Managing Building Compliance Obligations (Existing Buildings) A Guide for Government of South Australia Agencies Published by the Government of South Australia, December 2013 Government of South Australia, 2013 Reproduction of this publication is encouraged, provided that due acknowledgement is given to the Government of South Australia Foreword Government of South Australia agencies are obliged to comply with a growing number of legislative requirements and government directives. Achieving compliance is becoming increasingly difficulty given their ageing asset portfolios and other pressures on limited financial resources. The obligations include those related to fire and life safety requirements, hazardous substances, earthquake resistance, environmental protection, energy, environmentally sustainable development, disability access and heritage. These guidelines are intended to assist government agencies deal with these demands in a planned and balanced manner, within the context of their asset management planning. The process of raising the level of compliance in a progressive and prioritised manner, based upon benchmarking, continuous improvement and risk management principals, should enable government agencies to manage their compliance obligations in a cost-effective manner. The development and implementation of action plans may demonstrate ‘due diligence’. If government agencies responsible for building assets do not comply with legislation and government directives and cannot demonstrate due diligence, the government and its government agencies may be exposed to litigation for damages through Statute Law or Common Law. In some instances, the Chief Executive is held personally accountable. These guidelines will be revised regularly to reflect any major amendments made to legislation and government directives. Page 3 Executive Summary Organisations are obliged to comply with a growing number of building related legislative requirements and government directives. Achieving compliance is becoming increasingly difficult given the aging nature of most asset portfolios along with advances in the standard of living and with it, heightened public expectations and associated competing pressures on limited financial resources. This guide outlines the array of compliance obligations arising from legislation and government directives/policies, with a focus on the management of existing building assets and the implications for building owners and managers. Some guidance is given on how to deal with these requirements as an integral part of the strategic asset management planning process. Particular obligations are discussed under generic headings, such as General Safety, Disability Access, and Environmental Protection. A Glossary of Terms is provided in Appendix A. Existing buildings pose some confronting decisions for building owners and managers already dealing with a plethora of other asset management performance issues. New buildings are required to meet current standards, but existing buildings are trapped in time and subject to changing community and business standards and advances in technologies. Compliance obligations are one of a suite of performance measures that generally reflect the asset requirements of an organisation’s business service delivery objectives. Together they form a significant measure of performance and unlike most other measures is accompanied by legal and due diligence responsibilities. They therefore need to be dealt with in a structured way that ensures they are being appropriately managed within a range of other operational priorities and financial constraints. The aim of the guide is to help government agencies take a more balanced view of the impact of legislation and directives on their assets. It also highlights the need for authorities to take a more consistent and integrated approach within the context of overall legislative obligations, while recognising the competing demands for scarce resources. Common Approach to Compliance This guide advocates dealing with compliance obligations in accordance with the asset management planning processes and in particular emphasises the application of the risk management tool and the notion of continuous improvement. Most legislation acknowledges that it is often impracticable to immediately achieve full compliance, at least initially, and uses terms such as ‘as far as is reasonable’ or ‘as far as is reasonably practicable’. Risk management principles outlined in AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines, can be applied to determine what constitutes a reasonable level of compliance within funding restraints and business service obligations. This process can be applied to the range of compliance obligations as well as particular obligations. Agencies should note that the Risk Management Policy Statement, Government of South Australia, 2009 requires the application of risk management principles to all activities. With this in mind, government agencies responsible for building assets must ensure fire, life safety, access, environmental and other compliance issues are covered by an appropriate risk management strategy. This involves identifying, analysing and evaluating risk, considering various remedial options and the associated level of residual risk, and developing a risk treatment or action plan. The latter should be integrated into the asset management plan for a particular building. Page 4 The first step is to undertake a risk assessment of an agency’s asset portfolio to prioritise areas of highest risk. This may involve categorising types, ages and the critical nature of assets. Hot spots can then be identified and each investigated in more depth, i.e. by ‘drilling down’. This helps ensure that various compliance risks are dealt with in a balanced and prioritised manner within the ‘big picture’, and that issues are not merely considered in isolation. It is important to bear in mind that risk management is more about managing risks rather than completely eliminating them, although the latter may be required in certain lifethreatening circumstances. Together with adopting a risk management approach, government agencies should adopt performance assessment/management and continuous improvement principles so that the ‘compliance bar’ is progressively raised over time and ensure that compliance ‘gaps’ are tackled. Such an approach demonstrates that ‘duty of care’ and ‘due diligence’ obligations are met. This guide is intended to help government agencies understand the benefits from managing their compliance obligations and applying risk management principles. This approach should set an acceptable base line standard when considering particular obligations that impact upon buildings such as the following. General Safety Building Code of Australia (BCA) Fire Safety and Protection Hazardous Substances Earthquake Resistance Disability Access and Egress Environmental Protection Public and Environmental Health Ecologically Sustainable Development (ESD) including Energy Heritage Conservation Native Vegetation Emergency Management Aged Care Page 5 Contents Foreword............................................................................................................................... 3 Executive Summary .............................................................................................................. 4 Common Approach to Compliance .................................................................................................... 4 Introduction ........................................................................................................................... 7 Background........................................................................................................................... 8 Main Compliance Requirements ......................................................................................... 11 Main Legislation ............................................................................................................................... 11 Government Directives .................................................................................................................... 11 Responding to Increasing Standards .................................................................................. 13 Approach to Compliance ..................................................................................................... 15 Particular Compliance Obligations ...................................................................................... 18 General Safety ................................................................................................................................. 18 Building Code of Australia................................................................................................................ 19 Fire Safety and Protection ............................................................................................................... 20 Hazardous Substances .................................................................................................................... 21 Earthquake Resistance .................................................................................................................... 22 Disability Access and Egress ........................................................................................................... 23 Environmental Protection ................................................................................................................. 24 Public and Environmental Health ..................................................................................................... 25 Ecologically Sustainable Development (ESD) including Energy ..................................................... 25 Heritage Conservation ..................................................................................................................... 26 Native Vegetation ............................................................................................................................. 27 Emergency Management ................................................................................................................. 28 Aged Care ........................................................................................................................................ 29 Other Requirements ......................................................................................................................... 