relaxing
45 ml
atrioventricular valve
open
ventricle relaxing
valve closed
valve open
semilunar valve closed
diastolic
systolic
diastolic
tissues of the body
0
0.1 0.15
0.4 0.45
time (seconds)
0.8
 Figure 14 One cardiac cycle is represented on the diagram, starting on the let with contraction o the atrium. Vertical
arrows show fows o blood to and rom the atrium and ventricle
300
6 . 2 t h e b l o o D S yS t e m
D-sd qusins: Heart action and blood pressures
1
D educe when blood is being pumped
rom the atrium to the ventricle. Give both
the start and the end times.
[2 ]
2
Deduce when the ventricle starts to contract. [1 ]
3
The atrioventricular valve is the valve
between the atrium and the ventricle. S tate
when the atrioventricular valve closes.
[1 ]
4
The semilunar valve is the valve between
the ventricle and the artery. S tate when
the semilunar valve opens.
[1 ]
5
D educe when the semilunar valve closes.
[1 ]
6
D educe when blood is being pumped
rom the ventricle to the artery. Give
both the start and the end times.
pressure / mm Hg
Figure 1 5 shows the pressures in the atrium,
ventricle and artery on one side o the heart,
during one second in the lie o the heart.
ventricle
120
artery
100
80
60
40
20
7
atrium
[2 ]
D educe when the volume o blood in the
ventricle is:
0
20
0
a) at a maximum
[1 ]
b) at a minimum.
[1 ]
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
time / s
 Figure 15 Pressure changes during the cardiac cycle
Changing the heart rate
acivi
The heart rate can be increased or decreased by impulses
brought to the heart through two nerves rom the medulla
o the brain.
lisning  r sunds
The sinoatrial node that sets the rhythm or the beating o the heart
responds to signals rom outside the heart. These include signals rom
branches o two nerves originating in a region in the medulla o the
brain called the cardiovascular centre. S ignals rom one o the nerves
cause the pacemaker to increase the requency o heartbeats. In
healthy young people the rate can increase to three times the resting
rate. S ignals rom the other nerve decrease the rate. These two nerve
branches act rather like the throttle and brake o a car.
Sounds produced by blood
fow can be heard with a
simple tube or stethoscope
placed on the chest near the
heart. The consequences
o this whole cardiac cycle
or the fow o blood out o
the heart can be elt as the
pulse in a peripheral artery.
(a)
The cardiovascular centre receives inputs rom receptors that monitor
blood pressure and its pH and oxygen concentration. The pH o the
blood refects its carbon dioxide concentration.

Low blood pressure, low oxygen concentration and low pH all
suggest that the heart rate needs to speed up, to increase the fow
rate o blood to the tissues, deliver more oxygen and remove more
carbon dioxide.

High blood pressure, high oxygen concentration and high pH are all
indicators that the heart rate may need to slow down.
(b)
 Figure 16 Taking the pulse: (a)
radial pulse (b) carotid pulse
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Epinephrine
Epinephrine increases the heart rate to prepare or
vigorous physical activity.
The sinoatrial node also responds to epinephrine in the blood,
by increasing the heart rate. This hormone is also sometimes
called adrenalin and is produced by the adrenal glands. The
secretion o epinephrine is controlled by the brain and rises
when vigorous physical activity may be necessary because o a
threat or opportunity.  S o epinephrine has the nickname  ght or
fight hormone .
 Figure 17
Adventure sports such as rock
climbing cause epinephrine secretion
In the past when humans were hunter- gatherers rather than armers,
epinephrine would have been secreted when humans were hunting
or prey or when threatened by a predator. In the modern world
athletes oten use pre- race routines to stimulate adrenalin secretion
so that their heart rate is already increased when vigorous physical
activity begins.
6.3 Defence against infectious disease
Understanding
 The skin and mucous membranes orm a








302
primary deence against pathogens that cause
inectious disease.
Cuts in the skin are sealed by blood clotting.
Clotting actors are released rom platelets.
The cascade results in the rapid conversion o
brinogen to brin by thrombin.
Ingestion o pathogens by phagocytic white
blood cells gives non-specic immunity to
diseases.
Production o antibodies by lymphocytes in
response to particular pathogens gives specic
immunity.
Antibiotics block processes that occur in
prokaryotic cells but not in eukaryotic cells.
Viral diseases cannot be treated using
antibiotics because they lack a metabolism.
Some strains o bacteria have evolved with
genes which coner resistance to antibiotics
and some strains o bacteria have multiple
resistance.
Applications
 Causes and consequences o blood clot
ormation in coronary arteries.
 Efects o HIV on the immune system and
methods o transmission.
 Florey and Chains experiments to test penicillin
on bacterial inections in mice.
Nature of science
 Risks associated with scientic research:
Florey and Chains tests on the saety o
penicillin would not be compliant with current
protocols on testing.
6 . 3 D e Fe n Ce ag ai n S t i n Fe Cti o u S D i S e aS e
Skin as a barrier to infection
The skin and mucous membranes orm a primary deence
against pathogens that cause inectious disease.
There are many different microbes in the environment that can grow
inside the human body and cause a disease. S ome microorganisms
are opportunistic and although they can invade the body they also
commonly live outside it. O thers are specialized and can only survive
inside a human body. Microbes that cause disease are called pathogens.
The primary defence of the body against pathogens is the skin. Its
outermost layer is tough and provides a physical barrier against the
entry of pathogens and protection against physical and chemical
damage. S ebaceous glands are associated with hair follicles and they
secrete a chemical called sebum, which maintains skin moisture and
slightly lowers skin pH. The lower pH inhibits the growth of bacteria
and fungi.
Mucous membranes are a thinner and softer type of skin that is found in
areas such as the nasal passages and other airways, the head of the penis
and foreskin and the vagina. The mucus that these areas of skin secrete
is a sticky solution of glycoproteins. Mucus acts as a physical barrier;
pathogens and harmful particles are trapped in it and either swallowed
or expelled. It also has antiseptic properties because of the presence of
the anti-bacterial enzyme lysozyme.
Cuts and clots
Figure 1 Scanning electron micrograph of
bacteria on the surface of teeth. Mucous
membranes in the mouth prevent these and
other microbes from invading body tissues
acvy
im hm sk
A digital microscope can be
used to produce images o
the diferent types o skin
covering the human body.
Figure 2 shows our images
produced in this way.
Cuts in the skin are sealed by blood clotting.
When the skin is cut, blood vessels in it are severed and start to bleed.
The bleeding usually stops after a short time because of a process called
clotting. The blood emerging from a cut changes from being a liquid to
a semi- solid gel. This seals up the wound and prevents further loss of
blood and blood pressure. C lotting is also important because cuts breach
the barrier to infection provided by the skin. C lots prevent entry of
pathogens until new tissue has grown to heal the cut.
platelets and blood clotting
Clotting actors are released rom platelets.
B lood clotting involves a cascade of reactions, each of which produces
a catalyst for the next reaction. As a result blood clots very rapidly. It is
important that clotting is under strict control, because if it occurs inside
blood vessels the resulting clots can cause blockages.
The process of clotting only occurs if platelets release clotting factors.
Platelets are cellular fragments that circulate in the blood. They are
smaller than either red or white blood cells. When a cut or other inj ury
involving damage to blood vessels occurs, platelets aggregate at the site
forming a temporary plug. They then release the clotting factors that
trigger off the clotting process.

Figure 2
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Fibrin production
The cascade results in the rapid conversion o fbrinogen
to fbrin by thrombin.
platelets
lymphocyte
red blood cell
phagocyte
The cascade o reactions that occurs ater the release o clotting actors
rom platelets quickly results in the production o an enzyme called
thrombin. Thrombin in turn converts the soluble protein fbrinogen
into the insoluble fbrin. The fbrin orms a mesh in cuts that traps more
platelets and also blood cells. The resulting clot is initially a gel, but i
exposed to the air it dries to orm a hard scab.
Figure 4 shows red blood cells trapped in this fbrous mesh.
Figure 3 Cells and cell ragments rom
blood. Lymphocytes and phagocytes
are types o white blood cell
Coronary thrombosis
Causes and consequences o blood clot ormation in
coronary arteries.
In patients with coronary heart disease, blood clots sometimes orm
in the coronary arteries. These arteries branch o rom the aorta close
to the semilunar valve. They carry blood to the wall o the heart,
supplying the oxygen and glucose needed by cardiac muscle fbres or cell
respiration. The medical name or a blood clot is a thrombus. Coronary
thrombosis is the ormation o blood clots in the coronary arteries.
Figure 4 Scanning electron
micrograph o clotted blood with
fbrin and trapped blood cells
I the coronary arteries become blocked by a blood clot, part o the
heart is deprived o oxygen and nutrients. C ardiac muscle cells are
then unable to produce sufcient ATP by aerobic respiration and their
contractions become irregular and uncoordinated. The wall o the
heart makes quivering movements called fbrillation that do not pump
blood eectively. This condition can prove atal unless it resolves
naturally or through medical intervention.
Atherosclerosis causes occlusion in the coronary arteries. Where
atheroma develops the endothelium o the arteries tends to become
damaged and roughened; especially, the artery wall is hardened by
deposition o calcium salts. Patches o atheroma sometimes rupture
causing a lesion. C oronary occlusion, damage to the capillary
epithelium, hardening o arteries and rupture o atheroma all increase
the risk o coronary thrombosis.
There are some well-known actors that are correlated with an
increased risk o coronary thrombosis and heart attacks:
Figure 5 Early intervention during a
heart attack can save the patients lie
so it is important to know what to do by
being trained
304

smoking

high blood cholesterol concentration

high blood pressure

diabetes

obesity

lack o exercise.
O  course correlation does not prove causation, but doctors
nonetheless advise patients to avoid these risk actors i possible.
6 . 3 D e Fe n Ce ag ai n S t i n Fe Cti o u S D i S e aS e
phagocytes
Ingestion o pathogens by phagocytic white blood cells
gives non-specifc immunity to diseases.
I microorganisms get past the physical barriers o skin and mucous
membranes and enter the body, white blood cells provide the next line
o deence. There are many dierent types o white blood cell. Some are
phagocytes that squeeze out through pores in the walls o capillaries and
move to sites o inection. There they engul pathogens by endocytosis
and digest them with enzymes rom lysosomes. When wounds become
inected, large numbers o phagocytes are attracted, resulting in the
ormation o a white liquid called pus.
Antibody roduction
Production o antibodies by lymphocytes in response to
particular pathogens gives specifc immunity.
I microorganisms get past the physical barriers o the skin and invade
the body, proteins and other molecules on the surace o pathogens are
recognized as oreign by the body and they stimulate a specifc immune
response. Any chemical that stimulates an immune response is reerred
to as an antigen. The specifc immune response is the production o
antibodies in response to a particular pathogen. The antibodies bind to
an antigen on that pathogen.
Antibodies are produced by types o white blood cell called lymphocytes.
Each lymphocyte produces j ust one type o antibody, but our bodies
can produce a vast array o dierent antibodies. This is because we have
small numbers o lymphocytes or producing each o the many types o
antibody. There are thereore too ew lymphocytes initially to produce
enough antibodies to control a pathogen that has not previously inected
the body. However, antigens on the pathogen stimulate cell division o
the small group o lymphocytes that produce the appropriate type o
antibody. A large clone o lymphocytes called plasma cells are produced
within a ew days and they secrete large enough quantities o the
antibody to control the pathogen and clear the inection.
Antibodies are large proteins that have two unctional regions: a hypervariable region that binds to a specifc antigen and another region
that helps the body to fght the pathogen in one o a number o ways,
including these:

making a pathogen more recognizable to phagocytes so they are
more readily enguled

preventing viruses rom docking to host cells so that they cannot
enter the cells.
Antibodies only persist in the body or a ew weeks or months and
the plasma cells that produce them are also gradually lost ater the
inection has been overcome and the antigens associated with it are no
longer present. However, some o the lymphocytes produced during an
inection are not active plasma cells but instead become memory cells
Figure 6 Avian infuenza viruses. In this
electron micrograph o a virus in transverse
section, alse colour has been used to
distinguish the protein coat that is recognized
as antigens by the immune system (purple)
rom the DNA o the virus (green)
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that are very long-lived. These memory cells remain inactive unless
the same pathogen inects the body again, in which case they become
active and divide to produce plasma cells very rapidly. Immunity to an
inectious disease involves either having antibodies against the pathogen,
or memory cells that allow rapid production o the antibody.
Human immunodefciency virus
Efects o HIV on the immune system and methods o transmission.
The production o antibodies by the immune
system is a complex process and includes dierent
types o lymphocyte, including helper T- cells. The
human immunodefciency virus ( HIV) invades
and destroys helper T-cells. The consequence
is a progressive loss o the capacity to produce
antibodies. In the early stages o inection, the
immune system makes antibodies against HIV. I
these can be detected in a persons body, they are
said to be HIV- positive.
HIV is a retrovirus that has genes made o RNA
and uses reverse transcriptase to make D NA copies
o its genes once it has entered a host cell. The
rate at which helper T-cells are destroyed by HIV
varies considerably and can be slowed down by
using anti-retroviral drugs. In most HIV- positive
patients antibody production eventually becomes
so ineective that a group o opportunistic
inections strike, which would be easily ought
o by a healthy immune system. S everal o
these are normally so rare that they are marker
diseases or the latter stages o HIV inection, or
example Kaposis sarcoma. A collection o several
diseases or conditions existing together is called
a syndrome. When the syndrome o conditions
due to HIV is present, the person is said to have
acquired immune defciency syndrome ( AID S ) .
AID S spreads by HIV inection. The virus only
survives outside the body or a short time and
inection normally only occurs i there is blood
to blood contact between inected and uninected
people. There are various ways in which this
can occur:

sexual intercourse, during which abrasions
to the mucous membranes o the penis and
vagina can cause minor bleeding

transusion o inected blood, or blood
products such as Factor VIII

sharing o hypodermic needles by intravenous
drug users.
Antibiotics
Antibiotics block processes that occur in prokaryotic cells
but not in eukaryotic cells.
An antibiotic is a chemical that inhibits the growth o microorganisms.
Most antibiotics are antibacterial. They block processes that occur
in prokaryotes but not in eukaryotes and can thereore be used to
kill bacteria inside the body without causing harm to human cells.
The processes targeted by antibiotics are bacterial D NA replication,
transcription, translation, ribosome unction and cell wall ormation.
Figure 7 Fleming's petri dish which frst
showed the inhibition o bacterial growth by
penicillin rom a mycelium o Penicillium
306
Many antibacterial antibiotics were discovered in saprotrophic ungi.
These ungi compete with saprotrophic bacteria or the dead organic
matter on which they both eed. B y secreting antibacterial antibiotics,
saprotrophic ungi inhibit the growth o their bacterial competitors. An
example is penicillin. It is produced by some strains o the Penicillium
ungus, but only when nutrients are scarce and competition with
bacteria would be harmul.
6 . 3 D e Fe n Ce ag ai n S t i n Fe Cti o u S D i S e aS e
Testing penicillin
Florey and Chains experiments to test penicillin on
bacterial inections in mice.
Howard Florey and Ernst C hain ormed a research team in O xord
in the late 1 93 0s that investigated the use o chemical substances
to control bacterial inections. The most promising o these was
penicillin, discovered by Alexander Fleming in 1 92 8. Florey and
C hains team developed a method o growing the ungus Penicillium
in liquid culture in conditions that stimulated it to secrete penicillin.
They also developed methods or producing reasonably pure samples
o penicillin rom the cultures.
acvy
Wrld aiDS Dy
The red AIDS awareness
ribbon is an international
symbol o awareness and
support or those living with
HIV. It is worn on World AIDS
Day each year  December 1st.
Are you aware how many
people in your area are
afected and what can be
done to support them?
The penicillin killed bacteria on agar plates, but they needed to
test whether it would control bacterial inections in humans. They
frst tested it on mice. E ight mice were deliberately inected with
Streptococcus bacteria that cause death rom pneumonia. Four o the
inected mice were given inj ections with penicillin. Within 2 4 hours
all the untreated mice were dead but the our given penicillin were
healthy. Florey and C hain decided that they should next do tests on
human patients, which required much larger quantities.
When enough penicillin had been produced, a 43 - year-old policeman
was chosen or the frst human test. He had an acute and liethreatening bacterial inection caused by a scratch on the ace rom
a thorn on a rose bush. He was given penicillin or our days and his
condition improved considerably, but supplies o penicillin ran out and
he suered a relapse and died rom the inection.
Larger quantities o penicillin were produced and fve more patients
with acute inections were tested. All were cured o their inections,
but sadly one o them died. He was a small child who had an inection
behind the eye. This had weakened the wall o the artery carrying
blood to the brain and although cured o the inection, the child died
suddenly o brain hemorrhage when the artery burst.
Pharmaceutical companies in the United S tates then began to produce
penicillin in much larger quantities, allowing more extensive testing,
which confrmed that it was a highly eective treatment or many
previously incurable bacterial inections.
Figure 8 Penicillin  the green ball represents a variable part of the molecule
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penicillin and drug testing
Risks associated with scientifc research: Florey and Chains tests on the saety o
penicillin would not be compliant with current protocols on testing.
When any new drug is introduced there are risks
that it will prove to be ineffective in some or all
patients or that it will cause harmful side effects.
These risks are minimized by strict protocols that
pharmaceutical companies must follow. Initial
tests are performed on animals and then on small
numbers of healthy humans. O nly if a drug passes
these tests is it tested on patients with the disease
that the drug is intended to treat. The last tests
involve very large numbers of patients to test
whether the drug is effective in all patients and
to check that there are no severe or common
side effects.
There are some famous cases of drugs causing
problems during testing or after release.

Thalidomide was introduced in the 1 95 0s
as a treatment for various mild conditions
but when it was found to relieve morning
sickness in pregnant women it was prescribed
for that purpose. The side effects of the
drug on the fetus had not been tested and
more than 1 0, 000 children were born with
birth deformities before the problem was
recognized.

In 2 006 six healthy volunteers were given
TGN1 41 2 , a new protein developed for
treatment of autoimmune diseases and
leukemia. All six rapidly became very ill and
suffered multiple organ failure. Although the
volunteers recovered, they may have suffered
long- term damage to their immune systems.
It is very unlikely that Florey and C hain would
have been allowed to carry out tests on a new
drug today with the methods that they used
for penicillin. They tested the drug on human
patients after only a very brief period of animal
testing. Penicillin was a new type of drug and
there could easily have been severe side effects.
Also the samples that they were using were not
pure and there could have been side effects from
the impurities.
On the other hand, the patients that they used
were all on the point of death and several
were cured of their infections as a result of the
experimental treatment. B ecause of expeditious
testing with greater risk-taking than would now
be allowed, penicillin was introduced far more
quickly than would be possible today. D uring the
D -day landings in June 1 944 penicillin was used to
treat wounded soldiers and the number of deaths
from bacterial infection was greatly reduced.
Figure 9 Wounded US troops on Omaha beach 6 June 1944
Viruses and antibiotics
Viral diseases cannot be treated using antibiotics because
they lack a metabolism.
Viruses are non- living and can only reproduce when they are inside
living cells. They use the chemical processes of a living host cell,
instead of having a metabolism of their own. They do not have their
own means of transcription or protein synthesis and they rely on the
308
6 . 3 D e Fe n Ce ag ai n S t i n Fe Cti o u S D i S e aS e
host cells enzymes or ATP synthesis and other metabolic pathways.
These processes cannot be targeted by drugs as the host cell would also
be damaged.
All o the commonly used antibiotics such as penicillin, streptomycin,
chloramphenicol and tetracycline control bacterial inections and are
not eective against viruses. Not only is it inappropriate or doctors to
prescribe them or a viral inection, but it contributes to the overuse o
antibiotics and increases in antibiotic resistance in bacteria.
There are a ew viral enzymes which can be used as targets or drugs to
control viruses without harming the host cell. O nly a ew drugs have
been discovered or developed to control viruses in this way. These are
known as antivirals rather than antibiotics.
acvy
Dssh bw
bcrl d vrl fcs
How can a doctor distinguish
between bacterial and
viral infections, without
prescribing an antibiotic
and seeing if it cures the
infection?
Resistance to antibiotics
Some strains of bacteria have evolved with genes which
confer resistance to antibiotics and some strains of
bacteria have multiple resistance.
In 2 01 3 the governments chie medical ofcer or England, S ally D avies,
said this:
The danger posed by growing resistance to antibiotics should be ranked
along with terrorism on a list of threats to the nation. If we dont take
action, then we may all be back in an almost 1 9th-century environment
where infections kill us as a result of routine operations. We wont be
able to do a lot of our cancer treatments or organ transplants.
Figure 10 Many viruses cause
a common cold. Children lack
immunity to most of them
so frequently catch a cold.
Antibiotics do not cure them
The development o resistance to antibiotics by natural selection is
described in sub- topic 5 .2 . S trains o bacteria with resistance are usually
discovered soon ater the introduction o an antibiotic. This is not o
huge concern unless a strain develops multiple resistance, or example
methicillin-resistant Staphylococcus aureus ( MRS A) which has inected the
blood or surgical wounds o hospital patients and resists all commonly
used antibiotics. Another example o this problem is multidrug-resistant
tuberculosis ( MD R-TB ) . The WHO has reported more than 3 00, 000 cases
worldwide per year with the disease reaching epidemic proportions in
some areas.
Antibiotic resistance is an avoidable problem. These measures are
required:

doctors prescribing antibiotics only or serious bacterial inections

patients completing courses o antibiotics to eliminate inections
completely

hospital sta maintaining high standards o hygiene to prevent crossinection

armers not using antibiotics in animal eeds to stimulate growth

pharmaceutical companies developing new types o antibiotic  no
new types have been introduced since the 1 980s.
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Data-based questions: Antibiotic resistance
1
a) D escribe the pattern o erythromycin
resistance over the period rom 1 992
to 2 002 .
[3]
[2 ]
Evaluate the claim that reduction in the
use o erythromycin has led to a reduction
in the incidence o antibiotic resistance in
S. pyogenes.
[3 ]
20
15
10
2002
2001
2000
1999
1997
1998
1995
0
1996
5
1993
3
C alculate the percentage dierence in
antibiotic resistance between 2002 and
1 992.
1994
The data in fgure 1 1 shows the incidence in
Finland, over a 1 0-year period, o Streptococcus
pyogenes strains that are resistant to the antibiotic
erythromycin. S. pyogenes is responsible or the
condition known as strep throat.
2
1992
In the early 1 990s, Finnish public health
authorities began discouraging the use o the
antibiotic erythromycin or URIs in response to
rising bacterial resistance to the antibiotic, and
the national erythromycin consumption per
capita dropped by 43 per cent.
b) Suggest a reason or the pattern shown. [2 ]
% antibiotic resistance
B acterial resistance to antibiotics is a direct
consequence o the overuse o these drugs. In
the US A, currently more than hal o the doctor
visits or upper respiratory tract inections ( URIs)
are prescribed antibiotics, despite knowledge that
most URIs are caused by viruses.
year
Figure 11 The incidence of Streptococcus
pyogenes strains that are resistant to the
antibiotic erythromycin over a 10-year period
in Finland
6.4 gas exchane
Understanding
 Ventilation maintains concentration gradients





310
o oxygen and carbon dioxide between air in
alveoli and blood fowing in adjacent capillaries.
Type I pneumocytes are extremely thin alveolar
cells that are adapted to carry out gas exchange.
Type II pneumocytes secrete a solution
containing suractant that creates a moist
surace inside the alveoli to prevent the sides
o the alveolus adhering to each other by
reducing surace tension.
Air is carried to the lungs in the trachea and
bronchi and then to the alveoli in bronchioles.
Muscle contractions cause the pressure
changes inside the thorax that orce air in and
out o the lungs to ventilate them.
Dierent muscles are required or inspiration
and expiration because muscles only do work
when they contract.
Applications
 External and internal intercostal muscles,
and diaphragm and abdominal muscles as
examples o antagonistic muscle action.
 Causes and consequences o lung cancer.
 Causes and consequences o emphysema.
Skills
 Monitoring o ventilation in humans at rest and
ater mild and vigorous exercise. (Practical 6)
Nature of science
 Obtain evidence or theories: epidemiological
studies have contributed to our understanding
o the causes o lung cancer.
6 . 4 g aS e xCh an g e
Ventilation
Ventilation maintains concentration gradients o oxygen
and carbon dioxide between air in alveoli and blood
fowing in adjacent capillaries.
All organisms absorb one gas rom the environment and release a
dierent one. This process is called gas exchange. Leaves absorb carbon
dioxide to use in photosynthesis and release the oxygen produced by this
process. Humans absorb oxygen or use in cell respiration and release the
carbon dioxide produced by this process. Terrestrial organisms exchange
gases with the air. In humans gas exchange occurs in small air sacs called
alveoli inside the lungs ( gure 1 ) .
type I pneumocytes
in alveolus wall
phagocyte
10
network of blood
capillaries
0
m
type II pneumocytes
in alveolus wall
Figure 1
Gas exchange happens by diusion between air in the alveoli and
blood fowing in the adj acent capillaries. The gases only diuse because
there is a concentration gradient: the air in the alveolus has a higher
concentration o oxygen and a lower concentration o carbon dioxide
than the blood in the capillary. To maintain these concentration
gradients resh air must be pumped into the alveoli and stale air must be
removed. This process is called ventilation.
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Data-based questions: Concentration gradients
Figure 2 shows the typical composition o
atmospheric air, air in the alveoli and gases
dissolved in air returning to the lungs in the
pulmonary arteries.
oxygen
carbon dioxide
nitrogen
1
E xplain why the oxygen concentration in
the alveoli is not as high as in resh air that is
inhaled.
[2 ]
2
a)
C alculate the dierence in oxygen
concentration between air in the alveolus
and blood arriving at the alveolus.
[1 ]
b)
D educe the process caused by this
concentration dierence.
700
598
partial pressure / mm Hg
600
570
570
565
c)
500
400
300
200
3
atmospheric air
that is inhaled
40
air in alveoli
40 45
[2 ]
d) D espite the high concentration o
nitrogen in air in alveoli, little or none
diuses rom the air to the blood. S uggest
reasons or this.
[2 ]
120
105
100
0
(i) C alculate the dierence in carbon
dioxide concentration between air
inhaled and air exhaled.
[1 ]
(ii) Explain this dierence.
159
[1 ]
27
blood travelling air exhaled
to alveoli
Figure 2 Partial pressures of gases in the pulmonary system
Ventilation experiments
Monitoring of ventilation in humans at rest and after mild and vigorous exercise.
(Practical 6)
In an investigation o the eect o exercise on
ventilation, the type or intensity o exercise is
the independent variable and the ventilation
parameter that is measured is the dependent
variable.

