Attachment #1
List of Securities Eligible for Reduced Margin
[effective from September 13, 2016 until replaced by a subsequent list]
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 1 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
TORONTO STOCK EXCHANGE (TSX)
1ST ASSET CDNREIT UN
1ST ASSETCDN REIT AD
1ST AST US&CDALIFECO
1STAST US&CDALFECOAD
FIRST NAT'L FIN CORP
1ST NATL FIN SR 1 PR
1ST NATL FIN SR 2 PR
1STAST 1-5GVTSTBNDUN
1STAST 1-5GVTSTBNDAD
1STAST MORNCDAVAL UN
1STAST MORNCDAVAL AD
5N PLUS INC.
A&W REVENUE RYLTY UN
ABERDEEN ASIA-PACIFC
ABSOLUTE SOFTWARE J
ACADIAN TIMBER CORP.
ACASTA ENTRPR A RV J
ACTIVENERGY INCM UN
ADF GROUP INC. SV
ADVANTAGE OIL & GAS
AECON GROUP INC.
AG GROWTH INT'L INC.
AGELLAN COMMERCL UN
AGF MANAGEMENT B NV
AGNICO EAGLE MINES
AGRIUM INC.
AGT FOOD&INGREDIENTS
AIMIA INC.
AIMIA INC. SER 1 PR
AIMIA INC. SER 2 PR
AIMIA INC. SER 3 PR
AIR CANADA VOTE & VV
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
AIRBOSS OF AMERICA J
ALACER GOLD CORP. J
ALAMOS GOLD INC. J
ALARIS ROYALTY CORP.
ALEXCO RESOURCE J
ALGONQUIN PWR & UTIL
ALGONQUIN PWR A PR
ALGONQUIN PWR D PR
ALIGNVST AQUIS A JRV
ALIMENTATION CL A MV
ALIMENTATION CL B SV
ALLIED PROP. REIT UN
ALTAGAS LTD.
ALTAGAS LTD SR A PR
ALTAGAS LTD SR B PR
ALTAGAS LTD SR E PR
ALTAGAS LTD SR G PR
ALTAGAS LTD SR I PR
ALTAGAS LTD C PR USF
ALTIUS MINERALS CORP
ALTUS GROUP LIMITED
AMAYA INC. J
AMERICAN HOTL LP UN
ANDREW PELLER A NV
ANDREW PELLER LTD. B
ARC RESOURCES LTD.
ARGONAUT GOLD INC. J
ARTIS REIT UN
ARTIS REIT SER A PR
ARTIS REIT SER E PR
ARTIS REIT SER G PR
ARTIS REIT PR C US
ASANKO GOLD INC. J
RIT
RIT.A
FLI
FLI.A
FN
FN.PR.A
FN.PR.B
BXF
BXF.A
FXM
FXM.A
VNP
AW.UN
FAP
ABT
ADN
AEF.A
AEU.UN
DRX
AAV
ARE
AFN
ACR.UN
AGF.B
AEM
AGU
AGT
AIM
AIM.PR.A
AIM.PR.B
AIM.PR.C
AC
Page 2 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
BOS
ASR
AGI
AD
AXR
AQN
AQN.PR.A
AQN.PR.D
AQX.A
ATD.A
ATD.B
AP.UN
ALA
ALA.PR.A
ALA.PR.B
ALA.PR.E
ALA.PR.G
ALA.PR.I
ALA.PR.U
ALS
AIF
AYA
HOT.UN
ADW.A
ADW.B
ARX
AR
AX.UN
AX.PR.A
AX.PR.E
AX.PR.G
AX.PR.U
AKG
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
ASTONHILL VIP INCMUN
ATCO LTD. CL I NV
ATCO LTD. CL II
ATLANTIC POWER
ATLANTIC PWR EQ PR 1
ATRIUM MTG INVEST
ATS AUTOMATION TOOL
AURINIA PHARMA INC J
AUTOCANADA INC.
AVIGILON CORPORATION
B2GOLD CORP. J
BADGER DAYLIGHTING
BANK OF NOVA SCOTIA
BANK OF N S SR 19 PR
BANK OF N S SR 21 PR
BANK OF N S SR 23 PR
BANK OF N S SR 31 PR
BANK OF N S SR 34 PR
BANK OF N S SR 33 PR
BANK OF N S SR 36 PR
BANK OF N S SR 16 PR
BANK OF N S SR 17 PR
BANK OF N S SR 18 PR
BANK OF N S SR 20 PR
BANK OF N S SR 22 PR
BANK OF N S SR 30 PR
BANK OF N S SR 32 PR
BARRICK GOLD CORP
BCE INC.
BCE INC. PR SER AA
BCE INC. PR SER AB
BCE INC. PR SER AC
BCE INC. PR SER AD
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
VIP.UN
ACO.X
ACO.Y
ATP
AZP.PR.A
AI
ATA
AUP
ACQ
AVO
BTO
BAD
BNS
BNS.PR.A
BNS.PR.B
BNS.PR.C
BNS.PR.D
BNS.PR.E
BNS.PR.F
BNS.PR.G
BNS.PR.N
BNS.PR.O
BNS.PR.P
BNS.PR.Q
BNS.PR.R
BNS.PR.Y
BNS.PR.Z
ABX
BCE
BCE.PR.A
BCE.PR.B
BCE.PR.C
BCE.PR.D
BCE INC. PR SER AE
BCE INC. PR SER AF
BCE INC. PR SER AG
BCE INC. PR SER AH
BCE INC. PR SER AI
BCE INC. PR SER AJ
BCE INC. PR SER AK
BCE INC. PR SER AM
BCE INC. PR SER AN
BCE INC. PR SER AO
BCE INC. PR SER AQ
BCE INC. PR SER R
BCE INC. PR SER S
BCE INC. PR SER T
BCE INC. PR SERIES Y
BCE INC. PR SERIES Z
BIRCHCLIFF ENERGY
BIRCHCLIFF ENGY PR A
BIRCHCLIFF ENGY PR C
BIRD CONSTRUCTION
BANK OF MONTREAL
BK OF MON PR SER 14
BK OF MON PR SER 15
BK OF MON PR SER 16
BK OF MON PR SER 25
BK OF MON PR SER 17
BK OF MON PR SER 27
BK OF MON PR SER 29
BK OF MON PR SER 31
BK OF MON PR SER 33
BK OF MON PR SER 35
BLACK DIAMOND GROUP
BLACKBERRY LIMITED
Page 3 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
BCE.PR.E
BCE.PR.F
BCE.PR.G
BCE.PR.H
BCE.PR.I
BCE.PR.J
BCE.PR.K
BCE.PR.M
BCE.PR.N
BCE.PR.O
BCE.PR.Q
BCE.PR.R
BCE.PR.S
BCE.PR.T
BCE.PR.Y
BCE.PR.Z
BIR
BIR.PR.A
BIR.PR.C
BDT
BMO
BMO.PR.K
BMO.PR.L
BMO.PR.M
BMO.PR.Q
BMO.PR.R
BMO.PR.S
BMO.PR.T
BMO.PR.W
BMO.PR.Y
BMO.PR.Z
BDI
BB
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
BLUE RIBBON INCM UN
BMO AGGREGATEBND ETF
BMO CDN DIVIDEND UN
BMO COVERD CALLCDNBK
BMO COVERDUTILITY UN
BMO DJ INDUSTAVG UN
BMO EQ WGT US BANKS
BMO EQL WGT BANK ETF
BMO EQL WGT REITS UN
BMO EQL WGT UTIL ETF
BMO EQLWGHT US BKCAD
BMO EQWGT OIL&GASETF
BMO EQWGT US HEALTH
BMO EU DIVCOVCAL C-H
BMO HY US CRPHDG ETF
BMO INT'L DIV CAD UN
BMO JUNIOR GOLD ETF
BMO LADDERED PR INDX
BMO LNG FEDERAL BOND
BMO LWVLTYUSEQ CADUN
BMO LWVLTYUSEQ US UN
BMO MID CRP BOND ETF
BMO MID FED BND INDX
BMO MIDPROVBND CADUN
BMO MIDUSCRPBNDCA UN
BMO MIDUS CRPBND USF
BMO MIDUS IG HEGBND
BMO MSCI EAFE HEGCAD
BMO MSCI EAFE IDX UN
BMO MSCI EU HIQLTYUN
BMO NASDAQ EQHED ETF
BMO S&P 500 HEDG-CAD
BMO S&P/TSX COMPINDX
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
RBN.UN
ZAG
ZDV
ZWB
ZWU
ZWA
ZUB
ZEB
ZRE
ZUT
ZBK
ZEO
ZUH
ZWE
ZHY
ZDI
ZJG
ZPR
ZFL
ZLU
ZLU.U
ZCM
ZFM
ZMP
ZIC
ZIC.U
ZMU
ZDM
ZEA
ZEQ
ZQQ
ZUE
ZCN
BMO S&P500 IDXCAD UN
BMO S&P500 IDX US UN
BMO SHRT CRP BND ETF
BMO US HIGHDIVCOV UN
BMO US HIGHDIVCOV US
BMO USDIV ETF CAD UN
BMO USDIV ETF USD UN
BMO VOLATLTY CAD UN
BMTC GROUP INC.
