DNB Investments user manual
Via DNB Investments you can:
1.
Open a new financial instruments account
2.
Buy financial instruments from the Bank’s list
3.
Sell your financial instruments
4.
Deregister (receive from Latvian Central Depository) your shares of Latvian companies
5.
Receive your financial instruments from other bank
6.
Transfer your finacial instruments to your account with other bank
7.
Follow execution of your orders
8.
Prepare reports
Contents
Connecting to the system................................................................................................................................................................................................................. 3
Opening a new financial instruments account ................................................................................................................................................................................. 5
Purchase of shares ............................................................................................................................................................................................................................ 6
Purchase of mutual funds’ units ..................................................................................................................................................................................................... 11
Bonds purchase .............................................................................................................................................................................................................................. 14
Selling financial instruments ........................................................................................................................................................................................................... 18
Deregistration or receiving shares from Latvian Central Depository .............................................................................................................................................. 22
Incoming transfer or receiving financial instruments to your account with DNB ........................................................................................................................... 24
Outgoing tansfer or sending financial instruments to your account with other bank .................................................................................................................... 27
Information on order execution ..................................................................................................................................................................................................... 30
Reports ........................................................................................................................................................................................................................................... 32
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DNB Investments user manual
Please note that the information in DNB Investments does not constitute investment proposal or recommendation.
Investments are always associated with certain risks. Transactions executed via DNB Investments are considered to be made on the initiative of the client, and
the Bank does not evaluate the appropriateness of the financial instrument, involved in the transaction, for the customer, and thus the client shall not receive
the appropriate protection within the meaning of the Financial Instruments Market Law.
Taking into account the above mentioned, before making an investment decision, you should carefully examine and evaluate the characteristics of the
respective financial instrument and its inherent risks. Detailed overview of the financial instrument types and their inherent risks is available at www.dnb.lv.
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DNB Investments user manual
Connecting to the system
To open DNB Investments, go to Deposits and investments – Financial instruments section of DNB internet bank and press OK:
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DNB Investments user manual
DNB Investments will open in a new window.
PLEASE NOTE: if the new window does not open automatically, your browser may have blocked a pop-up window:
In this case you need to allow pop-ups:
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Opening a new financial instruments account
If you don’t have a financial instruments account (or if it was closed previosly), you will see the following notice:
Click “here” to begin opening a new finacial instruments account. Please note that the process of opening a new account including the agreement and binding
documents is available only in Latvian.
The account opening process consists of the following stages:
1.
Choosing the current account from which custody fee will be debited
2.
Confirming the selected current account
3.
Choosing the communication channel
4.
Providing consent to binding documents
5.
The agreement can be printed or saved as a PDF file using the button Drukāt in the end of the agreement.
6.
The agreement should be concluded by pressing the button Parakstīt in the end of the agreement.
Later you can read or print your agreement in the section Reports / Agreements.
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DNB Investments user manual
Purchase of shares
To purchase share:
1.
Open the section Trade Shares
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DNB Investments user manual
2.
Choose the shares which you would like to buy and press Buy. To buy shares which are not on the Bank’s list, use the section Messages of DNB internet
bank.
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3.
Enter order details:
a.
quantity
b. price (you can either enter a limit price or check „Market price” checkbox to buy at market price)
c.
order’s validity period (maximum validity period – 30 days)
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4.
Press Continue, check order details and press Confirm. Fee is displayed for information only and will be charged according to the Bank’s pricelist.
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5.
Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
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DNB Investments user manual
Purchase of mutual funds’ units
To buy units of mutual funds:
1.
Open section Trade Mutual funds
2.
Choose the fund whose units you would like to buy and press Buy. To purchase unit of a fund that is not on the list, use the section Messages of DNB
internet bank.
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DNB Investments user manual
3.
4.
Enter the investment amount exluding bank’s fee and press Continue. Minimum investment amount is 1 000 EUR / 1 100 USD / 9 000 NOK.
Check order details and press Confirm. Fee is displayed for information only and will be charged according to the Bank’s pricelist.
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6.
Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
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DNB Investments user manual
Bonds purchase
To buy bonds:
1. Open section Trade bonds
2.