A simple approach or the independent
variable is to choose levels o activity ranging
rom inactive to very active, such as lying
down, sitting and standing, walking, j ogging
and sprinting. A more quantitative approach is
to do the same activity at dierent measured
rates, or example running at dierent speeds
on a treadmill. This allows the ventilation
parameters to be correlated with work rate in
j oules per minute during exercise.
Ventilation o the lungs is carried out by drawing
some resh air into the lungs and then expelling
some o the stale air rom the lungs. The volume
o air drawn in and expelled is the tidal volume.
The number o times that air is drawn in or
expelled per minute is the ventilation rate.
312
Either or both o these can be the dependent
variable in an investigation o the eect o
exercise on ventilation rate. They should be
measured ater carrying on an activity or long
enough to reach a constant rate. The example
methods given below include a simple and a more
advanced technique that could be used or the
investigation.
1
Ventilation rate
The most straightorward way to measure
ventilation rate is by simple observation.
C ount the number o times air is exhaled
or inhaled in a minute. B reathing should
be maintained at a natural rate, which is
as slow as possible without getting out o
breath.


Ventilation rate can also be measured
by data logging. An infatable chest belt
is placed around the thorax and air is
pumped in with a bladder. A dierential
pressure sensor is then used to measure
6 . 4 g aS e xCh an g e
pressure variations inside the belt due to
chest expansions. The rate o ventilations
can be deduced and the relative size o
ventilations may also be recorded.
2
Tidal volume

S imple apparatus is shown in gure 3 .
O ne normal breath is exhaled through
the delivery tube into a vessel and the
volume is measured. It is not sae to use
this apparatus or repeatedly inhaling and
exhaling air as the C O 2 concentration will
rise too high.
To ensure that the experimental design is
rigorous, all variables apart rom the independent
and dependent variables should be kept constant.
Ventilation parameters should be measured
several times at all levels o exercise with each
person in the trial. As many dierent people as
possible should be tested.
bell jar with
graduations
delivery tube

S pecially designed spirometers are
available or use with data logging. They
measure fow rate into and out o the
lungs and rom these measurements lung
volumes can be deduced.
pneumatic trough
Figure 3
Type I pneumocytes
bronchiole
Type I pneumocytes are extremely thin alveolar cells that
are adapted to carry out gas exchange.
The lungs contain huge numbers o alveoli with a very large total surace
area or diusion. The wall o each alveolus consists o a single layer o
cells, called the epithelium. Most o the cells in this epithelium are Type
I pneumocytes. They are fattened cells, with the thickness o only about
0.1 5 m o cytoplasm.
The wall o the adj acent capillaries also consists o a single layer o very
thin cells. The air in the alveolus and the blood in the alveolar capillaries
are thereore less than 0. 5 m apart. The distance over which oxygen
and carbon dioxide has to diuse is thereore very small, which is an
adaptation to increase the rate o gas exchange.
0.25 mm
alveolus
Type II pneumocytes
epithelium of
alveolus wall
nucleus of
epithelium cell
Type II pneumocytes secrete a solution containing
surfactant that creates a moist surface inside the alveoli
to prevent the sides of the alveolus adhering to each other
by reducing surface tension.
Type II pneumocytes are rounded cells that occupy about 5 % o the
alveolar surace area. They secrete a fuid which coats the inner surace
o the alveoli. This lm o moisture allows oxygen in the alveolus to
dissolve and then diuse to the blood in the alveolar capillaries. It also
provides an area rom which carbon dioxide can evaporate into the air
and be exhaled.
basement membrane
endothelium of capillary
alveolus
blood plasma
erythrocyte
1 m
Figure 4 Structure of alveoli
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air in alveolus
water
surface
monolayer of
surfactant
Figure 5 Pulmonary suractant molecules on the surace o the
flm o moisture lining the alveoli
trachea
intercostal muscle
The fuid secreted by the Type II pneumocytes contains
a pulmonary suractant. Its molecules have a structure
similar to that o phospholipids in cell membranes.
They orm a monolayer on the surace o the moisture
lining the alveoli, with the hydrophilic heads acing
the water and the hydrophobic tails acing the air. This
reduces the surace tension and prevents the water
rom causing the sides o the alveoli to adhere when
air is exhaled rom the lungs. This helps to prevent
collapse o the lung.
Premature babies are oten born with insucient
pulmonary suractant and can suer rom inant
respiratory distress syndrome. Treatment involves
giving the baby oxygen and also one or more doses
o suractant, extracted rom animal lungs.
right bronchus
Airways for ventilation
right lung
diaphragm
Air is carried to the lungs in the trachea
and bronchi and then to the alveoli in
bronchioles.
bronchioles
ribs
Air enters the ventilation system through the nose or
mouth and then passes down the trachea. This has
rings o cartilage in its wall to keep it open even when
air pressure inside is low or pressure in surrounding
tissues is high. The trachea divides to orm two
bronchi, also with walls strengthened with cartilage.
O ne bronchus leads to each lung.
Figure 6 The ventilation system
(a) inspiration
ribs
Inside the lungs the bronchi divide repeatedly to
orm a tree-like structure o narrower airways, called
bronchioles. The bronchioles have smooth muscle
bres in their walls, allowing the width o these airways
to vary. At the end o the narrowest bronchioles are
groups o alveoli, where gas exchange occurs.
vertebral
column
ribs
diaphragm
pressure changes during ventilation
(b) expiration
Muscle contractions cause the pressure
changes inside the thorax that force air in
and out of the lungs to ventilate them.
air movement
ribcage movement
diaphragm movement
Figure 7 Ventilation o the lungs
314
Ventilation o the lungs involves some basic physics.
I particles o gas spread out to occupy a larger
volume, the pressure o the gas becomes lower.
C onversely, i a gas is compressed to occupy a smaller
volume, the pressure rises. I gas is ree to move, it
will always fow rom regions o higher pressure to
regions o lower pressure.
6 . 4 g aS e xCh an g e
D uring ventilation, muscle contractions cause the pressure inside the
thorax to drop below atmospheric pressure. As a consequence, air is
drawn into the lungs rom the atmosphere ( inspiration) until the lung
pressure has risen to atmospheric pressure. Muscle contractions then
cause pressure inside the thorax to rise above atmospheric, so air is
orced out rom the lungs to the atmosphere ( expiration) .
Antagonistic muscles
Dierent muscles are required or inspiration and expiration
because muscles only do work when they contract.
Muscles can be in two states: contracting and relaxing.

Muscles do work when they contract by exerting a pulling orce
( tension) that causes a particular movement. They become shorter
when they do this.

Muscles lengthen while they are relaxing, but this happens passively 
they do not lengthen themselves. Most muscles are pulled into an
elongated state by the contraction o another muscle. They do not exert
a pushing orce (compression) while relaxing so do no work at this time.
Muscles thereore can only cause movement in one direction. I
movement in opposite directions is needed at dierent times, at least
two muscles will be required. When one muscle contracts and causes a
movement, the second muscle relaxes and is elongated by the frst. The
opposite movement is caused by the second muscle contracting while
the frst relaxes. When muscles work together in this way they are
known as an antagonistic pair o muscles.
Figure 8 Diferent muscles are used or bending
the leg at the knee and or the opposite
movement o straightening it
Inspiration and expiration involve opposite movements, so dierent
muscles are required, working as antagonistic pairs.
Antagonistic muscle action in ventilation
External and internal intercostal muscles, and diaphragm and abdominal muscles
as examples o antagonistic muscle action.
Ventilation involves two pairs o opposite movements that change the volume and thereore the
pressure inside the thorax:
Diaphragm
isprto
Moves downwards and fattens
eprto
Moves upwards and becomes more domed
Ribcage
Moves upwards and outwards
Moves downwards and inwards
Antagonistic pairs o muscles are needed to cause these movements.
Volume and pressure
changes
isprto
The volume inside the thorax
increases and consequently the
pressure decreases
eprto
The volume inside the thorax decreases and
consequently the pressure increases
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Movement
of the
diaphragm
Movement
of the
ribcage
Diaphragm
The diaphragm contracts and so it
moves downwards and pushes the
abdomen wall out
The diaphragm relaxes so it can be pushed
upwards into a more domed shape
Abdomen
wall
muscles
Muscles in the abdomen wall relax
allowing pressure from the diaphragm
to push it out
Muscles in the abdomen wall contract pushing
the abdominal organs and diaphragm upwards
External
intercostal
muscles
The external intercostal muscles
contract, pulling the ribcage upwards
and outwards
The external intercostal muscles relax and are
pulled back into their elongated state.
Internal
intercostal
muscles
The internal intercostal muscles
relax and are pulled back into their
elongated state
The internal intercostal muscles contract, pulling
the ribcage inwards and downwards
Epidemiology
Obtain evidence for theories: epidemiological studies have contributed to our
understanding of the causes of lung cancer.
Epidemiology is the study o the incidence and
causes o disease. Most epidemiological studies are
observational rather than experimental because
it is rarely possible to investigate the causes o
disease in human populations by carrying out
experiments.
As in other felds o scientifc research, theories
about the causes o a disease are proposed. To
obtain evidence or or against a theory, survey data
is collected that allows the association between
the disease and its theoretical cause to be tested.
For example, to test the theory that smoking
causes lung cancer, the smoking habits o people
who have developed lung cancer and people
who have not are needed. Examples o very large
epidemiological surveys that provided strong
evidence or a link between smoking and lung
cancer are included in sub-topic 1 .6.
A correlation between a risk actor and a disease
does not prove that the actor causes the disease.
There are usually conounding actors which
also have an eect on the incidence. They can
cause spurious associations between a disease
and a actor that does not cause it. For example,
an association has repeatedly been ound by
epidemiologists between leanness and an increased
risk o lung cancer. C areul analysis showed that
among smokers leanness is not signifcantly
associated with an increased risk. Smoking reduces
appetite and so is associated with leanness and
o course smoking is a cause o lung cancer. This
explains the spurious association between leanness
and lung cancer.
To try to compensate or conounding actors it is
usually necessary to collect data on many actors
apart rom the one being investigated. This allows
statistical procedures to be carried out to take
account o conounding actors and try to isolate
the eect o single actors. Age and sex are almost
always recorded and sometimes epidemiological
surveys include only males or emales or only
people in a specifc age range.
Causes of lung cancer
Causes and consequences of lung cancer.
Lung cancer is the most common cancer in the
world, both in terms o the number o cases and
the number o deaths due to the disease. The
316
general causes o cancer are described in subtopic 1 .6. The specifc causes o lung cancer are
considered here.
6 . 4 g aS e xCh an g e
and smoke rom burning coal, wood or other
organic matter.
Figure 9 A large tumour (red) is
visible in the right lung. The tumour
is a bronchial carcinoma

Smoking causes about 87% o cases. Tobacco
smoke contains many mutagenic chemicals. As
every cigarette carries a risk, the incidence o
lung cancer increases with the number smoked
per day and the number o years o smoking.

Passive smoking causes about 3% o cases. This
happens when non-smokers inhale tobacco
smoke exhaled by smokers. The number o
cases will decline in countries where smoking is
banned indoors and in public places.

Air pollution probably causes about 5 % o
lung cancers. The sources o air pollution that
are most signifcant are diesel exhaust umes,
nitrogen oxides rom all vehicle exhaust umes

Radon gas causes signifcant numbers o cases
in some parts o the world. It is a radioactive
gas that leaks out o certain rocks such as
granite. It accumulates in badly ventilated
buildings and people then inhale it.

Asbestos, silica and some other solids can cause
lung cancer i dust or other particles o them are
inhaled. This usually happens on construction
sites or in quarries, mines or actories.
The consequences o lung cancer are oten very
severe. Some o them can be used to help diagnose
the disease: difculties with breathing, persistent
coughing, coughing up blood, chest pain, loss o
appetite, weight loss and general atigue.
In many patients the tumour is already large
when it is discovered and may also have
metastasized, with secondary tumours in the
brain or elsewhere. Mortality rates are high.
O nly 1 5 % o patients with lung cancer survive
or more than 5 years. I a tumour is discovered
early enough, all or part o the aected lung may
be removed surgically. This is usually combined
with one or more courses o chemotherapy.
O ther patients are treated with radiotherapy.
The minority o patients who are cured o lung
cancer, but have lost some o their lung tissue,
are likely to continue to have pain, breathing
difculties, atigue and also anxiety about the
possible return o the disease.
Emphysema
Causes and consequences of emphysema.
In healthy lung tissue each bronchiole leads to a
group o small thin-walled alveoli. In a patient with
emphysema these are replaced by a smaller number
o larger air sacs with much thicker walls. The
total surace area or gas exchange is considerably
reduced and the distance over which diusion
o gases occurs is increased, and so gas exchange
is thereore much less eective. The lungs also
become less elastic, so ventilation is more difcult.
The molecular mechanisms involved are not ully
understood, though there is some evidence or
these theories:

Phagocytes inside alveoli normally prevent lung
inections by engulfng bacteria and produce
elastase, a protein-digesting enzyme, to kill
them inside the vesicles ormed by endocytosis.

An enzyme inhibitor called alpha 1 -antitrypsin
(A1 AT) usually prevents elastase and other
proteases rom digesting lung tissue. In
smokers, the number o phagocytes in the
lungs increases and they produce more elastase.

Genetic actors aect the quantity and
eectiveness o A1 AT produced in the lungs.
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In about 3 0% o smokers digestion o proteins
in the alveolus wall by the increased quantity
o proteases is not prevented and alveolus
walls are weakened and eventually destroyed.
Emphysema is a chronic disease because the
damage to alveoli is usually irreversible. It causes
low oxygen saturation in the blood and higher
than normal carbon dioxide concentrations. As a
result the patient lacks energy and may eventually
fnd even tasks such as climbing stairs too
onerous. In mild cases there is shortness o breath
during vigorous exercise but eventually even mild
activity causes it. Ventilation is laboured and tends
to be more rapid than normal.
Data-based questions: Emphysema and gas exchange
Figure 1 0 shows healthy lung tissue and tissue rom a lung with
emphysema, at the same magnifcation. S moking usually causes
emphysema. B reathing polluted air makes the disease worse.
1
2
3
Figure 10 Healthy lung tissue (top) and lung
tissue showing emphysema (bottom)
318
a)
Place a ruler across each micrograph and count how many
times the edge o the ruler crosses a gas exchange surace.
Repeat this several times or each micrograph, in such a
way that the results are comparable. S tate your results
using suitable units.
[3 ]
b) Explain the conclusions that you draw rom the results.
[3 ]
Explain why people who have emphysema eel tired all the
time.
[3 ]
S uggest why people with emphysema oten have an enlarged
and strained right side o the heart.
[1 ]
6 . 5 n e u r o n S an D S yn apS e S
6.5 ns d sss
Understanding
Applications
 Neurons transmit electrical impulses.
 Secretion and reabsorption o acetylcholine by
 The myelination o nerve bres allows or
neurons at synapses.
 Blocking o synaptic transmission at
cholinergic synapses in insects by binding
o neonicotinoid pesticides to acetylcholine
receptors.







saltatory conduction.
Neurons pump sodium and potassium ions
across their membranes to generate a resting
potential.
An action potential consists o depolarization
and repolarization o the neuron.
Nerve impulses are action potentials
propagated along the axons o neurons.
Propagation o nerve impulses is the result o
local currents that cause each successive part
o the axon to reach the threshold potential.
Synapses are junctions between neurons and
between neurons and receptor or efector cells.
When pre-synaptic neurons are depolarized
they release a neurotransmitter into the
synapse.
A nerve impulse is only initiated i the threshold
potential is reached.
Skills
 Analysis o oscilloscope traces showing resting
potentials and action potentials.
Nature of science
 Cooperation and collaboration between groups
o scientists: biologists are contributing to
research into memory and learning.
Neurons
Neurons transmit electrical impulses.
Two systems o the body are used or internal communication: the
endocrine system and the nervous system. The endocrine system
consists o glands that release hormones. The nervous system
consists o nerve cells called neurons. There are about 8 5 billion
neurons in the human nervous system. Neurons help with internal
communication by transmitting nerve impulses. A nerve impulse is
an electrical signal.
Neurons have a cell body with cytoplasm and a nucleus but they
also have narrow outgrowths called nerve fbres along which nerve
impulses travel.

D endrites are short branched nerve fbres, or examples those used
to transmit impulses between neurons in one part o the brain or
spinal cord.

Axons are very elongated nerve fbres, or example those that transmit
impulses rom the tips o the toes or the fngers to the spinal cord.
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cell body
axon
skeletal muscle (eector)
dendrites
 Figure 1
Neuron with dendrites that transmit impulses to the cell body and an axon that transmits impulses a considerable
distance to muscle fbres
myelinated nerve fbres
The myelination o nerve fbres allows or saltatory
conduction.
The basic structure o a nerve fbre along which a nerve impulse is
transmitted is very simple: the fbre is cylindrical in shape, with a plasma
membrane enclosing a narrow region o cytoplasm. The diameter in
most cases is about 1 m, though some nerve fbres are wider than this.
A nerve fbre with this simple structure conducts nerve impulses at a
speed o about 1 metre per second.
 Figure 2
Nerve fbres (axons) transmitting
electrical impulses to and rom the central
nervous system are grouped into bundles
myelin nucleus of node of
sheath Schwann cell Ranvier
axon
S ome nerve fbres are coated along most o their length by a material
called myelin. It consists o many layers o phospholipid bilayer. S pecial
cells called S chwann cells deposit the myelin by growing round and
round the nerve fbre. E ach time they grow around the nerve fbre a
double layer o phospholipid bilayer is deposited. There may be 2 0 or
more layers when the S chwann cell stops growing.
There is a gap between the myelin deposited by adj acent S chwann cells.
The gap is called a node o Ranvier. In myelinated nerve fbres the nerve
impulse can j ump rom one node o Ranvier to the next. This is called
saltatory conduction. It is much quicker than continuous transmission
along a nerve fbre so myelinated nerve fbres transmit nerve impulses
much more rapidly than unmyelinated nerve fbres. The speed can be as
much as 1 00 metres per second.
 Figure 3
Detail o a myelinated nerve
fbre showing the gaps between adjacent
Schwann cells (nodes o Ranvier)
 Figure 4 Transverse section
o axon showing the myelin sheath ormed by the Schwann
cell's membrane wrapped round the axon many times (red)
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6 . 5 n e u r o n S an D S yn apS e S
Resting potentials
Neurons pump sodium and
potassium ions across their
membranes to generate a resting
potential.
uid outside neuron
Na +
Na+
channel
closed
Na +


Sodiumpotassium pumps transer
sodium (Na + ) and potassium (K + ) ions
across the membrane. Na+ ions are pumped
out and K+ ions are pumped in. The
numbers o ions pumped is unequal  when
three Na+ ions are pumped out, only two
K+ ions are pumped in, creating
concentration gradients or both ions.
Also the membrane is about 5 0 times more
permeable to K + ions than Na + ions, so
K + ions leak back across the membrane
aster than Na + ions. As a result, the
Na + concentration gradient across the
membrane is steeper than the K + gradient,
creating a charge imbalance.
K+
Na +
Na +
A neuron that is not transmitting a signal
has a potential dierence or voltage across its
membrane that is called the resting potential.
This potential is due to an imbalance o positive
and negative charges across the membrane.

Na +
Na +
K+
Na +
Na +
Na +
Na+ /K+
pump
K+
-
K+
channel
closed
K+
-
K+
K+
K+
-
-
K+
K+
-
-
Na+
K+
K+
K+
protein
K+
K+
K+
K+
K+
K+
K+
cytoplasm
 Figure 5 The resting potential
is generated by the sodiumpotassium pump
In addition to this, there are proteins inside the nerve fbre that are
negatively charged ( organic anions) , which increases the charge
imbalance.
These actors together give the neuron a resting membrane potential o
about - 70 mV.
Action potentials
An action potential consists of depolarization and
repolarization of the neuron.
An action potential is a rapid change in membrane potential, consisting
o two phases:

depolarization  a change rom negative to positive

repolarization  a change back rom positive to negative.
D epolarization is due to the opening o sodium channels in the
membrane, allowing Na + ions to diuse into the neuron down the
concentration gradient. The entry o Na + ions reverses the charge
imbalance across the membrane, so the inside is positive relative to
the outside. This raises the membrane potential to a positive value o
about + 3 0 mV.
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uid outside neuron
uid outside neuron
Na+
Na +
Na+
channel
open
Na +
K+
Na+
K+
Na+
Na +
channel
closed
Na+
Na+
K+
K+
Na+
K+
K
K+
Na +
-
-
K+
+
K
-
K+
Na +
Na
+
-
K+
Na +
K+
protein K
K+
K+
Na+
+
K+
channel
closed
Na+
Na +
K+
- -
K+
K+
K+
Na+ /K+
pump
Na + /K+
pump
-
K+
K+
K+
+
+
Na+
Na +
Na+
Na
K+
K+
K+
K+
Na +
-
K+
K+
Na+
Na +
K+
Na +
K
K+
-
Na+
K+
+
K+
- K+
protein
Na +
Na+
-
K+
K+
Na +
Na+
+
-K
K+
-
K+
K+
cytoplasm
cytoplasm
 Figure 6 Neuron
depolarizing
impulse movement
+ + + + + + + + +
A
        
B
+        
cell membrane
cytoplasm
 + + + + + + + +
 Figure 7
Neuron repolarizing
Repolarization happens rapidly after depolarization and is due
to the closing of the sodium channels and opening of potassium
channels in the membrane. This allows potassium ions to diffuse
out of the neuron, down their concentration gradient, which makes
the inside of the cell negative again relative to the outside. The
potassium channels remain open until the membrane has fallen to
a potential close to - 7 0 mV. The diffusion of potassium repolarizes
the neuron, but it does not restore the resting potential as the
concentration gradients of sodium and potassium ions have not yet
been re- established. This takes a few milliseconds and the neuron can
then transmit another nerve impulse.
Na
Na++
proagation of action otentials
  + + + + + + +
C
+ +       
++
NaNa
K+
+    + + + + +
D
 + + +     
Na + Na +
K+
+ + +    + + +
E
   + + +   
Na +
Na +
 Figure 8 Action
along axons
322
potentials are propagated
K+
channel
open
Nerve impulses are action potentials propagated along
the axons of neurons.
A nerve impulse is an action potential that starts at one end of a neuron
and is then propagated along the axon to the other end of the neuron.
The propagation of the action potential happens because the ion
movements that depolarize one part of the neuron trigger depolarization
in the neighbouring part of the neuron.
Nerve impulses always move in one direction along neurons in humans
and other vertebrates. This is because an impulse can only be initiated at
one terminal of a neuron and can only be passed on to other neurons or
Na +
6 . 5 n e u r o n S an D S yn apS e S
dierent cell types at the other terminal. Also, there is a reractive period
ater a depolarization that prevents propagation o an action potential
backwards along an axon.
loca currents
Propagation o nerve impulses is the result o local
currents that cause each successive part o the axon to
reach the threshold potential.
The propagation o an action potential along an axon is due to
movements o sodium ions. D epolarization o part o the axon is due to
diusion o sodium ions into the axon through sodium channels. This
reduces the concentration o sodium ions outside the axon and increases
it inside. The depolarized part o the axon thereore has dierent sodium
ion concentrations to the neighbouring part o the axon that has not yet
depolarized. As a result, sodium ions diuse between these regions both
inside and outside the axon.
Inside the axon there is a higher sodium ion concentration in the
depolarized part o the axon so sodium ions diuse along inside the axon
to the neighbouring part that is still polarized. O utside the axon the
concentration gradient is in the opposite direction so sodium ions diuse
rom the polarized part back to the part that has j ust depolarized. These
movements are shown in fgure 1 0. They are called local currents.
Local currents reduce the concentration gradient in the part o the neuron
that has not yet depolarized. This makes the membrane potential rise rom
the resting potential o - 70mV to about - 5 0 mV. Sodium channels in the
axon membrane are voltage-gated and open when a membrane potential
o - 5 0mV is reached. This is thereore known as the threshold potential.
Opening o the sodium channels causes depolarization.
activit
ns i  s m
d  mfsh
Anemonesh have a nervous
system similar to ours, with a
central nervous system and
neurons that transmit nerve
impulses in one direction
only. Sea anemones have
no central nervous system.
Their neurons orm a simple
network and will transmit
impulses in either direction
along their nerve bres. They
both protect each other rom
predators more efectively
than they can themselves.
Explain how they do this.
 Figure 9 Anemonefsh among
the tentacles o a sea anemone
Thus local currents cause a wave o depolarization and then
repolarization to be propagated along the axon at a rate o between one
and a hundred ( or more) metres per second.
impulse movement
+
N a d i u s i o n
outside
inside
N a + d i u s i o n
part that has just depolarized
(action potential)
 Figure 10
membrane
part that has not yet depolarized
(resting potential)
Local currents
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action potential peak
Analysing oscilloscope traces
0
re po la riz at io n
de po la riz at io n
potential dierence
across membrane (mV)
+35
50
70
undershoot
Analysis o oscilloscope traces showing resting
potentials and action potentials.
threshold potential
resting potential
0 1 2 3 45 6 7
time/ms
stimulus
 Figure 11
Changes in membrane polarity
during an action potential
Membrane potentials in neurons can be measured by placing
electrodes on each side o the membrane. The potentials can be
displayed using an oscilloscope. The display is similar to a graph
with time on the x- axis and the membrane potential on the y- axis.
I there is a resting potential, a horizontal line appears on the
oscilloscope screen at a level o - 7 0 mV, assuming that this is the
resting potential o the neuron.
I an action potential occurs, a narrow spike is seen, with the rising
and alling phases showing the depolarization and repolarization.
The oscilloscope trace may also show the potential rising beore
the depolarization until the threshold potential is reached. The
repolarization does not usually return the membrane potential to
- 70 mV immediately and there is a phase in which the potential
changes gradually until the resting potential is reached.
Data-based questions: Analysing an oscilloscope trace
The oscilloscope trace in gure 1 2 was taken rom
a digital oscilloscope. It shows an action potential
in a mouse hippocampal pyramidal neuron that
happened ater the neuron was stimulated with a
pulse o current.
1
2
membrane voltage (mV)
3
50
50
time (ms)
D educe with a reason the threshold
potential needed to open voltage- gated
sodium channels in this neuron.
[2 ]
Estimate the time taken or the
depolarization, and the repolarization.
[2 ]
Predict the time taken rom the end o the
depolarization or the resting potential
to be regained.
[2 ]
5
D iscuss how many action potentials
could be stimulated per second in this
neuron.
[2 ]
S uggest a reason or the membrane
potential rising briefy at the end o the
repolarization.
[1 ]
50
0
[1 ]
4
0
resting potential
S tate the resting potential o the mouse
hippocampal pyramidal neuron.
100
6
 Figure 12
Synapses
Synapses are junctions between neurons and between
neurons and receptor or efector cells.
Synapses are junctions between cells in the nervous system. In sense organs
there are synapses between sensory receptor cells and neurons. In both
the brain and spinal cord there are immense numbers o synapses between
neurons. In muscles and glands there are synapses between neurons and
324
6 . 5 n e u r o n S an D S yn apS e S
muscle bres or secretory cells. Muscles and glands are sometimes called
eectors, because they eect (carry out) a response to a stimulus.
C hemicals called neurotransmitters are used to send signals across
synapses. This system is used at all synapses where the pre- synaptic
and post- synaptic cells are separated by a fuid-lled gap, so electrical
impulses cannot pass across. This gap is called the synaptic clet and is
only about 2 0 nm wide.
Synaptic transmission
When pre-synaptic neurons are depolarized they release
a neurotransmitter into the synapse.
S ynaptic transmission occurs very rapidly as a result o these events:

A nerve impulse is propagated along the pre-synaptic neuron
until it reaches the end o the neuron and the pre-synaptic
membrane.

