A logical frame work approach is a management tool used in projects to create clear objectives and build commitment and ownership among clients. According to World Bank (2004) the LFA evolved as a core technique for managing the complete project cycle from design to implementation, monitoring and evaluation. It was developed in the United States for USAID and has been adopted and adapted for use by other major donors, (Greta 2010). It has received both support and criticism from different scholars meaning that it has both strengths and weaknesses. It has its strengths in that it has the power to communicate the essential elements of a complex project clearly and succinctly throughout the project cycle. Also LFA is a cause and “effect” model of project interventions to create desired impacts for the beneficiaries. It forces planners to identify the critical assumptions and risks which may affect project success, thus encouraging a discussion about project feasibility. On the other hand LFA has its own limitations in that it cannot guarantee success, planners are required to summarise complex ideas and relationships into simple phrases which may be unclear or meaningless, (Tempus 2000). These will be shown in detail as the essay unfolds. Strengths: The objective of a project is stated clearly To start by looking at the advantages of using a LFA in a project, according to Greta (2010), by bringing stake holders together to discuss the problems, objectives and strategies, the logical frame work approach encourages people to consider what are their own expectations, and how these may be achieved. The stake holders are make to focus on their objectives and making sure that their activities are working towards achieving their objectives. It also facilitates common understanding and better communication among decision-makers and managers and other parties involved in the project as they are brought together to work on one sole objective. The advantage of the LFA is that it forces people carefully to think through what they are planning to do. It encourages a useful thought experiment where we can ask the ‘what if’ questions. People have to consider systematically how their proposed activities might contribute to the desired goal through delivering outputs and outcomes. As a result, many see the LFA as a useful way of encouraging clear thinking. It provides the means of evaluation Moving on, by stating objectives clearly and sending them out in a hierarchy of objectives, the log frame matrix then provides the means of checking the internal logic of the project plan, and ensures that activities, outcomes and objectives are linked, Greta (2010). These means of evaluations are the ones which when done properly, forces planners to identify the critical assumptions and risks which may affect project success, thus encouraging a discussion about project feasibility. In stating indicators of achievement and means of measuring progress, planners are made to think about how they will monitor and evaluate the project right from the start. This can give hope to successful results among the stack holders and other ordinary participants of the project as it preparers us for reproduction of successful results. Summarises the whole project Moreover, the LFA has another advantage in that the Log frame summarises the objectives, activates that will be done, the results, important assumptions and indicators into a document of not more than three pages. Although this point will be crashed on the however side by scholars like Tempus (2000), summarising helps in that it too many words in a plan makes one lazy to read or find it unattractive to go through. All of this key information is brought together in one document the logical frame work which provides a useful summery for those interested. It is a tool to concisely describing the results of an LFA project design process. It summarises the fundamentals of the project in a standard format. What the project is going to achieve, what activities will be carried out and how the progress and ultimate success of the project will be measured and verified will be found in the log frame (Greta 2010). It brings together and presents all the key components of a project in a clear, concise, coherent and systematic way. One donor commented that it reduced people’s tendency to ‘waffle’ – to write long and unclear project documents, Greta (2010). Defines the linkages between the project and external factors It defines the linkages between the project and external factors. All the factors around the project are analysed on what effect or risks they have on the project and these are found on the assumption box in the fourth row. Risk regarding strategic impacts, risk regarding program level impact, risk regarding design effectiveness and risk regarding implementation and efficiency. Because of this, stakeholders and mangers are always alert on any danger that can befall the project all the times. The plan and design phases take longer under the logical framework approach in order to ensure proper operation. This also leads to more accurate evaluations using proper metrics, giving way to larger financial returns due to the slower implementation process, Oliver et al (2005). Limitations: It does not guarantee success While the LFA has proven to be a useful planning and management tool some scholars have continued to criticise it. Oliver et al (2005) says, although the logical framework has become universally known, it is far from universally liked. It has been the subject of much criticism over the years, concerning both the theoretical basis of the approach, and the way it is applied in practice. It is not a comprehensive tool for either planning or management and does not guarantee project success. By using the LFA as a management tool in your project does not mean that the project will be successful but the way you will