BOARDWALK REIT UN
BOMBARDIER CL A MV
BOMBARDIER CL B SV
BOMBARDIER SER 2 PR
BOMBARDIER 6.25% PR
BOMBARDIER SER 3 PR
BONAVISTA ENERGY
BONTERRA ENERGY CORP
BORALEX INC. CL A
BOSTON PIZZA FND UN
BOYD GROUP FND TR UN
BRICK BREWING J
BRKFLD GLBINFRAS SEC
BROOKFIELD INFRAS UN
BROOKFIELD INFRAS PR
BROOKFIELD INFRASPR3
BROOKFIELD RENEW UN
BROOKFIELD RENEW PR5
BROOKFIELD RENEW PR7
BROOKFIELD RENEW PR9
BROOKFLD ASSET A LV
BROOKFLD ASSET PR 32
BROOKFLD ASSET PR 34
BROOKFLD ASSET PR 2
Page 4 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
ZSP
ZSP.U
ZCS
ZWH
ZWH.U
ZDY
ZDY.U
ZLB
GBT
BEI.UN
BBD.A
BBD.B
BBD.PR.B
BBD.PR.C
BBD.PR.D
BNP
BNE
BLX
BPF.UN
BYD.UN
BRB
BGI.UN
BIP.UN
BIP.PR.A
BIP.PR.B
BEP.UN
BEP.PR.E
BEP.PR.G
BEP.PR.I
BAM.A
BAM.PF.A
BAM.PF.B
BAM.PR.B
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
BROOKFLD ASSET PR 36
BROOKFLD ASSET PR 4
BROOKFLD ASSET PR 37
BROOKFLD ASSET PR 38
BROOKFLD ASSET PR 8
BROOKFLD ASSET PR 40
BROOKFLD ASSET PR 42
BROOKFLD ASSET PR 9
BROOKFLD ASSET PR 44
BROOKFLD ASSET PR 13
BROOKFLD ASSET PR 17
BROOKFLD ASSET PR 18
BROOKFLD ASSET PR 24
BROOKFLD ASSET PR 26
BROOKFLD ASSET PR 28
BROOKFLD ASSET PR 30
BROOKFLD CDA OFFICE
BROOKFLD OFFICE PR N
BROOKFLD OFFICE PR R
BROOKFLD PPTY LP UN
BROOKFLD SELCT OPPOR
BRP INC. SV
BTB REIT UN
CAE INC.
CALLIDUS CAP CORP
CAMECO CORPORATION
CANACCORD GENUITY
CANACCORD GEN A PR
CANACCORD GEN C PR
CANACOL ENERGY J
CANADIAN NATURAL RES
CANADIAN TIRE CORP
CANADIAN TIRE A NV
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
BAM.PF.C
BAM.PR.C
BAM.PF.D
BAM.PF.E
BAM.PR.E
BAM.PF.F
BAM.PF.G
BAM.PR.G
BAM.PF.H
BAM.PR.K
BAM.PR.M
BAM.PR.N
BAM.PR.R
BAM.PR.T
BAM.PR.X
BAM.PR.Z
BOX.UN
BPO.PR.N
BPO.PR.R
BPY.UN
BSO.UN
DOO
BTB.UN
CAE
CBL
CCO
CF
CF.PR.A
CF.PR.C
CNE
CNQ
CTC
CTC.A
CANAM GROUP INC.
CANFOR CORPORATION
CANFOR PULP PRODUCTS
CANOE EIT INCOME UN
CANSO CREDIT A UN
CANWEL BUILDING GRP
CANYON SERVICES GRP
CAPITAL POWER CORP.
CAPITAL PWR SER 1 PR
CAPITAL PWR SER 3 PR
CAPITAL PWR SER 5 PR
CARA OPERATIONS SV
CARDINAL ENERGY J
CARDIOME PHARMA CORP
CARGOJET INC.
CARGOJET INC. VV
CARMANAH TECH CORP.
CASCADES INC.
CCL INDUSTRIES CL A
CCL INDUSTRIES CL B
CDN APARTMENT TR UN
CDN ENERGY SERV&TECH
CDN IMPERIAL BANK
CDN IMP BK SER 39 PR
CDN IMP BK SER 41 PR
CDN IMP BK SER 43 PR
CDN LIFE COSPLT PR12
CDN NAT'L RAILWAY
CDN PACIFIC RAILWAY
CDN REAL ESTATE UN
CDN UTILITIES A NV
CDN UTILITIES CL B
CDN UTIL 2ND PR Y
Page 5 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
CAM
CFP
CFX
EIT.UN
PBY.UN
CWX
FRC
CPX
CPX.PR.A
CPX.PR.C
CPX.PR.E
CAO
CJ
COM
CJT
CJT.A
CMH
CAS
CCL.A
CCL.B
CAR.UN
CEU
CM
CM.PR.O
CM.PR.P
CM.PR.Q
LFE.PR.B
CNR
CP
REF.UN
CU
CU.X
CU.PR.C
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
CDN UTIL 2ND PR AA
CDN UTIL 2ND PR BB
CDN UTIL 2ND PR CC
CDN UTIL 2ND PR DD
CDN UTIL 2ND PR EE
CDN UTIL 2ND PR FF
CDN WSTRN BANK
CDN WSTRN BK SR 5 PR
CDN WSTRN BK SR 7 PR
CELESTICA INC SV
CENOVUS ENERGY INC.
CENTAMIN PLC. ORD
CENTERRA GOLD INC.
CENTRAL FUND CL A NV
CENTRAL FUND A NV US
CGI GROUP CL A SV
CHARTWELL RETIRE UN
CHEMTRADE LOGISTC UN
CHESSWOOD GROUP LTD.
