An Overview of the IPEM-Based Modular Implementation for Distributed Power Systems P. Barbosa, F.C. Lee, J.D. van Wyk, D. Boroyevich, E. Scott1, K. Thole1, H. Odendaal, Z. Liang, Y. Pang1, E. Sewall1, J. Chen, R. Chen, and B. Yang The Bradley Department of Elec. & Computer Engineering Center For Power Electronics Systems – Virginia Tech Blacksburg, VA 24061-0179 Abstract Power electronics systems are typically designed and manufactured using non-standard parts, which results in labor-intensive manufacturing processes and increased cost. As a possible way to overcome these problems, this paper provides an overview on how to realize integrated systems via Integrated Power Electronics Modules (IPEMs) to improve performance, reliability and cost of power electronic equipment. Technology barriers, existing industry practice and necessary advancements to realize integrated power systems are discussed in the paper, along with results from the active and passive IPEM design optimization processes. I. INTRODUCTION Power electronics and related power processing technologies constitute an “enabling infrastructure technology” with a significant potential impact on industrial competitiveness. This is manifested through the increased energy efficiency of equipment and processes using electrical power, and through higher industrial productivity and higher product quality, which results from the ability to control precisely the electrical power for manufacturing operations. Industrial firms are under constant pressure to produce power electronics products that are more powerful, durable, smaller, lighter, and less costly to the consumer. Despite all these requirements, power electronics products, to date, are essentially custom-designed and manufactured using non-standard parts, which increase labor and ultimately cost of power electronic equipment. Over the last twenty years, the fundamental approach to power conversion has steadily moved toward “high-frequency synthesis”, resulting in huge improvements in converter performance, size, weight and cost. However, in some high frequency power conversion technologies, fundamental limits are being reached that will not be overcome without a radical change in the design and implementation of power electronics systems. To address some of these issues, this paper briefly discusses the technology barriers that limit the rapid growth of power electronics, as well as the technology advancements needed to improve the characteristics of power electronics systems. The technologies being developed for the realization of integrated systems include planar metalization to allow three-dimensional This work was supported by the ERC Program of the National Science Foundation under Award Number EEC-9731677. 1 Department of Mechanical Engineering Virginia Tech Blacksburg, VA 24061-0179 integration of power devices and integration of power passives to increase power density. This paper presents the design and implementation results of active and passive Integrated Power Electronics Modules (IPEMs) needed to realize integrated power electronics systems. II. TECHNOLOGY BARRIERS A. Power Semiconductor Devices It is well recognized within the industrial sector that the performance of power electronics systems were driven by improvements in semiconductor components during the last five decades. The power device industry has undergone a revolutionary change, from bipolar technology-based devices, such as bipolar power transistors, power thyristors, and gate turn-off thyristors, to MOS-based devices, such as power MOSFETs, Insulated-Gate-Bipolar-Transistors (IGBTs) and MOS-controlled thyristors [1] [2]. Moving from bipolar to MOSFET technology has resulted in speed increases that, today, test the limits of packaging inductance and thermal handling. Thus, an order of magnitude increase in switching speed, which is possible with new device technologies, will require substantial reductions in structural capacitances and inductances associated with device and system-level packaging. B. Passive Components The inadequate performance of passive components at high switching speeds is evident. High current and voltage rates often produce frequency components in the megahertz range, which results in a situation in which capacitors behave as inductors and inductors behave as capacitors. This forms another critical barrier to future developments, because the major reason for further increases in switching speed in most applications is the size reduction of passive components, as long as thermal de-rating is not implied. Even continued efforts at developing cost-effective and volume-efficient capacitors and magnetic components with significantly improved performance do not solve the problems of high frequency interconnection impedance (parasitics) in future developments. C. Power Electronics Modules The lack of standardization of a modular approach to power electronics systems is a major barrier for future advancements in power electronics, especially for DPS applications that can be implemented with numerous topologies. Many power electronics companies still perceive that utilizing a proprietary circuit topology is a major value added to the product. However, with the system-oriented thinking, optimization of the overall system performance, cost, and time to market inevitably will lead to standardization of power modules. These modules must not only contain the power semiconductors, but as an efficient system integration tool, all other necessary standardized functions such as passive power components and the necessary level of intelligence for sensing and control. D. Power Electronics Packaging For a typical power electronics system, individual power devices are mounted on the heat sink, and the drivers, sensors, and protection circuits are implemented on a printed circuit board and mounted near the power devices. The manufacturing process for such equipment is labor-intensive, high