Outdoor Lighting Networks: Market, Technologies and Standards Abstract: Providing the right amount of light where and when it is needed is an opportunity to transform today’s cities into smart and livable urban spaces. New technologies are being introduced, such are controls and outdoor lighting networks, which can deliver energy and cost savings through adaptive lighting and streamlined maintenance. However, the full market potential for such systems has not been achieved. This article provides an overview on the basic components, architecture, technologies and standards relevant to adaptive controls and outdoor lighting networks. A number of issues have been hampering the market, from lack of clarity in adaptive lighting regulations, to system interoperability, cost and complexity issues. Standards and recommended practices that drive regulation on adaptive lighting are paramount to clearing the way to large scale deployment of intelligent and energy efficient lighting. Existing recommended practices do not explicitly address adaptive lighting requirements. In the area of communication technologies, the lighting industry has been trying to leverage existing technologies, such as Internet protocols and connectivity standards (wireless and power line). However, the diversity of approaches in applying them has resulted in incompatible solutions at multiple levels. On the other hand, total solutions typically require customizations to address problems beyond what standards and off-the-shelf platforms can guarantee. Therefore, there is a clear need for a balanced approach where standards can be developed to bring immediate value to customers by leveraging mature technologies, while leaving room for innovation. Keywords: outdoor lighting networks, adaptive lighting, lighting controls. 1. INTRODUCTION Lighting is key in providing safety and comfort in outdoor spaces such as roadways, parks, parking lots, garages, tunnels, and bridges. Lighting also contributes to creating attractive urban environments and enables cities to establish distinctive identities. Public outdoor lighting accounts for a significant amount of a city’s energy and maintenance budgets. For instance, New York City’s complex street lighting system with 262,000 lights on streets, bridges and underpasses, accounts for approximately 6% of the 4.32 billion kWh municipal energy used annually [1]. Another recent study estimated the US roadway lighting installed base (52.6 million lights) uses 52.8 TWh of energy annually [2]. Estimates in Europe point to a total energy consumption for street and highway lighting of 59 TWh per year (80 million light points x 180 W lamp wattage x 4150 burning hours per year) [3]. In China, a recent report from Ministry of Housing and Urban-Rural Development indicated that roadway lighting installed base was 17.74 million lights in 657 prefectural level cities by the end of 2010, and 5.67 million were new installations during 2005-2010 [4]; the estimated energy consumption for city lighting was around 4% of the total energy consumption annually in China (i.e. 4692.8 TWh x 0.04 = 187.7 TWh) [5]. As the numbers indicate, lighting is a pervasive infrastructure that directly impacts sustainability and wellbeing in urban environments. Providing the right amount of light where and when it is needed is an opportunity to transform today’s cities into smart and livable urban spaces. As the industry transitions to LED lighting, new opportunities arise, so do new business and technical challenges. New technologies are being introduced, such are adaptive controls and networking, which are relatively new to traditional lighting customers. In particular, advanced remote control and management systems, referred hereafter as outdoor lighting networks, can deliver energy and cost savings through adaptive lighting and streamlined maintenance of lighting and other city assets. However, the full market potential for such systems has not been achieved, and mainstream deployment is still to be seen. A number of issues have been hampering the market. Although there are differences per region, the main challenges include, in no particular order of importance: lack of regulatory guidelines on implementing adaptive lighting; lack of supporting energy metering structure; lack of interoperability and high cost. Furthermore, the new technology is often perceived as complex by customers and the direct benefits are not always clear. These issues have been receiving increasing attention from governments, manufacturers, and the research community. In this article, we focus on interoperability and standardization, which play a key role in addressing customer and industry needs in the new outdoor lighting controls market. In the past, lighting standards have addressed mainly mechanical and electrical aspects of luminaries and a few control devices, such as ballasts/drivers and sensors. However, outdoor lighting networks integrate a wider range of technologies, which is a relatively new concept to the outdoor lighting industry. The interoperability between system components can drive down cost and address customer’s call for availability of multiple suppliers, which are conditions for significant investments in new technologies. While solutions based on industry standards are essential for large scale deployments, customization and manufacturer’s ability to add value to whole solutions will still play an essential role, especially in the nascent outdoor lighting network market. Therefore, there is a need for a balanced approach where standards are developed to bring immediate value to customers by leveraging mature technologies, while leaving room for innovation. The remainder of this article is organized as follow. First, we provide an overview of the controls market with emphasis on the deployment challenges and interoperability needs. We also introduce the main components, architecture and typical networking technologies used in outdoor lighting networks as well as their capabilities and features available to customers. Then, we give an introduction to the regulatory and standardization landscape. Finally, we conclude with the opportunities for developing new standards to address current gaps and future directions. 