29 Proximity to Power Lines and Telecommunication Carrier Cables ............................................ 29 Summary ............................................................................................................................ 31 Appendix A: Glossary of Terms ........................................................................................... 32 Appendix B: Key Changes in Building Standards Since 1960s............................................ 33 Appendix C: Development Act 1993 – Section 53A ............................................................. 35 References ......................................................................................................................... 36 Page 6 Introduction New buildings are required to meet current standards, but existing buildings are trapped in time and subject to changing community and business standards and advances in technologies. Existing buildings pose some confronting decisions for building owners and managers already dealing with a plethora of other asset management performance issues. Compliance obligations are one of a suite of performance measures that generally reflect the asset requirements of an organisation’s business service delivery objectives. Unlike most other measures, compliance obligations are accompanied by legal and due diligence responsibilities. Most government agencies are familiar with the need to maintain and upgrade their assets to meet business delivery (functional) requirements. However, government agencies may be less familiar with, and pay less attention to, their compliance and due diligence obligations as asset owners. This guide seeks to redress this imbalance and has the following main objectives. To raise the awareness of Government of South Australia agencies to their obligations, as building asset owners, to comply with legislation and government directives related to general safety, fire safety and protection, disability access, heritage, environmental and other imperatives. To clarify their legal and due diligence responsibilities. To indicate how they might manage these in a holistic way. To direct government agencies to sources of further information. Organisations are obliged to comply with a growing number of building related legislative requirements and government directives. Achieving compliance is becoming increasingly difficult given the aging nature of most building portfolios along with advances in the standard of living and with it, heightened public expectations and associated competing pressures on limited financial resources. This guide outlines the array of compliance obligations arising from legislation and government directives/policies, with a focus on the management of existing building assets and the implications for building owners and managers. Firstly, the guide outlines the range of compliance obligations, including legislative requirements and government directives/policies, and highlights common principles. Next, some guidance is provided on how to deal with these requirements so that they become part of the strategic asset management planning process. To make it easier for readers, individual obligations are discussed under generic headings, such as General Safety, Disability Access, and Environmental Protection. A Glossary of Terms is also provided at Appendix A. The guide is also expected to make it possible for government agencies to take a more holistic view of the impact of legislative requirements on themselves and their assets, by applying a structured approach including risk management techniques to prioritise a range of compliance measures competing with other building performance requirements. This helps government agencies take a more balanced view of the impact of legislation and directives on their assets. It also highlights the need for authorities to take a more consistent and integrated approach within the context of overall legislative obligations, while recognising the competing demands for scarce resources. Some guidance is given on how to deal with these requirements as an integral part of the strategic asset management planning process. Page 7 Background In recent times legislative requirements and government directives have increased significantly in line with rising community expectations concerning health, safety, access and environmental protection for building occupants, by those who use government services and the wider community (see Figure 1 below and Appendix B). Figure 1 outlines the compliance impact over time. In a business environment of competition for limited resources, government agencies are Page 8 faced with the simultaneous challenges of: dealing with heightened public expectations confronting potential legal liabilities arising from ageing assets meeting the business functional needs of users configured to deliver services to the community. There are inherent risks associated with ageing buildings. They are subject to varying degrees of physical, functional, technological and economic obsolescence. Identifying and managing these risks has emerged as an important component of effective asset management. The challenge is to optimise service capabilities and respond appropriately to changing business and legislative circumstances within financial constraints, particularly where major refurbishment or replacement is deferred or deemed impractical. Case Study: Fire in Residential Care Facility – Coroner’s findings A fire within residential premises (Kew Cottages, Victoria) resulted in the death of nine residents. At the time of the fire a fire safety system upgrade was in progress but not completed. The Coroner found that the public sector owner had a duty of care to residents, clients and staff that could not be delegated to third parties. This meant that the owner was ultimately responsible for ensuring that maintenance was properly undertaken and monitored. The Coroner found contributory negligence against the owner in three main areas being: despite warnings over a number of years an efficient, a safe and proper fire safety system was not provided adequate interim fire safety measures were not provided the owner failed to adequately monitor, supervise or manage the fire risk behaviour of residents. As a result of the fire, the Coroner made fifteen recommendations, including: standards should be developed governing the scope and methodology of audits independent audits should be part of any maintenance contract of fire safety systems standards or a code of practice governing the scope of interim hardware (or technical) solutions should be developed public sector managers should be reminded of the need to manage fire risks improving the speed of access to funding where major fire safety issues are concerned reviews should be undertaken involving representatives from specialised agencies. Source: Inquest Findings, Comments and Recommendations into Fire and Nine Deaths at Kew Residential Services on 8 April 1996, Graeme Johnstone, State Coroner’s Office, Melbourne, Victoria, 1997 Every year the demand for investment in the existing asset base is greater than the demand for new assets. The age and value of government assets reflect a distorted profile resulting from the post-World War II baby boom. The outcome of this is the increasing probability of failure to meet service delivery standards and a widening gap in meeting current legislative obligations. Page 9 Understandably, however, executive focus tends to be on the operational and service delivery requirements rather than on asset management maintenance. This results in a decline in the level of compliance with legislation and government policies, due in part to the lack of financial resources to tackle the compliance backlog while maintaining facilities at required levels. In a climate of increasing litigation and political risk, failure to demonstrate due diligence in complying with statutory requirements and directives leaves government exposed to the risk of the injured seeking redress through the court system, and/or adverse political consequences. Government agencies must recognise and take into account the rise in litigation and exposure to business risk when reviewing suitable strategic capital renewal and maintenance programs. Page 10 Main Compliance Requirements For government agencies the main obligations arise from the following legislation and government directives and policies. Main Legislation Aged Care Act 1997 (Cth) Building Act 1971 (ceased) Building Regulations 1991 (ceased) Dangerous Substances Act 1979 Dangerous Substances Regulations 2002 Development Act 1993 Development Regulations 2008 Disability Discrimination Act 1992 (Cth) Electricity Act 1996 Emergency Management Act 2004 Environment Protection Act 1993 Environment Protection Regulations 2009 Fire and Emergency Services Act 2005 Gas Act 1997 Heritage Places Act 1993 National Construction Code (incorporating Building Code of Australia) Native Vegetation Act 1991 Native Vegetation Regulations 2003 South Australian Public Health (Legionella) Regulations 2013 South Australian Public Health Act 2011 Work Health and Safety Act 2012 Work Health and Safety Regulations 2012 (For other legislative requirements refer to Appendix B) Government Directives Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, December 2002 Energy Efficiency Action Plan, Government of South Australia, 2002 Greening of Government Operations (GoGO) Framework 2004 Kyoto Protocol 1997 (second commitment period 2013-2020) Promoting Independence: Disability Action Plans for South Australia Risk Management Policy Statement, Government of South Australia, 2009 Page 11 State Emergency Management Plan, Government of South Australia, June 2013 Treasury Circular 314: Seismic Assessment and Earthquake Mitigation Works for Existing Government Buildings Page 12 Responding to Increasing Standards With the increasing compliance requirements of legislation, codes and government directives, as shown in Figure 1 and Appendix B, existing buildings may not always fully comply with current standards over their life cycle. The ageing and declining performance of existing built assets makes responding to these increasing requirements a major challenge for government agencies. Agencies are confronted with sustaining the capability of their existing asset base to meet a range of performance requirements including suitability standards, utilisation targets, physical condition and financial indicators. Compliance requirements are therefore, but