Theories of Foreign Policy: An Historical Overview Author(s): Steve Smith Source: Review of International Studies , Jan., 1986, Vol. 12, No. 1 (Jan., 1986), pp. 1329 Published by: Cambridge University Press Stable URL: https://www.jstor.org/stable/20097063 JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at https://about.jstor.org/terms Cambridge University Press is collaborating with JSTOR to digitize, preserve and extend access to Review of International Studies This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Review of International Studies (1986), 12, 13-29 Printed in Great Britain Theories of foreign policy: an historical overview* Steve Smith Although it is natural to consider the development of the comparative approach known as Foreign Policy Analysis (FPA) as the most obvious source of theories of foreign policy behaviour, it is important to remember that all perspectives on the subject of international relations contain statements about foreign policy. Historic ally this has been the case because virtually all approaches to the study of inter national relations took the state to be the central actor. Thus, approaches as diverse as those concentrating on political economy, international society and Marxism have all included a notion of what the state is and how its foreign policy results, regardless of the way in which policy might be defined. Theories of foreign policy are therefore intrinsic to theories of international relations, even for those who deny the centrality of the state as an actor in international society. What has happened in the last decade or so is that the traditional notion of the state as being the fundamental unit of international society has come under attack. The state-centric perspective is argued to be outdated as new actors have come on the scene and as new forces, predominantly economic, have altered the nature of inter national relations by entangling states in a network of interdependencies. This position is to be contrasted with that of those who worked in the 1960s in the area of FPA, certainly as practised in the USA. The latter believed that there was some kind of progressive quality to their work, which would lead ultimately to a general theory of foreign policy behaviour. For many, however, FPA as a subject-area was always problematic?since it was neither social scientific in the way claimed to be the case in the systems analysis of international relations, nor historical in the sense of using evidence and hindsight to make sense of, and give coherence to, the perceptions of those who had made foreign policy decisions. By the late 1970s these concerns seemed to be all too well supported by both the empirical enquiries that led many in inter national relations to proclaim the obsolescence of state-centric theory and by the theoretical impasse that FPA had apparently reached. At this juncture, then, it is very appropriate to attempt an overview of where we have reached in the study of foreign policy: to see if FPA was always a blind alley; to see if the contemporary international system militates against a focus on foreign policies; and to see to what extent FPA, as a distinct (if eclectic) approach to the study of foreign policy, has anything to offer other than footnotes to grand theories of international relations or historical case studies. In short, is FPA a discredited pseudo-science? * This paper was presented at the 1984 annual conference of BISA, held at Durham; I would like to thank Charles Reynolds and Geoff Berridge for their helpful comments at that conference. I am also grateful to the two anonymous referees of the journal and to Christopher Hill, Mike Nicholson and Brian White for their comments. 0260-2105/86/01/0013-17/$03.00 ? 1986 Review of International Studies This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 14 Theories of foreign policy: an historical overview Traditional approaches Before examining the decline of FPA as an approach to the study of foreign policy it is important to clarify how foreign policy was explained by the major theories of international relations before the sub-field of FPA opened up. This development is normally associated with the first publication of the Snyder, Br?ck and Sapin framework in 1954.l Of course, such precision over the formation of the sub-field is a little misleading, but it is nevertheless quite clear that this one framework, more than anything before, brought the FPA approach into existence. This approach attempts to understand foreign policy by treating states as members of a class of phenomena and seeks to generalize about the sources, and nature, of their behaviour, focusing on the decision-making process in its varying aspects in order to produce explanations. This at first sight seems applicable to all theories of the foreign policies of states, but it is not. Of the three main identifiable ways of thinking about international relations outside of the behavioural perspective (idealism, realism and the international society approach),2 none takes as its focus of enquiry the decision-making process. Each has a more parsimonious explanation of international events, one that sees decision making as more determined than determining. In all three general perspectives the critical determinants of foreign policy are to be found in the nature of the inter national political system. The structural condition of 'anarchy', however mediated by conventions, laws and morality, is generally the starting point for enquiry. In both idealism and realism a powerful notion of human nature pervades the analysis. On the one side it was what a differently constructed international system might let flourish; on the other it was a constraint that must be managed. Idealist thinkers, inspired by a liberal conception of human nature and conflict, searched for mechanisms to be built into international society which would prevent it generating any more war and for ways of building democracy, since this was believed to be peace enhancing. Without these mechanisms international relations would be marked by the recurrence of war, due either to misperception or to the existence of 'sinister' interests in unreformed societies. For idealists, then, foreign policy was to be explained through an understanding of what human beings could become and why existing structures, both domestic and international, stood in the way. The study of international relations was intrinsically related to the task of improving international relations. One did not need to focus on how policy was made to understand how this overriding feature led to that which we might observe in the way of foreign policy behaviour, nor how that behaviour could be transformed. The decline of idealist thought was accompanied by the rise of the dominant theory of international relations in the subject's history, realism. Much has been written about Morgenthau's work, and, of course, it is misleading to suggest that he was the only major 'founding-father' of realism, but the subtlety of his approach has led many to see it as the most coherent and consistent theory of international relations. Indeed, ten or twenty years ago it was fashionable to write-off Morgenthau as in some important way pass?. What is surprising is just how many of the critiques of his work end up imputing to him things that he did not say, and simplifying what he did say almost beyond recognition. It is therefore less surprising to note that Politics Among Nations3 is still one of the most widely-cited texts in the subject, a book to be dismissed at quite a cost. Morgenthau has a very explicit view of why states behave as they do and this relates to his a priori conception of human nature on the one hand, This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith and to his belief in the structural determinance of the international system on the other. He claims that the inherent and immutable self-interested nature of human beings, when faced with a structure of international anarchy, results in states maximizing one thing, power. Although he is at pains to point out that this concept of power is not to be imbued with one fixed meaning, and, for example, he explicitly discusses economic dimensions of power, he does believe that the association of power with the concept of national interest can provide a