CHINA GLD INTL RES J
CHOICE PPTY REIT UN
CHORUS AVIATION V&VV
CI FINANCIAL CORP.
CINEPLEX INC.
CIPHER PHARMA J
CLEARWATER SEAFOODS
COGECO COMMUN INC SV
COLLIERS INTL GRP SV
COMINAR REAL EST UN
COMPUTER MODELLING J
CONCORDIA INT'L J
CONIFEX TIMBER INC.
CONSTELLATION SOFTWR
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
CU.PR.D
CU.PR.E
CU.PR.F
CU.PR.G
CU.PR.H
CU.PR.I
CWB
CWB.PR.B
CWB.PR.C
CLS
CVE
CEE
CG
CEF.A
CEF.U
GIB.A
CSH.UN
CHE.UN
CHW
CGG
CHP.UN
CHR
CIX
CGX
CPH
CLR
CCA
CIG
CUF.UN
CMG
CXR
CFF
CSU
CONTINENTAL GOLD J
CORUS ENTERTNMNT B
COTT CORPORATION
CRESCENT POINT CORP.
CREW ENERGY INC.
CRH MEDICAL CORP. J
CRIUS ENERGY TR UN
CROMBIE REAL EST UN
CT RL EST INVEST UN
DESCARTES SYSTEMS
DETOUR GOLD CORP J
DH CORPORATION
DHX MEDIA LTD. VV
DHX MEDIA LTD.
DIRECTCASH PAYMENTS
DIRTT ENV SOLUTION J
DIV GROWTH SPLT CL A
DIV GROWTH SPLIT PR
DIVERS RYLTY CORP. J
DIVIDEND 15 SPLT A
DIVIDEND 15 SPLT PR
DIVIDEND 15SPLIT 2 A
DIVIDEND 15SPLT 2 PR
DOLLARAMA INC.
DOMINION DIAMOND
DOMTAR CORPORATION
DOREL IND INC A MV
DOREL IND INC B SV
DREAM GLOBAL REIT UN
DREAM HRD ASETALT UN
DREAM INDUSTRL REIT
DREAM OFFICE REIT UN
DREAM UNLTD CL A SV
Page 6 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
CNL
CJR.B
BCB
CPG
CR
CRH
KWH.UN
CRR.UN
CRT.UN
DSG
DGC
DH
DHX.A
DHX.B
DCI
DRT
DGS
DGS.PR.A
DIV
DFN
DFN.PR.A
DF
DF.PR.A
DOL
DDC
UFS
DII.A
DII.B
DRG.UN
DRA.UN
DIR.UN
D.UN
DRM
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
DREAM UNLTD 1ST PR
DUNDEE CORP. CL A SV
DUNDEE CORP. PR 2
DUNDEE CORP 1ST PR 3
DUNDEE CORP PR 5
DUNDEE PRECIOUS MTL
DYNACOR GOLD MINES J
ECHELON FIN HLDGS
ELDORADO GOLD CORP.
ELEMENT FIN CORP.
ELEMENT FIN PR A
ELEMENT FIN PR C
ELEMENT FIN PR E
ELEMENT FIN PR G
EMERA INCORPORATED
EMERA INC. SER A PR
EMERA INC. SER B PR
EMERA INC. SER C PR
EMERA INC. SER E PR
EMERA INC. SER F PR
EMPIRE CO CL A NV
ENBRIDGE INC.
ENBRIDGE SER 9 PR
ENBRIDGE 5.50% PR
ENBRIDGE INC SR B PR
ENBRIDGE SER 11 PR
ENBRIDGE INC SR D PR
ENBRIDGE SER 13 PR
ENBRIDGE INC SR F PR
ENBRIDGE SER 15 PR
ENBRIDGE INC SR H PR
ENBRIDGE SER 7 PR
ENBRIDGE INC SR N PR
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
DRM.PR.A
DC.A
DC.PR.B
DC.PR.D
DC.PR.E
DPM
DNG
EFH
ELD
EFN
EFN.PR.A
EFN.PR.C
EFN.PR.E
EFN.PR.G
EMA
EMA.PR.A
EMA.PR.B
EMA.PR.C
EMA.PR.E
EMA.PR.F
EMP.A
ENB
ENB.PF.A
ENB.PR.A
ENB.PR.B
ENB.PF.C
ENB.PR.D
ENB.PF.E
ENB.PR.F
ENB.PF.G
ENB.PR.H
ENB.PR.J
ENB.PR.N
ENBRIDGE INC SR P PR
ENBRIDGE INC SR R PR
ENBRIDGE SER L US PR
ENBRIDGE SR J US PR
ENBRIDGE SER 5 US PR
ENBRIDGE SER 1 US PR
ENBRIDGE SER 3 PR
ENBRIDGE INCM HLDGS
ENCANA CORPORATION
ENDEAVOUR MINING ORD
ENDEAVOUR SILVER J
ENERCARE INC.
ENERFLEX LTD.
ENERGY FUELS INC. J
ENERPLUS CORPORATION
ENGHOUSE SYSTEMS LTD
ENSIGN ENGY SERVICES
EPSILON ENERGY LTD J
EQUITABLE GROUP INC.
EQUITABLE GRP PR 3
ESPIAL GROUP INC. J
EVERTZ TECHNOLOGIES
EXCHANGE INCOME CORP
EXCO TECHNOLOGIES
EXFO INC. SV
EXTENDICARE INC.
FAIRFAX FINANCIAL SV
FAIRFAX FIN SV USF
FAIRFAX FIN SER C PR
FAIRFAX FIN SER D PR
FAIRFAX FIN SER E PR
FAIRFAX FIN SER F PR
FAIRFAX FIN SER G PR
Page 7 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
ENB.PR.P
ENB.PR.T
ENB.PF.U
ENB.PR.U
ENB.PF.V
ENB.PR.V
ENB.PR.Y
ENF
ECA
EDV
EDR
ECI
EFX
EFR
ERF
ESL
ESI
EPS
EQB
EQB.PR.C
ESP
ET
EIF
XTC
EXF
EXE
FFH
FFH.U
FFH.PR.C
FFH.PR.D
FFH.PR.E
FFH.PR.F
FFH.PR.G
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
FAIRFAX FIN SER H PR
FAIRFAX FIN SER I PR
FAIRFAX FIN SER J PR
FAIRFAX FIN SER K PR
FAIRFAX FIN SER M PR
FAIRFAX INDIA SV USF
FIERA CAPITAL A SV
FINANCIAL 15 SPLT A
FINANCIAL 15 SPLT PR
FINNING INT'L INC.
FIRM CAP MTG INVEST
FIRST CAPITAL REALTY
FIRST MAJESTIC J
FIRSTSERVICE CORP SV
FORTIS INC.
FORTIS INC. 1ST PR E
FORTIS INC. 1ST PR F
FORTIS INC. 1ST PR G
FORTIS INC. 1ST PR H
FORTIS INC.1ST PR I
FORTIS INC. 1ST PR J
FORTIS INC. 1ST PR K
FORTIS INC. 1ST PR M
FORTUNA SILVER MINES
FRANCO-NEVADA CORP.
FREEHOLD ROYALTIES
GAMEHOST INC.