2. OutdoorLightingControlsMarket Figure 1 shows the outdoor lighting installed base worldwide, which is an aging infrastructure including from old high-pressure mercury vapor, to low-pressure sodium (LPS), high-pressure sodium (HPS) and metal halide lamps. Recent government regulations are phasing out mercury vapor lamps in many countries, underscoring the renovation needs. Although HPS and metal halide lamps have higher efficiency compared to older technologies, the rising LED technology has the greatest energy and maintenance savings potential, especially when combined with control systems. The market penetration of LED lighting in the outdoor segment is growing at a fast rate, with luminaire prices dropping considerably year to year, as indicated in the recent DoE SSL R&D Multi-Year Program Plan “the base price for LED-based outdoor fixtures providing around 8,000-10,000 lm (i.e. typical replacements for 150W High Pressure Sodium or 175W Metal Halide) has dropped from around 150 $/klm to around 80 $/klm and the efficacy has increased from around 50 lm/W to around 80 lm/W” [6]. However, adoption of control systems coupled with LED lighting has not been growing at similar pace, in fact it is much slower, which has been raising concerns on the long-term impact of investing in an infrastructure that would not be operating at its full potential due to the lack of control capabilities [7]. Outdoor Luminaire Installed Base (M units) 400 350 300 250 200 150 100 50 0 Europe NA China Latam RoW World Figure 1: Outdoor installed based and regional breakdown. Typical outdoor lighting controls today are based on a simple photo-sensor used for on/off operation at dusk/dawn. In spite of its simplicity and low cost, this approach leaves significant room for improving energy efficiency. New control technologies offer adaptive lighting capabilities that can save energy, reduce light pollution, and increase safety. For instance, adaptive dimming during long periods of inactivity can provide considerable savings. Adaptive control capabilities can provide additional 40 to 50% savings on top of simple LED luminaire replacement [7], which highlights the great opportunity of combining LEDs and controls technologies. Advanced remote management capabilities can achieve additional savings by optimizing and streamlining the maintenance of outdoor lighting and other city assets. Energy metering, also enabled by remote managements systems, brings more transparency to energy consumption/billing and enables customers to take full advantage of investments in energy efficiency. Advanced remote control systems have been introduced for a number of years. However, the full commercial potential for such systems has not been achieved. For instance, a recently DoE sponsored survey in the US shows that most deployments are pilot projects [2]. Deployments in Europe have been increasing in the last few years, but market potential has not been fully explored either [3]. In China, municipality began to deploy outdoor lighting control systems 20 years ago, starting from the mains power cabinet control system to the recent individual light control system pilots, but all are proprietary solutions thus not interoperable and municipality has to maintain several remote management systems at the same time. A few road blocks to broader adoption of outdoor lighting controls include: Lack of standard guidelines on adaptive lighting practices to ensure safety; Metering/billing structure that enables customers to take full advantage of investments in energy efficiency; Lack of interoperability between proprietary solutions; LEDs and advanced controls are still seen as complex technologies by customers and their benefits are not always clearly demonstrated; Cost of advanced remote control systems. Adaptive lighting is being considered by regulatory and industry guidelines as a fundamental step to improve energy efficiency, meet dark sky ordinances and reduce light pollution. For instance, the European Commission for Standards (CEN) has established the CEN/TC 169/226 JWG (Joint Working Group) with the task to revise EN 13201, which is widely adopted for roadway lighting. The upcoming EN 13201 revision will consider the CIE 115:2010 recommendations for adaptive lighting, where the normal level of average luminance or illuminance can be adapted to traffic volume and composition, weather conditions, and ambient luminance. Interactive control systems linked to real-time data are also considered to enable the normal lighting class to be activated in the case of road works, serious accidents, bad weather or poor visibility. In NA, adaptive lighting is gaining a lot more attention recently. For instance, discussions are ongoing within the IES roadway lighting energy management