apply it and use it determines the results. It said that the success of any framework tool is based on how you use it rather than the content. It needs to be seen as a legitimate thinking process in itself, and it needs to be seen as our planning process because we need it, not as a process or hoop we go through to get money, World Bank (2004). It is costly Oliver et al (2005) criticises the LFA saying that it depends heavily on communication, as the distance or geographical constraints can make it difficult to evaluate projects. Evaluators often use financial metrics or other quantitative tools for the evaluation phase leading to more expenses created by the project. When a project creates more expenses than its budgets or what its donors could afford is likely to close down. Hence with such a weakness, the LFA receives criticism from some scholars like Oliver et al (2005). Summaries may be unclear Planners are required to summarise complex ideas and relationships into simple phrases which may be unclear or meaningless, Tempus (2000). It is common to find a one word sentence in a log frame and most of the sentences are not more than five words. Some of the information is likely to be lost as the planners summarise their views, ideas, activities and results. World Bank (2004) says that NGOs reported great difficulties in communicating the idea of the LFA to local partners in a way that they can easily use. They often found it difficult to communicate this way of thinking to others. Some donors claimed that the main problem was one of training. They reported that smaller NGOs, whose training resources were more limited, struggle most with the LFA. In contrast, some NGOs suggested that it was difficult to translate the concepts behind the LFA into other languages and the way of thinking did not carry across in some cultures, making the inherent logic in the framework difficult to grasp, Oliver (2005). It requires more time on planning Furthermore, Osmond (2003) says that for all its perceived benefits, the LFA is not a solution in terms of business processes or project management. One significant drawback is project inflexibility; the detailed plan and design phases may restrict a company or companies from changing projects once they reach a certain point. Cost-benefit analysis is also a potential disadvantage. Problems can then be comparable by rigid application of the log frame during implementation without taking into account changes in the project environment which may require redesign of the project. Unless the financial upside is quite high, a company may experience low returns on invested capital. Systematic training and development is also necessary under this tool, requiring more time to develop a company rather than actually implementing the project. The process is time consuming and requires considerable training in the concepts and logic of the approach. Problems with ‘fill in the boxes’. All too often the “fill in the boxes “ is used to complete the log frame matrix during project design, lead to a poorly prepared project with unclear objectives and a lack of ownership of the project amongst stack holders. If unrealistic targets have been set during planning, this can be very demoralising to staff during implementation and throughout the life of the project, Osmond (2003). Also the boxes are the ones that forces the planners to summarise their sentences into short phrases that turn to be meaningless to some and stand a chance to be interpreted wrongly by stakeholders in a project. Needs to be supported by other tools Lastly, for World Bank (2004), to be used effectively, the LFA must be supported by other tools for technical, economic, social and environmental analysis. The LFA is only one of several tools to be used during project preparation, implementation and evaluation, and it does not replace target group analysis, time planning, impact analysis and others. The LFA is a general analytic tool. It is policy neutral on questions of income distribution, employment opportunities, access to resources, local participation cost and feasibility of strategies and technology, or effects on the environment. Other tools mentioned above can be used to support the LFA so that it brings out full and complete information for a project to function well. Bornstein (2003: 398) says: “Log frames produce confusion rather than clarity and generate assessment processes unrelated to real project issues”. Conclusion The LFA as a tool of managing and evaluating a project from its start to the end has been praised and at the same time criticised by a number of scholars. Some scholars like Oliver et al (2005), Greta (2010) and Tempus (2000) view the LFA as a strong tool in that it has the power to communicate the essential elements of a project, if forces planners to identify the critical assumptions and risks which have the possibility to affect the project’s success and more importantly, it summarises the whole project into a document of not more than three pages which is easier to handle. On another hand scholars like Osmond (2003) and Bornstein (2003) discredit the LFA as they view it as a tool which is costly, its summaries may be unclear, it is time consuming and lastly it needs to be supported by other tools like target group analysis, time planning impact analysis and others. On the whole, besides the its weaknesses the LFA remains the strong tool to tackle a project as it continues to be adopted and adapted for use by other major donors. References 1. Bornstein, L. (2003) 'Management Standards and Development Practice in the South Africa Aid Chain', Public Administration and Development, 23 :393-404. 2. Greta 2010 ALPS in Action: A Review of the Shift in ActionAid towards a new Accountability, Learning and Planning System', ActionAid International. 