Federalism as a Cultural System

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Federalism as a Cultural System

Federalism is a system which expresses a desire for national unity and, at the same time, an insistence on regional, state, or local distinctiveness. we have seen that the dominance of liberal cultural values are widely shared among

Americans with diverse interests. However, there are

[according to Daniel Elazar, AMERICAN FEDERALISM: A

VIEW FROM THE STATES] three separate manifestations of liberal culture in the U.S.:

• moralism

• individualism

• traditionalism

Additionally, culture types may be combined in any specific region, state, or locale such that there is a dominant culture type and a subculture (i.e., moralism/individualism, individualism/moralism, individualism/ traditionalism, traditionalism/individualism, and traditionalism/moralism. See maps that follow and discussion of culture types in the table titled “Elazar’s Three Culture

Types”].

ELAZAR’S THREE DOMINANT

CULTURE TYPES by STATE

M

M

M

I

I

M

T

M

M

I

T

M

I

Elazar explains the dominant cultures among the states in terms of patterns of migration during the

19th century. Migration during this period occurred basically from east to due west. This is why the northern tier is dominated by moralism, the southern tier by traditionalism, and the middle tier by individualism.

M

M M

M

M

I

T

M

T

M

M

I

T

M

I

T

M

I

I

T

T

I

T

T

T

T

T

T

I

I

I

I

I

I

I

T

T

M = moralistic

I = individualistic

T = traditionalistic

ELAZAR’S CULTURE TYPES* by

STATE with Sub-Cultures indicated

MI

MI

MI

I

MI

TM

MI

MI

IM

TI

MI

MI

MI

IM

MI

TI

TI

MI

MI

Elazar explains the subcultures among the states in terms of patterns of migration during the 20th century. Migration during this period occurred basically from north to south. This accounts for the mixing of culture types in any state.

MI

MI

MI

IM

MI

MI

IT

IM

I

TI

IM

TI

I

T

I

IT

IT

IM

TM

T

TI T

TI TI

T

TI

I TI

*dominant type listed first

IT

ELAZAR’S LOCALIZED

CULTURE TYPES

Elazar contends that political culture is a localized phenomenon.

Therefore, patterns of migration can produce some interesting combinations of dominant culture types and subculture types. Note, for example, the combination of moralism and traditionalism in the desert southwest.

M

M

M

M

M

M I

M

M

M I

M I

M I

M I

I

IM

M I

IM

I

M I

M I

M I

I

T

I

IM

I

M T

M T

M T

M

M

M I

I

M I

M

TI

M

M

I

IM

M

I

M

M

M T

TM

T

I

T

I

M I

T

M

M I

M I

IT

TM

T

M

M I

M I

M I

TM

I

TM

IT

M

M I

T

M

I

M I

M

I

M I

IT

IT

IT

I

M

M

IT

I

I

M

M

M I

M

M

TI

IT

IT

IT

TI

M IM M I

M

IM

M I I

TI

I

IM

IT

I

TI

TI

TI

TI

M

M

M

M

M

M

M

M I M I

M I

T

T

TI

M

I

IT

T

TI

T

M

TM

T

T

M

T

M

TI

T

T

T

TI

T

M

M

M I

M

I

M I

M I

IM

M I

T

T

I

IT

T

T

TI

I

I

I

IT

T

T

TI

I

IT

I

I

M

M I

M I

IM

T

IT

I

T

M

T

I

I

T

TI

IT

TM

M T

M I

M I

I

M I

IM

I

IM

IM

M I

I

I

I

I

I IT

TI

TI

TM

TI TM

T

T TM

T T

I

IM

IM

IT

I

T

TI

I

T

IM

IM

I

I

TM

TM

TM

TM

TM

T

TM

T

T

T

TM

T

T

T

TI

T

T

TM

T

T

T

TI

TI

T

T

T

T

T

T

T

TI

T

T

M IM

M I

M I

IM

M I

M I

IM

TI

M

TI

TI

M I

T

T SOURCE: Daniel Elazar, American Federalism: A View

TI from the States , pp. 124-125

ELAZAR’S THREE CULTURE TYPES

C ULTURE T YPE

MORALISTIC

L OCATION patterns of 19th century migration spread this culture types across the northern tier of states, from New