GDI INTEGRATED SV J
GENERAL MOTORS CO US
GENWORTH MI CANADA
GIBSON ENERGY INC
GILDAN ACTIVEWEAR
GLBL HEALTHCAREDVDFD
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
FFH.PR.H
FFH.PR.I
FFH.PR.J
FFH.PR.K
FFH.PR.M
FIH.U
FSZ
FTN
FTN.PR.A
FTT
FC
FCR
FR
FSV
FTS
FTS.PR.E
FTS.PR.F
FTS.PR.G
FTS.PR.H
FTS.PR.I
FTS.PR.J
FTS.PR.K
FTS.PR.M
FVI
FNV
FRU
GH
GDI
GMM.U
MIC
GEI
GIL
GHC.UN
GLOBAL HEALTHCARE UN
GLOBAL RLESTDIVGROEQ
GLOBAL WATER RES
GLUSKIN SHEFF + ASSC
GMP CAPITAL INC.
GMP CAPITAL SER B PR
GMP CAPITAL SER C PR
GOEASY LTD.
GOLDCORP INC.
GRAN TIERRA ENERGY J
GRANITE OIL CORP. J
GRANITE RL EST TR UN
GREAT CDN GAMING
GT PANTHER SILVER J
GREAT-WEST LIFECO
GT-WEST LIFECO PR F
GT-WEST LIFECO PR G
GT-WEST LIFECO PR H
GT-WEST LIFECO PR I
GT-WEST LIFECO PR L
GT-WEST LIFECO PR M
GT-WEST LIFECO PR N
GT-WEST LIFECO PR O
GT-WEST LIFECO PR P
GT-WEST LIFECO PR Q
GT-WEST LIFECO PR R
GT-WEST LIFECO PR S
GUYANA GOLDFIELDS J
H&R RL EST STAPLE UN
HARDWOODS DIST INC.
HEALTHCARE LDRINCMUN
HELIX BIOPHARMA
HEROUX-DEVTEK INC.
Page 8 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
HIG.UN
GRL
GWR
GS
GMP
GMP.PR.B
GMP.PR.C
GSY
G
GTE
GXO
GRT.UN
GC
GPR
GWO
GWO.PR.F
GWO.PR.G
GWO.PR.H
GWO.PR.I
GWO.PR.L
GWO.PR.M
GWO.PR.N
GWO.PR.O
GWO.PR.P
GWO.PR.Q
GWO.PR.R
GWO.PR.S
GUY
HR.UN
HWD
HHL.UN
HBP
HRX
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
HIGH ARCTIC ENGY INC
HIGH LINER FOODS INC
HOME CAPITAL GROUP
HORIZN ACTCDNMUNBD E
HORIZN ACTCDNMUNBDAD
HORIZON BETA60BEAR A
HORIZON BETA60BULL A
HORIZON CRDOIL BL+UN
HORIZON HIGHYLDBND E
HORIZON HIGHYLDBNDAD
HORIZON S&P/TSX60 A
HORIZON S&P/TSX60 US
HORIZONS S&P500 UN
HORIZON S&P500 US UN
HORIZON US$ CUR A UN
HORIZON US$CUR A USF
HORIZON CORPBND E UN
HORIZONS CORPBND ADV
HORIZON FLTGRTBND UN
HORIZONS FLTGBND ADV
HORIZON GLBLDIV E UN
HORIZONS GLBLDIV ADV
HORIZON PREF CL E UN
HORIZONS PREF ADV UN
HORIZON SEASONL E UN
HORIZONS SEASONL ADV
HUDBAY MINERALS INC.
HUDSON'S BAY COMPANY
HUSKY ENERGY INC.
HUSKY ENERGY SR 1 PR
HUSKY ENERGY SR 2 PR
HUSKY ENERGY SR 3 PR
HUSKY ENERGY SR 5 PR
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
HWO
HLF
HCG
HMP
HMP.A
HXD
HXU
HOU
HYI
HYI.A
HXT
HXT.U
HXS
HXS.U
DLR
DLR.U
HAB
HAB.A
HFR
HFR.A
HAZ
HAZ.A
HPR
HPR.A
HAC
HAC.A
HBM
HBC
HSE
HSE.PR.A
HSE.PR.B
HSE.PR.C
HSE.PR.E
HUSKY ENERGY SR 7 PR
HYDRO ONE LIMITED
IAMGOLD CORPORATION
IBI GROUP INC.
IGM FINANCIAL INC.
IGM FINANCIAL B PR
IMPERIAL METALS CORP
IMPERIAL OIL LTD.
IMVESCOR RESTAURANT
INDEXPLUS INCOME UN
INDSTRL ALLIANCE INS
INDSTRL ALLIANCEPR B
INDSTRL ALLIANCEPR G
INNERGEX RENEW ENGY
INNERGEX RENEW PR A
INNERGEX RENEW PR C
INNVEST REIT UNITS
INOVALIS REIT UN
INTACT FIN CORP.
INTACT FIN A SER 1
INTACT FIN A SER 3
INTELLIPHARMA INTL J
INTER PIPELINE LTD.
INTERFOR CORPORATION
INTERRENT REIT UN J
INTERTAIN GRP LTD J
INTERTAPE POLYMER
ISHARE CDN HYBRD BND
ISHARE CDN RLRET BND
ISHR CDNDIVARISTO UN
ISHARE CDNDIVARISTAD
ISHARE DIVRS MO INCM
ISHARE GLDBULHDGD UN
Page 9 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
HSE.PR.G
H
IMG
IBG
IGM
IGM.PR.B
III
IMO
IRG
IDX.UN
IAG
IAG.PR.A
IAG.PR.G
INE
INE.PR.A
INE.PR.C
INN.UN
INO.UN
IFC
IFC.PR.A
IFC.PR.C
I
IPL
IFP
IIP.UN
IT
ITP
XHB
XRB
CDZ
CDZ.A
XTR
CGL
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
ISHARE GLDBUL NN-HDG
ISHARE INTLFNDMNT UN
ISHARE INTLFNDMNT AD
ISHARE MSCI EAFE IDX
ISHARE MSCIMINVLEAFE
ISHARE SP/TSX SMLCAP
ISHARE US DIVGROW UN
ISHARE US DIVGRO ADV
ISHARE US HIGHDIV EQ
ISHARES CDN CORP BND
ISHARES CDN GOVT BND
ISHARES CDNFINMO UN
ISHARES CDNFINMO ADV
ISHARES CDNPREF UN
ISHARES CDNPREF ADV
ISHARES CONSUMR STPL
ISHARES CONVBOND UN
ISHARES CONVBOND ADV
ISHARES CORE S&P 500
ISHARES CORESP500IDX
ISHARES JAPFNDMNT UN
ISHARES JAPFNDMNTLAD
ISHARES US HIYLD BND
ISHARES US SMALL CAP
ISHR CDN UNIVERS BND
ISHR CORE EMRGMKTIMI
ISHR CORECDNLT BNDUN
ISHR CORECDNSHMPLBND
ISHR COREHICDNBND UN
ISHR COREHICDNBND AD
ISHR COREMSCI AC WEX
ISHR CORESP/TSX DIV
ISHR CORMSCIEAFE IMI
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
CGL.C
CIE
CIE.A
XIN
XMI
XCS
CUD
CUD.A
XHD
XCB
XGB
FIE
FIE.A
CPD
CPD.A
XST
CVD
CVD.A
XSP
XUS
CJP
CJP.A
XHY
XSU
XBB
XEC
XLB
XSH
XQB
XQB.A
XAW
XEI
XEF
ISHR MSCI EU IMI CAD
ISHR MSCI EU IMI IDX
ISHR S&P USMDCPCADHG
ISHRE 1-10CORPBND UN
ISHRE 1-10CORPBND AD
ISHRE 1-5 CORPBND UN
ISHRE 1-5CORPBND AD
ISHRE 1-5 GOVTBND UN
ISHRE 1-5 GOVTBND AD
ISHRE CDN SH TRM BND
JEAN COUTU GROUP SV
JUST ENERGY GROUP
K-BRO LINEN INC.
