Journal of Refugee Studies Vol. 24, No. 3 ß The Author 2011. Published by Oxford University Press. All rights reserved. For Permissions, please email: journals.permissions@oup.com doi:10.1093/jrs/fer028 Advance Access publication 18 July 2011 Faith and Humanitarianism: It’s Complicated ELIZABETH FERRIS Brookings Institution, 1775 Massachusetts Ave, NW, Washington, DC 20036 eferris@brookings.edu MS received December 2010; revised MS received April 2011 Keywords: faith-based organizations, humanitarianism Introduction As the articles in this Special Issue illustrate, faith-based humanitarianism takes many forms, ranging from small-scale efforts by individual religious communities to the professional operations of large international nongovernmental organizations (NGOs). While this makes generalizations difficult, this concluding article offers some reflections about the interrelationship between humanitarianism and faith, with a particular emphasis on the specificity of faith-based approaches to humanitarian work. It therefore asks whether there is something distinctive about faith-based humanitarianism, or to phrase the question differently: are the differences between faith-based organizations and their secular counterparts greater than the differences between organizations falling in the faith-based category? The article then considers the issue of professionalism of faith-based organizations and the challenges of developing partnerships between faith-based and secular organizations. The article concludes by noting that, despite the important role Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 This article examines the relationship between faith and humanitarianism in a variety of religious traditions, with particular emphasis on Christian and Muslim organizations. Following a brief historical overview and a short (and incomplete) description of the scale of faith-based contributions to humanitarian work, the article then addresses three issues: the distinctiveness of faith-based organizations, their professionalism, and the potential for partnerships between secular and faith-based organizations. It finds that the variety of faith-based actors makes generalizations difficult and questions the utility of the term, suggesting that differences between faith-based actors are often greater than those between secular and faith-based organizations. The article concludes by noting the need for serious academic research on faith-based humanitarian organizations and suggesting areas where future research is particularly needed. Faith and Humanitarianism: It’s Complicated 607 played by faith-based actors in humanitarian responses in all regions of the world, there is surprisingly little academic research on the scale, modalities, and distinctiveness of faith-based humanitarianism; it therefore closes by suggesting areas where further research is needed. At the outset, it is important to underline that the term faith-based organization (or FBO) is a contentious and difficult one, as reflected in the Introduction to this Special Issue. Although there have been organized expressions of faith communities for hundreds of years, the term FBO entered into mainstream usage in the US in a specific political context in which Republican US President George W. Bush sought to give wider acknowledgement (and funding) to the role of religious organizations in addressing social needs. Clarke and Jennings define a faith-based organization as: As these authors and others working in the field acknowledge, the definition is a broad one reflecting the difficulties in developing a definition which draws a connection between different faith traditions and a multitude of organizational expressions (Sider and Unruh 2004: 109–110). In reviewing the literature on faith-based organizations, Scott concludes that: at a minimum, FBOs must be connected with an organized faith community. These connections occur when an FBO is based on a particular religious ideology and draws staff, volunteers, or leadership from a particular religious group. Other characteristics that qualify an organization as ‘faith-based’ are religiously oriented mission statements, the receipt of substantial support from a religious organization, or the initiation by a religious institution (2003: 1–2). While its premise may be fundamentally different from non-faith or so-called secular organizations, the term ‘faith-based organization’ locks together multiple faith denominations and organizations which may in fact bear little resemblance to one another, as will be discussed further in the sections below. Although the term is used in this article, it is done so with trepidation. It would perhaps be more accurate to refer to organizations affiliated with a specific faith tradition, but even then there are major differences between organizations in terms of their relationship with established religious structures, the degree to which considerations of faith are reflected in their work, the scale of their operations, their ways of working, and their understandings of the political and social context in which they operate. Humanitarianism and Faith Concern for others is a defining characteristic of humans (Payton and Moody 2008: 72). Altruism, the human impulse to help others with no expectation of Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 any organization that derives inspiration and guidance for its activities from the teachings and principles of the faith or from a particular interpretation or school of thought within that faith (2008: 6). 608 Elizabeth Ferris Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 a tangible reward, is a cultural universal. In fact, anthropologists argue that the social norm of charity was a necessity—not just a nice thing to do—for prehistoric societies (see for example, Brody 2002: 40). Simply put: communities in which people care for one another and take care of the sick and the vulnerable are more likely to survive than those that do not. The belief that it is good to protect and provide for the most vulnerable members of a society—the widows and orphans, disabled and sick, foreigners and paupers—is central to all religious traditions. Values of charity are apparent in all of the world’s major religions, including Judaism, Christianity, Islam, Hinduism and Buddhism. In Judaism, the concept of tzedakah, usually translated as charity or righteousness, is central to the practice of the faith. Jewish philosopher Maimonides ranked eight levels of practising tzedakah in a hierarchy from the lowest (giving with a heavy heart) to the highest (supporting self-sufficiency) (Payton and Moody 2008: 78). The Bible exhorts Christians to practise charity towards the vulnerable members of a society: strangers, widows, orphans; and the Qur’an is equally filled with instructions to practice charity, to care for orphans, and to give refuge to those in need. Indeed, zakat, the practice of obligatory