sub-committee, but clear guidelines addressing safety concerns are still to be published. Similarly, metering/billing standards are another aspect that needs a joint effort from stakeholders, regulatory bodies and the industry. Customers (e.g. municipalities, city managers, private companies, utilities, transportation authorities, etc) have clearly imposed interoperability and standardization as conditions to deploy emerging lighting technologies. However, most advanced outdoor lighting control systems in the market do not interoperate, which is hampering adoption of the technology. Specific interoperability and standardization needs for advanced outdoor lighting control systems are discussed in Section 5. Last but not least, cost remains as big road block for adoption of LEDs and advanced controls. The market has seen considerable drops in the cost of LEDs in the last few years, and technology maturity as well as standards are expected to contribute to maintain the downward trend in the coming years. 3. OutdoorLightingNetworks In recent years, the lighting industry has been introducing new technologies, such as solid state lighting, adaptive controls and connectivity to offer comprehensive solutions for operation and management of outdoor lighting. Advanced control systems, generally referred as Outdoor Lighting Networks (OLNs), combine controls and connectivity to enable remote operation, configuration and monitoring of outdoor lighting assets over large areas. Figure 2 illustrates the typical system architecture and components of an OLN. A two-tier architecture is generally used where the Light Points (LPs) in the field communicate with a Central Management System (CMS) through a gateway. A LP is a uniquely identified unit within an OLN, which includes the luminaire, light sources(s), control/communication modules and may also include other assets (e.g. sensors). Connectivity between LPs and the gateway can be implemented with different technologies including wireless and power line communications. Figure 2 shows an example where LPs equipped with radios form a wireless mesh network. The gateway provides remote communication with the CMS, typically leveraging available IP networks or remote connectivity alternatives. The CMS enables system operators (users) to remotely control and manage the OLNs. It typically connects to one or more databases to store and retrieve data in order to make information available to users. The CMS manages assets as well as alarms/status/reports received from the OLNs, and supports discovery and configuration of devices within the OLNs. The typical use cases and features offered by existing OLNs solutions in the market are summarized in Table 1. Figure 2: An n Outdoor Ligh hting Network A Architecture Exxample. Ta able 1: Typical use u cases and O OLN features. Fea ature Configu uration • • Control • Descrription Users can n identify, co onfigure andd keep an up to date recoord of attributess and capabillities associaated to LPs aand other asssets through the CMS. The CMS S also allowss users to grooup light points in orderr to simplify operation n/managemen nt. Configuuration of cerrtain propertties and behaviou urs (e.g. dimm ming scheduule) can be ddone individuually or per group. In n fact, some systems s suppport only grooup based coontrol, for instance, from a singlle controllerr in the poweer cabinet. O Other OLNs ndividual LP and group bbased controol and configguration. enable in Users can n implementt adaptive ligghting by defining and ddeploying scheduless (i.e. time in ntervals and output levells) at which switching orr dimming is used. Monitoring • Users can override pre-defined control schedules or have special schedules if necessary. For instance, during exceptional situations different lighting conditions may be used at different areas of the city. Another example is when the user wants to switch a LP or a group of LPs to full power at an accident scene, during road work, or simply for maintenance purposes. • OLNs can also support visualization of geographical location of Light Points and other managed assets with clear indication of status information, including light levels, alarms and failures. Another useful feature is the ability to obtain energy consumption data of LPs or groups of LPs, as well as historical data from the CMS. Users (facility manager and maintenance crews) can also get notifications when a LP malfunctions and associated information that helps address the problem. Users can also access a range of measurements reported by the LPs, including electrical measurements, energy consumption, temperature, operating hours, etc. Increasingly OLNs are expected to include additional sensors, such as light and motion sensors. Sensing information may be collected and used for various purposes, including defining the adaptive lighting strategies. • • • • ReferenceProtocolStack As in any computer network, the communications within OLNs as well as between the OLNs and CMS follow a layered architecture, where each layer has a specific task. The OSI 7 layers is used as guidelines in many systems, however, the Internet protocol stack (see Figure 3) is a simpler and more practical reference that can be used to understand the communication architecture with and within OLNs. The role of each of the five layers in the Internet protocol stack is as follows: The application layer is responsible for establishing end to end communication between applications (or processes), for example, HTTP is the protocol used to