Guide to ARRIS Global Services Document Classification: For Internal and External Distribution Revision 2.0 September 2015 ARRIS Copyrights and Trademarks ©ARRIS Enterprises, Inc. 2015 All rights reserved. No part of this publication may be reproduced in any form or by any means or used to make any derivative work (such as translation, transformation, or adaptation) without written permission from ARRIS Group, Inc. (“ARRIS”). ARRIS reserves the right to revise this publication and to make changes in content from time to time without obligation on the part of ARRIS to provide notification of such revision or change. ARRIS and the ARRIS logo are all trademarks of ARRIS Enterprises, Inc. Other trademarks and trade names may be used in this document to refer to either the entities claiming the marks and the names of their products. ARRIS disclaims proprietary interest in the marks and names of others. ARRIS provides this Guide without warranty of any kind, implied or expressed, including, but not limited to, the implied warranties of merchantability and fitness for a particular purpose. ARRIS may make improvements or changes in the product(s) described in this Guide at any time. The capabilities, system requirements and/or compatibility with third-party products described herein are subject to change without notice. This Guide and the information contained herein is the subject of copyright and intellectual property rights under international convention. All rights reserved. No part of this Guide may be reproduced, stored in a retrieval system or transmitted in any form by any means, electronic, mechanical or optical, in whole or in part, without the prior written permission of ARRIS. This Guide and the information contained herein is furnished AS IS and is subject to change without notice. ARRIS makes no warranty of any kind (express, implied, or statutory) with respect to this publication. Notice of Ownership This Guide contains information that is considered proprietary and confidential to ARRIS Group, Inc. No information contained in this Guide may be released, reprinted or redistributed without permission of ARRIS Group, Inc. The information contained in this Guide is subject to change without notice. ARRIS Group Inc. assumes no liability or responsibility relating to such changes. Guide to ARRIS Global Services 2 Version and Update History Revision Date Reason for Change 1.0 1.1 1.2 02.09.2010 03.30.2010 04.15.2010 1.3 1.4 1.5 1.6 1.7 06.24.2010 01.18.2011 06.28.2011 10.12.2011 02.20.2012 1.8 1.9 1.10 2.0 2.1 06.05.2012 01.30.2013 01.01.2014 05.01.2015 09.22.2015 Created document Updated Japan office phone number Added Whole Home Solution and SA Compass agreements revised warranty information, updated contacts Annual update Semi-annual update Q3 2011 update Added EMP products to agreements and contacts. Updated Apps F and G Updated Pro Svcs, Rep Svcs, and contacts Updated repair language, contacts, agreements Updated for Motorola Products Revised for 2015 Added Terms and Conditions and Legal review Guide to ARRIS Global Services 3 Table of Contents Section 1. QuickStart...........................................................................7 To Open a Severity 1 or 2 Technical Support Case ............................................ 7 To Open a Severity 3 or 4 Technical Support Case ............................................ 7 To Request an RMA .................................................................................. 7 To Escalate an Issue................................................................................. 7 Section 2. Introduction to ARRIS Global Services .........................................8 Service-level Agreements .......................................................................... 8 Repair Services ....................................................................................... 8 Professional Services ................................................................................ 8 Knowledge Services ................................................................................. 8 Section 3. Definitions ..........................................................................9 Section 4. Service-Level Agreement ...................................................... 11 SLA Entitlements ................................................................................... 11 Available Service-Level Agreements ............................................................ 12 Using Your Service-Level Agreement............................................................ 14 If Your Service-level Agreement has Lapsed................................................... 14 Signature Page ...................................................................................... 16 Section 5. Technical Support ............................................................... 17 Tracking Support Issues ........................................................................... 17 Before You Contact ARRIS Support .............................................................. 18 Opening a Technical Support Case .............................................................. 19 Telephone Requests ......................................................................... 19 Web Requests ................................................................................ 19 E-mail Requests .............................................................................. 19 Support in Languages Other than English ............................................... 19 Collecting Information ............................................................................. 20 Setting the Severity ................................................................................ 20 Severity Levels and Response/Restoration Times ............................................ 20 Table 1: Guidelines by Severity .......................................................... 21 Diagnosing the Problem ........................................................................... 22 Reviewing the Progress and Actions ............................................................. 22 Support for Discontinued Products .............................................................. 23 Hardware ..................................................................................... 23 Software Versions ........................................................................... 23 On-Site Support Policy ............................................................................. 23 Technical Support Escalation ..................................................................... 23 Guide to ARRIS Global Services 4 Severity Escalation .......................................................................... 23 Management Escalation .................................................................... 24 Technical Support Management Contacts ...................................................... 25 Join the Technical Support Updates Mailing List ............................................. 28 Section 6. Software Services ............................................................... 29 Software Warranty ................................................................................. 29 Accessing New Software Releases ............................................................... 29 Section 7. Repair Services .................................................................. 30 How to Request an RMA ........................................................................... 30 New Hardware Warranty Terms .................................................................. 31 Repaired Product Warranty Terms .............................................................. 31 Types of Hardware Failures....................................................................... 31 DoA Replacement Process ........................................................................ 32 Request an RMA for a DoA Product ....................................................... 32 ARRIS Screens your Returned Unit ........................................................ 32 ARRIS Ships your Replacement Unit ...................................................... 32 Freight and Customs ........................................................................ 33 Standard Replacement Process .................................................................. 34 Request an RMA under the Standard Replacement Process .......................... 34 Freight and Customs ........................................................................ 35 Advanced Replacement Process ................................................................. 36 Request an RMA under the Advanced Replacement Process ......................... 36 ARRIS Screens your Returned Unit ........................................................ 36 ARRIS Ships your Replacement Unit ...................................................... 37 Freight and Customs ........................................................................ 37 Advanced Replacement Terms and Conditions ......................................... 37 Additional Services Available for ARRIS CPE ................................................... 39 CPE Screening ................................................................................ 39 Cosmetic Replacement ..................................................................... 39 Custom Kitting ............................................................................... 39 Custom Logistics Solutions ................................................................. 39 COTS Servers Warranty Information............................................................. 40 Repair Services Management Contacts ......................................................... 41 Section 8. Professional Services ........................................................... 42 Lifecycle Services .................................................................................. 43 Wi-Fi Design and Deployment ............................................................. 43 Planning Services ............................................................................ 43 Design Services............................................................................... 43 Guide to ARRIS Global Services 5 Implementation Services ................................................................... 44 Operational Services ........................................................................ 44 Full Lifecycle & Core Services............................................................. 44 “Day 2” Services ............................................................................. 46 Section 9. Knowledge Services ............................................................. 47 Documentation ............................................................................... 47 Technical Training........................................................................... 47 Section 10. Global Services Terms and Conditions ...................................... 49 Section 11. Global Services Terms & Conditions .................................................. 