charity, is one of the five pillars of Islam, but the Qur’an also emphasizes the importance of sadaqah, voluntary charity, and provides for awqaf (charitable trusts often set up through endowments) (Hayatli 2009: 2–3; Rahaei 2009: 4). Similarly, Hinduism requires charity of its adherents, including giving alms and ritual feeding of the poor. In fact, seva or service is a means of fostering and expressing an individual’s spirituality (Rakodi 2010: 11–12). As Marfleet’s article in this Special Issue indicates, the foundations of Christian engagement can be traced over centuries; however, the modern humanitarian system, and indeed the human rights system, have their roots in the Christian evangelical tradition of the mid-1800s. At that time evangelicals were at the forefront of a remarkable reform movement on many levels, seeking to abolish slavery, reform prisons, and establish humane systems for the treatment of the mentally ill. Henri Dunant, Florence Nightingale and many other humanitarians came to the fore during this reform era. Nearly a century after Dunant’s epiphany on the battlefields of Solferino, religious values and particularly Christian ideals were central to writing the United Nations (UN) Charter and the Universal Declaration of Human Rights, as evidenced by their aspirational tone. While today’s proponents of humanitarianism and human rights worry that their security is endangered when humanitarian action is seen as a Western tradition, they cannot escape the historical fact that the modern humanitarian system came out of the Judaeo-Christian tradition (also see Ager and Ager, this Issue), even though the ideals of charity are shared by many faiths. The same century that gave rise to the modern humanitarian system was also the century during which Western mission societies, frequently working hand in hand with colonial governments, set out to Christianize the world. Faith and Humanitarianism: It’s Complicated 609 Estimating the Scale of FBO Contributions to Humanitarianism Faith-based expressions of humanitarian response are still central to both relief and development work. As the Global Fund to Fight AIDS, Tuberculosis and Malaria notes, FBOs have historically played a central role in the provision of healthcare in the developing world. Many hospitals and clinics that form the backbone of the Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 The missionary legacy has been robustly discredited for its role in legitimizing colonialism, imposing Western values and denigrating local traditions and customs (Neill and Chadwick 1990). At the same time, it is undeniable that missionaries were a globalizing force: missionaries returning to Europe and North America from Asia and Africa brought with them stories of different worlds and led many church members to an international engagement which would otherwise not have been possible. It is partly this evangelical, missionary legacy that causes a sense of discomfort (ranging from vague to acute) in interactions between Christian organizations and secular ones, between Christian organizations and other faith-based organizations, and sometimes between Christian organizations themselves. Despite earlier assertions to the contrary, religion continues to play a central role for most of the earth’s inhabitants in our ‘post-secular’ world (Ager and Ager, this Issue). However, the forms by which they organize themselves vary tremendously. In the late 2000s, Christians were estimated to number approximately 1.9 billion in the world, Muslims 1.3 billion, and Hindus 900 million—together accounting for 70 per cent of the world’s population (Clarke and Jennings 2008: 6). Indeed, despite the decline of mainstream Christianity in Western societies, the significance of religion in Africa, Asia and Latin America is ever-growing. In the West, mainstream Christian churches with their approaches of moderation and messages of tolerance are losing members, money, and energy as the result of secularization, while evangelical and Pentecostal churches are on the rise; concurrently, in the developing world, ever more militant forms of religion are being strengthened (Benedetti 2006: 856). The legal separation of church and state in Western societies also raises a disquiet about faith-based humanitarianism, a fear that somehow churches and faith-based organizations will use the fact that affected communities are particularly vulnerable to try to convert them (a dynamic explored in Fiddian-Qasmiyeh’s contribution to this Issue). Even as mainstream churches go to great lengths to distance themselves from missionary endeavours, stories abound of Christian organizations which take advantage of people’s desperation by creating conditional connections between the provision of relief and faith. Although proselytizing is associated with Christianity, the Islamic concept of da’wa, or calling people to Islam, raises similar concerns about the activities of some Islamic organizations (Benedetti 2006: 856). 610 Elizabeth Ferris health infrastructure in countries today trace their roots to missionaries and churches. This is particularly true in Africa, where it is estimated that FBOs currently provide 40 per cent of all health services, especially in remote rural areas (Amayun et al. n.d.). Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 World Bank president James Wolfensohn recognized this reality when he, together with Archbishop George Carey, launched a Faith in Development initiative in 1998 (Belshaw et al. 2001; Marshall 2005). When estimating the scale of humanitarian and development assistance provided through faith-based organizations, it is important to emphasize that most of the work of faith-based organizations is not quantified or recorded anywhere. Local churches and mosques provide important tangible support to people in need in their communities. Mosques in Iraq, for example—quite apart from humanitarian wings of militias, political parties, or organized NGOs—provide support to needy people in their communities. The contributions of these initiatives, such as soup kitchens organized by local religious organizations or volunteers helping disaster victims, are not recorded anywhere in the UN’s statistics on humanitarian contributions. Nonetheless, the sums of money mobilized by these small mosques and congregationally-based charitable organizations are undoubtedly substantial. Indeed, there are complex interfaces between the charitable initiatives of local religious communities and the large international faith-based NGOs which are familiar actors on the global scene. In effect, there are hundreds, if not thousands, of religious organizations operating at the local, national, and regional levels which are actively involved in humanitarian assistance, particularly when an emergency occurs. For example, on the national level, churches may have their own diaconal structures or mechanisms for responding to need in their countries (as discussed by Orji in the context of the conflict in Jos, Nigeria, this Special Issue) and, increasingly in other countries. However, to date there has been no attempt to estimate the contributions of such diverse Christian groups as the Anglican Church in Kenya, the Christian Council of Malaysia, the YMCA in Sri Lanka and the Conferencia Episcopal de Colombia—all of which provide direct assistance to individuals in need from their own resources—in addition to the international support they may receive. Other religious traditions have a similarly varied assortment of organizations which provide assistance that is rarely included in tabulations of aid. Moreover, with respect to the Christian tradition, the sharing of resources between individual congregations remains unknown and yet appears to be a large and growing trend. Individual Methodist congregations in the US provide direct financial support to Methodist congregations in Russia, bypassing their own denominational structures. The enormous Bible College in the Mae La Camp in Thailand (explored in Horstmann, this Special Issue) is almost entirely funded by Baptists in the US. At times, there are strong links between churches in the diaspora and churches in the Faith and Humanitarianism: It’s Complicated 611 Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 country of origin, as evidenced after the Haitian earthquake when hundreds of US churches with Haitian-American members channelled support directly to congregations and individuals in Haiti. Many of these resource transfers also bypass official church or denominational structures. Efforts to estimate the contributions of Islamic charities are similarly difficult. As De Cordier (2009: 670) points out, most expressions of Islamic charity are informal and are not recorded anywhere. A study by the US State Department estimated philanthropic giving in Muslim communities to be between $250 billion and $1 trillion annually (Alterman et al. 2005: 1). However, the methodology of this estimate has been criticized and most observers consider that the total amount is likely to be much lower.1 Even with the heightened scrutiny of Muslim organizations after the attacks of 11 September 2001, there are no generally accepted estimates of the amount of financial support channelled through informal Islamic charitable channels. Although little hard data exist on informal transfers by any religious tradition, it seems likely that official statistics on humanitarian assistance are overlooking (or neglecting) an important dimension of aid—just as official humanitarian assistance is dwarfed by the scale of remittances by individuals (Monsutti 2000: 72–73; Weiss-Fagen and Bump 2006). Our understanding of the scale of financial contributions of faith-based organizations in providing assistance to people in need is therefore extremely limited. More detailed information is nonetheless available vis-à-vis the financial resources transferred by large international faith-based NGOs, although it remains difficult to determine the extent to which this represents the contributions of communities of faith (at least in some cases), the channelling of government funds, or funding from secular sources. Although more is known about the work of Christian NGOs, Muslim charities have received more attention from scholars in the West, particularly after 11 September 2001, than those of other religious traditions (Krafess 2005: 327–342; Alterman and von Hippel 2007; Kaag 2007; Kirman and Khan 2008). Benedetti points out that there are differences between Muslim NGOs such as Islamic Relief, which has moved into the mainstream of the NGO world, and the International Islamic Relief Organization (IIRO), largely funded by the Saudi government, but both certainly mobilize significant resources (2006: 851–853). According to Khan et al. (2009: 4), there are currently 11 Muslim charities in the United Kingdom each with an annual income of more than £1 million, which work to provide humanitarian relief and support long-term development. Combined, these 11 charities mobilize over £100 million per year. In addition, there are innumerable smaller charities with incomes of less than £1 million (Khan et al. 2009: 4). The availability of more comprehensive data enables us to estimate the scale of contributions made by Christian organizations. The Catholic International Cooperation for Development and Solidarity (CIDSE, the organization of European Catholic agencies) had a combined budget of US$950 million in 2000; APRODEV (a partnership linking European 612 Elizabeth Ferris Distinctiveness of Faith-based Organizations? Talking about the distinctiveness of faith-based humanitarianism is particularly difficult, largely because of the diversity of faith-based organizations (as reflected in the contributions to this Special Issue), but also due to the dangers of attempting to make generalizations per se. Indeed, there is often a tendency by people on both sides of the secular–faith divide to assume that the ‘others’ are all alike. However, just as it would be a mistake to conflate the International Committee of the Red Cross (ICRC), Médecins sans Frontières and Oxfam, it is equally an oversimplification to equate Samaritan’s Purse, Catholic Relief Services, and Norwegian Church Aid: these organizations have thoroughly differing histories, relationships with their constituencies, views on their mandates and missions, and ways of working. Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 development and aid organizations with the World Council of Churches) had a budget of $470 million; and World Vision International had a budget of $600 million in 1999. Together with Caritas Internationalis, these four Christian organizations had a combined annual income of $2.5 billion in 2000—about two-thirds of the annual budget of the UK’s Department for International Development (DFID) (Clarke and Jennings 2008: 25–30). This does not include, however, the contributions made by North American, Australian or Asian churches and related organizations. Neither does it include bilateral transfers of humanitarian funds from one church—such as the Presbyterian Church or Church of Norway—to support the humanitarian work of a partner church in the global South, nor the transfers by mission societies and agencies, some of which support humanitarian work as well as evangelical activity. Clarke and Jennings (2008: 30) estimate that these missionary societies had donations of $3.75 billion in 2000—a considerably greater income than that of the four large church-related agencies referred to above. In looking at the scale of contributions by faith-based organizations, it is clear that a) the amounts involved are substantial, and b) we do not know nearly enough about these amounts. As mentioned earlier, there is a paucity of even basic information on informal transfers—other than frequently made assertions that these transfers may be