support the Web and transfer hypermedia information between the application end point, i.e., browser (client) and a Web site (server). Many other application protocols exist for different purposes, such FTP (File Transfer Protocol), SNMP (Simple Network Management Protocol), SMTP (Simple Mail Transfer Protocol), etc. The transport layer provides a data transport service for the application-layer messages between client and server sides of an application. TCP (Transmission Control Protocol) and UDP (User Datagram Protocol) are typical transport layer protocols in the Internet. TCP provides a connection-oriented reliable service with flow/congestion control, whereas UDP provides a simpler connectionless service with no delivery guarantees. The network layer is responsible for routing data packets between the source and destination hosts on the network. The Internet Protocol (IP) is the only network layer protocol in the Internet as it defines the basic addressing mechanism how data packets are processed at each node between the source and destination. There are also other routing protocols that are used together at the network layer to decide the routes the packets take between nodes. The network (or IP) layer is known as the glue that binds the Internet together. As the Internet expands into other systems and devices beyond computers creating the Internet of Things (IoTs), IP integration should be considered while designing and building connected systems, such as OLNs. The link layer is responsible for delivering packets between two nodes in a route. The network layer at each node passes the IP packet to the link layer to be delivered at the next node in the route. As such, many different link layers maybe involved in transferring a packet between source and destination. Examples of link layer protocols include Ethernet, 802.11/WiFi, 802.15.4. The link layer also includes a Medium Access Control (MAC) function to share the link between nodes. The physical layer provides the interface between the link layer and the actual communication medium and it is responsible for transferring the bits from one node to the next. The physical and link layers are tightly coupled as the as data transfer and MAC protocols are dependent on the type of medium used, for instance, twisted-pair, coaxial cables, fiber, radio frequency, etc. OSI Layers Internet Protocol Stack Application Presentation Application HTTP, FTP, SNMP,… Session Transport Transport Network Network Data Link Data Link Physical Physical TCP, UDP, RTP, … IP (v4, v6) Ethernet, 802.11, 802.15.4, 2G/3G … Figure 3: OSI and Internet Protocol Stacks. Figure 4 illustrates the mapping between the Internet protocol stack layers and typical protocols used between different system components (LPs, gateways and CMS) in an OLN. As can be seen, at the top layer (Application) vendor specific solutions are being used to address lighting specific needs. Typically, different application layer protocols are used between gatewayss and the CM MS and betw ween the gateeway and thee LPs, mainlyy due to the constrainedd resourcess with the OL LN in terms for both com mputational power and bbandwidth. Transporrt/network laayer standard ds, such as TCP/UDP T annd IP are the typical choiices betweenn the gateway and the CMS. Within th he OLN, how wever, transpport and netw work layers aare often integrated into propriietary protoccols. At the link l and phyysical layers,, existing tecchnologies annd standardss are used att some extent. Since the gateway-CM g MS connectioon is typicallly IP-based, a number of o connectivity solutionss can be easily explored, from cellulaar modems ((2G/3G/4G) to WiFi/802 2.11, to Etheernet and eveen fiber opticcs. The choiice will depeend mainly oon the scale oof the project, location and a availability of techn nology (e.g. ccellular or W WiFi coveragge). Vendorss are taking ad dvantage of radio r platforrms based on n standards ssuch as 802.15.4 [11] annd power-linee communications tech hnologies [13 3] for conneectivity betw ween LPs andd gateways. H However, inn many casses off-the-sh helf platform ms are custom mized to impprove efficieency and reliiability. As a result, co ontrols and connectivity modules at the t LP and ggateway leveel are not excchangeable, especially y when it co omes to wireless-based OLNs. O Fig gure 4: OLN an nd protocol staccks examples. 4. Regulator R yandSta andardsLa andscape e This secttion providess an overview w of regulations and stanndards that sshould be takken into acccount on the deevelopment and a deploym ment of OLN Ns. Regulations defining quality of lighting are integral component of safety in outdoor spaces, and thus must be considered in designing and deploying new technology. The movement towards interoperable solutions has been a trend in many industries, from mobile broadband to smart grid, and it is not different in the lighting industry. More and more customers demand interoperability and availability of multiple suppliers when making significant investments in new technologies, such as LEDs and OLNs. LightingRegulationandStandards Lighting regulations and standards have historically focused on quality of lighting in terms of intensity, distribution aspects that are directly associated with safety in outdoor environments. For instance, many customers use industry standards such as CIE and IES RP-8 as the basis for specifying minimal requirements for proponents of lighting technologies. With the advent of adaptive lighting enabling technologies, such