D epolarization o the pre-synaptic membrane causes
calcium ions ( C a 2+ ) to diuse through channels in the
membrane into the neuron.

Infux o calcium causes vesicles containing
neurotransmitter to move to the pre-synaptic
membrane and use with it.
Neurotransmitter is released into the synaptic clet by
exocytosis.

The neurotransmitter diuses across the synaptic
clet and binds to receptors on the post- synaptic
membrane.
pre-synaptic cell
nerve
impulse
pre-synaptic
membrane
neurotransmitter
(e.g. acetylcholine)

Sodium ions diuse down their concentration gradient
into the post- synaptic neuron, causing the postsynaptic membrane to reach the threshold potential.
The neurotransmitter is rapidly broken down and
removed rom the synaptic clet.
synaptic cleft
20nm approximately
neurotransmitter
activates receptors
The binding o the neurotransmitter to the receptors
causes adj acent sodium ion channels to open.
An action potential is triggered in the post- synaptic
membrane and is propagated on along the neuron.
synaptic knob
synaptic vesicles


Electron micrograph o a synapse.
False colour has been used to indicate the
pre-synaptic neuron (purple) with vesicles o
neurotransmitter (blue) and the post-synaptic
neuron (pink) . The narrowness o the synaptic
clet is visible
Ca 2+ diuses
into knob


 Figure 13
ion channel opened
post-synaptic
membrane
post-synaptic cell
 Figure 14 A nerve impulse is propagated
across a synapse by the
release, difusion and post-synaptic binding o neurotransmitter
Dt-bsd qstis: Parkinsons disease
D opamine is one o the many neurotransmitters
that are used at synapses in the brain. In
Parkinsons disease, there is a loss o dopaminesecreting neurons, which causes slowness in
initiating movement, muscular rigidity and
in many cases shaking. Figure 1 5 shows the
metabolic pathways involved in the ormation
and breakdown o dopamine.
1
Explain how symptoms o Parkinsons disease
are relieved by giving the ollowing drugs:
a) L- D O PA
[1 ]
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2
b) selegeline, which is an inhibitor o
monoamine oxidase- B ( MAO - B )
[1 ]
c) tolcapone, which is an inhibitor
o catechol- O - methyl transerase
( C O MT)
[1 ]
tyrosine COOH tyrosine
hydroxylase
HO
CH 2 CH
NH 2
(FOOD)
COMT
HO
COOH
CH 2 CH
NH 2
HO
CH 3 O
d) ropinirole, which is an agonist o
dopamine
[1 ]
e) safnamide, which inhibits reuptake
o dopamine by pre-synaptic
neurons.
[1 ]
HO
L-DOPA
CH 2 CH 2 NH 2
HO
HO
D iscuss how a cure or Parkinsons disease
might in the uture be developed by:
a) stem cell therapy
[3 ]
b) gene therapy.
[2 ]
HO
CH 3 O
CH 2 COOH
COMT
HO
COOH
CH 2 CH
NH 2
HO
dopa
dopamine decarboxylase
HO
MAO-B
O
CH 2 C
H
aldehyde
dehydrogenase
CH 2 COOH
HO
 Figure 15 The formation and
breakdown of L-DOPA and
dopamine. The enzymes catalysing each step are shown in red
Acetylcholine
Secretion and reabsorption of acetylcholine by neurons
at synapses.
Acetylcholine is used as the neurotransmitter in many synapses,
including synapses between neurons and muscle fbres. It is produced
in the pre- synaptic neuron by combining choline, absorbed rom the
diet, with an acetyl group produced during aerobic respiration. The
acetylcholine is loaded into vesicles and then released into the synaptic
clet during synaptic transmission.
choline
acetyl group
 Figure 16 Acetylcholine
The receptors or acetylcholine in the post- synaptic membrane have a
binding site to which acetylcholine will bind. The acetylcholine only
remains bound to the receptor or a short time, during which only
one action potential is initiated in the post- synaptic neuron. This is
because the enzyme acetylcholinesterase is present in the synaptic
clet and rapidly breaks acetylcholine down into choline and acetate.
The choline is reabsorbed into the pre- synaptic neuron, where it is
converted back into active neurotransmitter by recombining it with an
acetyl group.
Neonicotinoids
Blocking of synaptic transmission at cholinergic
synapses in insects by binding of neonicotinoid
pesticides to acetylcholine receptors.
Neonicotinoids are synthetic compounds similar to nicotine. They
bind to the acetylcholine receptor in cholinergic synapses in the
central nervous system o insects. Acetylcholinesterase does not
326
6 . 5 n e u r o n S an D S yn apS e S
break down neonicotinoids, so the binding is irreversible. The
receptors are blocked, so acetylcholine is unable to bind and
synaptic transmission is prevented. The consequence in insects is
paralysis and death. Neonicotinoids are thereore very eective
insecticides.
O ne o the advantages o neonicotinoids as pesticides is that they
are not highly toxic to humans and other mammals. This is because
a much greater proportion o synapses in the central nervous
system are cholinergic in insects than in mammals and also because
neonicotinoids bind much less strongly to acetylcholine receptors in
mammals than insects.
Neonicotinoid pesticides are now used on huge areas o crops. In
particular one neonicotinoid, imidacloprid, is the most widely used
insecticide in the world. However, concerns have been raised about
the eects o these insecticides on honeybees and other benefcial
insects. There has been considerable controversy over this and
the evidence o harm is disputed by the manuacturers and some
government agencies.
Threshold potentials
A nerve impulse is only initiated i the threshold
potential is reached.
activit
rsch dts 
ictiids
There are currently
intense research eforts
to try to discover whether
neonicotinoids are to blame
or collapses in honeybee
colonies. What are the most
recent research ndings
and do they suggest that
these insecticides should
be banned?
 Figure 17 Research has
shown that the neonicotinoid
pesticide imidacloprid reduces
growth of bumblebee colonies
Nerve impulses ollow an all-or-nothing principle. An action potential is only
initiated i the threshold potential is reached, because only at this potential
do voltage-gated sodium channels start to open, causing depolarization. The
opening o some sodium channels and the inward diusion o sodium ions
increases the membrane potential causing more sodium channels to open 
there is a positive eedback eect. I the threshold potential is reached there
will thereore always be a ull depolarization.
At a synapse, the amount o neurotransmitter secreted ollowing
depolarization o the pre-synaptic membrane may not be enough to cause
the threshold potential to be reached in the post-synaptic membrane.
The post-synaptic membrane does not then depolarize. The sodium ions
that have entered the post-synaptic neuron are pumped out by sodium
potassium pumps and the post-synaptic membrane returns to the resting
potential.
A typical post- synaptic neuron in the brain or spinal cord has synapses
not j ust with one but with many pre- synaptic neurons. It may be
necessary or several o these to release neurotransmitter at the same
time or the threshold potential to be reached and a nerve impulse to
be initiated in the post- synaptic neuron. This type o mechanism can
be used to process inormation rom dierent sources in the body to
help in decision- making.
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Research into memory and learning
Cooperation and collaboration between groups of
scientists: biologists are contributing to research into
memory and learning.
Higher unctions o the brain including memory and learning are
only partly understood at present and are being researched very
actively. They have traditionally been investigated by psychologists
but increasingly the techniques o molecular biology and biochemistry
are being used to unravel the mechanisms at work. O ther branches o
science are also making important contributions, including biophysics,
medicine, pharmacology and computer science.
 Figure 18 Many synapses are visible in this
scanning electron micrograph between the cell
body o one post-synaptic neuron and a large
number o diferent pre-synaptic neurons (blue)
The C entre or Neural C ircuits and B ehaviour at O xord University is
an excellent example o collaboration between scientists with dierent
areas o expertise. The our group leaders o the research team and the
area o science that they originally studied are:

Proessor Gero Miesenbck  medicine and physiology

D r Martin B ooth  engineering and optical microscopy

D r Korneel Hens  chemistry and biochemistry

Proessor S cott Waddell  genetics, molecular biology and
neurobiology.
The centre specializes in research techniques known as optogenetics.
Neurons are genetically engineered to emit light during synaptic
transmission or an action potential, making activity in specifc
neurons in brain tissue visible. They are also engineered so specifc
neurons in brain tissue respond to a light signal with an action
potential. This allows patterns o activity in the neurons o living
brain tissue to be studied.
 Figure 19
Memory and learning are unctions
o the cerebrumthe olded upper part o
the brain
328
There are many research groups in universities throughout the world
that are investigating memory, learning and other brain unctions.
Although there is sometimes competition between scientists to be the
frst group to make a discovery, there is also a strongly collaborative
element to scientifc research. This extends across scientifc disciplines and
national boundaries. Success in understanding how the brain works will
undoubtedly be the achievement o many groups o scientists in many
countries throughout the world.
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
6.6 hs, sss d dc
Understanding
 Insulin and glucagon are secreted by  and







 cells in the pancreas to control blood glucose
concentration.
Thyroxin is secreted by the thyroid gland to
regulate the metabolic rate and help control
body temperature.
Leptin is secreted by cells in adipose tissue
and acts on the hypothalamus o the brain to
inhibit appetite.
Melatonin is secreted by the pineal gland to
control circadian rhythms.
A gene on the Y chromosome causes
embryonic gonads to develop as testes and
secrete testosterone.
Testosterone causes prenatal development
o male genitalia and both sperm production
and development o male secondary sexual
characteristics during puberty.
Estrogen and progesterone cause prenatal
development o emale reproductive organs
and emale secondary sexual characteristics
during puberty.
The menstrual cycle is controlled by negative
and positive eedback mechanisms involving
ovarian and pituitary hormones.
Applications
 Causes and treatment o type I and type II




diabetes.
Testing o leptin on patients with clinical
obesity and reasons or the ailure to control
the disease.
Causes o jet lag and use o melatonin to
alleviate it.
The use in IVF o drugs to suspend the
normal secretion o hormones, ollowed
by the use o artifcial doses o hormones to
induce superovulation and establish
a pregnancy.
William Harveys investigation o sexual
reproduction in deer.
Skills
 Annotate diagrams o the male and emale
reproductive system to show names o
structures and their unctions.
Nature of science
 Developments in scientifc research ollow
improvements in apparatus: William Harvey
was hampered in his observational research
into reproduction by lack o equipment. The
microscope was invented 17 years ater
his death.
Control of blood glucose concentration
Insulin and glucagon are secreted by  and  cells in the
pancreas to control blood glucose concentration.
C ells in the pancreas respond to changes in blood glucose levels. If
the glucose concentration deviates substantially from the set point of
about 5 mmol L - 1 , homeostatic mechanisms mediated by the pancreatic
hormones insulin and glucagon are initiated.
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The pancreas is eectively two glands in one organ. Most o the pancreas
is exocrine glandular tissue that secretes digestive enzymes into ducts
leading to the small intestine. There are small regions o endocrine tissue
called islets o Langerhans dotted through the pancreas that secrete
hormones directly into the blood stream. The two cell types in the islets
o Langerhans secrete dierent hormones.
 Figure 1
Fluorescent light micrograph of the
pancreas showing two islets of Langerhans
surrounded by exocrine gland tissue. Alpha
cells in the islets are stained yellow and beta
cells are stained red

Alpha cells (  cells) synthesize and secrete glucagon i the blood
glucose level alls below the set point. This hormone stimulates
breakdown o glycogen into glucose in liver cells and its release into
the blood, increasing the concentration.

B eta cells (  cells) synthesize insulin and secrete it when the blood
glucose concentration rises above the set point. This hormone
stimulates uptake o glucose by various tissues, particularly skeletal
muscle and liver, in which it also stimulates the conversion o
glucose to glycogen. Insulin thereore reduces blood glucose
concentration. Like most hormones, insulin is broken down by the
cells it acts upon, so its secretion must be ongoing. S ecretion begins
within minutes o eating and may continue or several hours ater
a meal.
Diabetes
Causes and treatment of type I and type II diabetes.
Diabetes is the condition where a person has
consistently elevated blood glucose levels even
during prolonged asting, leading to the presence
o glucose in the urine. C ontinuously elevated
glucose damages tissues, particularly their proteins.
It also impairs water reabsorption rom urine while
it is orming in the kidney, resulting in an increase
in the volume o urine and body dehydration.
I a person needs to urinate more requently, is
constantly thirsty, eels tired and craves sugary
drinks, they should test or glucose in the urine to
check whether they have developed diabetes.
There are two main types o this disease:


330
Type I diabetes, or early- onset diabetes, is
characterized by an inability to produce
sufcient quantities o insulin. It is an
autoimmune disease arising rom the
destruction o beta cells in the islets o
Langerhans by the bodys own immune
system. In children and young people the
more severe and obvious symptoms o the
disease usually start rather suddenly. The
causes o this and other autoimmune diseases
are still being researched.
Type II diabetes, sometimes called late- onset
diabetes, is characterized by an inability to
process or respond to insulin because o a
defciency o insulin receptors or glucose
transporters on target cells. O nset is slow
and the disease may go unnoticed or many
years. Until the last ew decades, this orm o
diabetes was very rare in people under 5 0 and
common only in the over 65 s. The causes o
this orm o diabetes are not well understood
but the main risk actors are sugary, atty diets,
prolonged obesity due to habitual overeating
and lack o exercise, together with genetic
actors that aect energy metabolism.
The treatment o the two types o diabetes is
dierent:

Type I diabetes is treated by testing the blood
glucose concentration regularly and inj ecting
insulin when it is too high or likely to become
too high. Inj ections are oten done beore a
meal to prevent a peak o blood glucose as the
ood is digested and absorbed. Timing is very
important because insulin molecules do not
last long in the blood. B etter treatments are
being developed using implanted devices that
can release exogenous insulin into the blood
as and when it is necessary. A permanent cure
may be achievable by coaxing stem cells to
become ully unctional replacement beta cells.
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
Type II diabetes is treated by adj usting the
diet to reduce the peaks and troughs o blood
glucose. S mall amounts o ood should be
eaten requently rather than inrequent large
meals. Foods with high sugar content should
be avoided. S tarchy ood should only be eaten

i it has a low glycemic index, indicating that
it is digested slowly. High- fbre oods should
be included to slow the digestion o other
oods. S trenuous exercise and weight loss
are benefcial as they improve insulin uptake
and action.
acvy
The glucose tolerance test is a method used to diagnose diabetes.
In this test, the patient drinks a concentrated glucose solution. The
blood glucose concentration is monitored to determine the length o
time required or excess glucose to be cleared rom the blood.
Fds f y ii dbcs
concentration / mg 100 cm 3
D-bsd qss: The glucose tolerance test
400
350
300
250
200
150
100
50
0
Discuss which o the oods
in fgure 2 are suitable or a
person with type II diabetes.
They should be oods with a
low glycemic index.
diabetic
unaected
0
0.5
1
2
3
4
time after glucose ingestion / h
5
 Figure 3
A person with diabetes and an unafected person
give very diferent responses to the glucose tolerance test
With reerence to fgure 3 , compare the person with normal glucose
metabolism to the person with diabetes with respect to:
a) The concentration o glucose at time zero, i.e. beore the
consumption o the glucose drink.
b) The length o time required to return to the level at time zero.
c) The maximum glucose level reached.
 Figure 2
d) The time beore glucose levels start to all.
tyx
Thyroxin is secreted by the thyroid gland to regulate the
metabolic rate and help control body temperature.
The hormone thyroxin is secreted by the thyroid gland in the neck. Its
chemical structure is unusual as the thyroxin molecule contains our
atoms o iodine. Prolonged defciency o iodine in the diet thereore
prevents the synthesis o thyroxin. This hormone is also unusual as
almost all cells in the body are targets. Thyroxin regulates the bodys
metabolic rate, so all cells need to respond but the most metabolically
active, such as liver, muscle and brain are the main targets.
Higher metabolic rate supports more protein synthesis and growth
and it increases the generation o body heat. In a person with normal
physiology, cooling triggers increased thyroxin secretion by the thyroid
gland, which stimulates heat production so body temperature rises.
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Thyroxin thus regulates the metabolic rate and also helps to control
body temperature.
The importance o thyroxin is revealed by the eects o thyroxin
defciency ( hypothyroidism) :
 Figure 4 Structure of thyroxin
with atoms of

lack o energy and eeling tired all the time

orgetulness and depression

weight gain despite loss o appetite as less glucose and at are being
broken down to release energy by cell respiration

eeling cold all the time because less heat is being generated

constipation because contractions o muscle in the wall o the gut
slow down.

impaired brain development in children.
iodine shown purple
leptin
Leptin is secreted by cells in adipose tissue and acts on
the hypothalamus of the brain to inhibit appetite.
Leptin is a protein hormone secreted by adipose cells ( at storage cells) .
The concentration o leptin in the blood is controlled by ood intake and
the amount o adipose tissue in the body. The target o this hormone is
groups o cells in the hypothalamus o the brain that contribute to the
control o appetite. Leptin binds to receptors in the membrane o these
cells. I adipose tissue increases, blood leptin concentrations rise, causing
long- term appetite inhibition and reduced ood intake.
 Figure 5 Mouse with obesity
due to lack of
leptin and a mouse with normal body mass
The importance o this system was demonstrated by research with a
strain o mice discovered in the 1 95 0s that eed ravenously, become
inactive and gain body weight, mainly through increased adipose tissue.
They grow to a body weight o about 1 00 grams, compared with wild
type mice o 2 02 5 grams. B reeding experiments showed that the obese
mice had two copies o a recessive allele, ob. In the early 1 990s it was
shown that the wild- type allele o this gene supported the synthesis
o a new hormone that was named leptin. Adipose cells in mice that
have two recessive ob alleles cannot produce leptin. When ob/ob mice
were inj ected with leptin their appetite declined, energy expenditure
increased and body mass dropped by 3 0% in a month.
leptin and obesity
Testing of leptin on patients with clinical obesity and reasons for the failure
to control the disease.
The discovery that obesity in mice could be caused
by a lack o leptin and cured by leptin injections
soon led to attempts to treat obesity in humans in
this way. Amgen, a biotechnology company based
in C aliornia, paid $2 0 million or the commercial
rights to leptin and a large clinical trial was carried
332
out. Seventy-three obese volunteers injected
themselves either with one o several leptin doses
or with a placebo. A double blind procedure was
used, so neither the researchers nor the volunteers
knew who was injecting leptin until the results
were analysed.
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
The leptin inj ections induced skin irritation and
swelling and only 47 patients completed the trial.
The eight patients receiving the highest dose lost
7.1 kg o body mass on average compared with
a loss o 1 .3 kg in the 1 2 volunteers who were
inj ecting the placebo. However, in the group
receiving the highest dose the results varied very
widely rom a loss o 1 5 kg to a gain o 5 kg. Also
any body mass lost during the trial was usually
regained rapidly aterwards. S uch disappointing
outcomes are requent in drug research  the
physiology o humans is dierent in many ways
rom mice and other rodents.
In contrast to ob/ob mice, most obese
humans have exceptionally high blood
leptin concentrations. The target cells in the
hypothalamus may have become resistant
to leptin so ail to respond to it, even at high
concentrations. Appetite is thereore not inhibited
and ood intake is excessive. More adipose
tissue develops, causing a rise in blood leptin
concentration but the leptin resistance prevents
inhibition o appetite. Inj ection o extra leptin
inevitably ails to control obesity i the cause is
leptin resistance, j ust as insulin inj ections alone
are ineective with early- stage type II diabetes.
A very small proportion o cases o obesity in
humans are due to mutations in the genes or
leptin synthesis or its various receptors on target
cells. Trials in people with such obesity have shown
signifcant weight loss while the leptin injections
are continuing. However leptin is a short-lived
protein and has to be injected several times a
day and consequently most o those oered this
treatment have reused it. Also leptin has been
shown to aect the development and unctioning
o the reproductive system, so injections are not
suitable in children and young adults. All in all
leptin has not ulflled its early promise as a means
o solving the human obesity problem.
melatonin
Melatonin is secreted by the pineal gland to control
circadian rhythms.
Humans are adapted to live in a 2 4- hour cycle and have rhythms in
behaviour that ft this cycle. These are known as circadian rhythms.
They can continue even i a person is placed experimentally in
continuous light or darkness because an internal system is used to
control the rhythm.
C ircadian rhythms in humans depend on two groups o cells in the
hypothalamus called the suprachiasmatic nuclei ( S C N) . These cells set
a daily rhythm even i grown in culture with no external cues about
the time o day. In the brain they control the secretion o the hormone
melatonin by the pineal gland. Melatonin secretion increases in the
evening and drops to a low level at dawn and as the hormone is rapidly
removed rom the blood by the liver, blood concentrations rise and all
rapidly in response to these changes in secretion.
The most obvious eect o melatonin is the sleep- wake cycle. High
melatonin levels cause eelings o drowsiness and promote sleep through
the night. Falling melatonin levels encourage waking at the end o the
night. Experiments have shown that melatonin contributes to the nighttime drop in core body temperature, as blocking the rise in melatonin
levels reduces it and giving melatonin artifcially during the day causes a
drop in core temperature. Melatonin receptors have been discovered in
the kidney, suggesting that decreased urine production at night may be
another eect o this hormone.
When humans are placed experimentally in an environment without
light cues indicating the time o day, the S C N and pineal gland usually
 Figure 6 Until
a baby is about three months old
it does not develop a regular day-night rhythm
o melatonin secretion so sleep patterns do
not ft those o the babys parents
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maintain a rhythm o slightly longer than 2 4 hours. This indicates that
timing o the rhythm is normally adj usted by a ew minutes or so each
day. A special type o ganglion cell in the retina o the eye detects light
o wavelength 460480 nm and passes impulses to cells in the S C N. This
indicates to the SC N the timing o dusk and dawn and allows it to adj ust
melatonin secretion so that it corresponds to the day- night cycle.
Jet lag and melatonin
Causes of jet lag and use of melatonin to alleviate it.
Jet lag is a common experience or someone who
has crossed three or more time zones during air
travel. The symptoms are diculty in remaining
awake during daylight hours and diculty
sleeping through the night, atigue, irritability,
headaches and indigestion. The causes are easy
to understand: the S C N and pineal gland are
continuing to set a circadian rhythm to suit the
timing o day and night at the point o departure
rather than the destination.
Jet lag only lasts or a ew days, during which
impulses sent by ganglion cells in the retina to
the SC N when they detect light help the body to
adj ust to the new regime. Melatonin is sometimes
used to try to prevent or reduce j et lag. It is taken
orally at the time when sleep should ideally
be commencing. Most trials o melatonin have
shown that it is eective at promoting sleep
and helping to reduce j et lag, especially i fying
eastwards and crossing ve or more time zones.
Sex determination in males
A gene on the Y chromosome causes embryonic gonads to
develop as testes and secrete testosterone.
Human reproduction involves the usion o a sperm rom a male with an
egg rom a emale. Initially the development o the embryo is the same in all
embryos and embryonic gonads develop that could either become ovaries
or testes. The developmental pathway o the embryonic gonads and thereby
the whole baby depends on the presence or absence o one gene.

I the gene SRY is present, the embryonic gonads develop into testes.
This gene is located on the Y chromosome, so is only present in 5 0%
o embryos. S RY codes or a D NA- binding protein called TD F ( testis
determining actor) . TD F stimulates the expression o other genes
that cause testis development.