48 Guide to ARRIS Global Services 6 Section 1 QuickStart Please have your service-level agreement ID ready before you call. To Open a Severity 1 or 2 Technical Support Case Call Technical Support Phone Contacts To Open a Severity 3 or 4 Technical Support Case Login to AskARRIS* E-mail Technical Support E-mail Contacts Call Technical Support Phone Contacts To Request an RMA Please download the RMA Request Form, complete it, and email it to TAC.Helpdesk@arris.com. To Escalate an Issue Technical Support Technical Support Management Contacts Repair Services Repair Services Management Contacts *ARRIS Technical Support will help you register for AskARRIS using your agreement ID(s) 7 Section 2 Introduction to ARRIS Global Services ARRIS Global Services presents this Guide as a reference to help you take full advantage of the services provided by our team, including: Service-level Agreements Technical Support Software Releases Extended Warranty and Advanced Hardware Replacement Repair Services DoA Replacements Standard Replacements Advanced Replacements ARRIS CPE-specific Services Professional Services Planning, Design, Implementation, and Operation System Integration Day 2 Services Knowledge Services Training Product Documentation 8 Section 3 Definitions “ARRIS Technical Support” or “ARRIS” means ARRIS Technical Support engineers of ARRIS Solutions, Inc., a wholly owned subsidiary of ARRIS Group, Inc. and/or its designated affiliates in any ARRIS location. “Business Days” means Monday through Friday, except for local ARRIS-observed holidays. “Customer Induced Damage” or “CID” Damage means including but not limited to lightning damage, infestation, liquid damage, abuse, corrosion, damage due to the environment, any tampering in order to enhance or repair the unit by an unauthorized person including the customer or any other exclusion described in the Guide to Global Services or standard Terms and Conditions, “CPE” or “Customer Premise Equipment”. Refers to a Product group used at a consumer’s site such as a modem, set top box, wireless gateway, or DVR. “Hardware” means equipment designed and manufactured by ARRIS, or other manufacturer's equipment, offered for sale by ARRIS to Customer. “Non-Business Days” means Saturdays, Sundays, and local ARRIS-observed holidays. “No Problem Found” or “NPF” refers to devices received for replacement that are found to be in good working order. “Product” is any combination of ARRIS hardware and/or software products, sold to you by ARRIS, ARRIS subsidiaries, or authorized resellers of ARRIS. “Product Documentation” is the product documentation that ARRIS deems necessary for successful use of an ARRIS Product. Product documentation can be delivered as electronic format on CD-ROM, via download from our customer website, or included with a software build. “RMA” or “Returned Material Authorization” is the number and document assigned to an item to be returned to ARRIS for replacement. All materials returned from the field must be issued an RMA (Return Material Authorization) number. “Response Time*” starts when your communication is answered and a Technical Support case is opened. The time is documented in the ARRIS case system. 9 Section 3: “Restore Time*” starts when a case is opened and ends when ARRIS has provided the technical information which, when implemented, will restore the ARRIS Product to a satisfactory, usable level of functionality. “Service-level Agreement” or “SLA” means this or another set of terms and conditions that documents the services ARRIS provides to you for an annual fee. A service-level agreement may include Technical Support, replacement parts, and/or software updates/upgrades. ARRIS service-level agreements specifically exclude optional or keyed software features and the installation of software. “Software" means ARRIS-licensed software, including any updates provided, and any other enhancements, modifications, and bug fixes provided thereto, in object code form only, and any full or partial copies thereof, licensed by ARRIS for use solely in conjunction with the Covered Products. The term “Software” includes any updates, modifications, enhancements, extensions, versions and releases of such programs, including Minor Releases (defined below), Major Releases (defined below), and software patches. “Software Update” or “Minor Release” shall mean a given dated version of Software which embodies a consistent set of corrections of errors maintenance or emergency (bug fixes), modifications and minor feature released by ARRIS to resolve an ARRIS product defect that is impacting ongoing business operations. “Software Upgrade” “Major Release” “New Feature Software Release” by ARRIS which embodies a consistent set of feature and function enhancements which are not keyed, capacity-increasing, custom-developed or optional software features. “Technical Assistance Center” or “TAC” is composed of ARRIS personnel who verify your Service-level Agreement entitlement and direct you to the correct Technical Support team for your Product. *Not applicable to the services provided under this Guide for your lab testing environments. Definitions Guide to ARRIS Global Services 10 Section 4 Service-Level Agreement ARRIS offers one or more service-level agreements for each of its products. A valid service-level agreement is required in order to receive technical support and/or advanced replacement parts per the terms of this Guide. SLA Entitlements Your ARRIS service-level agreement entitles you to the services described in the table below. 1. Technical Support (as described in Section 5) 2. Software updates to the base platform (keyed, capacity-increasing, customdeveloped and optional releases are excluded but may be purchased separately) Some SLAs include advanced hardware replacement. If your SLA does not include advanced hardware replacement, an annual contract can be purchased separately. Please note that ARRIS needs 4 to 8 weeks to set up advanced replacement service. Your purchase order for services means you accept the terms and conditions of this Guide as your Service-Level Agreement for the indicated Products. If you need a signed document for your internal business purposes, ARRIS is happy to fully-execute this Guide. Please contact your sales representative for more information. 11 Section 4: Service-Level Agreement Available Service-Level Agreements ARRIS Service-level Agreement by Product Services Included Technical Support Software Updates Software Upgrades X X C4 CMTS X BSR64000 X BSR2000 X Product Advanced Replacement SLAs Available 2BDS AR EW 4 HR NBDD NBDS AR X X X X X X X X X X X X X X X X 2BDD 2BDS AR E6000 Converged Edge Router E6000 Converged Edge Router X CMTS X X X X X X ARRIS Spectrum Analyzer (ASA) x x x Intelligent Channel Optimizer X X X Universal Edge QAM (D5) Universal Edge QAM (D5) Application Mgr Edge Media Processing (former Big Band CSA) Enhanced Edge Media Processing (former Big Band CSA) Standard X X X X X X X X X X APEX 1000/1500/3000 X X X Ruckus (US only) X X X Ruckus (Outside US) X X X nX Ad Insertion X n/a n/a n/a XMS Ad Insertion X X X X nX VoD X n/a n/a n/a XMS VoD X X B1 VoD X X X M3 VoD X X X X X Digital Video Headend X X X X X Digital Video Headend - LAB X X X CableVista X X X CASMR X X X SDV Multi-Platform Backup Service (MABS) X X X X X X X X X Digital Satelite Receivers (DSR) Video Compression and Processing DVS VIPr (all DVS products prior to VIPr 4000 series) DVS VIPr (VIPr 4000 series and above) X X X DVS VIPr Element Manager Edge Devices X X X X X WiFi Products X Ad Insertion Video On Demand X X Digital Video Headend Uplink and Programmer DigiCipher, BNC, ST Encoders, TMUX, VSE - Standard DigiCipher, BNC, ST Encoders, TMUX, VSE - Basic Guide to ARRIS Global Services X X X X X X X X X X n/a X X X X X X X X 12 Section 4: Service-Level Agreement ARRIS Service-level Agreement by Product Services Included Advanced Replacement SLAs Available Technical Support Software Updates Software Upgrades GT-3 X X X X X CherryPicker (DM6400, CAP1000) X X X X X CherryPicker SLK Encoders (SE4000, SE5000, SE6000) X X X X X X ME-7000 X X X X X Hydra Spectrum (former Seawell) Products X X X Content Delivery Controller (CDC) X X X Content Publishing Controller (CPC) X X X DreamGallery X X X SecureMedia X X X Merchandiser X X X VideoFlow X X X Edge (NBBS) X X X Aloha Collector (STDC) X X X Legacy SW X X X 4Home X X X EMP Remote Monitoring Service X X X ServeAssure X X X WorkAssure X X X PlayAssure X X X POL and GPON Products POL - Software Maintenance Plan (SMP) X X Product 2BDS AR EW 4 HR NBDD NBDS AR 2BDD X Cloud Software POL - Software Update Plan (SUP) POL - Hardware Maintenance Plan (HMP) GPON X X X X X Set-top and CPE devices eMTA X X X Moxi MC1/MC3 (formerly Digeo) Whole Home Solution (Includes Media Gateway, Media Player, and Portal Services servers) X n/a n/a X x X KreaTV Support X X X KreaTV SDK Support X X X KreaTV SRR Support X X X HMT Settop Support X X X Wireless Video AP (WAP) X X X RFOptics X X X Digital Rapids X X X Other Support Contracts X Notes: Guide to ARRIS Global Services 13 2BDS AR Section 4: Service-Level Agreement 1.Software Upgrades - (keyed, capacity-increasing, custom-developed and optional releases are excluded but may be purchased separately) 2. 2BDS Advanced Replacement = Functionally equivalent replacement part shipped within two business days of RMA being assigned 3. Extended Warranty (EW) = Functionally equivalent replacement part shipped within 30 calendar days (US only) of ARRIS's receipt of the defective unit 4. NBDS Advanced Replacement = Functionally equivalent replacement part shipped the next business day after the RMA is assigned 5. 4-Hour Advanced Replacement = Functionally equivalent replacement part delivered within 4 hours of RMA being assigned 6. NBDD Advanced Replacement = Functionally equivalent replacement part delivered the next business day after the RMA is assigned 7. 