Choose the bond which you would like to buy and press Buy. To buy shares which are not on the Bank’s list, use the section Messages of DNB
internet bank.
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3.
Enter order details:
a.
Quantity (minimum purchase amount is starting from EUR 10 000 by nominal, it may vary for different bonds)
b. Validity period (maximum validity period is 30 days)
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4.
Press Continue, check order details and press Confirm. Fee is displayed for information only and will be charged according to the Bank’s pricelist.
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5.
Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
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Selling financial instruments
To sell your financial instruments:
1.
Open section Portfolio view (main screen) and choose the financial instruments you would like to sell
2. Press Sell
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3.
Enter order details. Depending on the type of financial instrument you may have to enter:
a.
quantity
b. price (limit or market) or yield
c.
order validity period (up to 30 days)
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4.
Press Continue, check order details and press Confirm. Fee is displayed for information only and will be charged according to the Bank’s pricelist.
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5.
Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
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DNB Investments user manual
Deregistration or receiving shares from Latvian Central Depository
If your shares in Latvian companies are held at Latvian Central Depository, you may want to deregister them or receive to your financial instruments account.
Please note that deregistration process is irrevocable and that custody fee will be applied for holding shares in your account.
To deregister shares:
1.
Open section Transfers
2.
Choose operation type Deregistration
3.
Choose shares from the list
4.
You should not enter any quantity since partial deregistration is not possible
5.
Press Continue
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6.
Check order details and press Confirm
7.
Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
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DNB Investments user manual
Incoming transfer or receiving financial instruments to your account with DNB
To receive financial instruments to your account with DNB:
1.
Open section Transfers
2.
Choose operation type Incoming transfer
3.
Choose financial instrument from the list OR enter ISIN code of the instrument
4.
Enter quantity
5.
Choose the bank where financial instruments are currently held. If the bank is not on the list, call 1880.
6.
Enter the name, surname, personal code, financial instruments account number of the sender
7.
Enter the settlement date
8.
Press Continue
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9.
Check order details and press Confirm
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10. Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
Important: the sender should submit an order to transfer financial instruments to his bank.
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DNB Investments user manual
Outgoing tansfer or sending financial instruments to your account with other bank
To transfer your financial instruments to your account with other bank:
1.
Open section Transfers
2.
Choose operation type Outgoing transfer
3.
Choose financial instrument from the list OR enter ISIN code of the instrument
4.
Enter quantity
5.
Choose the bank where you would to transfer the financial instruments. If the bank is not on the list, call 1880.
6.
Enter your name, surname, personal code, financial instruments account number with the other bank. If you would like to transfer your financial
instruments to other person, use the Messages section of DNB internet bank.
7.
Enter the settlement date
8.
Press Continue
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9.
Check order details and press Confirm
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10. Make sure that the order appears in the section Orders – Valid orders. When the broker starts the execution of your order, you will see „Yes” in the
column Accepted.
Important: you should submit an order to receive financial instruments to the other bank.
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Information on order execution
1.
When an order is placed, it appears in the section Orders – Valid orders. You will see „No” in the column Accepted.
2.
When the broker starts execution of the order, you will see „Yes” in the column Accepted.
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3.
When the order is executed and a transaction confirmation arrives from the partner, the order will be visible in the section Orders – Executed. Press
Confirmation to see execution details. Please note that the confirmation will open in a new window.
4.
If an order is cancelled or was not accepted for execution (e.g.. there is not enough money in your current account), the order will be visible in the
section Orders – Cancelled.
5.
If an order was not executed and has expired (e.g. the order had a limit price which was not reached), it is visible in the section Orders – Not valid.
6.
The settlement usually happens on the second or the third day after the trade day. The settlement day the the day when financial instruments are
debited from your account and money is credited to your current account or vice versa.
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Reports
In the section Reports / agreements you will find:
1.
Your Financial instruments account opening and maintenance agreement (if signed after 9.05.2016)
2.
Reports:
a.
Financial instruments portfolio statement (the state of your financial instruments account on a particular date). Please note that the report will
open in a new window.
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b. Financial instruments account statement (transactions made during a particular period). Please note that the report will open in a new
window.
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