one of a number of performance requirements competing for limited funds. Given the limited resources, seldom can all these measures be attended and therefore, a rational and structured means of prioritising competing demands is needed. Agencies recognise the need to respond to changing service or business requirements over the life cycle of an asset. It is normal for an asset to undergo major refurbishments over its life cycle to improve functionality and this intervention should trigger a raised level of compliance with current requirements of legislation, codes of practice and standards. However, it is not expected that such intervention will always result in achieving full compliance – rather, a reasonable level of compliance should be achieved and, where feasible, progressive program upgrades to full compliance should be put in place. Where project professional service contractors are engaged their brief should include options for upgrading, ranging from full to lesser levels of compliance, supported by a risk management assessment based on AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines. Their role should be seen as providing technical advice about risk assessment in consultation with relevant stakeholders – but the decision and risk is not theirs. Where full compliance is not achievable, government agencies need to have an ongoing risk management plan in place to manage the gap. Carrying out a refurbishment without attending to the more serious compliance gaps could be construed as failure to demonstrate due diligence and even be regarded as negligent. In this regard, Section 53ARequirement to up-grade building in certain cases of the Development Act 1993 requires that work be carried out ‘to the extent reasonably necessary’ to ensure that the building is safe (see Appendix C). In some legislation there is an underlying intent that, if more than 50% of the building is undergoing a change, then the whole of the building should be brought into compliance with current requirements. Given the long life nature of buildings, there is every likelihood that new compliance requirements will occur following a building’s commissioning. Agencies need to be aware of their legal obligations in relation to buildings constructed both before and after the enactment and amendment of relevant building legislation. Merely complying with legislation applicable at the time buildings were constructed may not demonstrate due diligence nor will it abrogate responsibility for risk. The case of Enzo Cardone v Trustees of Christian Brothers below, illustrates the need to respond to changing standards. They cannot be ignored – to do so would be negligent. The law of negligence in the area of owner’s liability derives from both Common Law and Statute Law. Although the Development Act 1993 focuses upon compliance of existing buildings with legislation applicable at the time they were constructed, work health and safety legislation (and common law due diligence) requires that current/changing standards be considered and, where specific requirements are gazetted, these must be complied with. Page 13 Although the National Construction Code is primarily aimed at new buildings and new building work, the standards, and in particular the performance requirements, should be used as a benchmark, although it may be impracticable for an existing building to ever reach this level.1 Recent legal decisions have highlighted the need for government agencies to ensure their buildings comply with required standards to reduce their exposure to risk. Although buildings may have complied with standards at the time they were constructed, government agencies still have a duty of care to ensure that buildings continue to achieve a reasonable standard to avoid harm to people, property and the natural environment. Enzo Cardone v Trustee of the Christian Brothers (1994) Mr Cardone sustained injuries when he tripped and fell through a glass door at a Canberra College. Despite the glazing complying at the time it was installed in 1966, the College had not reacted at all to the introduction of a new Australian Standard for safety glass (AS 1288). The judge commented as follows. “In my view whatever may have been reasonable in 1966, once it became an Australian Standard for safety glass to be installed, it was negligent for the defendant not to ensure that relevant glass panels were replaced with safety glass as soon as practicable after it became, or should have become, aware of the safety standard. It is only necessary to conclude that such replacement, being both practicable and affordable, should have been attended to …” (emphasis added) The key words are “as soon as practicable” and “being both practicable and affordable.” The College was negligent in that it took no action whatever to identify and assess the risk and to replace the relevant glass panels. It had not produced an Action Plan that showed that a risk assessment had been carried out to determine whether it was reasonably practicable to make the changes. This case highlights the need for agencies to be aware of changing Australian Standards and to identify situations where buildings need to be upgraded towards (or to meet) current standards to avoid claims of negligence. th Source: ACT Supreme Court Judgment No. SC 609 of 1991, Judge J. Higgins (30 August 1994) 1 AS 38261998 Strengthening existing buildings for earthquake, whilst not yet called up by the Building Code of Australia, establishes the principle of a lower benchmark (lower ‘threshold loads’) for existing buildings as compared to new projects, which are covered by AS 1170.42007 Structural design actions, Part 4: Earthquake actions in Australia. Page 14 Approach to Compliance Most legislation acknowledges that it is often impracticable to achieve full compliance, at least initially, and uses terms such as ‘as far as is reasonable’ or ‘as far as is reasonably practicable’. The Work Health and Safety Act 2012 states that, ‘reasonably practicable in relation to a duty to ensure health and safety, means that which is, or was at a particular time, reasonably able to be done in relation to ensuring health and safety taking into account and weighing up all relevant matters.’2 A ‘reasonably practicable’ approach to dealing with compliance and one which is able to demonstrate ‘due diligence’ is the application of key features of asset management planning. In particular, the risk analysis tool is used to help target priority issues within the context of managing all other performance areas necessary to meet business service delivery requirements of the organisation for which the building provides accommodation. These compliance obligations contribute to the range of performance measures, which together describe the asset requirements that need to be integrated within the Asset Management Strategy. Risk management principles as per AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines, can be applied to determine what is a reasonable level of risk within the context of other business services obligations competing for limited funds. The principles of hazard identification and risk assessment are embedded in the Work Health and Safety Regulations 2012 (Chapter 3 General risk and workplace management, Part1 Managing risks to health and safety), which also requires consultation with stakeholders including relevant authorities, and the development of risk treatment or action plans. In any case, government agencies should note that the Risk Management Policy Statement, Government of South Australia, 2009 requires them to apply risk management principles to all their activities. It is important to bear in mind that risk management is more about managing risks rather than completely eliminating them, although this may be required in certain life-threatening circumstances. In order to demonstrate ‘duty of care’ and ‘due diligence’, it is necessary to show how the process of risk management has been carried out, to review progress, and to maintain appropriate evidence and records – especially when actual standards fall short of current standards and there may be some acceptance by authorities and other stakeholders of ‘residual risk’. In order to meet ‘duty of care’ obligations, ‘a person conducting a business or undertaking must ensure as far as is reasonably practicable the health and safety’,3 of the workers that they have engaged or those whose activities are influenced by work carried out as part of the business. Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, December 2002, requires government agencies responsible for building assets to deal with fire, life safety and access issues through an effective risk management 2 Work Health and Safety Act 2012, Part 2Health and safety duties, Division 1Introductory, Subdivision 2What is reasonably practicable, Section 18. 3 Work Health and Safety Act 2012, Part 2Health and safety duties, Division 2Primary duty of care, Section 19. Page 15 strategy which identifies, analyses and evaluates risk, and to integrate such a strategy into asset management plans for their Crown buildings. The first step is to carry out a risk assessment of an agency’s asset portfolio to set priorities based on areas of highest risk. This may involve categorising the types, ages and critical nature of assets. Deficiencies, particularly ‘hot spots’, can then be identified, and dealt with by investigating each in more depth. This helps ensure that various compliance risks are attended in a balanced manner and priorities are set within the ‘big picture’, not merely considered in isolation. Figure 2 outlines the holistic approach to compliance using risk management principles. The Department of Planning, Transport and Infrastructure (DPTI), Asset Performance Management Model embedded in the Strategic Asset Management Information System (SAMIS) encapsulates government’s asset planning process and can be applied at various levels of detail. The approach involves establishing measures and targets, assessing actual levels of compliance, analysing the performance gaps, establishing priorities, developing options to address the gaps, all resulting in a staged action plan to progressively bridge the gaps. Refer to Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, December 2002. Coupled with using the risk management approach, government agencies should adopt continuous improvement principles so that the ‘compliance bar’ is progressively raised over time, and compliance ‘gaps’ are bridged in a holistic manner. This