Application of Semi-Distributed Model for Hydrological Assessment under Changing Climate – A Case Study of Panjkora River Catchment By Haseeb Zafar (000000171802) DEPARTMENT OF WATER RESOURCES ENGINEERING AND MANAGEMENT NUST INSTITUTE OF CIVIL ENGINEERING SCHOOL OF CIVIL AND ENVIRONMENTAL ENGINEERING NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY ISLAMABAD, PAKISTAN (2019) Application of Semi-Distributed Model for Hydrological Assessment under Changing Climate – A Case Study of Panjkora River Catchment By Haseeb Zafar (000000171802) A Thesis submitted in partial fulfillment of the requirements for the degree of Master of Science in Water Resources Engineering and Management DEPARTMENT OF WATER RESOURCES ENGINEERING AND MANAGEMENT NUST INSTITUTE OF CIVIL ENGINEERING SCHOOL OF CIVIL AND ENVIRONMENTAL ENGINEERING NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY ISLAMABAD, PAKISTAN (2019) ii This is to certify that the Thesis entitled Application of Semi-Distributed Model for Hydrological Assessment under Changing Climate – A Case Study of Panjkora River Catchment Submitted by Haseeb Zafar (00000171802) Has been accepted in partial fulfillment of the requirements Towards the award of the degree of Master of Science in Water Resources Engineering and Management Dr. Shakil Ahmad Assistant Professor NUST Institute of Civil Engineering (NICE) School of Civil & Environmental Engineering (SCEE) National University of Sciences & Technology, Islamabad iii DEDICATED TO My Father iv THESIS ACCEPTANCE CERTIFICATE Certified that final copy of MS/MPhil thesis written by Mr Haseeb Zafar, Registration No. 00000171802, of MS WRE&M 2016 Batch (NICE) has been vetted by undersigned, found completed in all respects as per NUST Statutes/Regulations, is free of wrongful plagiarism, errors, and mistakes and is accepted as partial fulfillment for award of MS/MPhil degree. It is further certified that necessary amendments as pointed out by GEC members of the scholar have been incorporated in the said thesis. Signature___________________________ Name of Supervisor Dr. Shakil Ahmad Date: Signature (HoD)_______________________ Date: Signature (Dean/Principal)_______________ Date: v ACKNOWLEDGMENTS With the name of Almighty Allah, without help of Whom, nothing is possible and it was only with the patience and knowledge HE bestowed upon me that I am writing the acknowledgements for my Master’s Thesis. I would like to extend my whole hearted gratitude towards my supervisor Dr. Shakil Ahmad (NICE, NUST) for all the times he supported me technically and morally. It was humble of him to spend his valuable time to teach and guide me throughout this research. I will always be in debt to the rest of my thesis guidance committee members, Dr. Hamza Farooq Gabriel (NICE, NUST), Dr. Sajjad Haider (NICE, NUST) Dr. M. Azmat (IGIS,NUST) and Sir. Zakir Hussain (PARC, Islamabad), for their willingness to serve as members of the thesis committee. Their valuable suggestions for editing and improving my thesis were quite valuable. I want to acknowledge my father, Mr. Zafar Hussain, for all his guidance and support throughout my life and it was only to follow him that I became a Civil Engineer and went for Masters in Water Resources Engineering and Management. I would also like to mention the support of my friends, especially Mr. Mohsin Raza and Mr. Waqas Ahmed for supporting me unconditionally at all times. Lastly I would like to thank all those I have not mentioned the names of, for there tremendous help throughout my Masters, especially in research phase. Specifically Mr. Junaid Aziz (IGIS, NUST) who helped me technically and morally, especially for the use of GIS in my research (Haseeb Zafar) vi ABSTRACT The accuracy of daily stream flow predictions in watershed is an immense challenge for un-gauged area particularly to changing climate due to quality of climate records. In current study, various gridded meteorological datasets of Asian Precipitation Highly Resolved Observational Data Integration Towards Evaluation (APHRODITE), Tropical Rainfall Measuring Mission (TRMM), Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks (PERSIANN) and Climate Forecast System Reanalysis (CSFR) were used. Soil and Water Assessment Tool (SWAT) was applied to simulate and project the streamflows for Panjkora River watershed which is located in North-West of Pakistan. SWAT after calibration depicted better result with APHRODITE for precipitation and CFSR for minimum and maximum temperatures. The monthly simulated streamflows were calibrated from 2006-2009 (4 years) and validated for 2010-2012 (3 years). The model performance was evaluated using Coefficient of Determination (R2) and Nash-Sutcliffe Simulation Coefficient (NS), showed acceptable values of 0.70 and 0.58 for calibration period and 0.71 and 0.67 for validation period respectively, both laying within acceptable ranges. Further, validated model was used to study projected streamflows end of 21st century using bias corrected Himalayan Adaptation, Water and Resilience (HI-AWARE) General Circulation Models (GCMs) dataset of both Representative Concentration Pathways i.e. RCP4.5 and RCP8.5 scenarios, showing high and medium scenarios. Daily minimum temperatures (Tmin) are projected to experience a general increase for the coming years. 2025s experience highest increase in the summers with an increase vii of 1.9°C with RCP 4.5. Winter and spring have an increase of 1.3°C and 0.9°C respectively with RCP 8.5. For 2055s, summer again has the highest increase with 3.3°C, 2.7°C for winter, and 2.4°C for spring, all with RCP 8.5. For the last part of this century, with an increase of 5.4°C, summer again has the highest increase. Spring and winter have an increase of 4.4°C and 4.3°C respectively, all with RCP 8.5. Daily maximum temperatures (Tmax) are projected to follow a similar trend, with the maximum increase of 2.0°C in the autumn of 2025s for RCP 4.5, second to an increase of 1.2°C for spring and 0.5°C for the winter of the same time period with RCP 8.5. Moreover for 2055s, spring season is expected to experience the maximum increase of 3.2°C with RCP8.5. Autumn season also had a substantial increase of 3.0°C with RCP 4.5 pushing winter season to third place with an increase of 2.6°C with RCP 8.5. Towards the end of this century, 2085s had similar case, with an increase of 5.6°C, 4.8°C, and 4.6°C for spring, winter and autumn season respectively, all for RCP 8.5. Currently the area experiences its highest precipitation in winter season with a monthly average of 107.8 mm. Moreover winter and autumn precipitation is expected to increase and a decline is projected for the remaining part of the year. In the near future i.e. 2025s, highest decrease will be in summer (31.7 mm) with RCP 8.5 and an increase of 22.4 mm in the winters. however projected changes in 2055s show a different trend, although maximum decrease (38.7 mm) stays in summer with RCP4.5, the maximum increase (22.6 mm) shifts in autumn with RCP 8.5. And by the end of 21st century, a decrease of 41.1 mm is expected in summer with RCP4.5 and an autumn increase of 29.2 mm with RCP 8.5. Forecast of monthly flows shows temporal shift in peak flows as the area currently experiences its peak in April but from 2055s viii onwards, it is projected to be shift in March. The winters of 2025s will experience the highest increase of 28.17 Cumecs with RCP 8.5 while the same reflects a decrease in summers as 9.41 Cumecs. During the 2055s, winter flows are expected to rise by 45.72 Cumecs in comparison to a summer and spring decrease of 14.11 Cumecs and 33.01 Cumecs respectively (RCP 8.5). 2085s reflect a similar scenario of flows, increasing up to 63.62 Cumecs for winters and a decrease of 55.93 Cumecs in spring (RCP 8.5). ix Table of Contents THESIS ACCEPTANCE CERTIFICATE .............................................................. 4 LIST OF ABRIVIATIONS .................................................................................... 14 LIST OF TABLES .................................................................................................. 16 LIST OF FIGURES ................................................................................................ 18 Chapter 1 .................................................................................................................. 1 INTRODUCTION .................................................................................................... 1 1.1 General ............................................................................................................. 1 1.2 Problem Statement ............................................................................................ 4 1.3 Objective ........................................................................................................... 5 1.4 Scope ................................................................................................................ 5 1.5 Research Hypothesis ......................................................................................... 6 1.6 Organization of Thesis ...................................................................................... 7 Chapter 2 .................................................................................................................. 8 LITERATURE REVIEW ........................................................................................ 8 2.1 General ............................................................................................................. 