KEG ROYALTIES FND UN
KELT EXPL LTD. J
KEYERA CORP.
KILLAM APT REIT UN J
KINAXIS INC. J
KINROSS GOLD CORP.
KIRKLAND LAKE GLD J
KLONDEX MINES LTD. J
KNIGHT THERAPEUTICS
LABRADOR IRON ORE
LAURENTIAN BK OF CAN
LAURENTIAN BK PR 11
LAURENTIAN BK PR 13
LAURENTIAN BK PR 15
LIFE & BANC SPLIT A
LIFE & BANC SPLIT PR
LINAMAR CORPORATION
LIQUOR STORES NA LTD
LOBLAW COMPANIES LTD
LOBLAW CO. SER B PR
Page 10 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
XEH
XEU
XMH
CBH
CBH.A
CBO
CBO.A
CLF
CLF.A
XSB
PJC.A
JE
KBL
KEG.UN
KEL
KEY
KMP.UN
KXS
K
KGI
KDX
GUD
LIF
LB
LB.PR.F
LB.PR.H
LB.PR.J
LBS
LBS.PR.A
LNR
LIQ
L
L.PR.B
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
LUCARA DIAMOND J
LUMENPULSE INC. J
LUNDIN GOLD INC. J
LUNDIN MINING CORP
MACDONALD DETTWILER
MAG SILVER CORP. J
MAGELLAN AEROSPACE
MAGNA INT'L INC.
MAJOR DRILLING GROUP
MANITOBA TELECOM
MANULIFE FINANCIAL
MANULIFE FIN SR 2 PR
MANULIFE FIN A PR 3
MANULIFE FIN SR 3 PR
MANULIFE FIN SR 5 PR
MANULIFE FIN SR 7 PR
MANULIFE FIN SR 9 PR
MANULIFE FIN SR11 PR
MANULIFE FIN SR13 PR
MANULIFE FIN SR15 PR
MANULIFE FIN SR17 PR
MANULIFE FIN SR19 PR
MANULIFE FIN SR21 PR
MANULIFE FIN SR 4 PR
MANULIFE FLTGRTLN UN
MANULIFE US REGNL UN
MAPLE LEAF FOODS INC
MARTINREA INT'L INC.
MCAN MORTGAGE CORP.
MCEWEN MINING INC. J
MCEWEN-MINERA EXCH J
MEDICAL FACILITIES
MERCER INT'L INC. US
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
LUC
LMP
LUG
LUN
MDA
MAG
MAL
MG
MDI
MBT
MFC
MFC.PR.B
MFC.PR.C
MFC.PR.F
MFC.PR.G
MFC.PR.H
MFC.PR.I
MFC.PR.J
MFC.PR.K
MFC.PR.L
MFC.PR.M
MFC.PR.N
MFC.PR.O
MFC.PR.P
MFR.UN
MBK.UN
MFI
MRE
MKP
MUX
MAQ
DR
MRI.U
METHANEX CORPORATION
METRO INC.
MILESTONE APTREIT UN
MINT INCME FND TR UN
MITEL NETWORKS CORP.
MORGUARD NA REIT UN
MORGUARD REAL EST UN
MORNEAU SHEPELL INC.
MOUNTAIN PROVINCE J
MTY FOOD GROUP INC.
MULLEN GROUP LTD.
N.A. ENERGY PARTNERS
NAT'L BANK OF CANADA
NAT'L BANK SER 36 PR
NAT'L BANK SER 28 PR
NAT'L BANK SER 30 PR
NAT'L BANK SER 32 PR
NAT'L BANK SER 34 PR
NEVSUN RESOURCES J
NEW FLYER INDUSTRIES
NEW GOLD INC.
NEWALTA CORPORATION
NEWMARKET GOLD INC J
NORANDA INCM PRIORUN
NORBORD INC.
NORTH WEST COMPANY
NORTHLAND POWER INC.
NORTHLAND PWR PR 1
NORTHLAND PWR PR 2
NORTHLAND PWR PR 3
NORTHRN BLIZZARD RES
NOVADAQ TECH INC. J
NOVAGOLD RESOURCES J
Page 11 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
MX
MRU
MST.UN
MID.UN
MNW
MRG.UN
MRT.UN
MSI
MPV
MTY
MTL
NOA
NA
NA.PR.A
NA.PR.Q
NA.PR.S
NA.PR.W
NA.PR.X
NSU
NFI
NGD
NAL
NMI
NIF.UN
OSB
NWC
NPI
NPI.PR.A
NPI.PR.B
NPI.PR.C
NBZ
NDQ
NG
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
NTHVIEW APT REIT UN
NUVISTA ENERGY LTD.
NUVO PHARMACEUTICALS
NW HEALTHCARE UN
OCEANAGOLD CORP.
OCP CREDIT STGY UN
OCP SENIOR CREDIT UN
ONEREIT UN
ONEX CORPORATION SV
OPEN TEXT CORP
OROCOBRE LTD. ORD J
OSISKO GLD ROYALTY
OVIVO INC. CL A SV
OVIVO INC. CL B MV
PAINTED PONY PETE J
PAN AMERICAN SILVER
PAREX RESOURCES J
PARKLAND FUEL CORP.
PASON SYSTEMS INC.
PATTERN ENERGY GRP A
PEMBINA PIPELINE
PEMBINA PIPE SR 1 PR
PEMBINA PIPE SR 3 PR
PEMBINA PIPE SR 5 PR
PEMBINA PIPE SR 7 PR
PEMBINA PIPE SR 9 PR
PEMBINA PIPE PR 11
PEMBINA PIPE PR 13
PENGROWTH ENERGY
PEYTO EXPL & DEV
PICTON MAHONEY A UN
PIMCO GBL INCMOPP UN
PIZZA PIZZA ROYALTY
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
NVU.UN
NVA
NRI
NWH.UN
OGC
OCS.UN
OSL.UN
ONR.UN
OCX
OTC
ORL
OR
OVI.A
OVI.B
PPY
PAA
PXT
PKI
PSI
PEG
PPL
PPL.PR.A
PPL.PR.C
PPL.PR.E
PPL.PR.G
PPL.PR.I
PPL.PR.K
PPL.PR.M
PGF
PEY
PMB.UN
PGI.UN
PZA
PLAZA RETAIL REIT UN
POLARIS INFRAS J
POTASH CORP OF SASK
POWER CORP OF CDA SV
POWER CORP 5.6% PR A
POWER CORP 5.35% PR
POWER CORP 5.80% PR
POWER CORP 5.00% PR
POWER CORP PART. PR
POWER CORP SR861STPR
POWER CORP 5.6% PR G
POWER FINANCIAL CORP
POWER FINANCIAL PR A
POWER FINANCIAL PR D
POWER FIN 5.25% PR E
POWER FIN 5.90% PR F
POWER FIN 5.75% PR H
POWER FIN 6% PR I
POWER FIN 4.95% PR K
POWER FIN 5.10% PR L
POWER FIN 5.80% PR O
POWER FIN 4.40% PR P
POWER FINANCIAL PR Q
POWER FIN 5.50% PR R
POWER FIN 4.80% PR S
POWER FIN 4.20% PR T
PRAIRIESKY ROYALTY
PRECIOUS MTL&MINE UN
PRECISION DRILL CORP
PREMIER GOLD MINES J
PREMIUM BRANDS HLDGS
PREMIUM INCOME CL A
PREMIUM INCOME PR
Page 12 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
PLZ.UN
PIF
POT
POW
POW.PR.A
POW.PR.B
POW.PR.C
POW.PR.D
POW.PR.E
POW.PR.F
POW.PR.G
PWF
PWF.PR.A
PWF.PR.E
PWF.PR.F
PWF.PR.G
PWF.PR.H
PWF.PR.I
PWF.PR.K
PWF.PR.L
PWF.PR.O
PWF.PR.P
PWF.PR.Q
PWF.PR.R
PWF.PR.S
PWF.PR.T
PSK
MMP.UN
PD
PG
PBH
PIC.A
PIC.PR.A
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
PRETIUM RESOURCES J
PRIMERO MINING CORP.