is consistent with performance management as per ISO 9000: 2005 Quality management systems Fundamentals and vocabulary and specifically AS 38062006 Compliance programs and AS/NZS 4804:2001 Occupational health and safety management systemsGeneral guidelines on principles, systems and supporting techniques. Such approaches are also likely to benefit government agencies by reducing insurance premiums e.g. WorkCover Corporation of South Australia. Opportunities for significant intervention in existing buildings are limited. In a practical way, as a major refurbishment approaches, it makes sense to include all priority compliance matters, many of which may have been difficult to address without doing so in an integrated way where access to engineering plant and services would otherwise be problematic and costly. It is therefore preferable that compliance activity be integrated with the overall preparation and implementation of the organisation’s Asset Management Plans. Page 16 As already alluded, aging building portfolios are associated with declining performance and this imposes demands upon its owners for upgrading/refurbishment and expenditure of capital funds. With time, of course, there is a greater likelihood of changing business objectives and practices to have occurred as indeed can be said of technology, leading to potential functional, technological, physical, economic and legal obsolescence. Furthermore, before treating the risk associated with performance issues, consideration should be given to where the asset sits in its life cycle. The concept of the decay curve is a useful tool to assist in this. As a building ages, its service potential declines and the level of intervention will increase as major elements of plant and engineering services reach the end of their useful lives and other performance deficiencies emerge. Any new compliance requirements that emerge during a building’s life may not be met fully and with the possibility of changes to an organisation’s business, other suitability factors may render the building less effective and efficient and reduce its service capability. With the passage of time, the base building plant and engineering service will require replacement or refurbishment as indeed will refurbishment activity be necessary to meet other accumulating performance deficiencies. For example, the building’s configuration may not support changes to the business functions and aging, inefficient, legacy plant and engineering technology may ‘trigger’ upgrade activity. When significant upgrades occur, it can be argued that there is a ‘due diligence’ obligation to attend non-complying regulatory issues that have occurred during the life of the building. Indeed, as already discussed, in some legislation there is an underlying intent that, if more than say 50% of the building is undergoing changes, then the whole of the building should be brought into conformance with current requirements. Page 17 Particular Compliance Obligations General Safety The Work, Health and Safety Regulations 2012 under the Work Health and Safety Act 2012 require that people conducting businesses or undertakings, or manage or control a workplace must ensure buildings meet a reasonable level of safety. Failure to provide a safe building environment is an offence that might incur a penalty for negligence under Statute Law or Common Law. Development Act 1993 and Development Regulations 2008 WorkCover Corporation of South Australia Work Health and Safety Act 2012 and Work Health and Safety Regulations 2012. Owners/occupiers and employers must ensure, so far as is ‘reasonably practicable’ (see Appendix A) that buildings are in a condition that allows employees and the public who might be affected by their activities to be safe from injury and risks to health4. Failure to provide a safe building environment is an offence which may incur a penalty under Statute Law or Common Law for negligence. Work health and safety legislation is aimed primarily at securing the health, safety and welfare of people at work, and covers matters such as provision of amenities, prevention of falls, ventilation, drinking water, working in confined spaces, and general working space. Although mainly directed at workplaces, the legislation imposes more onerous responsibilities upon building owners and employers than other legislation. Individuals – such as negligent public sector managers – may be prosecuted under the legislation. Approved codes of practice under work health and safety legislation give practical guidance on how a particular standard of health and safety can be achieved. They describe the preferred methods for meeting health and safety obligations. Whilst such standards must always be considered, there may be circumstances where upgrading to current standards is not ‘reasonably practicable.’ In some cases, a lesser standard may be acceptable if government agencies can demonstrate that the general principles under the legislation have been followed and have established and documented reasons why the lesser standard was considered reasonable. On the other hand, sometimes buildings may need to be upgraded to a level that meets or exceeds current standards to provide an appropriate level of protection. For further information on the codes of practice, refer to heading ‘Hazardous Substances’. A comprehensive discussion of work health and safety issues is beyond the scope of this guideline. For more information, contact SafeWork SA.5 4 Work Health and Safety Act 2012, Part 2Health and safety duties and Work Health and Safety Regulations 2012, Part 2General workplace management, Division 2General working environment. 5 The Injury Surveillance and Control Unit, Epidemiology Branch, DHS, System Performance Division, Department for Health and Ageing has published a guide entitled Safety at the Interface: Making Sure Your Development Project Doesn’t Create Hazards for the Surrounding Community. Ph: 8226 6361 for further information. Page 18 Building Code of Australia The Building Code of Australia (BCA) within the National Construction Code (NCC) is the national technical document which sets the standards of building work in Australia. The Building Code is produced and maintained by the Australian Building Codes Board on behalf of the Commonwealth, States and Territories. Building Act 1971 (ceased) Building Regulations 1991 (ceased) Building Code of Australia (within the National Construction Code) Development Act 1993 Development Regulations 2008 Ministers Specification SA 76, Maintenance and testing of safety installations. Schedule of essential safety provisions, Planning SA, January 2000. No development, including building work, can be undertaken in South Australia without an appropriate development approval being obtained from the relevant authority after an application and assessment process. In most cases the relevant authority is local government. The framework for development assessment and for building rules and standards in South Australia is provided by the Development Act 1993 and Development Regulations 2008. The relevant regulations, codes and standards are collectively known as the building rules which provide the basis for assessing building work for the issuing of building rules consent. The technical documents which are used under the Development Act and Regulations are the Building Code of Australia, Minister’s Specifications and referenced Australian Standards, which means that they are also mandatory documents. Minister’s Specification SA 76, under the Development Act 1993, provides specific direction in relation to maintenance and testing of safety installations and essential safety provisions with coverage of matters such as fire protection, air handling systems, emergency warning and intercommunication systems, lifts, and emergency power. Appendix B of the Minister’s Specification provides guidance on its application to existing buildings. The National Construction Code comprises Volumes One and Two of the Building Code of Australia and the Plumbing Code of Australia as Volume Three. The Building Code of Australia is produced and maintained by the Australian Building Codes Board on behalf of the Commonwealth, States and Territories. The Building Code of Australia has been given the status of building regulations by all States and Territories. The goal of the Building Code of Australia is to enable the achievement of nationally consistent, minimum necessary standards of relevant safety (including structural safety and safety from fire), health, amenity and sustainability objectives. The Building Code of Australia contains technical provisions for the design and construction of buildings and other structures, covering such matters as structure, fire resistance, access and egress, services and equipment, and energy efficiency as well as certain aspects of health and amenity. Australian Standards are published documents which set out specifications and procedures designed to ensure that a material, product, method or service is fit for its purpose and consistently perform the way it was intended. Only building standards that are referenced in the Building Code of Australia are mandatory. Page 19 Standards Australia is an independent organisation charged by the Commonwealth Government to meet Australia's need for contemporary, internationally aligned Standards and related services. The work of Standards Australia enhances the nation's economic efficiency, international competitiveness and contributes to community demand for a safe and sustainable environment. Fire Safety and Protection Agencies responsible for building assets are required to provide a safe environment for all building occupants to minimise the risk of a fire breaking out and the spread of fire and smoke. Essential safety items must be provided and maintained in accordance with Schedule 16 Essential Safety Provisions, Form 1 of Regulation 76 under Development Regulations 2008 or in accordance with Part 59 Log Book of the repealed Building Regulations 1973. Building Code of Australia Parts C, D, E and I relating to fire, access, services and equipment and maintenance Development Act 1993, Part 4Development assessment, Division 4Supplementary provisions, Section 53A and Part 6Regulation of building work, Division 6Building Safety Development Regulations 2008, Part 12Regulation of building work, Division 4Safety, health and amenity Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, December 2002 Ministers Specification SA 76, Maintenance and