2BDD Advanced Replacement = Functionally equivalent replacement part delivered within 2 business days of RMA being assigned 8. Other customized Advanced Replacement and Extended Warranty options can be quoted upon request 9. All services are provided per the ARRIS Guide To Global Services 10. ARRIS service-level agreements do not include installation and configuration services for hardware or software, which may be purchased separately. Using Your Service-Level Agreement After ARRIS invoices your purchase order for your service-level agreement(s), you will receive a welcome letter providing your agreement ID(s) and other helpful information as to how to contact ARRIS Global Services. Be sure to keep this data handy and provide it only to authorized personnel within your company. If Your Service-level Agreement has Lapsed When no service-level agreement is in place for a product for which a service-level agreement is available, ARRIS personnel are only allowed to provide support in the case of a service outage. If you have what you believe to be a service outage, please call us immediately, but understand that you will be invoiced for the total number of labor-hours required to clear the outage at the hourly rates stated below. There is a four-hour minimum charge peroutage. Monday thru Friday 8:00 am to 5:00 p.m. $500 per hour* After 5:00 p.m. Weekdays and Saturday $750 per hour* Sundays and Holidays $850 per hour* * Four-hour minimum Note: Outage support does not include any software patches or bug fixes. Software patches or bug fixes are only available with a valid service-level agreement. Note: Hours billed are ARRIS labor-resource hours, not wall-clock hours. Guide to ARRIS Global Services 14 Section 4: Service-Level Agreement Note: A blanket purchase order in the amount of $5,000 is required, in advance, to receive outage support. Please contact your ARRIS sales representative to open a blanket purchase order in case you need service outage support. If you have any cases that were opened while your service-level agreement was valid, those cases will be completed and closed at no additional charge. If you choose to reactivate your service-level agreement after termination or lapse, the following rules apply: All previously issued quotes are invalid. A new renewal quote will be issued at your request. Any new service-level agreement purchased will be quoted from the date the previous service-level agreement ended. Guide to ARRIS Global Services 15 Section 4: Service-Level Agreement Signature Page This Guide to ARRIS Global Services (“Guide”) is entered into by and between __________________________________________[ARRIS entity], with principal place of business at ___________________________________________[ARRIS entity address and country], or the ARRIS affiliate issuing the applicable binding quotation (“ARRIS”) and ___________________________________________[Customer entity], with principal place of business at _____________________________________[Customer’s address and country] (“Customer”). This Guide, including the Terms and Conditions in Section 10, will serve as ARRIS Service Level Agreement for the ARRIS Products indicated below. ARRIS Product: ____________________________________ Technical Support Entitlement: ____________________________________ Software Entitlement: ____________________________________ Hardware Replacement Entitlement: ____________________________________ The services described in Section 8 and 9 of this Guide are not included within the Scope of the SLA, they are available to be quoted separately. This Guide shall apply for the term of the initial purchase order received by ARRIS ("Term") and any additional renewal purchase order (“Renewal Term”). _______________________ Customer Representative ________________________ Customer Signature ______________________ Date Guide to ARRIS Global Services __________________________ ARRIS Representative _________________________ ARRIS Signature _________________________ Date 16 Section 5 Technical Support The ARRIS Technical Support team is made up of experienced engineers located around the world to provide you with top-quality technical support. ARRIS technical support engineers are available 24x7x365 via phone for outages and emergencies. All other issues are handled during normal business hours. Global Services has more than 850 technical resources in 40 countries around the world. Tracking Support Issues ARRIS Technical Support uses a call tracking system to log all customer cases—whether they are reported via phone, e-mail, or on the web. When you contact us, a case reference number is assigned to your issue. Please make a note of the case number and use it to refer to your case during future communications. You will also receive an e-mail that contains the case number when the case is created. Our tracking system enables us to record the details of your case, including all investigatory steps taken, contacts with representatives at your site, your corresponding issue tracking number (if applicable), and the steps we took to resolve your issue. ARRIS also provides a method by which you can open and track your support requests online via our customer website AskARRIS. ARRIS Technical support will help you register, and you can view and search our support knowledge base solutions and view your 17 Section 5: Technical Support open and recently closed cases. The site is available to all ARRIS customers with a valid service-level agreement. Before You Contact ARRIS Support ARRIS Technical Support provides support for ARRIS-supplied products that are under a valid service-level agreement. Unless ARRIS is your system integrator, issues related to other hardware, software, or non-ARRIS networks must be addressed by your organization or the appropriate third-party vendor. When working with Technical Support, help us expedite your call by following these Guidelines: Make sure that the product is using a supported version of ARRIS software/firmware. Make sure all software updates have been installed in a timely manner and in accordance with ARRIS product documentation and other instructions. Make sure remote network access exists, as necessary, for ARRIS to establish a data link for use in remote diagnosis and maintenance of the product. The parties will agree on appropriate security measures to prevent unauthorized access. ARRIS Technical Support will not connect to your network without your prior authorization and the connection will be solely to provide product support. Perform a first-level diagnosis to try to isolate and correct the problem. Check that day-to-day maintenance and network operations have been performed; Monitor network and system alarms; Be prepared to provide your service-level agreement ID, name, company name, site location, serial number of the system you are calling about (if required), system and software version numbers, and as much detail about the problem as possible. Review the available documentation, including release notes, product and installation manuals, and online help for information about your problem. Unless specifically instructed, do not reboot or restart equipment or software processes prior to consulting with Technical Support—vital data about the problem can be lost when these actions are performed. Be prepared to perform diagnostic tasks in accordance with instructions provided by ARRIS Technical Support and carry out initial remedial actions including remote diagnosis. All personnel who contact Technical Support should have a high level of familiarity with ARRIS systems. We strongly recommend that your support personnel attend the appropriate ARRIS training programs. For more information on ARRIS training programs, contact us at training@arris.com. Guide to ARRIS Global Services 18 Section 5: Technical Support Opening a Technical Support Case ARRIS provides support for its products via regional offices around the world. If the issue is critical, please call us. If the issue is not critical, use the other methods indicated below to contact us. Telephone Requests Contact us via phone when you have a critical issue and you need to speak with a Technical Support engineer immediately. Please remember to provide a number where you can be reached. Web Requests At ARRIS Technical Support, we know that you value self-support resources, so we've created the AskARRIS portal. It gives you the ability to research many support questions and common problems using a knowledge base. It also allows you to open and track your cases. Web support is available 24x7x365 to customers with products with a valid servicelevel agreement. E-mail Requests You can also contact Technical Support via e-mail. Please note that ARRIS Technical Support does not monitor e-mail at night, over the weekends, or on ARRIS-observed holidays; therefore you should use e-mail for non-critical support issues only. Support in Languages Other than English If you contact ARRIS Technical Support by phone and the language you need is not available, inform the Global Support Engineer, in English, “Need a translator for <the language needed>”. The Technical Support engineer will immediately conference-in a translator for the language requested. Translation service is available for Spanish, German, French, Chinese, Korean, Portuguese (Brazil), and Japanese. Other languages may be available, but are not guaranteed. Guide to ARRIS Global Services 19 Section 5: Technical Support Collecting Information When you contact ARRIS Technical Support, we: Collect your name, company name, the product that you are calling about, the location of your problem, and your serial number or system ID. Create a case in our call tracking system Ask for a brief, accurate description of your problem or question Confirm your contact information Verify the product you are calling about is covered under warranty or that you have a valid service-level agreement. If applicable, ask for any additional associated information or tracking numbers you may use in your system We record this information in our call tracking system and then provide you with a case reference number, which you should record for future reference. If your issue is not resolved during the initial support contact, referring to your case reference number helps expedite subsequent communication. After the identification questions, we work with you to make a preliminary assessment of the severity of your issue based on your problem description. Setting the Severity Your Technical Support engineer will work with you to set or revise the severity of your issue. We use the severity levels below to prioritize cases. Severity Levels and Response/Restoration Times The response time and restoration Guidelines will vary for each case based on the severity of the issue. Severities for cases are defined in Table 1, Guidelines by Severity. The classification and reclassification of all problems will be according to the definitions below. Guide to ARRIS Global Services 20 Section 5: Technical Support Table 1: Guidelines by Severity Severity Description Response Time Restor e Time Severity 1Critical * The ARRIS product is no longer providing service of one or more of its main features, or if a significant portion of subscribers and/or users is no longer able to use one or more critical features of the platform. Partial loss of production system functionality (diminished capacity). Immediate within 15 minutes 24x7x365 support continues 24x7x365 until system functionality is restored.