PROMETIC LIFE J
PULSE SEISMIC INC.
PURE INDUSTRIAL UN
PURE TECH LTD. J
PURPOSE CORE DIV FND
PURPOSE HIGH INTSVGS
PWRSHARES CORPBND UN
PWRSHR HY CORPBND UN
PWRSHR LOWVOL CH IDX
QUEBECOR INC CL A MV
QUEBECOR INC CL B SV
RAGING RIVER EXPL
RBC QUANTEAFE DIV UN
RBC QUANTEAFE DIV US
RDM CORPORATION J
REITMAN'S CANADA
REITMAN'S CDA A NV
RESOLUTE FOREST PROD
RESTAURANT BRND INTL
RICHELIEU HARDWARE
RICHMONT MINES
RIOCAN RL EST TR UN
RIOCAN REIT SER C PR
RITCHIE BROS AUCTION
ROCKY MTN DEALERSHIP
ROGERS COMM CL A
ROGERS COMM CL B NV
ROGERS SUGAR INC.
ROYAL BANK OF CANADA
ROYAL BANK PR SER AA
ROYAL BANK PR SER AB
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
PVG
P
PLI
PSD
AAR.UN
PUR
PDF
PSA
PSB
PFH
ULV
QBR.A
QBR.B
RRX
RID
RID.U
RC
RET
RET.A
RFP
QSR
RCH
RIC
REI.UN
REI.PR.C
RBA
RME
RCI.A
RCI.B
RSI
RY
RY.PR.A
RY.PR.B
ROYAL BANK PR SER AC
ROYAL BANK PR SER AD
ROYAL BANK PR SER AE
ROYAL BANK PR SER AF
ROYAL BANK PR SER AG
ROYAL BANK PR SER BB
ROYAL BANK PR SER AJ
ROYAL BANK PR SER BD
ROYAL BANK PR SER AK
ROYAL BANK PR SER AL
ROYAL BANK PR SER BF
ROYAL BANK PR SER BH
ROYAL BANK PR SER BI
ROYAL BANK PR SER BJ
ROYAL BANK PR SER BK
ROYAL BANK PR SER BM
ROYAL BANK PR SER W
ROYAL BANK PR SER AZ
RUSSEL METALS INC.
RY CDN MINT-GOLD ETR
RY CDN MINT-GOLD USF
SANDSTORM GOLD LTD.
SANDVINE CORP J
SAPUTO INC.
SAVARIA CORP. J
SCITI TRUST TRANS UN
SEABRIDGE GOLD INC J
SEARS CANADA INC
SECURE ENERGY SERV J
SEMAFO INC. J
SENTRY PRIME METAL A
SEVEN GENERATIONS A
SHAW COMM CL B NV
Page 13 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
RY.PR.C
RY.PR.D
RY.PR.E
RY.PR.F
RY.PR.G
RY.PR.H
RY.PR.I
RY.PR.J
RY.PR.K
RY.PR.L
RY.PR.M
RY.PR.N
RY.PR.O
RY.PR.P
RY.PR.Q
RY.PR.R
RY.PR.W
RY.PR.Z
RUS
MNT
MNT.U
SSL
SVC
SAP
SIS
SIN.UN
SEA
SCC
SES
SMF
PME
VII
SJR.B
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
SHAW COMM CL 2 PR A
SHAW COMM CL 2 PR B
SHAWCOR LTD.
SHOPIFY INC A SV
SIENNA SENIOR LIVING
SIERRA WIRELESS
SILVER STANDARD RES
SILVER WHEATON CORP.
SILVERCORP METALS J
SIRIUS XM CDA A SV J
SLATE OFFICE REIT UN
SLATE RETAIL CAD UN
SLATE RETAIL CL U UN
SLEEP CNTRY CDA HLDG
SMART REIT TR VV UN
SNC - LAVALIN GROUP
SOLIUM CAPITAL INC J
SPARTAN ENGY CORP J
SPIN MASTER CORP SV
SPROTT INC.
SPROTT PHY SILVER US
SR SECURED FLTGLN UN
STANTEC INC.
STELLA-JONES INC.
STINGRAY DIGIT SV
STINGRAY DGT VARY SV
STUART OLSON INC.
STUDENT TRANSPORT
SUMMIT IND REIT UN J
SUN LIFE FIN INC.
SUN LIFE FIN PR A
SUN LIFE FIN SER2 PR
SUN LIFE FIN SER3 PR
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
SJR.PR.A
SJR.PR.B
SCL
SH
SIA
SW
SSO
SLW
SVM
XSR
SOT.UN
SRT.UN
SRT.U
ZZZ
SRU.UN
SNC
SUM
SPE
TOY
SII
PHS.U
FRL.UN
STN
SJ
RAY.A
RAY.B
SOX
STB
SMU.UN
SLF
SLF.PR.A
SLF.PR.B
SLF.PR.C
SUN LIFE FIN SER4 PR
SUN LIFE FIN SER5 PR
SUN LIFE FIN SR8R PR
SUN LIFE FIN 10R PR
SUN LIFE FIN 12R PR
SUN LIFE FIN 9QR PR
SUNCOR ENERGY INC.
SUNOPTA, INC.
SUPERIOR PLUS CORP.
SUPREMEX INC.
SURGE ENERGY INC. J
SYMPHONY FLTGLOAN UN
T.D. BANK
T.D. BANK SER 1 PR
T.D. BANK SER 3 PR
T.D. BANK SER 5 PR
T.D. BANK SER 7 PR
T.D. BANK SER 9 PR
T.D. BANK SER 11 PR
T.D. BANK SER 12 PR
T.D. BANK SER S PR
T.D. BANK SER T PR
T.D. BANK SER Y PR
T.D. BANK SER Z PR
TAHOE RESOURCES J
TAMARACK VALL ENGY J
TECK RES CL A MV
TECK RES CL B SV
TECSYS INC. J
TELUS CORPORATION
TEN PEAKS COFFEE
TERAGO INC.
