FOR CALENDAR YEAR 2006
l. Person Reporting (last ruune, first, middle Initial)
Cebull, Richard
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
FINANCIAL DISCLOSURE REPORT
AO!O
Rev. 112007
F
2. Court or Organization
3. Date of Report
05/12/2007
District Court-Montana
4. Title (Article III judges indicate active or senior statU5;
6. Reporting
Sa. Report Type (check appropriate type)
Period
magistrate judges indicate full- or part-tbne)
D
D
US District Judge - Active
Initial
D
Sh.
7. Chambers or Office Address
Date
Nonunation,
Annual
01/01/2006
D
United States District Court
Amended Report
Reviewing Officer
Date
IMPORTANT NOTES: The imtructions accompanying thi form mu t be followed. Complete all
checking the NONE box for each part where you have no reportable information. Sign on last page.
0
1213112006
8. On the basis orthe information contained in this Report and any
modif"ications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
316 North 26th Street
Billings, MT 59101
I. POSITIONS.
to
Final
parts,
)
(Reporting individual only; .... pp. 9-13 ofin.•ll'Uclion...
NONE (No reportable positions.)
POSITION
NAME OF ORGANIZATION/ENTITY
I.
2.
0
3.
en
('")
, .,,
oU>z
c:t>.
:::0 ::z
FTlC)
ol>
"'Tll
"'Tl
0
fT1
4.
5.
JJ. AGREEMENTS.
0
(Rq>orting individual only; .•ee pp. 14-16 ofitutruction.'-)
NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
Si:
-
3:
>-<
c.n
'U
..•
c.n
0
;:o
m
(')
m
-
<
m
CJ
FINANCIAL DISCLOSURE REPORT
Page 2of11
Name of Person Reporting
Date of Report
Cebull, Richard F
III. N0N-INVESTMENT INcoME.
0511212007
(RqHJrting individ11al UJtd .<pou.<e; .•u pp. 17-24 of in.<tructioH.<.)
A. Filer's Non-Investment Income
[RJ
NONE (No reportable non-investment income.)
SOURCE AND TYPE
INCOME
(yours, not spouse's)
I.
2.
3.
4.
5.
B. Spouse's Non-Investment Income
-
Ifyo11 ._..married during any portioH of the reporting year,<'OMp/ete thl• .<e<tion.
(Dollar amount not required except for honoraria.)
[RJ
NONE (No reportable non-investment income.)
SOURCE AND TYPE
].
2.
3.
4.
5.
IV. REIMBURSEMENTS
-
tl'an.<portation, lodging,food, enrertainmen£
(Includes those to spo«l'e and dependent children. See pp. 15-17 of instructions.)
NONE (No reportable reimbursements.)
SOURCE
I.
2.
3.
4.
5.
DESCRIPTION
FINANCIAL DISCLOSURE REPORT
Page 3of11
V. GIFTS.
(KJ
Name of Person Reporting
Cebull, Richard F
Date
of Report
05/12/2007
(lndude.1 those to spou.<e and dependent children.. See pp. 18-31 ofin.•tru<1ion.<.)
NONE (No reportable gifts.)
SOURCE
DESCRIPTION
VALUE
I.
2.
3.
4.
5.
VJ. LIABILITIES.
(KJ
(Include.• tho.•e of spou.1e and depen.dent children. &e pp. 31-33 ofin.<truction...)
NONE (No reportable liabilities.)
CREDITOR
1.
2.
3.
4.
5.
DESCRIPTION
VALUE CODE
Page 4 of I I
CebuU,
VII. INVESTMENTS and TRUSTS
D
Date of Report
Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Richard
05/12/2007
F
- income, mlue, tran.<at1ion.• (Include.• those ofthe .•polL.. and dependent t•hi/dmt. See pp. 34-60 offiling in.'1nu1ion....)
NONE (No reportable income, assets, or transactions.)
A.
B.
c.
D.
Description of Assets
Income dilling
Gross value at end of
Transactions during reporting period
(including
trust assets)
reporting period
Place "(X)" after each asset
(I)
Type(e.g.