* 6 hours Immediate within 15 minutes 24x7x365 support provided continuously or as agreed with customer until system functionality is restored During normal business hours 8 hours During normal business hours Not Define d S2 - High S3 Medium S4 – Low/RFF ** Other problems of a lesser severity than “critical” or “major” such as conditions that have little or no impairment on the function of the system. Information request or Request for Feature (RFF). ** Not defined *The response goals listed above apply only to issues received via phone, not via email or the AskARRIS web portal. System functionality may be restored via a permanent fix, a temporary fix, or a workaround. ** RFFs are the responsibility of the Sales Engineering and PLM team. A customer can request a feature request via PeopleSoft with a case type of Request and prioritize according to their priority for the feature. If the PLM team uses PeopleSoft, the feature request will be assigned to their provider group. Otherwise, an alternative process will be followed such as opening a defect to track the request. If you believe the severity assigned to your issue should be changed, you can request a change through the Support engineer who is working your issue. If you need additional assistance, escalate via the appropriate Technical Support manager. Refer to the appropriate manager in the Technical Support Management Contacts section. Guide to ARRIS Global Services 21 Section 5: Technical Support Diagnosing the Problem You may be asked to provide the Technical Support engineer with copies of the system files, reports, and data files, as well as sufficient support and test time on your ARRIS system. ARRIS must have access to your ARRIS system in order to help you. The information and access you provide helps the Technical Support engineer: Duplicate a failure when the product isn’t functioning according to the corresponding documentation for the specific release Confirm the problem is caused by ARRIS Initiate correction of the problem It is important that you inform ARRIS of any other recent environment changes or changes to other vendor equipment at your site that can be contributing to the problem (for example, power outages, changes in external equipment, network changes or issues, software upgrades to other vendor equipment, etc.). If the problem cannot be reproduced, the Technical Support engineer will make a goodfaith effort to identify a workaround until the problem can be reproduced or fixed. If the problem is related to third-party equipment or your network, the Technical Support engineer will make a good-faith to effort identify the issue. ARRIS is not responsible for diagnosing or resolving third-party hardware or networking issues. You are responsible for third-party or internal resource escalation for ownership and resolution. In the case where on-site support is requested, you may incur in additional charges. See the On-Site Support Policy for more information. Reviewing the Progress and Actions To help assure our work on your case will meet your expectations, please review this checklist below with your Technical Support engineer when you open your case. Agree on: The severity level for your issue The action items for Technical Support and those for which you are responsible Who is responsible for the call back and when The case number ARRIS Technical Support will work on cases according to the priorities agreed with you. However, any problem may be escalated via the processes documented in the Technical Support Escalation section. ARRIS commits to a commercially reasonable resolution of all product support issues. Guide to ARRIS Global Services 22 Section 5: Technical Support Support for Discontinued Products Hardware ARRIS may discontinue a Product at any time, provided that ARRIS gives you ninety (90) days prior written notice (“End-of-Life Notice”), or as agreed in the purchase agreement when acquiring the Products. We use reasonable commercial efforts to continue to provide fee-based replacement parts and technical support for any discontinued hardware product for one (1) to five (5) years from the End-of-Life Notice date we let you know. The support and repair period for each discontinued product will be stated in the End-of-Life Notice. Software Versions ARRIS supports the current New Feature Software Release, as well as the previous two New Feature Software Releases. Releases older than 5 (five) years, except during the active lifecycle of the Product, will not be supported by ARRIS even if they are one of the previous two New feature Software Releases mentioned above. On-Site Support Policy In cases of severe network degradation in which telephone support, remote diagnosis, and other means of restoring the network have failed, upon your request, ARRIS will, at its discretion, dispatch an ARRIS Technical Support engineer to further attempt to isolate and resolve the problem. If we determine the cause of the problem was not the product(s), you will reimburse ARRIS for all charges reasonably incurred, including engineering time at our standard rate, as well as lodging and travel expenses of ARRIS personnel while traveling and at your site. Requests for services outside the scope of this Service-level Agreement or for equipment that is not covered under an agreement may be quoted separately and may be delivered only under the terms and conditions of an ARRIS Professional Services Agreement. Onsite support will be provided according to ARRIS parts and service availability at current ARRIS time and materials billing rates. Technical Support Escalation ARRIS Technical Support provides several options for escalating issues or requesting severity-level changes. Severity Escalation The severity of a case will be determined by you and your ARRIS Technical Support engineer based on the information provided at the time the case is opened. If the site conditions change or the behavior of the product changes, the case severity may be Guide to ARRIS Global Services 23 Section 5: Technical Support changed. You can request a change by contacting ARRIS Technical Support and explaining your reason for a severity-level change. Management Escalation Cases can also be escalated within the ARRIS Technical Support management structure should you believe a case is not being resolved in a timely manner or receiving the level of attention you believe is warranted. When escalating an issue, be sure to supply the case reference number in all communications. Escalations within the Technical Support group go first to the Manager, then to the appropriate Director. If, for any reason, the Manager is unable to resolve the problem or is not providing the level of attention you believe is warranted, escalation may continue to higher levels of the organization. At each level of escalation, we request that your company provide a contact at the same level. This helps ensure that the level of management involvement matches the decisionmaking level dictated by the resolution requirements of the problem. To escalate a service case within ARRIS Technical Support, contact us using the information provided in the Technical Support Management Contacts and ask to speak with the Technical Support Manager. If the manager is unavailable, he or she will respond as soon as possible to discuss the situation and work with you to create a plan to resolve the issue. Note that for outage situations, the ARRIS Executive-Level Team is notified within two hours of an on-going outage being reported. Periodic updates are sent out until the outage is cleared. ARRIS Technical Support will escalate to the product design engineering within two hours of the outage being reported, if it is not resolved in that timeframe. Guide to ARRIS Global Services 24 Section 5: Technical Support Technical Support Management Contacts Guide to ARRIS Global Services 25 Section 5: Technical Support Guide to ARRIS Global Services 26 Section 5: Technical Support Guide to ARRIS Global Services 27 Section 5: Technical Support Join the Technical Support Updates Mailing List We invite you to join the appropriate Technical Support mailing list for your ARRIS product(s). The Technical Support team sends occasional e-mails concerning critical support issues, important field bulletins, and the latest support news, information, and progress updates, which enables you to effectively operate and manage ARRIS products and systems. Contact your Technical Support office for information on how to subscribe. Notice: All e-mail sent to or from the ARRIS Solutions, Inc. e-mail system or Website may be retained, monitored, and/or reviewed by ARRIS personnel. We do not sell, rent, or lease this information to others or use this list to sell additional ARRIS products or services or for marketing purposes. Your information is used for Technical Support e-mail notices only. Guide to ARRIS Global Services 28 Section 6 Software Services Software Warranty ARRIS software is warranted to substantially function as-designed for 90 days from your download of the software. ARRIS does not warrant that the operation of the ARRIS software will be uninterrupted or error-free; that the functions of the software will meet Customer's requirements; or that the software will operate in combination with non-ARRIS products selected by Customer for its use. Details of the ARRIS standard software warranty are contained online in the ARRIS Terms and Conditions of Sale [http://www.arris.com/_docs/tc.pdf] or as agreed in the purchase agreement (or relevant channel agreement) in place with ARRIS. During this 90-day period software warranty period, you may E-mail us for technical support. We will respond within 2 business days for software defects only. Request maintenance and emergency software releases for software defects only. To receive technical support and software per the terms of this Guide, you must purchase a service-level agreement for your ARRIS product. Accessing New Software Releases You will be able to download the software (and related documents such as Release Notes) to which you are entitled under your Service-level agreement. Technical Support will help you register for our software download tool using your agreement ID. 29 Section 7 Repair Services All repairs and replacements of ARRIS products are managed by ARRIS Repair Services. Our TAC will work with you to determine the: Hardware warranty status (in- or out-of-warranty) type of hardware failure (DoA, Standard, or Advanced Replacement) We’ll then let you know what to expect from the RMA process. Requesting an RMA is always your first step. How to Request an RMA Please download the RMA Request Form, complete it, and email it to TAC.Helpdesk@arris.com. E-mail: Phone: 1-888-944-4357 or 1-215-323-2345. Be sure to have the following information ready about the defective unit: Model Part number Serial number Detailed description of the failure, including when the product failed (i.e., initial deployment or after a period of time) Your company name Your ship-to address Your contact name Your contact phone Your contact e-mail 30 Section 7: Repair Services New Hardware Warranty Terms If you purchased your new hardware directly* from ARRIS, please see the ARRIS Terms and Conditions of Sale for standard warranty details per-product or any unique purchase agreement in place. If your new hardware is in-warranty, a repaired or functionally equivalent replacement unit will be shipped within 30 to 45 calendar days of ARRIS’s receipt of the defective unit. *If you are a member of the ARRIS Channel Program, please see http://www.arris.com/solutions/partners/index.asp for details. Repaired Product Warranty Terms If a repaired unit fails, a repaired unit or functionally equivalent replacement unit will be shipped within 30 calendar days of ARRIS’s receipt of the defective unit. The new warranty term will be 90 days from date of repair shipment or the remaining original warranty period, whichever is longer. Types of Hardware Failures A defective hardware unit is categorized as DoA (Dead-on-Arrival) a failure within 30 days of shipment Standard Replacement a failure in- or out-of-warranty