5 0% o embryos have two X chromosomes and no Y so they do not
have a copy o the S RY gene. TD F is thereore not produced and the
embryonic gonads develop as ovaries.
Testosterone
Testosterone causes prenatal development of male
genitalia and both sperm production and development of
male secondary sexual characteristics during puberty.
 Figure 7
334
X and Y chromosomes
The testes develop rom the embryonic gonads in about the eighth week
o pregnancy, at the time when the embryo is becoming a etus and is
about 3 0mm long. The testes develop testosterone-secreting cells at an
early stage and these produce testosterone until about the teenth week
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
o pregnancy. D uring the weeks o secretion, testosterone causes male
genitalia to develop, which are shown in fgure 8.
At puberty the secretion o testosterone increases. This stimulates sperm
production in the testes, which is the primary sexual characteristic o
males. Testosterone also causes the development o secondary sexual
characteristics during puberty such as enlargement o the penis, growth
o pubic hair and deepening o the voice due to growth o the larynx.
Sex deterination in feales
Estrogen and progesterone cause prenatal development
of female reproductive organs and female secondary
sexual characteristics during puberty.
I the gene S RY is not present in an embryo because there is no
Y chromosome, the embryonic gonads develop as ovaries. Testosterone
is thereore not secreted, but the two emale hormones, estrogen and
progesterone, are always present in pregnancy. At frst they are secreted
by the mothers ovaries and later by the placenta. In the absence o etal
testosterone and the presence o maternal estrogen and progesterone,
emale reproductive organs develop which are shown in fgure 9.
During puberty the secretion o estrogen and progesterone increases,
causing the development o emale secondary sexual characteristics. These
include enlargement o the breasts and growth o pubic and underarm hair.
male and feale reproductive systes
Annotate diagrams of the male and female reproductive system to show names
of structures and their functions.
The tables on the next page indicate unctions that should be included when diagrams o male and
emale reproductive systems are annotated.
seminal vesicle
bladder
bladder
sperm duct
sperm duct
prostate
gland
seminal vesicle
erectile tissue
penis
prostate gland
penis
epididymis
testis
epididymis
urethra
urethra
scrotum
testis
scrotum
 Figure 8
foreskin
Male reproductive system in front and side view
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oviduct
ovary
opening
to
oviduct
oviduct
ovary
uterus
uterus
cervix
bladder
vagina
urethra
large
intestine
vulva
vagina
cervix
labia (vulva)
 Figure 9
Female reproductive system in front and side view
male reproductive syste
Feale reproductive syste
Testis
Produce sperm and testosterone
Ovary
Produce eggs, estrogen and progesterone
Scrotum
Hold testes at lower than core body
temperature
Oviduct
Epididymis
Store sperm until ejaculation
Collect eggs at ovulation, provide a site
or ertilization then move the embryo to the
uterus
Sperm duct
Transer sperm during ejaculation
Uterus
Provide or the needs o the embryo and
then etus during pregnancy
Seminal vesicle
and prostate
gland
Secrete fuid containing alkali,
proteins and ructose that is added
to sperm to make semen
Cervix
Protect the etus during pregnancy and then
dilate to provide a birth canal
Urethra
Transer semen during ejaculation
and urine during urination
Vagina
Stimulate penis to cause ejaculation and
provide a birth canal
Penis
Penetrate the vagina or ejaculation
o semen near the cervix
Vulva
Protect internal parts o the emale
reproductive system
menstrual cycle
The menstrual cycle is controlled by negative and
positive eedback mechanisms involving ovarian and
pituitary hormones.
The menstrual cycle occurs in most women rom puberty until the
menopause, apart rom during pregnancies. E ach time the cycle occurs
it gives the chance o a pregnancy. The frst hal o the menstrual cycle is
called the ollicular phase because a group o ollicles is developing in the
ovary. In each ollicle an egg is stimulated to grow. At the same time the
lining o the uterus ( endometrium) is repaired and starts to thicken. The
most developed ollicle breaks open, releasing its egg into the oviduct.
The other ollicles degenerate.
The second hal o the cycle is called the luteal phase because the
wall o the ollicle that released an egg becomes a body called the
corpus luteum. C ontinued development o the endometrium prepares
336
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
it or the implantation o an embryo. I ertilization does not occur
the corpus luteum in the ovary breaks down. The thickening o the
endometrium in the uterus also breaks down and is shed during
menstruation.
TOK
Figure 1 0 shows hormone levels in a woman over a 3 6- day period,
including one complete menstrual cycle. The pattern o changes is
typical or a woman who is not pregnant. The hormone levels are
measured in mass per millilitre. The actual masses are very small,
so progesterone, FS H and LH are measured in nanograms ( ng) and
estrogen is measured in picograms ( pg) . Figure 1 0 also shows the state
o the ovary and o the endometrium.
Human eggs can be obtained by
using FSH to stimulate the ovaries,
then collecting eggs rom the ovaries
using a micropipette. Women have
sometimes undergone this procedure
to produce eggs or donation to
another woman who is unable to
produce eggs hersel.
t w x d vs 
w jdgg  ly f  c?
The our hormones in fgure 1 0 all help to control the menstrual
cycle by both negative and positive eedback. FS H and LH are protein
hormones produced by the pituitary gland that bind to FS H and LH
receptors in the membranes o ollicle cells. E strogen and progesterone
are ovarian hormones, produced by the wall o the ollicle and corpus
LH
FSH
800
600
400
200
menstruation
menstruation
hormone level /ng ml 1
1000
follicle starting
to develop
400
corpus
luteum
follicle nearly
mature
8
progesterone
estrogen
300
6
200
4
100
2
0
26 28 2 4 5 8
days of menstrual cycle
thickness of endometrium
ovulation
28
 Figure 10
10 12 14 16 18 20 22 24 26 28
7
14
21
2
4
progesterone level/ng ml 1
estrogen level/pg ml 1
0
Recently stem-cell researchers have
used eggs in therapeutic cloning
experiments. The nucleus o an egg is
removed and replaced with a nucleus
rom an adult. I the resulting cell
developed as an embryo, stem cells
could be removed rom it and cloned.
It might then be possible to produce
tissues or organs or transplanting to
the adult who donated the nucleus.
There would be no danger o tissue
rejection because the stem cells
would be genetically identical to
the recipient.
There is a shortage o eggs both
or donation to other women and
or research. In 2006, scientists
in England got permission to ofer
women cut-price IVF treatment, i they
were willing to donate some eggs or
research. In Sweden only travel and
other direct expenses can be paid to
egg donors, and in Japan egg donation
is banned altogether.
1 Is there a distinction to be drawn
between donating eggs or
therapeutic cloning experiments
and donating eggs to a woman
who is unable to produce eggs
hersel, or example because her
ovaries have been removed? Can
the same act be judged diferently
depending on motives?
28
The menstrual cycle
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luteum. They are absorbed by many cells in the emale body, where
they infuence gene expression and thereore development.

FS H rises to a peak towards the end o the menstrual cycle and
stimulates the development o ollicles, each containing an oocyte
and ollicular fuid. FS H also stimulates secretion o estrogen by the
ollicle wall.

E strogen rises to a peak towards the end o the ollicular phase.
It stimulates the repair and thickening o the endometrium ater
menstruation and an increase in FS H receptors that make the
ollicles more receptive to FS H, boosting estrogen production
( positive eedback) . When it reaches high levels estrogen
inhibits the secretion o FS H ( negative eedback) and stimulates
LH secretion.

LH rises to a sudden and sharp peak towards the end o the
ollicular phase. It stimulates the completion o meiosis in the
oocyte and partial digestion o the ollicle wall allowing it to burst
open at ovulation. LH also promotes the development o the
wall o the ollicle ater ovulation into the corpus luteum which
secretes estrogen ( positive eedback) and progesterone.

Progesterone levels rise at the start o the luteal phase, reach a
peak and then drop back to a low level by the end o this phase.
Progesterone promotes the thickening and maintenance o the
endometrium. It also inhibits FSH and LH secretion by the pituitary
gland ( negative eedback) .
Data-based questions: The female athlete triad
1
a) O utline the relationship between number
o menstrual cycles per year and bone
density.
[3 ]
b) Compare the results or the neck o the
emur with the results or the trochanter. [3]
338
2
3
Explain the reasons or some o the
runners having:
a) higher bone density than the mean
[2 ]
b) lower bone density than the mean.
[4]
a) S uggest reasons or emale athletes
having ew or no menstrual cycles.
[2 ]
b) Suggest one reason or eating disorders
and low body weight in emale athletes. [1 ]
t-score (SD)
The emale athlete triad is a syndrome consisting
o three interrelated disorders that can aect
emale athletes: osteoporosis, disordered eating
and menstrual disorders. O steoporosis is reduced
bone mineral density. It can be caused by a diet
low in calcium, vitamin D or energy, or by low
estrogen levels. Figure 1 1 shows the bone mineral
density in two parts o the emur or emale
runners who had dierent numbers o menstrual
cycles per year. The t- score is the number o
standard deviations above or below mean peak
bone mass or young women.
1 neck of femur
0.5
trochanter of femur
0
0.5
1
menstrual cycles per year
03
410
1113
 Figure 11
Bone mass in women grouped by number of
menstrual cycles
6 . 6 h o r m o n e S , h o m e o S ta S i S an D r e pr o D u Cti o n
In vitro fertilization
The use in IVF o drugs to suspend the normal secretion o hormones, ollowed by
the use o artifcial doses o hormones to induce superovulation and establish
a pregnancy.
The natural method o ertilization in humans is
in vivo, meaning that it occurs inside the living
tissues o the body. Fertilization can also happen
outside the body in careully controlled laboratory
conditions. This is called in vitro ertilization,
almost always abbreviated to IVF. This procedure
has been used extensively to overcome ertility
problems in either the male or emale parent.
There are several dierent protocols or IVF, but
the rst stage is usually down- regulation. The
woman takes a drug each day, usually as a nasal
spray, to stop her pituitary gland secreting FSH
or LH. S ecretion o estrogen and progesterone
thereore also stops. This suspends the normal
menstrual cycle and allows doctors to control
the timing and amount o egg production in the
womans ovaries.
Intramuscular inj ections o FS H and LH are
then given daily or about ten days, to stimulate
ollicles to develop. The FS H inj ections give a
much higher concentration o this hormone
than during a normal menstrual cycle and as
a consequence ar more ollicles develop than
usual. Twelve is not unusual and there can be
as many twenty ollicles. This stage o IVF is
thereore called superovulation.
When the ollicles are 1 8 mm in diameter they
are stimulated to mature by an inj ection o HC G,
another hormone that is normally secreted by
the embryo. A micropipette mounted on an
ultrasound scanner is passed through the uterus
wall to wash eggs out o the ollicles. Each egg
is mixed with 5 0, 000 to 1 00, 000 sperm cells in
sterile conditions in a shallow dish, which is then
incubated at 3 7 C until the next day.
I ertilization is successul then one or more
embryos are placed in the uterus when they are
about 48 hours old. Because the woman has not
gone through a normal menstrual cycle extra
progesterone is usually given as a tablet placed
in the vagina, to ensure that the uterus lining is
maintained. I the embryos implant and continue to
grow then the pregnancy that ollows is no dierent
rom a pregnancy that began by natural conception.
William Harvey and sexual reproduction
William Harveys investigation o sexual reproduction
in deer.
William Harvey is chiefy remembered or his discovery o the
circulation o the blood, but he also had a lielong obsession with how
lie is transmitted rom generation to generation and pioneered research
into sexual reproduction. He was taught the seed and soil theory o
Aristotle, according to which the male produces a seed, which orms an
egg when it mixes with menstrual blood. The egg develops into a etus
inside the mother.
William Harvey tested Aristotles theory using a natural experiment.
Deer are seasonal breeders and only become sexually active during the
autumn. Harvey examined the uterus o emale deer during the mating
season by slaughtering and dissecting them. He expected to nd eggs
developing in the uterus immediately ater mating, but only ound signs
o anything developing in emales two or more months ater the start o
the mating season.
 Figure 12
IVF allows the earliest stages in a
human life to be seen. This micrograph shows a
zygote formed by fertilization. The nuclei of the
egg and sperm are visible in the centre of the
zygote. There is a protective layer of gel around
the zygote called the fertilization membrane
339
61
Hum
C Ean
LLpBHI ys
O LO
i oGlo
Y gy
He regarded his experiments with deer as proo that Aristotles theory
o reproduction was alse and concluded the etus doth neither
proceed rom the seed o male or emale in coition, nor yet rom any
commixture o that seed. Although Aristotles seed and soil theory
was alse, Harveys conclusion that the etus did not result rom events
during coitus ( sexual intercourse) was also alse.
Harvey was well aware that he had not discovered the basis o
sexual reproduction: neither the philosophers nor the physicians o
yesterday or today have satisactorily explained, or solved the problem
o Aristotle.
 Figure 13
William Harveys book on the
reproduction of animals Exercitationes de
Generatione Animalium published in 1651
Improvements in apparatus and research breakthroughs
Developments in scientifc research ollow improvements in apparatus: William
Harvey was hampered in his observational research into reproduction by lack o
equipment. The microscope was invented seventeen years ater his death.
Harvey was understandably reluctant to
publish his research into sexual reproduction,
but he did eventually do so in 1 65 1 when he
was 73 years old in his work Exercitationes de
Generatione Animalium. He knew that he had not
solved the mystery o sexual reproduction:
When I plainly see nothing at all doth
remain in the uterus ater coition, ... no
more than remains in the braine ater
sensation, ... I have invented this Fable.
Let the learned and ingenious ock o men
consider o it; let the supercilious reject it:
and or the scofng ticklish generation, let
them laugh their swinge. Because I say,
there is no sensible thing in the uterus
ater coition; and yet there is a necessity,
that something should be there, which
may render the animal ruitul.
340
William Harvey ailed to solve the mystery
because eective microscopes were not available
when he was working, so usion o gametes
and subsequent embryo development remained
undiscovered. He was unlucky with his choice
o experimental animal because embryos in the
deer that he used remain microscopically small
or an unusually long period. Microscopes were
invented seventeen years ater Harveys death,
allowing the discovery o sperm, eggs and early
stage embryos.
Scientifc research has oten been hampered or a
time by defciencies in apparatus, with discoveries
only being made ollowing improvements.
This will continue into the uture and we can
look orward to urther transormations in our
understanding o the natural world as new
techniques and technology are invented.
QueStion S
Questions
1
Using the data in table 1 :
a)
outline the relationship between the
age of the mother and the success rate
of IVF
[3 ]
b) outline the relationship between the
number of embryos transferred and
the chance of having a baby as a result
of IVF
c)
accidents during the daytime as a result of
disrupted sleep and tiredness. Figure 1 5 shows
the percentage oxygen saturation of arterial
blood during a night of sleep in a patient with
severe obstructive sleep apnea.
100
70
2
100
70
3
100
70
4
100
70
5
100
70
6
100
70
7
100
70
8
100
70
[3 ]
discuss how many embryos fertility centres
should be allowed to transfer.
[4]
hours
prcg f rgcs r iVF cycl
ag f ccrdg  h mbr f mbrys rsfrrd
mhr 1
2
3
single single twins single twins triplets
< 30
10.4 20.1
9.0
17.5
3.6
0.4
3034 13.4 21.8
7.9
18.2
7.8
0.6
3539 19.1 19.1
5.0
17.4
5.6
0.6
> 39
4.1
12.5
3.5
12.7
1.7
0.1
Table 1
2
1
Figure 1 4 shows variations in liver glycogen
over the course of one day.
O2%
0
a)
E xplain the variation in liver
glycogen.
[3 ]
a)
liver glycogen level
an evening snack
8:00
12:00 16:00
20:00
24:00
time of da
breakfast
4:00
8:00
S ometimes the ventilation of the lungs stops.
This is called apnea. O ne possible cause
is the blockage of the airways by the soft
palate during sleep. This is called obstructive
sleep apnea. It has some potentially harmful
consequences, including an increased risk of
50
60
Explain the causes of falls in saturation. [2]
( ii) E xplain the causes of rises in
saturation.
[2 ]
( iii) C alculate how long each cycle of
falling and rising saturation takes.
[2 ]
b) Estimate the minimum oxygen saturation
that the patient experienced during the
night, and when it occurred.
[2 ]
Figure 14
3
30
40
minutes
Hour 8 shows a typical pattern due to
obstructive sleep apnea.
(i)
dinner
20
Figure 15
b) E valuate the contribution of glycogen to
blood sugar homeostasis.
[2 ]
lunch
10
c)
4
D educe the sleep patterns of the patient
during the night when the trace was
taken.
[2 ]
The action potential of a squid axon was
recorded, with the axon in normal sea water.
The axon was then placed in water with a Na +
concentration of one- third of that of sea water.
341
61
h u m an p h yS i o lo g y
The action potential was recorded again.
Figure 1 6 shows these recordings.
a) Using only the data in gure 1 7, outline the
eect o reduced Na + concentration on:
membrabe potential (mV)
( i)
+40
( ii) the duration o the action
potential.
sea water
+20
-20
33%
c) D iscuss the eect o reduced Na
concentration on the time taken to return
to the resting potential.
[2 ]
-40
-60
-80
2
Geneticists discovered a mutant variety o ruit
fy that shakes vigorously when anaesthetized
with ether. Studies have shown that the shaker
mutant has K + channels that do not unction
properly. Figure 1 7 shows action potentials in
normal ruit fies and in shaker mutants.
40
wild-type drosophila
normal action potential
0
-40
4
8
40
12
16
shaker mutant
abnormal action potential
0
-40
4
Figure 17
[3 ]
+
Figure 16
membrabe potential/mV
[2 ]
b) Explain the eects o reduced Na
concentration on the action potential.
0
time (ms)
342
[2 ]
+
1
5
the magnitude o depolarization
8
12
time (ms)
16
d) C ompare the action potentials o shaker
and normal ruit fies.
[3 ]
e) E xplain the dierences between the
action potentials.
7
N U CLE I C ACI D S ( AH L)
Introduction
The discovery of the structure of D NA
revolutionized biology. Information stored in a
coded form in D NA is copied onto mRNA. The
structure of D NA is ideally suited to its function.
Information transferred from D NA to mRNA is
translated into an amino acid sequence.
7.1 DNA structure and replication
Understanding
 DNA structure suggested a mechanism or DNA





replication.
Nucleosomes help to supercoil the DNA.
DNA replication is continuous on the leading
strand and discontinuous on the lagging strand.
DNA replication is carried out by a complex
system o enzymes.
DNA polymerases can only add nucleotides to
the 3 end o a primer.
Some regions o DNA do not code or proteins
but have other important unctions.
Nature of science
 Making careul observations: Rosalind
Franklins X-ray diraction provided crucial
evidence that DNA is a double helix.
Applications
 Rosalind Franklins and Maurice Wilkins
investigation o DNA structure by X-ray
diraction.
 Tandem repeats are used in DNA profling.
 Use o nucleotides containing
dideoxyribonucleic acid to stop DNA replication
in preparation o samples or base sequencing.
Skills
 Analysis o results o the Hershey and Chase
experiment providing evidence that DNA is the
genetic material.
 Utilization o molecular visualization sotware
to analyse the association between protein and
DNA within a nucleosome.
343
7
N U C L E I C AC I D S ( AH L )
The HersheyChase experiment
Analysis of the results of the HersheyChase experiment providing evidence that
DNA is the genetic material.
From the late 1 800s, scientists were convinced
that chromosomes played a role in heredity
and that the hereditary material had a chemical
nature. Aware that chromosomes were composed
o both protein and nucleic acid, both molecules
were contenders to be the genetic material.
Until the 1 940s, the view that protein was the
hereditary material was avoured, as it was a
class o macromolecules that had great variety
due to twenty naturally occurring sub-units as
opposed to our nucleotide sub- units. Further,
many specifc unctions had been identifed or
proteins. Variety and specifcity o unction were
two properties that were expected to be essential
requirements or the hereditary material.
Alred Hershey and Martha C hase wanted
to ascertain whether the genetic material o
viruses was protein or D NA. In the 1 95 0s, it was
known that viruses are inectious particles which
transorm cells into virus-producing actories by
becoming bound to host cells and inj ecting their
genetic material. The non-genetic portion o the
virus remains outside the cell. An inected cell
then manuactures large numbers o new viruses
and bursts, releasing them to the environment
( see fgure 1 ) . Viruses are oten specifc to a
certain cell type. The virus they chose to work
with was the T2 bacteriophage because o its very
simple structure. It has a coat composed entirely
o protein while D NA is ound inside the coat.
DNA
protein
 Figure 1 Coloured transmission electron micrograph (TEM)
o T2
viruses (blue) bound to an Escherichia coli bacterium. Each virus
consists o a large DNA-containing head and a tail composed o a
central sheath with several fbres. The fbres attach to the host cell
surace, and the virus DNA is injected into the cell through the sheath.
It instructs the host to build copies o the virus (blue, in cell)
 Figure 2
Diagram illustrating the structure o
the T2 virus
Data-based questions: The HersheyChase experiment
Alred Hershey and Martha C hase were two
scientists who worked to resolve the debate over
the chemical nature o the genetic material.
In their experiment, they took advantage o
the act that D NA contains phosphorus but
not sulphur while proteins contain sulphur
but not phosphorus. They cultured viruses
that contained proteins with radioactive ( 3 5 S )
sulphur and they separately cultured viruses
that contained D NA with radioactive ( 3 2 P)
344
phosphorus. They inected bacteria separately
with the two types o viruses. They used a
blender to separate the non- genetic component
o the virus rom the cell and then centriuged
the culture solution to concentrate the cells in
a pellet. The cells were expected to have the
radioactive genetic component o the virus in
them. They measured the radioactivity in the
pellet and the supernatant. Figure 3 represents
the process and results o the experiment.
7. 1 D N A s t r u c t u r e A N D r e p l i c At i o N
radioactive protein ( 35 S)
protein coat with 35 S
bacteria
virus
radioactivity ( 35 S) in supernatant
bacterium
radioactive DNA ( 32 P)
virus
DNA with 32 P
bacteria
bacterium
radioactivity ( 32 P) in pellet
Questions
b) Explain why the genetic material should be
ound in the pellet and not the supernatant.
c) D etermine the percentage o the
remains in the supernatant.
32
P that
d) D etermine the percentage o 35 S that remains
in the supernatant.
e) D iscuss the evidence that D NA is the chemical
which transorms the bacteria into inected
cells.
% of isotope in supernatant
a) Explain what a supernatant is.
percentage of isotope in supernatant after 8 minutes agitation
100%
80%
60%
40%
20%
0%
35 S
32 P
 Figure 3
X-ay dfan an a vdn  ma 
Making careul observations: Rosalind Franklins X-ray difraction provided crucial
evidence that DNA was a helix.
Two names are usually remembered in
connection with the discovery o D NA, C rick and
Watson. Flashes o insight led to their success, but
they could not have achieved it without skilled
experimental work and careul observations by
other scientists. O ne o these was Erwin C harga.
His research into the percentage base composition
o D NA is described in the data- based question
in sub-topic 2 .6 ( page 1 07) .
Another key fgure in the discovery o D NA was
Rosalind Franklin. In 1 95 0, she became a research
associate in the biophysics unit at Kings C ollege,
London. The unit was already investigating the
structure o D NA by X- ray diraction. Franklin
had already become skilled in techniques o
crystallography and X- ray diraction while
researching other carbon compounds at an
institute in Paris.
345
7
N U C L E I C AC I D S ( AH L )
At Kings C ollege she improved the resolution
o a camera, so she could make more detailed
measurements o the X-ray diraction patterns
than had previously been possible. She also
produced high quality samples o D NA with the
molecules aligned in narrow bres. B y careul
control o humidity two types o pure sample
could be produced and as Franklin was unsure
which represented the normal structure o D NA,
she investigated both.
Soon ater starting work at Kings C ollege,
Franklin had obtained the sharpest X- ray
diraction images o D NA in existence. They
have been described as amongst the most
beautiul X- ray photographs o any substance
ever taken. Their implications are described in
the next section. She was unwilling to publish
her ndings until there was strong evidence. S he
thereore embarked on a rigorous analysis o the
diraction patterns that allowed her to calculate
the dimensions o the D NA helix.
Without Franklins knowledge or permission,
James Watson was shown the best diraction
pattern and the calculations based on it. B eore
Franklin could publish her results C rick and
Watson had used them to build their model o
D NA structure. It is widely accepted that Rosalind
Franklin deserved a Nobel Prize or her research,
but this never happened. C rick and Watson were
awarded prizes in 1 962 , but she died o cancer in
1 95 8, aged thirty-seven. Nobel Prizes cannot be
awarded posthumously, but Rosalind Franklin
is remembered more than many prize winners.
What we can remember rom her lie is that
discoveries may sometimes be made through
serendipity or fashes o insight, but the real
oundations o science are rigorous experimental
techniques and diligent observation.
Rosalind Franklins investigation of DNA structure
Rosalind Franklin and Maurice Wilkins investigation o DNA structure by X-ray difraction.
I a beam o X- rays is directed at a material,
most o it passes through but some is scattered
by the particles in the material. This scattering
is called diraction. The wavelength o X- rays
makes them particularly sensitive to diraction
by the particles in biological molecules
including D NA.
In a crystal the particles are arranged in a regular
repeating pattern, so the diraction occurs in a
regular way. D NA cannot be crystallized but the
molecules were arranged in an orderly enough
array in Franklins samples or a diraction
pattern to be obtained, rather than random
scattering.
An X-ray detector is placed close to the sample
to collect the scattered rays. The sample can be
rotated in three dierent dimensions to investigate
the pattern o scattering. D iraction patterns can
be recorded using X-ray lm. Franklin developed
a high resolution camera containing X- ray lm
to obtain very clear images o diraction patterns
rom D NA. Figure 4 shows the most amous o
these diraction patterns.
346
 Figure 4 Rosalind Franklins X-ray difraction photograph o DNA
From the diraction pattern in gure 4 Franklin
was able to make a series o deductions about the
structure o D NA:

The cross in the centre o the pattern indicated
that the molecule was helical in shape.

