Technical Advice Note Assessment of Noise Page | 2 Table of Contents Chapter 1: Introduction..................................................................................................................... 3 Chapter 2: Noise Impact Assessment ............................................................................................ 4 Chapter 3: Appropriate NIA Methodology.................................................................................... 16 Chapter 4: Mitigation ....................................................................................................................... 26 GLOSSARY OF TERMS AND NOISE INDICES .................................................................................... 27 Appendix 1: Legislative Background, Technical Standards and Code of Practice ................. 29 Appendix 2: Factors to consider in assessing noise impacts .................................................... 39 Appendix 3: Excel Workbooks for use in assessing the noise impact from different types of development. ......................................................................................................................................... 42 Page | 3 Chapter 1: Introduction 1.1 This Technical Advice Note provides guidance which may assist in the technical evaluation of noise assessment. It has been prepared as a guide for noise professionals, both in the public and private sector, in the preparation and evaluation of noise impact assessments. It does not offer prescriptive guidance on noise assessment nor should it be considered as being exhaustive in extent. It aims to assist in assessing the significance of impact. Advice on the role of the statutory planning system in helping to prevent and limit the adverse effects of noise is set out in Planning Advice Note (PAN) 1/2011 Planning and Noise. 1.2 Good acoustic design and a sensitive and pragmatic approach to the location of new development needs to be actively promoted to ensure that quality of life is not unreasonably affected and that new development continues to support sustainable economic growth in Scotland. Environmental Health Officers and/or acousticians should be involved at an early stage in development proposals which are likely to have significant adverse noise impacts or be affected by existing noisy developments. 1.3 In the context of this document the following terms are defined: Noise impact assessment is a process which identifies and evaluates the key noise impacts of a development for the purposes of informing its design and the planning decision process. Noise Management Areas are designated areas where the noise impact from environmental sources has been identified for noise action plans as a requirement of the European Directive for the Assessment and Management of Environmental Noise 2002/49/EC (END). Quiet Areas are designated areas where the quality of the environmental noise is good and should be preserved against an increase in noise as required under the END Directive. 1.4 A summary of relevant and current (at the time of publication of this advice note) technical standards, guidance and codes of practice is included as Appendix 1. These may be useful in supporting decision making involving noise issues. Where a technical standard referred to in the index has been superseded by a more recent version or alternative, then that document should be used. Page | 4 Chapter 2: Noise Impact Assessment 2.1 The basic principle of any noise impact assessment is to assess the change in the acoustic environment that will be brought about by the proposed development. It is important to appreciate that the assessment of change can, and should be, both qualitative and quantitative. This Technical Advice Note aims to provide guidance on the assessment of significance of noise impacts for various common situations. 2.2 Where a possible quantitative change in noise level is to be assessed, it is essential to ensure that the most appropriate noise metrics, sampling periods and survey duration are used. For example, it would be inappropriate to assess the level of change in noise likely to occur following the introduction of a bus depot into a suburban area by comparing the predicted LA10,18h with existing LA10,18h noise levels; when the main noise level changes are likely to arise due to large numbers of buses leaving, or returning, to the depot over shorter periods of time outside the standard 0600 to 2400 time period. 2.3 A qualitative noise change may be described in various ways. Typically, a useful qualitative guide when assessing noise impacts is whether or not there are likely to be changes in behaviour as a consequence of the noise generated by, associated with, or potentially impacting upon the proposed development, for example, will changes in the noise climate be such that it causes people to change their behaviour by closing windows, raising their voice or not using their gardens as before. The impacts can also be positive. 2.4 Before undertaking a noise impact assessment, it is important that the person undertaking the assessment has a thorough understanding of the project and its context. This would involve: • understanding the nature of the development; • understanding the nature and character of the prevailing noise environment; • identifying all the potential new noise sources that will arise from the proposal, during the construction, operation and, where relevant, decommissioning phases; • understanding the nature of the new noise sources that will arise from the proposal, including such features as tonal characteristics, intermittency, duration and timing (diurnally and seasonally) • Identifying potential noise sensitive receptors. 2.5 For a quantitative assessment of the noise impacts, the noise level change needs to be related to the sensitivity of the receptor so that the significance of the noise level change can be determined. Hence, the significance of the noise impact at a particular receptor can be determined from the magnitude of the noise change and the sensitivity of that receptor to the change in noise. The magnitude of the noise level change can be assessed relative to an absolute threshold level or relative to the pre-existing ambient noise level. 2.6 Issues which may be relevant when considering noise in relation to a development proposal include: • • • • • Type of development and likelihood of significant noise impact; Sensitivity of location (e.g. existing land uses, Noise Management Areas, Quiet Areas); Existing noise level and predicted change in noise level; Character (tonal, impulsivity etc), duration, the number of occurrences and time of day of noise that is likely to be generated; and Absolute level and possible dose-response relationships e.g. health effects, if robust data available. Page | 5 2.7 When noise impact assessments are being prepared, the recommended approach is to consider both the likely level of noise exposure at the time of the application and any increase that may reasonably be expected in the foreseeable future using the most appropriate parameters. The extent to which it is possible to mitigate the adverse effects of noise should also be considered. Assessment Methodology 2.8 The following sections set out a framework for assessing the noise impact(s) that could potentially arise when either: • a noise source is planned to be developed or, an existing noise source is to be further developed – referred to as noise generating development (NGD); • a noise sensitive development is planned or, an existing noise sensitive development is to be further developed – referred to as noise sensitive development (NSD). or Overview of Assessment Methodology 2.9 The assessment methodology consists of five stages which can be applied to either type of development described above (Paragraph 2.8). Although the processes within each stage may differ depending on the type of development, the final output from this process will be similar across all developments. Figure 2.1 shows a schematic diagram of the various stages in the assessment procedure. 2.10 Stage 1: Initial Process: The initial process requires the identification of all noise sensitive receptors (NSR) that may potentially be affected by the development and to prioritise each NSR according to their level of sensitivity. The following steps are then carried out for each NSR identified. 2.11 Stage 2: Quantitative Assessment: The procedure within a quantitative assessment depends on the type of development i.e. NGD or NSD. The final procedure in this stage is to determine the magnitude of the impact. 2.12 Stage 3: Qualitative Assessment: A qualitative assessment allows additional factors to be included in the assessment procedure to augment the quantitative evaluation. The outcome from this process allows the magnitude of impacts determined from the quantitative assessment to be adjusted accordingly. 2.13 Stage 4: Level of Significance: The level of significance of the noise impact at the NSR is obtained through the relationship of the receptor’s sensitivity to noise and the magnitude of the noise impact. The result of this process is entered into the Summary Table of Significance of Noise Impacts. 2.14 Stages 2, 3 and 4 are repeated for each NSR. 2.15 Stage 5: The Decision Process: The number of noise sensitive receptors within each level of significance is totalled to complete the Summary Table of Significance. The Summary Table will normally form only part of the information required to inform the decision process when applying for planning permission. Page | 6 Stage Proces Initial s 1: Assessment Procedure Identify Noise Sensitive Receivers (NSR) and Priority Select NSR Stage Quantitative 2: Assessmen t Quantitative Assessment : Noise Sensitive Development (NSD) Noise Generating Development (NGD) Noise Generating Development (NGD) Criteria based on noise change Noise Sensitive Development (NSD) NSD or NGD ? Determine Magnitude of Impact Stage Qualitative 3: Assessmen t Qualitative Assessment Identify Amenity Value of NSR NO Need to Adjust Magnitude of Impact? YES Adjust Magnitude of Impact Determine Level of Significance Stage 4: Level Significance of Add to Summary Table of Significance YES Anymore NSR? Figure 2.1: Flow Chart of Assessment Procedure Criteria based on noise target Page | 7 Details of Assessment Procedure 2.16 The following provides further details of the procedures for each of the stages comprising the assessment procedure. Stage 1: Initial Process 2.17 The initial process is to identify all noise sensitive receptors which are likely to be adversely affected by the development. 2.18 For noise generating developments (NGD), it may be sufficient to identify the nearest noise sensitive receptors. However, in general, the distance over which a noise source may have a significant impact on NSRs will depend on the magnitude of the noise source, the existing noise level and the influence of site features on sound propagation. 2.19 Generally, in the case of noise sensitive developments (NSD), the noise sensitive receptors will be those associated with the development. Although other noise sensitive receptors may be identified in cases where a noise sensitive development adversely affects existing noise sensitive receptors due, for example, to an increase in traffic associated with a planned large housing development. 2.20 For each NSR, the level of sensitivity associated with the type of NSR needs to be assessed. Table 2.1 shows the level of significance associated with typical NSRs. 2.21 There are three levels of sensitivity ‘High’, ‘Medium’ and ‘Low’. The ranking is primarily based on the relationship between the amenity associated with a NSR and its susceptibility to noise. NSR’s which have amenities associated with low noise levels, such as residential properties, are allocated with a ‘High’ level of sensitivity, whereas nightclubs would be allocated with a ‘Low’ level of sensitivity. 2.22 This stage is completed when all NSRs have been allocated a level of sensitivity as illustrated in Table 2.1. Page | 8 Table 2.1: Level of Sensitivity Associated with Various Examples of NSRs Sensitivity Description Examples of NSR High Receptors where people or operations are particularly susceptible to noise • Residential, including private gardens where appropriate. • Quiet outdoor areas used for recreation • Conference facilities • Theatres/Auditoria/Studios • Schools during the daytime • Hospitals/residential care homes • Places of worship Medium Receptors moderately sensitive to noise, where it may cause some distraction or disturbance • Offices • Bars/Cafes/Restaurants where external noise may be intrusive. • Sports grounds when spectator noise is not a normal part of the event and where quiet conditions are necessary (e.g. tennis, golf, bowls) Receptors where distraction or disturbance from noise is minimal • Buildings not occupied during working hours • Factories and working environments with existing high noise levels • Sports grounds when spectator noise is a normal part of the event • Night Clubs Low Stage 2: Quantitative Assessment 2.23 The procedure in carrying out a quantitative assessment depends on the type of development. 2.24 In the case of a noise generating development (NGD), a quantitative assessment will be based on the change in noise climate before and after the new noise is introduced. 2.25 For a noise sensitive development (NSD), a quantitative assessment will be based on comparing an absolute noise level with an appropriate noise target. 2.26 Irrespective of which type of development is under consideration, a common method for assessing the magnitude of noise impacts needs to be established. 