testing of safety installations. Schedule of essential safety provisions, Planning SA, January 2000. Work Health and Safety Act 2012, Part 2Health and safety duties Work Health and Safety Regulations 2012. Agencies responsible for building assets are required to provide a safe environment for all building occupants to minimise the risk of a fire breaking out and the spread of fire and smoke. This facilitates the safe evacuation of building and effective early intervention3by the South Australian fire services. Agencies are also responsible for preventing the spread of fire to, and managing the impact of fire from, adjoining properties. Essential safety items include fire hose reels, fire extinguishers and suppression systems, occupant warning systems and fire barriers such as fire doors. These assets installed in a building at the time of construction, alteration or renovation, are an important part of provisions for life safety and property protection. Owners are obliged to maintain all such essential safety items in accordance with Schedule 16 Essential Safety Provisions, Form 1 of Regulation 76 under Development Regulations 2008 issued with a Certificate of Compliance by the Certifier. In the case of buildings approved under the former Building Act 1971, maintenance in accordance with Part 59 Log Book of the repealed Building Regulations 1973 (to standards in existence at the time of the building approval) may suffice. However, where the condition of essential safety items is uncertain, a risk assessment should be undertaken to ensure that maintenance and operational levels are adequate to provide a reasonable level of fire and life safety. Government agencies must maintain essential services in a condition that enables them to fulfil their purpose and especially to ensure the safe egress of occupants in an emergency. The Development Act 1993 requires owners to: maintain records of maintenance checks Page 20 keep all essential service reports and records of maintenance checks on the premises for inspection by a building surveyor, the South Australian fire services, or other designated persons. The existence of compliance policies, including maintenance of service records undertaken by recognised service providers in accordance with essential safety provisions of the aforementioned Schedule 16 or Part 59 Log Book, will assist an agency demonstrate due diligence. Hazardous Substances Building owners are required to take reasonable steps to ensure occupants are not exposed to hazardous substances, of which the most common are asbestos, synthetic mineral fibres (SNFs), and polychlorinated biphenyls (PCBs). An assessment of asbestos in the workplace must be undertaken. The non-invasive inspection should assess building or plant for materials containing asbestos. An asbestos register is also required that identifies the location, description, and condition of asbestos. The agency’s asset management plan must include an Asbestos Management Plan, which amongst other things sets a timeframe and strategy for removal of asbestos, that government agencies are required to report on annually. Agencies should refer to the DPTI Building Management guide note, Asbestos Management in Government Buildings (G143), which has been developed in consultation with the then Across Government Committee on Asbestos Management in Government Assets. Asbestos Management in Government Buildings (G143), DPTI Building Management Codes of Practice for asbestos work: Code of Practice for the Management and Control of Asbestos in Workplaces, National Occupational Health and Safety Commission, Australian Government, April 2005 Code of Practice for the Safe Removal of Asbestos (2nd Edition), National Occupational Health and Safety Commission, Australian Government, Second Edition, April 2005 Dangerous Substances Act 1979 Dangerous Substances Regulations 2002 PCB Containing Capacitors in Fluorescent Light Fittings (G141), DPTI Building Management Work Health and Safety Regulations 2012, including Chapter 4Hazardous work, Chapter 7Hazardous chemicals and Chapter 8Asbestos. Building owners are required to take reasonable steps to ensure occupants are not exposed to hazardous substances. The most common are: asbestos mercury vapour polychlorinated biphenyls (PCBs) synthetic mineral fibres (SMFs). Work health and safety legislation is aimed at securing the health and safety of people at work and with public safety associated with work activities. Among other things, the Page 21 legislation applies to the management of specific hazards in the workplace such as plant safety, lift safety, provision of amenities and general working space. While much attention is given to the dangers of asbestos, other hazardous substances such as those that may exist in certain types of fluorescent lamps also pose potential threats. For example, compact fluorescent lamps (CFLs) may expose building occupants and workers to dangers from inhalation or absorption of toxic emissions such as polychlorinated biphenyls and mercury vapour. Therefore protocols need to be observed in relation to the identification, safe removal, storage and disposal of such light fittings. Owners are required by Work Health and Safety Regulations 2012, Chapter 8Asbestos, to assess whether asbestos is present in a building structure or plant and establish an asbestos register that records the findings of the investigation. If the presence of asbestos is suspected, the owner must: comply with Work Health and Safety Regulations 2012 and the applicable Codes of Practice for asbestos work ensure that an annual risk assessment of exposure to occupants is carried out by a competent person to determine the condition of stable/non stable asbestos develop appropriate asbestos policies establish an inspection program maintain an asbestos register install signs where asbestos is located prepare an Asbestos Management Plan6. The associated Codes of Practice describe the requirements for an Asbestos Management Plan which include an outline of how asbestos will be controlled, including considerations of appropriate control measures within a timetable for managing risk exposure. The Asbestos Management Plan should form a sub-set of an organisation’s Asset Management Plan and be integrated with other activities associated with managing a site and its assets. Note: recent change in asbestos management policy by SafeWork SA now prevents any transportable building or plant with known asbestos being transferred from one site to another before asbestos is removed. Earthquake Resistance Seismic assessment for structural adequacy must be undertaken as part of any significant redevelopment project in accordance with Treasury Circular 314, Seismic Assessment and Earthquake Mitigation Works for Existing Government Buildings, and associated DPTI Policy. Where necessary, this may lead to earthquake upgrading. Strengthening Existing Buildings for Earthquakes (PO45), DPTI Building Management Critical Infrastructure and the Earthquake Hazard (G139), DPTI Building Management Earthquake Hazard Risk Mitigation in Government Leasing (G137), DPTI Building Management 6 Work Health and Safety Regulations 2012, Chapter 8Asbestos, Part 3Management of asbestos and associated risks, Section 429 Asbestos management plan. Page 22 Treasury Circular 314 Seismic Assessment and Earthquake Mitigation Works for Existing Government Buildings. Seismic assessment for structural adequacy and, where necessary, earthquake mitigation works must be included as part of any significant alterations proposed to existing government assets. Project budgets must allow for such works. Disability Access and Egress The government policy objective is to ensure, as far as practical, that people with disabilities have the same rights to access government programs as other citizens. The objective is to provide safe, equitable and dignified access to buildings and to all the services and facilities within them. Work Health and Safety Regulations 2012 and Common Law duty of care require that provision be made for people with disabilities to be able to exit in the event of an emergency. Disability (Access to Premises – Buildings) Standards 2010 under the Disability Discrimination Act 1992, Australian Government Disability Action Implementation Plan 2003, Government of South Australia Disability Discrimination Act 1992 (Cth) Disability Rights, Australian Human Rights Commission Equal Opportunity Act 1984 Guideline on the Application of the Premises Standards – Version 2, Australian Human Rights Commission, February 2013 Promoting Independence: Disability Action Plans for South Australia, 10th Progress Report on Implementation 2009-10 A building cannot be subject to a successful complaint of unlawful discrimination under the Disability Discrimination Act 1992 (Cth) if it conforms to the Disability (Access to Premises – Buildings) Standards 2010. However, notwithstanding this, a building can still be subject to a claim under this Act if the issue is outside the scope covered by these Standards. The Disability Discrimination Act 1992 (Cth) applies to all new and existing buildings (including heritage buildings), premises and facilities. The main objective is to eliminate, as far as practicable, discrimination against people on the grounds of disability and to ensure, as far as practicable, that people with disabilities have the same rights of access as other citizens. Whilst the private sector may claim ‘unjustifiable hardship’ under this Act, this may only apply to government in ‘particularly exceptional circumstances’ which is dealt with under Part 4 Exceptions and concessions of the Standards. All people with disabilities should have equal access to Government programs, services, goods and facilities. As far as buildings are concerned, the intention is to provide safe, equitable and dignified access to them and to all the services and facilities within them. In principle, where there are a number of facilities of the same type, then at least one should be accessible and preferably all. In schools, for example, sufficient numbers of each unique type of classroom/laboratory/art room need to be accessible. Page 23 Agencies need to be aware that the definition of disability within the Disability Discrimination Act 1992 (Cth) is broad and includes sensory, neurological, physical, intellectual, cognitive and psychiatric conditions.7 Improved access for people with disabilities has an additional benefit of making access easier for parents with pushers/young children and the