England to Pacific northwest;

20th century patterns of migration have allowed this type to spread from north to sunbelt, particularly the desert southwest, to become important subculture in region

G OVERNMENT viewed as a

“commonwealth”

[means to achieve the good of the community through positive action]

A

PPROPRIATE

AREAS OF PUBLIC

POLICY

P OLITICS any area that will enhance the community although nongovernmental action preferred social as well as economic regulation considered legitimate; new programs will be initiated without public pressure if believed to be in the public interest viewed as a healthy civic enterprise; everyone should participate

P OLITICAL

PARTIES viewed as

“vehicles” to attain goals believed to be in the public interest; third parties popular; subordinate to principles and policy issues

E LECTIONS competition is over issues winning public office viewed as greater opportunity to implement policies and programs

ELAZAR’S THREE CULTURE TYPES

C

ULTURE

T

YPE

INDIVIDUALISTIC

L

OCATION

G

OVERNMENT patterns of 19th century migration spread this culture types across the middle tier of states, from the mid-Atlantic coast to western interior and parts of

California;

20th century patterns of migration have allowed this type to spread from industrial northeast and midwest to sunbelt, particularly the South Florida to

Texas], to become important subculture in region viewed as a marketplace

[means to respond efficiently to demands]; government functions like a business

A PPROPRIATE

AREAS OF PUBLIC

POLICY

P

OLITICS

P OLITICAL

PARTIES

E

LECTIONS largely economic, encouraging private initiative and access to the marketplace; economic development given highest priority; new programs will not be initiated unless demanded by a significant client of government viewed as dirty, act as left to those who would soil themselves by business organizations, doling out engaging in it; only political professionals participate favors and responsibilitie s; party cohesiveness tends to be strong; competition is between parties rather than over issues; winning public office is seen as opportunity to attain and distribute tangible rewards

ELAZAR’S THREE CULTURE TYPES, continued

A

PPROPRIATE

C ULTURE T YPE L OCATION G OVERNMENT

TRADITIONALISTIC patterns of 19th century migration spread this culture types across the

Old South into

Texas and

Oklahoma;

20th century patterns of migration have allowed this type to spread into the desert southwest, to become dominant culture type in region viewed as a means of maintaining the existing social, economic, and political order; elite dominated

AREAS OF PUBLIC

POLICY

P OLITICS

P OLITICAL

PARTIES

E LECTIONS include those that maintain traditional patterns; new programs will not be initiated unless they serve the interest of the governing elite, implying minimal government services viewed as a privilege; only those with legitimate claim to public office should participate; power is highly personal, based on family and social ties

[one or two families tend to dominate in most communities] serve as a means to recruit people to public offices not desired by established power holders; one-party politics competition tends to be between elitedominated factions of a dominant party; the goal of winning public office depends on the political values of the dominant elite faction adapted from Daniel Elazar, A

MERICAN

F

EDERALISM

: A V

IEW

F

ROM THE

S

TATES

, 3rd edition, 1984, pp. 120-121

Texas’ Political Culture

• dominant political culture – traditionalism

– “In Texas, (the) preservation of cultural patterns manifests itself concretely in wide circles as anti-federal, anti-social welfare, anti-tax radicalism tied in with the very clear economic interests in the state.” Daniel Elazar, American Federalism: A

View from the States, 3 rd edition, 1984, p. 29

• subculture – individualism

– “Individualism (in Texas) is exalted over community…. Texans see few legitimate social goals as separate from private or individual goals. Economic development, particularly, excludes other matters from the public agenda….

