BIOMECHANICS CONSTRAINS VARIABILITY IN SPATIAL STRUCTURE OF MUSCLE COORDINATION FOR ENDPOINT FORCE GENERATION 1 M. Hongchul Sohn, 1,2J. Lucas McKay and 1,2Lena H. Ting 1 Georgia Institute of Technology, Atlanta, GA, USA 2 Emory University, Atlanta, GA, USA email: lting@emory.edu INTRODUCTION Due to biomechanical redundancy, multiple muscle coordination patterns can be used to generate the same endpoint force. Accordingly, muscle synergy patterns used to produce similar force vectors during balance control varies across individuals in both cats [1] and humans [2]. For example, in a synergy to produce a limb loading force vector (FW1 , down-backward), vastus (VAST) was recruited consistently at a high level across different animals, whereas the activation level of gracilis (GRAC) varied considerably across animals. On the other hand, in producing an unloading force vector (FW2, up-forward), sartorius (SART) was always used, but vastus (VAST) was recruited at varying levels across animals. We hypothesized that the constraints of limb biomechanics would predict the observed variability identified experimentally. Our approach was to identify the upper and lower bounds of individual muscle activation levels for generating endpoint force vectors in different directions and magnitudes. A similar approach has been used to demonstrate how muscle dysfunction affects the robustness of force generation [3]. Here we were particularly interested in the relation between the observed variability in measured EMG signals during a behavioral task, and the spatial structure of redundant muscle space defined by the biomechanics, with implication to neural strategies for selecting muscle coordination in muscle synergies. For example, muscles with consistently high activation would be “necessary”, and muscles with more variability would be “optional” for a given task. We further compared the bounds to muscle coordination patterns predicted with alternate neural strategies defined by scaling [4] or minimum effort control. METHODS Using a detailed model of the cat hindlimb [5], we examined how the range of permissible activation levels of each muscle changes for the generation of endpoint force vectors when magnitude increases from 0 to maximal force. The posture of the static model was matched to the kinematics of 3 cats and used to map a 31D muscle activation vector e (0≤ em ≤1) to a 7D joint torque vector, determined by premultiplying the Jacobian transpose to a 6D combined endpoint force and moment vector T F End [ f x , f y , f z , M x , M y , M z ]T , with J F End RFAFL e (JT: 7×6 Jacobian transpose, R: 7×31 moment arm matrix, FAFL: 31×31 diagonal muscle scaling factors for active force generation). Five experimental synergy force vectors in each cat [1] were used as the target endpoint force vector directions, where the maximum force magnitude in each direction ( F WM AX , i=1~5) was found with linear programming. We identified the maximum (upper bound: emUB) and minimum (lower bound: emLB) possible activations of each muscle m, in producing MAX an endpoint force of FW (α=0~1) with linear programming at each incremental step (Δα=0.1) for the five force directions in each cat. For each force, we also found the muscle activation patterns predicted by 1) scaling the pattern for the maximal task [4], and 2) minimizing muscular effort (i.e., sum-squared activation). i i RESULTS and DISCUSSION The range of each muscle, which is the difference between emUB and emLB at a given α, changed anisotropically as the force magnitude increased (Fig. 1A and B, shaded). When the lower bound, emLB becomes nonzero, it corresponds to the force magnitude (α) at which the muscle becomes necessary (Fig. 1A and B, bottom trace), whereas the upper bound emUBs defines the maximum allowable activity of the muscle (Fig. 1A and B, top trace). In many cases, these bounds converged at α=1. However, cases existed where these bounds did not converge (results not shown), reflecting the redundancy within joints. Non-negativity of muscle activation profoundly affected the structure of the null-space associated with zero force production at α=0. The emUBs were limited by the relative torque-generating capability of each muscle. For example, GRAC had emUB of 0.3 in one cat (Fig.1B) meaning that torque generated by activating this muscle higher than 0.3 cannot be counterbalanced by activation of other muscles. In contrast, when negative activation was allowed, the range spanned the full possible levels (-1≤ em ≤1) for all muscles, showing its weak biological relevance. In agreement with the prediction, muscles that were consistently activated across animals were necessary, whereas muscles that highly varied in its recruitment level were optional. For example, emLB of VAST became immediately nonzero for FW1 and SART became necessary at α=0.6 for FW2 in one animal (Fig. 1A). Similarly, GRAC and VAST activity for FW1 and FW2, respectively, had zero emLB at all force levels (Fig. 1B). Although the observed variability was consistent with the model predictions, the magnitudes of experimental force vectors (Fig. 1A and B, vertical line) were actually small such that the emLB s were zero for all muscles in one cat for FW1, and in all cats for FW2. The consistent activation of muscle at before they are necessitated by biomechanical constraints may conform to a neural strategy where the pattern for the maximal task is scaled in sub-maximal tasks [4] (Fig. 1A and B, dashed line). Accordingly, both the scaling strategy and the minimum effort strategy (Fig. 1A and B, dots) predicted the activation of “necessary” muscles (VAST for FW1 and SART for FW2) at the earliest nonzero α. However, “optional” muscles (GRAC for FW1 and VAST for FW2) were never selected in either strategy. Our results show that biomechanics places bounds on the variability of muscle activation patterns for endpoint force generation. Recruitment of optional muscles may reflect other goals such as stabilizing posture. Figure 1: Upper (top trace) and lower (bottom trace) bounds for necessary (A) and optional (B) muscles show the range (shaded) of allowable variability in muscle activation for generating force in direction of the experimental synergy force vectors FW1 (red) and FW2 (yellow). Solutions for scaling (dashed line) and minimum effort (dots) strategy lie within the range, or on the lower bound. REFERENCES 1. Torres-Oviedo G, et al. J Neurophysiol, 96, 1530- 1546, 2006. 2. Chvatal SA, et al. J Neurophysiol, 106, 999-1015, 2011. 3. Kutch JJ, Valero-Cuevas FJ. J Biomech, 44, 12641270, 2011. 4. Valero-Cuevas FJ. J Neurophysiol, 83, 1469-1479, 2000. 5. Burkholder TJ, Nichols TR. J Morph, 261, 118-129, 2004. ACKNOWLEDGEMENTS NIH HD 46922