The angle o the cross shape showed the pitch
( steepness o angle) o the helix.
7. 1 D N A s t r u c t u r e A N D r e p l i c At i o N

The distance between the horizontal bars
showed turns o the helix to be 3 .4 nm apart.

The distance between the middle o the
diraction pattern and the top showed that
there was a repeating structure within the
molecule, with a distance o 0. 3 4 nm between
the repeats. This turned out to be the vertical
distance between adj acent base pairs in the
helix.
These deductions that were made rom the X-ray
diraction pattern o DNA were critically important
in the discovery o the structure o DNA.
The Watson and Crick model suggested semiconservative replication
DNA structure suggested a mechanism or DNA replication.
S everal lines o experimental evidence came together to lead to the
knowledge o the structure o D NA: molecular modelling pioneered
by the Nobel prize winner Linus Pauling, X- ray diraction patterns
discerned rom the careul photographs o Rosalind Franklin and the
base composition studies o Erwin C harga. B ut insight and imagination
played a role as well.
O ne o Watson and C ricks frst models had the sugar- phosphate strands
wrapped around one another with the nitrogen bases acing outwards.
Rosalind Franklin countered this model with the knowledge that the
nitrogen bases were relatively hydrophobic in comparison to the sugarphosphate backbone and would likely point in to the centre o the helix.
Franklins X-ray diraction studies showed that the DNA helix was
tightly packed so when Watson and C rick built their models, their choices
required the bases to ft together such that the strands were not too ar
apart. As they trialled various models, Watson and C rick ound the tight
packing they were looking or would occur i a pyrimidine was paired
with a purine and i the bases were upside down in relation to one
another. In addition to being structurally similar, adenine has a surplus
negative charge and thymine has a surplus positive charge so that pairing
was electrically compatible. Pairing cytosine with guanine allows or the
ormation o three hydrogen bonds which enhances stability.
O nce the model was proposed, the complementary base pairing
immediately suggested a mechanism by which D NA replication could
occur  one o the key requirements that any structural model would
have to address. The WatsonC rick model led to the hypothesis o semiconservative replication.
The role of nucleosomes in DNA packing
Nucleosomes help to supercoil DNA.
One dierence between eukaryotic DNA and bacterial DNA is that
eukaryotic DNA is associated with proteins called histones. Most groups o
prokaryotes have D NA that is not associated with histones, or proteins like
histones. For this reason, prokaryotic DNA is reerred to as being naked.
toK
Wha n d n hav
whn h and dn
dn fy mah xmna
vdn?
Chargaf wrote about his
observations:
the results serve to disprove the
tetranucleotide hypothesis. It is,
however, noteworthy - whether
this is more than accidental,
cannot yet be said - that in all
deoxypentose nucleic acids
examined thus ar the molar ratios
o total purines to total pyrimidines
and also o adenine to thymine and
o guanine to cytosine were not ar
rom 1
H. H. Bauer, author o the book
Scientifc Literacy and the Myth o
the Scientifc Method, argues that
Chargaf needed to:
stick his neck out beyond the
actual results and say that
they mean exact equality and
hence some sort o pairing in the
molecular structure . Watson
and Crick, on the other hand
were speculating and theorizing
about the molecular nature and
biological unctions o DNA and
they postulated a structure in
which the equalities are exactly
one and the deviation orm this
in the data could be regarded as
experimental error. Ideas and
theory turned out to be a better
guide than raw data.
Histones are used by the cell to package the D NA into structures called
nucleosomes. A nucleosome consists o a central core o eight histone
347
7
N U C L E I C AC I D S ( AH L )
H1 histone
proteins with D NA coiled around the proteins. The eight proteins, or
octamer, consist o two copies o our dierent types o histones. A
short section o linker D NA connects one nucleosome to the next. An
additional histone protein molecule, called H1 , serves to bind the D NA to
the core particle ( fgure 5 ) .
DNA
nucleosome
30nm
bre
 Figure 5
The association o histones with the D NA contributes to a pattern
known as supercoiling. An analogy is i you twist an elastic band
repeatedly eventually it orms an additional pattern o coils.
S upercoiling allows a great length o D NA to be packed into a much
smaller space within the nucleus. The nucleosome is an adaptation that
acilitates the packing o the large genomes that eukaryotes possess.
The H1 histone binds in such a way to orm a structure called the
3 0 nm fbre that acilitates urther packing.
Visualizing nucleosomes
Activity
Determining packing ratio
Packing ratio is defned as
the length o DNA divided
by the length into which
it is packaged. Use the
inormation below to estimate
the packing ratio o:
Utilization o molecular visualization sotware to
analyse the association between protein and DNA within
a nucleosome.
Visit the protein data bank at http://www.rcsb.org/pdb/home/home.do
or download the image o a nucleosome rom the companion website
or this textbook.
1
Rotate the molecule to see the two copies o each histone protein.
In fgure 6, they are identifed by the tails that extend rom the
core. Each protein has such a tail that extends out rom the core.
2
Note also the approximately 1 5 0 bp o D NA wrapped nearly twice
around the octamer core.
3
Note the N- terminal tail that proj ects rom the histone core or
each protein. C hemical modifcation o this tail is involved in
regulating gene expression.
4
Visualize the positively charged amino acids on the nucleosome
core. S uggest how they play a role in the association o the protein
core with the negatively charged D NA.
(a) a nucleosome; and
(b) chromosome 22 (one
o the smallest human
chromosomes) .
348

The distance between
base pairs is 0.34 nm.

There is approximately
200 bp o DNA coiled
around a nucleosome.

A nucleosome is
approximately 10 nm
long.

There is an estimated
5.0  10 7 total base
pairs (bp) present in the
shortest human autosome
(chromosome 22).

Chromosome 22 in its
most condensed orm is
approximately 2 m long.
 Figure 6
7. 1 D N A s t r u c t u r e A N D r e p l i c At i o N
Daa-bad qn: Apoptosis and the length of DNA between nucleosomes
Under natural conditions, programmed cell
death sometimes occurs. This is known as
apoptosis and it plays an important role in such
processes as metamorphosis and embryological
development. O ne mechanism involved in this
auto-destruction is the digestion o D NA by
enzymes called D NAases. The D NA associated
with the nucleosome is normally not as accessible
to the D NAase as the linking sections. D NA
gets digested into ragments o lengths equal to
multiples o the distance between nucleosomes.
Origin
 2000 bp
 1500 bp
 1000 bp
 750 bp
 500 bp
The let hand column o fgure 7 shows the
results o separation by gel electrophoresis o the
D NA released by the action o D NAase on rat
liver cells. The right column represents ragments
used as a reerence called a ladder.
 250 bp
 Figure 7
O nce the D NA had been cut, nucleosomes were
digested by protease.
1
( iii) the length o D NA between two linker
D NA regions with three nucleosomes
between them.
Identiy on the diagram the ragment that
represents:
( i) the length o D NA between the two
sections o linker D NA on either side o
one nucleosome;
( ii) the length o D NA between two linker
D NA regions with two nucleosomes
between them;
2
D educe the length o D NA associated with
a nucleosome.
3
S uggest how the pattern in the lethand column would change i very high
concentrations o D NAase were applied to
the cells.
The leading strand and the lagging strand
DNA replication is continuous on the leading strand and
discontinuous on the lagging strand.
B ecause the two strands o the D NA double helix are arranged in an
anti-parallel ashion, synthesis on the two strands occurs in very dierent
ways. One strand, the leading strand, is made continuously ollowing the
ork as it opens. The other strand, known as the lagging strand, is made
in ragments moving away rom the replication ork. New ragments are
created on the lagging strand as the replication ork exposes more o the
template strand. These ragments are called Okazaki ragments.
Proteins involved in replication
DNA replication is carried out by a complex system
of enzymes.
Replication involves the ormation and movement o the replication ork
and synthesis o the leading and lagging strands. Proteins are involved as
enzymes at each stage but also serve a number o other unctions.
349
7
N U C L E I C AC I D S ( AH L )
The enzyme helicase unwinds the D NA at the replication ork and the
enzyme topoisomerase releases the strain that develops ahead o the
helicase. Single-stranded binding proteins keep the strands apart long
enough to allow the template strand to be copied.
S tarting replication requires an RNA primer. Note that on the lagging
strand there are a number o primers but there is j ust one on the leading
strand. The enzyme D NA primase creates one RNA primer on the
leading strand and many RNA primers on the lagging strand. The RNA
primer is necessary to initiate the activity o D NA polymerase.
D NA polymerase is responsible or covalently linking the
deoxyribonucleotide monophosphate to the 3  end o the growing
strand. D ierent organisms have dierent kinds o D NA polymerases,
each with dierent unctions such as proo- reading, polymerization and
removal o RNA primers once they are no longer needed.
D NA ligase connects the gaps between ragments.
DNA topoisomerase
leading
strand
DNA polymerase
5
3
parental
DNA
primase
RNA primer
DNA
helicase
DNA ligase
DNA polymerase
3  lagging
5  strand
 Figure 8
The direction of replication
DNA polymerases can only add nucleotides to the 3 end
of a primer
Within D NA molecules, D NA replication begins at sites called origins o
replication. In prokaryotes there is one site and in eukaryotes there are
many. Replication occurs in both directions away rom the origin. The
result appears as a replication bubble in electron micrographs.
The fve carbons o the deoxyribose sugar have a number ( see fgure 9) .
phosphate
nitrogen base
O
5
CH 2
4
H
1
H
H
2
3
OH
350
OH
T
H
 Figure 9
DNA
growing
strand
deoxyribose sugar
C
A
template
strand
DNA
H
 Figure 10
C
A
G
T
G
G
C
5  end
OH
base
3  end
sugar
phosphate
7. 1 D N A s t r u c t u r e A N D r e p l i c At i o N
The phosphate group o new D NA nucleotides is added to the the
3  carbon o the deoxyribose o the nucleotide at the end o the chain.
Replication thereore occurs in the 5  to 3  direction.
Non-coding regions o DNA have important
unctions
Some regions o DNA do not code or proteins but have
other important unctions.
The cellular machinery operates according to a genetic code. D NA is
used as a guide or the production o polypeptides using the genetic
code. However, only some D NA sequences code or the production o
polypeptides. These are called coding sequences. There are a number o
non- coding sequences ound in genomes. S ome o them have unctions,
such as those sequences that are used as a guide to produce tRNA and
rRNA. S ome non- coding regions play a role in the regulation o gene
expression such as enhancers and silencers. In sub-topic 7.2 we will
explore non-coding sequences called introns.
toK
t wha xn d n hav
a nq nby whn a
dmay?
Molecular biologist Elizabeth Blackburn
is one o the most renowned original
researchers in the feld o telomeres.
She shared the Nobel Prize in Physiology
or medicine or her co-discovery o
telomerase. She made headlines in
2004 when she was dismissed rom the
Presidents Council on Bioethics ater
objecting to the councils call or a ban
on stem cell research and or criticizing
the suppression o relevant scientifc
evidence in its fnal report.
Most o the eukaryotic genome is non- coding.
Within the genome, especially in eukaryotes, repetitive sequences can
be common. There are two types o repetitive sequences: moderately
repetitive sequences and highly repetitive sequences ( satellite D NA) .
Together they can orm between 5 and 60 per cent o the genome. In
humans, nearly 60% o the D NA consists o repetitive sequences.
O ne such area o repetitive sequences occurs on the ends o eukaryotic
chromosomes called telomeres. The telomere serves a protective
unction. D uring interphase, the enzymes that replicate D NA cannot
continue replication all the way to the end o the chromosome. I
cells went through the cell cycle without telomeres, they would lose
the genes at the end o the chromosomes. S acrifcing the repetitive
sequences ound in telomeres serves a protective unction.
 Figure 11 False colour scanning electron
micrograph with telomeres coloured pink. The
grey region in the centre is the centromere which
also consists of non-coding repetitive sequences
DNA profling
Tandem repeats are used in DNA profling.
A variable number tandem repeat ( VNTR)
is a short nucleotide sequence that shows
variations between individuals in terms o the
number o times the sequence is repeated.
E ach variety can be inherited as an allele.
Analysis o VNTR allele combinations in
individuals is the basis behind D NA profling
or use in such applications as genealogical
investigations.
A locus is the physical location o a heritable
element on the chromosome. In the hypothetical
example shown in fgure 1 2, locus A has a VNTR
o the sequence AT and locus B has a VNTR o
the sequence TC G. In the two individuals shown,
there are two dierent alleles (varieties) o locus A,
two repeats (allele A2) and our repeats (allele A4) .
In the same individuals, there are three alleles or
locus B , three repeats (allele B 3) , our repeats (allele
B 4) and fve repeats (allele B 5 ) . The asterisk mark
indicates where the restriction enzyme would cut.
The D NA profle that would result is shown in
the lower part o fgure 1 2 . Note that the two
individuals have some bands in common and
some unique bands.
351
7
N U C L E I C AC I D S ( AH L )
Genealogists deduce paternal lineage by analysing
short tandem repeats rom the Y-chromosome,
and deduce maternal lineage by analysing
mitochondrial D NA variations in single
nucleotides at specifc locations called hypervariable regions.
individual # 1
individual # 2
locus A
allele A2 (2 repeats)
AT
AT
locus A
allele A4 (4 repeats)
allele A2 (2 repeats)
AT
AT
allele A2 (2 repeats)
AT AT AT AT
AT
AT
locus B
allele B3 (3 repeats)
TCG TCG TCG
locus B
allele B3 (3 repeats)
TCG TCG TCG
allele B4 (4 repeats)
TCG TCG TCG TCG
allele B5 (5 repeats)
TCG TCG TCG TCG TCG
DNA prole
origin
B5
B4
B3
B3
A4
A2
individual #1
A2
individual #2
 Figure 12
Activity
Analysis o a DNA profle involving alleles o short
tandem repeats o DNA
A logarithm is an alternative way to express an exponent.
For example,
log 1,000 = log 10 3
=3
log 100 = log 10 2
=2
In biology, very large changes in a variable are easier to
represent graphically i logarithms are used.
 Figure 13
Gel electrophoresis. The outside columns
represent ladders of known length. The two inside columns
represent samples of unknown length
352
In the example (fgure 13), DNA ragments were separated
using gel electrophoresis. The ragments vary in size
rom 100 bp (base pairs) up to 5,000 bp. The two outside
columns o the gel represent ladders, i.e. mixtures o DNA
ragments o known size. These were used to obtain the
data in table 1 and create the plot shown in fgure 14.
The other inner columns shown in fgure 13 are
unknowns.
Knwn add fagmn
z (b)
5,000
2,000
850
400
100
base pairs
7. 1 D N A s t r u c t u r e A N D r e p l i c At i o N
Dan mvd
(mm)
58
96
150
200
250
10 3
10 2
 Table 1
1
10 4
Using fgure 1 4 determine the size o D NA
ragments in the two centre digests:
Fagmn
Dan
Fagmn
Dan
z (b) mvd (mm) z (b) mvd (mm)
(mn 2) (mn 2) (mn 3) (mn 3)
60
70
70
160
130
200
10 1
50
100
150
200
250
distance / mm
 Figure 14
Distance moved as a function of fragment size in
gel electrophoresis. Notice that the y-axis scale on this graph
goes up in powers of 10. This is a logarithmic scale
Daa-bad qn: Analysis o DNA profles using D1S80
O ne commonly studied D NA locus is a VNTR
named D 1 S 80. D 1 S 80 is located on human
chromosome 1 . This locus is composed
o repeating units o 1 6- nucleotide- long
segments o D NA. The number o repeats
varies rom one individual to the next with 2 9
known alleles ranging rom 1 5 repeats
to 41 .
In the image o a D NA profle ( fgure 1 5 ) the
outside and inside lanes represent ladders
representing multiples o one hundred and
twenty- three bp.
a) Identiy the lengths o the ragments
represented by each o the bands in the
ladder.
b) Using a ruler measure the distance between
the origin and the band. Use the length and
distance data, to create a standard curve using
a logarithmic graph.
c) Measure the distance travelled by each band
rom the origin.
 Figure 15
d) Using the standard curve, estimate the
lengths o the bands in each individual.
e) Estimate the number o repeats represented
by each band.
f) It is unclear whether the individual in lane 7
has two dierent copies o the same allele or
dierent alleles. S uggest what could be done
to urther resolve the genotype o the fnal
individual.
353
7
N U C L E I C AC I D S ( AH L )
DNA sequencing
Use of nucleotides containing dideoxyribonucleic acid to stop DNA replication
in preparation of samples for base sequencing.
The determination o the sequence o bases in a
genome is carried out most commonly using a
method that employs fuoresence. Many copies
o the unknown D NA that is to be sequenced are
placed into test tubes with all o the raw materials
including deoxyribonucleotides and the enzymes
necessary to carry out replication. In addition
very small quantities o dideoxyribonucleotides
that have been labelled with dierent fuorescent
markers are added. The dideoxyribonucleotides
will be incorporated into some o the new D NA,
but when they are incorporated, they will stop
the replication at precisely the point where they
were added. The ragments are separated by
length using electrophoresis. The sequence o
bases can be automatically analysed by comparing
the colour o the fuorescence with the length o
the ragment.
DNA to be sequenced
A
T
A
G A
C
T
A
G
C
C
primer extension reactions:
ddA reaction:
ddC reaction:
TACTATGCC AG A
TACTATGCCAG A
ATG A
ATGATAC
primer
ddG reaction:
ddT reaction:
TACTATGCC AG A
TACTATGCCAG A
ATG ATACG
ATGAT
C
T A
to computer
T
mixture of nucleotides
containing rare
dideoxyribonucleotides (ddn)
replication stops when
a ddn is incorporated
column electrophoresis
electropherogram
T A
A
G
A
G
A
C
C
G
T
A
T
C
A
T
T G
ddn that is on the
end of the fragment
detector
laser
 Figure 16
354
C
?????????
123456789
7. 2 t r A N s c r i p t i o N A N D g e N e e X p r e s s i o N
7.2 tann and n xn
Understanding
 Gene expression is regulated by proteins that





bind to specifc base sequences in DNA.
The environment o a cell and o an organism
has an impact on gene expression.
Nucleosomes help to regulate transcription in
eukaryotes.
Transcription occurs in a 5' to 3' direction.
Eukaryotic cells modiy mRNA ater
transcription.
Splicing o mRNA increases the number o
dierent proteins an organism can produce.
Applications
 The promoter as an example o non-coding DNA
with a unction.
Skills
 Analysis o changes in DNA methylation patterns.
Nature of science
 Looking or patterns, trends and discrepancies:
there is mounting evidence that the
environment can trigger heritable changes in
epigenetic actors.
The function of the promoter
The promoter as an example o non-coding DNA with a unction.
Only some DNA sequences code or the production
o polypeptides. These are called coding sequences.
There are a number o non-coding sequences ound
in genomes. Some o them have unctions, such as
those sequences that produce tRNA and rRNA.
Some non-coding regions play a role in the regulation
o gene expression such as enhancers and silencers.
The promoter is a sequence that is located
near a gene. It is the binding site o RNA
polymerase, the enzyme that catalyses the
ormation o the covalent bond between
nucleotides during the synthesis o RNA. The
promoter is not transcribed but plays a role
in transcription.
Regulation of gene expression by proteins
Gene expression is regulated by proteins that bind to
specifc base sequences in DNA.
S ome proteins are always necessary or the survival o the organism
and are thereore expressed in an unregulated ashion. O ther proteins
need to be produced at certain times and in certain amounts; i.e., their
expression must be regulated.
Gene expression is regulated in prokaryotes as a consequence o
variations in environmental actors. For example, the genes responsible
or the absorption and metabolism o lactose by E.coli are expressed in
the presence o lactose and are not expressed in the absence o lactose.
In this case, the breakdown o lactose results in regulation o gene
expression by negative eedback. In the presence o lactose a repressor
protein is deactivated ( fgure 1 ) . O nce the lactose has been broken
355
7
N U C L E I C AC I D S ( AH L )
lactose not in the environment;
repressor blocks transcription
down, the repressor protein is no longer deactivated and proceeds to
block the expression o lactose metabolism genes.
As in prokaryotes, eukaryotic genes are regulated in response to
variations in environmental conditions. E ach cell o a multicellular
eukaryotic organism expresses only a raction o its genes.
p ro m o te r
lactose present in the environment;
repressor deactivated; genes involved in lactose
use are transcribed
promoter
There are a number o proteins whose binding to D NA regulates
transcription. These include enhancers, silencers and promoter-proximal
elements. Unlike the promoter sequence, the sequences linked to
regulatory transcription actors are unique to the gene.
RNA polymerase
-galactosidase
-
The regulation o eukaryotic gene expression is also a critical part o
cellular dierentiation as well as the process o development. This is
seen in the passage o an insect through its lie cycle stages or in human
embryological development.
+
transacetylase
permease
-
-
 Figure 1
lactose
Regulatory sequences on the D NA which increase the rate o
transcription when proteins bind to them are called enhancers. Those
sequences on the D NA which decrease the rate o transcription when
proteins bind to them are called silencers. While enhancers and silencers
can be distant rom the promoter, another series o sequences called
promoter-proximal elements are nearer to the promoter and binding
o proteins to them is also necessary to initiate transcription.
The impact of the environment on gene expression
The environment of a cell and of an organism has an
impact on gene expression.
In the history o Western thought, much debate has gone in to the
naturenurture debate. This is a debate centred on the extent to which
a particular human behaviour or phenotype should be attributed to
the environment or to heredity. Much eort has gone into twin studies
especially or twins raised apart.
Data-based questions: Identical twin studies
Twin studies have been used to identiy
the relative infuence o genetic actors and
environmental actors in the onset o disease
( gure 2 ) . Identical twins have 1 00% o the same
D NA while raternal twins have approximately
5 0% o the same D NA.
Questions
1
2
3
356
D etermine the percentage o identical twins
where both have diabetes.
[2 ]
Explain why a higher percentage o
identical twins sharing a trait suggests that
a genetic component contributes to the
onset o the trait.
[3 ]
With reerence to any our conditions, discuss
the relative role o the environment and
genetics in the onset o the condition.
[3 ]
percent of twin pairs who share the trait
0%
100%
greater
height
genetic
inuence
reading disability
autism
Alzheimers
schizophrenia
alcoholism
bipolar disorder
hypertension
diabetes
multiple sclerosis
breast cancer
Crohns disease
stroke
rheumatoid arthritis
 Figure 2
identical twins greater
fraternal twins environmental
inuence
7. 2 t r A N s c r i p t i o N A N D g e N e e X p r e s s i o N
The infuence o the environment on gene expression or some traits
is unequivocal. Environmental actors can aect gene expression such
as the production o skin pigmentation during exposure to sunlight
in humans.
Avy
exlan h a lu
an f sam a
In embryonic development, the embryo contains an uneven distribution
o chemicals called morphogens. C oncentrations o the morphogens
aect gene expression contributing to dierent patterns o gene
expression and thus dierent ates o the embryonic cells depending on
their position in the embryo.
In coat colour in cats, the C  gene codes or the production o the
enzyme tyrosinase, the rst step in the production o pigment. A
mutant allele o the gene, cs allows normal pigment production
only at temperatures below body temperature. This mutant allele has
been selected or in the selective breeding o S iamese cats. At higher
temperatures, the protein product is inactive or less active, resulting in
less pigment.
Nucleosomes regulate transcription
Nucleosomes help to regulate transcription in eukaryotes.
E ukaryotic D NA is associated with proteins called histones. C hemical
modication o the tails o histones is an important actor in determining
whether a gene will be expressed or not.
A number o dierent types o modication can occur to the tails o
histones including the addition o an acetyl group, the addition o a
methyl group or the addition o a phosphate group.
O

