1 CHAPTER 1 INTRODUCTION 1.1 BACKGROUND Power electronic inverters are the essential equipments to convert and control the electrical power in the wide range of milli watts to giga watts with the help of semiconductor devices. These inverters are finding increased attention in recent years. Hence, highly efficient power electronic technologies and reliable control strategies are needed to reduce the loss of energy and to improve power quality. High power electronic devices are being used increasingly to control and facilitate flow of electric power while meeting stringent-operating conditions of present heavily loaded networks. In recent years, numerous industrial applications have begun to demand higher power equipment. Medium voltage motor drives and their applications require medium voltage to megawatt power level. It is hard to connect a single power semiconductor switch directly to a medium voltage grid. As a result, a multilevel power inverter structure has been introduced as an alternative in high power and medium voltage situations. One of the most significant recent advancements in power electronics is the multilevel inverter. Multilevel inverters are nowadays the most preferred choice for high-voltage and high-power applications in industry. The unique structure of multilevel voltage source inverters allows them to reach high voltages with low harmonics without the use of 2 transformers or series-connected synchronized switching devices. The general function of the multilevel inverter is to synthesize a desired voltage from several levels of dc voltages. By increasing the number of levels in the inverter, the synthesized output voltages have more steps, generating a staircase waveform, which has a reduced harmonic distortion. However, a high number of levels increases the control complexity and introduces voltage imbalance problems. Multilevel inverter technologies are receiving increased attention recently in high voltage-high power applications due to its high voltage handling and good harmonic rejection capabilities. A multilevel inverter not only achieves high power ratings, but also enables the use of renewable energy sources. Renewable energy sources such as photovoltaic, wind, and fuel cells can be easily interfaced to a multilevel inverter system for a high power application. Multilevel inverters have also emerged as an attractive choice in the field of medium-voltage to high-voltage industrial drive applications, which include motor drives, power distribution, power quality, and power conditioning applications. It is important that the multilevel inverter is introduced as a solution to increase the inverter operating voltage above the voltage limits of classical semiconductors. Using this concept, the power conversion is performed in small voltage steps, resulting in better power quality. These inverters are suitable for high-voltage applications because of their ability to synthesize output voltage waveforms with a better harmonic spectrum and attain higher voltages with a limited maximum device rating. Additionally, the harmonic content of output waveform decreases significantly as the number of inverter levels increases. This research work focuses on minimizing the most significant harmonic components of the generated waveform while keeping other 3 harmonic components within the acceptable range for the cascaded multilevel inverter with unequal or varying dc sources. An important issue in designing an effective multilevel inverter is to ensure the increase of power, the reduction of voltage stress on the power switching devices, and generation of high-quality output voltages and sinusoidal currents. In recent years, multilevel inverters have been developed for several reasons. 1. Few Industries have begun to demand higher power equipment, which now reaches the MW level. Controlled AC drives in the megawatt range are usually connected to the medium-voltage network. Today, it is hard to connect a single power semiconductor switch directly to medium voltage grids (2.3- 6.9 kV) (Jose Rodriguez et al 2002). 2. Multilevel inverters can solve problems with some present two-level PWM adjustable-speed drives (ASDs). Usually Adjustable-Speed Drives (ASDs) which operate in highpower range are connected to medium-voltage network. ASDs usually employ a front-end diode rectifier and an inverter with PWM-controlled switching devices to convert the DC voltage to variable frequency and variable voltage for motor speed control. Motor damage and failure have been reported by industry as a result of some ASD inverters’ high-voltage change rates (dv/dt), which produce a common-mode voltage across the motor windings. High-frequency switching can exacerbate the problem because of the numerous times this common mode voltage is impressed upon the motor each 4 cycle. The main problems are reported as “motor bearing failure” and “motor winding insulation breakdown” because of circulating currents, dielectric stresses, voltage surge, and corona discharge Bell and Sung (1997), (Erdman et al 1995) and (Bonnett 1997). The failure of some ASDs is because the voltage change rate (dv/dt) sometimes can be high enough to induce corona discharge between the winding layers (Tolbert et al 1999) and (Tolbert et al 1998). 