8 2.2 Description of SWAT........................................................................................ 8 2.3 Curve Number................................................................................................. 10 2.4 Antecedent Moisture Condition ....................................................................... 10 x 2.5 Terms used for Climate Change Assessment ................................................... 11 2.5.1 General Circulation Model (GCM) ........................................................... 11 2.5.2 Coupled Model Inter–Comparison Project (CMIP) ................................... 11 2.5.3 Representative Concentration Pathways (RCPs)........................................ 11 2.5.4 Bias Correction ......................................................................................... 12 2.5.5 Delta Technique ........................................................................................ 13 2.6 SWAT CUP .................................................................................................... 14 2.7 Previous Studies .............................................................................................. 15 2.7.2 Hydrological Assessment using SWAT ........................................................ 15 2.7.3 Use of Gridded Hydro-Meteorological Datasets in SWAT............................ 16 2.7.4 Climate Change impact assessment using SWAT and GCMs data ................ 17 2.8 Efficiency Criteria ........................................................................................... 17 2.8.1 Nash–Sutcliffe Coefficient (NS) ............................................................... 18 2.8.2 Coefficient of Determination..................................................................... 18 2.8.3 Root Mean Squared Error (RMSE) ........................................................... 19 Chapter 3 ................................................................................................................ 20 METHODOLOGY ................................................................................................. 20 3.1 Study Area ...................................................................................................... 20 3.2 Satellite Datasets ............................................................................................. 22 xi 3.2.1 Land-cover ............................................................................................... 22 3.2.2 Soil Dataset............................................................................................... 24 3.2.3 DEM ......................................................................................................... 22 3.2.4 Hydro-Climate datasets ............................................................................. 25 3.2.4.1 Temperature ........................................................................................... 25 3.2.4.1.1 CFSR .................................................................................................. 25 3.2.4.2 Precipitation ........................................................................................... 26 3.2.4.2.1 PERSIANN ......................................................................................... 27 3.2.4.2.2 TRMM ................................................................................................ 28 3.2.4.2.3 APHRODITE ...................................................................................... 29 3.2.5 RCPs Climate Dataset ............................................................................... 30 3.3 Methodology ............................................................................................... 32 3.3.1 Preprocessing............................................................................................ 32 3.3.2 Processing................................................................................................. 33 3.3.3 Future Assessment .................................................................................... 33 Chapter 4 ................................................................................................................ 35 RESULTS AND DISCUSSIONS ........................................................................... 35 4.1 Calibrated Parameters...................................................................................... 35 4.2 Flows .............................................................................................................. 38 xii 4.2.1 TRMM ..................................................................................................... 38 4.2.2 PERSIANN .............................................................................................. 39 4-4 APHRODITE .............................................................................................. 40 4.6 Bias Correction ............................................................................................... 41 4.7 Maximum temp ........................................................................................... 43 4.8 Minimum temp ............................................................................................ 46 4.9 Precipitation ................................................................................................ 49 4.10 Snowmelt................................................................................................... 52 4.11 Flows ......................................................................................................... 55 1.12 Discussion ..................................................................................................... 61 Chapter 5 ................................................................................................................ 64 CONCLUSIONS AND RECOMMENDATIONS ................................................. 64 5.1 Conclusion ...................................................................................................... 64 5.2 Recommendations ........................................................................................... 65 References ................................................................................................................ 66 xiii LIST OF ABRIVIATIONS AMIP Atmospheric Model Inter–comparison Project APHRODITE Asian Precipitation - Highly-Resolved Observational Data Integration Towards Evaluation ASTER GDEM Advance Space–borne Thermal Emission and Reflection Radiometer Global Digital AWS Automatic Weather Station CFSR Climate Forecast System Reanalysis CMIP5 Couple Models Inter Comparison Phase 5 CN Curve Number GIS Geographic information System HI–AWARE Himalayan Adaptation, Water and Resilience IRIS Indus River Irrigation System IGB Indus, Ganges and Brahmaputra IPCC Intergovernmental Panel on Climate Change IWT Indus Waters Treaty MODIS Moderate Resolution Imaging Spectroradiometer NS Nash Sutcliff coefficient PCRWR Pakistan Council of Research in Water Resources PERSIANN Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks PES Pakistan Economic Survey xiv PIDE Pakistan Institute of Development Economics RCPs Representative Concentration Pathways RMSE Root Mean Square Error RS Remote Sensing SCS Soil Conservation Service SWAT Soil and Water Assessment Tool SWAT-CUP Soil and Water Assessment Tool Calibration/Uncertainty Programs TRMM Tropical Rainfall Measurement Mission UIB Upper Indus Basin xv LIST OF TABLES Table 2.1: Description of RCPs………………………………………………….……12 Table 3.1 Coordinates of Study Area Monitoring Point……………………………...20 Table 3.2.1 Land Cover in study area…………………………………………………22 Table 3.2.2 Soil Types over the study area……………………………………………23 Table 3.2.4.1 Location of virtual Temperature weather station………………………26 Table 3.2.4.2.1 Positions of PERSIANN weather stations……………………………27 Table 3.2.4.2.2 Positions of TRMM weather stations……………………...…………28 Table 3.2.4.2.3 Positions of APHRODITE weather stations………………………….29 Table 3.2.5 Description of GCMs …………………………………………………..30 Table 4.1 Parameters and their values for SWAT …………………………………..37 Table 4.5 Efficiency of Precipitation datasets…………………………...……………41 Table 4.6a Maximum Daily Temperature…………………………………………….42 Table 4.6b Minimum Daily Temperature……………………………………………..43 Table 4.6c Average daily precipitation………………………………………….…….43 Table 4.7.1 Monthly Maximum Temperature in Degree Celsius……………………..44 Table 4.7.2 Monthly Average Maximum Temperature……………………………….45 Table 4.7.3 Monthly Average Maximum Temperature…………………...…………..45 Table 4.7.4 Monthly Maximum Temperature in Degree Celsius ……………..……...46 Table 4.7.5 Seasonal Maximum Temperature in Degree Celsius …………...………46 xvi Table 4.8.2 Monthly Minimum Temperature in Degree Celsius …………………….49 Table 4.8.3 Seasonal Minimum Temperature in Degree Celsius …….………………49 Table 4.9.3 Monthly Precipitation …………………………………...……………….52 Table 4.9.4 Seasonal Precipitation …………………..………………….……………52 Table 4.10.3 Difference in Monthly Snowmelt (mm)………………..……………….55 Table 4.10.4 Difference in Seasonal Snowmelt (mm)…………...……………………55 Table 4.11.6 Table of Monthly Flows……………………………………...…………60 Table 4.11.7 Table of Seasonal Flows……………………………………...…………60 Table 4.11.8 Table of Deviance of Monthly Flows from Base Period……………..…61 Table 4.11.9 Table of Deviance of Seasonal Flows from Base Period……..………...61 xvii LIST OF FIGURES Figure 1.1 Map of Pakistan showing rivers ……………………………...…...