as OLNs, there is increasing need to revisit regulations and standards in order to promote efficiency while ensuring safety. This section provides an overview of applicable regulation and standards, and analyzes the implications on outdoor lighting control features enabled by OLNs. IESRecommendedPractices The Illuminating Engineering Society of North America (IES) publication most relevant to outdoor lighting performance and controls are recommended practices/ANSI Standards RP-8-00 Roadway Lighting (Reaffirmed 2005); RP-33-99 Lighting for Exterior Environments. RP-8 serves as the basis for design of fixed lighting for roadways, adjacent bikeways, and pedestrian ways. This standard classifies areas and roadways according to road types, magnitude of pedestrian flow, and road surfaces [8]. The standard includes three different criteria for use in continuous roadway lighting design. These are illuminance, luminance, and STV (small target visibility). The designer should use the one which best addresses the needs of the particular project. Furthermore, specific design criteria are defined for High mast lighting Pedestrian and bikeway Intersections Public right-of-way lighting Glare and sky-glow issues Transition lighting The RP-33-99 Lighting for Exterior Environments provides guidance in dealing with design considerations for electric lighting systems to solve multiple needs while being responsive to the need for quality exterior lighting. There are a number of other Recommended Practices (RPs) that provide design guidelines for specific outdoor lighting applications including RP-8-00 Roadway Lighting discussed above. The document links these RPs together, augmenting them in subject areas not otherwise covered. It also aids in the establishment of community themes and area classifications. RP-33-99 describes basic considerations that should be incorporated into municipal lighting ordinances, which include Illuminance levels and uniformity Addressing glare, light pollution, and light trespass Controls Luminaire maintenance Compliance monitoring In the guidelines for controls, RP-33-99 recommends more appropriate control alternatives than simple dusk-to-dawn controls, which include Automatically lowering lighting levels one hour after the close of business; Activating security lighting with motion sensors so that lights come on only when someone is in the immediate area; Turning off lights with time clocks at (or before) midnight when there is no/minimal activity; Turning off display, advertising, and specialty lights at (or) before midnight; Lowering light levels during all inactive periods. CIE115:2010“Lightingofroadsformotorandpedestriantraffic” The International Commission on Illumination (CIE) is the international authority on light, illumination, color, and color spaces. Since its inception in 1913, the CIE has become a professional organization and has been accepted as representing the best authority on the subject and as such is recognized by ISO as an international standardization body. The most relevant CIE document to outdoor lighting performance and control is CIE 115:2010 “Lighting of roads for motor and pedestrian traffic”. The document is based on experience gained worldwide in the application of the luminance concept to the lighting of traffic routes. It takes into account the needs of all road users and is based on maintained lighting levels and lighting quality. This implies that performance must not fall below the prescribed limits, which are minimum values, for the life of the installation. The quality criteria for road lighting are based on the luminance concept to provide a bright road surface against which objects are seen. It uses level and uniformity of road surface luminance, as well as glare control, as quality criteria. The following lighting performance metrics are used in [9]: Average luminance of the road surface [Lav] Overall uniformity of road luminance [U0] Longitudinal uniformity of road surface luminance [Ul] Threshold increment TI [fTI] Surround Ratio SR [RS] Discomfort glare The standard defines requirements for both normal lighting and adaptive lighting. Normal lighting class is the class which is appropriate if the same level is to be used throughout the hours of darkness. In selecting the normal lighting class, the maximum value of the selected parameters likely to occur at any period of operation should be considered, e.g. for traffic volume consider peak hourly value. In adaptive lighting, the normal level of average luminance or illuminance is adapted to traffic volume and composition, weather conditions, and ambient luminance. The adapted lighting level or levels should be the average luminance or illuminance from a class or classes which the normal lighting class has selected. In other situations an interactive control system linked to real-time data may be preferred. The interactive control system will permit the normal lighting class to be activated in the case of road works, serious accidents, bad weather or poor visibility. Road lighting requirements have been defined for motorized traffic, conflict areas, and pedestrians. For each of these categories, there are several lighting classes which are determined by a weighting values (Vws) and Number of lighting class M = 6 - Vws. The lighting classes for motorized traffic, i.e. the M lighting classes are intended for drivers of motorized vehicles on traffic routes, and in some countries also on residential roads, allowing medium to high driving speeds [9]. IDA The International Dark-Sky Association (IDA) is a U.S.