greater than those mobilized through formal organizations. However, even when we look at formal organizations, including Western Christian NGOs, there are major lacunae in our knowledge. The scale of the work of faith-based organizations in humanitarian activities is an important indicator of the role they play in the international humanitarian system, and yet it is also important to consider their distinctiveness from secular ones, and their diversity in comparison with one another. Faith and Humanitarianism: It’s Complicated 613 Table 1 Faith-based and Secular International NGOs Organization Founded Annual Budget (US$) Care UK 1945 Care USA 1919 Save the Children (US) 1932 Amnesty International 1961 Médecins sans Frontières Oxfam Great Britain 1971 1942 World Vision International 1950 World Vision US Samaritan’s Purse Caritas Internationalis Christian Aid Catholic Relief Services 1970 1897 1945 1943 1 US$ figure obtained using 2009 average conversion rate of £1 to $1.56. US$ figure obtained using 2008 average conversion rate of £1 to $1.85. US$ figure obtained using a conversion rate of E0.72 to $1. 4 Figure originally given in euros (E94.4 million). Conversion obtained by averaging euro to dollar conversion rates for 2008–2009. 2 3 A further complication is that it is often difficult to establish the precise relationship between an organization and religion. At times, organizations claim to be faith-based when there are no obvious signs of the faith relationship, while organizations with ‘secular-sounding’ names may ultimately have a strong faith component. On other occasions, organizations change their names and organizational frameworks. For example, China Children’s Fund was established in 1938, changing its name in 1951 to Christian Children’s Fund (as it was by then working in many different countries), and once again in 2009, when it was renamed ChildFund International. Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 Save the Children (UK) 2009 income: 52.7 million þ 3.12 million in reserves 2009 expenditure: 41.18 million1 2009 total operating support and revenue: 700.6 million 2009 total operating expenses: 708.39 million 2009 income: 336.96 million 2009 expenditure: 324.64 million1 Total operating revenue FY 2009: 445.65 million Total operating expenses FY 2009: 465.66 million 2008 total funds: 65.16 million 2008 total resources expended: 65.54 million2 2009 operational budget: 393.35 million Total 2009 income: 480.95 million Total 2009 charitable expenditure: 367.85 million1 2008 net assets: 701.16 million 2008 total expenses: 1.72 billion 2009 total revenue: 1.22 billion 2009 total operating expenses: 1.21 billion 2009 net assets: 178.24 million 2009 annual income: 9,682,487.023 2008–2009 income: 135 million4 2009 total operating revenue: 780.59 million 2009 total expenses: 767.64 million 614 Elizabeth Ferris Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 While its origins were clearly Christian, the NGO has always emphasized that it serves children without regard to their religious or other affiliation, in line with international humanitarian standards. Given these complexities, is it possible to identify differences in the motivation of faith-based and secular organizations, and the types of work they undertake or fund? This is a question which has also been posed by Michael Taylor (1995), former Director of Christian Aid, who has asked: ‘is Christian Aid just an Oxfam with hymn books?’ The articles in this Special Issue, including Eby et al.’s examination of Church World Service’s support of resettled refugees in the USA, and Wilson’s paper on FBOs in the context of Australia, suggest that there are indeed differences between FBOs and secular organizations; however, the articles equally confirm that these differences vary both in relation to the context in which they are operating and in the extent to which religious values permeate the organization’s approach. Furthermore, as Ager and Ager’s article in this Special Issue indicates, powerful forces of secularization may restrict awareness of the articles of faith underpinning the secular humanitarian response. An additional challenge when comparing and contrasting ‘FBOs’ and ‘secular organizations’ arises given that, with respect to the ecumenical world for instance, church-related agencies increasingly employ secular professionals, adhere to high professional standards, and rigorously distance themselves from anything that can be considered to be missionary activity.2 Indeed, while their governing bodies always include representatives of churches and their top leader is always a Christian, much, perhaps most, of the day-to-day work is carried out by professionals who are not very different from their counterparts working in secular organizations. While many secular NGOs have broadened their humanitarian work to include advocacy and work for justice, the traditional focus of Muslim charities has been on providing food parcels during Ramadan, sponsoring orphans and providing access to clean water through wells and boreholes (Khan et al. 2009: 5). There has also been a tradition of Muslim generosity toward refugees, as Prophet Muhammad was himself a refugee who fled Mecca in order to escape persecution in 622 AD. However, as Khan et al. report, the focus of Muslim charities has generally been quite ‘paternalistic’ and ‘centered on relief’ rather than providing services which empower the poor or address root causes of poverty (2009: 6). They argue that this is due to the conservatism of traditional Muslim donors, who put a priority on providing direct assistance to individuals, as well as to the lack of professional development of some staff of Islamic charities (ibid.). With reference to Muslim FBOs’ roles in advocacy, these organizations in turn tend to advocate for the provision of relief, but not for political and social change (Sparre and Petersen 2007: 32). In many cases this is a result of government restrictions on the activities of NGOs, which limit their work to endeavours which can be readily classified as ‘non-political.’ Faith and Humanitarianism: It’s Complicated 615 Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 Contrary to this depiction of ‘traditional’ Muslim NGOs as engaging in ‘non-political’ activities, Wigger (2005: 356, citing Bellion-Jourdan 2003) notes a ‘depoliticization’ of Muslim NGOs in recent years. Whereas in the 1980s international Muslim organizations routinely combined da’wa with humanitarian assistance and portrayed western humanitarian organizations in Pakistan and Afghanistan as missionary societies, by the 1990s they moved away from political and military objectives, as evidenced by the disappearance of the terms da’wa and jihad from their brochures (Wigger 2005). In other words, it may be that there are pressures on both Christian and Muslim NGOs to adopt more secular—or at least less overtly religious— approaches to humanitarian endeavours. As discussed in greater detail below, these pressures stem from increasing demands for professionalism and accountability from governmental funders and pressures within the greater NGO community to incorporate professional standards into their work, including adherence to codes of conduct which preclude response on the basis of religious affiliation (IFRC 1994). While there are differences between Muslim NGOs, it is probably true that most Muslim NGOs work closely with mosques and other Muslim organizations and in primarily Muslim countries (Wigger 2005; Benedetti 2006: 856). This is partly due to the widespread understanding that zakat is primarily to be given to Muslims (although this is hotly debated within the Islamic humanitarian community). Within the Christian tradition, on the other hand, not all organizations are directly related to churches. In some cases, FBOs’ aid operations are indeed part of church structures, or their governing bodies include representatives named by churches. For example, Presbyterian Disaster Assistance (USA) and Christian World Service (Australia) are both related to churches, the former as part of one denomination’s national structure, the latter accountable to a governing body which includes representatives of a number of churches. There are also Christian organizations which are clearly inspired by Christian teachings but which do not have a formal link to established church structures. Thus World Vision, an NGO with an overtly Christian mission, is not organically tied to one particular denomination or even to a particular group of churches. There are considerable differences in the ways that these two types of Christian NGOs operate. On the one hand, church-related organizations are more likely to work with local churches and related organizations. However, even this distinction appears to be diminishing as a result of the growing number of civil society organizations in developing countries, and growing demands for increased accountability and efficiency. Daleep Mukarji, a former director of Christian Aid, would often make the point that Christian Aid’s mission was to reduce poverty and if churches were the best means of confronting poverty, then Christian Aid would work with them; nevertheless, if local secular NGOs were doing a better job, then Christian Aid would work with these organizations instead. ‘Our mission is not to support churches,’ he would say, ‘but to address poverty’ 616 Elizabeth Ferris Passive: Teachings of faith are subsidiary to broader humanitarian principles, and play a secondary role to humanitarian considerations in identifying beneficiaries and partners. Active: Faith is the important and explicit motivation for action and for mobilizing staff and supporters, and plays a direct role in identifying beneficiaries and partners (although there is no overt discrimination). Persuasive: Faith is an important and explicit motivation for action, plays a significant role in identifying beneficiaries and partners, and is the dominant basis for re-engagement. It aims to bring new converts to the faith and/or advance the interests of the faith at the expense of others. Exclusive: Faith provides the overriding motivation for action and in mobilizing staff and supporters. It provides the principal consideration in identifying beneficiaries. Social and political engagement is rooted in the faith and is often militant or violent, and/or directed against one or more rival faiths. While this typology is useful for understanding the distinctiveness of faith-based organizations, it also raises serious questions about the extent to which faith-based organizations are adhering to humanitarian principles of neutrality and impartiality. Organizations classified as ‘passive’ are arguably much less distinct from their secular counterparts in both their orientation and their working methods than those classified as ‘exclusive.’ In effect, an organization with a passive approach may derive inspiration from religious beliefs, but is committed to impartiality in the distribution of assistance, identifying beneficiaries on the basis of need rather than on their religious affiliation (or potential religious affiliation). In contrast, Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 (interviews with author 2005–2007). For Christian NGOs without a formal link to church structures, on the other hand, there appears to be even less of a commitment to coordinating efforts with local churches. For example, the director of a council of 8,000 Haitian churches noted that, while a few church-related agencies from other countries had offered assistance with reconstruction after the devastating 2010 earthquake, there had been no contact with some of the large evangelical Christian NGOs: ‘They come in and do their own thing,’ he remarked with some bitterness; ‘It’s as if it never occurs to them to look at what Haitian churches are doing’ (interview with author, January 2011). Ultimately, differences between faith-based and secular organizations appear to centre on the extent to which religious activities such as worship, prayer, and evangelical activities are integrated into these organizations’ humanitarian work. The different degrees of such integration are reflected in Benedetti’s proposal (2006) that we differentiate between militant and secular Christian NGOs, and between militant and moderate Islamic NGOs; equally, Clarke and Jennings (2008: 32–33) have developed a fourfold classification scheme which categorizes FBOs depending on the ways in which faith influences the organization’s activities: Faith and Humanitarianism: It’s Complicated 617 Distinctiveness’ Advantages and Disadvantages While recognizing that there are major differences between faith-based organizations—differences stemming from religious traditions, the extent to which these religious traditions affect work on the ground, the scale of involvement with humanitarian assistance, and the specific context in which they are working—it may still be useful to identify some overarching advantages and disadvantages to the work of faith-based organizations. Firstly, they have at least some unrestricted funding from faith communities which gives them freedom to carry out activities that are not funded by governmental donors. Furthermore, since faith-based organizations are not bound by legal definitions, their work with refugees is not limited to those with officially-recognized refugee status. Many secular NGOs, on the other hand, are increasingly reliant upon government funds which are restricted to the priorities of the donors, leaving them little leeway to develop new programmes based on an assessment of needs which differs from that of their funding partners.3 A second advantage is that faith-based and particularly church-related organizations are part of a vast global network of communities that are linked to each other by something besides funding and programming.4 