Advanced Replacement a failure covered under a valid SLA that includes advanced replacement parts Note: A Return Materials Authorization (RMA) is required for all of the failure types above. Guide to ARRIS Global Services 31 Section 7: Repair Services DoA Replacement Process The DoA Replacement Process is used if you have equipment that fails within the first 30 calendar days of being shipped from ARRIS to you. Reasonable commercial efforts are made to ship a replacement part within two business days of the DoA replacement request being approved. Request an RMA for a DoA Product You Receive your RMA # and Shipping Instructions. After warranty status is established and a purchase order is received (if required), ARRIS will provide, via e-mail, a completed copy of your RMA Request Form, which includes your RMA number and shipping instructions. Shipping Instructions Return all ARRIS hardware in ARRIS-approved packaging You are responsible for repair or replacement charges for damage incurred during shipping, so please pack carefully. Send us only the defective unit. Do not send batteries, external power supply, power cords, manuals, brackets etc. with your shipment when returning defective unit(s). Write the RMA number on the outside of the box. Enclose a copy of the completed RMA form inside the box. Notify the carrier to not split the shipment. ARRIS Screens your Returned Unit Returned units are screened at an ARRIS Repair Facility. Customer-Induced Damage (CID) Units found to have Customer Induced Damage (CID) or units found to be No Problem Found (NPF), will be subject to a fee. Contact ARRIS Global Repair Services for NPF and CID pricing. ARRIS reserves the right to require a purchase order in advance to cover potential CID and NPF charges. NPF and CID fees do not apply if the customer elects to agreement with ARRIS Global Repair Services for screening, rather than screening the units themselves. ARRIS Ships your Replacement Unit A repaired or functionally equivalent replacement unit will be shipped from an ARRIS site or regional warehouse within a target time of listed in Repair Warranty. Guide to ARRIS Global Services 32 Section 7: Repair Services Note: We may not send you back the same serial number unit you sent to us. Shipping Delays On rare occasions, a part may not be in inventory, which can cause shipping delays. In these situations, ARRIS pursues all other means to obtain and ship the required part at the earliest possible time. To ensure that you always have the part you need, we recommend you purchase a spares kit to keep at the site. For more information on spares kits, please contact your ARRIS Sales Representative. Due to factors outside of ARRIS’s control (e.g., local customs requirements), the shipment arrival date at the customer site cannot be defined. ARRIS will return ship the unit or a functionally equivalent replacement unit to the address provided on the RMA Request Form. If the unit is out-of-warranty and unrepairable, we will on a case by case basis, make our best efforts to replace it, with an additional charge. Freight and Customs Customer Responsibilities You are responsible for the freight, insurance charges, and related customers duties and taxes to ship your defective unit to ARRIS. You bear the risk of loss or damage until we receive the defective unit. ARRIS Responsibilities Clear and unencumbered title to the defective unit passes to us upon our receipt of the defective unit. We are responsible for the freight and insurance charges to ship your replacement unit We bear risk of loss or damage until you receive the replacement unit. Guide to ARRIS Global Services 33 Section 7: Repair Services Standard Replacement Process The Standard Replacement Process is used if the unit is not DoA and you have not purchased a service-level agreement that includes advanced replacement parts. Request an RMA under the Standard Replacement Process ARRIS Verifies Warranty Status We will first verify the warranty status of the product. For products that are “In-Warranty”, an RMA number will be issued within 1 business day. For products that are “Out-of-Warranty”, we will need a purchase order for the repair cost before an RMA number can be issued. You Receive your RMA # and Shipping Instructions After warranty status is established and a purchase order is received (if required), ARRIS will provide, via e-mail, a completed copy of your RMA Request Form, which includes your RMA number and shipping instructions. Shipping Instructions Return all ARRIS hardware in ARRIS-approved packaging You are responsible for repair or replacement charges for damage incurred during shipping, so please pack carefully. Send us only the defective unit. Do not send batteries, external power supply, power cords, manuals, brackets etc. with your shipment when returning defective unit(s). Write the RMA number on the outside of the box. Enclose a copy of the completed RMA form inside the box. Notify the carrier to not split the shipment. ARRIS Screens your Returned Unit Returned units are screened at an ARRIS Repair Facility. Customer-Induced Damage (CID) Units found to have Customer Induced Damage (CID) or units found to be No Problem Found (NPF), will be subject to a fee. Contact ARRIS Global Repair Services for NPF and CID pricing. ARRIS reserves the right to require a purchase order in advance to cover potential CID and NPF charges. Guide to ARRIS Global Services 34 Section 7: Repair Services NPF and CID fees do not apply if the customer elects to agreement with ARRIS Global Repair Services for screening, rather than screening the units themselves. ARRIS Ships your Replacement Unit A repaired or functionally equivalent replacement unit will be shipped from an ARRIS site or regional warehouse within a target time of listed in Repair Warranty. Note: We may not send you back the same serial number unit you sent to us. Shipping Delays On rare occasions, a part may not be in inventory, which can cause shipping delays. In these situations, ARRIS pursues all other means to obtain and ship the required part at the earliest possible time. To ensure that you always have the part you need, we recommend you purchase a spares kit to keep at the site. For more information on spares kits, please contact your ARRIS Sales Representative. Due to factors outside of ARRIS’s control (e.g., local customs requirements), the shipment arrival date at the customer site cannot be defined. ARRIS will return ship the unit or a functionally equivalent replacement unit to the address provided on the RMA Request Form. If the unit is out-of-warranty and unrepairable, we will do our best to replace it, but at an additional charge. Freight and Customs Customer Responsibilities You are responsible for the freight, insurance charges, and related customers duties and taxes to ship your defective unit to ARRIS. You bear the risk of loss or damage until we receive the defective unit. ARRIS Responsibilities Clear and unencumbered title to the defective unit passes to us upon our receipt of the defective unit. We are responsible for the freight and insurance charges to ship your replacement unit We bear risk of loss or damage until you receive the replacement unit. Guide to ARRIS Global Services 35 Section 7: Repair Services Advanced Replacement Process The Advanced Replacement Process is used if the unit is not DoA and you have purchased a service-level agreement that includes advanced replacement parts. Before you purchase a service-level agreement that includes advanced replacement parts, you must verify that all equipment, including spares, is in working order. Equipment that has failed or otherwise needs repair prior to the start date of the advanced replacement services is specifically excluded. Request an RMA under the Advanced Replacement Process Technical Support Verifies your Need for a Replacement During the RMA request process, you may be routed to Technical Support to help you troubleshoot your product issue and help determine if a part replacement is needed. You Receive your RMA # and Shipping Instructions After we agree a replacement part is needed, ARRIS will provide, via e-mail, a completed copy of your RMA Request Form, which includes your RMA number and shipping instructions. Shipping Instructions After you have received your replacement unit, please return the defective unit within 3 business days. It is important that you return the defective unit quickly so we can analyze the failure, repair the unit, and return the part to our replacement inventory. If the defective unit is not returned within three (3) business days of your receipt of the replacement part, you will be invoiced for the list price of the equipment and may not be able to open new RMAs. Return all ARRIS hardware in ARRIS-approved packaging Your replacement part will arrive with a pre-paid air way bill, packing information and instructions for return of the defective part. Send us only the defective unit. Do not send batteries, external power supply, power cords, manuals, brackets etc. with your shipment when returning defective unit(s). Write the RMA number on the outside of the box. Enclose a copy of the completed RMA form inside the box. ARRIS Screens your Returned Unit Returned units are screened at an ARRIS Repair Facility. Guide to ARRIS Global Services 36 Section 7: Repair Services Customer-Induced Damage (CID) Units found to have Customer Induced Damage (CID) must be replaced within 72 hours of notification with new, previously repaired, or repairable equipment of the same type, or you will be invoiced for a replacement at ARRIS list pricing. ARRIS Ships your Replacement Unit A repaired or functionally equivalent replacement unit will be shipped from an ARRIS site or regional warehouse within the target time of your service-level agreement. Note: We may not send you back the same serial number unit you sent to us. Shipping Delays On rare occasions, a part may not be in inventory, which can cause shipping delays. In these situations, ARRIS pursues all other means to obtain and ship the required part at the earliest possible time. To ensure that you always have the part you need, we recommend you purchase a spares kit to keep at the site. For more information on spares kits, please contact your ARRIS Sales Representative. Due to factors outside of ARRIS’s control (e.g., local customs requirements), the shipment arrival date at the customer site cannot be defined. ARRIS will return ship the unit or a functionally equivalent replacement unit to the address provided on the RMA Request Form. Freight and Customs Customer Responsibilities You are responsible for the freight, insurance charges, and related customers duties and taxes to ship your defective unit to ARRIS. You bear the risk of loss or damage until we receive the defective unit. ARRIS Responsibilities Clear and unencumbered title to the defective unit passes to us upon our receipt of the defective unit. We are responsible for the freight and insurance charges to ship your replacement unit We bear risk of loss or damage until you receive the replacement unit. Advanced Replacement Terms and Conditions The Advanced Replacement clock starts