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Robinhood Account Application
Robinhood Profile
First Name
Fatih
Last Name
Ucar
Email Address
rem-mer@hotmail.com
Contact Information
Address
City
State
ZIP Code
Phone Number
114 Sterling St 2B
Worcester
Massachusetts
01610-2022
(774) 701-1314
Additional Information
Date of Birth
1983-02-18
Social Security Number
XXX-XX-XXXX
Citizenship
United States
Marital Status
Number of Dependents
Employment Status
Single
0
Unemployed
Control Person
No
Security-Associated Employee
No
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Acknowledgements
By tapping or clicking the "Submit Application" button, I agree to this Robinhood Financial Brokerage Application Agreement (this "Application
Agreement"). I also agree to the terms of the RHF-RHS Customer Agreement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHF-RHS%20User%20Agreement.pdf), Robinhood Terms and
Conditions (https://brokerage-static.s3.amazonaws.com/assets/robinhood/legal/Robinhood%20Terms%20and%20Conditions.pdf),
RHF Use and Risk Disclosures (https://brokeragestatic.s3.amazonaws.com/assets/robinhood/legal/RHF%20USE%20AND%20RISK%20DISCLOSURES.pdf), RHF PFO Disclosure
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20RHF%20PFO%20Disclosures.pdf), RHF Business
Continuity Plan Summary
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20RHF%20Business%20Continuity%20Plan.pdf), and FINRA
Public Disclosure Program (https://brokeragestatic.s3.amazonaws.com/assets/robinhood/legal/RHF%20FINRA%20Public%20Disclosure%20Program.pdf), which are incorporated
by reference and constitute part of this Application Agreement.
In addition, I may, in the future, receive from You supplemental disclosures, terms, and agreements that pertain to certain account types, features,
or services. References to this Application Agreement include such supplemental disclosures, terms, and agreements. Capitalized, undefined
terms in this Application Agreement have the meaning given in the Robinhood Financial Customer Agreement. I agree to read this Application
Agreement and all incorporated disclosures, terms, and agreements carefully and retain copies for My records.
MY WARRANTIES AND REPRESENTATIONS
I represent and warrant that:
1. This brokerage account is not maintained by a current or former Politically Exposed Person or Public Official (includes U.S. and Foreign
Individuals).
2. This brokerage account is not maintained by a Foreign Financial Institution as defined by Title 30 of the Code of Federal Regulations.
3. This brokerage account is not a Foreign Bank organized under foreign law and located outside of the United States as defined by Title 31 of
the Code of Federal Regulations.
4. I have carefully reviewed, understand and agree to the terms and provisions of the following: RHF-RHS Financial Customer Agreement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHF-RHS%20User%20Agreement.pdf), Robinhood Terms
and Conditions (https://brokeragestatic.s3.amazonaws.com/assets/robinhood/legal/Robinhood%20Terms%20and%20Conditions.pdf), RHF Use and Risk
Disclosures (https://brokeragestatic.s3.amazonaws.com/assets/robinhood/legal/RHF%20USE%20AND%20RISK%20DISCLOSURES.pdf), RHF PFO
Disclosure (https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20RHF%20PFO%20Disclosures.pdf), RHF
Business Continuity Plan Summary
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20RHF%20Business%20Continuity%20Plan.pdf), and
FINRA Public Disclosure Program (https://brokeragestatic.s3.amazonaws.com/assets/robinhood/legal/RHF%20FINRA%20Public%20Disclosure%20Program.pdf).
5. I consent to receive all future brokerage account information electronically.
6. Tapping or clicking the "Submit Application" button is equivalent to My written signature, and I understand that I am entering into legal
agreements.
7. I HAVE READ THE RHF-RHS CUSTOMER ACCOUNT AGREEMENT
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHF-RHS%20User%20Agreement.pdf) WHICH CONTAINS A
PREDISPUTE ARBITRATION CLAUSE (SECTION 28 ON PAGES 20 AND 21) AND AGREE IN ADVANCE TO ARBITRATE ANY CONTROVERSIES
WHICH MAY ARISE BETWEEN OR AMONG ME, YOU, AND/OR ROBINHOOD SECURITIES IN ACCORDANCE WITH SUCH SECTION 28.
8. ALL OF THE INFORMATION I HAVE PROVIDED IN THIS APPLICATION IS ACCURATE. You can rely on it and are authorized to verify this
information.
