ADVANTAGE:
YOU
2–3 February, 2015
Bloomberg L.P.
L27 Cheung Kong Centre
2 Queen’s Road Central
Hong Kong
OPERATIONS &
COMPLIANCE
WORKSHOPS
Presented by
BLOOMBERG AIM
AGENDA – DAY 1 
8:30
Introduction and
Continental Breakfast
CKC-27-AUDIT
9:00
Track Sessions
We are pleased to present two tracks:
Administrator & Operations
Select this entire track if you’re an AIM
System Administrator, Operations
or pick a specific topic and then
change tracks.
Compliance Concentration
Select this entire track if you are a
‘Compliance officer’… or pick a
specific topic and then change tracks.
See next page for more details
12:00
Lunch - Overlap Sesssion
CKC-27-AUDIT
12:45
Track Sessions
See next page for more details
ADMINISTRATOR &
OPERATIONS TRACK (Day 1)
9:00 // CKC-26-MPR
Session 1: Database Infrastructure & latest RMON rollouts
How can you keep track of what’s going on in your AIM database? Using the
AIM System Administrator’s homepage (FIRM), learn how to build and maintain
your firm’s database infrastructure, check & change systemwide defaults;
understand how to permission and control users accessing from outside the
office. Tracking the changes and enhancements through RMON, getting ready
for the new market.
10:30
Break
10:45 // CKC-26-MPR
Session 2: Compliance Light
Who doesn’t love compliance? You may not be a compliance officer but need
to know the basics. In this session, see a quick review of rule creation, default
settings and compliance support. This is a broad overview.
12:45 // CKC-26-MPR
Trading Workflows and Tools // Session 3: Trading
I’ve generated orders, now what? Picking up where Position Management
leaves off, learn how to take orders generated by PMs, or create orders yourself,
and route them out to a variety of execution platforms based on asset class or
security type. Get tips on how to organize your blotters to maximize your
workflow and take advantage of AIM's ability to leverage core Bloomberg
data to provide additional security analysis without ever leaving the execution
blotter. We will cover 3 distinct workflows; equities, fixed income and FX.
» 12:45 // Equity Trading
Latest enhancements on EMSX
» 14:15 // FX Trading
Latest enhancements on AIM-FXGO
» 13:30 // Fixed Income Trading
Fixed Income Trading – Electronic,
Voice or Leave orders? How the
different markets are using the
different workflow
» 15:00 // Break
15:15 // CKC-26-MPR
Middle Office (Matching Tools)
Broker setups, settlement ID setups are one time efforts. Then find out how
operations teams use the AIM hub to match and settle across a number of
facilities and sign-off on trades—all in one place, one function.
COMPLIANCE CONCENTRATION
TRACK (Day 1)
9:00 // CKC-27-TRAIN B
Introductions & Program Goals
Have a chance to meet your peers in the compliance industry & get to know the
Bloomberg AIM Compliance Specialist team.
9:15 // CKC-27-TRAIN B
Session A: Bloomberg Search Functions
Your Bloomberg terminal is a powerful search engine with a wealth of
information. Learn how to screen for Equity securities, filter for specific
Bond instruments as well as understand the data that drives Bloomberg’s
security master. This session is a must for anyone implementing
Compliance guidelines in CMGR.
10:15
Break
10:30 // CKC-27-TRAIN B
Session B: Compliance Infrastructure
This session will set out best practices for Compliance set up including Rule
Group set up. We will cover access to the Compliance module, CMGR and
violation manager blotter, VMGR.
11:00 // CKC-27-TRAIN B
Session C: Related Compliance Applications
12:45 // CKC-27-TRAIN B
Session D: Related Compliance Applications 2
14:00
Break
14:15 // CKC-27-TRAIN B
Session E: Rule Creation
Understand the rule templates that make it all work. Understand how to select
the right template. Know the seven steps for building a rule… and find out
about the most important ‘hidden’ eighth step and ninth steps… This
is not for the light-hearted ‘max 10% to an issuer’ rulegoers. Go for your
personal record and use this as a spring board to become an expert in AIM
compliance.
AGENDA – DAY 2 
8:30
Introduction and
Continental Breakfast
CKC-27-AUDIT
9:00
Track Sessions
We are pleased to present two tracks:
Administrator & BTM
Select this entire track if you’re an AIM
Administrator, Operations or interested in
a particular AIM add-on Solution (other
than compliance)… or pick a specific
topic and then change tracks.
Compliance Concentration
Select this entire track if you:
a) couldn’t get enough of this track day 1
or
b) … are way past the basics of
compliance and are ready for the some
serious compliance
or
Pick a specific topic and then
change tracks.
See next page for more details
12:15
Lunch - Overlap Session
CKC-27-AUDIT
13:45
Break
16:00
Evening Reception
CKC-27-AUDIT
ADMINISTRATOR &
OPERATIONS TRACK (Day 2)
9:00 // CKC-26-MPR
Session 1: Tips and Tricks from Bloomberg AIM Specialist
Gain insight from Bloomberg experts on areas that will simply make your life
easier on AIM.
10:00
Break
10:15 // CKC-26-MPR
Session 2: Integration, Feeds & Data Flow
Are you a feeds expert? Whether you are or not, we have something for
everyone. Learn how to troubleshoot by following the trade’s journey
through AIM & beyond and join our feeds expert for a discussion of the new
tools for feeds setup & scheduling, the new feeds data policy, migrating to
the latest version of Gateway, our web portal for issues management and
what it means to be an Integration client.
13:00 // CKC-26-MPR
Basic to Advanced Reporting – Overlap Session
Can I schedule that report? While not as robust as our enterprise reporting
solution, there are a variety of ways to report or output your data from AIM.
Join us for this session where we will explore the options for reporting using
a variety of functions as our starting point; everything from PTSR, FWP,
BDS & MAV (all basic) & DART (advanced), both robust.
Whether you’re a Compliance Officer, Operations Professional, Portfolio
Manager or Technology- Reporting is fundamental. Learn quickly about the
possibilities to store, capture and produce the data readily for your clients,
your firm or yourself.
13:45
Break
14:00 // CKC-26-MPR
Development Discussion with our Business Manager
COMPLIANCE CONCENTRATION
TRACK (Day 2)
9:00 // CKC-27-TRAIN B
Rule Creation Workshop Part 1
11:00
Break
11:15 // CKC-27-TRAIN B
Rule Creation Workshop Part 2
13:00 // CKC-26-MPR
Basic to Advanced Reporting – Overlap Session
Can I schedule that report? While not as robust as our enterprise reporting
solution, there are a variety of ways to report or output your data from AIM. Join
us for this session where we will explore the options for reporting using a variety
of functions as our starting point; everything from PTSR, FWP, BDS & MAV (all
basic) & DART (advanced), both robust.
Whether you’re a Compliance Officer, Operations Professional, Portfolio
Manager or Technology- Reporting is fundamental. Learn quickly about the
possibilities to store, capture and produce the data readily for your clients, your
firm or yourself.
13:45
Break
14:00 // CKC-27-TRAIN B
Monitoring the Business
14:45 // CKC-27-TRAIN B
Exam