C H3 C -
Acetyl group
C H 3 - Methyl group
For example, residues o the amino acid lysine on histone tails can have
acetyl groups either removed or added. Normally the lysine residues
on histone tails bear a positive charge that can bind to the negatively
charged D NA to orm a condensed structure that inhibits transcription.
Histone acetylation neutralizes these positive charges allowing a less
condensed structure with higher levels o transcription.
C hemical modication o histone tails can either activate or deactivate
genes by decreasing or increasing the accessibility o the gene to
transcription actors.
G
C
M
M
C
T
G
A
M
C
T
G
G
A
C
M
T
G
A
C
M
NH 2
CH 3
C
Analysing methylation patterns
Analysis of changes in DNA methylation patterns
The addition o methyl groups directly to D NA is thought to play a
role in gene expression. Whereas methylation o histones can promote
or inhibit transcription, direct methylation o D NA tends to decrease
gene expression. The amount o D NA methylation varies during a
lietime and is aected by environmental actors.
N
C
C
C
O
N
 Figure 3
DNA methylation is the addition
of a methyl group (green M) to the DNA
base cytosine
357
7
N U C L E I C AC I D S ( AH L )
Data-basd qustions: Changes in methylation pattern with age in identical twins
One study compared the methylation patterns
o 3-year-old identical twins with 50-year-old
identical twins. Methylation patterns were dyed
red on one chromosome or one twin and dyed
green or the other twin on the same chromosome.
Chromosome pairs in each set o twins were digitally
superimposed. The result would be a yellow colour
i the patterns were the same. Dierences in patterns
on the two chromosomes results in mixed patterns
o green and red patches. This was done or our o
the twenty-three chromosome pairs in the genome.
1
2
3
Explain the reason or yellow coloration
i the methylation pattern is the same
in the two twins.
[3 ]
Identiy the chromosome with the least
changes as twins age.
[1 ]
Identiy the chromosomes with the most
changes as twins age.
[1 ]
4
Explain how these dierences could arise. [3 ]
5
Predict with a reason whether identical
twins will become more or less similar to
each other in their characteristics as they
grow older.
[2 ]
 Figure 4
epigntics
Looking for patterns, trends and discrepancies: there is mounting evidence that
the environment can trigger heritable changes in epigenetic factors.
The chemical modifcations o chromatin that
impact gene expression, including acetylation,
methylation and phosphorylation o amino
acid tails o histones (fgure 5 ) as well as
methylation o D NA(fgure 6) , all have an impact
on gene expression and thus impact the visible
characteristics o an individual (fgure 7) . These
chemical modifcations are called epigenetic tags.
There is mounting evidence that the chemical
modifcations that occur to the hereditary material
in one generation might, in certain circumstances,
be passed on to the next generation both at the
cellular as well as whole organism level. The sum
o all the epigenetic tags constitutes the epigenome.
D ierent cells have their own methylation pattern
so that a unique set o proteins will be produced
in order or that cell to perorm its unction.
D uring cell division, the methylation pattern
will be passed over to the daughter cell. In other
words, the environment is aecting inheritance.
358
Sperm and eggs develop rom cells with
epigenetic tags. When two reproductive cells
meet, the epigenome is erased through a process
called reprogramming.
Ac
M
P
acetylation
methylation
phosphorylation
 Figure 5 Histone modifcations
NH 2
NH 2
C
N
C
O
C
H
N
C
N
C
CH
H
 Figure 6 DNA methylation
O
Me
C
N
H
CH
7. 2 t r A N s c r i p t i o N A N D g e N e e X p r e s s i o N
About 1 % o the epigenome is not erased and
survives yielding a result called imprinting.
For example, when a mammalian mother has
gestational diabetes, the high levels o glucose in
the etal circulation trigger epigenetic changes in
the daughters D NA such that she is predisposed
to develop gestational diabetes hersel.
transcription possible
gene switched on
 active (open) chromatin
 unmethylated cytosines
(white circles)
 acetylated histones
gene switched o
 silent (condensed) chromatin
 methylated cytosines
(red circles)
 deacetylated histones
transcription prevented
 Figure 7
The diagram compares the chemical modifcations that prevent transcription with the
chemical modifcations that allow transcription
The direction o transcription
Transcription occurs in a 5' to 3' direction.
The synthesis o mRNA occurs in three stages: initiation, elongation
and termination. Transcription begins near a site in the D NA called the
promoter. O nce binding o the RNA polymerase occurs, the D NA is
unwound by the RNA polymerase orming an open complex. The RNA
polymerase slides along the D NA, synthesizing a single strand o RNA.
base
RNA
growing
strand
OH
C
U
A
template
strand OH
DNA
OH
G
OH
OH
OH
A C
T
G
G
3 end
C
5 end
sugar
phosphate
 Figure 8
Post-transcriptional modifcation
Eukaryotic cells modify mRNA after transcription.
The regulation o gene expression can occur at several points. Transcription,
translation and post-translational regulation occur in both eukaryotes and
prokaryotes. However, most regulation o prokaryotic gene expression
occurs at transcription. In addition, post-transcriptional modifcation o RNA
is a method o gene expression that does not occur in prokaryotes.
 Figure 9
Coloured transmission electron
micrograph o DNA transcription coupled
with translation in the bacterium Escherichia
coli. During transcription, complementary
messenger ribonucleic acid (mRNA) strands
( green) are synthesized using DNA (pink)
as a template and immediately translated by
ribosomes (blue)
359
7
N U C L E I C AC I D S ( AH L )
a)
O
H
N
H
H
H
OH
HO
O
N
H2N
CH 2
O
O
H
H
P
O
O
O
P
O
O
O
P
O
O
base
CH 2
O
H
H
O
OH
H
N
N
O
O
CH 3
H
P
O
O
CH 2
5
7-methylguanosine cap
exon
b)
intron
exon
5
3
pre-mRNA
spliceosome
sn RNPs
exon
toK
Hw d he crieria fr
judgmen used change he
cnclusins drawn frm he
same daa?
Estimates o the number o
genes ound in the human
genome fuctuated wildly in
the time between 2000 and
2007. Reported as high as
120,000 in 2000, the current
consensus view is that there
are approximately 20,500.
The reason or the uncertainty
was due to the dierent
criteria used or searching
used by dierent gene-nding
programs.
Dening the criteria was
problematic because:
 small genes are diicult
to detect;


360
because o mRNA
splicing, one gene can
code or several protein
products;
some genes are nonprotein coding and two
genes can overlap.
exon
5
3
excised
intron
5
3
mature mRNA
c)
5
A
A poly A tail consisting of
100200 adenine nucleotides
is added after transcription.
A A A A 3
poly A tail
 Figure 10
O ne o the most signifcant dierences between eukaryotes and
prokaryotes is the absence o a nuclear membrane surrounding the
genetic material in prokaryotes. The absence o a compartment in
prokaryotes means that transcription and translation can be coupled.
The separation o the location o transcription and translation into separate
compartments in eukaryotes allows or signifcant post-transcriptional
modifcation to occur beore the mature transcript exits the nucleus. An
example would be the removal o intervening sequences, or introns, rom
the RNA transcript. Prokaryotic DNA does not contain introns.
In eukaryotes, the immediate product o mRNA transcription is
reerred to as pre- mRNA, as it must go through several stages o posttranscriptional modifcation to become mature mRNA.
O ne o these stages is called RNA splicing, shown in fgure 1 1 b.
Interspersed throughout the mRNA are sequences that will not
3
7. 2 t r A N s c r i p t i o N A N D g e N e e X p r e s s i o N
contribute to the ormation o the polypeptide. They are reerred to as
intervening sequences, or introns. These introns must be removed. The
remaining coding portions o the mRNA are called exons. These will be
spliced together to orm the mature mRNA.
Post-transcriptional modication also includes the addition o a 5  cap that
usually occurs beore transcription has been completed (see gure 1 1 a) .
A poly-A tail is added ater the transcript has been made (see gure 1 1 c) .
mRNA splicing
Splicing o mRNA increases the number o diferent
proteins an organism can produce.
Alternative splicing is a process during gene expression whereby a single
gene codes or multiple proteins. This occurs in genes with multiple
exons. A particular exon may or may not be included in the nal
messenger RNA. As a result, the proteins translated rom alternatively
spliced mRNAs will dier in their amino acid sequence and possibly in
their biological unctions.
In mammals, the protein tropomyosin is encoded by a gene that has
eleven exons. Tropomyosin pre- mRNA is spliced dierently in dierent
tissues resulting in ve dierent orms o the protein. For example, in
skeletal muscle, exon 2  is missing rom the mRNA and in smooth
muscle, exons 3  and 1 0 are not present.
In ruit fies, the Dscam protein is involved in guiding growing nerve cells
to their targets. Research has shown that there are potentially 3 8, 000
dierent mRNAs possible based on the number o dierent introns in the
gene that could be spliced alternatively.
361
7
N U C L E I C AC I D S ( AH L )
7.3 translaion
Understanding
 Initiation o translation involves assembly o









the components that carry out the process.
Synthesis o the polypeptide involves a
repeated cycle o events.
Disassembly o the components ollows
termination o translation.
Free ribosomes synthesize proteins or use
primarily within the cell.
Bound ribosomes synthesize proteins primarily
or secretion or or use in lysosomes.
Translation can occur immediately ater
transcription in prokaryotes due to the absence
o a nuclear membrane.
The sequence and number o amino acids in
the polypeptide is the primary structure.
The secondary structure is the ormation
o alpha helices and beta pleated sheets
stabilized by hydrogen bonding.
The tertiary structure is the urther olding
o the polypeptide stabilized by interactions
between R groups.
The quaternary structure exists in proteins with
more than one polypeptide chain.
Applications
 tRNA-activating enzymes illustrate enzyme-
substrate specifcity and the role o
phosphorylation.
Skills
 The use o molecular visualization sotware to
analyse the structure o eukaryotic ribosomes
and a tRNA molecule.
 Identifcation o polysomes in an electron
micrograph.
Nature of science
 Developments in scientifc research ollow
improvements in computing: the use o
computers has enabled scientists to make
advances in bioinormatics applications
such as locating genes within genomes and
identiying conserved sequences.
The structure of the ribosome
The use o molecular visualization sotware to analyse the structure o eukaryotic
ribosomes and a tRNA molecule.
Ribosome structure includes:
362

Proteins and ribosomal RNA molecules (rRNA) .

Two sub-units, one large and one small.

Three binding sites or tRNA on the surace o
the ribosome. Two tRNA molecules can bind at
the same time to the ribosome.

There is a binding site or mRNA on the
surace o the ribosome.
E ach ribosome has three tRNA binding sites  the
E or exit site, the P or peptidyl site and the
A or aminoacyl site ( see fgure 1 ) .
The protein data bank ( PD B ) is a public
database containing data regarding the threedimensional structure or a large number o
biological molecules. In 2 000, structural biologists
Venkatraman Ramakrishnan, Thomas A. S teitz
and Ada E . Yonath made the frst data about
7. 3 t r A N s l At i o N
position of
growing polypeptide
tRNA structure
A
C
large
sub-unit
5
binding sites
for tRNA
3
C
double stranded sections
linked by base pairing
site for attaching
an amino acid
loop of seven
nucleotides
small
sub-unit
5
extra loop
3
position of mRNA
loop of eight
nucleotides
 Figure 1
ribosome subunits available through the PD B . In
2 009, they received a Nobel Prize or their work
on the structure o ribosomes.
Visit the protein databank to obtain images
o the Thermus thermophilus ribosome ( images
1 j go and 1 giy) , or download these images rom
the companion website to the textbook. Using
Jmol, rotate the image to visualize the small
sub-unit and the large sub- unit. In the image in
fgure 2 , an mRNA molecule is coloured yellow.
The pink,  purple and blue areas in the image
represent the three tRNA binding sites with tRNA
molecules bound.
anticodon loop
anticodon
 Figure 3

a triplet o bases called the anticodon which is
part o a loop o seven unpaired bases

two other loops

the base sequence C C A at the 3 ' end which
orms a site or attaching an amino acid.
Visit the PD B to obtain an image o a tRNA
molecule or download the image rom the
companion site to this book to explore the
structure in a programme such as Jmol. Figure 4
shows such an image. The parts marked green
represent the amino acid binding site and the anticodon. The part in purple shows a region o the
molecule where a triplet o bases are hydrogen
bonded. This is shown in the second image.
 Figure 2
The generalized structure o a tRNA molecule is
shown in fgure 3 .
All tRNA molecules have:

sections that become double-stranded by base
pairing, creating loops
 Figure 4 Whole view of a
tRNA molecule with a close-up of a
triplet of bases connected by hydrogen bonds
363
7
N U C L E I C AC I D S ( AH L )
tRNA-activating enzymes
tRNA-activating enzymes illustrate enzyme-substrate specifcity and the role
o phosphorylation.
Each tRNA molecule is recognized by a tRNAactivating enzyme that attaches a specifc amino
acid to the tRNA, using ATP or energy.
The base sequence o tRNA molecules varies and
this causes some variability in structure. Activation
o a tRNA molecule involves the attachment o an
amino acid to the 3' terminal o the tRNA by an
enzyme called a tRNA-activating enzyme. There
are twenty dierent tRNA-activating enzymes that
are each specifc to one o the 2 0 amino acids and
the correct tRNA molecule. The active site o the
activating enzyme is specifc to both the correct
amino acid and the correct tRNA.
Energy rom ATP is needed or the attachment
o amino acids. Once ATP and an amino acid are
attached to the active site o the enzyme, the amino
acid is activated by the ormation o a bond between
the enzyme and adenosine monophosphate (AMP) .
Then the activated amino acid is covalently attached
to the tRNA. Energy rom this bond is later used
to link the amino acid to the growing polypeptide
chain during translation.
tRNA
ATP
charged tRNA
P P P
amino acid
P
aminoacyl-tRNA
synthetase
P Pi
pyrophosphate
A specic amino acid
and ATP bind to the
enzyme
The amino acid is a
activated by the
hydrolysis of ATP and
covalent bonding
of AMP
P
AMP
The correct tRNA binds to
the active site. The amino
acid binds to the attachment
site on the tRNA and AMP is
released
The activated
tRNA is released
 Figure 5
Initiation of translation
Met
3 U
5 A
A C
U G
5
3
To begin the process o translation, an mRNA molecule binds to
the small ribosomal subunit at an mRNA binding site. An initiator
tRNA molecule carrying methionine then binds at the start codon
 AUG .
initiator tRNA
3
5
start codon
mRNA binding site
 Figure 6
364
Initiation o translation involves assembly o the
components that carry out the process.
The large ribosomal subunit then binds to the small one.
small
ribosomal
subunit
The initiator tRNA is in the P site. The next codon signals another tRNA
to bind. It occupies the A site. A peptide bond is ormed between the
amino acids in the P and A site.
7. 3 t r A N s l At i o N
P site
Met
E
peptide bond
forming
large
ribosomal
subunit
E
A
E
3
3
5
P A
site site
5
P A
 Figure 8
 Figure 7
Elongation of the polypeptide
Synthesis of the polypeptide involves a repeated cycle
of events.
Following initiation, elongation occurs through a series of repeated steps.
The ribosome translocates three bases along the mRNA, moving the
tRNA in the P site to the E site, freeing it and allowing a tRNA with the
appropriate anticodon to bind to the next codon and occupy the vacant
A site.
E
E
3
P A
5
P A
site site
 Figure 9
Termination of translation
Disassembly of the components follows termination of
translation.
The process continues until a stop codon is reached when the free
polypeptide is released. Note the direction of movement along the
mRNA is from the 5 end to the 3  end.
free polypeptide
3
5
3
5
stop codon
(UAG, UAA, or UGA)
 Figure 10
365
7
N U C L E I C AC I D S ( AH L )
Free ribosomes
toK
Hw d wrds acquire heir meaning?
Is a ribosome an organelle? Karl
August Mbius is credited as the frst
to establish the analogy between
cellular substructures with defned
unctions and the organs o the body.
Early usage varied rom reerring only to
the reproductive structures o protists,
later ocusing on propulsion structures
and later even including extracellular
structures such as cell walls. The
original defnition o an organelle as a
subcellular unctional unit in general has
emerged as the dominant defnition, and
this would include ribosomes. A criterion
in this case or defning an organelle is
whether it can be isolated by a process
known as cellular ractionation. Others
limit the term to membrane-bound cell
compartments and some cell biologists
choose to limit the term even urther to
those structures that originated rom
endosymbiotic bacteria.
Free ribosomes synthesize proteins or use primarily
within the cell.
In eukaryotes, proteins unction in a particular cellular compartment.
Proteins are synthesized either in the cytoplasm or at the endoplasmic
reticulum depending on the fnal destination o the protein. Translation
occurs more commonly in the cytosol. Proteins destined or use in the
cytoplasm, mitochondria and chloroplasts are synthesized by ribosomes
ree in the cytoplasm.
Bound ribosomes
Bound ribosomes synthesize proteins primarily or
secretion or or use in lysosomes.
In eukaryotic cells, thousands o proteins are made. In many cases,
proteins perorm a unction within a specifc compartment o the cell or
they are secreted. Proteins must thereore be sorted so that they end up
in their correct location. Proteins that are destined or use in the ER, the
Golgi apparatus, lysosomes, the plasma membrane or outside the cell are
synthesized by ribosomes bound to the ER.
Whether the ribosome is ree in the cytosol or bound to the E R
depends on the presence o a signal sequence on the polypeptide
vesicle containing
polypeptide
ribosome
mRNA
signal
sequence
signal recognition
protein (SRP)
polypeptide
SRP receptor
lumen of ER
 Figure 11
366
ER membrane
7. 3 t r A N s l At i o N
being translated. It is the frst part o the polypeptide translated.
As the signal sequence is created it becomes bound to a signal
recognition protein that stops the translation until it can bind to a
receptor on the surace o the E R. O nce this happens, translation
begins again with the polypeptide moving into the lumen o the E R as
it is created.
The coupling o transcription and translation in
prokaryotes
Translation can occur immediately ater transcription in
prokaryotes due to the absence o a nuclear membrane.
In eukaryotes, cellular unctions are compartmentalized whereas in
prokaryotes they are not. O nce transcription is complete in eukaryotes,
the transcript is modifed in several ways beore exiting the nucleus.
Thus there is a delay between transcription and translation due
to compartmentalization. In prokaryotes, as soon as the mRNA is
transcribed, translation begins.
Identifcation o polysomes
Identifcation o polysomes in an electron micrograph.
Polysomes are structures visible in an electron
microscope. They appear as beads on a
string. They represent multiple ribosomes
attached to a single mRNA molecule. B ecause
translation and transcription occur in the same
compartment in prokaryotes, as soon as the
mRNA is transcribed, translation begins. Thus,
multiple polysomes are visible associated with
one gene. In eukaryotes, polysomes occur in
both the cytoplasm and next to the E R.
 Figure 12
Strings of polysomes attached to a DNA molecule in a prokaryote. The arrow designates where investigators believe RNA
polymerase is sitting at, or near, the initiation site for a gene
367
7
N U C L E I C AC I D S ( AH L )
polypeptide
ribosome
mRNA
 Figure 13
The image shows multiple ribosomes translating a single mRNA molecule within the cytoplasm at the same time.
The beginning of the mRNA is to the right (at the arrow) . The polypeptides being synthesized get longer and longer, the
closer the end of the mRNA the ribosomes get
Bioinformatics
Developments in scientifc research ollow improvements in computing: the use o
computers has enabled scientists to make advances in bioinormatics applications
such as locating genes within genomes and identiying conserved sequences.
B ioinormatics involves the use o computers to
store and analyse the huge amounts o data being
generated by the sequencing o genomes and the
identication o gene and protein sequences.
Such inormation is oten amassed in databases,
or example, GenB ank ( a US -based database) , the
D D B J ( D NA databank o Japan) or the nucleotide
sequence database maintained by the E MB L ( the
European Molecular B iology Laboratory) , which
then become accessible to the global community
including scientists and the general public.
The unctions o conserved sequences are oten
investigated in model organisms such as E. coli,
yeast ( S. cerevisiae) , ruit fies ( D. melanogaster) , a
soil roundworm C. elegans, thale cress A. thalania
and mice M. musculus. These particular organisms
are oten used because, along with humans, their
entire genomes have been sequenced.
Functions are oten discovered by knockout studies
where the conserved gene is disrupted or altered and
the impact on the organisms phenotype is observed.
A scientist studying a particular genetic disorder
in humans might identiy sequence similarities
that exist in people with the disorder. They
might then search or homologous sequences in
other organisms. These sequences might have a
common ancestral origin but have accumulated
dierences over time due to random mutation.
To carry out the search or a homologous
nucleotide or amino acid sequence, the scientist
would conduct a B LAS T search. The acronym
stands or basic local alignment search tool.
Sometimes the homologous sequences are identical
or nearly identical across species. These are called
conserved sequences. The act that they are conserved
across species suggests they play a unctional role.
368
 Figure 14 Examples of model
organisms
In addition to the B LAS T program, there are
other sotware programs available. C lustalW can
be used to align homologous sequences to search
or changes. PhyloWin can be used to construct
evolutionary trees based on sequence similarities.
7. 3 t r A N s l At i o N
Primary structure
The sequence and number of amino acids in the
polypeptide is the primary structure.
A chain of amino acids is called a polypeptide. Given that the 20 commonly
occurring amino acids can be combined in any sequence, it should not be
surprising that there is a huge diversity of proteins.
The sequence of amino acids in a polypeptide is termed its primary
structure.
Daa-baed quen
The hemoglobin molecule transports oxygen in
the blood. It consists of 4 polypeptide chains.
In human adults the molecule has two kinds of
chains, alpha chains and beta chains, and there
are two each. The alpha chain has 1 41 amino
acid residues and the beta chain has 1 46 amino
acid residues. The primary sequence of both
polypeptides is shown below. The single residue
in the beta chain marked in blue is the site of a
mutation in sickle cell anemia. In the mutation,
the glutamic acid is replaced by valine.
alpha chain:
1 val * leu ser pro ala asp lys thr asn
val lys ala ala trp gly lys val gly ala
his ala gly glu tyr gly ala glu ala leu
glu arg met phe leu ser phe pro thr
thr lys thr tyr phe pro his phe * asp
leu ser his gly ser ala * * * * * gln val
lys gly his gly lys lys val ala asp ala
leu thr asn ala val ala his val asp asp
met pro asn ala leu ser ala leu ser asp
leu his ala his lys leu arg val asp pro
val asp phe lys leu leu ser his cys leu
leu val thr leu ala ala his leu pro ala
glu phe thr pro ala val his ala ser leu
asp lys phe leu ala ser val ser thr val
leu thr ser lys tyr arg 1 41
beta chain:
1 val his leu thr pro glu glu lys ser ala
val thr ala leu trp gly lys val asn * * val
asp glu val gly gly glu ala leu gly arg
leu leu val val tyr pro trp thr gln arg
phe phe glu ser phe gly asp leu ser thr
pro asp ala val met gly asn pro lys val
lys ala his gly lys lys val leu gly ala phe
ser asp gly leu ala his leu asp asn leu
lys gly thr phe ala thr leu ser glu leu
his cys asp lys leu his val asp pro glu
asn phe arg leu leu gly asn val leu val
cys val leu ala his his phe gly lys glu
phe thr pro pro val gln ala ala tyr gln
lys val val ala gly val ala asp ala leu ala
his lys tyr his 1 46
C ompare the primary structure of the
two polypeptides. The asterix ( *) symbols
indicates locations where sections of
the amino acid sequence are missing to
facilitate comparison.
[4]
Secondary structure
The secondary structure is the formation of alpha
helices and beta pleated sheets stabilized by
hydrogen bonding.
B ecause the chain of amino acids in a polypeptide has polar covalent
bonds within its backbone, it tends to fold in such a way that hydrogen
bonds form between the carboxyl ( C = O ) group of one residue and the
amino group ( NH) group of an amino acid in another part of the
chain. This results in the formation of patterns within the polypeptide
called secondary structures. The - helix and the - pleated sheet are
examples of secondary structures.
369
7
N U C L E I C AC I D S ( AH L )
(a) alpha helix
H
N
C
H
N
C
HO
N
C
O
(b) beta pleated sheet
O
N
O
H
C
N
O
C
C
C
H
C
C
O
C
C
H
O
N
C N
H
C C N
H
hydrogen
bond
O
C
C N
 Figure 15 The structure of insulin
showing
three areas where the -helix can be seen.
It also shows the quaternary structure of
insulin, i.e. the relative positions of the two
polypeptides
N
C
C
H
C
N
O
H
O
O
H
C
CN C N C C N C
C
C C N
N
C
C
H
O
H
H
O
O
C
H
O
CN
O
H
C
H
O
O
C N
C
H
H
C N
O
O
C N
C
H
C
H
CN
O
O
C
C
O
 Figure 16 Two examples of protein
secondary structure
Tertiary structure
The tertiary structure is the further folding of the
polypeptide stabilized by interactions between R groups.
Tertiary structure reers to the overall three- dimensional shape o the
protein ( fgure 1 8) . This shape is a consequence o the interaction o
R- groups with one another and with the surrounding water medium.
There are several dierent types o interaction.

Positively charged R-groups will interact with negatively charged R-groups.

Hydrophobic amino acids will orientate themselves toward the centre
o the polypeptide to avoid contact with water, while hydrophilic
amino acids will orientate themselves outward.

Polar R- groups will orm hydrogen bonds with other polar R-groups.