2.27 To assist in this common approach the following descriptors and the corresponding generic criteria, as shown in Table 2.2, provides a classification of magnitude on noise impacts. Page | 9 Table 2.2 Classification of Magnitude on Noise Impacts Descriptors for Magnitude of Impact Major Moderate Minor Negligible No change 2.28 Generic Criteria of Descriptor Loss of resource and/or quality and integrity of resource; severe damage to key characteristics, features or elements (Adverse). Large scale or major improvement of resource quality; extensive restoration or enhancement; major improvement of attribute quality (Beneficial). Loss of resource, but not adversely affecting the integrity; partial loss of/damage to key characteristics, features or elements (Adverse). Benefit to, or addition of, key characteristics, features or elements; improvement of attribute quality (Beneficial). Some measurable change in attributes, quality or vulnerability; minor loss of, or alteration to, one (maybe more) key characteristics, features or elements (Adverse). Minor benefit to, or addition of, one (maybe more) key characteristics, features or elements; some beneficial impact on attribute or a reduced risk of negative impact occurring (Beneficial). Very minor loss or detrimental alteration to one or more characteristics, features or elements (Adverse). Very minor benefit to or positive addition of one or more characteristics, features or elements (Beneficial). No loss or alteration of characteristics, features or elements; no observable impact in either direction. The following examples illustrate how this process may be applied to either a noise generating development (NGD) or a noise sensitive development (NSD). Noise Generating Development 2.29 This example deals with the situation where a new road is planned near to residential properties. To assist in developing an appropriate classification of the magnitude of noise impacts, advice from the Highway Agency Design Manual of Road and Bridges is sought. 2.30 The classification of the magnitude of noise impacts is shown in Table 2.3 and is based on the change in the noise index LA10,18h dB. Table 2.3: Example of Associating Changes in Noise Levels with Magnitudes of Impacts for a New Road in a Residential Area. Change in Noise Level, x LA10,18h dB Magnitude of Impact x≥5 Major adverse 3≤x<5 Moderate adverse 1≤x< 3 Minor adverse 0<x< 1 Negligible adverse x =0 No change -1 < x < 0 Negligible beneficial -3 < x ≤ -1 Minor beneficial -5 < x ≤ -3 Moderate beneficial x≤-5 Major beneficial Page | 10 Noise Sensitive Development 2.31 In this example, a housing development is planned where the impact from a nearby road is to be assessed. The impact of the noise from road traffic during the day is to be assessed. A target noise level of 55 LAeq,16h(07:00 – 23:00) dB (free-field facade level) based on WHO precautionary guideline value for serious noise annoyance has been selected as appropriate. 2.32 Table 2.4 shows the classification of the magnitude of noise impacts based on the difference in noise between the existing noise level and the target noise level. Table 2.4: Example of Associating Exceedance Noise Levels with Magnitudes of Impacts for a New Residential Area. 1 1 (Existing – Target ) Noise Level, x LAeq,16h(07:00-23:00) dB Magnitude of Impact x ≥ 10 Major adverse 5 ≤ x < 10 Moderate adverse 3≤x< 5 Minor adverse 0≤x< 3 Negligible adverse x < 0 No change In this example the target noise level is 55 LAeq,16h(07:00-23:00) dB Stage 3: Qualitative Assessment 2.33 A qualitative assessment is based on perception and how noticeable the noise impact is in affecting the amenity value of the noise sensitive receptor. 2.34 Where a new noise source is planned, then, the assessment will be based on the effect the new noise climate may have on the amenity value of the existing noise sensitive receptors. 2.35 Where a new noise sensitive receptor is planned the assessment will be based on the effect the existing noise climate may have on the amenity value of the proposed development. 2.36 The aim of the qualitative assessment is to provide additional information which may support the outcome under the quantitative assessment or indicate that the classification of the magnitude of the noise impact needs to be modified. 2.37 To assist in this process it is important to understand the extent to which the noise impact affects the amenities associated with the noise sensitive receptor under consideration. For example, in the case of residential properties, the associated amenities would include qualities which are conducive to: • • • • • undisturbed sleep; ability to relax; ability to concentrate i.e. reading-listening to radio/TV; able to converse; use of outdoor facilities – garden etc 2.38 The initial step in carrying out a qualitative assessment is to understand what impact the noise will have on the amenities associated with the NSR in regard to the perception of noise. 2.39 Table 3.5 shows an example of the relationship between perception and the impact of noise on the amenities associated with residential properties. 2.40 As the noise becomes more noticeable, the level of disruption increases leading to significant changes in behaviour with a subsequent loss in the amenities associated with the NSR. Page | 11 2.41 In order for a qualitative assessment to assist in supporting or modifying the outcome reached from the quantitative assessment, descriptors for the qualitative impacts that correspond with those used for assessing the magnitude of impacts need to be assigned. 2.42 An example of this process is illustrated in Table 2.5, for the purposes of noise impacts on residential properties. 2.43 A similar process would need to be derived for noise impacts associated with other types of NSRs which may have different types of amenities. For example, a designated area of Special Scientific Interest may have amenities associated with protecting bird populations. To construct a table similar to that shown in Table 2.5 would require advice from relevant specialists. Table 2.5: Example of Assigning Descriptors for Qualitative Impacts from Noise on Residential Properties. Perception Criteria of Descriptor for residential dwellings Descriptor for qualitative impact Noticeable (Very disruptive) Significant changes in behaviour and/or an inability to mitigate effect of noise leading to psychological stress or physiological effects, e.g. regular sleep deprivation/awakening; loss of appetite, significant, medically definable harm. Major Noticeable (Disruptive) Causes an important change in behaviour and/or attitude, e.g. avoiding certain activities during periods of intrusion. Potential for sleep disturbance resulting in difficulty in getting to sleep, premature awakening and difficulty in getting back to sleep. Quality of life diminished due to change in character of the area. Moderate Noticeable (Mildly intrusive) Noise can be heard and may cause small changes in behaviour and/or attitude, e.g. turning up volume of television; speaking more loudly; closing windows more often. Potential for non-awakening sleep disturbance. Can slightly affect the character of the area but not such that there is a perceived change in the quality of life. Minor Just Noticeable (Non intrusive) Noise can be heard, but does not cause any change in behaviour or attitude, e.g. increasing volume of television; speaking more loudly; closing windows. Can slightly affect the character of the area but not such that there is a perceived change in the quality of life. Negligible Not noticeable None No Impact 2.44 Part of the process in carrying out a qualitative assessment is to ensure that the quantitative assessment has been comprehensively carried out when assessing noise impacts on all the amenities associated with the NSR under consideration. 2.45 Generally, a quantitative assessment, based on a simple change in noise level, in the case of a NGD or comparison with a target noise level for NSD, is not adequate in addressing the noise impact on all the amenities associated with a particular NSR. 2.46 For example, in the case of a NGD such as a new road where an assessment of the noise impacts on residential properties is to be carried out, the magnitude of impact may have been determined as ‘minor adverse’. If this assessment is based on the change in the noise index, LA10,18h dB, noise impacts during the night time period would not have been fully addressed. Page | 12 2.47 If there is insufficient data to carry out a quantitative assessment of night time levels, then a qualitative assessment would need to address this issue. If, for example, it was anticipated that the road would carry a high number of heavy goods vehicles during the night, then there would be concerns that the subsequent noise impact may cause sleep disturbance. A qualitative assessment would then consider whether the classification of the magnitude of impact derived from the quantitative assessment was in agreement with the corresponding descriptor associated with the quality impact shown in Table 2.5. If there was sufficient evidence to indicate that the noise impact at night was likely to cause sleep disturbance, then the magnitude of impact derived from the quantitative assessment indicating only a minor adverse impact may need to be changed to ‘moderate’ or ‘major’ depending on the judgement of the assessor. 2.48 A qualitative assessment will need to consider several factors that influence the impact of noise on the NSR to supplement the quantitative assessment. These factors, which are both qualitative and quantitative, are listed as follows: • • • • • • • Averaging time period Time of day Nature of sound source (intermittency) Frequency of occurrence Spectral characteristics Absolute level Influence of noise indicator 2.49 Appendix 2 provides some information on how these factors may influence the modification of the magnitude of impacts derived from the quantitative assessment. 2.50 The outcome from Stage 3 is to establish the magnitude of impact from noise on the NSR under consideration by carrying out a more comprehensive assessment than that based on a simple quantitative assessment. Stage 4: Level of Significance 2.51 This next stage considers the level of significance the noise impact has on the decision process. Table 2.6 provides a framework in determining the level of significance relating the magnitude of impact with the sensitivity of the receptor. Table 2.6: Significance of Effects Magnitude of Impact 2.52 Level of Significance Relative to Sensitivity of Receptor Low Medium High Major Slight/Moderate Moderate/Large Large/Very Large Moderate Slight Moderate Moderate/Large Minor Neutral/Slight Slight Slight/Moderate Negligible Neutral/Slight Neutral/Slight Slight No change Neutral Neutral Neutral The level of significance and its relevance to the decision making process is explained as follows: Very Large: These effects represent key factors in the decision-making process. They are generally, but not exclusively, associated with impacts where mitigation is not practical or would be ineffective. Page | 13 2.53 Large: These effects are likely to be important considerations but where mitigation may be effectively employed such that resultant adverse effects are likely to have a Moderate or Slight significance. Moderate: These effects, if adverse, while important, are not likely to be key decision making issues. Slight: These effects may be raised but are unlikely to be of importance in the decision making process. Neutral: No effect, not significant, noise need not be considered as a determining factor in the decision making process. At the end of this stage the noise impact on the NSR will be allocated a level of significance which is entered into a Summary Table of Significance as shown Table 2.7. Table 2.7: Summary Table of Significance Level of Significance Number of NSRs Low Medium High Large/Very Large Moderate/Large Moderate Slight/Moderate Slight Neutral/Slight Neutral 2.54 The procedures described under Stages 2, 3 and 4 are then repeated for all the NSRs under consideration. Stage 5: The Decision Process 2.55 Part of the decision process will include a completed Summary Table of Significance which provides an overview of the level of significance of the noise impact on all NSRs. Noise Measurements 2.56 Generally noise measurements will be made in order to characterise the existing noise environment or to determine specific noise levels at one location so that predictions of noise levels likely to be generated at proposed developments can be made. For the former it is necessary to have a clear understanding of the existing environment. This will usually require the measurement of baseline noise levels at times of the day, night, week, season or year when the proposed project is likely to have an impact. Reasonable worst case impacts are normally considered. When undertaking environmental measurements, reference should normally be made to BS 7445-1:2003 Description and measurement of environmental noise. Guide to quantities and procedures for information in relation to the description and measurement of environmental noise; or the specific requirements of other guidance where appropriate e.g. BS 4142. For the latter case the level of noise expected to be generated by the different activities associated with the proposed project must be predicted. Where Page | 14 1 2 relevant, empirical noise prediction methodologies, such as CRTN and CRN , are often employed to predict noise. When using these or other standard empirical prediction methods the guidance within these documents should be followed or, where deviations from the standard have occurred, reasons for, and consequences of, deviating from the standard should be explained, and any subsequent uncertainties in the predictions of noise levels quantified. Microphone Location and Orientation 2.57 There are two conventions in the presentation of environmental data, one which takes account of the effect of the presence of building facades (known as facade levels), the other does not (the results being known as free-field). Free-field noise levels are equivalent to the levels that would be measured on a flat open site at the position of a proposed dwelling, well away from any existing buildings (in practice at least 10m away from any reflecting surface other than the ground). Unless otherwise required by a specific prediction methodology freefield measurements and predictions are preferred. 