3. Oliver Bakewell and Anne Garbutt 2005. SEKA Resultatredo visningsproject. The use and abuse of the logical frame work aproach 4. Osmand Vitez 2003 Wise Greek conjecture corperation. What is the logical frame work approach 5. Tempus (Trans European cooperation scheme for higher education) hand book. 2000 Objective oriented project design and management. 6. World Bank (2004) log frame methodology HandBook. A logical frame work approach to project cycle management. Washington DC, USA. Skip to main content Search Search Home About Work with us Catalogue Explore Perspectives You are here Planning and Programming Decision Making Planning with the Community Logical Framework Approach Author/Compiled by Leonellha Barreto Dillon (seecon international gmbh) Executive Summary The Logical Framework Approach (LFA) is a highly effective strategic planning and project management methodology with wide application. It is particularly valuable for water management and sanitation projects, especially because water ― the resource base ― has diverse and competing uses. It comprises an integrated package of tools for analysing and solving planning problems and for designing and managing their solutions (the approach). The product of this analytical approach is the logframe (the matrix), which summarises what the project intends to do and how, what the key assumptions are, and how outputs and outcomes will be monitored and evaluated. Advantages During initial stages, it can be used to test project ideas and concepts for relevance and usefulness It guides systematic and logical analysis of the key interrelated elements that constitute a well-designed project (THE WORLD BANK 2000) It defines linkages between the project and external factors During implementation, the logframe serves as the main reference for drawing up detailed work plans, terms of reference, budgets, etc (WUR 2010) A logframe provides indicators against which the project progress and achievements can be assessed (WUR 2010) It provides a shared methodology and terminology among governments, donor agencies, contractors and clients (THE WORLD BANK 2000) Disadvantages Focusing too much on problems rather than opportunities and vision (WUR 2010) Organisations may promote a blueprint, rigid or inflexible approach, making the logframe a straitjacket to creativity and innovation (THE WORLD BANK 2000) Limited attention to problems of uncertainty where a learning or adaptive approach to project design and management is required (WUR 2010) The strong focus on results can miss the opportunity to define and improve processes Introduction Factsheet Block Body The Logical Framework Approach (LFA) is an analytical process and set of tools used to support project planning and management. According to the World Bank (2000), “the Logical Framework has the power to communicate the essential elements of a complex project clearly and succinctly throughout the project cycle. It is used to develop the overall design of a project, to improve the project implementation monitoring and to strengthen periodic project evaluation” (see also participatory monitoring and evaluation). It provides a set of interlocking concepts which are used as part of an iterative process to aid structured and systematic analysis of a project or programme idea (EUROPEAN COMMISSION 2004). LFA is best started early in activity design, and should be thought as an ‘aid to thinking’. It allows information to be analysed and organised in a structured way, so that important questions can be asked, weaknesses identified and decision makers can make informed decisions based on their improved understanding of the project rationale, its intended objectives and the means by which objectives will be achieved (EUROPEAN COMMISSION 2004). A frequent problem with the application of the logframe approach is that the planning process and the preparation of the matrix are carried out separately from the project proposal or the budget, resulting in inconsistencies between the contents of the logframe matrix and the description of the project contained in the narrative of the main documents. Therefore, the application of the LFA should come first, and then provide the needed information for completing the other required documents. There is a clear distinction between the Logical Framework Approach and the Logical Framework Matrix. The first refers to the steps involved in planning and designing the project. These steps include a stakeholder analysis, cause-effect analysis, objectives analysis, and alternatives analysis culminating in the design of the project. The matrix, which summarises the final design of the project, usually comprises 16 frames organised under 4 major headings (SALDANHA and WITTLE 2002). Logical Framework Approach (Analytical Process) Factsheet Block Body (Adapted from AUSAID 2005) Before starting with the activity design and the construction of the logframe matrix, it is important to undertake a structured analysis of the existing situation. LFA incorporates four main analytical elements to help guide this process: Problem Analysis: involves identifying what the main problems are and establishing the cause and effect relationships which result in, and flow from, these problems (see also problem and preference ranking, or problem tree analysis as methods for problem identification). Stakeholder Analysis: having identified the main problems and the cause and effect relationship between them, it is then important to give further consideration to who these problems actually impact on most, and what the roles and interests of different stakeholders might be in addressing the problems and reaching solutions (see also stakeholder identification). Analysis of Objectives: objective trees should be prepared after the problem tree has been completed and an initial stakeholder analysis (learn more about it starting by the stakeholder identification factsheet) has been undertaken. This will give an image of an improved situation