-based non-profit organization incorporated in 1988. In 2008, the organization had about 5,000 members in 70 countries. The mission of the IDA is "to preserve and protect the nighttime environment and our heritage of dark skies through quality outdoor lighting". IDA's principal approach is to raise awareness about the value of dark, star-filled night skies and encourage their protection and restoration through education about the problems and solutions, including lighting practices that create less light pollution. The International Dark-Sky Association (IDA) and the Illuminating Engineering Society (IES) Joint Task Force have defined the Model Lighting Ordinance (MLO) document to address the need for strong, consistent outdoor lighting regulation [10]. The MLO defines lighting zones which reflect the base (or ambient) light levels desired by a community. The Authority shall establish Lighting Zones within its boundaries of its jurisdiction. The Lighting Zone determines the limitations for lighting as specified in this ordinance, and includes LZ0: No ambient lighting, LZ1: Low ambient lighting, LZ2: Moderate ambient lighting, LZ3: Moderately high ambient lighting, LZ4: High ambient lighting. MLO attempts to establish maximum lighting levels while IES Recommended Practices establishes minimum lighting levels. Its intent is to Limit the amount of light that can be used Minimize glare by controlling the amount of light that tends to create glare Minimize sky glow by controlling the amount of uplight Minimize the amount of off-site impacts or light trespass The maximum levels are determined by total site lumen limit and limits to off-site impacts. Two methods are defined to determine compliance. The first one is prescriptive method which is based on initial lamp lumens and the Backlight/Uplight/Glare (BUG) rating. The BUG rating is used to limit both light trespass and glare. The second is performance method which is based on software analysis of design. MLO defines requirements for outdoor lighting control. It requires all outdoor lighting have lighting controls that prohibit operation when sufficient daylight is available, and include the capability, either through circuiting, dimming or alternating sources, to be able to reduce lighting without necessarily turning all lighting off. Specific requirements are defined for Automatic Switching and Automatic Lighting Reduction. Areas without street lights or with very low ambient light levels should consider turning off all non-emergency lighting at curfew while commercial areas or urban areas may prefer reduced lighting levels. A reduction of at least 30% is recommended for most uses. CommunicationStandards As described earlier in Section 3, OLNs rely on communication protocols at different layers. Standards are being used, although without uniformity across the industry. Many communication standards have been leveraged, such as Internet Protocols (TCP, UDP, IP, etc), but the standards described in this section deserve a closer look as they provide basic building blocks for OLNs, from lower level connectivity to application layer messaging. ZigBee/802.15.4 The ZigBee Alliance is an industry consortium that specifies and certifies solutions in many application domains, from healthcare to building controls and lighting. In general, ZigBee solutions are intended for control applications that require low data rate and low power consumption, although the ZigBee Alliance has been taking a broader scope recently. A typical ZigBee Specification [11] defines the Application (APL) and Network (NWK) layers which operate on top of the IEEE 802.15.4 MAC/PHY standard [12]. Although ZigBee and 802.15.4 are different standards, sometimes this distinction is not very clear, as the term “ZigBee” is often used in the loose sense without necessary relation to ZigBee certification. The 802.15.4 radios operate in the ISM bands of 868 MHz in Europe, 915 MHz in US and also 2.4 GHz worldwide. Typical data rates are: 20 kb/s in 868 MHz, 40 kb/s in 915 MHz and 250 kb/s in the 2.4 GHz band. The typical communication range supported by most ZigBee/802.15.4 implementations (in 2.4 GHz) is about 50 m, but higher ranges can be achieved by increasing the transmit power (up to 1600 m range can be achieved using 17 dBm transmit power). Actually, the 802.15.4 standard does not specify a maximum transmit power. Instead, the standard leaves this parameter open to the implementation, which is constrained only by government regulations. The ZigBee NWK layer includes mesh routing capabilities. One of the main concern in larger outdoor deployments (e.g. road/highway) is the number of hops needed to connect light poles to gateways, given the limited range achieved with typical 802.15.4 chipsets designed for indoor applications. The ZigBee APL layer defines the framework for implementing basic initialization, configuration, and network management functions, as well as manufacture specific application objects. The ZigBee Alliance also specifies several stack profiles (e.g. Light Link, Home Automation, Smart Energy, Commercial Building Automation …) that mandate a number of the capabilities and expected behavior of devices within a certain application class in order to ensure interoperability amongst multiple vendors. Only indoor lighting applications are supported within the Light Link, Home Automation and CBA profiles, and no outdoor lighting specific application profile has been