………..2 Figure 1.2: Indus Basin Irrigation System of Pakistan…………………………………3 Figure 1.3: Global Change in (a) Temperature and (b) Precipitation…………………..5 Figure 3.1 Location of study area …………………………………………………….21 Figure 3.2.1 Land Cover map…………………………………………………………22 Figure 3.2.2 Soil Type distribution over the area……………………………………..23 Figure 3.2.3 Slope Map of the area…………………………………………………...24 Figure 3.3 Schematic Diagram of Methodology ……………………………………32 Figure 4.2 Simulation via TRMM…………………………………………………….39 Figure 4.3 Simulation via PERSIANN……………………………………………….40 Figure 4.4 Simulation via APHRODITE…………..…………………………………41 Figure 4.7.1 Monthly Maximum Temperature………………………………………..44 Figure 4.7.2 Monthly Average Maximum Temperature ……………………………..45 Figure 4.7.3 Seasonal Average Maximum Temperatures…………………………….45 Figure 4.8.1 Monthly Minimum Temperatures……………………………………….47 Figure 4.8.2 Monthly Average Maximum Temperature ……………………………..48 Figure 4.8.3 Seasonal Average Maximum Temperatures ……...…………………….48 Figure 4.9.1 Monthly Precipitation in millimeters………...………………………….50 Figure 4.9.2 Monthly Precipitation in millimeters ……………………….…………51 xviii Figure 4.10.1 Monthly Snowmelt ……………….…………………………….……..53 Figure 4.10.2 Seasonal Snowmelt…………….………………………………………54 Figure 4.11.1 Monthly Flows of GCMs……………………………...……………….57 Figure 4.11.2 Average Monthly Flows………………………….………………….....58 Figure 4.11.3 Average Seasonal Flows………………………………………….....…58 Figure 4.11.4 Percentage Change in Monthly Flows………………..…………….….59 Figure 4. 11.5 Percentage Change in Seasonal Flows ………………………………..59 xix 1 Chapter 1 INTRODUCTION 1.1 General Water is second only to breathable air, when it comes to comparing resources essential for human survival. The fact that ancient man in the prehistoric times settled along the banks of rivers show that mankind realized this in prehistoric times. The Indus Civilization, one of the most ancient, inhibited along the banks of Indus River. As partition of Indian Sub-continent, Indus River became part of Pakistan (Fig 1.1). Pakistan is ranked as sixth largest populated (population ≈200 million) country in the world (PES, 2017) with increasing rate of 1.86% per annum. While its economy is highly dependent upon agriculture and more than 90% of available water is being used by the agriculture sector (PIDE, 2007), a considerable population (≈40 %) is associated with agriculture activities (PIDE, 2007). The Indus Water Treaty of 1960 divided the regional rivers between the two states of Pakistan and India, with India given rights of the three Eastern Rivers (Ravi, Sutlej & Beas) and the three Western Rivers (Indus, Jhelum & Chenab) were allocated to Pakistan. Pakistan was allowed to use the waters from these Western Rivers to irrigate its lands in its east, which led to the birth of Indus River Irrigation System (IRIS) (Fig 1.2). 2 Fig 1.1 Map of Pakistan showing rivers (Source: Tahir et al. (2011b) Indus River originates from the Tibetan Plateau and initially flows west towards the Northern Areas of Pakistan and then starts its long journey southwards into the Arabian Sea, irrigating the lands of Pakistan on its way. The total catchment area expands into four countries; Pakistan, India, China and Afghanistan, covering up an area of approximately 966000KM 2, with more than 60% of the area in Pakistan (Yang Y., 2014). 3 Figure 1.2: Indus Basin Irrigation System of Pakistan (Source: PCRWR, 2012) IRIS includes 2 mega dams, 8 link canals and 5 barrages, to irrigate the Punjab Eastern lands due to lack of water in the Eastern Rivers (WAPDA, 2013). Three major reservoirs, namely, Mangla Dam, Tarbela Dam, and Chashma Reservoir were constructed to fulfill the basic water requirements of the country. The former two also produce the healthier portion of the nation’s Hydro-Electricity. These reservoirs are 4 losing the storage capacities mainly due to sedimentation and will lose up to 37% (5.96MAF) of their capacity by 2025 (Wapda, 2013). The agricultural country of Pakistan has almost 77 MA (Million Acre) of cultivable land, but 20.3 MA of this is still lying useless due to insufficient availability of water. The rest of 56.7 MA gets it better share from the irrigation canal system. The virgin uncultivated land can be used for agriculture if it is brought under irrigation network, which is, after having sufficient water storage capacity (Abid, 2012). 1.2 Problem Statement Water is the source of all life on planet Earth, and its sustenance depends on better understanding and management of water resources. Anthropogenic activities have led to Climate Change, and therefore changes in precipitation and temperature patterns are likely that will considerably affect the hydrology of catchments in the high altitude region (IPCC, 2014)(Fig 1.3). Moreover the young state of Pakistan lacks a wide network of Automatic Weather Stations (AWS) throughout the country, consequently leading to the use of hydrological models. Finally there are human limitations of understanding the nature and practical limitations of fine, accurate observation and computation, all adding up the complications to achieve the goal of hydrological modeling and climate change impact studies. This study was carried out as an attempt to apply a semi-distributed model to Panjkora River basin at Koto, and to project the water availability under changing climate enabling better water resource management in the future. 5 Figure 1.3: Global Change in (a) Temperature and (b) Precipitation (Source: IPCC 2014) 1.3 Objective This study has two main objectives. First is to apply a semi-distributed watershed based hydrological model to simulate the stream flows at Panjkora River at Koto. And second to project stream flows under the impact of changing climate. 1.4 Scope The scope of this study is limited to the use of a semi-distributed hydrological model for the study area, and use the validated model to study future water availability under changing climate. To check model efficiency, statistical evaluators of R square, Nash Sutcliff (NS), and Root Mean Square Error (RMSE) be applied. Global Circulation Models (GCMs) present in Couple Model Inter Comparison Phase 5 (CMIP5), developed by (Lutz, 2016), will be used to incorporate effects of climate change till the end of this century (year 2100.) Remote sensing data for land use, soil type and slopes will be reclassified as per SWAT requirements to model the physical characteristics of 6 study area. As there are no weather stations in the area to provide with weather data, global datasets for precipitation and daily minimum and maximum temperatures will be used. 1.5 Research Hypothesis To achieve mentioned objectives, the following framework was followed to carry out research and to obtain results leading to conclusions. 1. The gauging station at Koto for Panjkora River was chosen for identification of catchment area and modeling. 2. Obtaining and/or generating inputs; DEM Land use (FAO) Soil (FAO) Precipitation (CFSR, APHRODITE, TRMM) Temperature (CFSR) 3. Hydrological modeling using ArcSWAT, calculating daily flow values. 4. Using SWAT-CUP for sensitivity analysis and calibration. 5. Acquiring observed values to check efficiency. Future water availability was assessed by incorporating bias corrected Indus, Ganges and Brahmaputra (IGB) future climate GCMs dataset for RCPs scenarios. 7 1.6 Organization of Thesis The thesis consists of 5 chapters, including an outline of which in mentioned herewith Chapter 1 presents the introduction of the study area that includes, problem statement, objectives of study, study area, research hypothesis and scope of the study. Chapter 2 has mainly focused on the literature review. Chapter 3 comprises of detail study area and methodology Chapter 4 presents the results and discussions Chapter 5 comprises of summary of the study, conclusions and recommendations 8 Chapter 2 LITERATURE REVIEW 2.1 General Natural phenomenons are complex, intertwined and practically impossible to completely understand. The physics involved in any natural system is too vast for the human brain to comprehend in totality, where as we try to simplify nature to study it in the hope of using it to our favor. The system of water, from clouds to rains to surface water, is one of the most complex, if not the most complex systems of all. Mankind has historically vigorously tried to study and understand this complicated system, as basic survival instinct of life as we know it depends most on water, second to oxygen. To achieve such a system enabling to forecast and ensuring for the survival, many approaches and models have been applied. Almost all these models basically have mathematical based approach as being able to recreate nature for experimentation is beyond our capabilities at this evolutionary stage. 