cost, and low reliability. However, some manufactures have taken a more aggressive approach in recent years, developing a high level of integration where power semiconductors in the die form are mounted on a common substrate with wire bonding. The associated drivers, protection, and sensors are still realized in the form of a high-density printed circuit board, using surface-mount components and then packaged together with the power devices to form a power module. Although the wire bonding technology has seen many improvements, this approach still limits the possibilities of three-dimensional integration, as well as having electromagnetic layout constraints. The thermal management in this type of packaging is essentially limited to one-dimensional heat flow. In addition, the reduction of structural inductance associated with bonding wires and terminations have limitations, which impairs the electrical performances of the power module, restraining its application to the low frequency range. components are distributed on the printed circuit board and Cu traces are routed to distribute power and control signals to all devices. This type of layout approach presents severe limitations from the electrical and thermal viewpoints. Fig. 2(b) shows the top view of the 3-D solid-body model. Major components are identified in the figure, as well as critical paths defining which components must be placed next to each other in order to reduce parasitic inductance, and consequently voltage ringing during switching events. For instance, in the PFC stage the critical path consists of the connection between power switch, boost diode and output filter capacitor. The loop inductance formed by this connection is critical because it will generate voltage overshoot across the power switch during its turn-off, which impairs the electrical performance of the PFC circuit. Another critical path verified in the system appears between the bus capacitor and the two switches of the halfbridge DC/DC converter. Any inductance in this loop generates overshoot across the DC/DC switches due to high di/dt flowing through the parasitic inductance during switch turn-off. On-board Converter Power Factor Correction DC/DC Converter High Volt VRM On-board Converter Low Volt VRM Fig. 1. Distributed power system. III. POWER ELECTRONICS SYSTEMS & CURRENT PRACTICE (a) MOSFETs Fan Out. Rectifiers Integrated Magnetics Bus Cap Fan The increasing use of distributed power systems (DPS) for computer and telecommunication applications has opened up the opportunity to develop a standardized modular approach to power processing, which will improve the design and manufacturing processes significantly, as well as enhance the electrical system performance. For this reason, a DPS has been chosen to demonstrate the advantages of implementing integrated power electronics systems. A typical DPS configuration is shown in Fig. 1. Currently, the power supply industry uses discrete components to design and manufacture front-end converters for DPS applications. A three-dimensional solid-body representation for this type of system is shown in Fig. 2(a), which illustrates both front-end PFC and DC/DC converters. As observed, the current approach to implementing DPS front-end converters requires using a large number of parts, which makes difficult the optimization of space usage, limiting the power density of the entire system. The Blocking Caps Heat Sinks Out Cap Boost Diode MOSFET Snubber Diodes Control Bus Cap EMI Filter Boost Inductor Out Cap IV. NECESSARY TECHNOLOGY ADVANCEMENTS In order to provide significant improvements in performance, reliability, and cost of power electronic systems, it is essential to develop an integrated systems approach to standardize power electronics components and packaging techniques in the form of IPEMs. The IPEM approach makes possible increased levels of integration in the components that comprise a power electronics system – devices, circuits, controls, sensors, and actuators − integrated into standardized manufacturable subassemblies and modules that are customized for a particular application. The basic functions in electronic power conversion are easy to identify: (1) active control of energy transfer using semiconductor switches and switch assemblies, (2) passive energy transfer and storage using transformers, inductors and capacitors, and (3) control and protection using signal processing circuits. However, the integration of these components in a manufacturing process is not readily available due to the inadequate electromagnetic characteristics of semiconductor materials, incompatibility of materials and processing methods used in fabrication, and due to the high energy levels that these components must handle. All these considerations lead essentially to a hybrid integration technology as the only alternative to integration. Integrated power electronics modules in the form of hybrid packaging are quite feasible. Passive integration technologies must be developed as well, since the required physical volume of power electronic equipment is large, especially for passive energy transfer and storage components. Active IPEM C1 + C2 Gate drivers, protection and sensors Although bringing devices closer to each other is feasible and helps reduce the parasitic inductance, there is a clear limitation to this packaging approach because the space between components is limited by form factors. Moreover, electrical and thermal issues are conflicting entities, which means that improving electrical performance by bringing components closer to each other does deteriorate thermal performance because the heat has to be dissipated in a smaller area. Thermal issues are more stringent for integrated power electronics modules because the devices are closer. However, integration creates new opportunities to exploring novel thermal management approaches, such as 3-D thermal flow. The parasitic inductance is a limiting factor