introduced by the ZigBee Alliance. Although the ZigBee terminology is sometimes used, mainly 802.15.4 platform solutions have been actually used by many lighting manufacturers with customized network and application layers to deploy OLNs as shown in Figure 4. ANSI/CEA‐709–ISO/IEC14908–PowerLine Due to the ubiquitous availability of the power-line medium, it seems a good choice for connecting LPs. The LonWorks® solution [13], uses the LonTalk protocol over power lines for communication between the LPs and segment controllers, which also act as gateway for connecting the OLN with the CMS. The LonTalk protocol is specified in the ANSI/CEA-709.1 standard. The LonWorks® solution has also been approved as an ISO/IEC standard (ISO/IEC 14908 series), which includes several specifications: ISO/IEC 14908-1: Communication protocol (LonTalk); ISO/IEC 14908-2: Twisted pair wire signaling technology; ISO/IEC 14908-3: Power line signaling technology; ISO/IEC 14908-4: IP compatibility (tunneling) technology. The ISO/IEC 14908-2 and 3 specification define physical characteristics (twisted pair signaling) and the power-line transport channel, respectively. The ISO/IEC 14908-1 defines the application layer protocol (LonTalk), which specifies some basic addressing concepts. The LonTalk application protocol is generally well accepted as an interoperable solution for power-line based OLNs. However, communication over power lines has specific requirements with respect to the electrical grid. It typically requires a dedicated grid for the LPs, which may not be available everywhere. The data rate limitations of the power line medium (up to 5.4 kbps) as well as the maximum number of nodes per power segment should also be taken into account. Many vendors offer power line-based solutions, especially in Europe where dedicated electrical grids are available. On the other hand, market penetration has been much slower in North America, mainly due to the electrical grids, which are not always favorable to power line communications. For this reason, wireless connectivity has been the technology of choice for most OLNs solutions in the North America market. Furthermore, application layer implementations are not interoperable across systems. This also underscores the importance of unifying standards that can enable the operation and management of OLNs regardless of the underlying infrastructure, be it wireless of power line. NTCIP1213–ObjectDefinitionsforElectricalandLightingManagement Systems(ELMS) The NTCIP 1213 ELMS standard [14] has been developed as part of the broader USDOT’s ITS (Intelligent Transportation Systems) Standards Program, which has been investing for many years on collaborative development of standards for connected vehicles and connected infrastructure within transportation environments. The National Transportation Communication for ITS Protocol (NTCIP) defines the data transport framework between central management systems (Center to Center – C2C) and between central management and field devices (Center to Field - C2F). NTCIP includes application data definitions, also known as Data Dictionaries, as well as data transport and networking protocols that can run on top of multiple connectivity mediums. The NTCIP 1213 v02 is one of many data dictionaries, and it defines data elements in ASN.1 using the SNMP Object Type Macro for field devices that monitor and control electrical and lighting systems. An ELMS field device is a generic entity running an SNMP agent, to receive the command from CMS, and translate the command to the specific luminaire/electrical device operation. Supported features include configuration, control and monitoring of luminaires and circuit branches. Data reliability and efficient communication with field devices are some of the limitations of NTCIP. Although there was an attempt to support asynchronous reporting via SNMP Trap mechanism, the NTCIP 1213 specification only refers to NTCIP 1103v0, which was support to describe the mechanism, but has never been defined as of the latest version from July 2010. Therefore, in order to retrieve data, the CMS must continuously poll the ELMS devices, which can become very inefficient, especially as in large deployments. The NTCIP development started in 1992 and it has been built upon industry standard protocols such as SNMP, which typically runs on top of an UDP and IP stack. UDP is a connectionless transport protocol, which is efficient in delivering data packets when speed is more important than sequencing and reliability. Back in 1992, SNMP may have been a logical choice given its wide use in managing network equipment. Since then, connecting field devices to remote management systems has become mainstream in many industries, and other technologies have evolved, such as web services and cloud computing. The NTCIP 1213 first version (v01) was never completed, and after a major content reorganization, the NTCIP 1213 v02.19 was completed in 2005 and published by The Joint AASHTO / ITE /NEMA Committee on the NTCIP. The latest release v02 was completed in 2010. As indicated in [15] the extent of market deployment of many NTCIP standards is not clear. The NTCIP 1213 has not been widely adopted by the Lighting Industry, apart from a few implementations and pilot projects. 