universal explanation of why states act as they do. In his classification of the main types of foreign policies into categories of status quo, imperialist and prestige,4 he essentially imposes onto foreign policy behaviour a systemic rationale. That is, he finds the sources of foreign policy in the situation of the state in the international system, with the overriding mechanism of the balance of power constituting the fundamental explanation of the behaviour of the units. That this allows him to develop a coherent explanation does not detract from the problems of his view of the causes of foreign policy. There are three main deficiencies: first there is the common accusation that his key concepts?power, balance of power and national interest?are incapable of objective definition. To accept that these are subjective negates Morgenthau's claim to objectivity which is central to his argument.5 Once subjectivity enters into the definitions his epistemology collapses, for this is not an account of what decision makers think they are doing, it is an account of what we think we know they are doing. Second, one searches in vain through Politics Among Nations for any linkage between the domestic polity and the international system. His discussions of domestic factors concentrate on the resources of national power and on the justificatory role of ideology, not on any domestic input to foreign policy. A third and related problem is that his notion of what human nature objectively is admits of no variation; yet he does argue that foreign policy takes different forms. Specifically, he provides no way of moving from a 'knowledge* of what we are to an explanation of why some states behave in certain ways in contrast to others. Why are some states expansionist and others not? His answer appears to be that it is all to do with whether they are content with the existing distribution of power. Notwithstanding his lengthy discussion of the sources of imperialism,6 his explanations of why some states are imperialist are structural ones, and they rely axiomatically on some objective universal notion of power. In summary, Morgenthau's 'theory' of international relations does indeed have much to say on the question of why states do what they do, but the ultimately determining role of international structure fails to carry the burden imposed on it once the objective nature of its driving force, power, is questioned. Whilst the claim that his theory treats states as billiard-balls is indeed an over simplification, it nevertheless captures the underlying assumption of his approach: states are driven to behave in certain ways by the structure of the system and not by the domestic polity; there is no mechanism linking the internal to the external aspects of behaviour; his a priori conception of human nature cannot explain why states behave in such different ways; and, his central concepts are in quite funda mental ways contestable. The result of these objections is that the logical coherence and structure of his theory collapses. It is essentially a deterministic notion of foreign policy, one based on specific and disputable definitions of the driving forces of the international system. The paradox is that he is himself forced to 'bring people back in' to explain 'errors' (such as appeasement) in history. There is an ineluctable tension between determinism and voluntarism in his work. This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 15 16 Theories of foreign policy: an historical overview Behaviouralist methods It was, of course, these kinds of concerns that led to the widespread adoption of behaviouralist methods in the study of international relations in the US in the 1950s and 1960s. Two main approaches to studying the foreign policies of states resulted. These were summed up in the infamous paper by David Singer 'The level-of-analysis problem in international relations'.7 Two points about that paper are worth noting here. First, Singer argued implicitly that explanations are necessarily and inevitably distorted in that there is no uncomplicated existence of a world of facts. Theories are thus to be seen as competing; each, by focusing on a certain level of analysis, imposes a bias on the data and in this way evidence is theory-dependent. Although Singer is somewhat unclear as to his distinction between a model and a theory, it is implied by his argument that the common behavioural goal of a general theory (as found in the natural sciences) is fundamentally problematic precisely because theories compete and in turn define their evidence. Second, Singer, while arguing for an explicit choice of levels of analysis in order to further the development of a cumulative set of theories and of evidence, virtually takes for granted the existence of one unit of analysis, the state. Indeed, John Vasquez has very clearly illustrated that this assumption pervades the behaviouralist study of international relations.8 So despite the dissatisfaction with realism, the behavioural movement, for all its differences in methodology and epistemology, accepted that what was to be explained was the foreign policies of sovereign states. Hence quite an extensive literature was built up during the late 1950s and the 1960s that sought to explain the foreign policy behaviour of the state from a systems view point. This was most clearly represented by the models of international behaviour developed by Morton Kaplan, Richard Rosecrance and Kenneth Waltz9 as well as the work on models of polarity.10 These models (and, in the case of Waltz, theories) shared a common assumption about foreign policy behaviour, one that had been central to realism: that the key areas of foreign policy were essentially determined by the structure of the international system. In a bipolar world, for example, this one structural feature would impose 'rules' of behaviour on all states regardless of their ideologies and political complexion. These 'rules' would be different from those that applied in multipolar systems, hence characteristic behaviour would be explicable from a knowledge of the polar structure of the system. In all this, the structural condition of anarchy was both a given and theoretically determining one. But, just as realism appeared to be overmechanistic, so do these behavioural theories (indeed there are many similarities on this level between realism and behavi ouralist theories). Taking their assumptions to their logical conclusion, people and decision-making processes are exogenous to explanation. In the language of Singer's level-of-analysis problem, they imply that states are essentially homogeneous and that the system has a determining impact on the units comprising it. There is no need to run through the very serious problems of this view,11 but it is salient to note that this perspective still does seem able to account for some significant forms of inter national behaviour that, from a state level perspective, seem very problematic. Thus, for example, just as it is clear that a systems view of foreign policy overemphasizes the impact of the system, it is also clear that focusing on the decision-making processes underemphasizes its impact. The fact that multipolar systems are not accompanied by the level of ideological rigidity in foreign policy behaviour that This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith applies in bipolar systems is, clearly, inexplicable from a state perspective. The fact that bipolar systems are marked by forms of behaviour different from those of multi polar systems is likewise inexplicable from a state perspective. In short, it appears that certain aspects of foreign policy behaviour may be more economically explained from the systems level than from the state level. Of course, there are very considerable ontological difficulties with the notion of an international system, but, as Singer pointed out, there are equally serious problems with the state level approach, certainly, for example, in the phenomenological assumptions implicit in any concentration on the perceptions of decision-makers. This level-of-analysis problem remains in the study of foreign policy, and it also applies to exactly the kind of issues dealt with in international political economy. For the present writer the problem reflects the conception of theory made explicit by Waltz12 (and implied in Singer). Theories are essentially in competition, each explain ing some aspects of behaviour better than others. What this upsets most is those views of international relations that see explanation being derived from a concentration on the thoughts of those who make decisions or as the achievement of a general theory that can explain all foreign policy at either the level of the state or the level of the international system. Quite simply, the study of foreign policy cannot afford to ignore the structure of the international system, since that does seem to provide for more powerful insights into why states behave as they do in certain situations than does any focus on the decision-making processes of the state. The problem is, though, that the international systems level can only deal with certain long-term and general trends in foreign policy behaviour. On its own it is not sufficient to constitute a theory of foreign policy. Although much work on the theory of foreign policy took place at the inter national systems level, it was eclipsed not only by the growing perception of the central role of economic factors, but more so by the rise in the 1960s of a distinct approach to analysing foreign policy behaviour. This approach, which for the sake of convenience can be called the comparative foreign policy approach (CFP), was one of the major growth areas in the study of international relations in the era of behaviouralism. Although many different approaches were proposed during the 'heady days' of CFP in the 1960s, what was common to them was a belief that, through the use of methods borrowed from natural science, foreign policy analysis could lead to a general theory. Given the subsequent failure of such a general theory to materialize, this belief now seems misplaced and inappropriate, but it is important to note that such a belief gave impetus to, and faith in, the CFP approach in the 1960s. As Charles Kegley has written in his review of the history of the CFP approach: 'the goals advocated by those urging comparative studies of foreign policy in the 1960s might be classified as a paradigmatic departure revolutionary in intent. Those present at the creation of the . . . [CFP] paradigm shared a cluster of assumptions that seemed to justify?indeed, demand?a declaration of inde pendence from pre-existing approaches to the study of foreign policy. Certain convictions were held to be self-evident: that all nations' foreign policy behaviors were comparable; that patterns in those behaviors were determined by certain factors (among these were size, wealth, and political accountability); that to uncover nomothetic statements about the relative potencies of these determinants, powerful comparative methodologies were available. . . . The declaration accepted one set of epistemological prescriptions and rejected another.'13 This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 17 18 Theories of foreign policy: an historical overview Above all, what was rejected by those who adopted the CFP approach was the case-study approach to understanding foreign policy.14 For reasons that I have discussed elsewhere,15 those following the CFP approach were united more by a rejection of certain methods than by adherence to any one theory. Again, it is critical to note just what the study of foreign policy comprised before the CFP approach developed: single-country case studies with little attempt to introduce comparison. Even the most widely-used foreign policy text, Roy Macridis's edited volume Foreign Policy in World Politics, explicitly rejected any notion of the use of comparative 'scientific' method (although it implicitly used comparative method through such terms as power maximization and national interest). Thus, in the fifth edition published in 1976, the chapter on the comparative study of foreign policy states that: 'the canons of science call for simplicity and economy in the formulation of hypotheses that are to be tested. It is only when simple hypotheses are tested that the scientist moves into the more complex, slowly relating and checking his findings with the outside world. We, in contrast, find that we cannot test. ... To attempt to construct generalizations and models that will give us a rigorous scientific under standing and prediction of foreign policy is a hopeless task . . . [we] believe that case studies of the individual foreign policy-making process, including conflict of various states in terms of the descriptive categories suggested, would give us considerable food for thought and might lead us to more fruitful hypotheses.'16 The CFP approach, then, was committed to a very different kind of analysis of foreign policy behaviour than that which preceded it. A second important assumption of CFP was, therefore, that existing approaches, which claimed to be based on case studies and on the careful sifting of historical evidence, in reality had to rely on a more or less explicit theory of foreign policy?and in most cases this was realist. Whilst eschewing comparative scientific method, this work was given meaning by a powerful set of assumptions about what foreign policy was, about how it was made, and about what goals it was directed towards. This, of course, was the motivation behind the one paper that served as the founding document of an identifiable CFP approach, Rosenau's 'Pre-Theories and Theories of Foreign Policy'.17 There is little need to document the history of the CFP approach, as this has been discussed extensively elsewhere;18 but one should note that this one article was seminal in the development of CFP. Not only did it lead to the major comparative foreign policy research project of the 1960s and 1970s (the Inter Uni versity Comparative Foreign Policy Project, ICFP), it also provided the basis for the most extensive development of behavioural theory, Rosenau's adaptation frame work. The pre-theory attempted to enumerate the causes of foreign policy per se, and it did this through positing foreign policy behaviour to be a dependent variable, with independent variables being those of the size, level of economic development, and the nature of political accountability of the states concerned. These were connected by a series of 'source-variables', related to governmental, societal, idiosyncratic, systemic and role factors. The aim was simply to make explicit the kinds of factors that caused foreign policy behaviour; adaptation was a theory that explained the patterns between independent, intervening (source), and dependent variables. Of course, the theory had a series of formidable deficiencies,19 and ICFP broke up in the mid-1970s. But for a period of about ten years the goal was general theory, with many roads towards that goal being suggested. A distinct CFP approach dominated the literature in the United States. In Britain, however, it was much less popular, as witnessed by This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith Brian White's attack on the dominance of traditional methods in the study of British foreign policy,20 and Roy Jones's discussion of the possibilities of applying behavioural theory to Britain.21 Whilst the 1960s saw a distinctive approach aimed at general theory emerge in the United States, it also saw the rise of a number of less ambitious approaches, which may be termed middle-range theories. What was most salient about these was that they were concerned to disaggregate the notion of the monolithic state, a notion that had dominated realist (and much behavioural) analysis. Not only this, but these middle-range theories focused on a much narrower set of factors than did either realist or CFP analysis, the underlying assumption being that foreign policy could best be understood by examining the impact of certain processes within the decision making structure. While various analysts focused on different aspects of that structure, the implication of much of this middle-range work was that these operated in differing combinations at different levels, from country to country and from issue to issue. Thus, Jervis concentrated on the nature of perceptions;22 Janis looked at the role of psychological processes within decision-making groups;23 Steinbruner stressed the analogy of decision-making as a cybernetic process;24 and Allison analysed bureaucratic and implementational