Date
Value
Gain
[dentityof
Method
buy, sell,
Month-
redemption)
Day
Code2
(J-P)
CodeI
(A-H)
buyer/seller
Code3
(2)
(1)
(2)
Amount
Type (e.g.
Value
Value
div., rent,
Code 2
(J-P)
CodeI
(A-H)
exempt from prior disclosure
reporting period
(I)
or int.)
(3)
(2)
(Q-W)
l.
BROKERAGE ACCOUNT# I
2.
MT UNIV REVS HIGHER ED FACS
IMPT-D
A
Interest
J
FORSYTH MT PCR
A
Interest
transaction)
4.
MT ST HEALTH FAC RV AUTH RV B/D
A
Interest
J
T
5.
ALLIANZ NFJ DIV VAL CL C
A
Dividend
J
6.
COLUMBIA SMALL CAP VALUE
11 CLC
A
Distribution
7.
MT ST BRO HSG RV AMT SINGLE FAM
A
8.
INTEL CORP CS
9.
QUALCOMM INC.
10.
ST MARY LAND
11.
Redemption
05/31
T
Buy
08/11
J
T
Buy
8/11
Interest
J
T
A
Dividend
J
T
Part Sell
2123
A
Dividend
J
T
Buy
02124
A
Dividend
J
T
TEXAS INSTRUMENTS INC CS
A
Dividend
J
T
12.
EATON VANCE TAX MGD GROWTH-C
A
Dividend
Sell
08/11
13.
GROWTH FUND AMER INC
A
Dividend
K
T
14.
KOPP FDS EMERGING GROWTH FD CL
None
J
T
15.
HARTFORD CAPITAL APPREC -C
A
Distribution
J
T
I6.
PUTNAM TAX EXP INC FD
MF
A
Dividend
J
T
17.
TAMARACKlNVT FUNDS MM
A
Dividend
J
T
MTG B/E SER A2
& EXPL
CS
MF
MF
A MF
I. fncomc Crain CodCR.:
(See Columns Bl and D4)
2. Value Cod"'
(Sec Columns CI and D3)
3. V nluc Method CodcR
(Sec Column C 2)
MF
SJ,001 • $2,500
J
c
J
J
c s2.501 • $5,000
D $5,001 • $15.000
HI
H2
A SJ,OOOorleAA
B
F-$50.001. $100,000
G SI00.001-$1,000,000
1 $15.000 orlCAA
K SJ5,001. $50,000
L $50.001 • $100,000
M
$100.001. $250,000
N $250,00 I
a
Pl
$1,000.001. $5,000.000
P2
s5.ooo. 001
P4
Morcthan $50,000, 000
T
PJ
•
$500.000
$25.000. 001 • $50.000 ,000
Q Appraisal
U
Book Value
s500,001. s1.ooo,ooo
R "i:'o<I (Real E<tatc Only)
v o1hcr
(if private
T
3.
MBIA SISTERS OF CHARlTY
(5)
(4)
$1.000,001. $5,000. 000
S =Af>aCSR111Cllf
W""Estimatcd
More than $5,000,000
ash Market
$25.000 . 000
E "'ii 5.001
•
$50,000
Name
FINANCIAL DISCLOSURE REPORT
Page 5of11
of Person Reporting
Date
of Report
05/12/2007
CebuU. Richard F
)
VII. INVESTMENTS and TRUSTS - income, value, tran.•a<1ion.• (Include.• tho.•e ofthe .•pou<e and dependent ,·hi/dren. See pp. 34-60 offiling in.•ln"1ion...
D
NONE
(No reportable income, assets, or transactions.)
-
·-
B.
C.
D.
Description of Assets
Income during
Gross value at end of
Transactions during reponing period
(including trust assets)
reponing period
reponing period
A.
Place "(X)" after each asset
(l)
(2)
(I)
(2)
Amount
Type (e.g.
Value
Value
div.,rent,
C o de2
or int.)