in the future. Analysis of Strategies: comparison of different options to address a given situation. The Logical Framework Matrix (Logframe) Factsheet Block Body The results of the stakeholder, problem, objectives and strategy analysis are used as the basis for preparing the Logical Framework Matrix. The Logical Framework Matrix (or more briefly the logframe) consists of a matrix with four columns and four (or more) rows, which summarise the key elements of a project plan and should generally be between 1 and 4 pages in length. However, this will depend on the scale and complexity of the project. Typical logical framework matrix. Source: BARRETO (2010) How to Prepare The Logical Framework Matrix? Factsheet Block Body (Methodology adapted from BOND 2003; examples taken from EUROPEAN COMMISSION 2004) First Stage ― TOP DOWN: First stage of the preparation of the logframe matrix. Source: BARRETO (2010) Goal: starting at the top and using the information from the Objective Tree write the overall objective of the project. The overall objective may be beyond the reach of this project on its own, for instances: “To contribute to improved family health and the general health of the rive ecosystem”. Purpose: it describes the desired outcome that the project will achieve. This should be clear and brief. Example: “Improved river water quality”. Outputs: describe the project intervention strategy. There may be several outputs. Example: “1) Reduced volume of wastewater directly discharged into the river system by households and factories”. Activities: these are the tasks that are needed to achieve these outputs. There may be several for each output. Statements should be brief and with an emphasis on action words. Examples: “1.1) Conduct baseline survey of households and businesses; 1.2) Complete engineering specifications for expanded sewerage network, etc.” Inputs: when required to do so provide additional information, such as the means and costs, which are needed to carry out these activities. Second Stage ― WORK ACCROSS: Second stage of the preparation of the logframe Matrix. Source: BARRETO (2010) Objectively verifiable indicators of achievement: starting from the top to the bottom of the hierarchy of the objectives, begin to work across the logframe identifying the Objective Verifiable Indicators for measuring the progress in terms of quantity, quality and time. There are two kinds of indicators: 1. Impact indicators: related to the overall goal, helps to monitor the achievement and the impact of the project. Example: “Incidence of water borne diseases, skin infections and blood disorders caused by heavy metals, reduced by 50% by 2008, specifically among low income families living along the river”. 2. Process (our outcome) indicators: related to the purpose and results. These measure the extent to which the stated objectives have been achieved. Example: “Concentration of heavy metal compounds (Pb, Cd, Hg) and untreated sewerage; reduced by 25% (compared to levels in 2003) and meets established national health/pollution control standards by end of 2007”. Sources and means of verification: the source of verification should be considered and specified at the same time as the formulation of indicators. This will help to test whether or not the indicators can be realistically measured at the expense of a reasonable amount of time, money and effort. The SOV should specify how, who and when the information will be gathered. Third Stage ― BOTTOM UP: Third stage of the preparation of the logframe matrix. Source: BARRETO (2010) Assumptions: reflecting up from the bottom of the logframe, consider how, if each assumption holds, it will be possible to move to the next stage of the project. Assumptions are external factors that have the potential to influence (or even determine) the success of a project, but lie outside the direct control of project managers. Assumptions are usually progressively identified during the analysis phase. The analysis of stakeholders, problems, objectives and strategies will have highlighted a number of issues (i.e. policy, institutional, technical, social and/or economic issues) that will impact on the project ‘environment’, but over which the project may have no direct control. In the case of the river water pollution example, important assumptions might include issues related to: 1. Rainfall and river flow (beyond the project’s control, but potentially critical in terms of changes in levels/concentration of pollutants found in the river); 2. Householders and businesses willingness to pay for improved sewerage connections. Applicability The logframe is applied when planning, implementing and evaluating specific projects and programmes within an action plan. It is valuable for carrying out logical checks during project design as well as for monitoring progress and reviewing activities and output during project implementation (PHILIP et al. 2008). Using LFA for project or program design imposes rigour in assessing what is to be achieved and the assumptions behind what interventions and activities will be required. Many international donors, such as the Asian Development Bank and the European Commission, require projects they fund to be designed according to an LFA (WUR 2010). Media PPT Logical Framework (PPT) Library References Further Readings Training Material Important Weblinks Perspective Structure You Might Be Interested In Advocacy - Influencing Leaders (DC) EMPOWERS Approach Sanitation 21 Framework Operation and Maintenance You want to stay up to date about water entrepreneurship? Subscribe here to the new Sanitation and Water Entrepreneurship Pact (SWEP) newsletter! Subscribe Get regular updates on the latest innovations in SSWM, new perspectives and more! Do you like our new look? We'd love to know what you think of the new website – please send us your feedback. 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