They have a built-in network of local partners who are rooted in their communities. Thus, the article by Eby et al. in this Special Issue points to the importance of long-established community networks as a strength of Christian organizations Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 for those classified as persuasive or exclusive, beneficiaries are identified in line with faith-based criteria. Indeed, as evidenced in several of the articles in this issue, there are multiple variations in the ways in which faith has been and can be incorporated into humanitarian work. In this Special Issue, Horstmann, for example, argues that the role of Christian humanitarian organizations in the refugee camps on the Thai/Burmese border is an extension of their early missionary activities, while the articles by Eby et al., Snyder, and Wilson respectively analyse the different approaches taken by faith-based organizations in the United States, United Kingdom and Australia. Ultimately, the differences between passive FBOs and those that are persuasive or exclusive do matter. For example, using faith-based criteria to identify beneficiaries is inconsistent with humanitarian principles that assistance should be given on the basis of need alone and not on ‘the basis of race, creed or nationality of the recipient’ (IFRC 1994). There are, of course, serious questions about whether organizations using faith-based criteria to determine who receives assistance are indeed humanitarian organizations per se. By favouring one group or another, such organizations may discredit the humanitarian system, or even put other organizations at risk. 618 Elizabeth Ferris Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 involved in refugee resettlement in the US. Similarly, Muslim organizations operating in Muslim countries can count on connections with and often support from local mosques and Muslim civil society organizations. Furthermore, the capacity for FBOs to engage in transnational advocacy in favour of displaced populations is enhanced by their global connections, as explored by Fiddian-Qasmiyeh (this Issue) with reference to the global connections of American evangelical organizations which have mobilized both humanitarian and political support for Sahrawi refugees in Algeria. A third advantage, particularly of church-related agencies, comes, somewhat surprisingly, from the mission tradition, or at least the ecumenical mission tradition. Although the large international ecumenical agencies usually try to distance themselves as much as they can from the mission societies, they benefit from the discussions that began in the 1960s, which were critical of power dynamics between churches in the North and South. In the context of today’s discussions of partnership between secular NGOs or between the UN and NGOs, the deliberations of ecumenical mission societies some four decades ago seem surprisingly relevant. In the 1960s there was a significant shift away from providing charity towards a focus on social justice—a theme which gained prominence in the secular world much later. Equally, by the early 1970s, the ecumenical mission organizations moved away from characterizing their relationship as a donor–recipient one to one of partnership, and they called for a moratorium on aid to Africa in 1971, recognizing the unhealthy dependencies that were created by assistance (Ferris forthcoming). Such organizations struggled with how to model their relationships to reflect Christian values. If one elides the explicitly Christian language, it is clear that many of these discussions are now being played out in the broader world of secular NGOs. Despite these advantages, there are, of course, also disadvantages faced by many faith-based agencies engaging in humanitarian work. In the first place, due to their traditions vis-à-vis social justice, FBOs have a problematic relationship with the humanitarian principle of neutrality. Advocacy for justice is never neutral, nor is much of either Christian or inter-faith peace work—at least that work which goes beyond calling on all parties to uphold international humanitarian law. Some secular organizations face the same challenge, of course, but it is particularly prominent in religious humanitarian agencies. While the humanitarian principle of independence asserts that humanitarian actors will endeavour not to be instruments of governmental foreign policy, the fact that some large faith-based NGOs receive a significant portion of their funds from governments can raise questions about the extent to which they are independent humanitarian actors. Faith-based organizations also face problems related, not surprisingly, to their faith communities. For example, while churches set up church-related agencies precisely to carry out charitable work on their behalf, the interests of the church may differ from those of the specialized agency. When a Christian agency rebuffs the Faith and Humanitarianism: It’s Complicated 619 request of a local bishop, tensions may be created within the broader church constituency. The particular advantages and disadvantages of faith-based organizations have set them apart to varying degrees from their secular counterparts, but these differences may be decreasing with the increased emphasis on professional standards of behaviour. Faith-based Humanitarianism: Professionalism and Partnership Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 The proliferation of NGOs and the increasing tendency of governmental donors to channel humanitarian funds through NGOs have led to a greater emphasis on standards and accountability within the NGO community. Increased training, development of codes of conduct and the implementation of peer review mechanisms are all leading to the development of a more professional approach to humanitarian work. However, the word ‘professionalism’ is a highly-charged one in some quarters, particularly when it is associated with activities such as the ability to craft elegant log-frames and funding proposals. In fact, the way it is often used in humanitarian circles contains a clear Northern/Western bias. Rather, professionalism should be seen as behaviour ‘worthy of the highest standards of a profession,’ including the highest ethical standards. Walker emphasizes that professionalism requires knowledge, values, and systems of learning (Walker n.d.; Walker and Russ 2010). It is important to recognize that the ‘knowledge’ component of professionalism consists of more than academic background, familiarity with financial accounting, and familiarity with the multitude of existing guidelines and standards. This is the kind of knowledge that is usually prioritized by Western aid workers and yet such components as knowledge of a local language, familiarity with the culture, and even pastoral skills, are often the type of knowledge that is most appropriate in a given situation. It is essential to exercise caution when