(J-P)
Code I
exempt from prior disclosure
(A-H)
(I)
(2)
(J)
(4)
Date
Method
buy, sell,
Month-
Code 2
Code I
buyer/seller
Code3
redemption)
Day
(J-P)
(A-H)
(ifprivate
Value
Gain
I9.
IRA#!
D
Dividend
M
Identity of
transaction)
(Q-W)
18.
(5)
Type (e. g.
T
FINANCING CORP CPN FICO STRIPS
SER R
20.
TAMARACK INVT FDS MM
21.
SUNAMERICA FOC DIV STRAT II
22.
SELIGMAN SMALL CAP VALUE -C
23.
Sell
10/12
J
ALLIANZ OPCAP VALUE-C
Sell
08118
K
24.
FT DOW TGT DVD SEPT 05
Sell
10/12
J
25.
FT VALUELINE TGT SEPT 05
Sell
10/12
J
26.
ALLIANZ NFJ DIVIDEND VAL CL C
Buy
08118
K
27.
FT DOUBLE PLAY
Buy
I0/12
J
28.
GROWTH FUND OF AMERICA
29.
GS CORE LARGE CAP VALUE -C
Buy
I0/12
J
30.
LORD ABBETT MID CAP VALUE -C
31.
CIT lNTERNOTES
32.
GENERAL ELEC CAP CO STEP CPN
33.
BROKERAGE ACCT#2
34.
CEF MONEY MARKET FUND
I. Income Grun C'ode11:
(Sec Column• BI and D4)
2. Value Codes
(Sec Column• Cl and DJ)
3. Value Method Codes
(Sec Column Cl)
OCT 06 FT EQ
TUST
A
Dividend
J
A Sl.OOOorlC!OI
B »Sl,001
F $50.001. $100.000
a s100,001.s1,ooo,ooo
J -$15.000
•
$2,500
T
c -$2,501 • $5,000
HI
Sl.000, 001
·
$5.000,000
K $15.00I -$50.000
L $50.001. $100.000
N -$250,001 • $500,000
0 $500,001. $1,000. 000
Pl -$1,000. 001
PJ -$25,000, 001
R '('ost (Real Estntc Only)
P4 -More than $50,000.000
v-Othcr
s =A,q, Cfl:micnt
Q
or
lcAA
Appraisal
U BookValuc
•
$50,000,000
c
W =Estimated
•
$5,000.000
D $5,00l ·Sl5,000
H2
More than $5,000, 000
M SI00,001-$250,000
P2 $5,000,001. $25,000. 000
T
ililhMarkct
E »$15,001. $50,000
Name
FINANCIAL DISCLOSURE REPORT
Page 6of11
of Person Reporting
Date of Report
Cebull, Richard F
05/12/2007
)
VII. INVESTMENTS and TRUSTS - inL'Ome, value, tran.•a<1ion.• (Include.< those ofthe .<pou.•e and dependent children. See pp. 34-60 offiling in.<1nu1ion...
D
NONE
(No reportable income, assets, or transactions.)
A.
B.
c.
D.
Description of Asseis
Income during
Gross value at end of
Transactions during reporting period
reporting period
(including trust asselS)
Place
"(X)" after each asset
(2)
(l)
(2)
Amount
Type(e.g.
Value
Value
div., rent.-
Code 2
or int.)
(J-P)
Code I
(A-H)
e:xempt from prior disclosure
reporting period
(l)
(!)
Type(e.g.
(2)
Dale
Method
buy, sell,
Monll!-
Code 3
redemption)
Day
(4)
(3)
Gain
Identity of
Code 2
Code I
(A-H)
(if private
(J-P)
(Q-W)
35.
GENERAL ELECTRIC CS
36.
JOHNSON
37.
A
Dividend
J
T
A
Dividend
J
T
PFIZER INC CS
A
Dividend
J
T
38.
GLACIER CAPITAL TR A
A
Interest
39.
CAPITAL WORLD GROWTH
A
Distribution
J
T
40.