2.58 Generally, for the determination of ambient noise levels and also for the purposes of prediction, measuring locations should be between 1.2 and 1.5 metres above the ground for a single storey development and between 1.2 to 1.5 metres above the proposed internal floor level for each additional storey. Levels of noise from road and rail traffic are often specified as one metre from a facade, and these facade levels should be assumed to be 2.5 dB(A) higher than levels measured away from the influence of acoustics reflections from buildings etc (i.e., free-field), unless more accurate noise levels are available. For aircraft, the noise levels refer to aircraft noise exposure contour values (summer average LAeq,16h) that are specified at 1.2 metres above the ground and published at 3dB intervals. Because most aircraft noise originates from above, contours include the effects of ground reflection. For aircraft noise the effect of the height of the proposed development is not normally relevant. Noise Monitoring Locations 2.59 Normally any noise limits associated with a proposed development are chosen to protect the nearest noise sensitive premises exposed to the specific noise source. Therefore, in general, the appropriate noise monitoring location(s) will be outside the sensitive premises. However, this does not mean that the monitoring point should always be adjacent to the most exposed sensitive premises. This is because, usually, any noise limits refer to noise from specific noise sources and not to the total measurable noise level at a particular location that may, for example, be exposed to extraneous transportation noise. In situations where extraneous noise makes monitoring difficult, it may be prudent to select a monitoring location near to the boundary of the site/property, rather than adjacent to the premises most likely to be affected by noise. This approach requires that the proxy monitoring location provides a reliable and representative noise level from the specific noise source which can then be used to calculate the specific noise level at the relevant noise sensitive premises using the appropriate prediction method for the specific noise source. Ideally, noise monitoring locations should be selected such that they are accessible to all parties concerned. Day and Night-time Periods 2.60 1 2 The recommended time periods are 07.00-23.00 for daytime and 23.00-07.00 for night-time. Calculation of Road Traffic Noise, Department of Transport and Welsh Office, The Stationery Office, 1988 Calculation of Railway Noise, Department of Transport, The Stationery Office, 1995. Page | 15 Instrumentation 2.61 All instrumentation should comply with the current versions: IEC 61672 – Electroacoustics – Sound level meters Parts 1, 2 and 3; IEC 61260 – Electroacoustics – Octave–Band and Fractional-Octave-Band Filters; IEC 60942 – Electroacoustics – Sound calibrators. Weather Effects 2.62 The noise level measured at a monitoring point will be affected by wind speed and direction, and temperature gradients, particularly when the monitoring point is remote from the source (for example, greater than about 50 metres). The size of these effects usually increases with distance from a source, but are hard to predict, and so measurements should be made under reasonably stable adverse conditions. A suitable condition is a light wind with a vector component up to 2 m/s from source to receiver; this will increase the noise level by about 2 dB(A) compared with the still conditions. Measurements should also be carried out under dry conditions and, in the case of road traffic, when the road surface is dry. Noise Indices 2.63 Because noise levels and frequency content may vary over time, many indices have been developed to describe noise levels. The equivalent continuous noise level over a time period T (LAeq,T) has emerged as a good general purpose index for environmental noise. For road traffic noise LA10,18h is still widely used; and to describe background noise the LA90,T is appropriate noise metric. For those noises characterised by definite tonal characteristics the use of Noise Rating (NR) may be applicable. These should not, however, be used to measure noise that is irregular or impulsive in character. To describe the sound insulation of a component of a building envelope (e.g. a window) BS EN ISO 717-1 Acoustics Rating the sound insulation in buildings and of building elements. Airborne sound insulation is appropriate. It is more difficult to specify the insulation of the whole building envelope because the value depends on different insulation values for the various building elements such as windows, walls and roof structure, as well as the type of noise source and its location. All noise metrics are explained in the Glossary to this document. Additional information in relation to units used in the measurement of environmental noise may be found in BS 74451:2003: Description and measurement of environmental noise. Guide to quantities and procedures. Page | 16 Chapter 3: 3.1 Appropriate NIA Methodology The following sections illustrate the assessment methodology applied to various types of development. Appendix 3 provides a series of Excel Workbooks for use in carrying out assessments for different types of developments according to the methodology described in Chapter 2. Example 1: New Residential Development Close to an Existing Transport Noise Source. 3.2 In this example, a new housing development is proposed in the vicinity of an existing railway line. The following procedure illustrates how the noise impact from the railway may be assessed Stage 1: Initial Process: 3.3 The initial procedure is to identify all the noise-sensitive receptors (NSR) where noise impacts are to be assessed. In this example, all residential properties within the housing development would be considered, although an initial assessment may only include those properties which are most exposed to the noise from the railway. The sensitivity to noise for residential properties would be rated as ‘high’. Stage 2: Quantitative Assessment: 3.4 For a noise-sensitive development, a quantitative assessment is based on comparing absolute noise levels with an appropriate noise target or criteria level. 3.5 In deriving appropriate criteria noise levels, consideration should be given to the avoidance of the adverse effects of noise including non-auditory effects such as annoyance, sleep disturbance and possibly health effects such as cardio-vascular disease. Guidance noise levels issued by authoritative organisations such as WHO and relevant planning and health guidance issued by Government should be sought in applying appropriate criteria levels, although context is important. 3.6 It should be noted that external noise level criteria should be expressed as free-field noise levels i.e. noise levels which are unaffected by reflecting surfaces other than the ground (at least 10m away from any hard reflecting surface other than the ground). Where internal predictions are made, these should be based on free-field noise levels. 3.7 For illustrative purposes only, the WHO precautionary guideline levels (assumed to be free field): • • 55 LAeq,16h for day and 45 LAeq,8h for night are used as criteria noise levels for the relevant time periods defined below: • • 3.8 Day – 07:00 to 23:00 hours; Night – 23:00 to 07:00 hours The choice of appropriate criteria noise levels and relevant time periods are the responsibility of the local authority. Although this may lead to inconstancies between different Local Authorities and, indeed, across areas within a given Local Authority, it does provide flexibility, allowing particular circumstances to be taken into account and the use of the latest guideline values to be included where appropriate. Page | 17 3.9 Table 3.1 illustrates the criteria selected for assessing railway noise showing the relationship between magnitude of impacts and exceedance levels for both day and night periods. Table 3.1 Magnitude of Impacts Associated with Night and Day Exceedance Levels. 1 1 3.10 1 Night Noise Level , x = (Existing – 45) LAeq,8h Day Noise Level , x = (Existing – 55) LAeq,16h Magnitude of Impact > 15 > 10 Major adverse 10 ≤ x ≤ 15 5 ≤ x ≤ 10 Moderate adverse 5 ≤ x < 10 3≤x<5 Minor adverse 0≤x<5 0≤x<3 Negligible x<0 x<0 No adverse impact Corresponding facade levels are 2.5 dB(A) higher Estimates of the noise levels outside the selected properties are derived from predictions or baseline surveys and the appropriate magnitude of impacts determined from Table 3.1. Stage 3: Qualitative Assessment: 3.11 For this example, the quantitative assessment is deemed to adequately address the noise impacts on the amenity associated with residential properties and no further adjustment to the magnitude of impacts is required. However, if for example, the development was near to a level crossing there may be concerns with the impact from horn noise. In such circumstances the magnitude of impacts based on LAeq,T noise levels alone may not be adequate and an assessment including LAmax,F levels would need to be considered, particularly for assessing impacts at night. The standard, Calculation of Railway Noise (CRN) prediction methodology does not included horn noise evaluation. Stage 4: Level of Significance: 3.12 The level of significance of the noise impacts for each residential property is then determined from Table 3.2, which for this case, where all the sensitive receptors are residential properties, the ‘High’ category is relevant. Table 3.2: Significance of Effects 3.13 Sensitivity of Receptor Magnitude of Impact Low Medium High Major Slight/Moderate Moderate/Large Large/Very Large Moderate Slight Moderate Moderate/Large Minor Neutral/Slight Slight Slight/Moderate Negligible Neutral/Slight Neutral/Slight Slight No change Neutral Neutral Neutral The level of significance and their relevance to the decision making process are explained in Section 2.52 above. Stage 5: The Decision Process: 3.14 When all the noise impacts for each residential property have been assessed following the above procedure, a Summary Table of Significance is presented, an example of such a table for this type of impact is shown in Table 3.3. Page | 18 Table 3.3: Example Summary Table of Significance Level of Significance 3.15 Number of Residential Properties Night Day Large/Very Large 0 0 Moderate/Large 0 1 Moderate 5 5 Slight/Moderate 0 0 Slight 10 9 Neutral/Slight 0 0 Neutral 0 0 The results from the assessment of the noise impact from the railway on the proposed development of residential properties, as shown in Table 3.3, indicates that for both night and day time periods the level of significance of the impact for the majority of properties is slight to moderate. However, there is one property, during the day period, where the significance of noise impact is moderate/large. Example 2: New Noisy Development (incl. commercial and recreation) Affecting a Noise-Sensitive Building 3.16 This example illustrates the procedure for assessing the noise impact on a residential property where an industrial development is proposed. The assessment is based on the principles described in BS 4142:1997: Method of rating industrial noise affecting mixed industrial and residential areas, but does not adhere to the BS 4142: 1997 method of evaluation. Stage 1: Initial Process: 3.17 BS 4142: 1997 can be described as a context, comparison based, noise assessment. The assessment is carried out by comparing specific noise levels from a source, against appropriate indicators for the situation without the specific noise source operating or influencing the ambient noise level. Examples of context comparisons might include comparing Rating Level (LAr,Tr) (derived from the Specific Noise Level (LAeq,T) with an appropriate character correction, as necessary) with the existing background noise level LA90,T (The LAeq,T of the Residual Noise Level (LAeq,T)) Where the Rating Level, as defined in BS 4142: 1997, exceeds the pre-existing noise levels this is taken as indicative of the likelihood of adverse complaints arising. 3.18 With BS 4142:1997 the measured background noise level (LA90,T) is subtracted from the Rating level (LAr,Tr) under investigation. Paragraph 9 of BS 4142:1997 advises that as the difference increases, the likelihood of complaints increases, and that: • • A difference of around 10 dB indicates that complaints are likely A difference of around 5 dB is of marginal significance 3.19 If the rating level is more than 10 dB below the measured background noise level this is a positive indication that complaints are unlikely. 3.20 In deciding if a significant impact occurs in regard to the assessment of industrial noise, or noise of an industrial nature, using the methodology of BS 4142 (where appropriate); the Scottish Government consider impacts are normally not significant (in a quantitative sense Page | 19 only) the difference between the Rating and background noise levels is less than 5 dB(A), and that usually the threshold of minor significant impacts is when the difference between the Rating and background noise levels is at least 5 dB(A); and commonly do not become sufficiently significant to warrant mitigation until the difference between the Rating and background noise levels is more than 10 dB(A). 3.21 In assessing the noise impact from an industrial development, the noise sensitivity of a receptor is described in terms of the level of exceedance of the rating level, LAr,Tr above the background noise level, LA90,T, where the sensitivities are defined as follows: • • • Rating Level (LAr,Tr) – Background (LA90,T) <5 dB(A), the sensitivity is Low Rating Level (LAr,Tr) – Background (LA90,T) ≥ 5 dB(A), but less than 10 dB(A), the sensitivity is Medium Rating Level (LAr,Tr) – Background (LA90,T) ≥ 10 dB(A), the sensitivity is High Stage 2: Quantitative Assessment: 3.22 In this example, a quantitative assessment is based on an estimate of the change in noise level, LAeq,T before and after the industrial development is operational. Table 3.4 shows the criteria used to define the magnitude of noise impacts for this example. Table 3.4: Assigning Magnitudes of Noise Impact 1 Magnitude Change in noise level, LAeq,T dB 1 (After – Before) Major ≥5 Moderate 3 to 4.9 Minor 1 to 2.9 Negligible 0.1 to 0.9 No change 0 when evaluating noise levels for magnitude of impact purposes, all levels should be rounded to 1 decimal point i.e. nd when the 2 decimal is 5 or more, round up. 3.23 If the local authority or representative carrying out the assessment considers that the above assignment of magnitudes of noise impacts is not appropriate for a particular situation an alternative assessment approach needs to be justified. In addition, should it be decided that the assessment would be more appropriately undertaken on the basis of internal levels it must be clearly stated whether or not the assessment is to be made with the windows open or closed and reference should be made to the use of internal design standards, corrected for the character of the noise source being assessed. 