2.2 Description of SWAT A 30 year modeling experience of USDA ARS (United States Department of Agriculture Agricultural Research Service) has led to the development of SWAT(Gassman P. W., 2007) The Arc SWAT is an Arc GIS interface of SWAT model (Arnold J.G., 1998) It is a continuous, semi-distributed, process based river basin model developed to help in decision making process in water resources(Arnold, 2012). Developed by to study large and heterogeneous watersheds, with varying land- 9 use and soils, under developing land management practices over large period of times (Arnold J.G., 1998) Being a semi distributed model, the whole watershed is divided into sub-basins. These sub-basins are sub-catchments of the whole watershed which drain into the final subbasin locating the control point. These sub-basins are further fragmented into HRUs. A HRU (Hydrologic Response Unit) is an area in the sub-basin having similar land use, soil type, and slope. HRU definition divides the area into parts which will have same hydrologic response to hydrologic conditions. These hydrologic conditions are weather driven, and factors like daily precipitation, min/max temperature, relative humidity, wind speed and solar radiation govern these conditions and their relative response. To study response, SWAT needs input of these factors, which can be from recorded stations or developed from global climate datasets. Natural hydrologic processes synthesized by SWAT(Arnold, 2012) include; Canopy storage Surface Runoff Infiltration Evapotranspiration Lateral flow Tile drainage Redistribution of water within soil profile Consumptive use Return flow Recharge by seepage 10 The mathematical base and governing equations are provided in the SWAT theoretical documentation ((http://swatmodel.tamu.edu) and in (Arnold J.G., 1998). 2.3 Curve Number A parameter that combines soil type and land use to estimate runoff potential, based on the Hydrologic Soil Group (HSG), land use and condition. It ranges between between 0 and 100. The greater the curve number, greater the potential for Runoff RO. Impervious areas and water surfaces are assigned curve numbers of 98-100. 2.4 Antecedent Moisture Condition Antecedent Moisture condition is the preceding relative moisture of the pervious surfaces prior to the rainfall event. This is referred as Antecedent Runoff Condition (ARC) and is considered to be low when there has been little preceding rainfall and high when there has been considerable preceding rainfall prior to the modeled rainfall event. Three AMC conditions considered for dry and wet conditions are; AMC(I) : Dry conditions AMC(III) : Wet conditions AMC(II) : Average moisture conditions For modeling purposes, we consider watersheds to be AMC(II), which is essentially an average moisture condition. Typical curve numbers for AMC(II) are given by various tables (Neitsch SL, 2005). 11 2.5 Terms used for Climate Change Assessment 2.5.1 General Circulation Model (GCM) A type of climate model which represents as interaction between and the movement of planetary atmosphere, mathematically. GCMs are used to forecast weather and predict the impacts of climate change (IPCC, 2014). 2.5.2 Coupled Model Inter–Comparison Project (CMIP) CMIP is a part of Atmospheric Model Inter Comparison Project (AMIP) which works as the correspondent for global coupled ocean–atmosphere general circulation models (GCMs). The most recent phase of this project is CMIP5. 2.5.3 Representative Concentration Pathways (RCPs) RCPs are the greenhouse gas concentration (not emissions) trajectories adopted by IPCC for AR5 in 2014. CMIP5 provides four RCPs, named RCP 8.5, 6.0, 4.5 and 2.6 with the numbers denoting a rough estimate of the radiative forcing by the end of 21st century, with 8.5 showing that the radiative forcing by the end of this century will reach 8.5W/m2, and similarly for others (IPCC AR5 2014) 12 Table 2.1: Description of RCPs by IPCC Scenario Characteristics RCP 2.6 An extremely low scenario that reflects aggressive greenhouse gas reduction and sequestration efforts. RCP 4.5 A low scenario in which greenhouse emissions stabilize by mid-century and fall sharply thereafter. RCP 6.0 A medium scenario in which greenhouse gas emissions increase gradually until stabilizing in the final decades of 21st century. RCP 8.5 A high scenario that assumes continued increase in the greenhouse gas emissions until the end of 21st century. 2.5.4 Bias Correction Outputs of climate models always have some systematic biases (Portal, 2015)which may be due to: Numerical structures Inadequate spatial resolution Lake of understanding of climate system processes Basic physics and thermodynamic processes 13 These biases need to be removed before using the output data. It is assumed that although the output is biased, it follows the same trend as true values do, therefore bias correction is done to shift the data from being biased to corrected. There are several methods available for bias correction including: Multiple linear regression Local intensity scaling Delta change approach Quantile mapping 2.5.5 Delta Technique For this study, Delta Technique was chosen to remove biasedness in the GCM output data. The equations used in delta method are described below 𝑉𝑡𝑢𝑛𝑒𝑑= 𝑉𝑜𝑏𝑠/𝑉𝑟𝑒𝑓 → (2.2) 𝑆𝑡𝑢𝑛𝑒𝑑=𝑆𝑜𝑏𝑠/𝑆𝑟𝑒𝑓 → (2.3) 𝐸𝑠 = (𝑉𝑝𝑟𝑜𝑗−𝑉𝑟𝑒𝑓).𝑆𝑡𝑢𝑛𝑒𝑑 → (2.4) 𝑝𝑟𝑜𝑗 = 𝐸𝑠 + (𝑉𝑟𝑒𝑓.𝑉𝑡𝑢𝑛𝑒𝑑) → (2.5) 𝑉𝑜𝑏𝑠 is the observed climatology, 𝑉𝑟𝑒𝑓 is the reference climatology for the GCM/RCM baseline, 𝑉𝑡𝑢𝑛𝑒𝑑 is the adjusted factor for mean climate, 𝑆𝑜𝑏𝑠 is the standard deviation of monthly observed data set, 𝑆𝑟𝑒𝑓 is the standard deviation of GCM/RCM, 𝑆𝑡𝑢𝑛𝑒𝑑 is the signal to noise ratio, 𝑉𝑝𝑟𝑜𝑗 is the particular projected month that needs correction, 𝐸𝑠 is the signal enhance or signal dampened for particular 14 projection month and 𝐸𝑝𝑟𝑜𝑗 is the bias corrected climatic variable for particular month (Burhan A, 2015; Hay L. E., 2000; Maraun, 2016). 2.6 SWAT CUP Developed by Eawag (2009), is a semi-automatic tool for sensitivity analysis and calibration. Default output of Arc SWAT acts as input for SWAT-CUP. SWAT CUP offers multiple options for auto-calibration like SUFI2, GLUE and ParaSol. SUFI 2 was used for this study as it is suggested by many researchers including a comprehensive study (Arnold, 2012). (Shimelis G. Setegn, 2008) suggests the same as GLUE requires extensive computation and ParaSol does not consider error in model structure. It is suggested to divide the time period available in to two time periods, for calibration and validation. First a sensitivity analysis is required and then the resulting sensitive parameters are iterated within user provided ranges for calibration. It is suggested to go for 300-500 iteration to close in on the results. 15 2.7 Previous Studies 2.7.2 Hydrological Assessment using SWAT The advancements in remote sensing and GIS technologies have led to development and use of spatial and physical conditions based hydrological models. The biggest hurdle is the unavailability of data, especially in developing countries. The Researcher believes that hydrological modeling will evolve and get better only with improvement in remote sensing techniques. ASTER GDEM and FAO Soil data was used whereas landuse was developed from Landsat imagery. Global Gridded dataset of UK-CRU was used for hydro-climatology and reached to the conclusion that CN2, SOL, AWC and ESCO are the most sensitive parameters. The R square and NS checks turned out to be 0.8.(Fadil, 2011). (Arnold, 2012) did a comprehensive study on SWAT’s use and calibration an it was found that monthly time step for model outputs is preferred as daily prediction system produced poorest results. The most widely used analysis for checking calibration and validation are the statistical methods of R square and NSE. As there is still confusion about what validation is, there remains a gap of guidelines for separating data into two parts for calibration and validation, however it is suggested that both should have a cyclicity of dry and wet seasons. SWAT CUP is a tool developed by Eawag which can be used for calibration via automated or semiautomated methods. SUFI-2 is a semi-automated approach towards calibration as it allows user to manually adjust parameters and their ranges in between auto-calibration runs. 16 SWAT was applied for hydrological simulation at Barinallah Watershed (India) by (Khare, 2014). The watershed has similar features to this study’s with a hilly area where dominant landuse is forest and most of the soil is loam. R square and NS came out to be 0.93 and 0.89 using local meteorological data for weather stations. In Pakistan, Simly Dam catchment was modeled by (Shimaa, 2015) using hydro-met data from Pakistan Meteorological Department (PMD), FAO soil data, and Landsat image for land cover. Most sensitive parameters were CN2, ESCO and GW_REVAP, similar to most of the studies using SWAT. R square and NS were calculated to be 0.93 and 0.85 respectively. 2.7.3 Use of Gridded Hydro-Meteorological Datasets in SWAT Developing countries like Pakistan suffer from the issue that there are not enough weather stations covering the region, therefore use of global gridded hydrometeorological datasets is essential. Similar to this study APHRODITE, CFSR, PERSIANN and TRMM datasets were used by (Thom, 2017) for Srepok River catchment in Vietnam. With an R square of 0.75 and 0.9 for APHRODITE and TRMM, it was concluded that these two show potential. A large scale study was conducted by (Abbaspour, 2015) for whole of Europe using Modis Landuse, FAO soil data and Gridded dataset for hydro-meteorology over different rivers. R square values ranged from 0.3-0.8 and NS from 0.2-0.9. 17 2.7.4 Climate Change impact assessment using SWAT and GCMs data There is an unequivocal effect of climate change on precipitation patterns, reinforcing the need of using hydrological models (Fohrer, 2005). SWAT has been used to study the effects of changing climate over various watersheds, (Gassman P. W., 2007) conducted a comprehensive study about SWAT’s historical development and applications and reports of various applications of SWAT using GCMs data. GCMs data always have some kind of bias; therefore it needs to be corrected. Delta method is widely used for correction, (Moradkhani, 2010) used SWAT and GCMs data for climate change impact study for Lower Tualatin River Basin and used delta technique for bias correction. R square and NS came out to be 0.66 and 0.41 respectively. Similarly (Manoj Jha, 2006) used GCMs and SWAT and reached R square and NS of 0.82 and 0.81 respectively. SWAT has been applied for climate change analysis over numerous basins in USA (Fohrer, 2005). 