MERRILL LYNCH PRD CAPITAL TR
A
Interest
J
T
41.
IRA#2
E
lnt./Div.
Pl
T
42.
COLUMBUS BANK & TRUST CO
43.
" " "
44.
LASALLE BANK MIDWEST
45.
lll
llf
46.
COUNTY BANK
47.
H II II
48.
& JOHNSON
CS
02101
J
Buy
213
J
Buy
06/09
L
Redemption
12/20
L
Buy
06/16
L
Redemption
12121
L
Buy
6/23
L
Redemption
12128
L
WASHINGTON MUTUAL BANK
Buy
6/09
L
49.
ADVANTAGE BANK
Buy
6/06
L
50.
AMERICAN WEST BANK
Buy
6109
L
51.
C ENTRAL PROGRESS IVE BANK
Buy
6109
L
I. fncomc Gain Codc8:
(SceColumnsBI andD4)
2. Value Codes
(Sec ColumnR CJ and 03)
3. Vatuc Method Code"
(Sec Column C2)
A
Ill
A =$1.000or leAA
B =$1,001 - $2.500
c=$2,501 - $5,000
D =$5,00 I - S 15,000
F=$50.001-$100,000
G=$100,00l -$1,000,000
HI =$1,000,001-$5,000,000
H2 =More than $5.000.000
J =$15,000or less
K=$15,001 -$50,000
L =$50.001 -$100,000
M =$100.001 -$250.000
N -$250.001 - $500,000
0-$500,001 - $1.000,000
Pl =$1.000,001 - $5,000.000
P2 -$5,000,001 -$25,000. 000
P3 ···$25,000,001 -$50,000.000
R
P4=More than $50,000, 000
Q-Appraisal
U-BookValue
OSI (Real Estate Only)
V=Othcr
buyer/seller
trnnsaction)
Redemption
& INC
(5)
Value
S = A.qscainncn t
W=Estimatcd
T
ash Market
E =$15.001 -$50,000
Name of Person
FINANCIAL DISCLOSURE REPORT
Page 7of11
NONE
05/12/2007
CebuD, Richard F
VII. INVESTMENTS and TRUSTS
0
Date of Report
Reporting
)
- int•ome, value, transactions (lndude.• lhose of the spouse and dependent t•hildwr. See pp. 34-60 offiling instruction...
(No reportable income, assets, or transactions.)
A.
B.
c.
D.
Description of Assets
Income during
Gross value at end of
Transactions during reponing period
reponing period
reponing period
(including trust a'iSets)
Place "(X)" after each asset
exempt from prior disclosure
(!)
(2)
(I)
(2)
Amount
Code l
Type (e.g.
Value
Value
div., rent,
Code2
or int)
(J-P)
(A·H)
(I)
(5)
(4)
(3)
(2)
Type (e.g.
Date
Method
buy, sell,
Month-
Code2
Code I
buyer/seller
Code 3
redemption)
Day
(J-P)
(A-H)
( if private
Value
Identity of
Gain
(Q-W)
52.
COPPER STARBANK
53.
WELLS FARGO
54.
transaction)
Buy
12/22
M
Sell
06106
j
D
HOME DEPOT INC CS
Sell
06/06
K
E
55.
WAL-MART STORES INC CS
Sell
6106
j
D
56.
AMERICAN MUTUAL FUND CL A
Sell
6106
M
F
Sell
6106
K
c
Sell
6106
j
A
Sell
6106
M
E
Sell
6106
K
D
57.
& CO CS
BOND FUND OF AMERICA INC. MF
58.
EURO PACIFIC GROWTH FUND CL A
59.
FUNDAMENTAL INVESTORS INC MF
60.
GOLDMAN SACHS GROWTH
&
INCOME FUND-CL A MF
61.
GOLDMAN SACHS INTERNA T!ONAL
EQUITY FUND-CL A MF
62.
GOLDMAN SACHSBALANCED FD CL
A MF
63.
GROWTH FUND OF AMERICA CL A MF
64.