frail elderly. The Work Health and Safety Regulations 2012, Chapter 3General risk and workplace management, Part 2General workplace management, Division 4Emergency plans, require that an effective management procedure be in place to evacuate ALL building occupants during an emergency. Further the Disability Discrimination Act 1992 (Cth) prohibits discrimination against occupants with a disability. Therefore, it is essential that such procedures accommodate the needs of people with disabilities. One aspect of particular importance is that the egress requirements of mobility impaired occupants may need to be met in the event of lift failure or where it is unsafe to use such facilities for evacuation purposes. The Disability Discrimination Act 1992 provides for government agencies to develop action plans, and these may assist as a defence in the case of complaint – especially if the plan has been lodged with the Australian Human Rights Commission. Developing and implementing action plans will assist government agencies systematically identify and eliminate deficiencies, while demonstrating their commitment to providing safe, equitable and dignified access. The Government of South Australia has developed a policy on disability action plans containing five outcome areas including physical access to facilities and services. Essentially, people with disabilities can expect to have equal access to government services for which it is endeavouring to provide equitable access to services as far as practicable. A comprehensive discussion of the Disability Discrimination Act 1992 (Cth) is beyond the scope of this guideline. For further advice, contact DPTI, Building Management. Environmental Protection Agencies have statutory obligations and a social responsibility to comply with the Environmental Protection Act 1993. Government policies are in place to minimise the potential for polluting the environment through discharge, emission, deposition or disturbance of a pollutant or by creating a nuisance from waste, noise, smoke, dust, fumes or odours. If appropriate licences are not in place, agency and individuals may be exposed to prosecution. Assessment and Management of DECD Sites Treated with Termiticides (G32), DPTI Building Management Site Contamination (G37), DPTI Building Management Environment Protection Act 1993 Environment Protection Regulations 2009 Environment Protection Authority, South Australia Planning Advisory Notice 20 – Site Contamination under Development Act 1993 Stormwater Pollution Prevention, Code of Practice for Building and Construction Industry, Environment Protection Agency, March 1999. 7 For a definition of disability refer to Section 4 Interpretation of the Disability Discrimination Act 1992 (Cth). Page 24 Agencies with the potential to pollute the environment through their activities, such as large users or producers of chemicals, waste and biological materials, or those with chemically treated grounds or underground tanks (older than 10 years), are advised to undertake a voluntary environment audit in accordance with guidelines under Section 58 Protection for information produced in voluntary environmental audits of the Environment Protection Act 1993 and Protection for Voluntary Environmental Audits, EPA Guidelines, South Australia September 2003. A voluntary audit will provide a means to evaluate the level of compliance, and will become a starting point for a strategy to minimise the likelihood of pollution and demonstrate commitment to Environment Protection Authority requirements. Environmental site assessment must be undertaken as part of any significant redevelopment project if there is a change of land use to a more sensitive use. Otherwise an environmental site assessment may be required if there is reason to believe that contamination (of soil or groundwater) exists. A site history is usually undertaken as the initial step to determine the likelihood of contamination that may require further investigation. Environmental assessments are undertaken in accordance with the National Environment Protection (Assessment of Site Contamination) Measure 1999 by environmental professional service contractors with expertise in this area. Where chemical treatment has been undertaken from the control of termites, give consideration to an environmental assessment if the buildings are removed. The benefits of compliance to an agency include reduced potential to pollute through improved environmental procedures, reduced waste management, and reduced exposure to the legal and financial liability associated with environmental protection legislation. Public and Environmental Health Agencies are required to comply with the South Australian Public Health Act 2011. South Australian Public Health (Legionella) Regulations 2013 South Australian Public Health Act 2011 Safe Drinking Water Act 2011 Safe Drinking Water Regulations 2012. When originally published in 1987, the South Australian Public Health Act 2011 preceded building and health, safety and welfare legislation. Control over legionella is enforced by the South Australian Public Health (Legionella) Regulations 2013. It requires building owners or responsible persons to ensure public health is not endangered through harmful discharges into the environment. It addresses matters such as maintenance protocols for air conditioning systems, cooling towers and managing the potential legionella risk from heated water systems. These Regulations allow for fines or imprisonment for failure to comply. The Safe Drinking Water Act 2011and the Safe Drinking Water Regulations 2012 are designed to provide a safe reliable supply of good quality drinking water and that there are systems in place to ensure that public health is protected. Ecologically Sustainable Development (ESD) including Energy In 1990, Australia’s Governments endorsed the following definition for ESD: ‘using, conserving and enhancing the community’s resources so that ecological processes on which life depends are maintained and the total quality of life, now and in the future, can Page 25 be increased.’8 The Environment Protection and Biodiversity Conservation Act 1999 (Cth) is the Australian Government’s major piece of environmental legislation. Section 516A Annual reports to deal with environmental matters of the Act requires Commonwealth organisations to include in their Annual Reports a section detailing their environmental performance including reference to performance of existing buildings and ESD criteria to be used in the design and construction of new buildings.9,10 The Government of South Australia is committed to The National Greenhouse Strategy, 1998 and the Kyoto Protocol 1997 second commitment period 2013-2020 resulting from the meeting of the parties in Doha,2012. The second commitment agreement has set an 18% reduction in greenhouse gas emissions below their 1990 levels. Greening of Government Operations (GoGO) Framework 2004 The National Greenhouse Strategy, 1998. The Energy Efficiency Action Plan, Government of South Australia, 2002, defines specific requirements for buildings which are consistent with the National Greenhouse Strategy Measure 3.1. The plan includes Target 61 from South Australia’s Strategic Plan, Energy Efficiency – government buildings: Improve the energy efficiency of government buildings by 30% by 2020 (Milestone of 25% by 2014). The Energy Efficiency Action Plan defines specific requirements in relation to buildings. The plan defines energy efficiency measures for new buildings and major refurbishment projects and incorporates energy efficiency practices into maintenance programs and procurement policies. Agencies are required to carry out energy audits of all building assets at least once every 5 years where the annual energy cost exceeds $50,000. They must determine total consumption levels and monitor and report on their energy use. Refer Department of the Premier and Cabinet Circular PC013 – Annual Reporting Requirements, 2013. In any new construction and major refurbishment of a building project a lifecycle approach must be adopted when assessing design options for air conditioning plant that reduce energy consumption and greenhouse gas. Lighting control is also a design requirement of the Energy Efficiency Action Plan. The Government of South Australia launched the Greening of Government Operations (GoGO) Framework 2004 as an across government environmental initiative that included eight priority areas including energy, water conservation, waste management and built facilities (Green Building) management. Under Department of the Premier and Cabinet Circular PC013 – Annual Reporting Requirements, 2013, government agencies are required to report on their progress in implementing the GoGO Framework. Heritage Conservation Government buildings may be listed on the South Australian Heritage Register or on the applicable local government register. Any building work that may affect the fabric 8 National Strategy for Ecologically Sustainable Development, 1992. Prepared by the Ecologically Sustainable Development Steering Committee, Endorsed by the Council of Australian Governments. 9 Generic ESD and Environmental Performance Indicators for Commonwealth Organisations, Australian Government. 