2.8 Efficiency Criteria The results of hydrological models are seldom capable of representing nature completely, therefore their efficiency needs to be checked before using them for any decision making. Statistical correlation techniques are used to check the correlation between model outputs and observed data. 18 2.8.1 Nash–Sutcliffe Coefficient (NS) Nash–Sutcliffe Coefficient is the most widely used technique to find correlation for checking the efficiency of hydrological models (Krause P., 2005). It is governed by equation 2.8.1; 𝑁𝑆 = 1 − ∑ ∑ ( ) ( (2.8.1) ) Where, 𝑄𝑜 is the mean observed discharges, Qm is modeled discharge at time t, Qot is observed discharge at time t. *Nash–Sutcliffe efficiency can range from −∞ to 1. 2.8.2 Coefficient of Determination This is calculated by taking the correlation coefficient and then squaring it check the correlation (Krause P., 2005)It checks how close is the relation to “y = x” relation. It is calculated using equation 2.8.2, 𝑅 = ( ) ( ( )( ) }{ *Coefficient of determination value range from 0 to 1 ) ( ) } (2.8.2) 19 2.8.3 Root Mean Squared Error (RMSE) The RMSE is a quadratic scoring rule which measures the average magnitude of the error (Chai, 2014). Equation 2.8.3 is used to calculate RMSE, 𝑅𝑀𝑆𝐸 = *RMSE can range from 0 to ∞. ∑ (𝑚𝑜𝑑𝑒𝑙𝑖 − 𝑜𝑏𝑠𝑒𝑟𝑣𝑒𝑑𝑖) (2.8.3) 20 Chapter 3 METHODOLOGY 3.1 Study Area Panjkora River lies in North-West of Pakistan. Water of Panjkora River makes its way by joining Swat River near Chakdara in Khyber Pakhtunkhua (KP) and then Kabul River near Charsadda (KP) finally flowing into Indus River. The devastating flood of year 2010 that hit Pakistan is also proposed to have initiated from this area as result of a cloud burst, making this area sensitive and important for hydrological studies. Panjkora River not only provides sustenance to its local habitat, but is planned for Koto Hydro Power Project by PEDO (Pakhtunkhua Energy Development Organization.) The river births by the precipitation in the area and then flows south to Upper and Lower Dir Districts of KP, irrigating all the areas in its way. This study’s concern area was limited to the watershed delineated for gauging station at Koto, KP. To run successful simulation and assess model efficiency, observational data of streamflows was acquired from PEDO, which are recorded at a bridge near the city of Koto, with coordinates mentioned in Table 3.1. Table 3.1 Coordinates of Study Area Monitoring Point Station Koto River Longitude Latitude Panjkora 71.87333334 34.86654518 21 Figure 3.1 Location of study area The elevation in the watershed ranges from 5630m at the highest to 764 at the lowest, resulting to an average elevation of 2584m, so this area comprises of high peaks and low valleys. The dominant land use is of green area, mostly having forests and grass lands and the prevailing soil type has clayey texture. The watershed experiences annual precipitation of approximately 91 mm and temperatures remaining moderately cold (as per APHRODITE and CFSR global datasets). The entire catchment covers an area of 3847.47 Km2. The basin moves along the political boundary between Pakistan and Afghanistan and never into Afghanistan. 22 3.2 Datasets 3.2.1 Digital Elevation Model (DEM) The first step in for using SWAT is to delineate the watershed that is to identify all the area where precipitation leads to flow at the control point. This is done by providing a DEM and identifying the user outlet point, SWAT then computes the entire boundary of catchment area, secondly identify individual streams and their sub basins. The Advance Thermal Spaceborne Emission and Reflection Radiometer Global Digital Elevation Model (ASTER GDEM) available at 30×30 m resolution was used for the delineation of Koto catchment and extraction of physical parameters such as elevation and slope to delineate the watershed. Figure 3.2.3 Slope Map of the area 23 3.2.2 Land-cover Land Cover data is essential for semi-distributed models like SWAT as it helps to incorporate physical characteristics of the watershed into the model. International Centre for Integrated Mountain Development (ICIMOD) has developed and classified remote sensed data of land use for the year 2010 which is available at (http://geoapps.icimod.org). ICIMODs classification of land cover is not completely in sync with SWAT inputs therefore it was reclassified using ArcGIS. Table 3.2.1 Land Cover in study area ID Land use Area (%) FRSE Forest- 30.41 Evergreen FRST Forest-Mixed 11.19 FRSD Forest- 0.45 Deciduous RNGE Range-Grasses 35.71 ALFA Alfalfa 1.75 ID Land use Area (%) AGRR Agricultural 7.15 Land-Row Crops AGRL Agricultural 0.56 Land-Generic BARR Barren 10.41 WATR Water 2.36 Figure 3.2.1 Land Cover map 24 3.2.3 Soil Dataset To study the relation between precipitation and streamflow, soil data is crucial to compute losses. SWAT requires soil classification of the study area to calculate these losses. So Food and Agriculture Organization (FAO) Global soil dataset for Asia was utilized. This data is available through FAO/UNESCO portals at 1:5000,000 scale. The data was downloaded from http://www.waterbase.org and then extracted for the study area. Table 3.2.2 Soil Types over the study area SEQN SNAM (FAO) AREA (%) 3503 I-B-U-2c-3503 83.09 3673 Be73-2c-3673 14.98 3870 Xh18-bc-3870 1.93 The default SWAT database’s user soil table does not incorporate Asian soils, therefore it was updated with Asian soils. Figure 3.2.2 Soil Map 25 3.2.4 Hydro-Climate datasets SWAT requires two climatic parameters for flow computation; Precipitation in mm/day Temperature in terms of daily minimum and maximum in degree Celsius. As the study area has no on ground weather stations, so this study used gridded global precipitation and temperature datasets to carry out the computations. Daily streamflow data record was obtained from PEDO at Koto control point. 3.2.4.1 Temperature 3.2.4.1.1 CFSR Climate Forecast System Reanalysis (CFSR) with an approximately 38 Km 2 grids was selected as input for daily minimum and maximum temperatures. Grids were selected to cover the area in and around the watershed to obtain a vast network of virtual weather stations. Texas Agricultural and Meteorological University (TAMU) offers an interface (https://globalweather.tamu.edu) for the selection of said grid and generates SWAT input files using the CFSR database. A total of 23 points were chosen covering the catchment area, shown in Table 3.2.4.1. 26 Table 3.2.4.1 Location of virtual Temperature weather station Point Latitude Longitude Elevation Point Latitude Longitude Elevation 1 34.501 71.25 694 13 35.126 71.875 1487 2 34.813 71.25 2124 14 35.438 71.875 4118 3 35.126 71.25 3012 15 35.75 71.875 4614 4 35.438 71.25 3050 16 34.501 72.188 1133 5 35.75 71.25 3820 17 34.813 72.188 1618 6 34.501 71.563 935 18 35.126 72.188 2729 7 34.813 71.563 862 19 35.438 72.188 2231 8 35.126 71.563 2484 20 35.75 72.188 5125 9 35.438 71.563 2447 21 34.501 72.5 732 10 35.75 71.563 4728 22 34.813 72.5 1350 11 34.501 71.875 460 23 35.126 72.5 1693 12 34.813 71.875 1190 3.2.4.2 Precipitation Multiple available datasets were studied to select the most appropriate one for the purpose of this study, which include the following: 1. CFSR 2. PERSIANN 3. TRMM 4. APHRODITE These datasets were chosen due to their reported performance (Thom, 2017) and availability. Especially TRMM and APHRODITE for Asian regions (Lutz, 2015). The datasets have different global grid positions and sizes so were extracted independently. 27 Precipitation All the datasets used for precipitation were in grid format, whereas SWAT requires its input as point data in text format, and therefore the supplementary steps were implemented to generate SWAT input files for precipitation. Almost all the precipitation datasets are in .netcdf format and extraction is required at defined points. This was done by firstly identifying which grids on dataset cover the study area. Then an imaginary weather station is established at the center holding the value provided for that grid. Finally the data is extracted for the points using ArcGIS and then converting the output time series into text files for SWAT input. 3.2.4.2.1 PERSIANN Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks (PERSIANN) provides daily precipitation values from 60S to 60N latitudes at 0.25 Deg grids. Downloaded from https://catalog.data.gov, grids covering the study area were identified. For time period (2001-2010), values were extracted and then processed to be used for SWAT analysis. Seven virtual climate stations were established, with their position mentioned in Table 3.2.4.2.1. 