The R-group o the amino acid cysteine can orm a covalent bond
with the R- group o another cysteine orming what is called a
disulphide bridge.
H3C
H3C
CH 2
hydrogen OH
bond
O
OH
C
CH 2
hydrophobic
interaction
CH
CH 3
CH 3
CH
CH 2 S
polypeptide
backbone
S
CH 2
disulphide bridge
O
 Figure 17
Collagenthe quaternary
structure consists of three polypeptides
wound together to fom a tough, rope-like
protein
370
CH 2 CH 2 CH 2 CH 2
O
NH 3
ionic bond
C
CH 2
 Figure 18 R-group interactions contribute to tertiary
structure
7. 3 t r A N s l At i o N
Quartenary structure
beta chain
beta chain
The quaternary structure exists in proteins with more than
one polypeptide chain.
Proteins can be ormed rom a single polypeptide chain or rom more
than one polypeptide chain. Lysozyme is composed o a single chain,
so lysozyme is both a polypeptide and a protein. Insulin is ormed
rom two polypeptides, and hemoglobin is made up o our chains.
Quaternary structure reers to the way polypeptides ft together
when there is more than one chain. It also reers to the addition
o non- polypeptide components. The quaternary structure o the
hemoglobin molecule consists o our polypeptide chains and our
heme groups.
alpha chain
heme
alpha chain
 Figure 19
The biological activity o a protein is related to its primary, secondary,
tertiary and quaternary structure. C ertain treatments such as exposure
to high temperatures, or changes in pH can cause alterations in the
structure o a protein and thereore disrupt its biological activity. When a
protein has permanently lost its structure it is said to be denatured.
The quaternary structure of
hemoglobin in adults consists of four chains:
two -chains and two -chains. Each subunit
contains a molecule called a heme group
Daa-baed quen
or the changes in hemoglobin type during
development and ater birth.
[3 ]
Hemoglobin is a protein composed o two pairs o
globin subunits. During the process o development
rom conception through to 6 months ater birth,
human hemoglobin changes in composition. Adult
hemoglobin consists o two alpha- and two betaglobin subunits. Four other polypeptides are ound
during development: zeta, delta, epsilon and gamma.
b) C ompare changes in the amount o the
gamma- globin gene with beta- globin.
[3 ]
c) D etermine the composition o the
hemoglobin at 1 0 weeks o gestation and
at 6 months o age.
[2 ]
d) S tate the source o oxygen or the etus.
[1 ]
e) The dierent types o hemoglobin have
dierent afnities or oxygen. Suggest reasons
alpha-globin
gamma-globin
beta-globin
delta-globin
epsilon-globin
zeta-globin
% hemoglobin
Figure 2 0 illustrates the changes in hemoglobin
composition during gestation and ater birth in a
human.
a) S tate which two subunits are present in
highest amounts early in gestation.
[1 ]
Key
50
40
30
20
10
0
10
20
30
Weeks of gestation
40
Birth
2
4
6
Month of age
 Figure 20
371
37
N U C L E I C AC I D S
Questions
1
D ierent samples o bacteria were supplied
with radioactive nucleoside triphosphates or a
series o times ( 1 0, 3 0 or 60 seconds) . This was
the pulse period. This was ollowed by adding
a large excess o non-radioactive nucleoside
triphosphates or a longer period o time. This
is called the chase period. The appearance o
radioactive nucleotides ( incorporated during
the pulse) in parts o the product D NA give
an indication o the process o converting
intermediates to fnal products.
2
B
A
C
D NA was isolated rom the bacterial cells,
denatured ( separated into two strands by heat)
and centriuged to separate molecules by size.
The closer to the top o the centriuge tube, the
smaller the molecule.
D
a) C ompare the sample that was pulsed or
1 0 seconds with the sample that was
pulsed or 3 0 seconds.
[2 ]
E
 Figure 22
b) Explain why the sample that was pulsed
or 3 0 seconds provides evidence or the
presence o both a leading strand and many
lagging strands.
a) What part o the nucleotide is labelled A? [1 ]
c) Explain why the sample that was pulsed
or 60 seconds provides evidence or the
activity o D NA ligase.
Radioactivity cpm / 0.1 m 1
With reerence to Figure 2 2 , answer the
ollowing questions.
6,000
b) What kind o bond orms between the
structures labelled B ?
[1 ]
c) What kind o bond is indicated by
label C ?
[1 ]
d) What sub-unit is indicated by label D ?
[1 ]
e) What sub-unit is indicated by label E?
[1 ]
60 sec
3
5,000
4,000
Reer to fgure 2 3 when answering the
ollowing questions.
V
CH 2 OH
30 sec
I
O
H
3,000
IV
2,000
H H
H OH
II
1,000
10 sec
OH
H
III
0
 Figure 21
372
0
1
2
3
Distance from top
 Figure 23
a) S tate what molecule is represented.
[1 ]
b) S tate whether the molecule would be
ound in D NA or RNA.
[1 ]
c) S tate the part o the molecule to which
phosphates bind.
[1 ]
d) Identiy the part o the molecule that
reers to the 3  end.
[1 ]
8
M ETAB O LI SM , CE LL RE SPI RATI O N
AN
D
PH
O
TO
SYN
TH
E
SI
S
(
AH
L)
CE LL B I O LO GY
Introduction
Life is sustained by a complex web of chemical
reactions inside cells. These metabolic reactions
are regulated in response to the needs of the
cell and the organism. Energy is converted to a
usable form in cell respiration. In photosynthesis
light energy is converted into chemical energy
and a huge diversity of carbon compounds is
produced.
8.1 Metabolism
Understanding
 Metabolic pathways consist o chains and
cycles o enzyme-catalysed reactions.
 Enzymes lower the activation energy o the
chemical reactions that they catalyse.
 Enzyme inhibitors can be competitive or
non-competitive.
 Metabolic pathways can be controlled by
end-product inhibition.
Applications
 End-product inhibition o the pathway that
converts threonine to isoleucine.
 Use o databases to identiy potential new
anti-malarial drugs.
Skills
 Distinguishing diferent types o inhibition rom
graphs at specied substrate concentration.
 Calculating and plotting rates o reaction rom
raw experimental results.
Nature of science
 Developments in scientic research ollow improvements in computing: developments in bioinormatics,
such as the interrogation o databases, have acilitated research into metabolic pathways.
373
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
initial
TREAD
substrate
BREAD
BREED
BLEED intermediates
BLEND
BLIND
BLINK
end product
Figure 1 Word game analogy for
metabolic pathways
Metabolic pathways
Metabolic pathways consist of chains and cycles of
enzyme-catalysed reactions.
The word metabolism was introduced in the 1 9th century by the
German cytologist and physiologist Theodor S chwann, to reer to the
chemical changes that take place in living cells. It is now known that a
huge range o chemical reactions occur in cells, catalysed by over 5 , 000
dierent types o enzyme. Although metabolism is very complex, there
are some common patterns.
1
Most chemical changes happen not in one large j ump, but in a
sequence o small steps, together orming what is called a metabolic
pathway. The word game in fgure 1 is an analogy.
2
Most metabolic pathways involve a chain o reactions. Figure 2 shows
a reaction chain that is used by cells to convert phenylalanine into
umarate and acetoacetate, which can be used as energy sources in
respiration. Phenylalanine causes severe health problems i there is
an excess o it in the blood.
3
S ome metabolic pathways orm a cycle rather than a chain. In this
type o pathway, the end product o one reaction is the reactant that
starts the rest o the pathway.
phenylalanine
I
tyrosine
II
hydroxyphenylpyruvate
III
homogentisate
input: 3 CO 2
IV
RuBP
4-maleylacetoacetate
V
3 ADP
3-PGA
Calvin
cycle
3 ATP
NADH + H +
NAD +
FADH 2
4-fumarylacetoacetate
5 G3P
6 G3P
Figure 2 Example of a metabolic
pathway
output: 1 G3P
Krebs
cycle
6 ATP
FAD
6 ADP + P
6 NADPH
C 4 compound
C 6 compound
NADH + H +
+
NAD
NAD +
+
NADH + H
CO 2
C5
compound
6 NADP+
VI
fumarate + acetoacetate
acetyl group C 2
glucose and
other compounds
CO 2
Figure 3
Enzymes and activation energy
Enzymes lower the activation energy of the chemical
reactions that they catalyse.
C hemical reactions are not single- step processes. S ubstrates have
to pass through a transition state beore they are converted into
products. E nergy is required to reach the transition state, and
although energy is released in going rom the transition state to the
product, some energy must be put in to reach the transition state.
This is called the activation energy. The activation energy is used to
break or weaken bonds in the substrates. Figure 4 shows these energy
374
8 . 1 M e Tab O li s M
changes for an exergonic ( energy releasing) reaction that is and is not
catalysed by an enzyme.
(b)
transition state
energy
activation
energy
transition state
energy
(a)
substrate
activation
energy
substrate
product
product
progress of reaction
progress of reaction
Figure 4 Graphs showing activation energy (a) without an enzyme and (b) with
an enzyme
When an enzyme catalyses a reaction, the substrate binds to the active
site and is altered to reach the transition state. It is then converted into
the products, which separate from the active site. This binding lowers
the overall energy level of the transition state. The activation energy of
the reaction is therefore reduced. The net amount of energy released by
the reaction is unchanged by the involvement of the enzyme. However
as the activation energy is reduced, the rate of the reaction is greatly
increased, typically by a factor of a million or more.
Types of enzyme inhibitors
Enzyme inhibitors can be competitive or non-competitive.
Some chemical substances bind to enzymes and reduce the activity of
the enzyme. They are therefore known as inhibitors. The two main types
are competitive and non- competitive inhibitors.
C ompetitive inhibitors interfere with the active site so that the substrate
cannot bind. Non- competitive inhibitors bind at a location other than
the active site. This results in a change of shape in the enzyme so that
the enzyme cannot bind to the substrate. Table 1 shows examples of
each type.
substrate
competitive
inhibitor
active site is blocked
by competitor
Figure 6
non-competitive
inhibitor
binding of inhibitor
changes shape of
active site
no inhibition
Figure 5 A molecular model o the restriction
enzyme EcoRV (purple and pink) bound
to a DNA molecule (deoxyribonucleic acid,
yellow and orange) . Restriction enzymes,
also known as restriction endonucleases,
recognize specifc nucleotide sequences and
cut the DNA at these sites. They are ound in
bacteria and archaea and are thought to have
evolved as a deence against viral inection
TOK
To wht xtnt houd thc
contrn th dvopmnt of
knowdg n cnc?
Sarin was a chemical developed as
an insectide beore being applied is a
chemical weapon. It is a competitive
inhibitor o the neurotransmitter
acetylcholinesterase. Chemical
weapons would not exist without the
activities o scientists. In act, the name
Sarin is an acronym o the surnames o
the scientists who frst synthesized it.
Fritz Haber received the 1918 Nobel
Prize or Chemistry or his work in
developing the chemistry behind the
industrial production o ammonia
ertilizer. Some scientists boycotted the
award ceremony because Haber had
been instrumental in encouraging and
developing the use o chlorine gas in
the First World War. Haber is quoted as
saying: "During peace time a scientist
belongs to the World, but during war
time he belongs to his country."
375
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
enzym
dihydropteroate
synthetase
sutrat
inhtor
para-aminobenzoate
bndng
suladiazine
OC
N
SO 2
O
N
N
H
H 2N
H 2N
phosphoructokinase
The inhibitor binds
reversibly to the
enzymes active
site. While it remains
bound, substrates
cannot bind. This is
competitive inhibition.
ructose-6-phosphate
xylitol-5-phosphate
P
OH
OH
CH 2
CH 2
C
H
C
H
C
H
O
H2C
C
The inhibitor binds
reversibly to a site
away rom the active
site. While it remains
bound, the active
site is distorted and
substrate cannot bind.
This is non-competitive
inhibition.
OH
P
CH 2
C
H
OH
HO
H
OH
OH
C
C
OH
H
Table 1 Examples of each type of inhibitor
Efects o enzyme inhibitors
Distinguishing diferent types o inhibition rom graphs at specied
substrate concentration.
The orange line represents the effect of substrate
concentration on enzyme activity in the absence
of an inhibitor.
The red line shows the effect of substrate
concentration on the rate of reaction when
a competitive inhibitor is present. When the
concentration of substrate begins to exceed the
amount of inhibitor, the maximum rate of the
uninhibited enzyme can be achieved; however, it
takes a much higher concentration of substrate to
achieve this maximum rate.
The blue line shows the effect of substrate
concentration on the rate of reaction when a
non- competitive inhibitor is present. In the
presence of a non- competitive inhibitor, the
enzyme does not reach the same maximum
rate because the binding of the non- competitive
376
inhibitor prevents some of the enzymes from
being able to react regardless of substrate
concentration. Those enzymes that do not
bind inhibitors follow the same pattern as the
normal enzyme. It takes approximately the same
concentration of enzyme to reach the maximum
rate, but the maximum rate is lower than the
uninhibited enzyme.
maximum rate
of reaction
rate of reaction
Figure 7 represents the effect of substrate
concentration on the rate of an enzyme controlled
reaction.
normal enzyme
competitive inhibitor
non-competitive inhibitor
substrate concentration
Figure 7
8 . 1 M e Tab O li s M
End-product inhibition
Metabolic pathways can be controlled by end-product
inhibition.
Many enzymes are regulated by chemical substances that bind to special
sites on the enzyme away rom the active site. These are called allosteric
interactions and the binding site is called an allosteric site. In many
cases, the enzyme that is regulated catalyses one o the rst reactions in
a metabolic pathway and the substance that binds to the allosteric site
is the end product o the pathway. The end product acts as an inhibitor.
The pathway works rapidly in cells with a shortage o end product but
can be switched o completely in cells where there is an excess.
An example of end-product inhibition
initial substrate
(threonine)
threonine
in active site
active site no longer
binds to threonine
enzyme 1
(threonine
deaminase)
intermediate A
enzyme 2
isoleucine
in allosteric
site
End-product inhibition o the pathway that converts
threonine to isoleucine.
Through a series o ve reactions, the amino acid threonine is
converted to isoleucine. As the concentration o isoleucine builds up,
it binds to the allosteric site o the rst enzyme in the chain, threonine
deaminase, thus acting as a non- competitive inhibitor ( gure 8) .
feedback inhibition
To see why this is such an economical way to control metabolic
pathways, we need to understand how the concentration o the product
o a reaction can infuence the rate o reaction. Reactions oten do not
go to completion  instead an equilibrium position is reached with a
characteristic ratio o substrates and products. So, i the concentration o
products increases, a reaction will eventually slow down and stop. This
eect reverberates back through a metabolic pathway when the end
product accumulates, with all the intermediates accumulating. Endproduct inhibition prevents this build-up o intermediate products.
intermediate B
enzyme 3
intermediate C
enzyme 4
intermediate D
enzyme 5
end product
(isoleucine)
Figure 8
Investigating metabolism through bioinformatics
Developments in scientifc research ollow improvements in computing:
developments in bioinormatics, such as the interrogation o databases, have
acilitated research into metabolic pathways.
Computers have increased the capacity o scientists
to organize, store, retrieve and analyse biological
data. Bioinormatics is an approach whereby multiple
research groups can add inormation to a database
enabling other groups to query the database.
O ne promising bioinormatics technique that
has acilitated research into metabolic pathways
is reerred to as chemogenomics. S ometimes
when a chemical binds to a target site, it can
signicantly alter metabolic activity. S cientists
looking to develop new drugs test massive
libraries o chemicals individually on a range
o related organisms. For each organism a
range o target sites are identied and a range
o chemicals which are known to work on
those sites are tested. O ne researcher called
chemogenomics  the chemical universe tested
against the target universe .
377
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
Chemogenomics applied to malaria drugs
Use of databases to identify potential new anti-malarial drugs.
Malaria is a disease caused by the pathogen
Plasmodium falciparum. The increasing resistance
o P. falciparum to anti-malarial drugs such as
chloroquine, the dependence o all new drug
combinations on a narrow range o medicines and
increasing global eorts to eradicate malaria all
drive the need to develop new anti-malarial drugs.
Plasmodium falciparum strain 3 D 7 is a variety o
the malarial parasite or which the genome has
been sequenced. In one study, approximately
3 1 0, 000 chemicals were screened against
a chloroquine- sensitive 3 D 7 strain and the
chloroquine-resistant K1 strain to see i these
chemicals inhibited metabolism. O ther related and
unrelated organisms, including human cell lines,
were also screened. O ne promising outcome was
the identifcation o 1 9 new chemicals that inhibit
the enzymes normally targeted by anti-malarial
drugs and 1 5 chemicals that bind to a total o 61
dierent malarial proteins. This provides other
scientists with possible lines o investigation in the
search or new anti-malarials.
Calculating rates of reaction
Calculating and plotting rates of reaction from raw experimental results.
A large number o dierent protocols are available
or investigating enzyme activity. D etermining the
rate o an enzyme-controlled reaction involves
measuring either the rate o disappearance o a
substrate or the rate o appearance o a product.
Sometimes this will require conversion o units to
yield a rate unit which should include s - 1 .
Data-basd qustions: The efectiveness o enzymes
The degree to which enzymes increase the rate
o reactions varies greatly. B y calculating the
ratio between the rate o reactions with and
without an enzyme catalyst, the afnity between
an enzyme and its substrate can be estimated.
Table 2 shows the rates o our reactions with
and without an enzyme. The ratio between these
rates has been calculated or one o the reactions.
1
S tate which enzyme catalyses the reaction
with the slowest rate in the absence o an
enzyme.
[1 ]
enzym
State which enzyme catalyses its reaction at
the most rapid rate.
[1 ]
3
C alculate the ratios between the rate o
reaction with and without an enzyme or
ketosteroid isomerase, nuclease and
O MP decarboxylase.
[3 ]
4
D iscuss which o the enzymes is the more
eective catalyst.
[3 ]
5
Explain how the enzymes increase the
rate o the reactions that they catalyse.
Rat without
nzym/s 1
Rat with
nzym/s 1
Ratio btwn rat with
and without nzym
Carbonic anhydrase
1.3  10 1
1.0  10 6
7.7  10 6
Ketosteroid isomerase
1.7  10 7
6.4  10 4
Nuclease
1.7  10 13
9.5  10 6
OMP decarboxylase
2.8  10 16
3.9  10 8
Table 2
378
2
[2 ]
8 . 1 M e Tab O li s M
oxygen/%
Dt-d quton: Calculating rates of reaction
22.0
21.5
21.0
20.5
20.0
19.5
19.0
18.5
18.0
actvty
For each o the ollowing
enzyme experiments,
describe how the rate o
reaction can be determined:
0
10
51C
20
4C
30
40
time/s
21C
50
60
70
34C
Figure 9 Percentage of oxygen concentration over time at various temperatures after
adding catalase to a 1.5% hydrogen peroxide solution
Ten drops o a commercial catalase solution were added to our
reaction vessels containing a 1 .5 % hydrogen peroxide solution. Each
o the solutions had been kept at a dierent temperature. The %
oxygen in the reaction vessel was determined using a data logger in a
set-up similar to fgure 1 0.
Figure 10
1
E xplain the variation in the % oxygen at time zero.
2
Determine the rate o reaction at each temperature using the graph.
3
C onstruct a scatter plot o reaction rate versus temperature.
) Paper discs soaked in
the enzyme catalase
are added to diferent
concentrations o
hydrogen peroxide.
The reaction produces
oxygen bubbles.
) Lipase catalyses
the breakdown o
triglycerides to atty
acids and water. The pH
o the reaction solution
will lower as the reaction
proceeds.
c) Papain is a protease that
can be extracted rom
pineapple ruits. Gelatin
cubes will be digested
by papain.
d) Catechol oxidase
converts catechol to a
yellow pigment in cut
ruit. It can be extracted
rom bananas. The
yellow pigment reacts
with oxygen in the air to
turn brown.
379
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
8.2 Cell respiration
Understanding
Applications
 Cell respiration involves the oxidation and











reduction o compounds.
Phosphorylation o molecules makes them
less stable.
In glycolysis, glucose is converted to pyruvate.
Glycolysis gives a small net gain o ATP without
the use o oxygen.
In aerobic cell respiration pyruvate is
decarboxylated and oxidized.
In the link reaction pyruvate is converted into
acetyl coenzyme A.
In the Krebs cycle, the oxidation o acetyl
groups is coupled to the reduction o hydrogen
carriers, liberating carbon dioxide.
Energy released by oxidation reactions is
carried to the cristae o the inner mitochondrial
membrane by reduced NAD and FAD.
Transer o electrons between carriers in the
electron transport chain is coupled to proton
pumping.
In chemiosmosis protons difuse through ATP
synthase to generate ATP.
Oxygen is needed to bind with the ree protons
to orm water to maintain the hydrogen gradient.
The structure o the mitochondrion is adapted to
the unction it perorms.
 Electron tomography used to produce images
o active mitochondria.
Skills
 Analysis o diagrams o the pathways o aerobic
respiration to deduce where decarboxylation
and oxidation reactions occur.
 Annotation o a diagram to indicate the
adaptations o a mitochondrion to its unction.
Nature of science
 Paradigm shits: the chemiosmotic theory led to
a paradigm shit in the eld o bioenergetics.
Oxidation and reduction
Cell respiration involves the oxidation and reduction
o compounds.
O xidation and reduction are chemical processes that always occur
together. This happens because they involve transfer of electrons from
one substance to another. O xidation is the loss of electrons from a
substance and reduction is the gain of electrons.
A useful example to help visualize this in the laboratory is in the
B enedicts test, a test for certain types of sugar. The test involves the
380
8 . 2 C e l l R e s p i R aT i O n
use o copper sulphate solution, containing copper ions with a charge
o two positive ( C u 2 + ) . C u 2+ oten imparts a blue or green colour to
solutions. These copper ions are reduced and become atoms o copper
by being given electrons. C opper atoms are insoluble and orm a red or
orange precipitate. The electrons come rom sugar molecules, which are
thereore oxidized.
Electron carriers are substances that can accept and give up electrons
as required. They oten link oxidations and reductions in cells. The
main electron carrier in respiration is NAD ( nicotinamide adenine
dinucleotide) . In photosynthesis a phosphorylated version o NAD
is used, NAD P ( nicotinamide adenine dinucleotide phosphate) . The
structure o the NAD molecule is shown in fgure 1 .
adenine base
ribose sugar
phosphates
ribose sugar
The equation below shows the basic reaction.
NAD + 2 electrons  reduced NAD
The chemical details are a little more complicated. NAD initially has
one positive charge and exists as NAD + . It accepts two electrons in the
ollowing way: two hydrogen atoms are removed rom the substance
that is being reduced. O ne o the hydrogen atoms is split into a proton
and an electron. The NAD + accepts the electron, and the proton ( H + )
is released. The NAD accepts both the electron and proton o the other
hydrogen atom. The reaction can be shown in two ways:
nicotinamide base
Figure 1 Structure of NAD
NAD + + 2 H + + 2 electrons ( 2e )  NAD H + H +
NAD + + 2 H  NAD H + H +
This reaction demonstrates that reduction can be achieved by accepting
atoms o hydrogen, because they have an electron. O xidation can
thereore be achieved by losing hydrogen atoms.
O xidation and reduction can also occur through loss or gain o atoms
o oxygen. There are ewer examples o this in biochemical processes,
perhaps because in the early evolution o lie oxygen was absent rom
the atmosphere. A ew types o bacteria can oxidize hydrocarbons using
oxygen:
1 O  C H C H O H
C 7 H 1 5 C H 3 + _
7 15
2
2 2
n- octane
n- octanol
Nitriying bacteria oxidize nitrite ions to nitrate.
1 O  NO NO -2 + _
3
2 2
Adding oxygen atoms to a molecule or ion is oxidation, because the
oxygen atoms have a high afnity or electrons and so tend to draw
them away rom other parts o the molecule or ion. In a similar way,
losing oxygen atoms is reduction.
Phosphorylation
Phosphorylation of molecules makes them less stable.
Phosphorylation is the addition o a phosphate molecule ( PO 3) to
4
an organic molecule. B iochemists indicate that certain amino acid
sequences tend to act as binding sites or the phosphate molecule on
proteins. For many reactions, the purpose o phosphorylation is to make
381
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M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
the phosphorylated molecule more unstable; i.e., more likely to react.
Phosphorylation can be said to activate the molecule.
The hydrolysis o ATP releases energy to the environment and is
thereore termed an exergonic reaction. Many chemical reactions in the
body are endergonic ( energy absorbing) and thereore do not proceed
spontaneously unless coupled with an exergonic reaction that releases
more energy.
For example, depicted below is the frst reaction in the series o reactions
known as glycolysis.
Glucose-6- phosphate
Glucose
ATP AD P
The conversion o glucose to glucose-6- phosphate is endergonic and the
hydrolysis o ATP is exergonic. B ecause the reactions are coupled, the
combined reaction proceeds spontaneously. Many metabolic reactions
are coupled to the hydrolysis o ATP.
Glycolysis and ATP
Glycolysis gives a small net gain of ATP without the
use of oxygen.
The most signifcant consequence o glycolysis is the production o
a small yield o ATP without the use o any oxygen, by converting
sugar into pyruvate. This cannot be done as a single- step process and
instead is an example o a metabolic pathway, composed o many small
steps. The frst o these may seem rather perverse: ATP is used up in
phosphorylating sugar.
Glucose
ATP AD P
Glucose- 6- phosphate  Fructose6phosphate
Fructose- 1 , 6- bisphosphate
ATP AD P
However, these phosphorylation reactions reduce the activation energy
required or the reactions that ollow and so make them much more
likely to occur.
Pyruvate is a product of glycolysis
In glycolysis, glucose is converted to pyruvate.
In the next step, the ructose bisphosphate is split to orm two
molecules o triose phosphate. E ach o these triose phosphates is then
oxidized to glycerate- 3 - phosphate in a reaction that yields enough
energy to make ATP. This oxidation is carried out by removing
hydrogen. Note that it is hydrogen atoms that are removed. I only
hydrogen ions were removed ( H + ) , no electrons would be removed
and it would not be an oxidation. The hydrogen is accepted by NAD + ,
which becomes NAD H + H + . In the fnal stages o glycolysis, the
phosphate group is transerred to AD P to produce more ATP and also
pyruvate. These stages are summarized in the equation below, which
occurs twice per glucose.
382
8 . 2 C e l l R e s p i R aT i O n
NAD + NAD H + H +
triose phosphate
glycerate- 3 - phosphate
The fate of pyruvate
Glucose
In aerobic cell respiration pyruvate is
decarboxylated and oxidized.
reduced NAD
pyruvate
ATP
Pyruvate
Two molecules o pyruvate are produced in glycolysis
per molecule o glucose. I oxygen is available, this
pyruvate is absorbed into the mitochondrion, where it is
ully oxidized.
2 C H 3 C O C O O H + 5 O 2  6C O 2 + 4H 2 O
Glycolysis
reduced NAD
Link reaction
Acetyl CoA
reduced FAD
 Electron transport
 Oxidative
reduced
phosphorylation
NAD
 Chemiosmosis
Krebs
cycle
ATP
As with glycolysis, this is not a single-step process.
C arbon and oxygen are removed in the orm o carbon
dioxide, in reactions called decarboxylations. The
oxidation o pyruvate is achieved by the removal o pairs
ATP
o hydrogen atoms. The hydrogen carrier NAD + , and a
Figure 2 A summary of aerobic respiration
related compound called FAD , accept these hydrogen
atoms and pass them on to the electron transport chain where oxidative
phosphorylation will occur. These reactions are summarized in fgure 2 .
O
The link reaction
In the link reaction pyruvate is converted into
acetyl coenzyme A.
In the Krebs cycle, the oxidation of acetyl groups
is coupled to the reduction of hydrogen carriers.
This cycle has several names but is oten called the Krebs
cycle, in honour o the biochemist who was awarded the
Nobel Prize or its discovery. The link reaction involves one
decarboxylation and one oxidation. There are two more
decarboxylations and our more oxidations in the Krebs cycle.
I glucose as oxidized by burning in air, energy would
be released as heat. Most o the energy released in the
oxidations o the link reaction and the Krebs cycle is
used to reduce hydrogen carriers ( NAD + and FAD ) .
O
S
CoA
C
O
C
O
CH 3
CO 2 NAD + reduced NAD CH 3
Figure 3 The link reaction
The frst step, represented by fgure 3 , occurs ater the pyruvate,
which has been produced in the cytoplasm, is shuttled into the
mitochondrial matrix. O nce there, the pyruvate is decarboxylated
and oxidized to orm an acetyl group. Two high energy electrons are
removed rom pyruvate. These react with NAD + to produce reduced
NAD . This is called the link reaction, because it links glycolysis with
the cycle o reactions that ollow.
The Krebs cycle
CoA-SH
C
CO 2
pyruvic acid
NAD +
reduced NAD
acetyl-CoA
citric acid (6C)
CoA
OAA (4C)
reduced NAD
NAD +
reduced NAD
CO 2
NAD +
CO 2
NAD +
reduced NAD
FADH 2
FAD
ATP
ADP+ i P
Figure 4 Summary of the Krebs cycle
383
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
TOK
What kinds o explanations do
scientists ofer, and how do these
explanations compare with those
ofered in other areas o knowledge?
Hans Krebs was awarded the Nobel
Prize in 1953. The two nal paragraphs
o the lecture that he gave on this
occasion are reproduced here.
The reactions o the cycle have been
ound to occur in representatives
o all orms o lie, rom unicellular
bacteria and protozoa to the
highest mammals. The study o
intermediary metabolism shows
that the basic metabolic processes,
in particular those providing energy
and those leading to the synthesis
o cell constituents, are also shared
by all orms o lie.
The existence o common eatures
in dierent orms o lie indicates
some relationship between the
dierent organisms, and according
to the concept o evolution
these relations stem rom the
circumstance that the higher
organisms, in the course o millions
o years, have gradually evolved
rom simpler ones. The concept
o evolution postulates that living
organisms have common roots, and
in turn the existence o common
eatures is powerul support or
the concept o evolution. The
presence o the same mechanism
o energy production in all orms o
lie suggests two other inerences:
frstly that the mechanism o
energy production has arisen very
early in the evolutionary process;
and secondly that lie, in its present
orms, has arisen only once.
1 Outline the argument or
similarities o metabolism as
evidence or evolution.
2 Are there any alternative
explanations or the similarities?
384
The energy thereore remains in chemical orm and can be passed on
to the nal part o aerobic cell respiration: oxidative phosphorylation.
For every turn o the cycle, the production o reduced NAD occurs three
times, decarboxylation occurs twice and the reduction o FAD occurs
once. O ne molecule o ATP is also generated.
Oxidative phosphorylation
Energy released by oxidation reactions is carried to the
cristae o the mitochondria by reduced NAD and FAD.
In aerobic respiration, there are several points where energy released by
oxidation reactions is coupled to the reduction o mainly NAD but also
FAD . Reduced NAD is produced during glycolysis, the link reaction and
the Krebs cycle. FAD H 2 is produced during the Krebs cycle.
The nal part o aerobic respiration is called oxidative phosphorylation,
because AD P is phosphorylated to produce ATP, using energy released
by oxidation. The substances oxidized include the FAD H 2 generated in
the Krebs cycle and the reduced NAD generated in glycolysis, the link
reaction and the Krebs cycle. Thus these molecules are used to carry the
energy released in these stages to the mitochondrial cristae.
The electron transport chain
Transer o electrons between carriers in the electron
transport chain is coupled to proton pumping.
The nal part o aerobic respiration is called oxidative phosphorylation,
because AD P is phosphorylated to produce ATP, using energy released by
oxidation. The main substance oxidized is reduced NAD .
The energy is not released in a single large step, but in a series o small
steps, carried out by a chain o electron carriers. Reduced NAD and
FAD H 2 donate their electrons to electron carriers. As the electrons are
passed rom carrier to carrier, energy is utilized to transer protons across
the inner membrane rom the matrix into the intermembrane space.
The protons then fow through ATP synthase down their concentration
gradient providing the energy needed to make ATP.
Chemiosmosis
In chemiosmosis protons difuse through ATP synthase
to generate ATP.
The mechanism used to couple the release o energy by oxidation to ATP
production remained a mystery or many years, but is now known to be
chemiosmosis. This happens in the inner mitochondrion membrane. It
is called chemiosmosis because a chemical substance ( H + ) moves across
a membrane, down the concentration gradient. This releases the energy
needed or the enzyme ATP synthase to make ATP. The main steps in the
process are as ollows ( also see gure 5 ) .
8 . 2 C e l l R e s p i R aT i O n

