University of Hawai’i Office of Export Controls Visitor Export Control Agreement (Non UH/RCUH Employees or Non-Students) The University of Hawai’i (UH) system is subject to United States (US) export control laws and regulations that protect national security and trade which include, but is not limited to, the (1) International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120-130), implemented by the US Department of State; (2) Export Administration Regulations (EAR) (15 CFR Parts 770-774), implemented by the US Department of Commerce; and (3) Office of Foreign Asset Control Regulations (OFAC), which is part of the US Department of the Treasury, which is primarily responsible for administering and enforcing economic and trade sanctions against certain nations, entities, and individuals. In sum, these laws and regulations control the export of strategic information, technology, and services, to foreign countries, as well as to foreign nationals inside the US. Failure to comply with export control laws and regulations may lead to significant civil and/or criminal penalties including, but not limited to, monetary penalties up to $1,000,000.00 per violation; prison term up to 20 years; denial of export privileges; and debarment from US government contracts. All UH visitors (meaning non-UH employees or students) must abide by US laws and regulations, including those related to export controls. In order to prevent an inadvertent violation of US export controls, visitors are not permitted to participate in export-controlled activities without authorization from the UH Office of Export Controls (UH OEC). If such authorization is granted, it is explicitly noted below. UH Export Control Program Guidelines are available at: http://www.hawaii.edu/offices/export/guidelines.pdf. Section 3 describes the requirements for visitors, and explains the use of this agreement. Part I: OEC ___________________________ is: Box 1. items Box 2. Specific not authorized to participate in export-controlled activities, or have any access to export-controlled or technology. authorized to participate in export-controlled activities, limited to those described in the ProjectTechnology Control Plan (PSTCP) number _________________. ________________________________ Printed Name, UH OEC ________________________________ Signed _________________________ Date Part II: VISITOR AGREEMENT I have read and understand this agreement, and what the UH has/has not authorized me to participate in. If Box 1. Is checked on page 1, I understand that UH is not granting me authorization to participate in any exportcontrolled activities and any of my actions contrary to export control laws and/or regulations are subject to civil or criminal penalties. If Box 2. Is checked on page 1, I understand and acknowledge that UH is granting me authorization to participate in only the PSTCP shown above, under the direction of ___________________________, a copy of which has been furnished to me on _____________. I understand and acknowledge that UH is not authorizing any activities outside of the scope of the PSTCP, and further agree not to release any export-controlled information that is disclosed to me in any format (verbal, written, electronic) to any other persons or entities. I understand that any of my actions contrary to export control laws and/or regulations are subject to civil or criminal penalties. ________________________________ Printed Name (Visitor) ________________________________ Signed _________________________ Date Part III: UH PRINCIPAL INVESTIGATOR AGREEMENT I have read and understand this agreement, and what UH has/has not authorized the visitor to participate in. I will ensure the visitor is escorted through facilities with controlled technologies, and are not given keys/keycards, combinations, passwords or other access to research facilities in which export-controlled research is being preformed. I will check the visitor’s identity to make sure that the visitor has the same identity as the person identified as the visitor in this agreement. If Box 1. Is checked on page 1, I will be responsible for ensuring that the visitor does not participate in export-controlled activities, and that technical data nor controlled equipment are present when the visitor is in the area. If Box 2. Is checked on page 1, I will be responsible for ensuring that the visitor complies with the PSTCP identified on page 1. ________________________________ Printed Name, UH Principal Investigator ________________________________ Signed _________________________ Date Page 2 of 2