3.24 For example, the above magnitude of noise impacts could be derived on the basis of the ambient noise level, when the development is operational, exceeding a target noise level that is based on WHO precautionary guideline levels. 3.25 For a continuous noise source, the recommended WHO precautionary guideline internal noise levels within dwellings is 35 dB LAeq,16h for day and evening periods, this is to avoid critical effects of speech intelligibility and moderate annoyance, and to avoid sleep disturbance for the night time period 30 dB LAeq,8h is reported as being representative of the noise level at which the onset of effects occur, with no, single sound events exceeding 45 dB LAmax,FAST. The effects on sleep become increasingly more marked at levels of 35 dB LAeq,8h and greater. However, the WHO levels are in respect of general environmental noise and not industrial/commercial in isolation. Therefore, the nature of the noise requires to be taken into account. Page | 20 3.26 The World Health Organisation publication entitled Night Noise Guidelines advises that: considering the scientific evidence on the thresholds of night noise exposure, as indicated by Lnight, external noise level, as defined in the Environmental Noise Directive (2002/49/EC), an external Lnight of 40 dB should be the target of the night noise guideline (NNG) noise level to protect the public, including the most vulnerable groups, such as children, the chronically ill and the elderly. However, the World Health Organisation also recognises that this is a very onerous and precautionary noise level, and further advises that a target Lnight, external noise level of 55 dB is recommended as an interim target for the countries where the NNG cannot be achieved in the short term for various reasons, and where policy-makers choose to adopt a stepwise approach. Stage 3: Qualitative Assessment: 3.27 The derivation of the magnitude of impact as described above may not be adequate. This is because the magnitude of impacts based on changes in noise level alone will be dependent on a number of factors including the nature of the noise source, in particular, the spectral content of the noise source and its absolute level. In addition, the period of the day will be a further factor that needs careful consideration in assigning magnitudes of noise impacts. Stage 4: Level of Significance: 3.28 The level of significance of the noise impacts from the industrial development on the residential property is then determined from Table 3.5. Table 3.5: Significance of Effects Sensitivity of Receptor based on likelihood of complaint Magnitude of x = (Rating (LAr,Tr) – Background (LA90,T)) dB Impact (After – Before) Low Medium High LAeq,T dB (x < 5) (5 ≤ x < 10) (x ≥10) Major (≥5) Slight/Moderate Moderate/Large Large/Very Large Moderate (3 to 4.9) Slight Moderate Moderate/Large Minor (1 to 2.9) Neutral/Slight Slight Slight/Moderate Negligible (0.1 to 0.9) Neutral/Slight Neutral/Slight Slight No change (0) Neutral Neutral Neutral The sensitivity of the receptor is based on the likelihood of complaint as determined by the difference between the Rating level and the background noise level. The sensitivity of the receptor to noise increases from ‘Low’ to ‘High’ as the probability of complaint increases. The level of significance depends on the difference in noise levels as determined by the magnitude of the impact and the sensitivity of the receptor as determined by the probability of complaint. Page | 21 Stage 5: The Decision Process 3.29 Depending on the outcome of the assessment, the decision making process would take into account the level of significance of the noise impact on the property according to: Very Large: These effects represent key factors in the decision-making process. They are generally, but not exclusively associated with impacts where mitigation is not practical or would be ineffective. Large: These effects are likely to be important considerations but where mitigation may be effectively employed such that resultant adverse effects are likely to have a Moderate or Slight significance. Moderate: These effects, if adverse, while important, are not likely to be key decision making issues. Slight: These effects may be raised but are unlikely to be of importance in the decision making process. Neutral: No effect, not significant, noise need not be considered as a determining factor in the decision making process. Example 3: New Noise Sensitive Development (other than residential) Close to an Existing Noise Source 3.30 In this example a new school is planned to be developed near to an existing busy road. Stage 1: Initial Process: 3.31 The sensitivity to noise for a school would be rated as ‘high’. Stage 2: Quantitative Assessment: 3.32 For a noise sensitive development such as a school, a quantitative assessment would be based on comparing absolute noise levels with an appropriate noise target or criteria level for the time period that the school is in use. 3.33 In deriving appropriate noise level criteria, consideration should be given to the avoidance of the adverse effects of noise including speech intelligibility and the ability to concentrate. Guidance noise levels issued by authoritative organisations such as WHO and relevant planning and health guidance issued by Government should be sought in applying appropriate criteria levels, see Appendix 1. 3.34 For illustrative purposes only, the WHO precautionary guideline levels for schools (assumed to be free field) of 55 LAeq,T where the time period, T, refers to the time period when the school is in use, is used as an appropriate criteria level. 3.35 The choice of appropriate criteria noise levels and relevant time periods are the responsibility of the local authority. Although this may lead to inconstancies between different Local Authorities and indeed across areas within a given Local Authority, it does provide flexibility, allowing particular circumstances to be taken into account and the use of the latest guideline values to be included where appropriate. Page | 22 3.36 Table 3.6 illustrates the criteria selected for assessing road traffic noise showing the relationship between magnitude of impacts and noise exceedance levels for the relevant time period T. Table 3.6: Magnitude of Impacts Associated with Relevant Levels 1 1 Day Noise Level , x = (Existing – 55) LAeq,T Magnitude of Impact > 10 Major adverse 5 ≤ x ≤ 10 Moderate adverse 3≤x<5 Minor adverse 0≤x<3 Negligible x<0 No adverse impact Corresponding facade levels are 2.5 dB(A) higher 3.37 Estimates of the noise levels outside the school are derived from predictions or baseline surveys and the appropriate magnitude of impacts determined from Table 3.6. 3.38 Stage 3: Qualitative Assessment: 3.39 The quantitative assessment is based on the average continuous noise level, LAeq,T dB. Although the assessment would take into account the likelihood of a speed restriction imposed on the road outside the school, the influence on vehicle noise levels caused by the installation of a traffic light controlled pedestrian crossing would need to be taken into account. Typically, the noise characteristics of vehicles would be different compared with freely flowing traffic and an assessment of the noise impact based on the variability of the noise taking into account vehicle maximum pass-by noise levels, LAmax would be required to augment the quantitative assessment based on LAeq,T as indicated above. Stage 4: Level of Significance: 3.40 The level of significance of the noise impacts for the school is then determined from Table 3.7, which for this case, the ‘High’ category is relevant. Table 3.7: Significance of Effects Sensitivity of Receptor Magnitude of Impact Low Medium High Major Slight/Moderate Moderate/Large Large/Very Large Moderate Slight Moderate Moderate/Large Minor Neutral/Slight Slight Slight/Moderate Negligible Neutral/Slight Neutral/Slight Slight No change Neutral Neutral Neutral Stage 5: The Decision Process: 3.41 Depending on the outcome of the assessment, the decision making process would take into account the level of significance of the noise impact on the school accordingly: Page | 23 Very Large: These effects represent key factors in the decision-making process. They are generally, but not exclusively associated with impacts where mitigation is not practical or would be ineffective. Large: These effects are likely to be important considerations but where mitigation may be effectively employed such that resultant adverse effects are likely to have a Moderate or Slight significance. Moderate: These effects, if adverse, while important, are not likely to be key decision making issues. Slight: These effects may be raised but are unlikely to be of importance in the decision making process. Neutral: No effect, not significant, noise need not be considered as a determining factor in the decision making process. Example 4: New General Development affecting a Quiet Area within an Agglomeration 3.42 This example assesses the impact of a new development such as a new road on the amenity value associated with a designated Quiet Area (QA) within an agglomeration. Stage 1: Initial Process: 3.43 The amenity value associated with Quiet Areas is generally associated during the day time period 07:00 to 19:00 hours. The designation of Quiet Areas within an agglomeration will depend on a number of factors including the existing ambient noise levels and the area within the designated QA area where target noise conditions are to be met. Generally, few people are annoyed by noise levels below 55 LAeq,12h. 3.44 In assessing the noise impact from a new development, the sensitivity of the receptor within a QA could be described in terms of the existing ambient noise over a given area within the designated QA. Table 3.8 describes such a scheme which could be applied to QAs. The philosophy of approach adopted here is to give higher priority to those areas with the lowest ambient noise levels as they are likely to have been selected as QAs based on noise levels rather than other qualities. Table 3.8: Assigning Sensitivity of Receptors within QA for Different Existing Noise Levels Existing Noise Condition across > 50% of QA Sensitivity of receptor Existing Noise Level, x LAeq,16h dB where X > 55 50 ≤ x ≤ 55 x < 50 Low Medium High Stage 2: Quantitative Assessment: 3.45 3 In this example, a quantitative assessment is based on an estimate of the change in noise level, LAeq,12h after the new road is operational relative to the existing noise level over the same area within the designated QA. In assigning magnitudes of noise impacts, the recently 3 revised DMRB classification of noise impacts has been followed to illustrate the method. Table 3.9 shows the criteria used to define magnitude of noise impacts for road traffic noise: Design Manual for Roads and Bridges. HA 213/08 Vol 11 Sect 3 Part 7: Noise and Vibration. Page | 24 Table 3.9: Assigning Magnitudes of Noise Impacts Magnitude Major Moderate Minor Negligible No change 1 Change in Ambient noise level, LAeq,16h dB 1 (After – Existing) ≥5 3 to 4.9 1 to 2.9 0.1 to 0.9 0 when evaluating noise levels for magnitude of impact purposes, all levels should be rounded to 1 decimal point i.e. nd when the 2 decimal is 5 or more, round up. 3.46 If the local authority or representative carrying out the assessment considers that the above assignment of magnitudes of noise impact is not appropriate for a particular situation an alternative assessment approach needs to be justified. Stage 3: Qualitative Assessment: 3.47 When assessing the impacts for a noise generating development on existing noise sensitive receptors may not be significant when viewed on their own. However, the cumulative effect of incremental increases from several successive noise generating developments, or the intensification of existing sources in a locality may be to increase the overall background and ambient noise to unacceptable levels, and significant negative impacts might arise. 3.48 Areas vary in character and levels of noise that are acceptable in one location may not be acceptable in another. Stage 4: Level of Significance: 3.49 The level of significance of the noise impacts from the noise generating development on existing noise levels within QAs is then determined from Table 3.10. Table 3.10: Significance of effects Magnitude of Impact (After – Existing)dB Sensitivity of Receptor based on existing noise level within area > 50% of QA, x = LAeq,12h dB Low (x > 55) Medium (50 ≤ x ≤ 55) High (x < 50) Major (≥5) Slight/Moderate Moderate/Large Large/Very Large Moderate (3 to 4.9) Slight Moderate Moderate/Large Minor (1 to 2.9) Neutral/Slight Slight Slight/Moderate Negligible (0.1 to 0.9) Neutral/Slight Neutral/Slight Slight No change (0) Neutral Neutral Neutral Page | 25 Stage 5: The Decision Process: 3.50 Depending on the outcome of the assessment, the decision making process would take into account the level of significance of the noise impact on the QA accordingly: Very Large: These effects represent key factors in the decision-making process. They are generally, but not exclusively associated with impacts where mitigation is not practical or would be ineffective. Large: These effects are likely to be important considerations but where mitigation may be effectively employed such that resultant adverse effects are likely to have a Moderate or Slight significance. Moderate: These effects, if adverse, while important, are not likely to be key decision making issues. Slight: These effects may be raised but are unlikely to be of importance in the decision making process. Neutral: No effect, not significant, noise need not be considered as a determining factor in the decision making process. Page | 26 Chapter 4: 4.1 Mitigation There are various ways to control noise or limit people's exposure to it through design. These design measures should be the minimum necessary and may include one or more of the following: • Engineering and building design; • reducing noise at its point of generation, for example by using quiet machines and quiet methods of working; • containing noise, for example by insulating buildings which house machinery and providing purpose-built barriers around a site; • protecting noise-sensitive buildings and areas, for example by improving sound insulation in these buildings and screening them with purpose-designed acoustic barriers; • Layout design: for example, adequate distance between source and noise-sensitive building or area; screening by natural barriers, other buildings, or non-critical rooms (e.g. garages or bathrooms) or elevations of a building; • Management design: for example, specifying an acceptable noise-limit, limiting operating time of source or restricting activities allowed on the site. 4.2 Examples of good practice in relation to the mitigation of noise as far as it affects the design and layout of residential development is contained within Sound Control for Homes (BRE/CIRIA, 1993, ISBN 085125-559-0). 