views of decision-making.25 Neverthe less, despite the contributions of these non-CFP scholars, by the early 1970s, the study of foreign policy in the United States was marked by the existence of a powerful and identifiable CFP approach which was aimed at the creation of a general theory. Even in Britain such an approach was gaining some allegiance. As Christopher Hill wrote in 1974: 'we have concluded the process of heart-searching about methodology by coming to beliefs that in principle some generalizations, however qualified, should be possible about phenomena in international politics, that comparisons can be both practicable and productive, and that at least we may hope to lend some precision? by the ordered use of concepts and evidence?to our understanding of inter national action, whether highly specific or very general'.26 The decline of comparative foreign policy Yet three sets of events occurred in the mid-1970s that served to alter significantly the study of foreign policy. The first of these was the increased role of economic factors in international relations. Though it was evident that economic factors had always played a significant role, to US academics the early to mid-1970s seemed to witness a qualitative change in that role. This does not imply ipso facto that foreign policy analysis cannot explain and account for the role of economic factors, but it does represent a significant challenge to the dominant assumptions of FPA, which was a subject focused on the political-military scene. In and of itself the impact of economic factors does not cause problems for FPA. It did so because the rise in economic interdependence challenged the ability of a subject focusing on the state to explain the actually dominant patterns of interactions between societies. Inter dependence, then, called into question the utility of focusing on both the notion of foreign policy (since one of the effects of interdependence was to challenge the distinction between foreign and domestic policy) and the centrality of state decision makers (since attention had to turn to consider non-governmental actors in the managing of the effects of interdependence). In fact this problem was more serious for those who were involved in explaining foreign policy either in a realist perspective This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 19 20 Theories of foreign policy: an historical overview or in a traditional case-study perspective. Nevertheless, interdependence did call into doubt the credentials of FPA, and though much of the work of behaviouralist foreign policy analysts had already begun to discuss the relevance of economic factors,27 it still seemed to cut away at the assumptions of the subject.28 A second factor was the perceived decline in the role of the state as an actor in international relations. Again, while the claims of those who forecast the demise of the state now seem to have been vastly exaggerated, the realization that non-state actors were central to international behaviour in certain issue-areas did at the time constitute a major challenge to FPA. What was the use of concentrating on the foreign policy behaviour of states if non-state actors were equally, if not more, important in certain issue-areas? At the very least the rise of non-state actors did interrupt the confident development of FPA; its impact along with that of inter dependence did call the whole enterprise into doubt. Again, this was more problematic for non-behavioural approaches than for the CFP/middle-range theorists, but it did lead to a massive identity crisis in the mid-1970s: what had been taken for granted (that states were dominant, that their foreign policies could be studied comparatively and that what foreign policy was could be accepted as applying to all states) crumbled in the face of a new world order in which the twin forces of transnationalism and interdependence seemed to alter both the structure and the processes of international society. This challenge was, of course, resisted, most vehemently by traditionalist academics in Britain,29 but it was also welcomed by many behaviouralists in the United States precisely because of their epistemological and methodological commitments.30 The third problem applied specifically to CFP. By the mid-1970s it was evident that, despite the hopes and despite the claims, a general theory of foreign policy behaviour was simply not going to emerge. ICFP broke up in 1974; the pre-theory, although it led to large numbers of studies, had not advanced beyond being a pre theory; and the investment of time and money in quantitative research had not led to theory. Whilst in 1974 Rosenau could write the infamous line that 'all the evidence points to the conclusion that the comparative study of foreign policy has now emerged as a normal science',31 in a paper written a year later (althnough ironically published in the same year, 1976, as was the paper in which the quote immediately above appeared), he noted that: 'it appears that this process [of knowledge building] may be grinding to a halt in the scientific study of foreign policy ... the long-term trend towards convergence seems to have slowed, and, even worse there are more than a few indications that we are going our separate ways'.32 The CFP approach had, to use the words of Charles Kegley, lost its paradigm. The result was that it effectively ground to a halt. The impact of these three factors was to lead to a decline in the comparative study of foreign policy. Many of the behavioural analysts went off to study other aspects of international relations and certainly the rate of publication in the FPA area substantially declined. Paradoxically, in Britain this occurred just as an identifiable group of academics working in what could be loosely called FPA started to emerge. Since then, of course, world events have thrust the state and its political-military behaviour back to the centre of the stage of international relations. The study of foreign policy in the 1980s, however, has to deal with a rather different world from that of either the 1960s or the 1970s, since in the 1980s both economic and military factors are of central importance in foreign policy. It is, nevertheless, a subject of This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith study in which not only has much of the optimism as to the possibilities of creating a general theory declined, but also one in which the beguiling simplicities of realist or case-study analysis seem most appropriate. All in all, there has been a massive retreat from CFP-type analysis in the United States and a resurgence of interest in an analytical focus on one country. The study of foreign policy now has five main approaches. The//rs/ of these is what can be labelled neo-realism, as represented most clearly in the work of Kenneth Waltz33 and as discussed in a recent article by Richard Ashley.34 Neo-realists stress the centrality of the structure of the international system in determining state behaviour; as such this is a return to, as well as an advance on, realism. Foreign policy is to be understood by seeing the situation in which the state has to operate. A powerful variant of this is the work on nuclear strategy that relates to nuclear proliferation, regional security, or superpower relations. A second approach is the world economy perspective, popularized by the work of Immanuel Wallerstein35 and the world-systems theorists.36 In this perspective, the foreign policy behaviour of states is primarily related to the varying influences of the involvement of states in the international economy. A third approach, which is essentially the residual of CFP, may be termed the quantification approach, as seen in the recent works by East et ai, Wilkenfeld et al., and Callahan et al?1 For these writers foreign policy is to be explained by the gathering of empirical data to discover regularities in foreign policy behaviour; in fact each of these three volumes is an outgrowth of a data-collection project (East et ai and Callahan et ai from CREON, Wilkenfeld et ai from the IBA model). The fourth, and most popular, approach involves a return to single-country case studies. Even a quick glance through the literature will reveal that the vast majority of work on foreign policy consists of case studies of either a single