after your ARRIS Technical support engineer has agreed that a replacement part is required and the RMA has been assigned. Guide to ARRIS Global Services 37 Section 7: Repair Services The clock start time is documented in the ARRIS case-tracking system. Advanced replacement RMAs assigned after 2pm Eastern Time are considered assigned the next ARRIS business day. ARRIS is not responsible for delays outside its control once the replacement unit is in the custody of the courier. If the replacement unit you requested does not correct the problem and additional replacement units are required (regardless of fault), you must open a new RMA. We reserve the right to limit the number of units you request to a reasonable number. If you request more than 1.5 times our average demand for a replacement unit at one time, we will contact you for more information and further diagnostics. We reserve the right to charge you an additional fee for units that are returned and our analysis reveals no-problem-found (NPF). You may be liable for shipping, handling, and diagnostic fees for each unit. Guide to ARRIS Global Services 38 Section 7: Repair Services Additional Services Available for ARRIS CPE In addition to the services described, ARRIS Global Repair Services offers a variety of feebased services to assist you in returning CPE to service quickly and with high confidence, specifically Touchstone Telephony Modems and Whole Home Solution Media Gateways and Media Players. CPE Screening When CPE units are pulled from the field they must be validated before being installed again at a customer site. ARRIS receives unsorted CPE (including some non-ARRIS units), sorts them by warranty status and type, screens the units vs. original specifications, cleans them and either returns the units to the operator for immediate redeployment or repairs them and dispatches any non-ARRIS units for repair by the original manufacturer. Cosmetic Replacement ARRIS replaces the plastic covers (cosmetic parts) and other associated parts and labels to give a brand-new appearance to your CPE. Custom Kitting ARRIS works with you to develop special packaging including accessories for screened and/or repaired Touchstone Telephony Modems and Media Gateways and Players. These solutions are designed to facilitate rapid redeployment of these units. Accessories may include power and/or Ethernet cables, HDMI cables, remote controls, documentation and other components. Packaging may include individual plain brown boxes, custom printed boxes and bulk packaging. Custom Logistics Solutions ARRIS customizes logistics solutions; including repositioning of screened and /or repaired assets to different markets than the ones they came in from. ARRIS can optimize the packaging density (box or pallet) to minimize the handling required on your part between receipt of the repaired units and dispatch to be re-installed. Guide to ARRIS Global Services 39 Section 7: Repair Services COTS Servers Warranty Information Some ARRIS products (DAC6000, RADD) are based on Commercial-off-the-Shelf (COTS) Servers. ARRIS provides you with the manufacturer’s warranty on these servers directly from the manufacturer. NOTE: You are responsible for contracting directly with the manufacturer after the initial manufacturer’s warranty period expires. HP Warranty The HP standard warranty coverage is an attribute of the server and "travels" with the server. http://h20566.www2.hp.com/hpsc/doc/public/display?docId=emr_na-c02978487 To check the status of your HP manufacturer’s warranty, please use the following: 1. Go to the HP Support Center at https://h20565.www2.hp.com/portal/site/hpsc/public/wc/home/ 2. Enter your server’s serial number to check see its current warranty status. Guide to ARRIS Global Services 40 Section 7: Repair Services Repair Services Management Contacts EMEA Martin Ferm martin.ferm@arris.com +44 7730-756-979 APAC Robin Yang robin.yang@arris.com +8613306528645 Americas Mostafa Badry mostafa.badry@arris.com +1 508-870-1175 Second Escalation Mark Walther, Service Operations mark.walther@arris.com +1 847-372-5503 Jason Ellerman, Network and Cloud Products jason.ellerman@arris.com +1 630-281-3091 Paul Moorefield, CPE Products paul.moorefield@arris.com +1 215-323-2330 Jon Swire, VP Repair Services jon.swire@arris.com +1 847-523-0799 Guide to ARRIS Global Services 41 Section 8: Professional Services Section 8 Professional Services With more than 850 technical professionals in over 40 countries, ARRIS Global Services helps service providers grow their businesses by getting to market faster, reducing operating expenses, streamlining operations and ensuring high service availability. We specialize in data and video networks and applications, IP and HFC infrastructure, and the consumer experience. We provide lifecycle services to help operators plan, design, implement and operate their networks and business processes. Our customers choose us to maximize the ROI on their network investments, get to market faster with new services while limiting the risk of operational challenges, to outsource critical aspects of their business operations and to define and integrate complex, vendor neutral solutions. ARRIS Global Services offers a wide array of services to help operators Plan, Design, Implement and Operate networks. At ARRIS, we provide far more than just outstanding technology. Partnering with us means you’ll have access to the expertise and technical skill sets necessary to help execute a project of any scale and depth. With the longest heritage and the deepest video, DOCSIS, and IP networking experience in the industry, ARRIS Global Services is pre-eminently qualified to help service providers from Planning to Operations. Today you must have reliable, cost-effective network architectures that will efficiently deliver the feature-rich, lightning fast triple-play entertainment and communications services your subscribers’ demand. At the same time, you must lay the foundation for future services and increasing levels of demand. With ARRIS, you can promise your Guide to ARRIS Global Services 42 Section 8: Professional Services customers the world. Then simply deliver it. We’ll work with you every step of the way – from agreement to design to implementation and operations - to maximize your investment and guarantee success. Imagine a single point of accountability for design, deployment and program management. Our nationally recognized award winning Global Services team has the resources and expertise in place to insure flawless, rapid and seamless technology integration. Visit arris.com/services for more information. Lifecycle Services We provide services to help design, implement and operate integrated solutions for ARRIS and third-party products. Wi-Fi Design and Deployment Design, engineering, network integration, construction management, quality assurance and acceptance testing of Wi-Fi networks Planning Services Network Optimization - Analyzing and developing recommendations and applying changes to device and network configurations for cost-effective performance improvement. Operational Consulting - Assessing current operations and developing recommendations to improve cost and performance of key business processes. Technical Consulting - Developing a strategy and agreements to migrate network infrastructure to support long term technical innovations. Network Planning - Detailed engineering of network solutions for voice, video, data and wireless, optimized for seamless deployment. Network Audit - Surveying and auditing of all network elements including strand walkout, RF as-builts, fiber route and enclosure audit, address audit and collection. Design Services Engineering and Design – Design and engineering of new builds, node splits, rebuilds and upgrades. Network Documentation - Documentation of Network Audit findings. Outside Plant Design - Designing or redesigning the outside plant to add service offerings and/or additional clients to a service area. Inside Plant Design - Designing or redesigning the inside plant to add service offerings and/or additional clients to a service area. Guide to ARRIS Global Services 43 Section 8: Professional Services Implementation Services Installation - Physical installation of network elements and systems Configuration - Developing site-specific configuration of network elements for new installations. Turn Up & Test - Powering-up and verifying the configuration of newly deployed network elements and systems. Logistics - Managing materials flow and logistics to worksites, including ordering, stocking, kitting, delivery, and reverse logistics. Decommissioning - Managing the removal of network elements from service and eventual disposition of those assets – whether repurposed, remarketed or recycled. Operational Services Interoperability and Validation Lab Services – Testing and procedure development for new technology in a controlled environment on an operator-specific configuration. Documentation - Publishing clear, concise and accurate materials to support the deployment, maintenance and day-to-day use of network elements and solutions. Technical Support - Providing the right level of technical expertise to resolve any issues that arise with ARRIS solutions. Providing factory-level repairs and repairrelated services like kitting and upgrades. Strategic Outsourcing - (Managed Services) Managing and performing a functional activity or business process (typically non-strategic) that would normally be executed by operator in-house personnel. Staff Augmentation Full Lifecycle & Core Services Custom Software - Developing custom functionality meet specific operator market requirements. Solution Design, Development & Integration - End-to-end design, development, deployment and integration of multi-vendor solutions to meet market/service requirements. Solution Lifecycle Management - Managing and executing the regular maintenance, upgrades, optimization, and reconfiguration of a network solution from inception to end-of-life. Program Management - Managing and controlling project constraints to ensure project agreements are implemented within scope, schedule and budget. Guide to ARRIS Global Services 44 Section 8: Professional Services ARRIS Global Services deploys these service capabilities, as needed, to address business challenges and opportunities for our customers in many areas, including: Ad Insertion Solutions Business Process Analysis Commercial Services CPE Validation and Acceptance Field Survey and Documentation IPTV Headend Solutions Multiscreen Solutions Network Audit & Migration OSS / BSS Systems Operational Playbooks Preventative Maintenance Proactive Monitoring Service Level Agreement Maintenance Technology Evolution Technology Logistics and Material Management Traffic Management Wi-Fi Solutions Guide to ARRIS Global Services 45 Section 8: Professional Services “Day 2” Services ARRIS offers proactive, "Day 2" services to help Customers maximize their utilization of deployed ARRIS systems. These services move beyond our technical support to provide services and knowledge to help you proactively manage and optimize their network. These services include: ARRIS Performance Improvement