INCOME FUND OF AMERICA CL A MF
65.
INVESTMENT CO OF AMERICA MF
66.
NEW PERSPECTIVE UNFD INC MF
67.
PUTNAM FUND FOR GROWTH
&
INCOME -CL A MF
68.
PUTNAM GWBAL EQUITY FUND CL A
I. Income Crain Codes:
(SccColumru1BI andD4)
2. Value Codci<
(Sec Columns Cl llnd DJ)
J. Value Method Codes
(Sec Column C 2)
A=$1.000orlc&tt
B-$1 .001 • $2,500
c -$2,501 -$5,000
D -$5.001 • $15,000
F -$50.001 • $100,000
G-$100,001 -$1,000,000
HI -$1.000.001 -$5.000.000
H2
J -$15,000or ICM
K -$15.001 - $50,000
L-$50,001 • $100,000
M-$100,001 -$250,000
N $250.001 -$500.000
0-$500,001 • Sl.000,000
Pl -$1.000.001 • $5.000.000
n s5,ooo .001 • s25,ooo.ooo
R -CoRt (Real E•talc Only)
P4
T-Cruih Market
V-Othcr
S =A<u1e;qsmcn1
PJ
s25,ooo,001 . s5o,ooo.ooo
Q -Apprai&'I
U BookValuc
More than $50,000 ,000
W=Estimatcd
More than $5,000,000
E
15,001. $50,000
Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 8of11
CebuU, Richard F
VII. INVESTMENTS and TRUSTS
0
NONE
Date
of Report
0511212007
ini·ome, value, trun.•action.• (lnduJe.• tho.•e ofthe .<pouse and dependent i·hildren. See pp. 34-60 offiling instnution.•.)
-
(No reportable income, assets, or transactions.)
-·
A.
B.
c.
D.
Description of Assets
Income during
Gross value at end of
Transactions during reporting period
(including trus1 assets)
reporting period
Place "(X)" after each asset
(2)
(l)
(2)
Amount
Type(e.g.
Value
Value
div.trent,
Code2
Method
buy, sell,
or int.)
(J-P)
Code3
redemption)
Code l
(A-H)
exempt from prior disclosure
reporting period
(!)
(l)
Type(e.g.
(2)
(4)
(3)
Date
Value
Gain
Monch-
Code2
Day
(J-P)
Code I
(A-H)
(Q-W)
(5)
Identity of
buyer/seller
(if private
transaction)
-
MF
69_
PUTNAM HEALTH SCIENCES TRUST
Sell
6106
K
PUTNAM INTERNATIONAL NEW
Sell
6106
J
PUTNAM CLASSIC EQUITY MF FUND
Sell
6106
K
D
72.
PUTNAM RESEARCH FUND MF
Sell
6106
K
B
73.
PUTNAM DIVERSIFIED INCOME CL A
MF
Sell
6106
L
74.
PUTNAM VISTA FUND INC - CL A MF
Sell
6106
K
75_
PUTNAM VOYAGER FUND INC-CL A
Sell
6106
J
76.
PUTNAM INVESTORS FUND CL A
Sell
6106
J
A
Sell
06106
K
c
70.
71.
77.
CL A MF
OPPORTUNlTIES FUND-CL A MF
CL A
MF
D
WASHINGTON MUTUAL INVESTORS
FUND INC .MF
78.
JC PENNEY
79.
GENERAL ELECTRIC CAP CORP MED
80.
FORD MOTOR CREDIT CO GLOBAL
81.
VAN KAMPEN FOCUS PORTFOLIOS
82.
D
& CO
BD
TERM NTS
LANDMARK SEC
387TRUST
INTERNATIONAL
BANK FOR
RECONSTRUCTION & DEVELOPMENT
83.
PASSPORT MONEY MARKET
84.
