Sustainable and energy-efficient lighting systems which put human needs in the foreground: Guiding Light and iNSPiRe Laner M., Fusco M., Pohl W., Weitlaner R. Bartenbach GmbH, Austria Abstract Demographic change progresses inexorably and predicts a fast growing lifespan in the next decades [1]. To allow people a long, independent life in health and well-being, specific lighting needs have to be addressed. In particular elderly people require a multiple amount of light in contrast to younger ones [2]. Additionally holistic and efficient approaches for the refurbishment of Europe's old buildings will play a key role in future lighting solutions. This paper gives examples of Bartenbach's efforts in order to develop new, technically innovative approaches for sustainable and energy-efficient lighting systems, which puts the visual and biological needs of (elderly) people in the foreground, showing the approaches of two recent 1 2 research projects: Guiding Light and Inspire . 1- Introduction to the current lighting situation of Europeans private apartments According to countless studies focused in particular on older people, light effects (i.e. light incorporated via the eye) can be described on the following three levels [3]: • visual light effects (allow stress-free information recording also at higher age) • emotional lighting effects (mood by making special light environments, perch on preferred color temperature and brightness level of the elderly, considering also aesthetic lighting design and easy user interfaces [4]) • biological light effects (affect sleep, mood, physical activity, cognitive information processing and other key circadian physiological processes [5], [6]). Some field studies in recent years were able to show that these three levels remain largely ignored within private homes (of elderly) [7], [8], [9]. Inefficient lighting in areas with increased need for visual performance shows significantly less than 500 lux horizontal illuminance. For example 500 lux are recommended at work places as minimum level. But such magnitudes are not sufficient for a stresspoor vision in old age [2]. Also the illuminance level at the eye (important for biological effects) is in general below 200 lux, especially in areas further away from the window [10], [11]. Further measurements of illumination levels executed in private houses in the course of recent Bartenbach research projects show that the typical average illuminance in the residential sector range from 50 lux to 100 lux. Indeed, in the most of the examined apartments were assessed a lack of illumination to satisfy any specific task requirements. Summarizing, currently private homes (especially of elderly people) • are mainly lit by daylight during the day with unevenly distributed light levels indoors (e.g. high light levels near the windows and low light levels in the back) 1 Guiding Light is a 3 year AAL- funded project (with national co-funding) including 6 partners in research on light assistance for spatial orientation of old people. URL: http://guiding-light.labs.fhv.at/ 2 iNSPiRe is a four-year, EC-funded project that see the collaboration of 24 partners across nine work packages from the combined fields of research and development, industry, small business and not-for-profit organizations. URL: http://www.inspirefp7.eu/ • are illuminated with artificial lighting systems in areas and rooms with a lack of daylight or for task lighting which often are not used during day- and nighttimes or provide an illumination which doesn’t fulfill basic physiological lighting requirement of elderly people (e.g. glare-free higher illuminance levels). Nevertheless, people all over Europe do not recognize their illumination at home as a significant problem. Noise from outside, pollution or high indoor temperature in summer have been named as more imported problems at home (see Figure 1). Figure 1 Subjective problems with housing [5] With sophisticated LED based luminaires a lighting design can be applied to enhance significantly the lighting situation in private homes. Light effects of all three levels can be generated using approximately the same amount of electrical power consumption by utilizing (intelligent and LED based) dynamic lighting. Already in the last years energy saves due to the use of LED technology in residential buildings have been noticed. This was mainly driven by the ban of conventional incandescent bulbs [12]. Energy consumption can be further reduced of 40% and more by automatic lighting control (sensors) [13]. Starting from those general statements, the aim of this paper is to show a new approach in relation to psychological and physiological effects of lighting -through two current research projects- and to highlight the necessity to put human needs at the first place in the development of sustainable lighting solution. Knowledge on human lighting needs founded on a scientific base has been the main driver to provide a significant added value to current standard approaches based on energy saving, improving the ambient quality in people everyday life. 2- New lighting for fulfilling human lighting needs in (smart) domestic appliances With the following lighting approach we aim to establish significant improvements in domestic lighting appliances focusing on human needs, additionally to energy efficiency. In a subsequent chapter two different project implementations of this approach are shown. Lighting design concept The lighting concept consists of separate ambient- and task lighting (controlled separately, multitude of lighting scenarios, adapted to use cases). 