Programs - Initial offerings for C4, BSR and E6000. The Baseline service provides for the routine maintenance and fine tuning of deployed systems. The advanced service, with Service Analytics, assesses the health and performance of the system and provides recommendations for optimization of the product in the customers' network. ARRIS Mentoring Programs -With two levels of involvement, these services are intended to help develop key contributors - Mentees – in the customer organization by matching them with product category expert Mentors for an extended period of time. Initial offerings for C4, BSR and E6000. ARRIS Staff Augmentation Services - Allows the operator to complement their workforce with tailored expertise in areas like wiring, headend/hub maintenance, DC powering, CER/CMTS troubleshooting and advanced support, Wi-Fi engineering, ad insertion, CCAP architecture and specific ARRIS platform expertise for Optronics, HFC, Edge QAM, SDV/VOD, DAC/STB, video processing, video compression and ad insertion. ARRIS Engineering Assistance - Provides phone engineering support for services over and above the operator's standard support agreement, to assist the operator with design, configuration and other operational challenges. Contact your ARRIS Sales Representative for more information. Guide to ARRIS Global Services 46 Section 9 Knowledge Services Documentation At ARRIS, we focus on what you need to know to get your job done right. Our content developers and trainers work side-by-side with product development staff during the software lifecycle to acquire an in-depth knowledge of the software and systems you use and support. We communicate the intricacies of the software with business owners and operators, which enable users to realize the investment value of their investment in ARRIS products. ARRIS products include many of the following resources so you can get the most from your investment: Getting started Guides and product overviews Deployment, installation, and configuration Guides User Guides, operator Guides, and online help Administrative Guides, integration Guides, and database documentation eBooks, Web help, and hosted implementations Translation and cloud delivery ARRIS also has the capability and understanding to customize documentation to a particular implementation or create custom documents for integrations. Technical Training The Knowledge Services team offers comprehensive training for all ARRIS products and services. Instructor-led courses incorporate lecture, hands-on, presentation by PowerPoint or HTML, printed course material, and open discussion; typically in a classroom/lab atmosphere. Remote access to the client’s local system from the training location provides opportunity for hands on configuration and troubleshooting. Curriculum includes all applications, which ensures that students are proficient using the tools and applications they will use in their everyday job duties. Instructor-led courses can be held at an ARRIS facility, or at your site, whichever is most convenient for you. Web-based courses are available on our learning system, ARRIS Academy. Web-based courses are economical and enable your learners to take training anytime and anywhere— whenever it fits into their schedule. 47 Section 9: Knowledge Services We partner with our customers to prepare their workforce to use ARRIS products successfully to meet their business goals. Web-based Instructor-led Onsite Scripted self-help videos for consumers per your specifications Remote Labs Mobile Learning Virtual Instructor-led For more information on the training programs we offer, Visit our website: http://learn.arris.com Contact ARRIS Training via e-mail at training@arris.com Guide to ARRIS Global Services 48 Section 10: Global Services Terms and Conditions Section 10 Global Services Terms and Conditions The following Terms and Conditions shall apply to this Guide for Global Services and shall be deemed accepted by Customer upon Customer issuance ARRIS with a valid Purchase Order (“PO”) for the Services. If these terms and conditions conflict with the terms and conditions of the relevant channel agreement in place with ARRIS, the terms and conditions of the relevant channel agreement shall prevail. 1. Services. On receipt and acceptance of a valid PO, ARRIS will provide Customer with the services requested in the PO ("Services"). Services shall only apply to ARRIS Products. Third-party product services are excluded. No pre-printed terms and conditions on or referenced in Customer’s PO will supersede, extinguish, add to, alter, or amend these Terms and Conditions. 2. Termination. Either ARRIS or Customer may terminate any Services request by reason of a material breach that the breaching party has not cured to the non-breaching party's reasonable satisfaction within thirty (30) days after receipt of written notice specifying details of the breach; and/or upon the occurrence of the filing of a petition or seeking of relief under applicable bankruptcy or insolvency laws by or against the other party. Upon termination of any Services for any reason, ARRIS will cease to provide the services to Customer, and any unpaid fees or reimbursable expenses owing to ARRIS shall be due and payable immediately. 3. Access. During the provision of Services, Customer will provide ARRIS with detailed problem reports and information on how to reproduce the reported problem, in so far as this is possible, and with all reasonable access to systems, via VPN or otherwise, necessary to enable ARRIS to meet its support obligations as set forth herein. 4. Fees and Payment. Customer agrees to pay ARRIS the fees for provision of the Services as previously quoted by ARRIS (“Quotation”). Unless otherwise specified, the prices do not include any insurance, transportation, shipping, taxes, excises, duties, governmental charges, and/or levies (including, but not limited to copyright levies) or other similar fees that ARRIS may be required to pay with respect to the performance of Services, except taxes on or measured by ARRIS’ net income, all of which shall be Customer’s responsibility. If Customer claims exemption from any taxes, Customer will provide ARRIS with documentation required by the taxing authority to support the exemption. If applicable law requires Customer to withhold any income taxes levied by the territory authorities ("Withholding Tax") Customer shall promptly effect payment of the Withholding Tax to the appropriate tax authorities and shall provide ARRIS within 10 (ten) business days of such payment official tax receipts or other evidence issued by the appropriate tax authorities sufficient to enable ARRIS to support a claim for foreign tax credits in the U.S. and/or any other country. Customer further agrees, if requested by ARRIS and at a reasonable cost to ARRIS if ARRIS so contests, to assist by appropriate legal or administrative proceedings with the validity or amount of the Withholding Tax. In the event ARRIS does not receive official tax receipts or other evidence within 60 (sixty) days of the date of ARRIS invoice, ARRIS shall have the right to invoice Customer for such Withholding Tax and Customer agrees to pay such amounts upon receipt of invoice relating to the Services. All payments shall be made in U.S. currency within the payment terms indicated in the Quotation from Guide to ARRIS Global Services 49 Section 10: Global Services Terms and Conditions the date of invoice. Late charges of one and one-half percent (1 ½%) per month on outstanding balances or the maximum permitted by law, whichever is less, may be charged. ARRIS may, at its option, discontinue the provision of Services until all overdue amounts have been paid to ARRIS. ARRIS reserves the right to revise such fees and/or the Quotation every calendar year. On or before the beginning of any calendar year, ARRIS will attempt to capture equipment quantity data and submit to Customer for review. Nothing in this Terms and Conditions shall prevent ARRIS from billing Customer for the actual quantity of covered Products. The fees for the Services for each calendar year will include the initial covered Products and any subsequently purchased covered Products. Customer may not set-off any amount owing from ARRIS to Customer against any amount payable by Customer to ARRIS under this terms and conditions or otherwise. 5. Audit. ARRIS shall have the right, upon reasonable notice, to audit Customer usage of the Software to ensure compliance with applicable terms and conditions. Audits will not occur more frequently than (1) once per quarter. If any audit reveals any underreported, unpaid or unauthorized use of the Software, then Customer shall promptly pay ARRIS the then current fee representing the underreported, unpaid or unauthorized use of the Software and Customer will be responsible for the costs and expenses of the inspection and audit if such inspection and audit reveals that the then current fee representing the underreported, unpaid or unauthorized use of the Software is equal to or greater than 5% (five percent) of the amounts actually paid by Customer. 6. Delivery and contingencies. Except as specifically committed herein, performance dates for services are approximate only, and are subject to availability. ARRIS may allocate resources among any and all of ARRIS’ Customers as ARRIS may determine. ARRIS shall select the method of performance of the Services, including without limitation, the right, in its sole discretion to use agents or subcontractors to perform the services to be rendered. All persons performing Services for ARRIS shall be considered to be under ARRIS’ sole and exclusive direction. Customer shall not solicit for employment, for itself or for any other person or entity, any personnel of ARRIS involved in the performance of Services. ARRIS shall not be liable for any delay in performance or for nonperformance, in whole or in part, caused by the occurrence of any contingency beyond the control of either ARRIS or any of ARRIS’ suppliers, agents or subcontractors. Any such delay shall excuse ARRIS from performance and ARRIS’ time for performance shall be extended for the period of the delay and for a reasonable time thereafter. 7. Material Furnished by Customer. If Customer furnishes any material or equipment to ARRIS for the purpose of performance of Services, Customer shall be liable to ARRIS, without any restrictions on Customer's liability, for any loss, damage, or expense resulting directly or indirectly from any delay in delivery of such material or property or any defects therein. 8. Export Restriction. Customer understands that certain products and/or software furnished in connection with the Services may be subject to export control laws or regulation. Customer agrees that it will comply with all international, national, federal, state and local laws, as well as all ordinances, orders, rules, regulations and requirements relating to the export or other regulation of all products and/or software provided to Customer. 