– ….”whereas (formerly) segregation of blacks was the great unifying issue….(it) is now being replaced by a common interest in economic development….Economic development is the political issue of the greatest internal unity in Texas.” Elazar, pp. 18-19

Voter Turnout and Political Culture

[ taken from Federal Election Commission website ]

11

12

13

14

7

8

9

10

15

17

17

5

6

3

4

1

2

2000

Rank State

Minnesota

Maine

Alaska

Wisconsin

Vermont

New Hampshire

Montana

Iowa

Oregon

North Dakota

Wyoming

Colorado

Connecticut

South Dakota

Massachusetts

Michigan

Missouri

IM

M

IM

MI

MI

MI

M

M

Culture

Type

M

M

I

M

M

MI

IM

M

IT

59.7

56.8

58.4

58.2

61.5

60.7

60.6

60.4

Turnout in

2000 Election

68.8

67.3

66.4

66.1

64

62.5

57.6

57.5

57.5

59.4

52.8

56.2

60.5

62.1

57.7

57.1

56.0

Turnout in

1996 Election

64.1

71.9

56.9

57.4

58.1

57.3

55.0

54.4

54.0

5

23

14

4

10

16

3

7

13

8

6

9

1996

Rank

2

1

18

20

22

Voter Turnout and Political Culture

23

24

29

31

31

33

25

26

27

28

34

35

20

21

22

2000

Rank State

18

19

Washington

Nebraska

Delaware

Ohio

Idaho

Rhode Island

Louisiana

Kansas

Pennsylvania

Virginia

Illinois

Utah

Kentucky

Maryland

New Jersey

Florida

New York

IM

T

I

I

M

TI

MI

I

T

I

TI

IM

Culture

Type

MI

IM

I

I

MI

Turnout in

2000 Election

56.9

56.5

56.3

55.8

54.5

54.3

54.2

52.6

51.6

51.6

51

54.1

53.7

53

52.8

50.6

50.4

Turnout in 1996

Election

54.8

55.9

49.4

54.3

57.1

52.0

57.0

49.9

47.4

46.6

50.1

56.1

49.0

47.5

49.3

48.0

47.5

24

12

26

37

40

25

15

31

35

29

33

35

1996

Rank

19

17

28

21

10

50

51

52

32

46

47

48

49

41

42

43

44

45

38

39

40

Voter Turnout and Political Culture

2000

Rank State

36

37

North Carolina

Alabama

Culture

Type

TM

T

Turnout in

2000 Election

50.3

50

Turnout in 1996

Election

45.6

47.7

Tennessee

District of Columbia

Indiana

T

T

I

49.2

49.1

49

46.9

44.0

48.8

Oklahoma

Mississippi

Arkansas

New Mexico

West Virginia

South Carolina

California

Georgia

Nevada

Texas

Arizona

TI

TM

Hawaii IT

UNITED STATES (average)

T

MI

T

I

TI

T

T

TI

TI

43.1

42.3

40.5

51.3

46.6

44.1

43.8

43.8

48.8

48.6

47.8

47.4

45.8

41.3

44.7

40.5

49.1

41.6

43.9

42.4

38.3

49.7

45.4

47.2

45.4

44.9

1996

Rank

41

34

39

46

32

27

42

38

42

44

50

45

51

30

49

47

48

52

Texas’ Rankings on Selected Indicators

State and Local General Expenditures (Table 20, p. 362)

Poverty Rate (Table 4, p. 3)

Overall Welfare Expenditures per Capita (Table 23, p. 365)

TANF, Average Monthly Payment for a Family of Three

Average Monthly Medcaid, per Recipient (No. 132) ( detailed table )

Teen Births per 1,000 (Table 5, p. 4)

Education Expenditures per Capita (Elementary/Secondary)

• Average Teachers’ Salaries

Percentage of Population Completed High School (Table 3, p. 2)

• Percentage of Population with Bachelor’s Degree

(Table 3, p. 2)

Highway Expenditures per Capita (Table 25, p. 367)