invoking the term ‘professional’, since this word may inappropriately be used to exclude those who are simply working in different, rather than ‘unprofessional’ ways; this may particularly be the case for those coming from a faith tradition. Indeed, there is at times a tendency to view ‘professionalism’ and ‘faith-based’ as polar opposites.5 Just as it is inaccurate to assume that all secular workers are professional, it is equally problematic to assume that faith-based humanitarians are automatically less so. Indeed, many of the issues that are now routinely seen as central to humanitarian response, such as addressing psychosocial needs and family unity, started as the specific concern of religious workers. Equally, for secular workers, working with victims of atrocities can create unexpected spiritual crises. Despair, anger and realization of one’s own mortality can be coupled with questions about whether or not there is a god, whether there is an afterlife, and how one can make sense of it all. These are 620 Elizabeth Ferris often spiritual issues faced by secular and faith-based humanitarian professionals alike.6 In essence, faith-based and secular workers can be equally professional, although faith-based humanitarians must perhaps make a concerted effort to demonstrate their adherence to principles of impartiality. As such, FBOs, at least those working as NGOs, are going to increasing lengths to demonstrate their professionalism by developing policies on a range of issues, by increasing training of staff, by participating in NGO coalitions, and by signing on to codes of conduct and participating in peer review mechanisms. Indeed, it is only fair to expect the very highest levels of professionalism from people working in secular or faith-based organizations, whether they are mega-organizations or family-run charities. If faith-based organizations are distinct from their secular counterparts, a further question arises regarding the extent to which they are able to work in partnership with secular organizations. On the level of cooperation between large faith-based NGOs and secular NGOs, UN agencies and other international organizations, partnership thrives; indeed, staff of large NGOs gather together frequently around the policy table, collaborate with each other and with the UN in the field, and share information and strategies. However, this itself is not the challenge. Rather, it is arguably easier for Oxfam, Christian Aid and Islamic Relief to work together than it is for most large international NGOs to work with their local counterparts. As has been explored elsewhere, despite the benign undertones of the term ‘partnership’, there is too frequently an element of a ‘senior–junior’ relationship rather than one of equality (Ferris 2007). The United Nations High Commissioner for Refugees (UNHCR) has ‘implementing partners’—which is invariably a better word than ‘subcontractors’—but the agency which controls the funding is always more senior than the organization which ultimately spends the funds. Within both the secular and faith-based NGO worlds, there are certainly many disparities and inequalities in partnerships. Those faith-based organizations that are most comfortable in the international humanitarian world are often less comfortable talking with conservatives within their own religious traditions. It is in those encounters that the real difficulties are faced: of working with others who have a different sense of what professionalism means; of working with those who have little understanding of humanitarian principles, or those seized with an absolute belief that their religious views are the only way to God; or others who behave in ways that are inconsistent with humanitarian principles, such as linking missionary activity with humanitarian assistance or political objectives. This is uncomfortable for many faith-based humanitarian professionals who, like most people, prefer talking with people who are similar to themselves rather Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 Faith-based Humanitarianism: Partnership Faith and Humanitarianism: It’s Complicated 621 than with those who have different values and approaches to the world. In effect, the differences between faith-based organizations can be much greater than between faith-based and secular organizations. Concluding Remarks: the Need for Further Research Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 Given the history and current scale of faith-based organizations’ involvement with humanitarian relief, the paucity of serious academic research on these organizations is lamentable. However, in recent years, there have been efforts to address some specific aspects of the work of FBOs in research and training institutions, such as the UK’s Overseas Development Institute (ODI) and International NGO Training and Research Centre (INTRAC). The University of Birmingham has recently completed a five-year research initiative, the Religions and Development Programme, to analyse the relationship between religion and development which is resulting in a number of studies which offer insights into the issue of faith and humanitarianism (RaD 2010, 2011). Edited volumes by Duriez et al. (2007) and Simkhada and Warner (2006) examine the intersections between religious organizations and humanitarian work, and there are a growing number of studies of philanthropic action, although few of these explicitly address the role of FBOs in humanitarian work (Ilchman et al. 1995). A welcome trend is the growing number of academic works on Islamic charitable activities (Alterman and von Hippel 2007; Kaag 2007; Kirman and Khan 2008). At the same time, there is little serious academic research comparing the actions of faith-based organizations in the humanitarian realm. For example, over 20 years ago Bruce Nichols wrote The Uneasy Alliance, comparing the politics and practices of Catholic, Protestant and Jewish agencies in the US in terms of their relationship with the US government in the specific field of refugee work (Nichols 1988). Although this focused on only a limited number of faith-based organizations based in one country and working on one issue, it provided valuable insights into the different ways that faith-based organizations operated and the ways in which their religious beliefs informed their activities. Since then, there have been very few serious academic studies providing a comparative analysis of the work and orientation of faith-based organizations. Most of what is known about these organizations comes from the organizations themselves, from journalists, or from general observers of the humanitarian world who have not explored the particular orientations of faith-based organizations. For example, one of the strongest studies of NGOs, Humanitarian Alert, distinguishes between NGOs on the basis of their relationship to governments, categorizing them as Wilsonian, Dunantist or faith-based (Stoddard 