country's foreign policy or an event or series of events. If we were to characterize the study of foreign policy as having a dominant approach, it would be this. Having said that, there is no uniformity on appropriate methods, nor on the variables to be studied. The final approaches one which stresses the development of the study of foreign policy by the use of middle-range theories. In many ways this can be termed the 'residual FPA approach'. To the extent that an identifiable FPA sub-field exists, it is now concerned with a group of theories each of which seems to be able to provide explanations of certain types of foreign policy behaviour for certain types of states. Examples of this are the crisis-behaviour work of Michael Brecher,38 the work on implementation by a group of British foreign policy academics,39 as well as the extension of the work on bureaucratic politics, decision-making groups, and percep tions pioneered by Allison, Janis and Jervis respectively. The resulting situation could optimistically be described as one of methodological pluralism; in reality, however, it is evident that the subject-area of FPA as a distinct sub-field of the discipline of international relations is in a state of disarray. This is in contrast to both the general agreement of how to study foreign policy found during the period when realism dominated and the sense of direction provided by the CFP approach. Ironically, the most popular recent text on foreign policy analysis, Lloyd Jensen's Explaining Foreign Policy,*0 for all its concern with discussing mainly CFP theories of states' behaviour, concludes by echoing sentiments similar to those which motivated the first major work in the subject-area, that of Snyder, Br?ck and Sapin. For Jensen, all the determinants of foreign policy are important only insofar as they affect the motivations of decision-makers. In that way^ of course, they are not This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 21 22 Theories of foreign policy: an historical overview determinants at all; in this regard FPA has not come very far in the last thirty years. This does not mean that foreign policy is not studied, quite the contrary, but it does mean that if the 1960s and early 1970s witnessed the growth of an identifiable sub field of FPA, then this sub-field has failed to develop in the last decade. Gone are the claims for the possibility of a general theory, and gone are the large research projects on the analysis of foreign policy behaviour; there has been no major publication from the CFP school in the last few years. Real-world events and theoretical short comings have, therefore, led to a reduction of interest in FPA: as a way of studying foreign policy it is now far less significant than rival approaches in international relations. Grand-scale theorizing has been replaced by, on the one hand, a return to case studies, and, on the other, a concentration on middle-range theories. The weaknesses of foreign policy analysis This leads us to discuss what have been the pitfalls in the study of foreign policy. Why are we where we are now? The history of the sub-field of FPA has contained five main weaknesses which have prevented the development of theory. Before discussing these it is important to note that the sub-field mirrors many of the central methodological problems in the nexus between social science and history. FPA has been no more able to resolve these than has any other discipline, and so, in addition to the specific weaknesses mentioned below, one must add the critical issues of what constitutes an explanation, and whether scientific method is applicable to the analysis of human behaviour. In fairness, these being part of much wider debates on the philosophy of history and social science, it is not surprising that such problems remain unresolved, but foreign policy analysts would do well to be aware of their methodological assumptions and of the weaknesses (as well as the strengths) of any particular method. Given that their training has tended to be in either history or social science it is all too easy (and convenient) to accept a priori the soundness of a particular methodology. Just as it is common to talk of decision-makers being trapped by closed belief systems so this also applies to those studying them. Indeed the history of FPA both in Britain and the United States indicates how beguiling are the paradigms in which study is undertaken; in a very important way, the very division of the sub-field into identifiable schools adhering either to particular methods or to particular middle-range or grand theories has served to foreclose discussion on the central area of method. Precisely because each approach has its utility in explaining events so is it convenient to leave on one side doubts as to the coherence of its structure and the assumptions it makes as to questions of method and epistemology. Nevertheless, the history of FPA does suggest that there have been five major pitfalls in the study of foreign policy. The first concerns the search for a general theory. Despite the hopes of those engaged in CFP in the 1960s and 1970s a general theory did not emerge. This was not for lack of research in this area, nor for lack of finance. Those approaches that claimed to lead to general theory failed, in most cases never getting beyond the pre-theory or even data collection stage, for the simple reason of their epistemological assumptions: it was assumed that if everyone used the same concepts, collected data, tested hypotheses, then theory would emerge. Quite how this was to happen was never specified. To take just the clearest case: the pre theory led to considerable research with many attempts to offer rank-orderings of the This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith potency of the source-variables for certain types of states. Yet once this had been achieved, there was no easy way of turning findings into theory. No amount of data can lead to the entirely separate cognitive act of creating theory. Even had the pre theory led to an unambiguous ranking of the source-variables for each genotype of state, upon which all those engaged in this research could agree, the assumption that this would lead to theory seems unrealistic. This is not to argue that such findings would be trivial, nor to suggest that they would not be important in the process of building theory, but the rather naive belief that this route would lead to theory seems very questionable. That the work on the pre-theory could not even lead to unambiguous findings merely highlights the problems of coherence and logical structure that the model faced. A second pitfall follows on from the first and concerns the quantitative analysis of foreign policy as represented most clearly in the recent work emerging from the CREON and IBA data-bases. Their work indicates only too well the inherent problem of inductive quantitative research: this is that the work is concerned with describing not explaining the foreign policies of states. All too often quantitative work ends up being an exercise in elegant mathematics, with the findings telling us something not about foreign policy but about the utility of certain forms of data manipulation. Each study develops certain measures for dealing with the data and discusses their utility in comparison to those of other studies; this does little to advance the understanding of why states do what they do. It also reflects the weak nesses of the simple positivist notion of social science in its implications about the types of theory that can be built. This is not to say that data has no place in foreign policy analysis, but that data cannot be analyzed only in terms of its relationship to certain quantitative measures. In short, quantitative analysis in FPA is in danger of becoming an enclosed area of study that concentrates not on foreign policy behaviour but on the advantages and disadvantages of certain quantitative techniques. To repeat the old adage, correlation is not causation, and to the extent that the analysis of foreign policy deals with the issue of how best to obtain correlation coefficients, the risk is that the subject will not address the really important relationship between data and behaviour. It would become an exercise in how best to describe rather than how best to explain. The