9. I AGREE TO NOTIFY YOU PROMPTLY REGARDING ANY CHANGE IN THE INFORMATION PROVIDED ON THIS APPLICATION.
RULE 14b-1(c)
I acknowledge that Rule 14b-1(c) of the Securities Exchange Act, unless I object, requires You to disclose to an issuer, upon its request, the names,
addresses, and securities positions of Your customers who are beneficial owners of the issuer's securities held by You in nominee name. The
issuer would be permitted to use My name and other related information for corporation communication only. If I object, I will send an email to
support@robinhood.com (mailto:support@robinhood.com) with "Rule 14b-1(c) objection" in the subject.
TAXES
Under penalties of perjury, I certify that: (1) the number provided with this application is My correct taxpayer identification number (or I am waiting
for a number to be issued to Me), and (2) I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have
not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or
dividends, or (c) the IRS has notified Me that I am no longer subject to backup withholding, and (3) I am a U.S. citizen or other U.S. person (defined
below).
If I have been notified by the IRS that I am currently subject to backup withholding because I have failed to report all interest and dividends on My
tax return, I will send an email to support@robinhood.com (mailto:support@robinhood.com) with "Backup Withholding" in the title.
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Definition of a U.S. person. For federal tax return purposes, I am considered a U.S. person if I am: An individual who is a U.S. citizen or U.S.
resident alien, a partnership, corporation, company, or association created or organized in the United States or under the laws of the United
States, an estate (other than a foreign estate), or a domestic trust (as defined in Regulations section 301.7701-7).
The Internal Revenue Service does not require My consent to any provisions of this document other than the certifications required to avoid backup
withholding.
MY AUTHORIZATION AND MY AGREEMENT
I authorize You and/or RHS to obtain a consumer report at the time of application to verify My creditworthiness and to obtain a consumer report
from time to time for updates, renewals, extensions, and collection activity on any approved brokerage account. Upon My written request, You
and/or RHS will disclose to Me whether it obtained a report, and if so, the name and address of the consumer-reporting agency that provided it. In
the event that My brokerage account is denied by RHS as a result of the consumer report verification, I authorize RHS to provide to You the
reason(s) for such denial.
MARKET DATA
Robinhood Financial may choose to make certain market data available to you pursuant to the terms and conditions set forth in this Agreement.
By executing this Agreement, I agree to comply with those terms and conditions.
Definitions
1. “Market Data” means (a) last sale information and quotation information relating to securities that are admitted to dealings on the New York
Stock Exchange ("NYSE"), (b) such bond and other equity last sale and quotation information, and such index and other market information,
as United States-registered national securities exchanges and national securities associations (each, an "Authorizing SRO”) may make
available and as the NYSE may from time to time designate as "Market Data"; and (c) all information that derives from any such information.
2. “Nonprofessional” means any natural person who receives market data solely for his/her personal, non- business use and who is not a
“Professional.” A “Professional” includes an individual who, if working in the United States, is: (i) registered or qualified with the Securities
and Exchange Commission (the “SEC”), the Commodity Futures Trading Commission (the “CFTC”), any state securities agency, any
securities exchange or association, or any commodities or futures contract market or association; (ii) engaged as an "investment advisor" as
that term is defined in Section 202 (a) (11) of the Investment Advisers Act of 1940 (whether or not registered or qualified under that Act), or
(iii) employed by a bank or other organization exempt from registration under federal and/or state securities laws to perform functions that
would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt. A
person who works outside of the United States will be considered a “Professional” if he or she performs the same functions as someone who
would be considered a “Professional” in the United States.
Provisions Applicable to All customers
1. Proprietary Nature of Data. I understand and acknowledge that each Authorizing SRO and Other Data Disseminator (as defined below) has a
proprietary interest in the Market Data that originates on or derives from it or its market(s). I agree not to reproduce, distribute, sell or
commercially exploit the Market Data in any manner.
2. Enforcement. I understand and acknowledge that (a) the Authorizing SROs are third-party beneficiaries under this Agreement and (b) the
Authorizing SROs or their authorized representative(s) may enforce this Agreement, by legal proceedings or otherwise, against Me or any
person that obtains Market Data that is made available pursuant to this Agreement other than as this Agreement contemplates.