4.3 Early discussion between developers and noise consultants about design and mitigation measures is desirable and may enable them to be incorporated before the application is submitted. Addressing noise issues early in the design process is usually more cost effective and less disruptive than inserting measures late in the design process or taking remedial action in a completed project. Strategic decisions relating to site planning, built form and materials can all dramatically influence noise control matters without having cost implications providing these choices are exercised early enough. Limiting the adverse effects of noise by engineering and layout design is usually to be preferred rather than controlling noise through measures such as restricting hours of operation, which could undermine the economic efficiency and operational capacity of a business or enterprise. Page | 27 GLOSSARY OF TERMS AND NOISE INDICES A-weighting In addition to its non-linear amplitude response, the human ear has a non-linear frequency response; it is less sensitive at low and high frequencies and most sensitive in the range 1 kHz to 4 kHz (cycles per second). The A-weighting is applied to measured sound pressure levels so that these levels correspond more closely to the subjective response. Aweighted noise levels are often expressed in dB(A). Ambient Noise Ambient noise is the total sound in a given situation at a given time usually composed of sound from many sources, near and far. Background Noise LA90,T The A-weighted sound pressure level of the residual noise at the assessment position that is exceeded for 90% of a given time period,T. Decibel This is the unit of measurement used for sound pressure levels and noise levels are usually quoted in decibels (dB). The decibel scale is logarithmic rather than linear. The threshold of hearing is zero decibels while, at the other extreme, the threshold of pain is about 130 decibels. In practice these limits are seldom experienced and typical levels lie within the range of 30 dB(A) (a quiet night-time level in a bedroom) to 90 dB(A) (at the kerbside of a busy street). Facade Level Sound A facade sound level is that determined 1 metre in front of the most exposed window or door in a facade. Sound is reflected from hard surfaces in a similar manner to light by a mirror and the effect is to produce a slightly higher (about 2.5 dB) sound level than would occur if the building was not there. For façade levels at dwellings required for this assessment process, the level 1 metre from the most exposed façade must be calculated with a reflection correction. Free-Field Sound Level The sound level which is measured or calculated, in the open, without any reflections from nearby surfaces. For free-field levels at dwellings required for this assessment process, the level one metre from the most exposed façade must be calculated without a reflection correction. LA10,T index LA10,T is the A-weighted sound level in dB that is exceeded 10% of the measurement period, T. LA90,T index The background noise level is commonly quoted using the LA90,T index. This is the A-weighted sound level in dB that is exceeded 90% of the measurement period,T. LA10,18h index The LA10,18h noise level is arithmetic mean of all the 18-one hour levels of LA10,1h during the period from 06:00 to 24:00. This is the standard index used within the UK to describe traffic noise. From research it has been found that subjective response to road traffic noise is closely linked to higher noise levels experienced and is correlated well with the LA10,18h index. Page | 28 LAeq,T index The equivalent continuous sound level LAeq,T is the level of a notional steady sound, which at a given position and over a defined period of time,T, would have the same A-weighted acoustic energy as the fluctuating noise. LAmaxF,T index The maximum A-weighted level measured during a given time period,T with the sound meter set on FAST response. Rating Noise The specific noise level plus any adjustment for the Level, LAr,Tr characteristic features of the noise Residual Noise The ambient noise level remaining at a given position in a Level, LAeq,T given situation when the specific noise source is suppressed to a degree such that it does not contribute to the ambient noise. Sensitive receptor Receptors which are potentially sensitive to noise and vibration. Examples include dwellings, hospitals, schools, community facilities, designated areas (e.g. AONB, National Park, SAC, SPA, SSSI, SAM), and public rights of way. Page | 29 Appendix 1: Legislative Background, Technical Standards and Codes of Practice Legislation The Environmental Noise (Scotland) Regulations 2006 The Environmental Noise (Scotland) Regulations 2006 transpose and implement Directive 2002/49/EC of the European Parliament and of the Council of 25 June 2002 relating to the assessment and management of environmental noise. This directive is also known as The th Environmental Noise Directive (END). The regulations came into force on 5 October 2006 and apply to environmental noise to which humans are exposed, in particular in built up areas, public parks or other quiet areas in an agglomeration, near schools, hospitals, and other noise sensitive buildings and areas. The regulations apply to noise from road railway and airport sources, as well as industrial noise. The regulations do not apply to noise that is caused by the person exposed to the noise, noise from domestic activities, noise created by neighbours, noise at work places, or noise inside means of transport or due to military activities in military areas. The Environmental Protection Act 1990 Since April 1st 1996, by virtue of the Environment Act 1995, the Environmental Protection Act 1990 (the 1990 Act) has given Scottish Local Authorities considerable and wide-ranging powers to tackle noise nuisance. S. 79 of the 1990 Act imposes a duty on local authorities to take reasonable steps to investigate complaints of nuisance and to inspect their area from time to time to detect statutory noise nuisances. Where a local authority is satisfied that the noise emitted from any premises is prejudicial to health or constitutes a 'nuisance', it must serve an abatement notice on the person responsible for the noise. This notice may require the abatement of the nuisance or prohibit or restrict its occurrence or recurrence, and may also require the execution of such works and the taking of such steps as are necessary for this purpose. Local Authorities can exercise these controls at any time if satisfied there is a statutory nuisance regardless of the terms of any planning permission. Antisocial Behaviour etc. (Scotland) Act 2004 Part 5 of the Antisocial Behaviour etc. (Scotland) Act 2004 contains provisions in relation to noise nuisance and, in particular gives, local authority’s additional powers to deal with noise nuisance and tackles the problems of night noise in dwellings. The Statutory Nuisance (Appeals) Scotland Regulations 1996 These Regulations make provisions as regards Scotland with respect to appeals to the sheriff against abatement notices served under section 80 of the Environmental Protection Act 1990. They also amend the Control of Noise (Appeals) (Scotland) Regulations 1983. The Noise and Statutory Nuisance Act 1993 This Act amended Part III of the Environmental Protection Act 1990 by placing additional definitions in the list of statutory nuisances in section 79 of that Act. The definitions related to nuisance caused by vehicles, machinery and equipment in the road. The Control of Pollution Act 1974 The Control of Pollution Act 1974 (the 1974 Act) was largely repealed by the Environmental Protection Act 1990. However, those sections that are extant give local authorities powers to control noise from construction sites, and noise from loudspeakers in streets. The Act also introduced the concept of the Noise Abatement Zone (NAZ) which provides a more sophisticated means of controlling, and, where justified, reducing noise from commercial and industrial premises, particularly in areas of mixed development. Although NAZs have been criticised for their complexity, and although few have been designated in recent years, the powers available in such zones, for example, the serving of a nuisance abatement notice remains useful in tackling some types of urban noise problem. Noise from construction is also controlled by the Act. Page | 30 Codes of Practice under the Control of Pollution Act 1974 Several codes of practice are approved under Section 72 of Control of Pollution Act 1974 for the purpose of providing guidance on how best to minimise or reduce noise. Where relevant to the noise in question, Local Authorities must consider these codes of practice when taking enforcement action under the Control of Pollution Act 1974 and the Environmental Protection Act 1990. The content of the codes is not however statutory and has no greater status than any other relevant source of best practice. To date four Codes of Practice have been introduced: • Noise from Audible Intruder Alarms, HMSO 1982, • Noise from Ice Cream Van Chimes Etc. HMSO 1982, • Noise from Model Aircraft HMSO 1982, and • Noise Control on Construction and Open Sites (BS 5228:1997, Parts 1 and 3 HMSO 1984; Part 4 HMSO 1986) Control of Noise at Work Regulations 2005 The Control of Noise at Work Regulations 2005 came into force on 6 April 2006 and repeals the existing Noise at Work Regulations 1989. The regulations will apply to all parts of industry, with a two year transitional period for the music and entertainment sectors until 6 April 2008. For this sector the existing Noise at Work Regulations will apply until 6 April 2008. The Control of Noise at Work Regulations 2005 requires employers to take a number of steps to protect employees from exposure to excessive noise. Civic Government (Scotland) Act 1982 Section 54 of the Civic Government (Scotland) Act 1982 allows the police to take action against the 'playing of sound devices'. This includes powers to confiscate such equipment as evidence in court. The police also have wide-ranging powers that can be used to deal with noise under the common law offence of a breach of the peace. The Criminal Justice and Public Order Act 1994 This Act gave police supplementary powers of entry and seizure of vehicles and sound equipment. It provides a definition of ‘sound equipment’. The Crime and Disorder Act 1998 In addition to giving local authorities further powers to deal with nuisance and anti-social behaviour, this Act also amended the Civic Government (Scotland) Act 1982, by giving police a specific power of seizure in relation to sound proofing devices causing annoyance. Pollution and Prevention Control Act 1999 The Act defines ‘emissions’ as the direct or indirect release of substances, vibrations, heat or noise from individual or diffuse sources in an installation into the land, air or water. Noise and vibration are included within this definition. Pollution Prevention and Control (Scotland) Regulations 2000 The IPPC regime implemented in Scotland by the Pollution Prevention and Control (Scotland) Regulations 2000, (The PPC Regulations) made under the Pollution and Prevention Control Act 1999, employs an integrated approach to regulating certain industrial activities and installations that may cause pollution or have other environmental effects through ‘emissions’. These activities include major process industries, waste management and the intensive farming of certain livestock. IPPC requires that installations should be operated in such a way that all appropriate preventative measures are taken against pollution, in particular with the application of Best Available Techniques (BAT). BAT includes both the technology used and the way in which the installation is designed, built, operated and decommissioned. The requirement to apply BAT is as relevant to emissions of noise and vibration as it is to other emissions. Page | 31 The PPC Regulations designates the Scottish Environment Protection Agency (SEPA) as the 'Regulator' responsible for enforcing the regime. As part of its role as regulator, SEPA produces guidance for use in enforcing the PPC Regulations. SEPA has issued guidance on the control of noise and vibration at PPC installations, which is used when considering applications for, and inspections of PPC installations. For non Part A processes the control of noise is exercised by the relevant local authority. The Building (Scotland) Regulations 2004 (as amended) Section 5 of Schedule 5 to Regulation 9 of this legislation covers the noise standards for new building work. Guidance to the standards to be met are set out in Section 5 of the Technical Handbooks and are available in two volumes, Domestic buildings and Non-domestic buildings. These cover the provision of sound insulation of separating walls and floors between attached buildings, such as flats and terraced houses. Internal noise in dwellings is also covered by the standards and guidance, as are certain types of residential buildings. The Handbooks also provide guidance on how the noise standards apply when an existing building is altered, extended or converted. Town and Country Planning (General Permitted Development) (Scotland) Order 1992 – Temporary Use of Land Under Part 4 of Schedule 1 to the Town and Country Planning (General Permitted Development) (Scotland) Order 1992, certain temporary activities enjoy permitted development rights. These allow the land (not buildings) to be used for not more than 28 days (14 days in the case of caravan sites or open-air markets) in any one calendar year without the need to apply for planning permission. Where they judge circumstances