10 Guidelines for Section 516A reporting – Environment Protection and Biodiversity Conservation Act 1999, Department of the Environment, Water, Heritage and the Arts. Page 26 of a heritage place is required to have Development Assessment Commission approval before commencement of any work. Development Act 1993 Heritage Places Act 1993. Government buildings may be listed on local government or state heritage registers. DPTI, Building Management can advise government agencies, facilities managers and professional service contractors about places listed on the South Australian Heritage Register that are owned or cared for by the Government of South Australia and the appropriate methods of undertaking development to a listed asset and the associated approval processes. DPTI, Building Management, Design + Heritage Management, will also provide advice to ensure that maintenance or development work will not compromise the fabric and long-term conservation of the building. Any works undertaken to a building listed on the South Australian Heritage Register, including maintenance, if it affects the building fabric (e.g. painting, replacing rainwater goods, integration of services etc.), is deemed development under the Heritage Places Act 1993 and requires Development Assessment Commission approval. The conservation policies and recommendations contained within conservation management plans take precedence over maintenance recommendations for the1building fabric which may have been prepared as part of an asset management plan for the building. Under the Development Act 199311, although fire and life safety in heritage buildings must be maintained at a reasonable standard of compliance with Building Code of Australia requirements, any development must not be in conflict with the Heritage Places Act 1993. Native Vegetation Agencies must ensure any removal/cutting of any significant vegetation has approval from Development Assessment Commission and local government before any work is undertaken. Development Act 1993 and Part 2Development, Section 6A Regulated and significant trees of Development Regulations 2008 Existing Trees (G33), DPTI Building Management Native Vegetation Act 1991. A regulated tree is any tree in metropolitan Adelaide and/or townships in the Adelaide Hills Council or parts of the District Council of Mount Barker with a trunk circumference of 2.0m or more measured at a point 1.0m above natural ground level (in the case of trees with multiple trunks, it is those with trunks with a total circumference of 2.0m or more and an average circumference of 625mm or more measured at a point 1.0m above natural ground level). A significant tree is any tree in metropolitan Adelaide and/or townships in the Adelaide Hills Council or parts of the District Council of Mount Barker with a trunk circumference of 3.0m or more measured at a point 1.0m above natural ground level (in the case of trees with multiple trunks, it is those with trunks with a total circumference of 3.0m or more and an average circumference of 625mm or more measured at a point 1.0m above natural ground level) 12. A significant tree may be listed in a local government development plan. 11 Development Act 1993, Section 71Fire Safety (15),(16) 12 Protecting Regulated and Significant Trees, Department of Planning and Local Government, November 2011 Page 27 In country areas, the Native Vegetation Act 1991 protects significant trees. Reference to ‘tree damaging activity’ in the Native Vegetation Act 1991 includes construction work (e.g. trenching for services) within the root zone of the tree that may adversely affect the health of the tree. Before a Government agency undertakes any work associated with a significant tree, such as removing a branch or lopping a limb, ringbarking, topping or complete removal, it is required by Development Act 1993 and Development Regulations 2008 to simultaneously lodge a Development Application with Development Assessment Commission and local government. Emergency Management Agencies are required to have emergency procedure policies in place that are appropriate to their role and the government’s state emergency post disaster requirements. Emergency Management Act 2004 South Australian State Emergency Service (SES) State Emergency Management Plan, June 2013, Government of South Australia. Comprehensive emergency management concerns strategies for risk assessment, prevention, preparedness, response and recovery. It is not enough to wait for emergencies to occur and then react; risks to the community and the environment must be managed in a rational manner. To find out more about the different aspects of emergency management, the considerations below are proposed and detailed by Australian Emergency Management under the Australian Government’s Attorney-General’s Department. Preparing for Emergencies Preventing Emergencies Responding to Emergencies Recovering from Emergencies. Australian Emergency Management offers a range of publications including the following as part of the manual series. Manual 1 – Emergency Management in Australia: Concepts and Principles Manual 5 – Emergency Risk Management Applications Guide Manual 7 – Planning Safer Communities: Land use planning for natural hazards. Agencies need to have in place policies that apply to emergencies that will affect service delivery, and define their role (where relevant) in a State post-disaster plan. Currently the Government of South Australia is developing an emergency guideline, based on Manual 5 – Emergency Risk Management Applications Guide. Agencies are required under the Work Health and Safety Regulations 2012 including Chapter 4Hazardous work and Chapter 7Hazardous chemicals to have all relevant records on workplace hazardous substances readily accessible to any emergency service. Page 28 Aged Care Providers of aged care facilities should ensure facilities are safe and comply with Department for Communities and Social Inclusion requirements and Australian Government Department of Health and Ageing standards. Aged Care Act 1997 (Cth) The Accreditation Standards – Standard 4: Physical environment and safe systems, Residential Care Manual 2009, Edition 1, Australian Government, Department of Health and Ageing. Aged Care Standards and Accreditation Agency Ltd is an Australian company limited by guarantee with the Minister for Mental Health and Ageing as the sole member of the company and in 1998, was appointed by the Department of Health and Ageing as the accreditation body under the Aged Care Act 1997 (Cth). Facilities providing aged care accommodation that have or are seeking Commonwealth funds need to meet Australian Government Department of Health and Ageing standards including those outlined in the agency’s Residential Care Manual below. To meet these standards, services must: provide a high quality of personal care to every resident have a safe building be committed to protecting their resident's rights. The Residential Care Manual published in 2009 by the Department of Health and Ageing discusses the Aged Care Certification Assessment Instrument. This instrument includes the following seven sections. Safety Hazards Privacy Access, mobility and occupational health and safety Heating/Cooling Lighting/Ventilation Security. Other Requirements Proximity to Power Lines and Telecommunication Carrier Cables The Office of the Technical Regulator is responsible for the electrical, gas and plumbing safety and technical regulation in South Australia. It was established under the Electricity Act 1996 and the Gas Act 1997. Electricity Act 1996 Energy Products (Safety and Efficiency) Act 2000 Gas Act 1997. While the Office of the Technical Regulator is responsible for the administration of these acts, its primary objectives are ensuring the safety of workers, consumers and property as well as compliance with legislation, technical standards and codes in the electricity and gas industries. Page 29 Both overhead and underground power lines require a safety clearance from buildings and structures. Safety clearances and separations between structures and communication cables must also be observed. Refer to Industry Code C524:2013 External Communication Cable Networks, Communications Alliance Ltd, 2013. The clearance for overhead and underground power lines depends on the voltage of the power cables and is defined in the Electricity (General) Regulations 2012, under the Electricity Act 1996. The safety clearance obligations apply to the building owners as well as to Electricity Network Managers. New construction must not encroach into the safety clearance zone even if an existing situation does not conform. The minimum safe clearance distances between buildings and powerlines are set out by the Office of the Technical Regulator. These distances are a legal requirement and must be maintained at all times. The Office of the Technical Regular has published a number of related documents as below. Building safely near powerlines, Office of the Technical Regulator, Government of South Australia Trees and powerlines, Office of the Technical Regulator, Government of South Australia Working safely near overhead powerlines, Office of the Technical Regulator, Government of South Australia Working safely near underground assets, Office of the Technical Regulator, Government of South Australia. Electrical installations on construction and demolition sites can pose serious risks to the safety of construction and demolition workers. This is recognised in AS/NZS 3012:2010 Electrical installationsConstruction and demolition sites. The Office of the Technical Regulator has assisted in the development of the following guidelines for safe electrical practices on construction and demolition sites. Industry Guideline for Safe Electrical Practices on Construction and Demolition Sites, Edition III, June 2011, Government of South Australia Page 30 Summary As asset owners, government agencies have a responsibility to occupants and the community to: observe a duty of care for all building occupants have knowledge of risk areas and have risk management strategies in place maintain their buildings’ levels of compliance with fire/life safety and other requirements, by undertaking all essential safety maintenance services as prescribed at the time of building approval undertake holistic risk assessments with a commitment to progressively raise compliance performance, reflected in action plans included within Asset Management Plans demonstrate due diligence through putting in place effective building compliance management systems and associated essential record management systems. Page 31 Appendix A: Glossary of Terms Agencies Departments, Offices and Authorities of the Government of South Australia Common Law Negligence Failure to exercise the degree of care expected of a person of ordinary prudence in like circumstances in protecting others from a foreseeable and unreasonable risk of harm in a particular situation. Determination of what is Reasonably Practicable Has been determined through precedent of common law court decisions by assessing the following. Foreseeability – was the injury/illness foreseeable? Causation – was the injury related to an unsafe matter controlled by the individual and/or company? Preventable – is there a practicable alternative/method to do the job safely? Reasonableness – was it reasonable to do something about the unsafe matter? Due Diligence Such diligence as a reasonable person under the same circumstances would use: use of reasonable but not necessarily exhaustive efforts (also referred to as reasonable diligence). Note: Due diligence is used most often in connection with the performance of a professional or fiduciary duty, or with regard to proceeding with a court action. Due care is used more often in connection with general tort