third pitfall has been the unwillingness of those working in the discipline to undertake cumulative work. Stated baldly, there has been little in the way of testing the theories that have been developed. Thus, for example, how many studies have tested Allison's bureaucratic politics approach, or Janis's groupthink approach, to name only two of the most widely-cited theories? The study of foreign policy has simply not indicated a willingness on the part of those who work in it to test the theories of others. While some approaches do suffer from serious problems of operationalization this does not apply to all approaches, and the absence of tests of theories has constituted a serious impediment to the development of the study of foreign policy. A fourth pitfall has been the rather surprising reliance on the seductive notion of the national interest. Despite all the very serious deficiencies that have been found with the term it is still very popular with foreign policy makers. But its continued popularity in many foreign policy studies has hindered the development of the subject. This is precisely because of the reason that makes it so popular with prac titioners?that it can be used to mean whatever the user wishes. In international This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 23 24 Theories of foreign policy: an historical overview relations, the term has a commonsensical appeal because it is still convenient to think of each state having interests within a society of states. Yet it has proven impossible to convert this appeal into a theory, unless one reverts to essentially a realist position. The final pitfall relates to an inability to agree on what the state is and what foreign, as opposed to domestic, policy consists of. In the last twenty years conceptions of both the state and of the distinction between domestic and foreign policy have shifted back and forth. As the Cold War led to detente and as this gave way to the Second Cold War, foreign policy analysts have altered their views on what this thing called the state is, on what its foreign policy consists of and on how this can be demarcated from domestic policy. In one sense it is no wonder that FPA has faced serious problems given that these issues are central to its identity and to its way of studying international relations. Nevertheless, it has posed very serious problems for the subject area, and all the indications are that these will continue. Having identified five major pitfalls in the history of the study of foreign policy, it is necessary to note that in an important sense there are also the problems of the study of international relations as a whole. In essence, and to differing degrees, they apply to many of the other main areas of the discipline, yet they seem to have had a more marked impact on FPA than other sub-fields. This is because FPA is at the intersection of four main epistemological, methodological and even ontological diffi culties that apply to varying extents to all areas of the study of international relations. The first of these is the theoretical concern noted above: how do we construct a theory of international behaviour? Exactly because FPA has to take into account the perceptions of those who make decisions at the same time as it attempts to relate state behaviour to process or structural factors, it highlights the problem of any theory of human behaviour. The easiest way out of this is to eschew any generalizations and to proceed on a case-by-case basis; yet, of course, it is absurd to pretend that this solves the problem as case study analysis reflects powerful, if implicit, theoretical pre dispositions and assumptions. Just because a historical case study does not have the pretensions of a general theory does not mean that it does not involve (questionable) notions of causation especially at the level of why do actors think what they do. The failure of general theories in FPA does not mean that one can retreat to a safe-ground of uncontentious, nontheoretical case studies, and yet this has been the most noticeable reaction to the all-too-evident breakdown of the search for general theory. A second reason for the pitfalls in FPA relates to the question of the impact of the international system on the behaviour of states. This problem besets many theories of international relations, from the realists to the Marxists, and afflicts FPA particu larly strongly. International relations, as a discipline, has so far been unable to answer this question and in many studies two mutually exclusive answers will be used to explain different forms of international behaviour; at one juncture the structure of the international political system will be a powerful constraint on state behaviour, at another a state will be assumed to have considerable independence. Quite what the international system is poses considerable ontological problems, and these are at their most acute when attempting to explain the behaviour of the units of that system. A third factor involves the role of individuals. Whilst it is axiomatic that any study of human behaviour involves an uneasy mixture of assumptions on the age-old question of free will versus determinism, FPA confronts this problem head on. This is because the most useful middle-range theories have posited the impact of (often hidden) structures and processes within the decision-making context on the This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith behaviour of decision-makers. After all, if Allison, Janis and Jervis are correct, then the individual is far less of a rational chooser than is usually assumed. But, for example, how can we move from a statement (following Allison) that bureaucratic position affects policy preference to a mechanism for explaining that and at the same time accounting for individual choice? FPA faces problems because it either has to treat individuals as extraneous (as in most of the CFP work) or it has to include them but without giving them total autonomy when the evidence indicates that this is not present. Because FPA clearly has to take individuals into account and yet, at the same time, finds that their perceptions of what they are doing are unreliable guides to their actions, it faces this problem in a very stark form. Finally, FPA's focus on the state and on the content of foreign policy has been particularly problematic given the recent empirical developments discussed above. Not only does FPA have to deal with a shifting and variable notion of the state, it also has to deal with a rapidly changing relationship between foreign and domestic politics and the changes that this implies for the domestic setting of, and influence upon, foreign policy. FPA, then, has been at the intersection between a set of fundamentally problematic issues that have had implications for all areas of the study of inter national relations. This explains the peculiar difficulties that have beset the develop ment of the subject area and underlies the current breakdown of consensus on how best to undertake the study of FPA. It would be misleading to suggest that there is an easy way out of this problem and it is unlikely that the subject area will achieve consensus on how to study foreign policy precisely because the impact of these factors has been so marked. This syndrome has led some to portray FPA as a pseudo science, a diagnosis made all the more appealing given the grandiose claims advanced by those who claimed that this 'normal science' would lead to general theory. The manifest failure to turn this claim into reality has led to a considerable loss of momentum in the subject, and has resulted in a severe identity crisis. Yet it is the strong belief of this writer that FPA has much to offer the study of international relations. Foreign policy does form patterns; it is to be explained by structures and processes that are common, if to variable extents, among different states; and the explanations it provides are more economical than other theories of state behaviour. The all-too-obvious failures of the grandest schemes have blinded us to our successes. After all, there is no 'truth' out there waiting for discovery by one all-embracing theory. We are, therefore, in the business of dealing with competing theories and explanations, and in this light FPA has aided, and can continue to