Crime Rate per 100,000

Public Safety Expenditures (Table 26, p. 368)

Environmental Expenditures per Capita (Table 27, p. 369)

Overall Tax Capacity (% of national average) (Table 30, p. 372)

Overall Tax Effort (% of national average) (Table 30, p. 372)

General Revenue Per Capita

Tax Revenue Per Capita

Tax Revenue as a Percentage of Personal Income

Average Sales Tax Rate

Cigarette Tax Rate

State and Local Property Taxes per Capita (Table 15, p. 357)

State and Local Fees per $1,000 of Personal Income

Federal Aid to State and Local Governments Per Capita

46 th

43 rd

42 nd

48 th

39 th

48 th

33 rd

27 th

46 th

29 th

46 th

42 nd

23 rd

47 th

40 th

34 th

49 th

48 th

48 th

7 th

37 th

19 th

36 th

46 th

[Click on links for sources of data included in this table.]

($200)

(91%)

(90%)

($2,653)

($1,380)

(5%)

(7.9%)

($.41)

($845)

($26.92)

($889)

($3,949)

(15.6%)

($575)

($156)

($253)

(70.9)

($647)

($38,614)

(79.2%)

(23.9%)

($254)

(5,032)

($375)

Federalism as a Political System

• Federalism also refers to a dynamic political relationship among the levels of government in the federal system. The development of the federal system in the 20th century has been marked more by cooperation than by conflict.

Whereas relations between the national and state governments had largely been characterized by conflict during the 19th century, the 20th century ushered in an era marked less by attempts on the part of state and local governments to resist encroachments by the national government on their reserved powers and more by a new spirit of cooperation among the three levels.

• The fiscal dilemma of the 20th century [see diagram below]

With the passage of the 16th Amendment in 1913, the nature of intergovernmental relations in the American federal system changed dramatically. The 16th Amendment gave Congress the authority to impose a tax on personal incomes. The imposition of the national income tax resulted in a huge reservoir of financial reserves at the national level of government. State and local governments being faced with the problems of a rapidly industrializing, urbanizing society welcomed federal financial assistance to deal with concerns that were beyond the means of state and local governments. To put it another way, while the “burdens”

[responsibilities] of government lay mainly at the local and state levels, the “bounties” [financial ability] of government lay at the national level. This situation led to massive transfers of money from the national government to state and local governments.

In short, state and local governments lacked the financial resources to provide services needed or demanded by their residents and, therefore, had much incentive to “cooperate” with the national government.

• The extensive use of grants-in-aid:

IGR during the 20th century has been distinguished by the development of a large number of grants-in-aid programs. There are three basic types of grants that have been utilized during the 20th century. These three differ mainly in terms of the discretion that the recipient government has in spending the money.

-categorical grants

Fiscal Dilemma of 20th Century Federalism

N

$

N are provided for fairly narrow, specific purposes. They are the most numerous of the three types and give the recipient government the least discretion.

-revenue-sharing were associated with Nixon’s “New Federalism” and were provided for

S

L

S

L whatever purpose the recipient government chooses; these afford the

Bounties Burdens recipient government the greatest discretion.

-block grants were associated with Reagan’s “New Federalism” give the recipient government a medium range of discretion by providing funds for a general policy area, such as education.

Wright’s Three Models of IGR

State National

National

State

Local

Local

The Coordinate Authority Model

• Independence, Autonomy

Given the emergence of grants-inaid during the 20th century, what is the proper way to characterize intergovernmental relations in the

American federal system? Political scientist Deil S. Wright has proposed the three possible models illustrated here. Wright contends that the Overlapping

Authority Model is the most realistic because it recognizes the dynamism and political nature of federalism today. Most public programs today are the product of substantial bargaining and compromise among the three levels of government.

National

N/L

N/S

N/S/L

Local

State

The Inclusive Authority Model

• Dependence, Hierarchy

S/L

The Overlapping Authority Model

• Interdependence, Bargaining

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