to increasing switching frequency and power level of systems based on the packaging approach shown in Fig. 2(a). Therefore, the only way to overcome this problem is to minimize parasitic inductance of critical paths by seeking integrating approaches for power devices and components. Such an integrated power electronics approach requires advances in power electronics technologies, which depend on finding solutions to deal with the multidisciplinary issues in materials, electromagnetic compatibility and thermal management. Passive IPEM + Fig. 3. Asymmetrical half-bridge DC/DC converter (AHBC) used to demonstrate active and passive IPEMs. V. DEVELOPING AN INTEGRATED SYSTEMS APPROACH Although the objective is to integrate functions and components for both front-end PFC and DC/DC converters, the results reported in this paper are only related to the work that has been accomplished in integrating the front-end DC/DC converter. The PWM asymmetrical half-bridge DC/DC converter (AHBC) was chosen as the demonstration vehicle to show the application of active and passive IPEMs, as illustrated in Fig. 3. In the same figure, two blocks are defined as active and passive IPEMs. The active IPEM represents the integration of power MOSFETs and gate drivers, while the passive IPEM represents the electromagnetic integration of the DC blocking capacitor, transformer and output inductors of the current doubler configuration used in the AHBC. Although the system represented in Fig. 2(b) is the discrete approach to DPS applications, one can already verify some level of integration in the magnetic components of the DC/DC AHBC [3]. This represents by itself an advanced approach to integrating functions in power electronics systems. The passive IPEM represented in Fig. 3 is a step further to integrate not only magnetic parts, but also capacitive components into a single electromagnetic device. Therefore, one of the main purposes of increasing the level of integration is to reduce the parts count in the system, increase the power density and develop a modular approach to manufacturing power electronics systems, as well as reduce the overall number of interconnections needed to realize such systems. The next subsections in this paper discuss the design process used to implement the active and passive IPEMs for the AHBC. A. System Specifications and IPEM Requirements Steps were taken towards defining specifications at the system level, as well as the requirements for the active and passive IPEMs. Table 1 shows specifications for the DC/DC converter, which was simulated at 200kHz in order to define the requirements for the active and passive IPEMs, as described in Table 2 and Table 3. Table 1. System-level (DC/DC converter) specifications. Parameter Input voltage Output voltage Output voltage ripple (pk-pk) Isolation (output to ground) Output power Ambient temperature Air flow at 5000ft Safety EMI system-level Specification 300 V – 415 V 48 V ± 10% 480 mV >10kΩ 1 kW 50oC 20 CFM at 50oC amb. 15 CFM at 35oC amb UL 60950 EN55022 Class B Metalization layer Gate drive r ic ram Ce Device Device Etched Cu Etched Cu Ceramic Cu layer Table 2. Active IPEM requirements. Specification 400V 415V 25A 150oC 125 oC -20 oC -100 oC at He r de ea spr (a) Gate driver Ceramic Parameter DC bus voltage (500 device) Surge of DC Bus voltage Power terminal current Junction temperature (max.) Maximum operating junction temperature Operating case temperature Isolation voltage (case-to-terminal at 60Hz) Power terminal leakage current Maximum switching frequency Metalization layer >2500V <500µA 500kHz Table 3. Passive IPEM requirements. Parameter DC blocking capacitance Leakage inductance (ZVS range 50%100%) Magnetizing inductance Turns Specification >2 µF 2 µH 45 µH Np1=4, Ns1=3, Np2=8 and Ns2=6 B. Active IPEM Design and Implementation Using Planar Metalization Technology Some approaches have been developed for integrated packaging of power modules. Previous work reported a MCM-D package for power applications [4]. In that structure, the silicon chip with one power transistor was used as a MCM-D substrate onto which the gate driver was mounted using flip-chip technology. The technique accomplishes high integration levels of multiple power and signal chips. However, the power bus is still interconnected to the base substrate with bond wires. This also occurred in the IPM packaging technology, where power chips were mounted and interconnected with bond wires onto a highdensity substrate [5]. In addition, the concepts of embedded chips and bump-less bonding were investigated for microelectronics packaging applications [6]. Since the use of wire bonding inhibits three-dimensional structural integration and has limitations in reducing structural packaging inductance, a planar metalization technology was developed, namely embedded power [7]. Embedded power is a 3-D multi-layer integrated packaging technology that sandwiches power bus structure and integrated circuitry. The principle of this technology is shown in Fig. 4(a), while a module for the DPS-IPEM is shown in Fig. 4 (b). Note that since one of the main structural elements of this planar Metalization (b) Fig. 4. (a) Three-dimensional view of the active module using embedded power technology and (b) Top view after metalization and assembly of gate driver. technology is a ceramic carrier, the structure is suitable to mounting passive devices and advanced control functions in 3D fashion directly on the carrier. Fig. 4(a) shows several layers used to implement the active IPEM. The heat spreader is used not only for thermal purpose, but also to provide mechanical stability to the entire module. Mounted on the top of the heat spreader is the DBC, which is comprised of Cu layer, ceramic and etched Cu traces. The devices are then soldered on the top of the etched Cu and another ceramic carrier is used to confine the devices. The metalization layers connect the devices from the top of the