warrant it a local authority may make a direction under article 4 of this Order which withdraws the general permission and so requires anyone wishing to institute the particular use to make a specific planning application. If an article 4 direction is to remain in force for more than six months, then the approval of the Scottish Ministers is necessary. Compensation may be payable if permission on a subsequent planning application is refused, or is granted subject to conditions. Noise Insulation (Scotland) Regulations 1975 and Land Compensation (Scotland) Act 1973 At present where noise from a new or altered road exceeds a certain trigger level, and meets other qualifying criteria, the Land Compensation (Scotland) Act 1973 provide for insulation work to be carried out or a grant to be made in respect of that insulation work. Altered" road is defined within the Noise Insulation (Scotland) Regulations 1975 (NISR). Under the NISR, the Land Compensation (Scotland) Act 1973 also confers a right to compensation for depreciation in the value of land caused by public works. Public works do not include aerodromes. Technical Standards and Guidelines BS 4142: 1997 Method for rating industrial noise affecting mixed residential and industrial areas This standard is only concerned with the rating of the noise of an industrial nature, based on the margin by which it exceeds a background noise level, with an appropriate allowance for the acoustic features present in the noise. Its primary purpose is as a planning tool in assessing the likelihood of complaints arising in given circumstances. The method described in the document requires the measurement or prediction of equipment or plant noise (specific noise level) and a correction for the acoustic character and intermittency to give a rating noise level such that a comparison can be made between the rating level (predicted/measured and any relevant corrections) and the background noise level. To assess the likelihood of complaints, the measured background noise level is subtracted from the adjusted rating level, the greater the difference the greater the likelihood of complaints. Page | 32 • A difference of around + 10 dB or more indicates that complaints are likely. • A difference of around + 5 dB is of marginal significance. • If the rating level is more than 10 dB below the measured background noise level then this is a positive indication that complaints are unlikely. BS 4142 has been successfully used to assess the impacts of industrial noise in many cases, but has suffered from being used in circumstances where it was never intended to apply, and care must be taken in ensuring it is used appropriately within its stated remit. Particular problems can arise if BS 4142 is pedantically used to assess the impact of existing industrial noise on proposed new noise sensitive land use. In such cases, one of the main problems is that BS 4142 is an external based assessment of internal noise impacts; so even though a new noise sensitive development can incorporate mitigation using its design, layout and construction so that acceptable noise levels can achieved within the development, it can rarely alter the outcome of any BS 4142 assessment of the existing industrial noise as control of this source is outside the scope of the scheme. BS 5228 Noise and Vibration control on construction and open sites Despite the publication of a substantially revised version in January 2009, BS 5228:1997 is still the approved code of practice under The Control of Noise (Codes of Practice for Construction and Open Sites) (Scotland) Order 2002. Consequently, the 1997 version of this standard provides a definitive guide to the control of noise from construction and open sites for use with the powers to under the Control of Pollution Act 1974, it consists of the following Parts: • Part 1. Code of Practice for Basic Information and Procedures for Noise Control (revised in 1997) • Part 2. Guide to Legislation for Noise Control Applicable to Construction and Demolition, including Road Construction and Maintenance (revised in 1997) • Part 3. Code of Practice for Noise Control Applicable to Surface Coal Extraction by Open cast Methods (revised in 1997) • Part 4. Code of Practice for Noise and Vibration Control Applicable to Piling Operations. (This Part is a revision issued in 1992). • Part 5. Code of Practice Applicable to Surface Mineral Extraction (except coal) Sites (1997).The standard is a substantial document providing methods and data for predicting the noise and vibration levels to be expected from particular construction activities using a limited range of plant and equipment selected from the tables of data given for typical or specified circumstances. Reference in BS 5228 is made to the need for the protection of persons living and working in the vicinity of construction sites and other open sites, as well as for the protection of those working on the sites, from noise and vibration. It recommends procedures for noise and vibration control and aims to assist architects, contractors and site operatives, designers, developers, engineers, local authority environmental health officers and planners, regarding the control of noise and vibration. It draws attention to the provisions in the Control of Pollution Act 1974 relating to the abatement of nuisances caused by noise and vibration. The standard offers examples of good practice, although adherence to its guidance does not in itself confer immunity from prosecution. However, under Environmental Impact Assessments and for planning purposes i.e. not in regard to the Control of Pollution Act 1974, the 2009 version of BS 5228 is applicable. The 2009 version of the standard consists of Parts 1 and 2 for noise and vibration respectively. The 2009 document incorporates the 2005 and 2006 Department for Environment, Food and Rural Affairs (Defra) updates on construction plant noise and provides several examples of noise level and exposure matrices that have been used on major infrastructure projects across the UK. Page | 33 BS 6472: 2008 Part 1 Guide to Evaluation of Human Exposure to Vibration in Buildings (Vibration sources other than blasting) • This standard specifies a method for measurement and assessment of intermittent, impulsive and non- blast induced vibration. Weighting curves related to human response to vibration of buildings are provided. Consideration is given to the time of day and use made of the building under occupancy and guidance given on the magnitudes of vibration at which 'adverse comment' may be expected. BS 7385 Evaluation and measurement for vibration in buildings. Guide to damage levels from ground-borne vibration BS 7385: Part 2: 1993 "Evaluation and measurement for vibration in buildings" gives guidance on the levels of vibration above which building structures could be damaged. The standard states that there is a major difference between the sensitivity of people in feeling vibration and the onset of levels of vibration which damage the structure. Furthermore it states that cracking commonly occurs in buildings whether they are exposed to vibration or not. For the purposes of BS 7385, damage is classified as cosmetic (formation of hairline cracks), minor (formation of large cracks) or major (damage to structural elements). Guide values given in the Standard are associated with the threshold of cosmetic damage only, usually in wall and/or ceiling lining materials. BS 7445 Pt 1,2 & 3: Description and measurement of environmental noise Part 1 of BS 7445 defines the basic quantities to be used for the description of noise in community environments and describes basic procedures for the determination of these quantities. The methods and procedures described in this British Standard are intended to be applicable to sounds from all sources, individually and in combination, which contribute to the total noise at a site. At the present stage of technology this requirement is best met by adopting the equivalent continuous A-weighted sound pressure level as a basic quantity. Based on the principles described in this British Standard, acceptable limits of noise can be specified and compliance with these limits can be controlled. This British Standard does not specify limits for environmental noise. Part 2 of BS 7445 describes methods for the acquisition of data which provide descriptors that enable: a) A description of the environmental noise in a specified area of land to be made in a uniform way; b) The compatibility of any land-use activity or projected activity to be assessed with respect to existing or predicted noise. Using the data as a basis, authorities may establish a system for selecting the appropriate land use, as far as levels of noise are concerned, for a specified area, or the sources of noise - existing or planned - which are acceptable with respect to land use, existing or planned. This British Standard does not deal in detail with calculation methods to obtain data pertinent to land use. This part of the standard does not give guidance on the estimation of the overall uncertainty of the results. Part 3 of the BS 7445 series, lays down guidelines for the specification of noise limits and describes methods for the acquisition of data that enable specific noise situations to be checked for compliance with specified noise limits. This part of BS 7445 does not specify noise limits. Page | 34 BS 8233: 1999 Sound insulation and noise reduction for buildings. (Code of practice) This British standard is a code of practice that gives recommendations for the control of noise in and around buildings, and suggests appropriate criteria and limits for different situations. Lower and upper design noise limits are recommended for 'good' and 'reasonable' conditions, the code of practice advises that "normally only the upper noise limit will need to be decided". The noise the limits in the standard applies to, is assumed to be steady and anonymous, such as that due to road traffic, mechanical services, or continuously running plant, and should be the noise level in the space when unoccupied during normal hours of use. The time period, T, should be appropriate for the activity involved (e.g. 07:00 to 23:00 for living rooms and 23:00 to 07:00 for bedrooms). The standard provides a suggested sequence for the planning and design of noise sensitive development and simple and rigorous methods for calculating the transmission of noise from the exterior to interior of a building World Health Organisation WHO ‘Guidelines for Community Noise’ 1999 This document represents a consensus of expert opinion on the impacts of noise and recommends guideline values for avoidance of particular effects e.g. annoyance and sleep disturbance. The introductory chapter on Guideline Values notes that “In the following, guideline values are summarized with regard to specific environments and effects. For each environment and situation, the guideline values take into consideration the identified health effects and are set, based on the lowest levels of noise that affect health (critical health effect). Guideline values typically correspond to the lowest effect level for general populations, such as those for indoor speech intelligibility. By contrast, guideline values for annoyance have been set at 50 LAeq(16h) or 55 LAeq(16h), representing daytime levels below which a majority of the adult population will be protected from becoming moderately or seriously annoyed, respectively.” The WHO document recommends the following “In dwellings, the critical effects of noise are on sleep, annoyance and speech interference. To avoid sleep disturbance, indoor guideline values for bedrooms are 30dB LAeq(8h) for continuous noise and 45 dB LAmax for single sound events. Lower levels may be annoying, depending on the nature of the noise source. The maximum sound pressure level should be measured with the instrument set at "Fast". The document also advises that” To protect the majority of people from being seriously annoyed during the daytime, the sound pressure level on balconies, terraces and outdoor living areas should not exceed 55dB LAeq(16h) for a steady, continuous noise. To protect the majority of people from being moderately annoyed during the daytime, the outdoor sound pressure level should not exceed 50 dB LAeq(16h).” The WHO guideline levels have been set at the threshold of detectable effects in the population. There is no evidence that anything other than a small minority of the population exposed at the WHO guideline noise levels finds them to be particularly onerous in the context of their daily lives. World Health Organisation (WHO) Night Noise Guidelines (NNG) A WHO working group reviewed available scientific evidence on the health effects of night noise, and derived health-based guideline values. Considering the scientific evidence on the threshold of night noise exposure indicated by Lnight as defined in the Environmental Noise Directive (2002/49/EC), L night value of 40 dB should be the target of the night noise guideline (NNG) to protect the public, including the most vulnerable groups such as children, the chronically ill and the elderly. L night value of 55 dB is recommended as an interim target for countries which cannot follow NNG in the short term for various reasons and where policy-makers choose to adopt a stepwise approach. These guidelines may be considered an extension to the previous World Health Organization (WHO) guidelines for community noise (1999). Although these guidelines are neither standards nor legally binding criteria, they are designed to offer guidance in reducing the health impacts of night noise based on expert evaluation of scientific evidence in Europe. It is important to note that thresholds for observed effects are based on the no observed adverse effect level (NOAEL). This is a concept from toxicology, and is defined as the greatest concentration which causes no detectable adverse alteration of morphology, functional capacity, growth, development or lifespan of the target organism. For the topic of night noise (where the adversity of effects is not always clear) this concept is less useful. Instead, the observed effect Page | 35 thresholds are provided: the level above which an effect starts to occur or shows itself to be dependent on the exposure level. It can also be a serious pathological effect, such as myocardial