FIRST INTERSTATE
J. Income Gain CodC8:
(Sec Columns Bl and D4)
2.Value Codes
(Sec Columns Cl and DJ)
J.Value Method Code
(Sec Column C2J
BANK(Ckg, Sav)
Interest
A
A =$1.000 or le
B
F $50.00I -$I 00,000
G SI00,001-$1,000 .000
J $15.000
T
J
$1,001 -$2.500
c
2.501 -$5.000
D $5,001-$15,000
HI
s1.ooo,001 -S5.ooo.ooo
H2
More than $5.000,000
K $15.001 -$50,000
L s50.001 -s100.ooo
M
N $250.001 -$500.000
0 $500.00I - $1.000,000
Pl
$1.000,00 I -$5.000.000
P2 $5.000.001-$25.000.000
PJ $25,000,001 -$50,000 .000
R =<:oRt (Real Estate Only)
P4
More than $50,000.000
S = A.<u!cssmcnt
T =<:ru<h Market
v
Q
OT
leAA
Appraisal
U BookValue
other
W=Eslimatcd
$100.001 -$250.000
E $15.001 -$50.000
Name or Penon Reporting
FINANCIAL DISCLOSURE REPORT
Page 9of11
Date
CebuU, Richard F
or Report
05/12/2007
)
VII. INVESTMENTS and TRUSTS - im•ome, value, tran.•aetion.• (lndude.• tho.•e of the spouse and dependent children. See pp. 34-60 offiling in.•ITUL1ion...
0
NONE
(No reportable income, assets, or transactions.)
A.
Description of Assets
exempt from prior disclosure
C.
D.
Gross value at end of
reponing period
Transoctions during reponing period
reponing period
(including 1ru..i assets)
Place "(X)" after each asset
B.
Income during
(I)
Amount
CodeI
(A-1-1)
(2)
(I)
(2)
Type(e.g.
div., rent,
or int.)
Value
Value
C ode2
Method
Type (e.g.
buy, sell,
(J-P)
Code3
(I)
(3)
(2)
(5)
(4)
Date
Value
Gain
Identity of
MonthDay
Code2
CodeI
buyer/seller
redemption)
(J-P)
(A-H)
(if private
transaction)
Acct Closed
09/10
(Q-W)
85.
1st SECURITY BANK (ckg)
86.
NEW YORK LIFE INS POL. CV
J. rncomc c-.,run Code11:
(Sec Column• Bl nnd D4)
2. Vaine Code.
(Sec Column• Cl and DJ)
3. Value Method CodcR
(Sec Column C 2)
None
Dividend
B
u
K
A41.000orl"""
B
r -s50,001 -s100.ooo
G-$100.001-$1.000.000
J-$15,000 orlc,.
K-$15,001 -$50.000
L 450,00I-SI00,000
M
N -$250,00I - $500.000
0-$500,001 -$1.000.000
Pl -$1.000.001 -$5.000 .000
n -s5.ooo,001- S25.ooo.ooo
P3
R..Co81 (Real E"atc Only)
P4 -More lhan $50,000.000
T --=Ca.;;h Market
V
S=A.>ll'lc:;iRmCnt
Q
$25,000.001 - $50.000.000
ApprniMI
u BookValuc
l,001-$2,500
Other
C
$2,50I - $5,000
HI -$1,000.001-$5.000,000
W=E11timatcd
D-$5.001-$15,000
H2 -More than $5.000, 000
SI00,001-$250.000
E
15,001 -$50.000
FINANCIAL DISCLOSURE REPORT
Page 10of11
Name or Person Reporting
Date or Report
Cebull, Richard F
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
05112/2007
(lndiL'at£partofReport.)
FINANCIAL DISCLOSURE REPORT
Page 11 of 11
Name of Person
Reporting
Date of Report
0511212007
Cebull, Richard F
IX. CERTIFICATION.
I certify that aH Information given above (including information pertaining to my spouse aud minor or dependent children, if auy) b
accurate, true, and complete to the best of my knowledge aud belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from ouulde employment and honorarla and the acceptance of gifts which Jiave been reported are in
compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
--
Date
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I
I
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NOTE: ANY INDIVIDUAL WliO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544