actions. Duty of Care A duty to use due care toward others in order to protect them from unnecessary risk of harm. Holistic Emphasising the importance of the whole and the interdependence of its parts. Occupier In relation to a place, means a person who has the management or control of the place. Residual Risk The remaining level of risk after risk treatment measures have been taken (see AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines). Page 32 Appendix B: Key Changes in Building Standards Since 1960s Compliance requirements 1960’s 1970’s 1980’s 1990’s 2000’s 2010’s Building Act 1923-64 (ceased) Health and amenity (light, ventilation) Building Act 1971 (ceased) Dangerous Substances Act 1979 AS 1170.41993 Minimum design loads on structures, Part 4: Earthquake loads Building Code of Australia 1988 Equal Opportunity Act 1984 Occupational Health, Safety and Welfare Act 1986 (ceased) Occupational Health, Safety and Welfare Regulations 1986 Public and Environmental Health Act 1987 (ceased) Aged Care Act 1997 (Cth) AS/NZS 4360:1999 Risk management Building Code of Australia 1996 (introduced performance based approach) Building Regulations 1991 (ceased) Development Act 1993 Disability Discrimination Act 1992 (Cth) Environment Protection Act 1993 Heritage Places Act 1993 Native Vegetation Act 1991 Occupational Health, Safety and Welfare Regulations 1995 Risk Management Policy Statement, 1999 Smoke hazard management AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines Dangerous Substances Regulations 2002 Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, Page 33 Compliance requirements 1960’s 1970’s 1980’s 1990’s 2000’s 2010’s December 2002 Development Regulations 2008 Emergency Management Act 2004 Energy Efficiency Action Plan, Government of South Australia, 2002 Environment Protection Regulations 2009 Industry Code C524:2004 External Telecommunication Cable Network, Australian Communications Industry Forum, 2004 Ministers Specification SA 76, Maintenance and testing of safety installations, 2000 Promoting Independence: Disability Action Plans for South Australia Residential Care Manual, Edition 1, Australian Government, Department of Health and Ageing, 2009 Risk Management Policy Statement, Government of South Australia, November 2009 Treasury Circular 314: Seismic Assessment and Earthquake Mitigation Works for Existing Government Assets, 2001 Disability (Access to Premises – Buildings) Standards 2010 Ecologically sustainable development National Construction Code Series 2012 including Building Code of Australia (BCA) Vols 1 and 2 and Plumbing Code of Australia (PCA) Vol 3 South Australian Public Health Act 2011 South Australian Public Health (Legionella) Regulations 2013 Water Industry Act SA 2012 Work Health and Safety Act 2012 Work Health and Safety Regulations 2012 Page 34 Appendix C: Development Act 1993 – Section 53A The Development Act 1993 states: ‘53ARequirement to upgrade building in certain cases (1) If an application for a building rules consent relates to building work in the nature of an alteration to a building constructed before the date prescribed by regulation for the purposes of this subsection and the building is, in the opinion of the relevant authority, unsafe, structurally unsound or in an unhealthy condition, the relevant authority may require, as a condition of consent, that building work that conforms with the requirements of the Building Rules be carried out to the extent reasonably necessary to ensure that the building is safe and conforms to proper structural and health standards. (2) If— (a) application is made for building rules consent for building work in the nature of an alteration of a class prescribed by the regulations; and (b) the relevant authority is of the opinion that the affected part of the building does not comply with the performance requirements of the Building Code in relation to access to buildings, and facilities and services within buildings, for people with disabilities, the relevant authority may require, as a condition of consent, that building work or other measures be carried out to the extent necessary to ensure that the affected part of the building will comply with those performance requirements of the Building Code. (3) However, the regulations may specify circumstances in which a relevant authority may not require building work or other measures, or a specified kind of building work or measure, to be carried out under subsection (2).’ Page 35 References Aged Care Act 1997 (Cth) http://www.comlaw.gov.au/Series/C2004A05206 Aged Care Standards and Accreditation Agency Ltd http://www.accreditation.org.au/ AS (superseded) http://infostore.saiglobal.com/store/Details.aspx?productID=215691 AS 1170.42007 Structural design actions, Part 4: Earthquake actions in Australia http://infostore.saiglobal.com/store/Details.aspx?ProductID=215710 AS 38062006 Compliance programs http://infostore.saiglobal.com/store/Details.aspx?ProductID=304437 AS 38261998 Strengthening existing buildings for earthquake http://infostore.saiglobal.com/store/details.aspx?ProductID=304671 AS/NZS 3012:2010 Electrical installationsConstruction and demolition sites http://infostore.saiglobal.com/store/Details.aspx?ProductID=1409607 AS/NZS 4360:1999 Risk management (superseded) http://rogaine.asn.au/aradocs/file_download/14/AS%20NZS%2043601999%20Risk%20management.pdf AS/NZS 4804:2001 Occupational health and safety management systemsGeneral guidelines on principles, systems and supporting techniques http://infostore.saiglobal.com/store/Details.aspx?ProductID=386446 AS/NZS ISO 31000:2009 Risk managementPrinciples and guidelines http://infostore.saiglobal.com/store/Details.aspx?ProductID=1378670 Asbestos Management in Government Buildings (G143), DPTI Building Management http://www.bpims.sa.gov.au/bpims/library/downloadResource.do?id=1284 Assessment and Management of DECD Sites Treated with Termiticides (G32), DPTI Building Management http://www.bpims.sa.gov.au/bpims/library/downloadResource.do?id=191 Australian Building Codes Board http://www.abcb.gov.au/ Australian Emergency Management http://www.em.gov.au/Pages/default.aspx Australian Human Rights Commission http://www.humanrights.gov.au/ Building Act 1971 (ceased) http://www.legislation.sa.gov.au/LZ/C/A/BUILDING%20ACT%201971.aspx Page 36 Building Code of Australia (BCA) http://www.abcb.gov.au/about-the-national-construction-code/the-building-code-of-australia Building Regulations 1991 (ceased) http://www.legislation.sa.gov.au/LZ/C/R/Building%20Regulations%201991.aspx Building safely near powerlines, Office of the Technical Regulator, Government of South Australia http://www.sa.gov.au/upload/franchise/Water,%20energy%20and%20environment/energy/e nergy_safety/documents/ED05_Building%20safely%20near%20powerlines_Dec%202012_w eb.pdf Code of Practice for the Management and Control of Asbestos in Workplaces, National Occupational Health and Safety Commission, Australian Government, April 2005 http://www.safeworkaustralia.gov.au/sites/SWA/about/Publications/Documents/235/CodeOfP racticeForManagementControlofAsbestosInTheWorkplace_NOHSC2018-2005_PDF.pdf Code of Practice for the Safe Removal of Asbestos (2nd Edition), National Occupational Health and Safety Commission, Australian Government, Second Edition, April 2005 http://www.safeworkaustralia.gov.au/sites/SWA/about/Publications/Documents/234/SafeRe moval%20ofAsbestos2ndEditionNOHSC2002_2005.pdf Critical Infrastructure and the Earthquake Hazard (G139), DPTI Building Management http://www.bpims.sa.gov.au/bpims/library/downloadResource.do?id=1272 Dangerous Substances Act 1979 http://www.legislation.sa.gov.au/LZ/C/A/Dangerous%20Substances%20Act%201979.aspx Dangerous Substances Regulations 2002 http://www.legislation.sa.gov.au/LZ/C/R/Dangerous%20Substances%20Regulations%20200 2.aspx Department for Communities and Social Inclusion http://www.dcsi.sa.gov.au/ Department of Health and Ageing http://www.health.gov.au/ Department of the Premier and Cabinet Circular PC013 – Annual Reporting Requirements, 2013 http://dpc.sa.gov.au/sites/default/files/pubimages/Circulars/PC013_AnnRepRequirements.pdf Department of the Premier and Cabinet Circular PC020 – Upgrading of Safety and Access in Crown Buildings, December 2002 http://dpc.sa.gov.au/sites/default/files/pubimages/Circulars/PC020_Safety.pdf Development Act 1993 http://www.legislation.sa.gov.au/LZ/C/A/Development%20Act%201993.aspx Development Act 1993, Ministers Specification SA 76, Maintenance and testing of safety installations. Schedule of essential safety provisions, Planning SA, January 2000 http://www.sa.gov.au/upload/franchise/Housing,%20property%20and%20land/PLG/SA_76_ Maintenance_and_testing_of_safety_installations.pdf Page 37 Development Assessment Commission http://dpti.sa.gov.au/planning/current_consultation/development_application_public_notices# aboutDAC Development Regulations 2008 http://www.legislation.sa.gov.au/LZ/C/R/Development%20Regulations%202008.aspx Disability (Access to Premises – Buildings) Standards 2010 http://www.comlaw.gov.au/Details/F2011C00214 Disability Action Implementation Plan 2003, Government of South Australia http://www.sa.gov.au/upload/franchise/Housing,%20property%20and%20land/Housing%20S A/CH/Disability_Action_Implementation_Plan.doc Disability Discrimination Act 1992 (Cth) http://www.comlaw.gov.au/Series/C2004A04426 Disability Rights, Australian Human Rights Commission http://www.humanrights.gov.au/our-work/disability-rights Earthquake Hazard Risk Mitigation in Government Leasing (G137), DPTI Building Management http://www.bpims.sa.gov.au/bpims/library/downloadResource.do?id=1270 Electricity (General) Regulations 2012 http://www.legislation.sa.gov.au/LZ/C/R/Electricity%20(General)%20Regulations%202012.a spx Electricity Act 1996 http://www.legislation.sa.gov.au/LZ/C/A/ELECTRICITY%20ACT%201996.aspx Emergency Management Act 2004 http://www.legislation.sa.gov.au/LZ/C/A/EMERGENCY%20MANAGEMENT%20ACT%20200 4.aspx Energy Efficiency Action Plan, Government of South Australia, 2002 http://www.sa.gov.au/upload/franchise/Water,%20energy%20and%20environment/energy/e nergy_efficiency/documents/Government_Energy_Efficiency_Action_Plan.pdf Energy Products (Safety and Efficiency) Act 2000 http://www.legislation.sa.gov.au/LZ/C/A/ENERGY%20PRODUCTS%20(SAFETY%20AND% 20EFFICIENCY)%20ACT%202000.aspx Environment Protection Act 1993 http://www.legislation.sa.gov.au/LZ/C/A/ENVIRONMENT%20PROTECTION%20ACT%2019 93.aspx Environment Protection and Biodiversity Conservation 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