infarctions, or a changed physiological effect, such as increased body movement. Codes of Practice National Farmers Union Code of Practice of Bird Scarers This code of practice advises on the types of scarer available and alternatives to reduce the need for such devices. Recommended noise controls include use only between sunrise and sunset (not before 6.00 a.m. if sunrise is earlier), firing no more than four times per hour, liaison with other farmers, who may also be using them to limit the noise in any one locality, siting as far as possible from noise sensitive buildings and the use of noise absorbent shields. Institute of Acoustics Good Practice Guide on Noise from Pubs and Clubs In 1994, the (then) Noise Council surveyed members of its founding bodies and identified that there was a demand for a code of practice that would provide guidance on how to assess and deal with noise problems from pubs and clubs. The Institute of Acoustics (IOA) then set up a working party comprising environmental health officers, acoustic consultants and, initially, members of the pub, club and entertainment industries to examine the issue. Objective noise level based criteria and performance standards have been dropped from the code although a "working draft on criteria, measurement, guidelines and other relevant information" was included in an annex to the last version of the draft guide. Noise Council Code of Practice on Environmental Noise from Concerts 1994 This code of practice addresses environmental noise control at concerts and similar large music events involving high powered amplification when held in sporting stadia, arenas, open air sites and within lightweight buildings. Various guidelines and criteria are described. The code is not designed to address the question of environmental noise arising from discotheques, clubs and public houses. The recommended noise limits contained within the Code of Practice for events held between the hours of 09.00 and 23.00 hours vary depending on the type of venue and the number of event days per year. At the time of the publication of the Code in 1994 there was little information available about the impact of concerts in urban venues other than sports stadia for up to 3 days a year, consequently the recommended levels from other urban venues e.g. parks etc were set as the same as for a rural venue. Since 1994 there have been many examples of other urban venues being used for concerts for up to 3 days with Music Noise Levels (MNLs) the same as for an urban arena or stadia. The code is clear in stating that there was no uniform agreement that music noise has to be inaudible after 23:00 hours and that this was recommended as a precautionary measure. Defra commissioned research in 2006 which included asking a representative sample of the population (in England and Wales) to rank the impacts of entertainment noise occurring infrequently for more than an hour after 23:00 hours. Given this scenario it was clear that the subject’s response was not that the music noise must be inaudible in order to be acceptable. Instead the majority of subjects were prepared to tolerate a modest degree of music noise intrusion for extended periods after 23:00 hours, provided it did not occur frequently. Consequently, it is suggested that where entertainment noise is likely to occur after 23:00 hours for more than three nights a year, the recommended “inaudible” criterion could continue to be used. Page | 36 Code of Practice on Noise from Organised Off Road Motor Cycle Sport 1994 This Code of Practice was produced by the Noise Council in association with other organisations including Auto Cycle Union and the Amateur Motor Cycle Association. It advises on noise controls on enduro/ grass track racing, motocross, rallycross/sand track/ trials/ trial cross and beach cross. Also specified are different maximum noise limits for machines competing in various types of event. The method of noise measurement has to comply with The Official Federation of International Motor Cyclist tests. Code of Practice on Powerboat Racing and Water-ski Racing produced by the British Water Skiing Federation 1999 This code describes the main sources of boat noise and addresses the range of skiing disciplines at club and tournament level. It provides guidelines for minimising the impact of noise from water skiing on the surrounding community, including factors such as the noise output of the boats, course layout, hours of operation, the number of boats in use at any one time, screening of noise, the siting and use of public address systems, and how to control the effect of cars arriving at, and leaving from events. The maximum permissible “pass-by” noise levels from individual boats varies from 75 dB LAmax at 25 metres from the shore for recreational, tournament and 'barefoot' skiing, to 105 dB LAmax at 30 metres from the shore for international or world championship water ski racing events under specified noise measurement conditions. Code of Practice for the Control of Noise from Oval Motor Racing Circuits 1996 The National Society for Clean Air and Environmental Protection (now known s Environmental Protection UK - EPUK) has published this Code of Practice, which aims to control noise from short oval raceways. It covers race cars such as stock cars/ bangers/ ministox and rods. The code seeks to control noise in the following two ways: • by controlling noise from race cars and its attenuation by the fitting of exhaust silencers; despite the wide variety of vehicles racing on short oval tracks, tight engine restrictions mean that it is possible for the Code to stipulate a standard silencer for each type (formula) of race car. The only exception to this standard silencer policy is for the Formula One Stock Cars class, where there is no restriction on the engine type or size. For these cars, a noise level has been set and, as the RAC already has a noise level test technique in place at venues under its control, the Code adopts this as the control method for Formula One Stock Cars; • noise from other sources; the Code provides general advice on various techniques which can be used to control noise from the race site, including guidance on: site access and car parking location; the use of physical barriers; site layout; the positioning, orientation and number of public address loudspeakers; and times and duration of race meetings. The Code also discusses the various legislative controls which must be observed when land is used for short circuit motor racing. Annexes to the Code contain a description of the sport of stock car racing, the various formulas of race car, silencer specification for these different types/ and contact details of relevant organisations. CIEH - Clay Target Shooting: Guidance on the Control of Noise 2003 This document is concerned with the ways in which shooting noise can occur and the methods to minimise or prevent annoyance and intrusion. It includes a recommended method for the measurement of noise and its subsequent rating that was produced by the BRE. It provides advice on methods which can be used to minimise or prevent annoyance and intrusion from noise as a result of clay target shooting and includes a recommended method for the measurement and assessment of clay target shooting noise. The basic aim of measurement is to obtain a series of shot noise level measurement. Each shot level should correspond to the maximum A-weighted sound pressure level caused by the shot, or alternatively, the maximum value caused by the shot in a continuous series of short LAeq, (LAeq,100ms) measurements. From these shot level measurement, the shooting noise level (SNL) can then be calculated, which is defined as the logarithmic average of the 25 highest shot Page | 37 levels over the 30 minute measurement period. The guidance suggests that there is no fixed SNL at which annoyance starts to occur. However, in general, it has been shown that annoyance is less likely to occur at a mean SNL below 55dB(A), and highly likely to occur at a mean SNL above 65dB(A). The likelihood of annoyance at levels within this range will depend upon local circumstances. Thus an SNL deemed acceptable at one site, may not be appropriate or too stringent at another. The British Association for Shooting and Conservation and other shooting organisations do not support the use of this Code of Practice. However, it has been used by many local planning authorities in setting noise limits and its use has been tested and upheld by the High Court in England. Design Manual for Roads and Bridges, Volume 11, HA213/08, http://www.standardsforhighways.co.uk/dmrb/vol11/section3/ha21308.pdf available online at This Advice Note provides guidance on the assessment of the impacts that road projects may have on levels of noise and vibration. Where appropriate, this advice may be applied to existing roads. Other sources Web Based Planning Advice on Renewable Energy Technologies Advice on Onshore Wind Turbines provides advice based on ‘The Assessment and Rating of Noise from Wind Farms’ (ETSU-R-97) published by the former Department of Trade and Industry [DTI]. This document provides a framework for the measurement of wind farm noise and gives indicative noise levels thought to offer a reasonable degree of protection to wind farm neighbours, without placing unreasonable restrictions on wind farm development or adding unduly to the costs and administrative burdens on wind farm developers. ETSU-R-97 presents relevant guidance on good practice and lists a series of recommendations ETSU-R-97 (report from working group) is used throughout the UK to assess wind farm noise in planning applications. ETSU-R-97 was written by a Noise Working Group of developers, noise consultants, environmental health officers and others set up in 1995 by the Department of Trade and Industry through ETSU (the Energy Technology Support Unit). The preface to ETSU-R-97 says “The aim of the Working Group was to provide information and advice to developers and planners on the environmental assessment of noise from wind turbines. While the DTI facilitated the establishment of this Noise Working Group this report is not a report of Government and should not be thought of in any way as replacing the advice contained within relevant Government guidance. The report represents the consensus view of the group of experts listed below who between them have a breadth and depth of experience in assessing and controlling the environmental impact of noise from wind farms. This consensus view has been arrived at through negotiation and compromise and in recognition of the value of achieving a common approach to the assessment of noise from wind turbines”. The first paragraph of the executive summary says, “This document describes a framework for the measurement of wind farm noise and gives indicative noise levels thought to offer a reasonable degree of protection to wind farm neighbours, without placing unreasonable restrictions on wind farm development or adding unduly to the costs and administrative burdens on wind farm developers or local authorities.” The technical detail of ETSU-R-97 is important, but in summary this guidance requires the predicted noise levels from the wind turbine under a range of wind speeds to be compared with the background noise level at noise sensitive premises under similar wind conditions. Noise limits (in terms of LA90) are set at 5 dB(A) above the LA90 background noise level, subject to a lower limit of 43dB(A) at night and 35 to 40 dB(A) during the day. ETSU-R-97 was originally published in 1997 and has been used extensively since then. In order to build on experience and knowledge gained during this period, and to settle a number of disputes about the factors that should be taken into account when assessing wind farm noise another Noise Working Group on wind farm noise was set up by the DTI/BERR in 2007. The thoughts of the working Page | 38 group on these matters were published in an article from the Institute of Acoustics Bulletin (IoA), Vol 34 No 2, March/April 2009, and can be summarised as follows:• • • Due to potential difference in wind speed at different heights above the ground the background noise levels should be correlated with derived (not measured) 10 metres height wind speeds. A method for doing this is described in the IoA article, although alternative methods can be used where justification is provided. Agreeing the preferred method of prediction the propagation of wind turbine noise as ISO9613-2. o The turbine sound power levels used as input to the propagation model should be supported by documentation from the manufacturer with a statement of their status. o The atmospheric conditions should be assumed as 10°C and 70% RH. o The assumption of soft ground should not be made, and ground absorption G should be in the range 0 to 0.5. o Generally no account should be taken of barrier attenuation by land form unless there is no-line of sight between the top of the rotor and the receiver, when normally a maximum attenuation of 2 dB(A) can be used. Any higher barrier attenuation must be fully justified. Agreement was reached that there is no robust evidence that low frequency sound, infrasound and ground borne vibration from wind farms, generally has adverse effects on neighbours. PAN 50 Controlling the Environmental Effects of Surface Mineral Workings - Annex A: Control of Noise at Surface Mineral Workings The aim of Annex A to PAN 50 Controlling the Environmental Effects of Surface Mineral Workings is to provide advice on how the planning system can be used to keep noise emissions from surface mineral workings within environmentally acceptable limits without imposing unreasonable burdens on minerals operators. Annex A of PAN 50: • recommends the use of a model for the prediction of the likely level of noise emissions from a proposed mineral development; • recommends a method for setting noise limits for mineral sites which can be incorporated into planning conditions. The method should take account of the environmental and operational features peculiar to each mineral site and should also be straightforward to monitor; • provides advice on how the noise levels from surface mineral sites can be most effectively monitored and on remedial steps which should be taken, to ensure that local communities are not subjected to noise emissions above acceptable levels; • discusses