THERATECHNOLOGIES
Page 14 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
SLF.PR.D
SLF.PR.E
SLF.PR.G
SLF.PR.H
SLF.PR.I
SLF.PR.J
SU
SOY
SPB
SXP
SGY
SSF.UN
TD
TD.PF.A
TD.PF.B
TD.PF.C
TD.PF.D
TD.PF.E
TD.PF.F
TD.PF.G
TD.PR.S
TD.PR.T
TD.PR.Y
TD.PR.Z
THO
TVE
TCK.A
TCK.B
TCS
T
TPK
TGO
TH
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
THOMSON REUTERS CORP
THOMSON REUTER PR II
TIMBERCREEK FIN CORP
TMAC RESOURCES INC J
TMX GROUP LIMITED
TORC OIL & GAS LTD.
TOREX GOLD RES J
TOROMONT INDUSTRIES
TOTAL ENGY SERV INC.
TOURMALINE OIL CORP.
TRANSALTA CORP.
TRANSALTA SER A PR
TRANSALTA SER B PR
TRANSALTA SER C PR
TRANSALTA SER E PR
TRANSALTA SER G PR
TRANSALTA RENEWABLE
TRANSAT A.T. V & VV
TRANSCAN CORPORATION
TRANSCAN CORP PR 1
TRANSCAN CORP PR 3
TRANSCAN CORP PR 5
TRANSCAN CORP PR 7
TRANSCAN CORP PR 9
TRANSCAN CORP PR 2
TRANSCAN CORP PR 11
TRANSCAN CORP PR 4
TRANSCAN CORP PR 6
TRANSCAN CORP PR 13
TRANSCONTINENTL A SV
TRANSCONTINENTL B MV
TRANSFORCE INC.
TRANSGLOBE ENERGY J
Compiled by the Investment Industry Regulatory
Organization of Canada
Symbol
Description
TRI
TRI.PR.B
TF
TMR
X
TOG
TXG
TIH
TOT
TOU
TA
TA.PR.D
TA.PR.E
TA.PR.F
TA.PR.H
TA.PR.J
RNW
TRZ
TRP
TRP.PR.A
TRP.PR.B
TRP.PR.C
TRP.PR.D
TRP.PR.E
TRP.PR.F
TRP.PR.G
TRP.PR.H
TRP.PR.I
TRP.PR.J
TCL.A
TCL.B
TFI
TGL
TREE ISLAND STEEL
TREZ CAP MTG INVST A
TREZ CAPSNRMTG INV A
TRICON CAPITAL GROUP
TRILOGY ENERGY CORP.
TRINIDAD DRILLING
TRUE NTHCOMMERCL JUN
TSO3 INC. J
TURQUOISE HILL RES
UNI-SELECT INC.
URANIUM PARTICIPATE
URBANA CORPORATION
URBANA CORP. CL A NV
US DIVIDEND GROW EQ
VALENER INC.
VALENER INC. SR A PR
VANGRD DEV US CA-HEG
VANGUARD CDAALLCAPUN
VANGUARD CDN AGR BND
VANGUARD CDN S-T BND
VANGUARD EXNA IDX UN
VANGUARD FTSE CDAIDX
VANGUARD FTSE DIVYLD
VANGUARD FTSEEMRGMKT
VANGUARD FTSEGLOBECA
VANGUARD S&P500 C-HG
VANGUARD S&P500 INDX
VANGUARD S-T CRPBOND
VANGUARD US MKTIDXUN
VANGUARD US TOTMKTUN
VECIMA NETWORKS INC.
VERESEN INC.
VERESEN INC SER A PR
Page 15 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
Attachment #1
Symbol
TSL
TZZ
TZS
TCN
TET
TDG
TNT.UN
TOS
TRQ
UNS
U
URB
URB.A
US
VNR
VNR.PR.A
VEF
VCN
VAB
VSB
VIU
VCE
VDY
VEE
VXC
VSP
VFV
VSC
VUN
VUS
VCM
VSN
VSN.PR.A
June 30, 2016
List of Securities Eligible for Reduced Margin
Description
VERESEN INC SER C PR
VERESEN INC SER E PR
VERMILION ENERGY INC
VOYA FLTGRT SR US UN
VOYA FLTGRTE SR A UN
WAJAX CORPORATION
WEST FRASER TIMBER
WESTERN ENERGY SERV
WESTERN FOREST PROD
WESTJET AIRLINE VV&V
WESTON GEORGE
WESTON GEORGE 1 PR
WESTON GEORGE III PR
WESTON GEORGE IV PR
WESTON GEORGE V PR
WESTPORT FUEL SYS
WESTSHORE TERMINALS
WHISTLER BLACKCOMB
WHITECAP RESOURCES J
WI-LAN INC.
WINPAK LIMITED
WPT INDUSTRL REIT US
WSP GLOBAL INC.
XTREME DRILLING J
YAMANA GOLD INC.
YELLOW PAGES LIMITED
YIELDPLUS INCOME UN
ZCL COMPOSITES INC
Symbol
Description
VSN.PR.C
VSN.PR.E
VET
ISL.U
ISL.UN
WJX
WFT
WRG
WEF
WJA
WN
WN.PR.A
WN.PR.C
WN.PR.D
WN.PR.E
WPT
WTE
WB
WCP
WIN
WPK
WIR.U
WSP
XDC
YRI
Y
YP.UN
ZCL
BALLARD POWER SYS
BANRO CORPORATION J
BAYTEX ENERGY CORP.
BELLATRIX EXPL LTD.
CPI CARD GROUP INC.
DENISON MINES CORP
DRAGONWAVE INC.
ENDO INT'L PLC ORD
ENTREE GOLD INC. J
EXETER RESOURCE J
GAZIT-GLOBE LTD. ORD
GENERAL MOLY, INC.
GOLDEN MINERALS J
GOLDEN STAR RESOURCE
INT'L TOWER HILL J
NEPTUNE TECH & BIO J
NOBILIS HEALTH CORP.
NOVACOPPER INC. J
NTHRN DYNASTY MIN J
PENN WEST PETROLEUM
PERFORMANCE SPORTS
QLT INC.
SMART TECH INC.
TANZANIAN ROYALTY J
TASEKO MINES LTD.
TRANSATLANTIC PETE J
VALEANT PHARM INT'L
VISTA GOLD CORP
Attachment #1
Symbol
BLD
BAA
BTE
BXE
PNT
DML
DWI
ENL
ETG
XRC
GZT
GMO
AUM
GSC
ITH
NTB
NHC
NCQ
NDM
PWT
PSG
QLT
SMA
TNX
TKO
TNP
VRX
VGZ
ONLY ON LSERM BECAUSE OCC OPTIONS
TRADE AGAINST SECURITY
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 16 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Schedule of Additions1
Description
ADDITIONS
TORONTO STOCK EXCHANGE (TSX)
1ST NATL FIN SR 2 PR
5N PLUS INC.
ACTIVENERGY INCM UN
ALEXCO RESOURCE J
ARGONAUT GOLD INC. J
ATLANTIC PWR EQ PR 1
AURINIA PHARMA INC J
BLACK DIAMOND GROUP
BMTC GROUP INC.
BOMBARDIER CL A MV
BOMBARDIER CL B SV
BOMBARDIER SER 3 PR
BONAVISTA ENERGY
BROOKFIELD RENEW PR9
BROOKFLD OFFICE PR R
CALLIDUS CAP CORP
CENTAMIN PLC. ORD
CHESSWOOD GROUP LTD.
CHORUS AVIATION V&VV
CONIFEX TIMBER INC.