2 Based on the daily structure (e.g. using the activities of daily life (ADL) and assigning it to the times of a usual day) of the inhabitant, a pre-adjustment of illuminance level of lighting for different day times and room zones have been set up [14]. Special attention is focused onto the increased glare sensitivity (typical of elderly). Therefore studies on brilliance have been carried out to determine the transition between perception of sparkles and negative glare. This technical feature has been considered already during the development and the implementation of the optical components into the luminaires. In order to realize a biological effect the lighting design pays attention to a well-balanced ambient brightening (realized by increased vertical illuminance levels). 2.1 Ambient room lighting We define as ambient lighting the basic lighting of the whole room / apartment, i.e. the ambient light provides the overall minimum illumination, in order to guarantee the basic visual functions, and to move and orientate between the different spatial zones. Basically, ambient room lighting components are switched automatically in case of the presence of a person and are subject to the amount of daylight entering the room. A control strategy is predisposed so that at the presence detection the room is illuminated very homogeneous with 300 lux and 4000 Kelvin at floor level between getting up and 2,5 hours before going (usually) to bed. Within the next half hour the colour temperature of the ambient light is reduced from 4000 Kelvin to 2200 Kelvin and the illuminance level is dimmed imperceptibly from 300 lux to 150 lux (The ultra warm-white light colour is achievable with LEDs available on the market: e.g. Cree XT-E). This is preluding the sleeping phase. Within the two hours of going to bed illuminance levels are further reduced to 50 lux (the time range of dimming is 30 min). When the bed is left during the night times rooms are illuminated with a maximum of 50 lux and a colour temperature of 2200 Kelvin. Individual adaptation to lower brightness during night times hours is possible on request of the inhabitant. Table 1 - Overview of ambient room lighting parameters Time CCT [K] (horizontal) illuminance [lux] Day (dawn optional) 4000 300 Evening 2200 150 Night 2200 < 50 A special optional feature of the ambient lighting components in the bedroom is to simulate an artificial dawn for ease of waking up and getting up. This light alarm clock function increases exponentially the room brightness from 0 to 300 lux, starting half an hour before intended awakening and changing colour temperature from 5700 Kelvin to 4000 Kelvin. To sum up, ambient lighting should support • the visual needs for spatial orientation, safe navigation and strainless visual information processing and • the non-visual needs for temporal orientation, stable sleep-/wake rhythm, vigilance and bright mood by means of an individualized lighting control scheme. 2.2 Task lighting As task lighting we define a zonally illumination for defined spatial zones (which are characterized with major visual needs). Basically task lighting should always be adapted to the individual visual needs of the inhabitant with illuminance levels up to 2000 lux. This task light control strategy is based on an exclusive manual operation. For a comfortable and frequent use of the task lights, the corresponding light switches are mounted within reach of the tasks. From getting out of bed to 2,5 hours before going to bed again task 3 lighting is switched on manually and a predefined optimal brightness level with 4000 Kelvin illuminate the task areas. Over a time span of 30 min task lighting is changed indiscernibly in colour temperature from 4000 Kelvin to 2200 Kelvin and the optimal daytime brightness is dimmed to a third. This setting of the zonally lighting remains during the evening and night. Again brightness levels of the task lighting components can be further reduced at the request of the inhabitant during night times. Table 2 - Overview of task lighting parameters Time CCT [K] (horizontal) illuminance [lux] Day 4000 1000 (up to 2000) Evening 2200 300 (up to 1000) Night 2200 < 300 3- Implementation of energy-efficient lighting focusing on human needs: results from research projects 3.1 Guiding Light Guiding Light focuses on the development of an intelligent light assistance system for domestic use, especially for elderly people. Light is used to meet visual needs (e.g. decrease risks of falling), is applied for temporal orientation (e.g. stabilizing circadian rhythm) and for spatial navigation (e.g. illumination of defined areas). Light, therefore has great potential for attenuation of age-related mobility impairments caused by reduced spatial-temporal orientation. The lighting design approach, comprising indirect and direct lighting and including a dynamic control scheme (time-controlled change of brightness and light colour) was implemented into 11 test apartments in Austria, Germany, Switzerland and Italy. A comparison group of 8 households was evaluated. This means in total 19 test apartments were evaluated by a field study. The basic houses were spread over four different countries and this generated experience with different languages (German and Italian) as well as experiences with different legal and cultural initial situation in order to be prepared for a scale-up. another task light ambient lighting task lights, for kitchen area one of the PIR sensors gateway, controller, WLAN Figure 2 View into a field test apartment