aid, the study of international relations. The way forward All of this raises the question of how is the study of foreign policy to proceed given the problems revealed in its history. This, of course, returns us to the issues of methodology and explanation. These are central issues and FPA, if it is to progress, must become more self-conscious as to its weaknesses and potential pitfalls in these areas. It must also, however, be aware of its strengths. What would not aid the development of an understanding of foreign policy perse is a return to single-country case studies. This is not because these have little to offer but because what they do have to offer does not advance comparative understanding as such. Their findings This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 25 26 Theories of foreign policy: an historical overview are essential to any analysis of a country's foreign policy but they are of limited use in the task of building cumulative knowledge on a comparative basis. Because case studies define key terms differently and because their assumptions are implicit rather than explicit (although equally central to their methodology), their utility for comparative analysis must not be overestimated. Specifically, focusing on the actors' perceptions of their actions and deriving an understanding of foreign policy from this, albeit informed by our knowledge of 'what happened', involves a set of con siderable epistemological problems. To understand how an actor perceived the world is neither simple nor unproblematic. It involves assumptions about a theory of mind and a very clear notion of what it means to say that one has made sense of an actor's perceptions. A verstehen approach is dependent on a theoretical structure, one that crucially relies on a problematic epistemology. Given that we know that actors are not literally free to do what they wish, we immediately introduce subjectivity into judgements, and these reflect implicit theoretical assumptions. Nor will looking at actors' perceptions tell us why they think what they think; for this we need wider behavioural rules and laws. These may not be physical laws in the sense of natural science, but the nexus between free will and conditioning implies that a focus on how actors perceive their world will not serve as a basis for understanding their behaviour without precisely the kind of general comparative rules and laws that FPA explicitly utilizes. In other words, case studies, despite their lack of what might be termed theoretical pretensions, can only work by relying on very strong, if implicit, assump tions. To repeat, that FPA has suffered in the four ways noted above does not mean that approaches that do not have such explicit theoretical assumptions can escape into a problem-free search for understanding. Nor would the task of developing an understanding of foreign policy behaviour be advanced by a return to a quasi-realist reliance on conceptions of national interest. Theories of national interest not only involve questionable assumptions and con siderable problems of operationalization, but they ignore areas of behaviour (for example decision-making structures and processes) that evidently do affect outcomes. Added to this is their own problem over the subjectivity of what purports to be an objective form of analysis. Foreign policy behaviour is far more complex than these theories imply and they cannot deal with that complexity. A similar objection can be made to any return to a search for a general theory of foreign policy via the use of quantitative data. Not only has this clearly failed in the past, but it rests upon a positivist notion of science which is wholly inappropriate to the analysis of human affairs. Behaviouralist analysis has to contemplate that it may have reached an intellectual dead-end. The process of applying a simplistic version of natural science method to foreign policy analysis will not lead to a theory of foreign policy. It is time to reflect on the problems inherent in the transfer of methods of natural science (usually simple notions derived from physics) to social phenomena: the failure of CFP to develop general theory was indeed inherent in its simplistic notion of what science was about. Yet naive positivism still pervades much of the residual CFP work in the United States. Yet if the positivistic notion of social science needs to be rejected, so does the opposite contention, that the study of human affairs cannot be studied by the use of scientific methods. This is because opponents of any social scientific method have a rather simple notion of what natural science involves. Scientific practice indicates that there is no such thing as a 'true' explanation and no theory-independent facts. This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith 27 The problems of epistemology faced by social science are essentially similar to those of natural science. Theories of nuclear physics, for example, are increasingly to do with probability statements, in which non-observable theoretical concepts provide the mechanism for moving from observation to explanation. In short, all scientific methods involve problems of epistemology, all involve common problems over what constitutes an explanation. This is not to imply that FPA can become a science just like physics, but much of the attack on social science rests on a view of science that does not accurately portray what scientists are engaged in. The upshot of this argument is that any theory of foreign policy, whatever its claims, involves a priori assumptions. Evidence is concept-dependent and it is no excuse to claim that one is 'only' looking at the facts, be they those contained in historical records or even those of the perceptions of those who took the decisions. Just as FPA involves contestable assumptions, so does historical analysis, and an explicit concern with stating these assumptions and facing attack on them is to be preferred to pretending that they do not apply. Of course we can get excellent accounts of why X did what they did but this is not an explanation of it. It may be an essential part of such an explanation but it cannot be it in its entirety without involving wider theoretical assumptions as to the causes of behaviour, and the impact of the system on the state and the like. We have to accept that theories stand in mutual antagonism, and any theory imposes bias onto its explanations and derives its explanatory power by the acceptance of some assumptions and the rejection of others. FPA has, quite rightly, come under attack for many of its assumptions, but other seemingly 'less' theoretical approaches can be similarly attacked. The way forward, then, is not to return to convenient descriptions of events, nor to return to the search for a general theory. FPA needs to accept that methodology matters, and to be more aware than it has been hitherto that it faces fundamental epistemological and ontological problems. This paper has been concerned with the historical development of the (mainly American) approach, FPA, and the main conclusion of the discussion is that whilst the most grandiose claims have proved to be unfounded, the approach achieved some major successes in unearthing regu larities in the causation of foreign policy. That these exist is beyond doubt, as the work on belief systems, bureaucratic politics, implementation, crisis behaviour and decision-making processes indicates. These findings have not been unearthed by concentrating on single country studies or on the actors' perceptions per se; they have resulted from the use of social scientific method, albeit a method much removed from the naive positivism of the general theorists. Thus, one promising way forward is to develop the comparative middle range theories that exist, and this requires the testing of these theories. This will not lead to an overall general theory because the existence of factors such as the impact of the international system on states, the importance of perceptions, and the effect of decision-making structures and processes will differ from state to state. But what it will do is to enhance the ability of FPA to explain foreign policy behaviour much better than does any rival theory. The task of creating general theory must await the development of identifiable areas in which middle