9. Warranty. ARRIS warrants to Customer for a period of 30 (thirty) days after completion of Services (“Warranty Period”), that all Services performed by ARRIS will be provided in a workmanlike manner (“Warranty”). Customer must promptly notify ARRIS of any claimed defect in the Services. ARRIS or its agent may inspect the workmanship. In the event that Customer reasonably Guide to ARRIS Global Services 50 Section 10: Global Services Terms and Conditions determines that any Services has not been performed in a good and workmanlike manner in accordance with the Warranty, Customer shall promptly notify ARRIS. ARRIS’ sole and exclusive liability for a breach of Warranty shall be the re-performance of the relevant Services. ARRIS does not warrant that the Services will meet Customer's or any of Customer’s specific requirements. ARRIS expressly is not responsible for any problems caused by accident, abuse, or misapplication. ARRIS EXPRESSLY MAKES NO WARRANTIES WITH RESPECT TO THE GLOBAL EQUIPMENT AND INFRASTRUCTURE (INCLUDING BUT NOT LIMITED TO SERVER AND STORAGE HARDWARE, NETWORK CONNECTIVITY AND ACCESS TO THE INTERNET VIA HIGH SPEED ACCESS) REQUIRED TO HOST THE SERVICES, AND FOR OPERATIONS SUPPORT. EXCEPT AS SPECIFICALLY STATED IN THIS SECTION, ARRIS HEREBY DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, WITH REGARD TO THE SERVICES, INCLUDING ANY IMPLIED WARRANTIES OF MERCHANTABILITY, NON-INFRINGEMENT OR FITNESS OF THE SERVICES FOR A PARTICULAR PURPOSE OR USE, NONINFRINGEMENT, TITLE AND ANY WARRANTIES ARISING OUT OF USAGE OR TRADE. THIS WARRANTY IS APPLICABLE SOLELY TO CUSTOMER AND NOT TO ANY SUCCESSOR IN INTEREST OR ANY OTHER THIRD PARTY. NO WAIVER, ALTERATION, OR MODIFICATION OF THIS WARRANTY SHALL BE BINDING AGAINST ARRIS UNLESS IN WRITING AND SIGNED BY AN ARRIS AUTHORIZED EXECUTIVE. ARRIS' entire liability and Customer's exclusive remedy whether in contract, tort or otherwise, for any claim related to or arising out of breach of Warranty shall be re-performance of Service or credit, at ARRIS’ discretion. No agent, distributor or representative is authorized to make any war-ranties on behalf of ARRIS or assume for ARRIS any other liability in connection with any Services. 10. Software License, Intellectual Property ownership & Confidentiality. ARRIS may supply certain firmware, software and/or related documentation with the Services. Any such firmware, software and/or documentation, shall be licensed to Customer by ARRIS pursuant to a prevailing contract between the Parties, or ARRIS Standard Terms and Conditions of Sale, at http://www.arrisi.com/_docs/tc.pdf. All confidential information, know-how, ideas, programming, software, copyrighted materials, trademarks, trade secrets, documentation, plan drawings, specifications, processes, techniques, test results, designs and patterns furnished or created by ARRIS or by ARRIS’s agents or subcontractors (other than Customer) and all intellectual property (“IP”) rights embodied therein or in any of the goods, software and/or services, are and shall remain the sole property of ARRIS and neither Customer nor any other party shall have or acquire any right, title, license or interest therein, except as specifically provided above or in another duly executed agreement between the parties. Protection of all confidential information provided by one party to the other in connection with the Services shall be in accordance with the terms and conditions of Confidential Information Section below. Except for Customer's internal use, Customer will not use any ARRIS trademark or trade name for any purpose whatsoever without the previous express written consent of ARRIS. 11. Limitation of liability. NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN, NEITHER PARTY NOR ITS AGENTS, REPRESENTATIVES OR EMPLOYEES SHALL BE LIABLE TO THE OTHER PARTY OR ANY THIRD PARTY FOR AMOUNTS REPRESENTING LOSS OF REVENUES, LOSS OF PROFITS, LOSS OF BUSINESS, PER-USE ROYALTIES, OR INDIRECT, CONSEQUENTIAL, SPECIAL OR PUNITIVE DAMAGES OF THE OTHER PARTY, EVEN IF SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. REGARDLESS OF WHETHER ANY REMEDY PROVIDED HEREIN FAILS OF ITS ESSENTIAL Guide to ARRIS Global Services 51 Section 10: Global Services Terms and Conditions PURPOSE, IN NO EVENT WILL ARRIS'S LIABILITY HEREUNDER EXCEED THE AGGREGATE AMOUNT OF THE SERVICES PURCHASE ORDER GIVING RISE TO A CLAIM, REGARDLESS OF WHETHER SUCH CLAIM IS BROUGHT IN TORT, CONTRACT OR OTHERWISE. 12. Indemnification. Each party shall defend, indemnify and hold harmless the other party, its respective officers, directors, agents, subsidiaries, affiliates, subcontractors, assignees and employees (“Indemnified Parties”) against all losses, damages, liabilities, expenses, costs (including court costs and attorney’s fees) claims, suits, demands, actions, causes of actions, proceedings, judgments, assessments, deficiencies and charges (“Damages”) caused by, relating to or arising from (i) a default in the performance by such party of its obligations; (ii) a breach of its warranties or representations; (iii) its negligent acts or omissions; and (iv) its intentional misconduct. Customer shall also indemnify ARRIS and the Indemnified Parties against any such Damages caused by, relating to or arising from (i) the programming services offered by Customer or Customer’s programmers which are authorized for using or take advantage of the Services, including any assertion that any such programming services involve tortious conduct or the infringement of any third-party rights; (ii) any disputes between Customer and any of its program distributors or other distributors or affiliates; and (iii) any disputes or claims involving the subscribers for the programming services of Customer. This Indemnification Section shall survive termination of Services. 13. Force Majeure. ARRIS is not liable for failure or delay in fulfilling its obligations due to any causes beyond its control. In the event of any such delay, the date for performance of Services will be extended correspondingly. In the event ARRIS partially fills Customer's PO, Customer shall, nonetheless, continue to make payments on ARRIS’ invoices during the period in which the delay is in effect for those Services delivered. If an event of Force Majeure prevents or delays performance of Services for more than six (6) months, ARRIS shall have the right to terminate the applicable PO with immediate effect. 14. Confidential Information. Neither Party will disclose to any third party any information or data fixed in a tangible medium and marked as confidential or proprietary information of the other Party, or if provided orally, confirmed in writing to be confidential or proprietary within twenty (20) calendar days after its disclosure, without the previous written authorization of the other Party, including without limitation, programs, methods of processing, program design and structure and unique ARRIS programming techniques (“Confidential Information”). The Parties agree to treat the Confidential Information as such, prohibit recopying, and use it only in connection with the intended purpose and/or fulfilling their obligations under an existing PO. Customer shall take all reasonable steps necessary to abide by the provisions of ARRIS’ security programs in effect from time to time, a copy of which will be provided to Customer upon request. Customer will return all Confidential Information to ARRIS upon completion of such purpose or obligations, or upon request of ARRIS. The Parties recognize and agree that the unauthorized use or disclosure of the Confidential Information may cause irreparable injury to the other Party for which it could have no adequate remedy at law, and that any actual or contemplated breach of this Section will entitle the other Party to obtain or seek injunctive relief prohibiting such breach at any court with competent jurisdiction, in addition to any other rights and remedies available to it. The obligations herein contained will expressly survive the performance, termination, cancellation or final payment of Customer’s PO or the Services. The information contained and provided to Customer based on the Services is ARRIS Confidential Information and its ownership is not transferred to Customer at any time. Customer may not use ARRIS Confidential Guide to ARRIS Global Services 52 Section 10: Global Services Terms and Conditions Information, completely or in part, for its exclusive benefit or any other purpose rather than the intended purpose. 15. Notices. Any notice required or permitted to be given shall be in writing, sent by express, registered or certified mail, return receipt requested, courier service or personal delivery, and shall be effective upon receipt or refusal. For the purpose of receiving notices hereunder, either Party may change its address by giving the other party fifteen (15) days prior written notice of its new address. Notices to the Parties should be sent to the address indicated on the Signature Page. 16. Governing law; Jurisdiction and Venue; Attorneys' fees. Services shall be governed by the laws of the state of Georgia excluding its conflicts of law rules, and by United States law and international treaties governing copyrights. The application of the United Nations Convention on Contracts for the International Sale of Goods is hereby expressly excluded. The Parties hereto shall be subject to the exclusive venue of jurisdiction of the state and federal courts of the state of Georgia. Each Party knowingly consents to the personal jurisdiction of such courts, and expressly waives any defense that jurisdiction or venue is not proper in such courts. The prevailing party in any action brought relating to or arising out of the Services shall be entitled to recover its reasonable attorneys' fees and costs incurred in the action. 17. Independent Contractor Status. ARRIS and Customer understand and agree that ARRIS is an independent contractor with respect to all work performed pursuant to Guide. ARRIS assumes no obligation of Customer under any federal, state or local law, statute or ordinance relating to workmen's compensation, disability, old age benefit, industrial safety, or other similar matters. 18. General. These Terms & Conditions constitute the entire understanding between the Parties with respect to the Services and supersedes all prior and contemporaneous communications. It shall not be modified except in writing and signed on behalf of Customer and ARRIS by their respective duly authorized representatives. If any provision herein shall be held to be illegal, invalid or unenforceable, the remaining provisions shall remain in full force and effect, and the provision shall be deemed amended to substitute a valid provision so as to implement the intent of the Parties. No waiver of any breach of any provision of herein shall constitute a waiver of any prior, concurrent or subsequent breach of the same or any other provisions hereof, and no waiver shall be effective unless made in writing and signed by an authorized representative of the waiving party. Section headings are intended for convenience only and shall not be deemed to supersede or modify any provisions. Customer may not assign the Services without the prior written consent of ARRIS, which consent shall not be unreasonably withheld. Guide to ARRIS Global Services 53