3. Modern power electronic devices can switch at higher frequency and higher voltages, which can generate broadband Electro Magnetic Interference (EMI). These high-speed semiconductor switches allow faster PWM carrier frequencies. Although the high-frequency switching can increase the motor running efficiency and is well above the acoustic noise level, the (dv/dt) associated dielectric stresses between insulated winding turns are also greatly increased (Tolbert et al 1999) and (Tolbert et al 1998). For these reasons, multilevel inverters are preferred for high-power medium voltage drive applications because the power structure can be realized with devices of lower voltage rating. Multilevel inverter has drawn tremendous interest in high power applications because it has many advantages: it can realize high voltage and high power output through the use of semiconductor switches without use of transformer and without dynamic voltage balance circuits. When the number of output levels increases, harmonics of the output voltage and current as well as Electro Magnetic Interference (EMI) decreases. Multilevel inverters are receiving increased attention in industry and research is probably due to less switching loss; less total harmonic distortion (THD) in the voltage waveform 5 and small dv/dt and nearer-sinusoidal outputs. The preferred output of a multilevel inverter is synthesized by several sources of dc voltages. With an increasing number of dc voltage sources, the inverter voltage waveform approaches a nearly sinusoidal waveform while using a low switching frequency scheme. This results in low switching losses, and because several dc sources are used to synthesize the total output voltage, each experiences a lower dv/dt compared to a single level inverter Sinha and Lipo (1998). One application for multilevel inverters is distributed power systems. Multilevel inverters can be implemented using distributed energy resources such as photovoltaic and fuel cells, and then be connected to an AC power grid (Villanueva et al 2009). If a multilevel inverter is made to either draw or supply purely reactive power, then the multilevel inverter can be used as a reactive power compensator. For example, a multilevel inverter being used as a reactive power compensator could be placed in parallel with a load connected to an AC system. This is because a reactive power compensator can help to improve the power factor of a load (McKenzie 2004). Another application for multilevel inverters is to interconnect different power grids. For example, two diode-clamped multilevel inverters can be used to produce such a system. One multilevel inverter acts as a rectifier for the utility interface Lai and Peng (1996). The other multilevel inverter acts as an inverter to supply the desired AC load (Tolbert et al 1999). Such a system can be used to connect two asynchronous systems and acts as a frequency changer, a phase shifter, or a power flow controller. 1.2 REVIEW OF PREVIOUS RESEARCH Most of the research work in the three-phase power inverter area was for balanced three-phase systems, such as motor drive applications, where three-legged power inverters are used. Usually, split DC link capacitors 6 are used when the neutral connection is needed. A balance of the dc voltages of a multilevel inverter cannot be achieved in all loading conditions. Especially unbalanced loads are prevalent for UPS, standalone power generation applications and there is no limitation to the percentage of unbalance. Imbalances in load or transient loads have a significant impact on the multilevel inverter dc voltage ripple. Using three-legged power inverters to deal with unbalanced source has been addressed in (Prasad et al 1989), Prasad and Shamin (1993) and Donato Vincenti and Hua Jin (1994). However, a three-legged power inverter is unable to deal with zero-sequence unbalance. To solve the limitation, usually separate dc sources are used. In all the previous research, there were neither three-dimensional space vector modulations schemes proposed for cascaded H-bridge inverters, nor the modeling and control aspects of cascaded H-bridge inverters discussed. When the cascaded H-bridge multilevel inverter was introduced for motor drive applications, an isolated and separate DC source was needed for each H-bridge cell (Hammond 1997). Also, the cascaded H-bridge inverter is suitable for universal power conditioning of power systems proposed (Peng et al 1997). The inverter provides lower costs, higher performance, less EMI, and higher efficiency than the traditional PWM inverter for power line conditioning applications, both series and parallel compensation. Although the cascaded