NAD H + H + supplies pairs o hydrogen atoms to the rst carrier in the
chain, with the NAD + returning to the matrix.

The hydrogen atoms are split, to release two electrons, which pass
rom carrier to carrier in the chain.




Energy is released as the electrons pass rom carrier to carrier, and
three o these use this energy to transer protons (H + ) across the inner
mitochondrial membrane, rom the matrix to the intermembrane space.
As electrons continue to fow along the chain and more and more
protons are pumped across the inner mitochondrial membrane, a
concentration gradient o protons builds up. This proton gradient is a
store o potential energy.
To allow electrons to continue to fow, they must be transerred
to a terminal electron acceptor at the end o the chain. In aerobic
respiration this is oxygen, which briefy becomes  O 2 , but then
combines with two H + ions rom the matrix to become water.
Protons pass back rom the intermembrane space to the matrix
through ATP synthase. As they are moving down the concentration
gradient, energy is released and this is used by ATP synthase to
phosphorylate AD P.
inter
inner
mitochondrial membrane
space
membrane
matrix
NADH + H +
H+
NAD +
2e -
FADH 2
H+
FAD
H 2O
H+
H+
2H +
 O2O2
H+
ATP ADP
+Pi
low H +
concentration
The role of oxygen
Oxygen is needed to bind with the free protons to form
water to maintain the hydrogen gradient.
H+
high H +
concentration
Figure 5 Summary of oxidative
phosphorylation
O xygen is the nal electron acceptor in the mitochondrial electron
transport chain. The reduction o the oxygen molecule involves both
accepting electrons and orming a covalent bond with hydrogen.
B y using up hydrogen, the proton gradient across the inner
mitochondrial membrane is maintained so that chemiosmosis can
continue.
Dt-bd quto: Oxygen consumption by mitochondria
Figure 6 shows the results o an experiment in
which mitochondria were extracted rom liver
cells and were kept in a fuid medium, in which
oxygen levels were monitored. Pyruvate was
added at point I on the graph, and AD P was
added at points II, III and IV.
1
Explain why oxygen consumption by the
mitochondria could not begin unless
pyruvate had been added.
[3 ]
2
D educe what prevented oxygen
consumption between points I and II.
[2 ]
Predict, with reasons, what would have
happened i AD P had not been added at
point III.
[2 ]
D iscuss the possible reasons or oxygen
consumption not being resumed ater
AD P was added at point IV.
[3 ]
oxygen saturation / %
3
I
II
100
III
4
50
IV
0
time
Figure 6 Results of oxygen consumption experiment
385
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
The chemiosmotic theory
Paradigm shits: the chemiosmotic theory produced a paradigm shit in the feld
o bioenergetics.
In 1 961 Peter Mitchell proposed the chemiosmotic
hypothesis to explain the coupling o electron
transport in the inner mitochondrial membrane to
ATP synthesis. His hypothesis was a radical departure
rom previous hypotheses and only ater many years
was it generally accepted. He was awarded the Nobel
Prize or Chemistry in 1 978 and part o the Banquet
Speech that he gave is reproduced here:
Emile Zola described a work o art as a corner o nature
seen through a temperament. The philosopher Karl
Popper, the economist F.A. Hayek and the art historian
K.H. Gombrich have shown that the creative process
in science and art consists o two main activities: an
imaginative jumping orward to a new abstraction or
simplifed representation, ollowed by a critical looking
back to see how nature appears in the light o the new
vision. The imaginative leap orward is a hazardous,
unreasonable activity. Reason can be used only when
looking critically back. Moreover, in the experimental
sciences, the scientifc raternity must test a new theory
The fnal outcome cannot be known, either to the
originator o a new theory, or to his colleagues
and critics, who are bent on alsiying it. Thus, the
scientifc innovator may eel all the more lonely
and uncertain.
On the other hand, aced with a new theory, the
members o the scientifc establishment are oten
more vulnerable than the lonely innovator. For, i
the innovator should happen to be right, the ensuing
upheaval o the established order may be very painul
and uncongenial to those who have long committed
themselves to develop and serve it. Such, I believe, has
been the case in the feld o knowledge with which my
work has been involved. Naturally I have been deeply
moved, and not a little astonished, by the accidents o
ortune that have brought me to this point.
Structure and function in the
mitochondrion
Examine fgure 7 showing an electron micrograph
o a mitochondrion and a drawing representing
that mitochondrion.
The structure o the mitochondrion is
adapted to the unction it perorms.
The mitochondrion is a semi- autonomous organelle
in that it can grow and reproduce itsel but it
still depends on the rest o the cell or resources
and is otherwise part o the cellular system. 70S
ribosomes and a naked loop o D NA are ound
within the mitochondrial matrix.
There is oten a clear relationship between the
structures o the parts o living organisms and the
unctions they perorm. This can be explained
in terms o natural selection and evolution. The
mitochondrion can be used as an example. I
mitochondrial structure varied, those organisms
with the mitochondria that produced ATP most
efciently would have an advantage. They
would have an increased chance o survival and
would tend to produce more ospring. These
ospring would inherit the type o mitochondria
that produce ATP more efciently. I this trend
continued, the structure o mitochondria would
gradually evolve to become more and more
efcient. This is called adaptation  a change in
structure so that something carries out its unction
more efciently.
386
to destruction, i possible. Meanwhile, the creator o a
theory may have a very lonely time, especially i his
colleagues fnd his views o nature unamiliar and
difcult to appreciate.
The mitochondrion is the site o aerobic respiration.
The outer mitochondrial membrane separates the
contents o the mitochondrion rom the rest o
the cell creating a compartment specialized or the
biochemical reactions o aerobic respiration.
The inner mitochondrial membrane is the site o
oxidative phosphorylation. It contains electron
transport chains and ATP synthase, which carry
out oxidative phosphorylation. Cristae are tubular
projections o the inner membrane which increase the
surace area available or oxidative phosphorylation.
The intermembrane space is the location where
protons build up as a consequence o the electron
8 . 2 C e l l R e s p i R aT i O n
transport chain. The proton build-up is used to
produce ATP via the ATP synthase. The volume o
the space is small, so a concentration gradient across
the inner membrane can be built up rapidly.
The matrix is the site o the Krebs cycle and the link
reaction. The matrix fuid contains the enzymes
necessary to support these reaction systems.
Annotating a diagram of a mitochondrion
Annotation o a diagram to indicate the adaptations o a mitochondrion to its unction.
Outer mitochondrial membrane
separates the contents of the mitochondrion Matrix
from the rest of the cell, creating a cellular contains enzymes for the
Krebs cycle and the link reaction
compartment with ideal conditions for
Intermembrane space
aerobic respiration
Proteins are pumped
Inner mitochondrial
into this space by the
membrane contains
electron transport chain.
electron transport
The space is small so the
chanins and ATP synthase
concentration builds up
quickly
Cristae are projections of the inner membrane
Ribosome DNA
which increase the surface area available for
for expression of
oxidative phosphorylation
mitochondrial genes
Figure 7
actvty
0.1m
a)
b)
d)
c)
Figure 8 Electron micrographs of mitochondria: (a) from a bean plant (b) from mouse liver (c) from axolotl sperm (d) from bat pancreas
Study the electron micrographs in gure 8 and then
answer the multiple-choice questions.
1 The fuid-lled centre o the mitochondrion is called
the matrix. What separates the matrix rom the
cytoplasm around the mitochondrion?
80S ribosomes. Which o these hypotheses is
consistent with this observation?
(i) Protein is synthesized in the mitochondrion.
(ii) Ribosomes in mitochondria have evolved rom
ribosomes in bacteria.
) One wall.
c) Two membranes.
(iii) Ribosomes are produced by aerobic cell respiration.
b) One membrane.
d) One wall and one membrane.
) (i) only
c) (i) and (ii)
b) (ii) only
d) (i) , (ii) and (iii)
2 The mitochondrion matrix contains 70S ribosomes,
whereas the cytoplasm o eukaryotic cells contains
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M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
Mitochondrial membranes are dynamic
Electron tomography used to produce images o active mitochondria.
Ideas in science sometimes change gradually. B ut
sometimes they remain stable or years or even
decades and then undergo a sudden change.
This can be due to the insight or enthusiasm o a
particular scientist, or team.
The development o new techniques can
sometimes be the stimulus. The technique
o electron tomography has recently allowed
three-dimensional images o the interior o
mitochondria to be made. O ne o the leaders in
this feld is D r. C armen Mannella, ormer D irector,
D ivision o Molecular Medicine, Wadsworth
C enter, Albany NY: Resource or Visualization o
B iological C omplexity. He recently gave this brie
comment on developments in our understanding
o mitochondrial structure and unction.
The new take-home message about the
mitochondrial inner membrane is that the cristae
are not simple inoldings but are invaginations,
dening micro-compartments in the organelle.
The cristae originate at narrow openings (crista
junctions) that likely restrict diusion o proteins
and metabolites between the compartments.
The membranes are not only very fexible but
also dynamic, undergoing usion and ssion
in response to changes in metabolism and
physiological stimuli.
The working hypothesis is that the observed changes
in membrane shape (topology) are not random and
passive but rather a specic mechanism by which
mitochondrial unction is regulated by changes in
internal diusion pathways, e.g., allowing more
ecient utilization o ADP. It appears that there
are specic proteins and lipids that actively regulate
the topology o the inner membrane. This is a bit
speculative at the time but it gives a sense o where
things are headed in the eld.
Figure 9 Three images of the inner mitochondrial membrane of mitochondria from liver cells
show the dynamic nature of this membrane
TOK
There are some scientic
elds that depend entirely
upon technology or their
existence, or example,
spectroscopy, radio or X-ray
astronomy. What are the
knowledge implications o
this? Could there be problems
o knowledge that are
unknown now, because the
technology needed to reveal
them does not exist yet?
388
activity
Answer the ollowing questions with respect to the three images in gure 9 .
) The diameter o the mitochondrion was 700 nm. Calculate the
magnication o the image.
[3]
b) Electron tomography has shown that cristae are dynamic structures
and that the volume o the intracristal compartment increases when the
mitochondrion is active in electron transport. Suggest how electron transport
could cause an increase in the volume o fuid inside the cristae.
[2]
c) Junctions between the cristae and boundary region o the inner
mitochondrial membrane can have the shape o slots or tubes and
can be narrow or wide. Suggest how narrow tubular connections could
help in ATP synthesis by one o the cristae in a mitochondrion.
[2]
8 . 3 ph O TO s yn Th e s i s
8.3 potot
Understanding
 Light-dependent reactions take place in the













intermembrane space o the thylakoids.
Reduced NADP and ATP are produced in the
light-dependent reactions.
Light-independent reactions take place in the
stroma.
Absorption o light by photosystems generates
excited electrons.
Photolysis o water generates electrons or use
in the light-dependent reactions.
Transer o excited electrons occurs between
carriers in thylakoid membranes.
Excited electrons rom Photosystem II are used
to generate a proton gradient.
ATP synthase in thylakoids generates ATP using
the proton gradient.
Excited electrons rom Photosystem I are used
to reduce NADP.
In the light-independent reactions a carboxylase
catalyses the carboxylation o ribulose
bisphosphate.
Glycerate 3-phosphate is reduced to triose
phosphate using reduced NADP and ATP.
Triose phosphate is used to regenerate RuBP
and produce carbohydrates.
Ribulose bisphosphate is reormed using ATP.
The structure o the chloroplast is adapted to its
unction in photosynthesis.
Applications
 Calvins experiment to elucidate the
carboxylation o RuBP.
Skills
 Annotation o a diagram to indicate the
adaptations o a chloroplast to its unction.
Nature of science
 Developments in scientifc research ollow
improvements in apparatus: sources o 1 4 C and
autoradiography enabled Calvin to elucidate
the pathways o carbon fxation.
Location of light-dependent reactions
Light-dependent reactions take place in the
intermembrane space o the thylakoids.
Research into photosynthesis has shown that it consists of two very
different parts, one of which uses light directly ( light- dependent
reactions) and the other does not use light directly ( light-independent
389
8
M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
reactions) . The light- independent reactions can only carry on in
darkness or a ew seconds because they depend on substances produced
by the light-dependent reactions which rapidly run out.
The chloroplast has an outer membrane and an inner membrane. The
inner membrane encloses a third system o interconnected membranes
called the thylakoid membranes. Within the thylakoid is a compartment
called the thylakoid space.
The light-dependent reactions take place in the thylakoid space and
across the thylakoid membranes.
Data-based questions: Freeze-fracture images of chloroplasts
I chloroplasts are rozen rapidly in liquid
nitrogen and then split, they racture across
planes o weakness. These planes o weakness
are usually the centres o membranes, between
the two layers o phospholipid, where there are
no hydrogen bonds attracting water molecules to
each other. Structures within the membrane such
as the photosystems are then visible in electron
micrographs ( see fgure 1 ) .
1
2
3
D escribe the evidence, visible in the
electron micrograph, or chloroplasts
having many layers o membrane.
[2 ]
Explain how photosystems become
visible as lumps in reeze- racture
electron micrographs o chloroplasts.
[2 ]
S ome membranes contain large particles
arranged in rectangular arrays. These are
Photosystem II. They have a diameter o
1 8 nm. C alculate the magnifcation o the
electron micrograph.
[3 ]
4
Other membranes visible in the electron
micrograph contain a variety o other
structures. Use the inormation on the
ollowing pages to deduce what these are.
[3]
Figure 1 Freeze-fracture electron micrograph
of spinach chloroplast
The products of the light-dependent reactions
Reduced NADP and ATP are produced in the
light-dependent reactions.
Light energy is converted into chemical energy in the orm o ATP and
reduced NAD P in the light reacations. The ATP and reduced NAD P serve
as energy sources or the light- independent reactions.
The location of the light-independent reactions
Light-independent reactions take place in the stroma.
The inner membrane o the chloroplast encloses a compartment called
the stroma. This is a thick protein-rich medium containing enzymes
or use in the light-independent reactions, also known as the C alvin
390
8 . 3 ph O TO s yn Th e s i s
cycle. In the light-independent reactions the C alvin cycle is an anabolic
pathway that requires endergonic reactions to be coupled to the
hydrolysis o ATP and the oxidation o reduced NAD P.
Figure 2 summarizes the processes o both the light- dependent and lightindependent reactions.
outer membrane of chloroplast
inner membrane
of chloroplast
CO 2
thylakoid membrane
light
energy
thylakoid space
P1 + ADP
ATP
Calvin
cycle
NADP
NADPH + H +
sugars
2e H 2O
light-independent reactions
- photolysis
- photoactivation
- electron transport
- chemiosmosis
- ATP synthesis
- reduction of NADP
2H +
+
1
2
O2
light-independent reactions
- carbon xation
- carboxylation of RuBP
- production of triose phosphate
- ATP and NADPH as energy sources
- ATP used to regenerate RuBP
- ATP used to produce carbohydrates
Figure 2
Photoactivation
Absorption of light by photosystems generates
excited electrons.
C hlorophyll and the accessory pigments are grouped together in large
light- harvesting arrays called photosystems. These photosystems are
located in the thylakoids, an arrangement o membranes inside the
chloroplast. There are two types o light- harvesting arrays, called
Photosystems I and II. In addition to light- harvesting arrays, the
photosystems have reaction centres ( fgure 3 ) .
B oth types o photosystem contain many chlorophyll molecules, which
absorb light energy and pass it to two special chlorophyll molecules in
the reaction centre o the photosystem. Like other chlorophylls, when
these special chlorophyll molecules absorb the energy rom a photon o
light an electron within the molecule becomes excited. The chlorophyll
is then p hotoactivated. The chlorophylls at the reaction centre have
the special property o being able to donate excited electrons to an
electron acceptor.
391
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M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
Photosystem II
light
light harvesting array
Rather conusingly, Photosystem II, rather than Photosystem
I, is where the light- dependent reactions o photosynthesis
begin. The electron acceptor or this photosystem is called
plastoquinone. It collects two excited electrons rom
Photosystem II and then moves away to another position in
the membrane. Plastoquinone is hydrophobic, so although it
is not in a xed position, it remains within the membrane.
reaction centre
primary
acceptor
e-
plastoquinone Absorption o two photons o light causes the production
transfer of
electrons
pigment
molecules
chlorophyll molecules
that transfer electrons
Figure 3 Diagram showing the relationship
between the light-harvesting array, the
reaction centre and plastoquinone
o one reduced plastoquinone, with one o the chlorophylls
at the reaction centre having lost two electrons to a
plastoquinone molecule. Photosystem II can repeat this
process, to produce a second reduced plastoquinone, so the
chlorophyll at the reaction centre has lost our electrons and
two plastoquinone molecules have been reduced.
Photolysis
Photolysis of water generates electrons for use in the
light-dependent reactions.
O nce the plastoquinone becomes reduced, the chlorophyll in the
reaction centre is then a powerul oxidizing agent and causes the water
molecules nearest to it to split and give up electrons, to replace those
that it has lost:
2 H 2 O  O 2 + 4H + + 4e The splitting o water, called photolysis, is how oxygen is generated
in photosynthesis. O xygen is a waste product and diuses away.
The useul product o Photosystem II is the reduced plastoquinone,
which not only carries a pair o electrons, but also much o the energy
absorbed rom light. This energy drives all the subsequent reactions o
photosynthesis.
The electron transport chain
Transfer of excited electrons occurs between carriers in
thylakoid membranes.
The production o ATP, using energy derived rom light is called
photophosphorylation. It is carried out by the thylakoids. These are
regular stacks o membranes, with very small fuid-lled spaces inside
( see gure 4) . The thylakoid membranes contain the ollowing structures:
Figure 4 Electron micrograph of
thylakoids  75,000
392

Photosystem II

ATP synthase

a chain o electron carriers

Photosystem I.
Reduced plastoquinone is needed, carrying the pair o excited electrons
rom the reaction centre o Photosystem II. Plastoquinone carries the
electrons to the start o the chain o electron carriers.
8 . 3 ph O TO s yn Th e s i s
The proton gradient
Excited electrons from Photosystem II are used to
generate a proton gradient.
O nce plastoquinone transers its electrons, the electrons are then passed
rom carrier to carrier in this chain. As the electrons pass, energy is
released, which is used to pump protons across the thylakoid membrane,
into the space inside the thylakoids.
A concentration gradient o protons develops across the thylakoid
membrane, which is a store o potential energy. Photolysis, which
takes place in the fuid inside the thylakoids, also contributes to the
proton gradient.
stroma
(low H + concentration)
Photosystem II
light
2 H+
cytochrome
complex light
NADP+
reductase
Photosystem I
Fd
NADP+ + H +
NADPH
Pq
H2O
thylakoid space
(high H + concentration)
1
2
O2
+2 H +
Pc
2 H+
to Calvin
cycle
stroma
(low H + concentration)
thylakoid
membrane
ATP synthase
ADP +
P1
ATP
H+
Figure 5
Chemiosmosis
ATP synthase in thylakoids generates ATP using the
proton gradient.
The protons can travel back across the membrane, down the
concentration gradient, by passing through the enzyme ATP synthase.
The energy released by the passage o protons down their concentration
gradient is used to make ATP rom AD P and inorganic phosphate. This
method o producing ATP is strikingly similar to the process that occurs
inside the mitochondrion and is given the same name: chemiosmosis.
When the electrons reach the end o the chain o carriers they are passed
to plastocyanin, a water-soluble electron acceptor in the fuid inside
the thylakoids. Reduced plastocyanin is needed in the next stage o
photosynthesis.
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M E TAB O LI S M , C E LL R E S P I R AT I O N AN D P H O TO S YN T H E S I S ( AH L )
Data-based questions: Evidence for chemiosmosis
One o the rst experiments to give evidence or
ATP production by chemiosmosis was perormed
in the summer o 1 966 by Andr Jagendor.
Thylakoids were incubated or several hours
in darkness, in acids with a pH ranging rom
3.8 to 5.2. The lower the pH o an acid, the higher
its concentration o protons. During the incubation,
protons diused into the space inside the thylakoids,
until the concentrations inside and outside were
equal. The thylakoids were then transerred, still
in darkness, into a solution o ADP and phosphate
that was more alkaline. There was a brie burst o
ATP production by the thylakoids. The graph shows
the yield o ATP at three acid incubation pHs and a
range o pHs o the ADP solution.
1
ATP production / mol
3.8
a) D escribe the relationship between pH o
ADP solution and ATP yield, when acid
incubation was at pH 3 .8.
[2 ]
b) Explain why the pH o the AD P solution
aects the ATP yield.
[2 ]
2
4.8
Explain the eect o changing the pH o
acid incubation on the yield o ATP.
[2 ]
Explain why there was only a short burst
o ATP production.
[2 ]
Explain the reason or perorming the
experiment in darkness.
[2 ]
5.2
3
6.5
7.0
7.5
8.0
pH of ADP solution
8.5
Figure 6 Results of Jagendorf experiment
4
Reduction of NADP
Excited electrons from Photosystem I are used to reduce NADP.
The remaining parts o the light-dependent reactions involve
Photosystem I. The useul product o these reactions is reduced NAD P,
which is needed in the light- independent reactions o photosynthesis.
Reduced NAD P has a similar role to reduced NAD in cell respiration:
it carries a pair o electrons that can be used to carry out reduction
reactions.
uid in
thylakoid
H 2O
2H +
thylakoid
membrane
Photosystem II
2e -
1
2 O2
plastocyanin
uid outside
thylakoid
plastoquinone
electron
transport chain
Photosystem II
ferredoxin
NADP
Figure 7 Summary of the lightdependent reactions of photosynthesis
394
C hlorophyll molecules within Photosystem I absorb light energy and
pass it to the special two chlorophyll molecules in the reaction centre.
This raises an electron in one o the chlorophylls to a high energy level.
As with Photosystem II, this is called photoactivation. The excited
electron passes along a chain o carriers in Photosystem I, at the end
o which it is 
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