before and after the installation of "Guiding Light" These two pictures of Figure 2 shows the comparison of one apartment before and after the installation of a whole Guiding Light system. A whole Guiding Light system consists out of the following components: lighting design, luminaires of five different types, radio switches, wireless sensors (motion including illuminance and door contact), gateway and Internet connection, control algorithm configured onto a cloud computing system. The automated ambient light switching is implemented with passive infra-red (PIR) sensors, which are detecting changes in motion of objects radiating heat. Consequently, a special algorithm determines the probability of room occupancy on the basis of recently transmitted PIR sensor data, i.e. presence 4 detection isn’t only depending on motion detected by PIR sensors. “Static” situations (e.g. the inhabitant is reading and doing only very small hand or arm movements) can be treated by the system with occupancy algorithms. In order to improve comfort and well-being (of elderly people) a special strategy for bedroom ambient and task lighting has been defined. The approach is based on investigation results carried out at Bartenbach. A light switch close to the bed basically allows the manual switching of the bedroom lighting during the night hours. As a consequence, the ambient lighting component in the bedroom should be turned off manually by the older person. Information on the typical times in bed over the last four weeks are used to establish an individual lighting control algorithm for the ambient lighting components which both varies the light intensity and colour temperature of the lighting depending on individual sleep-/wake rhythm. The task lighting components in defined spatial zones with major visual needs must be switched manually. Mobility parameters of the inhabitants were monitored and the results of analyzing these data was be used in two different approaches: a) to change the programming of light variations, b) to verify the hypotheses of the described human light impact. The system impact on the inhabitants was evaluated by a field study which run over a period of more than 12 months (study end date: April 2015). Figure 3 Screenshot of web based monitoring tool in expert view (i.e. not shown to the inhabitants), it shows the amount of motion detections and real room occupancy (violet marks) and foreseen daily structure (grey marks) An online visualisation was developed (see Figure 3). It shows the amount of motion which was detected for different room zones. Out of this a set of parameters (room zone stay, outdoor stays, amount of mobility, sleep time, etc.) is calculated and shown in the "expert view". This gives at any time insight to these kind of "health information" and can be shared with persons of trust (e.g. relatives, doctor, etc.). It is not shown directly to the inhabitants, therefore a simplified view was used. This means the “degree of mobility” is an indicator of health [16], [17]. 3.2 iNSPiRe As depicted in the introduction, residential inhabitants live in poorly illuminated environments. The project iNSPiRe defines a new approach showing that in domestic lighting appliances at least, zoning (i.e. increasing illuminances according to specific tasks) is absolutely necessary for an improved (visual) comfort, while not contradicting the idea of reducing energy. Additionally, the term of ‘brillance’ and its effects on objects perception have been investigated to enhance the impact of the developed technologies. Illuminance levels have been related to the standard room dimensions of private apartments with the aim to fulfil the described lighting design. According to those main requirements, the development of 5 new lighting solutions have been carried out evaluating sparkle effects and the possibility of glare due to brilliance. For this reason, the parameters of brilliant appearance relative to residential lighting have been defined as listed in table 3, where have been identified values of luminance alteration , visual angle and luminance gradients influencing sparkle phenomena. Those parameters, together with geometrical and ambient factors have been design drivers in the development of new sophisticated lighting technologies. Table 3 Main variables influencing overall appearance and phenomena of sparkle. Parameter Values for sharp luminance profile; 10 ~10 cd/(m² rad) for small "glossy points" ; <1’ 7 for large luminance alteration, > 10 cd/m² (except very small glossy points) The combined requirements mentioned above result in the development of customized luminaires ready to be integrated into multifunctional prefabricated ceiling panels. In addition a multi-criteria analysis has been defined in order to set up an overall refurbishment strategy. The research process results in the development of two main luminaires: • a suspended luminaire with advanced optic components for living/dining rooms • a LED spotlight solution called “recessed luminaire” In order to improve comfort as well as to optimize the light impact, the luminaires allows to vary intensity, correlated colour temperature (Melatonin-adapted in night times), and the light intensity distribution (varying direct-indirect component, being adaptable to the subjective users demand). Pendant (suspended luminaire) Lighting a whole room out of one single point located on the ceiling is not possible without the insurgence of glare problems. Starting from the objective to illuminate living rooms out of one single position ensuring comfort, a