inverter has an inherent self-balancing characteristic, a slight voltage imbalance can occur because of the circuit component losses and limited controller resolution. A simple control method has been proposed for reactive and harmonic compensation, which ensures DC voltage balance presented in (Jose Rodriguez et al 2002) and (Peng et al 1996). Modulation methods for multilevel inverter can be classified according to the switching frequency methods. The key issues for the control 7 of the inverters are to find the modulation methods to control the output rectangular waves to synthesize the desired sinusoidal waveforms. Therefore, a modulation method needs to generate desired fundamental sinusoidal voltage while at the same time certain higher order harmonics are eliminated. Pulse Width Modulation (PWM) techniques have been widely used in the field since 1960s. Many PWM schemes have been proposed for singlephase and three-phase applications, including Sinusoidal PWM method (SPWM) Buja and Indri (1977) and Patel and Hoft (1974) Space Vector Control (SVC) method, selective harmonic elimination method, and Space Vector PWM method (SVPWM) Alfred Busse and Joachim Holtz (1982) and (Ahmet et al 1997). SPWM and SVC methods cannot be applied to multilevel inverters with unequal DC voltages. Until now, the selective harmonic elimination method can eliminate the number of harmonics not more than the number of the switching angles in the transcendental equations. Due to the difficulty of solving the transcendental equations, real-time control of multilevel inverters with unequal DC voltages is impossible. In this thesis, after reviewing the traditional PWM, especially twodimensional space vector modulation (2-D SVPWM), three-dimensional space vector modulation (3-D SVPWM) methods are proposed for multilevel inverters (Zhang et al 2002). SVPWM became more and more popular due to its merits of good utilization of the DC link voltage, possible optimized output distortion and switching losses, and relatively simple and easy for digital implementation. The two-dimensional space vector modulation can be applied to multilevel inverter with equal dc sources whereas three-dimensional space vector modulation can be applied to both equal and unequal dc sources. All the existing space vector modulation schemes implemented in a twodimensional space are unable to deal with the zero sequence component caused by unbalanced loads. The three-dimensional space vector modulation 8 scheme has a better DC link voltage utilization and results in a low harmonic distortion. It is an effective solution to handle zero sequence component caused by the unbalanced loads. Most of the previous works on three-dimensional space vector modulation algorithms proposed deals with the diode-clamped inverter. The unequal dc sources cannot be applied to diode-clamped inverter. As far as the author concern the first three-dimensional space vector modulation for cascaded H-bridge inverter presented in (Robert 1979) previous researches on the 3-D SVPWM algorithm shows that the reference vectors are not on a plane, if the system is unbalanced for a multilevel inverter. But, the proposed Optimized 3-D SVPWM (3-D OSVPWM) algorithm maintains 1200 phase for each phase to compute switching state vectors. Since, the optimized threedimensional space vector modulation scheme has a better DC link voltage utilization and results in a low harmonic distortion. It is an effective solution to handle zero sequence component caused by unbalanced loads. The SVPWM technique generates the desired fundamental frequency voltage and also eliminates any number of the specified harmonics without the restriction of the number of unknowns in the harmonic equations and available solutions for the harmonic equations. Another contribution of the SVPWM technique is that it simplifies the optimal system performance searching by making a tradeoff between switching frequency and harmonic distortion, since it can vary its switching frequency for different modulation indices. Although SVPWM methods are very powerful in reducing harmonics, finally it is accepted that SVPWM technique becomes computationally very demanding and complexity increases as the number of levels increases. 