Biophysical foundations of transcranial Direct Current Stimulation (tDCS) and frontiers of technology optimization. Marom Bikson Lucas Parra, Dennis Truong, Abhishek Datta, Davide Reato, Asif Rahman, Belen Lafon, Thomas Radman, Jacek Dmochowski, Preet Minhas, Yu Huang, Mahtab Alam, Alexander David, Peter Toshev, Ole Seibt Department of Biomedical Engineering, The City College of New, New York, NY $ NIH, NSF, Epilepsy Foundation, Wallace Coulter Foundation, DoD Disclosure: Soterix Medical Inc. produces tDCS and High-Definition tDCS. Marom Bikson is founder and has shares in Soterix Medical. Some of the clinical data presented may be supported by Soterix Medical. Transcranial Direct Current Stimulation (tDCS) • Non-invasive, portable, well-tolerated neuromodulation. • Low-intensity (1-2 mA) current passed between scalp electrodes (10-20 min). • Investigated for cognitive neuroscience and neuropsychiatric treatment. Depression, pain, migraine, epilepsy, PTSD, schizophrenia, tinnitus, neglect, rehabilitation (motor, aphasia), TBI, OCD, attention, accelerated learning (reading, motor skills, math, threat detection), memory… Ø Can a “simple” intervention modulate brain function? Ø How is specificity of action achieved? Anatomical Specificity of tDCS • tDCS montage (electrode position) determines brain current flow patten. Truong, Bestmann, Nitche • Combined with waveform (duration, intensity) determines dose. tDCS current flow : anode and cathode, and uniform fields • Two pad electrodes placed on head and connected to DC current stimulator. • Current passed between ANODE(+) and CATHODE(-) • DC CURRENT FLOW across cortex. • Current is INWARD under ANODE and OUTWARD under CATHODE Brain current intensity Brain current direction MRI derived computational model tDCS modeling work flow Full work-flow developed to preserve accuracy and resolution MRI sequences optimized for tDCS modeling (3T at 1x1x1 mm) Solution provides detail insight into brain modulation Special segmentation tools perverse resolution in generation of tissue masks Conjugate gradient solver with <1E-8 tolerance Mesh includes >50 million elements Model physics/domains include explicit consideration of electrode properties. Scan resolution persevered throughout: gyri-level precision, individualized tDCS current flow • Two pad electrodes placed on head and connected to DC current stimulator. • Current passed between ANODE(+) and CATHODE(-) • DC CURRENT FLOW across cortex. • Current is INWARD under ANODE and OUTWARD under CATHODE Brain current intensity Brain current direction MRI derived computational model tDCS current flow : uniform fields Rahman et al. • While electric field varies over the head (cortex) is varies little across any given cortical column. • On the scale of a cortical neuron, the membrane polarization is comparable to that produced by a uniform electric field. • “Quasi-uniform” assumption: Neuromodulation is represented by electric field. Ø No explicit consideration of cellular morphology (which would have been impossible anyways). Ø Spaghetti morphology concept (something is oriented optimally) tDCS current flow : anode and cathode, and uniform fields • Two pad electrodes placed on head and connected to DC current stimulator. • Current passed between ANODE(+) and CATHODE(-) • DC CURRENT FLOW across cortex. • Current is INWARD under ANODE and OUTWARD under CATHODE Brain current intensity Brain current direction MRI derived computational model tDCS current flow : anode and cathode Current flow outward inward tDCS current flow : anode and cathode Electro de Head Surface Current flow outward inward Cortical Neuron tDCS current flow : anode and cathode Anode (+) Head Surface Current flow outward inward Hyperpolarized cell compartments Current Flow Depolarized cell compartments ? Increased Excitability / Plasticity tDCS current flow : anode and cathode Cathod e (-) Head Surface Current flow outward inward Depolarized cell compartments Current Flow Hyper-polarized cell compartments Decreased Excitability / Plasticity Neuron Polarization under DCS Multi-compartment neuronal modelling DC current flow Optical Mapping with voltage sensitive dyes Jefferys, McIntyre • Bi-modal linear polarization profile Ø (!) morphology/membrane properties independent (Ve) • Exception for (afferent) axons terminals (polarization: Eλ) Neuron Polarization under DCS Brain slice: Intracellular recording + Morphological reconstruction 0 mV polarization per 1 V/m electric field DC Current Flow 0.1 mV polarization per 1 V/m electric field 0.3 mV polarization per 1 V/m electric field Radman tDCS current flow : anode and cathode Depolarized soma ? Increased Excitability / Plasticity Current flow outward inward Hyperpolarized soma Decreased Excitability / Plasticity Electric Field max: 0.4 V/m at 2 mA 0.4 V/m * 0.3 polarizarion per V/m= Somatic polarization max: 0.12 mV tDCS mechanisms: Neuromodulation High-intensity Pulses Over-driving a neural network Low-intensity DC tDCS mechanisms: Neuromodulation High-intensity Pulses Over-driving a neural network Low-intensity DC tDCS mechanisms: Neuromodulation