pendant luminaire based on an advanced lens system has been developed within iNSPiRe. The research design process has been carried out with the ambition to provide specific task-zone lighting combined with a well balanced indirect illumination and to avoid disability glare as well as sparkle discomfort effects. Thanks to a hybrid optics light engine combined with a complex surface lens system, the resulting luminaire produces a structured luminance distribution at the ceiling (atmosphere lighting) as well as a perfect non-glaring zoning on the specific task area. Almost 25% of the light which hits the plate (~ max. 1150lm) can be controlled by the spherical reflective surfaces, creating a well-balanced luminance between the indirect light homogeneously distributed by the plate and the lighting patterns. No disturbing sparkle effects are perceived by the observer in every point of the selected room area. Furthermore, multi-shadow effects are reduced and the optical design results in comfortable and controlled LIDs (luminous intensity distribution). 6 Figure 4 Rendered visualization of the pendant luminaire with wo possible patterns investigated.) Figure 5 Mock-up of the pendant luminaire (indirect and direct lighting distribution); 3D printed lens (indirect light distribution) Recessed luminaires Spheres luminaires are conceived to be installed as general lighting as well as to be applied in specific spatial zones (corridors, shelves, etc.). According with the general Bartenbach approach described in chapter 2, main peculiarity of the optical development has been to ensure highly glarefree properties. A facetted reflector technology has been optimized by the use of advanced complex surface design. Thermal tests show that due to lower temperatures because of the integration into the active panel, the efficacy and lifetime of those LED spots increase by approximately 3%. The recessed luminaire can be smoothly integrated into every kind of ceiling panel and 3D rotated of 25 degrees to allow the user the full flexibility in positioning the light source according to his/her needs without varying the anti-glare properties. Correlated color temperature can vary from 2200 to 5000K and allows to set different dynamic lighting scenaria. 7 Figure 6 Photo of a sample of the recessed luminaire: sphere of aluminium holding the reflector The recessed luminaires are particularly suitable to retrofit intervention and can be installed from the bottom side of a suspended ceiling panel. Having a diameter of max. 50 mm and a maximum height of 30 mm, spheres can be integrated in standard active ceiling available on the market. Summary Within the segment of private apartments the application of LED lamps is strongly increasing, i.e. this is reducing in general the energy consumption. But simple retrofitting is not enough to generate any added values. Numerous studies are showing the poor illumination situation in private homes and the missing awareness of this situation for the majority of those affected. With the presented research projects we demonstrate the implementation of new lighting which improves significantly the comfort and wellbeing of the inhabitants without increasing the energy consumption. In particular in Guiding Light it turns out that for conversion from conventional house lighting to LED based lighting by considering constant energy consumption more than six times as much "light flux" can be implemented (LED and luminaire efficiency of 2014), i.e. the threshold for "partial biologically active illumination" is achieved, at constant energy costs. Furthermore within Guiding Light a dynamic lighting system for residential use was successfully implemented in private homes. Within the project iNSPiRE the aim is to reduce the lighting energy consumption by at least 50% and the primary energy consumption in a building to 50kWh/m²/year although the human lighting needs are put in the foreground. In iNSPiRE this goal is achieved by considering zonal lighting design and by the development of sophisticated luminaires (pendant and recessed luminaire integrated into ceiling panels dedicated to refurbishment). Inspire shows that industrialization and development of standard components can be well combined with the production of high quality luminaires, able to ensure high comfort levels and high energy performances at a market price. Through intelligent control algorithms and daylight sensors further potential energy savings can still be lifted. However, this is associated with too much increased investment costs, and from today's perspective for private homes not yet ready for the market. Acknowledgment The project Guiding Light is funded under the European Ambient Assisted Living Joint Programme (Grand No. AAL-2011-4-033), project coordinator is Prof. Guido Kempter (University of Applied Sciences Vorarlberg, Austria). Further members of the Guiding Light consortium are: Tridonic GmbH & Co KG (Austria), Bartenbach GmbH (Austria), myVitali AG (Switzerland), Institute of Social Research and Opinion Polling O.H.G. (Italy), Youse GmbH (Germany). The project Inspire is funded under the European Commission’s 7th Framework Programme 20072013 (Grand No. 314461); project coordinator is EURAC (European Academy of Bozen/Bolzano). The authors wish to express their gratitude for this financial support. 8 References [1] http://www.statistik.at/web_de/statistiken/bevoelkerung/demographische_prognosen/index.html [2] Brabyn JA, Schneck ME, Haegerstrom-Portnoy G., and Lott L. 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