3. Data Not Guaranteed. I understand that neither You nor any Authorizing SRO, other entity whose information is made available over the
Authorizing SROs' facilities (an "Other Data Disseminator"), or information processor that assists any Authorizing SRO or Other Data
Disseminator in making Market Data available (collectively, the "Disseminating Parties") guarantees the timeliness, sequence, accuracy,
completeness, reliability, or content of Market Data or of other market information or messages disseminated to or by any Disseminating
Party. I understand that neither Robinhood Financial nor any Disseminating Party guarantees the timeliness, sequence, accuracy,
completeness, reliability or content of market information, or messages disseminated to or by any party. I understand that neither
Robinhood Financial nor any Disseminating Party warrants that the service provided by any such entity will be uninterrupted or error-free. I
further understand that Market Data by Xignite provides market data to Robinhood Financial customers. NEITHER ROBINHOOD FINANCIAL,
ANY OF ITS AFFILIATES, THEIR RESPECTIVE OFFICERS OR EMPLOYEES, NOR ANY DISSEMINATING PARTY SHALL BE LIABLE IN ANY WAY
FOR (A) ANY INACCURACY, ERROR OR DELAY IN, OR OMISSION OF, (I) ANY MARKET DATA, INFORMATION OR MESSAGE, OR (II) THE
TRANSMISSION OR DELIVERY OF ANY SUCH DATA, INFORMATION OR MESSAGE; OR (B) ANY LOSS (AS DEFINED IN THIS AGREEMENT) OR
DAMAGE ARISING FROM OR OCCASIONED BY (I) ANY SUCH INACCURACY, ERROR, DELAY OR OMISSION, (II) NON-PERFORMANCE OR III)
INTERRUPTION IN ANY SUCH MARKET DATA, INFORMATION, OR MESSAGE, WHETHER DUE TO ANY ACT OR OMISSION BY ROBINHOOD
FINANCIAL, ANY OF ITS AFFILIATES, THEIR RESPECTIVE OFFICERS OR EMPLOYEES, OR ANY DISSEMINATING PARTY, OR TO ANY “FORCE
MAJEURE” (E.G., FLOOD, EXTRAORDINARY WEATHER CONDITIONS, EARTHQUAKE OR OTHER ACT OF GOD, FIRE, WAR, INSURRECTION,
RIOT, LABOR DISPUTE, ACCIDENT, ACTION OF GOVERNMENT, OR COMMUNICATIONS OR POWER FAILURE, EQUIPMENT OR SOFTWARE
MALFUNCTION) OR ANY OTHER CAUSE BEYOND THE REASONABLE CONTROL OF ROBINHOOD FINANCIAL, ITS AFFILIATES, THEIR
RESPECTIVE OFFICERS AND EMPLOYEES, OR ANY DISSEMINATING PARTY.
4. Permitted Use. I shall not furnish Market Data to any other person or entity. If I receive Market Data other than as a Nonprofessional, I shall
use Market Data only for My individual use.
5. Dissemination, Discontinuance, or Modification. I understand and acknowledge that, at any time, the Authorizing SROs may discontinue
disseminating any category of Market Data, may change or eliminate any transmission method and may change transmission speeds or
other signal characteristics. The Authorizing SROs shall not be liable for any resulting liability, loss or damages that may arise therefrom.
6. Duration; Survival. This Section of this Application Agreement remains in effect for so long as I have the ability to receive Market Data as
contemplated by this Section. In addition, Sections 2(B)(1)-(3) and the first two sentences of Section 2(B)(7), survive any termination of this
Application Agreement.
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7. Miscellaneous. The laws of the State of New York shall govern this Section 2 and it shall be interpreted in accordance with those laws. This
subsection is subject to the Securities Exchange Act of 1934, the rules promulgated under that act, and the joint-industry plans entered into
pursuant to that act.
Provisions Applicable to Nonprofessionals
1. Permitted Receipt. I understand that I may not receive Market Data from You as a Nonprofessional, and You may not provide Market Data to
Me as a Nonprofessional, unless You first properly determine that I qualify as a Nonprofessional as defined above and I in fact qualify as a
Nonprofessional. I agree that, as a prerequisite to Robinhood Financial qualifying Me as a Nonprofessional, I will provide to You truthful and
accurate information about Me, such as: my occupation, employer, employment position and functions; my use of Market Data; my
registration status with any securities agency, exchange, association, or regulatory body, or any commodities or future contract market,
association, or regulatory body, whether in the United States or elsewhere; and any compensation of any kind I may receive from any
individual or entity for my trading activities, asset management, or investment advice. Except as otherwise declared to You in writing, by
tapping or clicking the "Submit Application" button, I certify that I meet the definition of Nonprofessional as set forth in this Application
Agreement.