5. StandardizationGapsandOpportunities Standards and recommended practices that drive regulation on adaptive lighting are paramount to clearing the way to large scale deployment of intelligent and energy efficient lighting solutions. Existing recommended practices do not explicitly address adaptive lighting requirements. There is uncertainty in the market mainly with respect to safety and liability concerns. Recently, this gap has been recognized and several initiatives are considering guidelines for adaptive lighting, such as upcoming design guideline by the IES roadway lighting and energy management subcommittee. In the area of communication technologies, the lighting industry has been trying to leverage existing standards, such as Internet protocols (TCP/UDP, IP) and connectivity standards (wireless and power line). However, the diversity of approaches in applying them has resulted in incompatible solutions at multiple levels. For instance, proprietary application layer messages and data formats prevent or at least make it very hard to integrate multi-vendor systems within a single CMS. As a result, customers are either tied to a single vendor or have to live with multiple incompatible systems, which are expensive and complex to maintain. On the other hand, it should be recognized that the total solution typically requires customizations to address problems beyond what is defined in existing connectivity standards. For instance, wireless-based OLNs require efficient mesh routing protocols to deliver data across a network of potentially thousands of LPs. Customization can be very useful in this case to offer reliability and scalability that are crucial in large scale deployments and necessary to guarantee quality to the end users. It has been recognized that solutions based on industry standards are essential for long-term success and large scale deployment of OLNs. It is also important to note the role and potential added value of customized solutions, especially in a nascent market where technology is evolving. As technology matures, industry standards can bring cost and scale advantages to customers. Therefore, there is a clear need for a balanced approach where standards can be developed to bring immediate value to customers by leveraging mature technologies, while leaving room for innovation. Furthermore, in an industry where typical lifetime of solutions is more than 10 years, special attention should be given to defining scalable architectures that enable evolution and integration of new standards as technology matures. There have been attempts to address interoperability and standardization of outdoor lighting networks, most notably, the power-line technology standards (ANSI/CEA 709, ISO/IEC 14908) and the NTCIP 1213 Object Definitions for Electrical and Lighting Management Systems (ELMS). However, these standards have not been able to achieve mass market deployment. In addition to technical limitations, no existing standard is established as the industry’s choice for unifying the operation and management OLNs based on heterogeneous communication technologies. Interoperability at the application layer is a first natural step for standardization and interoperability. This would enable lighting systems that behave in a consistent way across vendors, which brings immediate benefits to customers. Secondly, technologies used at this level are relatively mature, such Internet based protocols, web services, etc., and can leverage heterogeneous networking infrastructures, regardless of the underlying technologies to connect the light poles. New standards should focus on the minimal levels of interoperability required to meet customers’ needs, while allowing the industry to differentiate on deployment, operation, and management of OLNs. For instance, at the OLN implementation level (connectivity between LPs and gateways), solutions combining standard and customized enhancement may still provide today the best performance in terms of reliability, scalability and quality of service, which ultimately benefits the customers. As technologies at this level mature, industry standardization would become a natural step. 6. ConclusionsandFuturedirections The combination of energy efficient LED technology with outdoor lighting networks has the potential to deliver not only energy and cost savings, but also contribute to the creation of more attractive, intelligent and sustainable outdoor environments. However, several challenges are hampering the market penetration of these technologies. In this article, we provide an overview on the basic components, architecture and technologies used in OLNs. Furthermore, we identify specific interoperability issues and standard gaps in both regulatory aspects as well as communication technologies. There is clear need for industry based standardization that addresses immediate customer needs while leaving room for innovation and future evolution of OLNs. References [1] NYCDOT, “Green Light - Sustainable Street Lighting for NYC”, http://www.nyc.gov/html/dot/downloads/pdf/sustainablestreetlighting.pdf. 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[11] ZigBee Alliance, “ZigBee specification”, ZigBee document number 053474r16 (ZigBee-2007 draft), May 2007. [12] IEEE 802.15.4 Standard: Wireless Medium Access Control (MAC) and Physical Layer (PHY) Specifications for Low-Rates Wireless Personal Area Networks (LR-WPANs), IEEE Press, New-York 2003. [13] ANSI/CEA, “ANSI/CEA-709.1: Control Network Protocol Specification” [14] NTCIP, “NTCIP 1213 v02: Object Definitions for Electrical and Lighting Management Systems”. [15] Intelligent Transportation Systems (ITS) Standards Program Strategic Plan for 2011—2014, Final Report, FHWA-JPO-11-052, Version 1.01, April 2011.