9 1.3 PROBLEM STATEMENT Modern power electronics can be applied to solve or mitigate power quality problems. Harmonic content in the electrical system is one of the biggest problems in power quality. The key issue for multilevel inverter modulation is the harmonic elimination. All unbalanced or nonlinear loads draw harmonic currents. Those harmonics cause a lot of problems, such as distorted voltage, voltage flicking, overheated transformer, high torque ripple in the generator, severe EMI noise to communication systems and computer systems. Those problems become more severe as more unbalanced loads are put in use in the field. In order to address the problems caused by unbalanced loads, some standards have been established to limit harmonics produced by unbalanced or nonlinear loads. The most commonly cited standards are IEC 1000-3-2, and IEC 1000-3-4. Harmonics may be divided into two types: 1) voltage harmonics and 2) current harmonics. Both the harmonics can be either generated by source or load. Voltage and current source harmonics imply power losses and Electromagnetic Interference (EMI) and pulsating torque in AC motor drives. Harmonic elimination is performed for several reasons. The reason is Electromagnetic Interference (EMI). Harmonics are a source of EMI. Without harmonic elimination, designed circuits would need more protection in the form of snubbers and EMI filters. As a result, designed circuits would cost more. The traditional PWM methods employ much higher switching frequencies for two reasons. The first reason concerns harmonics. Undesirable harmonics occur at much higher frequencies. Thus, filtering is much easier and less expensive. The second reason concerns audible noise. Several kHz is well above the acoustic noise level. Also, if the generated high frequency 10 harmonics are above the bandwidth of some actual systems, there is no power dissipation due to these harmonics (McKenzie 2004). But as mentioned above, traditional PWM schemes have the inherent problems of producing Electro Magnetic Interference (EMI). Rapid changes in voltages (dv/dt) are a source of EMI. The presence of a high dv/dt can cause damage to electrical motors. A high dv/dt produces common-mode voltages across the motor windings. Furthermore, higher switching frequencies can make this problem worse due to the increased number of times and these common-mode voltages are applied to the motor during each fundamental cycle. Problems such as motor bearing failure and motor winding insulation breakdown can result due to circulating currents and voltage surges (Tolbert et al 1999) and also long, current-carrying conductors connecting equipment can result in a considerable amount of EMI. The objective of this thesis is to develop a simple and efficient control method for minimizing harmonic distortion. Previous works on SVPWM technique does not takes into account the actual unbalance of the multilevel inverter and the reference vectors are not on a plane, if the system is unbalanced. The cost effective solution is to use an algorithm that achieves voltage balance based on the use of redundant vectors, maintains 120 0 phase for each phase to compute switching state vectors and the nearest switching sequence and should be useful in systems with or without neutral and unbalanced load. The control algorithm should be completely generalized and can be applied to different multilevel inverter topologies and for any number of levels. The thesis is arranged as follows: Chapter 2 provides a summary of the existing literature and the state-of–art in multilevel inverter topologies and control, and modulation 11 strategies. The advantages and disadvantages of various multilevel inverter topologies and control techniques are discussed in detail. Finally, a brief overview of the impact of unbalanced load/ source on the performance of multilevel inverter is discussed. In Chapter 3, the cascaded H-bridges multilevel inverter is discussed in more detail. Also, in addition to the multilevel fundamental switching scheme, some other switching schemes being applied to multilevel inverters are discussed. Specifically, the Bipolar Programmed PWM, Unipolar Programmed PWM and Virtual Stage PWM switching schemes are presented. The idea of using unequal dc sources with multilevel inverters is then discussed. Chapter 4 addresses various SVPWM control methods for multilevel inverters with equal and unequal DC voltages. Particularly, TwoDimensional (2-D) SVPWM and Three-Dimensional (3-D) SVPWM algorithms are discussed in detail. A novel three-dimensional space vector modulation scheme for computing the switching state vectors and the nearest switching sequence is presented. The Optimized 3-D Space Vector Modulation algorithm (3-D OSVPWM) for multilevel inverter with varying dc sources and unbalanced load is developed and mathematical derivation is given for balanced and unbalanced systems. The 3-D OSVPWM algorithm presented for multilevel inverter is useful for the system with unbalanced load or harmonic generation. It is discussed, how optimized 3-D space vector modulation algorithm can be used to find solutions for reducing the Total Harmonic Distortion (THD). In Chapter 5, implementation of the proposed optimized 3-D space vector modulation algorithm (3-D OSVPWM) on an 11-level multilevel inverter. Simulation and Experimental results are given for both twodimensional (2-D) SVPWM and optimized three-dimensional (3-D) 12 OSVPWM algorithms for the cascaded H-bridge multilevel inverter. All the simulation and experimental results prove the validity of the proposed threedimensional space vector modulation schemes. Chapter 6 concludes the thesis work and gives future research directions.