High-intensity Pulses Over-driving a neural network Low-intensity DC tDCS mechanisms: Neuromodulation High-intensity Pulses Over-driving a neural network Low-intensity DC Interacting with specific activity in a neural network Direct Current Stimulation of Network Oscillations Network Gamma Activity Brain Slice Network Model Reato et al J Neurosci 2010 Direct Current Stimulation of Network Oscillations Network Gamma Activity Brain Slice Network Model Anode DCS (6 V/m) Excitatory neuron / inhibitory neuron network adaptation adaptation Reato et al J Neurosci 2010 Cathode DCS (-6V/m) Direct Current Stimulation of Network Oscillations Network Gamma Activity Brain Slice Network Model Ø Can a “simple” intervention modulate brain function? Ø How is specificity of action achieved? Reato et al J Neurosci 2010 • When a system is at threshold (e.g. oscillations) what does “sub” or “supra” threshold stimulation mean ü Amplification of weak current stimulation • Reponse of active systems to DC is full dependent on the state and dynamics of the the system ü DC can produce more or less gamma • tDCS is almost always applied as an adjunct treatment (e.g. tDCS plus cognitive training, tDCS plus rehabilitation…) tDCS current flow : anode and cathode, and uniform fields Anode electrode Inward Current flow + Subject training (therapy) Depolarized soma Enhance of ongoing activity (oscillations) • Cellular substrate to enhance learning • Task-specific facilitation • tDCS as a general tool to promote neuroplasticity Ø Can a “simple” intervention modulate brain function? Ø How is specificity of action achieved? Modulation of sensitivity to synaptic input under DCS Anodal stimulation + evoked response fEPSP: metric of cellular synaptic efficay Cathodal stimulation (soma Hyperpolarized) Current flow + Hyperpolarized dendrites Depolarized soma Anodal stimulation (soma Depolarized) Control - + Synaptic efficacy Modulation of sustainable synaptic processing + + + + … Input train (sustained activity) Anodal stimulation • Higher sustained synaptic inputs under anodal stimulation • Substrate for plasticity + Pathways specific Anatomical Specificity of HD-tDCS • High-Definition tDCS (HD-tDCS) array provides high degree of current flow control. • Current at each electrode controlled to steer targeting • Single non-invasive system with wide configurations: low-cost • HD electrodes rated for 2 mA DC, 22 min – single use ² Disposable ² Diffusion limited Datta, Bikson, Alam HD-tDCS Optimization • Given target and head anatomy: single “optimal” montage is close-form solution • Linear (quasi-uniform assumption: electric field) • Rapid (seconds on a lap-top): physican GUI • Optimal montage fully dependent on Ø Desired brain current flow Dmochowski Bikson, Parra e.g. regions of interest, focality vs intensity, E-field direction: çèéêëì Ø Safety/tolerability constraints e.g. maximum current per electrode, total current, max current density 4x1 HD-tDCS • 4x1 High-Definition tDCS (HD-tDCS) optimized for cortical targeting • Center electrode detremines polarity Ø Uni-directioal modulation • Ring radius detemines cortical focality Ø Skull resisitivy is not the problem Cathode Center Datta, Bikson Anode Center Outward Inward 4x1 HD-tDCS Clinical Trials • Phase-1 NIH (Wassermann) – tolerability • Phase-2 Germany (Nitsche, Paulus) – dose • Phase-2 USC Stoke Rehabilitation (Fridrickson): Aphasia • Phase-2 Columbia (Schambra): dose ongoing • Phase-2 Burke/Cornell (Edwards): dose Stroke Rehabilitation - Motor • Phase-2b multi-center Stoke Rehabilitation - Aphasia ongoing • Phase-1 Michigan(DaSilva): Imaging neuropathic pain/ migraine ongoing • Phase-2 Harvard/Spaulding (Fregni): Fibromyalgia ongoing • Phase-1 Harvard(Rotenberg)/NYU: Status Epilepsy– safety/tolerability ongoing 4x1 HD-tDCS Clinical Trials • Phase-2 Harvard/Spaulding (Fregni): Fibromyalgia ongoing Ø Can a “simple” intervention modulate brain function? Ø How is specificity of action achieved? Neuromodulation Technologies: Anatomical Targeting • Neuromodulaiton (brain stimulaiton) technology based on anatomical targeting (DBS, TMS…) • Trade-off between complexity (invasiness) and focality • Focality is “relative” for suprathreshold stimulation Downstream Target • “Functional” targeting (stim+tasks) Upstream tDCS specificity: Functional Targeting Low-intensity DC + specific network activation tDCS specificity: Functional Targeting Low-intensity DC + specific network activation Current flow across entire region tDCS specificity: Functional Targeting Low-intensity DC + specific network activation Modulation (plasticity) of only co-activated neurons Current flow across entire region Biophysical foundations of transcranial Direct Current Stimulation (tDCS) and frontiers of technology optimization. Marom Bikson Lucas Parra, Dennis Truong, Abhishek Datta, Davide Reato, Asif Rahman, Belen Lafon, Thomas Radman, Jacek Dmochowski, Preet Minhas, Yu Huang, Mahtab Alam, Alexander David, Peter Toshev, Ole Seibt Department of Biomedical Engineering, The City College of New, New York, NY $ NIH, NSF, Epilepsy Foundation, Wallace Coulter Foundation, DoD