ceramic carrier. Gate driver and circuitry are also mounted on the top of the same carrier. In the design process of the active IPEM, different layouts were proposed to reduce the geometric footprint based on electrical limitations. Bringing devices closer, as well as reducing the Cu area of the planar metalization reduced the footprint of the IPEM. Analyses were conducted on these layouts to determine the best design based on electrical performance. A parametric study was then carried out on the best layout to determine how ceramic thickness, ceramic material and heat spreader thickness affect the thermal performance of the power module [8]. A set of models for DPS- Table 4. Summary of modeling, analysis and design results. Generation II DPS-IPEM (Preliminary design) Generation II DPS-IPEM (Proposed design) Inductance 10nH 3nH 3nH Overshoot 70V 50V 10V CM capacitance 4pF 60pF 20pF Parameter Design Version Generation I DPS-IPEM 5 extraction, while the thermal models were implemented in IDEAS thermal. * * . . 5 8 E core 8 a im pr (a) b hy T1 nd co se ry ing ind w rid ary in nd wi ar n pla I core T1 g T2 p (b) y ar nd s co ing e d & swin arynar rimpla T2 Ec e or (c) Fig. 5. Components of the passive IPEM: (a) equivalent circuit, (b) core structure and (c) exploded view of passive IPEM. Fig. 6. Prototype of passive IPEM. IPEMs based on three-dimensional geometry was developed, including both electrical and thermal models. The electrical models were implemented in Maxwell Q3D for parameter Table 4 summarizes the results obtained from the design optimization. The first design shown in the table used wire bonding, while the other two used embedded power technology. The proposed design achieved 37% in footprint reduction, as compared to Generation I wire bonding version, and approximately 5% reduction in comparison with Generation II preliminary design. The device interconnects using planar metalization with embedded power reduced the structural inductance by a factor of 3 when compared to the wire bonding technology (Table 4 shows the largest structural packaging inductance only, but other paths also presented similar reduction ratio). The embedded power technology using planar metalization helps reduce the structural inductance, but the common-mode (CM) capacitance is increased by a factor of 5, as compared to wire bonding. The parametric thermal study concluded that factors such as reduction in footprint, increase in ceramic thickness and increase in heat spreader thickness deteriorate thermal performance. The temperature rise, however, is less sensitive to increase in ceramic and heat spreader thickness than reduction in footprint. AlN substrate resulted in slightly better thermal performance and 10% less CM capacitance than Al2O3. Ceramic thickness does not affect temperature rise to a great extension, then it should be chosen according to cost and CM capacitance impacts at the module level. The proposed design recommended 25milthick Al2O3 ceramic substrate and 3mm-thick heat spreader to improve thermal and mechanical managements. C. Design and implementation of passive IPEMs Using Hybrid Winding Technology The electromagnetic structure of any capacitor or inductor already includes both types of electromagnetic energy storage. Instead of attempting to produce “pure” components, it has long been realized that enhancing the capacitive element in inductors can lead to an integrated component [9]. However, in terms of 3-D integration, it remained for the combination of all the well-known technologies for planar magnetic components, multi-layer planar capacitors and the process technologies for making micro-inductors to be combined into a viable planar technology for the integration of high density, high power planar passives into modules [10]. The development of this technology was first applied to resonant and resonant transition converters as offering a natural proving ground to combine a resonant function and a transformer. In the front-end DC/DC converter, the size and dimensions of the passive components strongly affects the total size and volume of the converter. To further increase the power density and reduce the profile, there is a demand for the integration of passive components into one planar module. The original work of an integrated inductorcapacitor structure [9] led to the development of a planar technology to integrate inductors, capacitors and transformers (L-C-T) for resonant applications [11]. The integration of passive components for PWM AHBC is an application of L-C-T technology to PWM converter. For the design of the passive IPEM, constraints and parameters for all components are obtained from the system requirements and circuit analyses, as illustrated in Table 3. A design program was developed and an optimal design result was obtained from the design process. Because of the current doubler configuration, the structure of the passive IPEM has been realized by stacking two transformers, as illustrated in Fig. 5(a). The transformers are built with two E-planar cores that share a common I core, as shown in Fig. 5(b) and further detailed in Fig. 5(c). The DC blocking capacitor is implemented in transformer T1 by using the hybrid winding technology [12], The hybrid winding is implemented using Cu traces on both sides of the winding and a dielectric layer placed in the middle to enhance the capacitive component of the winding. The transformer T2 is REFERENCES [1] [2] [3] [4] [5] [6] B.J. Baliga, “The Future of Power Semiconductor Device Technology,” in Proc. of the IEEE, Vol. 89, Issue 6, June 2001, pp. 822-832. B.J. Baliga, “Trends in Power Semiconductor Devices,” in IEEE Trans. on Electron. Dev., vol. 43, no. 10, pp. 1727-1731, 1996. G. Bloom and D.M. Mitchell, “Integrated-magnetic pre-converter networks for switchmode power converter circuits,” in APEC 1991, pp.133-139. A. Collado, X. Jorda, E. Cabruja and P. 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