28 Table 3.2.4.2.1 Positions of PERSIANN weather stations Point Latitude Longitude Elevation Point Latitude Longitude Elevation (m) (m) 1 35.5 72 3723 5 35.5 71.75 1608 2 35 71.75 2216 6 35.25 71.75 3782 3 35.75 72 2529 7 35.25 72 1570 4 35.25 71.5 1779 3.2.4.2.2 TRMM Tropical Rainfall Measurement Mission (TRMM) provides precipitation at 3 hourly and daily time steps at 0.25 deg. spatial resolution. The daily dataset was selected as 3 hourly requires large computation time and power. Data was available up to 2012 so a slot of 2001-2012 was selected for this study. Four virtual weather stations were established, as below; Table 3.2.4.2.2 Positions of TRMM weather stations Point Latitude Longitude Elevation (m) 1 35.125 71.625 998 2 34.625 72.125 863 3 35.125 71.625 2484 4 35.125 72.125 2394 29 3.2.4.2.3 APHRODITE Asian Precipitation - Highly-Resolved Observational Data Integration Towards Evaluation (APHRODITE) is a daily precipitation dataset. Which uses not only satellite data but also corrects it using ground station observations, therefore comparison between performance of TRMM and APHRODITE concluded that the latter is the more dependable dataset (Duncan J. M. A., 2012). This dataset was selected to carry out this study due to the following reasons; Longest time period available for comparison. Best results when comparing output flows with observed flows, using statistical analysis. A total of nine virtual weather stations covering the watershed were established for this study. Table 3.2.4.2.3 Positions of APHRODITE weather stations Point Latitude Longitude Elevation Point Latitude Longitude (m) Elevation (m) 1 35.125 71.625 2484 6 35.375 71.125 2229 2 35.625 71.875 1526 7 35.125 71.125 2394 3 35.375 71.875 3944 8 34.875 71.125 2177 4 35.125 71.875 1549 9 35.625 71.375 3943 5 35.625 71.125 4287 30 3.2.5 RCPs Climate Dataset Himalayan Adaptation, Water and Resilience (HI–AWARE) project offers reference climate dataset (i.e. daily precipitation and mean air temperature) for the Indus, Ganges and Brahmaputra (IGB) River Basins. Lutz et al. (2016) scrutinized eight (8) GCM runs [inmcm4_r1i1p1, CanESM2_r3i1p1 (RCP8.5); CMCC–CMS_r1i1p1, BNU–ESM_r1i1p1, bcc–csm1–1_r1i1p1, inmcm4_r1i1p1, CMCC– CMS_r1i1p1, CSIRO–Mk3–6–0_r4i1p1 (RCP4.5)] from 163 GCM runs obtained from Coupled Model Intercomparison Project Phase 5 (CMIP5), for the IGB on the basis of extreme projections. The datasets downscaled on the basis of Representative Concentration Pathways (RCPs) under HI–AWARE project, were obtained to study the projected changes in hydrological conditions for study area. The projected precipitation and temperature dataset for aforementioned General Circulation Models (GCMs) downscaled at 5×5 km grid size were obtained from HI–AWARE project. Further, detailed description of the aforementioned dataset used in current study is given by Lutz et al.(2016). GCMS Table 3.2.5 Description of GCMs RCP 4.5 RCP 8.5 BNU–ESM_r1i1p1 cold, wet inmcm4_r1i1p1 cold, dry CMCC–CMS_r1i1p1 warm, wet CSIRO–Mk3–6–0_r4i1p1 warm, wet inmcm4_r1i1p1 cold, dry CMCC–CMS_r1i1p1 warm, dry bcc–csm1–1_r1i1p1 cold, wet CanESM2_r3i1p1 warn, wet 31 The same points established for daily minimum and maximum temperature with CFSR and for daily precipitation with APHRODITE were selected to extract projected data from the GCMs. This consideration is crucial as GCMs require bias correction. This was carried out for all the individual points. This step is further explained in chapter 3.3.3.1. 32 3.3 Methods Figure 3.3 Schematic Diagram of Methodology 3.3.1 Preprocessing 3.3.1.1 Temperature Global Tmin (daily minimum temperature) and Tmax (daily maximum temperature) data is made available by TAMU. It uses CFSE database to extract gridded data for an area specified by user. 3.3.1.2 Precipitation Generating precipitation inputs was the biggest hurdle in this study. Some datasets were not easily available and even after availability, required a cumbersome amount of preprocessing, which included; Identifying the centers of the available grids to establish virtual weather station. Extracting data at those points from a large number of netcdf files. Converting the extracted data into SWAT input formats. 33 3.3.2 Processing CFSR was selected for temperature and APHRODITE was selected for precipitation, because of their results under statistical analysis. The time period available was divided in to two parts, for calibration and validation. Years 2006-2009 were selected as calibration period and 2010-2012 were selected for validation period. With the data correctly converted into SWAT input, the model was run to calculate flows for the calibrated period. These results were then corrected using a semiautomatic tool SWAT-CUP and manually. During calibration the most sensitive parameters were identified and then calibrated manually to achieve results closet to observed values. These were then checked using statistical analysis methods of; R square Nash Sutcliff Root Mean Square Error Once these tools showed satisfactory results, the corrected parameters were then used for the validation period. 3.3.3 Future Assessment 3.3.3.1 Bias Correction of Global Climatic Dataset IGB climate dataset, of eight GCMs models downscaled at 5km × 5km grid size for Upper Indus basin was selected for future climate impact study. Detail methodology of selection of eight GCMs is described by Arthur et al. (2016). 34 For the base period of 30 years (2081–2010), the IGB dataset (i.e. daily precipitation and temperature) was extracted, then the baseline (APHRODITE + CFSR) climatic dataset (climate station data) were compared with the IGB climatic dataset to observe uncertainties. Since, the large uncertainties were found in IGB climatic dataset in comparison with base period, therefore bias correction of IGB gridded climatic dataset was performed on daily time step using the delta technique to derive corrected baseline (GCMs) climatic dataset for future decadal periods (2025s, 2055s, 2085s) climate. This technique for the bias correction has been applied and discussed with detail by several researchers (Teutschbein, 2012 and Burhan et al., 2015). The future decadal climatic dataset were corrected by using correction factor driven from baseline (APHRODITE and CFSR) and baseline (GCMs) dataset during base period. 3.3.4 Future streamflow projection The corrected datasets of precipitation and daily minimum and maximum temperatures for up to the year 2100 were then input in to SWAT to simulate and assess water availability till the end of this century. For this purpose, decadal time steps were chosen. So the whole time period (2011-2100), was divided in to three parts; 1. 2025s (2011-2040) 2. 2055s (2041-2700) 3. 2085s (2071-2100) All the assessments were then carried out over these time slots over monthly and seasonal scales. 35 Chapter 4 RESULTS AND DISCUSSIONS 4.1 Calibrated Parameters SWAT calculates flow and other hydrological parameters over different parameters. For this study SCS Curve number method and Hargreaves method was selected, which work on 26 parameters to simulate flow. These parameters need to be calibrated to refine the results and bring the results close to observed flow values. This step requires first the identification of sensitive parameters and then changing their values iteratively, checking the results simultaneously. A total of 600 iterations were performed in two steps of 300 each. Previous studies show that APHRODITE dataset leads best results in Asian regions, therefore a time period of 2006-2009 was selected and calibration period for this study. This time period was selected because it is common in all of the datasets, consequently making it easier to compare them. A total of 600 iterations were performed for this study, using the semi-automated calibration and sensitivity analysis tool, SWAT CUP. 36 Table 4.1 Parameters and their values for SWAT Parameter Description Range Minimum CN2 SCS Runoff Curve Fitted Value Maximum ±20% the default value 36.13 10 30 26.56 1700 2000 1869.5 Number GW_ Delay Ground water delay(days) GWQMN Thresh hold depth of water in shallow aquifer for return flow to occur(mm) APLHABF Baseflow Alpha factor 0 1 0.07 RCHRG_DP Deep aquifer percolation 0 0.5 0.004167 200 500 233.5 0.5 1 0.609 factor REVAPMN Thresh hold depth of water in shallow aquifer for return “revap” to occur. (mm) EPCO Plant uptake compensation factor CN2,GW_DELAY,GWQMN were most sensitive The fitted values then input into SWAT using manual calibration and all the precipitation datasets were input to simulate flows simultaneously. The time periods used for TRMM, PERSIANN and APHRODITE were Seven years (2006-2012), Five years (2006-2010), and Seven years (2006-2012) respectively. Simulated flows from these datasets were evaluated via different statistical techniques mentioned earlier in the document. 37 PERSIANN simulated the poorest results with R square of 0.426 and NS of -0.25, TRMM was second with R square of 0.5 and NS of 0.25, and APHRODITE was the best with R square of 0.7 and NS of 0.61. As APHRODITE provided with the most acceptable results, it was the chosen for further climate change assessments. 38 4.2 Simulated Stream Flows 4.2.1 TRMM Tropical Rainfall Measuring Mission (TRMM) precipitation data was available up to 2012. It was extracted and run for seven years excluding the five year warm up period (Fig 4.2). Efficiency checks of R square and NS came out to be 0.5 and 0.25 respectively. Figure 4.2 Simulation via TRMM Although TRMM lead to good results, it failed to map the peaks accurately. The peaks in did map are temporally offset to some duration and almost failed completely to simulate base flow values. This may be because it relies completely on satellite data as compared to APHRODITE which uses observed weather station data to correct itself. 39 4.2.2 PERSIANN Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks (PERSIANN) dataset for precipitation is available up to 2010, and was run for five years excluding a five year warm up period (Fig 4.3). Efficiency checks of R square and NS came out to be 0.42 and -0.25 respectively. Fig 4.3 Simulation via PERSIANN PERSIANN produced the worst results for this study, and this was not surprising as no study suggests good results from PERSIANN for Asian regions. It not only failed to simulate peak flows but didn’t even struggle towards the base flow values. 