1 LAW EXTENSION COMMITTEE UNIVERSITY OF SYDNEY 2004 JURISPRUDENCE OUTLINE ALL STUDENTS PLEASE NOTE: The outline below is intended to assist students in following the lectures in the course and in understanding the recommended reading. The outline is not a substitute for the lectures and reading. The outline is not intended to be comprehensive. Students who have merely familiarised themselves with the outline but not attended the lectures and read the prescribed text and readings will be inadequately prepared for the exam and at substantial risk of failure. Commencing with the November 2001 semester, examination questions will increasingly ask students to apply the concepts and arguments taught in the course to an issue or problem. Students will be best prepared to deal with the paper who have attended the lectures or weekend schools and read widely. LECTURE 2 RONALD DWORKIN: LAW AS INTEGRITY Ronald Dworkin was born in 1931. He was appointed to the Chair of Jurisprudence at Oxford University in 1969. His most important work is Laws Empire published in 1986 and he is still a prolific writer and commentator on the American legal scene. Dworkin’s work involves an attack on the idea that law and morality are clearly separated concepts. Christopher Birch April 2004 2 TYPES OF MORAL THEORY Consequentalist Moral Theories Non-consequentialist Moral Theories Eg. Do what will produce the best outcome for Eg Do what is right, just, etc without regard to the largest number of people consequences Subjectivist Moral Theories Objectivism Eg. Morality only reflects personal Eg. Morality expresses claims binding on preferences. We cannot rationally disagree on everyone. It is possible to have rational moral moral issues. disagreements. Sceptical Moral Theories Strong Objective Moral Theories Eg. We cannot prove any particular moral Eg. We can demonstrate rationally that some theory is right. There is no such thing as moral moral theories are better, or that there is moral truth. truth or that some moral theories would be irrational This table is not an exhaustive way of categorising moral theories. Dworkin advocates a non-consequentialist theory of moral rights. He believes that moral claims are at least objective in the first sense described above. Dworkin’s Criticisms of Positivism Dworkin’s early essays particularly criticise HLA Hart’s positivist theory of law. This was the theory that: (i) law consists of a body of rules; (ii) rules have a central core of meaning where their application is clear but with a penumbra of uncertainty; (iii) where cases fall within the penumbra of rules there is no right answer to the legal question; Christopher Birch April 2004 3 (iv) where there is no right answer judges exercise a judicial discretion and make law by creating a new rule; and (v) judges are thus law makers, although they only make law piecemeal. Dworkin criticised this theory on the following grounds: (i) there are no gaps in the law, if an existing rule does not prohibit conduct it is lawful; (ii) judges do not fill gaps they can only change existing rules or principles; (iii) if judges made law in the fashion Hart suggested they would be acting as legislators; and (iv) if there was no right answer to a case it could not be said that anyone had a right to the outcome. Dworkin’s Theory of Law Objectivity. There are right answers to legal problems; Principles: Law is not just rules but contains principles; Institutional Support. Judges cannot apply any principles, they apply those principles which have institutional support; Rights. Rights are trumps. They override consequentalist moral demands. Principles v Policies Politicians engage in policy reasoning. Policy reasoning is consequentalist, eg. passing law X will improve overall welfare. Principles reflect rights, eg, the principle that one should not discriminate upholds each citizen’s rights not to be discriminated against. Judges do not have the means or resources to properly take into account policy issues. Judges should decide cases by only having regard to legal rights, but in determining what the law is judges also take into account principles. Christopher Birch April 2004 4 Dworkin’s Theory of the One Right Answer Dworkin seeks to overcome the sceptical conclusion of the realists. Initially Dworkin argued that principles were a device by which judges could justify right answers. In later works, particularly ‘Laws Empire’ Dworkin appealed to notions of overall coherence of the law to demonstrate why there is a right answer. He used a number of metaphors and analogies to explain how there is a right legal answer to all legal problems. 1. the hypothetical best legal decision arrived at by the hypothetical best possible judge Hercules; 2. the concept of best fit; 3. the metaphor of the serial novel; All these arguments seek to show that judges should strive to arrive at the best justification in political and moral terms of past decisions. A Case Study in Legal Reasoning using Dworkin’s Theory Yerkey v Jones (1939) 63 CLR 649 European Asian Bank of Australia Ltd v Kurland (1985) 80 NSWLR 192 Garcia v National Australia Bank Limited (1988) 184 CLR 395 Christopher Birch April 2004