2. Permitted Use. If I am a Nonprofessional, I agree to receive Market Data solely for my personal, non-business use.
3. Notification. I shall notify You promptly in writing of any change in my circumstances that may cause Me to cease to qualify as a
Nonprofessional.
BY TAPPING OR CLICKING ON THE "SUBMIT APPLICATION" BUTTON, I AGREE TO THIS APPLICATION AGREEMENT.
Instant Settlement Agreement
This Robinhood Instant Agreement (the “Instant Agreement”) sets forth the terms and conditions for a Robinhood Financial LLC (“Robinhood
Financial”) customer (“I”), to open the type of margin account described herein as “Robinhood Instant.”
Robinhood Instant is a service offering margin accounts that allow customers to trade using unsettled funds up to the amount in their Robinhood
Instant account. Robinhood Instant requires a minimum deposit of $2,000 or 100 percent of the purchase price—whichever is less—in the account
before purchasing a security.
By tapping or clicking the “SUBMIT APPLICATION” button below, I: (1) acknowledge that I have carefully read and agree to this Instant Agreement
and all incorporated disclosures, terms, and agreements, and retained copies for my records; (2) authorize Robinhood Financial to accept
instructions to allow for trading no more than the amount held in my Robinhood Instant account; (3) agree to open, or convert my Robinhood
Financial account into, a Robinhood Instant account under all of the aforementioned terms and conditions; and (4) also agree to the terms of the
RHF Margin Agreement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20Customer%20Margin%20and%20Short%20Account%20Agreem
I understand that I have the option to borrow funds in my Robinhood Instant account, provided I meet the necessary requirements and receive the
approval of Robinhood Financial. I acknowledge that I have read and that it is important that I fully understand the risks involved in trading
securities on margin as described in the Margin Disclosure Statement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20Margin%20Disclosure%20Statement.pdf).
Robinhood Financial will monitor trading activities in Robinhood Instant accounts and alert those customers at risk of qualifying as “pattern day
traders.” A pattern day trader, as defined under FINRA Rule 4210(f)(8)(B), is any customer who executes four or more day trades within five
business days, provided the number of day trades is more than six percent of the total trades in the account during that period. All Robinhood
Instant accounts designated as a pattern day trading accounts will be required to maintain $25,000 equity at all times in order to continue day
trading. I acknowledge it is important that I fully understand the risks involved in day trading securities, as described in the Day Trading Risk
Disclosure (https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHF%20Day%20Trading%20Risk%20Disclosure.pdf).
I understand that this Instant Agreement is not a recommendation to make a specific investment or use any specific investment strategy.
Robinhood Financial provides no investment, legal or tax advice. Robinhood Instant is not necessarily suitable for everyone. I agree to examine my
investment objectives, financial resources and risk tolerance to determine whether Robinhood Instant meets my investment needs.
By using a Robinhood Instant account, I acknowledge that I remain subject to all other terms and conditions provided in the RHF-RHS
Customer Account Agreement (https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHFRHS%20User%20Agreement.pdf), RHS Customer Margin and Short Account Agreement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20Customer%20Margin%20and%20Short%20Account%20Agreem
Margin Disclosure Statement
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHS%20Margin%20Disclosure%20Statement.pdf), and Day
Trading Risk Disclosure
(https://d2ue93q3u507c2.cloudfront.net/assets/robinhood/legal/RHF%20Day%20Trading%20Risk%20Disclosure.pdf), which are
incorporated by reference and constitute part of this Instant Agreement. In addition, I acknowledge that, in the future, I may receive supplemental
disclosures, terms, and agreements that pertain to certain account types, features, or services.
BY TAPPING OR CLICKING ON THE "SUBMIT APPLICATION" OR "ACCEPT" BUTTON BELOW, I: (1) ACKNOWLEDGE THAT I HAVE READ THIS
INSTANT AGREEMENT AND ALL INCORPORATED DISCLOSURES, TERMS, AND AGREEMENTS CAREFULLY, AND RETAINED COPIES FOR MY
RECORDS; (2) AUTHORIZE ROBINHOOD FINANCIAL TO ACCEPT INSTRUCTIONS TO ALLOW FOR TRADING NO MORE THAN THE AMOUNT HELD
IN MY ROBINHOOD INSTANT ACCOUNT; AND (3) AGREE TO OPEN, OR CONVERT MY ROBINHOOD FINANCIAL ACCOUNT INTO, A ROBINHOOD
INSTANT ACCOUNT UNDER ALL OF THE AFOREMENTIONED TERMS AND CONDITIONS.
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