40 4.3 APHRODITE Asian Precipitation - Highly-Resolved Observational Data Integration Towards Evaluation (APHRODITE) data is available up to 2015. Its time period was divided into two parts, calibration and validation, 2006-2009 and 2010-2012 respectively (Fig 4.4). R square, NS and RMSE came out to be 0.70, 0.58, 40.61 for calibration and 0.71, 0.67, 33.42 for validation respectively. Fig 4.4 Simulation via APHRODITE APHRODITE showed the best results among selected precipitation datasets (Table 4.5), therefore it, with CFSR for daily minimum and maximum temperatures, was used for BIAS Correction of future datasets to conduct future water availability assessment. Another reason for this selection was a 30 year base period available for both of them to aid in bias correction step. 41 Table 4.5 Efficiency of Precipitation datasets Parameter Time period R2 N.S. APHRODITE Calibration period 2006-2009 0.70 0.58 APHRODITE Validation period 2010-2012 0.71 0.67 TRMM Persiann 2006-2012 0.5 0.25 2006-2010 0.42 -0.25 4.4 Bias Correction GCMs data need to be corrected to remove any bias. A base period of 30 years (19812010) was used for bias correction using delta technique, and the correction factors were then incorporated to calculate future values. A comparison between corrected and uncorrected data is shown in tables (4.6a, 4.6b and 4.6c) Table 4.6a Bias correction of Maximum Monthly Temperature Tmax Uncorrected Corrected Time Period Degree Celsius 2025s 2055s 2085s Legend 42 Table 4.6b Bias correction of Minimum Monthly Temperature Tmin Uncorrected Corrected Time Period Degree Celsius 2025s 2055s 2085s Legend Table 4.6c Bias correction of Monthly precipitation Corrected Precipitation Uncorrected millimeters Time Period 2025s 2055s 2085s Legend 43 4.5 Maximum temp The findings of this research show an expected increase in the daily maximum temperature (Fig 4.7.1-3). This is probably because as concentration of CO2 increases, the increasing greenhouse effect leads to an increase in temperature. Results have been compiled to show the difference of RCP 4.5 and 8.5 independently in comparison to base period. Average Daily Maximum Temperature Time Period Degree Celsius Tmax 2025s 2055s 2085s Legend Figure 4.7.1 Monthly Maximum Temperature in Degree Celsius 44 Figure 4.7.2 Monthly Average Maximum Temperature For 2025s, highest increase in daily maximum temperature is forecasted in autumn season (2°C) and lowest in winter (0.12°C) with RCP 4.5. However for 2055s and 2085s, highest increase is in spring season (3.21°C and 5.52°C respectively with RCP 8.5) and lowest in winter (1.13°C and 2.2°C respectively with RCP 4.5). Tables’ 4.7.4&5 show the absolute values of forecasted daily maximum temperatures for the coming decades. Figure 4.7.3 Seasonal Average Maximum Temperature 45 Table 4.7.4 Monthly Maximum Temperature in Degree Celsius Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Base Period 3.449 4.660 9.313 15.637 21.858 26.716 27.979 26.950 23.778 17.187 11.180 6.046 Maximum Temperature 2025s 2055s 4.5s 8.5s 4.5s 8.5s 3.467 3.661 4.617 5.798 4.163 5.062 5.204 7.210 9.898 10.571 10.835 12.946 16.154 17.226 17.068 19.193 21.935 23.114 22.858 25.029 27.000 27.394 28.471 29.637 28.019 27.827 29.445 30.020 26.929 26.550 28.165 28.118 24.419 23.477 25.579 25.118 19.512 18.237 20.443 19.777 12.870 11.794 13.816 13.308 6.426 6.233 7.346 7.896 2085s 4.5s 8.5s 5.487 7.934 6.517 9.675 11.769 15.110 18.072 21.229 24.015 27.252 29.420 32.385 30.466 32.873 28.644 30.525 26.206 27.301 21.026 21.839 14.658 15.663 8.487 10.060 Table 4.7.5 Seasonal Maximum Temperature in Degree Celsius Month Base Period Winter 5.867 Spring 21.403 Summer 26.236 Autumn 14.184 Maximum Temperature 2025s 2055s 4.5s 8.5s 4.5s 8.5s 5.988 6.382 7.001 8.463 21.696 22.578 22.799 24.619 26.456 25.951 27.729 27.752 16.191 15.015 17.130 16.543 2085s 4.5s 8.5s 8.065 10.695 23.836 26.955 28.439 30.233 17.842 18.751 46 4.6 Minimum temp Similar to daily maximum temperatures, daily minimum are also observed to be increasing, with the highest percentage increase in winters (Fig 4.8.1). For the same reasons mentioned for Tmax, Tmin is also projected to increase towards the end of 21 st century. Results have been compiled to show the difference of RCP 4.5 and 8.5 independently in comparison to base period. Average Daily Minimum Temperature Time Period Degree Celsius Tmax 2025s 2055s 2085s Legend Figure 4.8.1 Monthly Minimum Temperature in Degree Celsius 47 Figure 4.8.2 Monthly Average Maximum Temperature For 2025s, highest increase in daily minimum temperature is forecasted in summer season (1.9°C) and lowest in spring (0.05°C) with RCP 4.5. For 2055s and 2085s, highest increase is in summer season (3.32°C and 5.38°C respectively with RCP 8.5) and lowest in spring (0.76°C and 1.38°C respectively with RCP 4.5). Tables’ 4.8.2&3 show the absolute values of forecasted daily minimum temperatures for the coming decades. Figure 4.8.3 Seasonal Average Maximum Temperature 48 Table 4.8.2 Monthly Minimum Temperature in Degree Celsius Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Base Period -5.742 -4.666 -0.580 4.503 9.559 13.567 14.767 13.299 10.296 5.717 1.169 -3.111 Minimum Temperature 2025s 2055s 2085s Avg Avg Avg Avg Avg Avg 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s -4.878 -4.545 -4.198 -3.226 -3.610 -1.505 -4.125 -3.207 -3.228 -1.747 -2.517 -0.415 0.908 1.412 1.254 2.757 1.698 4.505 5.107 5.894 5.769 7.614 6.209 9.407 9.448 10.383 10.045 11.836 10.729 13.723 13.214 14.048 14.106 15.648 14.839 17.695 16.105 16.578 16.995 18.020 17.666 19.949 15.959 15.656 16.871 17.216 17.360 19.069 12.065 11.385 13.112 13.092 13.655 15.472 6.260 5.699 7.161 7.270 7.255 9.641 1.367 0.986 2.067 2.320 2.336 4.292 -2.397 -2.403 -1.817 -1.052 -0.752 0.671 Table 4.8.3 Seasonal Minimum Temperature in Degree Celsius Month Winter Spring Summer Autumn Base Period -3.525 9.210 12.787 3.443 Minimum Temperature 2025s 2055s 2085s Avg Avg Avg Avg Avg Avg 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s -2.623 -2.186 -1.997 -0.817 -1.295 0.814 9.256 10.108 9.973 11.699 10.592 13.608 14.710 14.540 15.659 16.109 16.227 18.163 3.814 3.343 4.614 4.795 4.796 6.967 49 4.7 Precipitation This study forecasts that precipitation will decrease by the end of this century (Fig 4.9.1). Climate change is expected to change the precipitation patterns. 2025s are projected to have a decrease of 31.7 mm in summers and increase of 22.38 mm in winters. Similarly for 2055s and 2085s summer precipitation show a decrease of 38.66 mm and 41.15 mm respectively. Winters show an increase of 8.32 mm and 10.72 mm respectively. Tables’ 4.9.3&4 show the absolute values of projected precipitation for the coming decades. Precipitation Time Period Precipitation (mm) 2025s 2055s 2085s Legend Fig 4.9.1 Monthly Precipitation in millimeters 50 Figure 4.9.2 Monthly Precipitation in millimeters Figure 4.9.3 Seasonal Precipitation in millimeters 51 Table 4.9.3 Monthly Precipitation Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Base Period 76.7 145.9 150.7 127.2 108.9 68.7 136.1 114.9 66.9 41.8 55.4 58.0 Precipitation in millimeters 2025s 2055s 4.5s 8.5s 4.5s 8.5s 104.4 131.8 200.0 135.4 76.8 44.4 98.4 71.4 61.8 65.0 51.4 79.7 95.4 151.6 194.1 124.0 62.8 45.4 97.9 77.5 47.4 69.7 56.1 79.7 102.6 138.0 146.1 111.3 55.9 51.9 89.9 66.2 45.8 62.7 64.6 71.4 98.7 147.4 143.9 108.0 50.5 57.4 91.2 69.0 43.0 64.7 77.8 74.6 2085s 4.5s 8.5s 111.5 139.6 128.1 93.7 44.6 61.3 73.7 60.6 60.2 59.6 65.2 80.9 111.0 155.1 123.4 81.1 49.3 76.7 86.6 58.8 68.6 80.3 75.4 84.7 Table 4.9.4 Seasonal Precipitation Month Winter Spring Summer Autumn Base Period 107.8 101.6 106.0 48.6 Precipitation in millimeters 2025s 2055s 4.5s 8.5s 4.5s 8.5s 129.0 130.2 114.5 116.1 85.5 77.4 73.0 72.0 77.2 74.3 67.3 67.7 58.2 62.9 63.6 71.3 2085s 4.5s 115.0 66.5 64.8 62.4 8.5s 118.5 69.0 71.3 77.8 52 4.8 Snowmelt The study area has high altitudes and winter temperatures below zero. With most of its precipitation in winters, most likely due to Western Disturbances, a lot of precipitation in winters is in the form of snowfall. When the temperatures rises as the season changes, or during the day, this snow melts and contributes to runoff, therefore it is essential to incorporate it in analysis. SWAT provides the amount of snow/ice melting in the time period in millimeters, and as the time step for this study was monthly, so the results are millimeters of snowmelt in a month. Figure 4.10.1 Monthly Snowmelt in millimeters 53 Figure 4.10.2 Seasonal Snowmelt in millimeters There is no snowmelt in the summers during base period and future. A trend worth mentioning is the spring increase in snowmelt during 2025s but huge decrease in 2055s and 2085s. Winters for all the decadal periods are expected to an increased snowmelt, due to the increasing precipitation and temperatures. There is not much difference in the snowmelt of autumn season and the values stay low through. (Table 4.10.2-3) Show the monthly and seasonal difference in snowmelt of each RCP from base period. 