range theories dominate over alternative approaches. The point is that the process of developing comparative theory is, on past performance, much more likely to emerge from the use of social scientific analysis than it is from single country studies focusing on the perceptions of the decision-makers. In summary, then, FPA as an approach to explaining foreign policy has distinct This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms 28 Theories of foreign policy: an historical overview advantages over its rivals. In the past, the inappropriate claims of the grandest CFP schemes have cast a shadow over the subject's successes. These successes are con siderable, and are intrinsically related to the use of a specific methodology. The fact that FPA stands at the intersection of the major difficulties facing the study of inter national relations has led many to proclaim the subject a dead-end, but these are difficulties that must be faced and not feared. Other approaches to studying foreign policy may well avoid the tortuous discussion of these difficulties that has charac terized FPA's history, but this does not mean that they can avoid the problems them selves. Those engaged in the comparative study of foreign policy behaviour must be aware of the subject's failures, but they must also not underestimate its successes. It has much to offer the study of international relations because it can explain parts of the international body politic that other theories cannot reach. References and notes 1. Richard C. Snyder, H. W. Br?ck and Burton Sapin, Decision-Making as an Approach to the Study of International Politics (Princeton, NJ, Organizational Behavior Section, Princeton University, Foreign Policy Project, Series No. 3, June 1954). This was subsequently published in the same authors' edited volume Foreign Policy Decision-Making (New York, 1962), pp. 14-185. 2. For a classical critique of idealism and a statement of the realist viewpoint see E. H. Carr, The Twenty Years' Crisis (London, 1946) and Hans J. Morgenthau, Politics Among Nations, 5th Edition revised (New York, 1978). For the international society approach see: H. Butterfield and M. Wight (eds.), Diplomatic Investigations (London, 1966); H. Bull, The Anarchical Society (London, 1911); M. Donelan (ed.), The Reason of States (London, 1978); J. Mayall (ed.), The Community of States (London, 1982). 3. Morgenthau, op. cit. 4. Ibid., see chapters 4, 5 and 6. 5. See Ibid., pp. 4-15. 6. Ibid., pp. 48-73. 7. J. David Singer, The Level-of-Analysis Problem in International Relations', in Klaus Knorr and Sidney Verba (eds.), The International System: Theoretical Essays (Princeton, NJ, 1961), pp. 77-92. 8. John Vasquez, The Power of Power Politics (London, 1983). 9. See Morton Kaplan, System and Process in International Politics (New York., 1957); Richard Rose crance, Action and Reaction in World Politics (Boston, 1963); Kenneth Waltz, Theory oj'Inter national Politics (Cambridge, MA, 1979). 10. See the chapters by Waltz, Deutsch and Singer and Kaplan in J. N. Rosenau (ed.), International Politics and Foreign Policy, 2nd edition (New York, 1969). 11. For rather different critiques see Charles Reynolds, Theory and Explanation in International Politics (Oxford, 1973), ch. 2, and John J. Weltman, Systems Theory in International Relations (Lexington, MA, 1973). 12. Waltz, ibid., ch. 1. 13. Charles W. Kegley, Jr., The Comparative Study of Foreign Policy: Paradigm Lost? (Columbia, SC, University of South Carolina, Institute of International Studies, Essay Series No. 10, 1980), p. 1. 14. See James N. Rosenau, Phillip M. Burgess and Charles F. Hermann, 'The Adaptation of Foreign Policy Research: A Case Study of an Anti-Case Study Project', International Studies Quarterly, Vol. 17(1), March 1973, pp. 119-144. 15. See Steve Smith, 'Foreign Policy Analysis: British and American Orientations and Methodologies', Political Studies, Vol. 31(4), December 1983, pp. 556-565. 16. Roy C. Macridis (ed.), Foreign Policy in World Politics, 5th edition (Englewood Cliffs, NJ, 1976), p. 23. 17. See James N. Rosenau, 'Pre-Theories and Theories of Foreign Policy', in his The Scientific Study of Foreign Policy, 2nd edition (London, 1980), pp. 115-169. This content downloaded from 213.55.90.5 on Thu, 28 Apr 2022 08:28:47 UTC All use subject to https://about.jstor.org/terms Steve Smith 29 18. See Kegley, op. cit.; see also Steve Smith, 'Rosenau's Contribution', Review of International Studies, Vol. 9(2), 1983, pp. 137-146, and Steve Smith, 'Describing and Explaining Foreign Policy Behavior', Polity, Vol. 17(3), 1985, pp. 595-607. 19. See Steve Smith, Foreign Policy Adaptation (Farnborough, 1981), pp. 131-148; this is summarized in Steve Smith, 'Rosenau's Adaptive Behaviour Approach?a critique', Review of International Studies, Vol. 7(2), 1981, pp. 107-126. 20. See Brian White, 'The Study of British Foreign Policy: Some Comments on Professor Barber's Review Article', British Journal of International Studies, Vol. 3(3), 1977, pp. 340-348, and his 'The Study of British Foreign Policy', unpublished paper presented to the BISA annual conference, Durham, 1977. For a reply see James Barber, 'The Study of British Foreign Policy: A reply to Brian White', British Journal of International Studies, Vol. 4(3), 1978, pp. 266-269. 21. See Roy Jones, The Changing Structure of British Foreign Policy (London, 1974); for a (still) very helpful and incisive survey of the subject area, see Roy Jones, Analysing Foreign Policy (London, 1970). 22. Robert Jervis, 'Hypotheses on Misperception', World Politics, Vol. 20(3), 1968, pp. 454-479. See also his The Logic ofImages in International Relations (Princeton, NJ, 1970) and Perception and Mis perception in International Politics (Princeton, NJ, 1970). 23. Irving Janis, Victims of Groupthink (Boston, 1972). 24. John Steinbruner, The Cybernetic Theory of Decision (Princeton, NJ, 1974). 25. Graham Allison, 'Conceptual Models and the Cuban Missile Crisis', American Political Science Review, Vol. 63(3), 1969, pp. 689-718. See also his Essence of Decision (Boston, 1971). 26. C. J. Hill, 'The Credentials of Foreign Policy Analysis', Millennium, Vol. 3(2), 1974, pp. 148-149. 27. See, for example, James N. Rosenau (ed.), Linkage Politics (New York, 1969). 28. This is discussed in Steve Smith, 'Foreign Policy Analysis and Interdependence', in R. J. Barry Jones and Peter Willetts (eds.), Interdependence on Trial (London, 1984), pp. 64-82. 29. See, for example, Fred Northedge, 'Transnationalism: the American Illusion', Millennium, Vol. 5(1), 1976, pp. 21-27, and Hedley Bull, 'The State's Positive Role in World Affairs', Daedalus, Vol. 108(4), 1979, pp. 111-123. 30. See James N. Rosenau, 'International Studies in a Transnational World', Millennium, Vol. 5(1), 1976, pp. 1-20. 31. James N. Rosenau, 'Restlessness, Change and Foreign Policy Analysis', in James N. Rosenau (ed.), In Search of Global Patterns (New York, 1976), p. 369. 32. James N. Rosenau, 'Puzzlement in Foreign Policy', Jerusalem Journal of International Relations, Vol. 1(1), 1976, pp. 1-2. 33. See Waltz, Theory of International Politics, op. cit. 34. Richard Ashley, 'The Poverty of Neorealism', International Organization, Vol. 38(2), 1984, pp. 225-286. 35. See, for example, Immanuel Wallerstein, The Capitalist World-Economy (Cambridge, 1979). 36. For a collection of essays on this theme see W. Ladd Hollist and James N. Rosenau (eds.), World System Structure (Beverly Hills, CA, 1981). 37. Maurice East, Stephen Salmore and Charles Hermann (eds.), Why Nations Act (Beverly Hills, CA, 1978); Jonathan Wilkenfeld, Gerald Hopple, Paul Rossa and Stephen Andriole, Foreign Policy Behavior (Beverly Hills, CA, 1980); Patrick Callahan, Linda Brady and Margaret Hermann (eds.), Describing Foreign Policy Behavior (Beverly Hills, CA, 1982). 38. See, Michael Brecheried.), Studies in Crisis Behavior (New Brunswick, NJ, 1978); for examples of this approach applied to different countries, see Michael Brecher with Benjamin Geist, Decisions in Crisis (Berkeley, CA, 1980), and Avi Shlaim, The United States and the Berlin Blockade 1948-1949 (Berkeley, CA, 1983). 39. Steve Smith and Michael Clarke (eds.), Foreign Policy Implementation (London, 1985). 40. Lloyd Jensen, Explaining Foreign Policy (Englewood Cliffs, NJ, 1982). 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