2006). In other words, while non-faithbased NGOs are distinguished in terms of their orientation and activities, faith-based NGOs are simply homogenized. And yet, as the articles in this 622 Elizabeth Ferris Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 Special Issue have demonstrated, the world of faith-based organizations is an incredibly diverse one. In fact, as noted in the introduction to this article, the term ‘faith-based organization’ itself is problematic because it encompasses such a sweeping range of organizations, from Buddhist monks in Myanmar distributing food to victims of Cyclone Nargis to large international NGOs, to Jewish social service agencies. Is the small charitable work organized out of a congregation in the same class with CIDSE, the alliance of European Catholic humanitarian and development organizations? Or with the International Islamic Relief Organization, which is almost exclusively funded by the Saudi Arabian government? Or with Samaritan’s Purse whose website states that ‘our ministry is all about Jesus: first, last and always’ (Samaritan’s Purse 2010). As Benedetti argues, the distinction between secular and faith-based NGOs is better understood as a continuum than a dichotomy (2006: 851). Further research is needed on the faith-based organizations themselves, including research on their development and history—research which is similar to that which exists for secular NGOs such as Oxfam (Black 1992) and BRAC (Smillie 2009). Such research is complex, given the need to review extensive archives of grey literature, including reports from the organizations themselves, internal memos, and NGO meeting summaries. Serious histories, institutional ethnographies, and analyses of these organizations would contribute to our understanding of the ways in which they operate and to assessing both their contributions and their shortcomings. Research is concurrently needed on the funds that are raised and channelled through faith-based organizations, on the local, national and international levels. It is striking how little consolidated data are available on basic questions such as how much money is mobilized by Islamic or Christian organizations—whether within a particular country or internationally. What was the contribution of Muslim organizations to helping victims of the 2010 floods in Pakistan? Or of faith-based organizations to those of the earthquake in Haiti in the same year? Those data simply do not exist, with some exceptions from international NGOs. Research on the informal faith-based channels is particularly necessary. Given the significance of research conducted over the past 10 or 20 years into the scale of remittances, an awareness of the scale and variety of ways that funds are transferred within faith-based organizations could equally transform the way we think about motivations for, and nature and impacts of humanitarian assistance. In particular, a better understanding of the resources mobilized at the local level by grass-roots faith-based communities could lead to a new, and likely more humble, assessment of the role of international funds in supporting local communities. An additional area requiring analysis pertains to the intersections between the political context, the nature of civil society, and the particular roles of faith-based organizations. Carole Rakodi (Rakodi 2010) and other researchers at Birmingham University have found that exploratory studies in Nigeria, Faith and Humanitarianism: It’s Complicated 623 Pakistan, India and Tanzania show that NGO and FBO characteristics and activities are ‘both varied and context-specific, influencing the extent to which religious organizations can be seen as distinctive and generalizations about them can be made.’ For example, in contexts such as Pakistan, charity or philanthropy is closely associated with religion; there is a universal acceptance that faith entails an obligation to care for the poor. In other situations, there may be a variety of religious or religious and secular perspectives on responsibility for meeting social needs. The organizers of the Refugee Studies Centre’s Conference on Faith-Based Humanitarianism are to be commended for opening the door to research on this important segment of the international humanitarian system, and for highlighting the need for more nuanced and comparative research to enhance our understanding of the multiple roles that such organizations play. ALTERMAN, J. B., HUNTER, S. and PHILLIPS, A. I. (2005) ‘The Idea and Practice of Philanthropy in the Muslim World’. Bureau of Policy and Program Coordination. PPC Issue paper 5, PN-ADD-44. Available from http://csis.org/files/media/csis/pubs/the_idea_of_ philanthropy_in_the_muslim_world.pdf. [Accessed 8 April 2011]. ALTERMAN, J. and VON HIPPEL, K. (2007) Understanding Islamic Charities, Washington, DC: CSIS Press. AMAYUN, M., EPSTEIN, A., KAY, J. and WEDDERBURN, P. (n.d.) Engaging with The Global Fund to Fight AIDS, Tuberculosis and Malaria: A Primer for Faith-Based Organizations. Available from http://www.theglobalfund.org/documents/friends/TGF_ APrimerForFBO.pdf. [Accessed: 15th November 2010]. Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 1. The authors extrapolated this amount by applying the religious obligation to donate at least 10 per cent of one’s assets to charity to the per capita income of Muslim societies. 2. In contrast, some evangelical agencies, such as World Relief, are reportedly adopting personnel policies requiring all employees to affirm their belief in Jesus Christ. See Brachear 2010. 3. As noted by Wilson (this issue), however, governments may be particularly interested in making FBOs implementing partners, since such ties will potentially minimize FBOs’ abilities to critique and challenge governmental policy. 4. There are few places where churches have had to ‘start from scratch’; such places include Somalia and Cambodia. 5. In fact, religion generally is often seen as the antithesis to modernity, progress, and change, as discussed by Ager and Ager (this issue); it is often perceived to be conservative, steeped in tradition, and invariably resisting change. For example, while modern secular values are invariably presented as espousing gender equality, religion is assumed to confine women to traditional roles. 6. As Parsitau (this Special Issue) demonstrates in her analysis of FBO assistance to IDPs in Kenya’s Rift Valley Province, faith is also an important resource for communities affected by displacement, and female IDPs and humanitarian professionals alike drew strength from participation in prayer and Bible study groups. 624 Elizabeth Ferris Downloaded from jrs.oxfordjournals.org at Université de Genève on September 9, 2011 BELLION-JOURDAN, J. (2003) ‘Helping the ‘‘Brothers’’, the Medic, the Militant and the Fighter’. In Benthall, J. and Bellion-Jourdan, J. (eds) The Charitable Crescent. 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