54 Table 4.10.3 Difference in Monthly Snowmelt (mm) Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Difference in Monthly Snowmelt 2025s 2055s 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s -10.2 -25.5 41.4 26.0 -1.2 -2.4 0.0 0.0 0.0 0.7 -4.3 -7.9 -3.0 14.6 16.6 -64.5 -13.9 -2.4 0.0 0.0 0.0 2.5 -0.5 -6.8 8.0 8.3 -25.7 -79.8 -14.8 -2.4 0.0 0.0 0.0 0.8 -0.9 -0.2 -11.9 -26.0 40.4 33.2 -0.8 -2.4 0.0 0.0 0.0 1.7 -2.6 -6.6 -8.8 -8.7 49.1 -39.4 -14.0 -2.4 0.1 0.0 0.0 0.8 -2.4 -6.5 -4.3 -1.9 37.9 -60.6 -13.1 -2.4 0.0 0.0 0.0 1.5 -0.4 -4.6 2085s Table 4.10.4 Difference in Seasonal Snowmelt (mm) Season Winter Spring Summer Autumn Difference in Seasonal Snowmelt 2025s 2055s 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s -0.6 7.5 0.0 -1.8 5.4 -26.9 0.0 1.0 -2.4 -32.4 0.0 -0.1 -1.0 10.0 0.0 -0.5 6.3 -18.6 0.0 -0.8 6.8 -25.4 0.0 0.5 2085s 55 4.9 Flows As the observed and simulated flows from APHRODITE were not identical, the future simulations were compared to both of them. Both of them show a general decrease in flow in observed till the end of this century (Fig 4.7.1). It is also observed that winter and autumn flows will increase whereas the flow for the rest of the year will decrease (Fig 4.7.4). Although the winter increase by greater percentage compared to the percentage decrease in summer, it is worth noting that the absolute decrease in summer is quite more than the winter increase, therefore yearly flows will decrease by about 14.13% at least and 22.65% at most by the 2085s. Tables 4.7.7-12 show the absolute and percentage change in flows at monthly and seasonal time steps. Another observation of this study is that comparison with both observed and APHROITE simulated flows show a shift in the occurring of the peak flow. For the base period, peak flow is observed in April but by it end of this century, it has shifted to March (Fig 4.7.3). Results have been compiled to show the difference of RCP 4.5 and 8.5 independently in comparison to base period. 56 Flows Time Period Flows in Cumecs 2025s 2055s 2085s Legend Figure 4.11.1 Monthly Flows of GCMs 57 Figure 4.11.2 Average Monthly flows Figure 4.11.3 Average Seasonal Flows 58 Monthly Percentage Difference Percentage difference of Monthly Flows Time Period 2025s 2055s 2085s Legend Figure 4.11.4 Percentage Change in Monthly Flows Percentage difference of Seasonal Flows Seasonal Percentage Difference Time Period 2025s 2055s 2085s Legend Fig 4.11.5 Percentage Difference of Seasonal flows 59 Table 4.11.6 Table of Monthly Flows Flow in Cumecs Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Base Period 16.3 44.1 135.3 217.3 176.6 129.3 100.1 83.7 56.6 46.2 27.1 19.8 2025s 2055s 2085s 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s 24.7 58.5 214.9 303.7 172.7 105.6 89.2 69.3 64.8 54.9 31.2 26.2 25.6 67.2 208.5 299.8 166.4 98.9 85.6 71.7 54.9 51.7 31.6 26.9 27.8 83.9 226.2 221.2 144.8 93.8 82.4 64.7 52.4 48.5 31.4 24.6 29.0 101.6 238.2 198.9 137.5 87.7 79.7 67.4 51.0 51.4 40.1 29.6 36.6 129.9 219.1 183.0 125.4 81.4 64.2 53.3 56.3 44.8 31.6 26.6 50.2 171.5 207.4 156.7 118.4 80.2 71.1 58.6 61.7 62.1 51.0 40.9 Table 4.11.7 Table of Seasonal Flows Flow in Cumecs Month Winter Spring Summer Autumn Base Period 53.9 174.4 80.1 36.6 2025s 2055s 2085s 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s 81.1 194.0 74.5 43.0 82.0 188.3 70.7 41.7 90.6 153.3 66.5 39.9 99.6 141.4 66.0 45.8 103.0 129.9 58.0 38.2 117.5 118.4 63.8 56.5 60 Table 4.11.8 Table of Deviance of Monthly Flows from Base Period Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2025s 4.5s 8.5s 8.4 9.2 14.4 Flow in Cumecs 2055s 4.5s 2085s 8.5s 4.5s 8.5s 11.5 12.6 20.3 33.9 23.1 39.8 57.5 85.8 127.4 79.6 73.3 90.9 102.9 83.8 72.1 86.4 82.5 3.9 -18.4 -34.2 -60.5 -3.8 -10.2 -31.8 -39.0 -51.1 -58.2 -23.6 -30.4 -35.5 -41.6 -47.9 -49.1 -10.9 -14.5 -17.7 -20.4 -35.8 -29.0 -14.3 -11.9 -19.0 -16.2 -30.3 -25.1 8.2 -1.8 -4.3 -5.7 -0.3 5.1 8.7 5.5 2.3 5.2 -1.4 15.9 4.1 4.5 4.3 13.0 4.5 23.9 6.4 7.1 4.9 9.8 6.8 21.1 Table 4.11.9 Table of Deviance of Seasonal Flows from Base Period Flow in Cumecs Month 2025s 2055s 2085s 4.5s 8.5s 4.5s 8.5s 4.5s 8.5s Winter 27.2 28.2 36.8 45.7 49.2 63.6 Spring 19.6 14.0 -21.1 -33.0 -44.4 -55.9 Summer -5.7 -9.4 -13.6 -14.1 -22.2 -16.3 Autumn 6.4 5.0 3.3 9.1 1.5 19.9 61 4.10 Discussion This research was carried out in two parts, first hydrological assessment of Panjkora River at Koto site and second was to project stream slows under changing climate. A semi-distributed watershed model was selected to simulate the hydrology. The model (SWAT) was calibrated for the years 2006-2009 and validated for 2010-2012, resulting in R square of 0.71 and NS of 0.67 for the latter part. It was observed that the model was quite dependable but unable to accurately simulate the peaks. This must be noted that as there are no weather stations in the area, this research resolved to the use of Global Gridded datasets for precipitation and daily minimum and maximum temperatures. So the results of the model are highly dependent upon the accuracy of these climate datasets. For the second part of this research, HI-AWARE climate change datasets (CMIP5) for RCP 4.5 and 8.5 were selected. These datasets were corrected for any biasedness and then input to study water availability till the end of current century (2100). An overall increase in maximum daily temperatures (Tmax) is observed in the future, with the maximum increase of 2.01 °C in the autumn of 2025s for RCP 4.5, second to an increase of 1.18 °C for spring and 0.51 °C for the winter of the same time period with RCP 8.5. Moreover for 2055s, spring season is expected to experience the maximum increase of 3.22 °C with RCP8.5. Autumn season also had a substantial increase of 2.95 °C with RCP 4.5 pushing winter season to third place with an increase of 2.59 °C with RCP 8.5. Towards the end of this century, 2085s had similar case, with an increase of 5.56 °C, 4.82 °C, and 4.57 °C for spring, winter and autumn season 62 respectively, all for RCP 8.5. Daily minimum temperatures (Tmin) have a similar trend, with a general increase for the coming years. 2025s experience their highest increase in the summers with an increase of 1.92 °C with RCP 4.5. Winter and spring have an increase of 1.37 °C and 0.9 °C respectively with RCP 8.5. For 2055s, summer again has the highest increase with 3.32 °C, 2.7 °C for winter, and 2.49 °C for spring, all with RCP 8.5. For the last part of this century, with an increase of 5.37 °C, summer again has the highest increase. Spring and winter have an increase of 4.4 °C and 4.33 °C respectively, all with RCP 8.5. One of the impacts expected of climate change is the change in precipitation patterns (IPCC, 2014). Analysis of future precipitation in the study area showed similar results. Although the annual precipitation is expected to decrease, and shift in pattern is observed. Currently the area experiences its highest precipitation in winter season with a monthly average of 107.83 mm. Also winter and autumn precipitation is expected to increase and a decline is observed rest of the year. In the near future i.e. 2025s, highest decrease will be in summer (31.70 mm) with RCP 8.5 and an increase of 22.38 mm in the winters. 2055s won’t be much different with a decrease of 38.66 mm in summer with RCP4.5 and increase of 22.65 mm in autumn with RCP 8.5. And by the end of 21st century, a decrease of 41.14 mm is expected in summer with RCP4.5 and a autumn increase of 29.23 mm with RCP 8.5. The winters of 2025s will experience the highest increase of flows (28.17 Cumecs) with RCP 8.5 while the same reflects a decrease in summers as 9.41 Cumecs. During the 2055s, winter flows are expected to rise by 45.72 Cumecs in comparison to a 63 summer and spring decrease of 14.11 Cumecs and 33.01 Cumecs respectively (RCP 8.5). 2085s reflect a similar scenario of flows increasing up to 63.62 Cumecs for winters and a decrease of 55.93 Cumecs in spring (RCP 8.5). 64 Chapter 5 CONCLUSIONS AND RECOMMENDATIONS 5.1 Conclusion SWAT, a semi-distributed model, was use to simulate the hydrology. SWAT works on SCS curve number method to calculate flows and Hargreaves method for finding losses. APHRODITE was used for precipitation and CFSR for daily minimum and maximum temperatures. R square and NS came out to be 0.698 and 0.576 for calibration period of 2006-2009 and 0.707 and 0.668 for validation period of 20102012. Calibrated model was then used for future water availability under changing climate. The time period from 2011-2100 was divided in three 30 year periods to assess climatic changes. Precipitation patterns are expected to change with changing climate, this study concludes the same as an increase in winter and autumn seasons and a decrease in summer and spring seasons is forecasted by this study. Snowmelt is expected to increase for the coming winters as the temperatures are rising. An increase in winter and autumn season flows and a decrease for summer and spring seasons is projected. A shift in peak flows is also expected at monthly scale. Currently the area experiences its peak flow in April which will be shifted in March. Although at yearly scale, the amount of flow does not change, their patterns indeed do, therefore this study concludes that climate change will have its impacts on study area and SWAT hydrological model can be used to simulate and forecast them. 65 5.2 Recommendations A fully distributed model should be applied to simulate hydrology, which would be much more efficient as its capability to account spatial variability will be much more accurate. Local land use, soil and slope datasets should be developed and used for future studies. There is no Automatic Weather Station (AWS) in the area; therefore a vast array of AWS should be applied to the area to reduce dependence on global weather datasets leading to modeling with much truer inputs. 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