a number of noise control practices which can be made the subject of planning conditions and/or incorporated into good practice by the mineral operator. PAN 50 states it is necessary for operators submitting applications for mineral working to have regard to the likely predicted noise impacts of the proposed development. They should be able to demonstrate what the background noise level is and what the noise emissions from the proposed development would be. Where necessary, the planning authority will have regard to the environmental acceptability of a proposal by the setting of maximum noise limits in a condition attached to the planning permission. However, there has been, to date, no widely agreed approach to where these limits should be set in relation to the development or what they should be. This Annex recommends a procedure for the setting of limits, but recognises that each case should be treated on its merits, having regard to the particular circumstances of the potential site and its surrounding area. Page | 39 Appendix 2: Factors to consider in assessing noise impacts This Appendix provides additional guidance which needs to be considered in the assessment of noise impacts. Although the purpose of this advice is to provide guidance during the qualitative assessment stage of the assessment procedure, it does include useful information to assist in formulating appropriate criteria during the quantitative stage. For most situations, a judgement on the magnitude of the impact of a noise source based solely on the absolute difference or relative difference between two noise levels may not be adequate. The impact of noise on the amenity value of any noise sensitive receptor is complex and a range of factors, in addition to noise level alone, need to be considered. To assist this process the following factors have been identified. Averaging time period Typically, a quantitative assessment may involve estimating noise indices which are averaged over a given time period. For example, when assessing noise annoyance from road traffic the noise index, LA10,18h dB is commonly used. This index, by definition, is the arithmetic average of the 18-one hourly, LA10,1h dB values between 06:00 to midnight. Where a quantitative assessment has been based on the change in this, the averaging process may not highlight a significant change in noise impact when the change in noise level occurs over a limited portion of the 18 hour period. To illustrate this problem, a quantitative assessment based on the change in the noise index, LA10,18h dB shows an increase of 1 dB(A) and the magnitude of impact may be classified as ‘minor adverse’. However, this increase may have arisen where noise over 15 hours of the 18-hour period had not altered but there is an increase of 6 dB in each of the remaining hours. In such circumstances, the impact may be re-assessed to ‘major adverse’, particularly if the increase occurred during the evening period when people are relaxing at home. Time of day In determining the magnitude of a noise impact, the effect on the amenity value of the noise sensitive receptor may depend on the time of day. For residential properties, the evening and night periods may be regarded as more important, when most people are at home, whereas, the day period for schools is more relevant in assessing noise impacts. In addition to diurnal considerations there may be alternative periods which are relevant: • weekdays/weekends • Saturday/Sunday • weekdays/public holidays • seasonal effects Nature of sound source (intermittency) Generally, a noise which is more variable or intermittent is regarded as more annoying or disturbing than a noise which is continuous over the same time period despite equivalent noise exposure levels, LAeq,T. For example, the noise from freely flowing traffic and noise from road traffic at a road junction may give equivalent LA10,18h noise levels and assessed as equivalent in terms of noise impacts. However, it would be generally agreed that the noise from road traffic at a junction is more annoying because of the variability in noise levels and this should be taken into account when assessing impacts. Page | 40 Similarly, where the noise source consists of a number of individual events, the impact on disturbance may be more complex than simply based on the overall noise exposure level, LAeq. For example, high noise level events which occur infrequently may be regarded as more annoying than more frequent noise events consisting of corresponding lower noise levels to give equivalent noise exposure levels. Frequency of occurrence The noise impact from a development which may include noise sources which do not occur every day may be dependent on the frequency and pattern of occurrences. For example a one-day music outdoor festival held every 6 weeks over a 6 month spring/summer period is likely to cause less disturbance than a 4-day concert held during the same period. Spectral characteristics If a new noise source is expected to exhibit a very different frequency spectrum from the existing noise climate, the impact on disturbance may not be fully assessed from a simple difference in dB(A) noise levels. In BS 4142, when assessing industrial noise, distinct tonal content and other readily distinguishable acoustic characteristics are penalised by the addition of 5 dB(A) to the rated noise level. Absolute level Assessing the noise impact solely on the change in noise levels may give rise to gradual increases in noise as a result of a succession of small incremental increases in noise which individually may be regarded as insignificant, but cumulatively increase in significance. To address this problem the assessment should consider comparing absolute noise levels with recognised guideline target levels. A proposal which would cause an increase on an existing level which is already above an existing guideline should probably be regarded as worse than if the existing level were below the guideline. For an area recognised for its tranquillity, even a small increase is an impact which should be considered as a potentially significant because the specific amenity value of the location will be eroded. Influence of noise indicator Generally, indicators used for assessing noise impacts may not be fully adequate, giving only a partial indication of the full impact of the noise on sensitive receptors. This is particularly apparent when comparing the change in noise levels before and after a noise generating development becomes operational, even when the before and after noise impacts are from similar source types. For example, a new motorway is planned some distance from a sensitive receptor and the existing ambient noise is from a minor road. An assessment of the noise impact based on the noise index LA10,18h, may indicate only a small increase, indicating a negligible adverse impact. However, the actual change in the noise characteristics perceived at the sensitive receptor is quite different from that described simply in terms of the noise index, LA10,18h. Prior to the motorway development, the noise from traffic on the minor road is intermittent and would be replaced by a more continuous noise caused by traffic on the motorway. The change in the noise characteristics from an intermittent to a more continuous noise may be perceived as less annoying than that based on an assessment of the LA10,18h index, alone. It is therefore important that the indicators used in describing the noise impact are appropriate and comprehensive; were relevant other indicators should be considered to refine the assessment, these include: • LAmax – An indication of the maximum noise level • LA,90 – An indication of the minimum or background noise level Page | 41 • N – The number of distinct noise events in a certain time period as well as the traditional indices based on LAeq and LA10. Page | 42 Appendix 3: Excel Workbooks for use in assessing the noise impact from different types of development. This Appendix presents two workbooks that enable assessments to be carried out in accordance with the methodology described in this document. Each Excel workbooks enable quantitative noise assessments to be undertaken, but does not include the Stage 3 qualitative aspect of the noise assessment methodology. The Excel Workbooks have been included to assist in the technical evaluation of noise assessment as part of the planning process. Each workbook illustrates typical examples of the type of noise assessments that are likely to be encountered. The first, Workbook 1, deals with the assessment of environmental noise impacts associated with developments involving transport noise sources. The workbook is designed so that an assessment can be evaluated where either • a transport scheme is proposed in the vicinity of an existing noise sensitive development, or • a noise sensitive development is proposed in the vicinity of an existing transport noise source The second example, Workbook 2, deals with the assessment of environmental noise impacts associated with the development of industrial noise source(s) in the vicinity of an existing noise sensitive development in a mixed residential area. Each workbook generally consists of four spreadsheets which are labelled: • • • • INSTRUCTIONS Tables – (this spreadsheet is omitted in Workbook 2, ) Input Noise Data Summary Table To assist the user, cells within each spreadsheet are colour coded as follows: - Unlocked cells for data input - Locked cell providing information - Locked cell containing formulae The following sections provide guidance on how each workbook should be used including the input data requirements. Excel Workbook 1 – Transport Assessment. The ‘INSTRUCTION’ spreadsheet: This spreadsheet allows the user to define whether the development under assessment is: • a noise generating development (NGD) such as where a road is proposed close to a noise sensitive receptor (NSR), or • a noise sensitive development (NSD) where a transport noise source may impact on the development. This information is required in cell N9. For NGD, the assessment is based on calculating for each NSR, the change in noise level before and after the NGD is operational. The magnitude of impacts are defined by the user by inserting values into cells F16, F17 and F18 which define the upper and lower bands of the noise levels associated with each of the defined magnitude of impacts. Page | 43 For NSD, the assessment is based on calculating the difference between the noise level at each NSR and the threshold noise level as defined by the user which is required in cell N10. The user is also required to input the noise index: scale (cell O10) and time period (cell P10). The magnitude of impacts are defined by the user in the same way as that described for NGD except that the upper and lower band ranges define exceedance levels above a defined threshold level. The Tables Spreadsheet: This spreadsheet requires the user to define the building/land use for each NSR and define its sensitivity to noise as being either ‘High’, ‘Medium’ or ‘Low’. The Input Data Spreadsheet: This spreadsheet requires the user to • • • • Column A: input NSR identity number, Column B: input the building/land use type as referred to in the Tables spreadsheet, Column C: for NGD, input noise levels before NGD is operational. For NSD no input is required, Column D: input noise levels after the development is operational. For NGD, Column E will be blank and Column F will show the difference between the noise levels in Column C and D i.e. the change in noise level, positive values indicating an increase in noise and negative values indicating a decrease in noise. For NSD, Column E will show the threshold value and Column F will show the difference between noise levels in Column D and E i.e. the relative difference between the noise level after the development and the threshold level, with positive values indicating exceedance levels. The Summary Table Spreadsheet: This spreadsheet shows the results of the assessment. The Summary Table shows the number of NSR’s, classified by Building/Land use, which fall within each of the Significance of Noise Impact categories shown in Column B. Excel Workbook 2 – Industrial Assessment. This Workbook deals with assessing the environmental noise impacts associated with the development of an industrial noise source in the vicinity of an existing noise sensitive development in a mixed residential area. The definition of the noise terms follows those described in BS 4142: 1997 Method for rating industrial noise affecting mixed residential and industrial areas. The assessment is based on calculating for each NSR, the change in noise level before and after the industrial development becomes operational. The ‘INSTRUCTION’ spreadsheet: This spreadsheet allows the user to define the magnitude of impacts by inserting values into cells F16, F17 and F18 which define the upper and lower bands of the change in noise levels associated with each of the defined magnitude of impacts. The Input Data Spreadsheet: This spreadsheet requires the user to • • • • • • Column A: input NSR identity number, Column B: in the building/land use. Note that only “Residential” buildings are assessed, if other land uses are input, these will be ignored for the purposes of noise impacts. Column C: input background (LA90,T) noise level, Column D: input rating noise level (LAr,Tr) of the specific noise source, Column E: input ambient noise level (LAeq,T) before development is operational, Column F: input ambient noise level (LAeq,T) after the development is operational. Column G shows the sensitivity of the receptor based on the difference between the rated noise level and the background level. Column H shows the noise change in the ambient noise level after the development is operational. Page | 44 The Summary Table Spreadsheet: This spreadsheet shows the results of the assessment. There are two summary tables. The first shows the number of NSR’s, classified by Building/Land use i.e. residential properties, which fall within each of the Significance of Impacts categories shown in Column B. The second summarises the number of “Low”, “Medium” and “High” impacts based on the criteria set out in Paragraph 3.21, above. © Crown copyright 2011 ISBN: 978-1-78045-042-1 (web only) APS Group Scotland DPPAS11329 (03/11) w w w . s c o t l a n d . g o v . u k