CONTINENTAL GOLD J
DIVIDEND 15SPLIT 2 A
DUNDEE PRECIOUS MTL
ECHELON FIN HLDGS
ESPIAL GROUP INC. J
GDI INTEGRATED SV J
GMP CAPITAL SER C PR
Symbol
Description
ADDITIONS
HELIX BIOPHARMA
HORIZN ACTCDNMUNBD E
HORIZN ACTCDNMUNBDAD
HORIZON BETA60BULL A
HORIZON CRDOIL BL+UN
ISHARES CONVBOND UN
ISHARES CONVBOND ADV
ISHR CORE EMRGMKTIMI
K-BRO LINEN INC.
MANULIFE FIN SR 4 PR
MANULIFE US REGNL UN
NAT'L BANK SER 36 PR
NEWALTA CORPORATION
OVIVO INC. CL A SV
OVIVO INC. CL B MV
PEMBINA PIPE PR 13
PRECIOUS MTL&MINE UN
PREMIUM INCOME CL A
PREMIUM INCOME PR
SHAW COMM CL 2 PR B
SILVERCORP METALS J
TECSYS INC. J
TEN PEAKS COFFEE
TERAGO INC.
THERATECHNOLOGIES
TIMBERCREEK FIN CORP
TMAC RESOURCES INC J
TOREX GOLD RES J
FN.PR.B
VNP
AEU.UN
AXR
AR
AZP.PR.A
AUP
BDI
GBT
BBD.A
BBD.B
BBD.PR.D
BNP
BEP.PR.I
BPO.PR.R
CBL
CEE
CHW
CHR
CFF
CNL
DF
DPM
EFH
ESP
GDI
GMP.PR.C
Attachment #1
Symbol
HBP
HMP
HMP.A
HXU
HOU
CVD
CVD.A
XEC
KBL
MFC.PR.P
MBK.UN
NA.PR.A
NAL
OVI.A
OVI.B
PPL.PR.M
MMP.UN
PIC.A
PIC.PR.A
SJR.PR.B
SVM
TCS
TPK
TGO
TH
TF
TMR
TXG
1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 17 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Schedule of Additions1
Description
ADDITIONS
TRANSCAN CORP PR 13
TREZ CAPSNRMTG INV A
TRILOGY ENERGY CORP.
TRINIDAD DRILLING
URBANA CORPORATION
URBANA CORP. CL A NV
VANGUARD EXNA IDX UN
XTREME DRILLING J
Attachment #1
Symbol
TRP.PR.J
TZS
TET
TDG
URB
URB.A
VIU
XDC
1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 18 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Schedule of Deletions2
Description
DELETIONS
TORONTO STOCK EXCHANGE (TSX)
1ST AST CANBANC INCM
1STASST MORNMOMNT UN
1STASST MORNMOMENTAD
1STASTMRNSTRUSVAL UN
1STASTMRNSTRUSVAL AD
1STAST MRNUS VALUNHG
1STASTMRNUSVALUNHGAD
AFRICA OIL CORP. J
AUTOMOTIVE PPTY UN
AVALON ADVNCD MTRL J
BANK OF N S SR 15 PR
BMO DJ INDAV HEG ETF
BMO EM MKT BOND HED
BMO S&P/TSX EQGLD UN
BMO SHRT FED BND ETF
BMO SHRT PRV BND ETF
BROMPTON LIFESPLT PR
CDN BANC CORP CL 'A'
CDN BANC CORP. PR
CERVUS EQUIPMENT
CHORUS AVIATION A VV
CHORUS AVIATION B V
CITADEL INCM FUND UN
COGECO INC. SV
CORBY SPIRIT&WINE A
CORBY SPIRIT&WN B NV
CROWN CAP PARTNERS J
Symbol
Description
DELETIONS
GENESIS LAND DEV
GLOBAL INFRAS DIV UN
GUARDIAN CAPITAL
GUARDIAN CAP CL A NV
HALOGEN SOFTWARE
HORIZONS S&P500 BR A
ISHARES CDNFNDMNTLUN
ISHARE CDNFNDMNTL AD
ISHARE GLBL HLTHCARE
ISHARES GLBLRLEST UN
ISHARE GLBLRLEST ADV
ISHARE MSCI EMERGMKT
ISHARE MSCI WORLD UN
ISHARES EQWEIGHT UN
ISHARES EQWEIGHT ADV
ISHARES FLTG RATE UN
ISHARES GOLD TRUST
ISHARES S&P/TSX TECH
ISHR CORESTCDNBND UN
ISHR MSCI MINVOL USA
ISHR ST STRATGFXD UN
ISHR US HIYLDINCM UN
ISHR US HIYLDINCM AD
ISHRE 1-10GOVTBND UN
ISHRE 1-10GOVTBND AD
JFT STRATEGIES A UN
MELCOR REIT UN
MOLSONCOORS CDA A LV
CIC
WXM
WXM.A
XXM
XXM.A
XXM.B
XXM.D
AOI
APR.UN
AVL
BNS.PR.M
ZDJ
ZEF
ZGD
ZFS
ZPS
LCS.PR.A
BK
BK.PR.A
CVL
CHR.A
CHR.B
CTF.UN
CGO
CSW.A
CSW.B
CRN
Attachment #1
Symbol
GDC
GIF.UN
GCG
GCG.A
HGN
HSD
CRQ
CRQ.A
XHC
CGR
CGR.A
XEM
XWD
CEW
CEW.A
XFR
IGT
XIT
XSQ
XMU
XSI
CHB
CHB.A
CLG
CLG.A
JFS.UN
MR.UN
TPX.A
2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 19 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Schedule of Deletions2
Description
DELETIONS
MOLSONCOORS CDA B NV
NA FIN 15 SPLIT 2 PR
ONCOLYTICS BIOTECH
PACIFIC INSIGHT ELEC
PARTNERS REIT UN
PROGRESSIVE WASTE
PWRSHR ULTR LIQLTGVT
RBC QUANT US DIVLEAD
ROYAL GOLD, INC.
RUBICON MINERALS J
THOMPSON CREEK METAL
TIMBERCREEK MORTGAGE
TIMBERCREEK SR MTG
TRIMAC TRANSPORT A
VANGRD FTSE DEV EXUS
VANGUARD FTSE DEV EU
VANGUARD US DIVAPPR
VOYA DIVRFLTGLOAN UN
Attachment #1
Symbol
TPX.B
FFN.PR.A
ONC
PIH
PAR.UN
BIN
PGL
RHU
RGL
RMX
TCM
TMC
MTG
TMA
VDU
VE
VGG
IFL.UN
2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 20 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016
List of Securities Eligible for Reduced Margin
Attachment #1
Eligibility Criteria
For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.
General Inclusion Requirements
Price volatility measures
 Calculated price volatility margin interval <= 25%
 Market value per share >= $2.00 per share
Liquidity measures
 Dollar value of public float greater than $50 million
 Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three
months in the quarter
OR
 An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to
accommodate high price securities]
Listing requirements
 Listed on a Canadian exchange for six months
OR
 Listed on a Canadian exchange less than six months, with:
 Market value per share >= $5.00 per share
 Dollar value of public float greater than $500 million; and
 In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility
Other Inclusion Requirements
 A new security listing resulting from an issuer reorganization that:
 is substantially the same as a previous security listing,
 has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and
 meets all the other General Inclusion Requirements for ongoing listings.
For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the
public float of a previous security listing.
 A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded.
 A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common
security from that same issuer.
Compiled by the Investment Industry Regulatory
Organization of Canada
Page 21 of 21
IIROC Notice 16-0191 Rules Notice – Technical – List of Securities Eligible for Reduced Margin
June 30, 2016